Key words: Purpose: This study was conducted to identify the effects of kangaroo care on the physiological functions of
Infant;
preterm infants, maternalinfant attachment, and maternal stress.
Kangaroo care;
Design and Methods: For this study, a quasi-experiment design was used with a nonequivalent control
Object attachment;
group, and a pre- and post-test. Data were collected from preterm infants with corrected gestational ages of
Premature;
33 weeks who were hospitalized between May and October 2011. Twenty infants were assigned to the
Stress
experimental group and 20 to the control group. As an intervention, kangaroo care was provided in 30-min
sessions conducted thrice a week for a total of 10 times. The collected data were analyzed by using the t test,
repeated-measures ANOVA, and the ANCOVA test.
Results: After kangaroo care, the respiration rate significantly differed between the two groups (F = 5.701,
p = .020). The experimental group had higher maternalinfant attachment scores (F = 25.881, p b .001)
and lower maternal stress scores (F = 47.320, p b .001) than the control group after the test. In other words,
kangaroo care showed significantly positive effects on stabilizing infant physiological functions such as
respiration rate, increasing maternalinfant attachment, and reducing maternal stress.
Conclusion: This study suggests that kangaroo care can be used to promote emotional bonding and support
between mothers and their babies, and to stabilize the physiological functions of premature babies.
Practice Implications: Kangaroo care may be one of the most effective nursing interventions in the neonatal
intensive care unit for the care of preterm infants and their mothers.
2016 Elsevier Inc. All rights reserved.
Background
Corresponding author: Myung Soon Kwon, PhD, RN. A preterm infant is an infant born prior to 37 weeks of
E-mail addresses: kwon1314@hallym.ac.kr, kwon1314@hanmail.net. gestation or 259 days before the mothers last menstruation
http://dx.doi.org/10.1016/j.pedn.2016.02.007
0882-5963/ 2016 Elsevier Inc. All rights reserved.
Kangaroo Care in the Neonatal Intensive Care Unit 431
period (Ahn, 2012). According to Statistics Korea (2012), kangaroo care leads to greater preterm infant growth
the number of premature babies born between January 1, development, and physiological and behavioral stability through
2012, and December 31, 2012, was 30,376 (6.3%) of the positive and consistent skin-to-skin contact with mothers.
484,550 total births for that year. In addition, regardless of Therefore, skin-to-skin care, called kangaroo care, can be effective
gestational age, the number of low-birth-weight infants who for reducing the possible complications in preterm infants.
weighed b 2500 g at birth was 25,870 (5.3%). Furthermore, Kangaroo care was developed in Columbia in the 1970s
3037 (0.6%) of the low-birth-weight infants weighed b 1500 g to maintain infant body temperature. The position used in
at birth (Statistics Korea, 2012). The percentage of premature kangaroo care is similar to the position of baby kangaroos
births increased steadily from 3.8% in 2000 to 4.9% in 2012. with their mothers, where the human infant has skin-to-skin
Premature babies are well known to have many health contact by being positioned between the mothers clothes
problems. They commonly have poor body temperature and her skin (Samra et al., 2013). The World Health
control and can have cardiovascular and respiration Organization (WHO) in 2003 indicated that kangaroo care is
complications. In addition, intracranial hemorrhage is a the most effective method for body temperature mainte-
possible problem in premature babies (Bera et al., 2014). nance, infection prevention, sense stimulation, and offering
Further disadvantages of hospitalization occur in the maternal love for the babys well-being. In addition,
neonatal intensive care unit (NICU). In the NICU, premature kangaroo care is beneficial to preterm infants for maintaining
infants are exposed to stressors such as noise from medical their regular breathing and reducing energy consumption,
machines, bright light, and invasive medical procedures thereby providing the needed weight gain in infants. Further-
(Cho & Lee, 2010). It is important to note that infants more, a regular sleeping pattern with kangaroo care helps brain
separation from their mothers and the NICU environment development, allows for smoother delivery of oxygen supply to
itself limit the visual, acoustic, and tactile interactions the brain and better secretion of gastric hormones, reduces the
between mothers and babies. This limitation causes anxiety risk of infection, and reduces pain (Bera et al., 2014). Kangaroo
in mothers, affects maternal bonding, and leads mothers to a care is a safe, effective, and feasible method for premature
negative understanding of their maternal role (Bang, Kang, infant care, and thus designated as an effective and compre-
& Kwon, 2015). hensive intervention in the NICU setting (Samra et al., 2013).
In addition, having a preterm infant is a stressful This study was conducted to identify the effects of kangaroo
experience for mothers. They tend to feel guilty because care on preterm infants physiological functions, maternal
they believe that the premature birth was caused by their infant attachment, and maternal stress in South Korea.
carelessness or ignorance, and is an unexpected event in their
lives, so the hospitalization of their babies is extremely Purpose
stressful (Bang et al., 2015; Hwang, Kim, Yoo, & Shin, This study aimed to analyze the physiological effects (weight,
2013). Thus, such events could result in a crisis that disturbs heart and respiration rates, oxygen saturation, and body temper-
the normal living patterns of the family (Jang, 2009). The ature) of kangaroo care in two groups, one provided with kangaroo
birth and hospitalization of a premature baby increase the care and the other not provided with kangaroo care. In particular,
mothers emotional vulnerability, thereby contributing to the the study was conducted with the following objectives:
increases in stress and anxiety related to the infant, the risk of
possible complications, and the need for long-term separa- 1. To determine the effects of kangaroo care on the
tion. Although both parents of premature babies have this physiological functions of premature infants
level of stress, a study by Jeon (2011) demonstrated that 2. To analyze the difference in maternalinfant attach-
mothers have greater stress than fathers and other family ment between the two aforementioned groups
members. Long-term hospitalization of premature babies 3. To analyze the difference in maternal stress between
leads to limited contact with parents and difficulty bonding the two groups
with mothers. These issues can produce developmental
delay, developmental disorders, and personality disorders, as Methods
well as interrupt the natural attachment between mothers and Design
infants (Jang, 2009; Lee, 2008). In the care of preterm In this study, a nonequivalent comparison group design
infants, perceiving and interpreting their needs, and was used with both a pre- and a post-test (Figure 1).
providing appropriate stimulation, experienced nursing
interventions are needed to eliminate these barriers. Moreover, Setting and Sample
providing an optimal environment for these infants is crucial The participants included in this study were preterm infants
for their later development (Head, 2014). with corrected gestational ages 33 weeks who completed
Many research studies have identified the positive effects ventilator care in a general hospital in Seoul, South Korea. The
of skin-to-skin contact such as sense stimulation on the reason for using 33 weeks as the gestational age cutoff was that
growth and behavioral development of preterm infants (Bera premature babies aged b 33 weeks are more prone to health
et al., 2014; Head, 2014; Jang, 2009; Samra, Taweel, & problems such as respiration distress syndrome, apnea, and
Cadwell, 2013). In fact, a study by Lee (2009) showed that infection. Preterm babies without sepsis, eating disorders, and
432 E.-S. Cho et al.
P a r t ic i p a n t s Corrected GA 33weeks
Pre Pos t
T ime test On s e t
tes t
Body we ight Bo d y w e i g h t
Heart rate He a r t r a t e
Res piration rate Re s p ir a t io n r a t e
Variables Oxygen s aturation Ox y ge n s a t u r a t ion
Body t emperature Bo d y t e m p e r a t u r e
Maternal s tres s Ma t e r n a l s t r e s s
*Note
EG : Experimental group, CG : Control age, min : minutes, GA : Gestational age
congenital deformity were included. The exclusion criteria body weight, heart and respiration rates, oxygen saturation, and
were as follows: 1) receiving respiration therapy with a body temperature.
ventilator and E-tube insertion; 2) receiving medicines that
could influence sleeping patterns; 3) having a possible risk of Infant body weight was measured every morning at
infection and skin disease; and 4) having a catheter inserted in a designated time (6:00 AM) after their baths, by using
the artery and veins or the umbilical cord. a weighing machine (AD-15 T, CAS scale, Seoul,
The maternal inclusion criteria were mothers without South Korea).
infectious disease, epileptic illness, skin disease, or scars, Infant heart rate, respiration rate, and oxygen satura-
and the provision of informed consent for this study. Mothers tion level were measured and recorded via a patient
who did not want to participate in kangaroo care were monitor (IntelliVue MP 60, Philips, Eindhoven, the
classified as the control group, while mothers who agreed to Netherlands), 5 min before and after the intervention for
participate in kangaroo care as an intervention were the experimental group and at a fixed time (3:00 PM) for
classified as the experimental group. the control group.
To calculate the sample size, the G*Power 3.1.7 program Infant body temperature was measured by using a
(Faul, Erdfelder, Lang, & Buchner, 2007) was used for the t digital axillary body temperature monitor (MT200,
test. The result showed that 40 participants were required to Microlife, NeiHu Taipei, Taiwan) and recorded 5 min
achieve a large effect size of 0.7, that is, two groups with 70% before and after the intervention for the experimental
power at a significance level of 0.05. Thus, 40 participants in group and at a fixed time (3:00 PM) for the control
this study were acceptable for the sample size. group, on the same day of measurement as in the
Accordingly, 40 participants (20 in the experimental experimental group.
group and 20 in the control group) were included in this
study. None of these participants dropped out of the study. The reasons for measuring the physiological functions at a
fixed time were possible fluctuations in biorhythms during the
Measurements daytime and for minimizing the measurement error by making
Physiological Functions the situation as similar as possible with the experimental group.
Physiological function is a phenomenon of the human body The instruments used in this study were checked periodically by
that occurs in response to stimulation from the interaction the instruments company to ensure the accuracy of the scale. We
between humans and their environment (Bera et al., 2014). also carefully overhauled the instruments that were not working
Physiological functions are measured by determining the or that had any error during the study period.
Kangaroo Care in the Neonatal Intensive Care Unit 433
the same, they were measured one more time, and the two for physiological function), body weight was tested by using
matching numerical values were used. A research assistant repeated-measures ANOVA with a covariate, and heart and
collected the questionnaires to decrease the testing effect. respiration rates were tested by using ANCOVA. The result
showed that the respiration rate after kangaroo care signifi-
Ethical Considerations cantly differed between the groups (F = 5.70, p = .020;
This study was approved by the institutional review board of H Table 3). The respiration rate of the preterm babies in the
hospital, Seoul, South Korea (IRB No. 2011-05-41). After experimental group was significantly stabilized compared with
providing information about the purpose of the study, guarantee- the control group.
ing anonymity and credibility, clarifying voluntary participation,
and indicating the benefits of the study, written consent was Difference in MaternalInfant Attachment
obtained from all the participants who agreed to participate in the The ANCOVA results showed that when controlling for
study; parents or guardians provided consent for infants. Members maternalinfant attachment (which was not homogenous in
of the control group who wanted to participate in the intervention the pre-test between the groups), maternalinfant attachment
were provided the same intervention program as the test group significantly changed at post-test (Table 4). The experimen-
after completion of the study. tal group had higher maternalinfant attachment scores
than the control group at post-test (F = 25.881, p b .001).
Data Analysis Thus, kangaroo care positively influenced maternalinfant
Data were analyzed with the SPSS 21.0 program (SPSS attachment.
Inc., Chicago, IL). The general characteristics of the
participants were evaluated and presented as frequencies Difference in Maternal Stress
and percentages. A homogeneity test of the general Even though the homogeneity test of the maternal stress at
characteristics of the experimental and control groups was pre-kangaroo care was not statistically significant between
analyzed by using the 2 test, t test, and Fisher exact test. the groups, the maternal stress variable was used as a
The homogeneity test for the variables was performed with a covariate. Maternal stress significantly differed (F = 47.320,
t test. Repeated-measures analysis of variance (ANOVA) p b .001), with kangaroo care being effective in reducing
was used to analyze the difference in body weight between maternal stress (Table 5).
the groups. Heart and respiration rates were analyzed by
using analysis of covariance (ANCOVA), while a t test was Discussion
used for oxygen saturation and body temperature analyses. In In the past, nurses focused on the medical and
addition, the maternalinfant attachment and maternal stress technological aspects in caring for premature babies.
levels in the experimental and control group were tested with Currently, however, they perform tactile stimulation as a
ANCOVA. Body weight, heart rate, respiration rate, mater- nursing intervention to promote the growth and development
nalinfant attachment, and maternal stress were considered of preterm infants (Fenwick, Barclay, & Schmied, 2001).
covariates in the ANCOVA, indicating homogeneity between Many studies have demonstrated that tactile stimulants
the experimental and control groups. resulted in improvements in growth factors such as weight
gain, stabilized vital physiology, and increased height and
Results head circumference (Bera et al., 2014; Jang, 2009).
Homogeneity Test This study was conducted to investigate the effects of
General Characteristics kangaroo care on the physiological functions of preterm
The characteristics of both groups were similar except for infants, maternalinfant attachment, and maternal stress. The
gestational age. The mothers general characteristics did not results of this study showed that among the physiological
significantly differ (Table 1). Therefore, their general effects, only the effect on the respiration rate of the preterm
characteristics were considered homogeneous. infants who received kangaroo care was significant when
compared with the effects in the preterm infants who did not
Dependent Variables receive kangaroo care. This finding is consistent with those
Physiological functions were homogeneous for body of previous studies (Bera et al., 2014; Lee, 2009; Lee &
temperature and oxygen saturation, except for body weight, Bang, 2011; Lee et al., 2014). The respiration rates for both
heart rate, and respiration rate (Table 2). Maternalinfant groups in this study were within the normal range at pre-test.
attachment significantly differed, showing that the groups However, the respiration rate of the experimental group
were not homogeneous in terms of maternalinfant decreased significantly after receiving kangaroo care, while
attachment (Table 2). that of the control group increased. Ludington-Hoe (2011)
reported that kangaroo care affected preterm infants
Effects on Physiological Functions respiration rate. During kangaroo care, preterm infants
After controlling for body weight, heart rate, and were placed in contact with their mothers skin, with their
respiration rate (which were not homogeneous in the pre-test mothers bodies leaning forward by 60. This posture
Kangaroo Care in the Neonatal Intensive Care Unit 435
Table 1 Characteristics of the participants and homogeneity between the groups (N = 40)
Demographics EG (n = 20) CG (n = 20) t or p
n (%) or Mean SD n (%) or Mean SD X2
Mother
Mother Age (year)
2630 4 (20.0) 5 (25.0) 0.24 .814
3135 13 (65.0) 10 (50.0)
36 3 (15.0) 5 (25.0)
Mother Education
High school 11 (55.0) 9 (45.0) 0.28 .780
University 8 (40.0) 11 (55.0)
Graduate school 1 (5.0)
Mother Occupation
None 15 (75.0) 11 (55.0) 1.76 .160 a
Have 5 (25.0) 9 (45.0)
Mother Income
b 200 1 (5.0) 0.00 1.000
201300 8 (40.0) 6 (30.0)
301 12 (60.0) 13 (65.0)
Delivery Type
SD 11 (55.0) 6 (30.0) 2.56 .100 a
C/S 9 (45.0) 14 (70.0)
Delivery Frequency
Once 12 (60.0) 13 (65.0) 0.46 .647
Twice 8 (40.0) 5 (25.0)
Three times 1 (5.0)
Four times 1 (5.0)
Pregnancy Type
Spontaneous Pregnancy 14 (70.0) 15 (75.0) 0.13 .500 a
Artificial Pregnancy 6 (30.0) 5 (25.0)
Premature infant
Gestational age (weeks) 30.12 16.29 28.81 20.63 3.76 .001
Corrected age (weeks) 33.70 9.01 33.00 6.63 1.96 .058
Premature Gender
Male 7 (35.0) 10 (50.0) 0.92 .262 a
Female 13 (65.0) 10 (50.0)
Birth Rank
First 11 (55.0) 15 (75.0) 0.88 .387
Second 9 (45.0) 4 (20.0)
Third 1 (5.0)
Note. EG = Experimental group; CG = Control group.
a
Fisher's Exact Test.
allowed the preterm infants to lie beneath the upper abdomen received kangaroo care was not significant, as observed in
of the mothers, causing an increase in the negative pressure this study, but most studies reported that the weight of babies
beneath the diaphragm, thereby easing their respiration and who received kangaroo care increased (Jang, 2009; Samra
thus helping their pulmonary function. et al., 2013). A shorter duration of implementation was likely
The results of this study show that among the physiolog- to affect the results for body weight because other studies
ical effects, weight, heart rate, body temperature, and oxygen involved spending more time on kangaroo care, specifically
saturation indicated no significant differences between the 40 to 60 min after breast feeding for 30 min, and then
preterm infants who received and those who did not receive measuring the weight gain (Jang, 2008). However, providing
kangaroo care. At post-test, the increase in weight gain in the kangaroo care for 30 min in this study was in accordance
group who received kangaroo care was greater than that in with the WHO (2003) guidelines and the intervention
the group who did not receive kangaroo care, but the developed by Moon and Koo (2000). Furthermore, we
difference was not significant. In some studies (Lee, 2009; could not strictly control extraneous variables such as
Lee & Bang, 2011), the weight gain in the group who the feeding state, intravenous fluid administration, and
436 E.-S. Cho et al.
treatment, which are inevitable in the NICU. The feeding caused by the increased body temperature due to the infants
state affected the infants condition and the Apgar scores. skin-to-skin contact with their mothers.
In future studies, the premature oral feeding state and Oxygen saturation slightly increased in the group who did
Apgar scores of infants receiving kangaroo care should not receive kangaroo care when compared with that in the
be considered. group who received kangaroo care. However, other studies
The decrease in the heart rate of the group who received indicated a significant difference (Bera et al., 2014; Lee &
kangaroo care was greater than that of the control group at Bang, 2011). Generally, kangaroo care seems beneficial for
post-test, but the difference was not significant. Mori, the oxygen requirement of premature infants because the
Khanna, Pledge, and Nakayama (2010), who evaluated the upright position promotes cardiorespiratory stabilization.
physiological effects of kangaroo care in a meta-analysis, Therefore, oxygen saturation also improves (Fischer,
reported that kangaroo care affected the heart rate of Sontheimer, Scheffer, Bauer, & Linderkamp, 1998). While
premature infants. The results obtained in this study were Lee and Bang (2011) measured oxygen saturation at 10, 20,
similar to those obtained previously (Lee, 2008, 2009; Lee & and 30 min after intervention, we measured oxygen
Bang, 2011). The heart rate was probably affected by holding saturation only once, that is, 5 min after the intervention;
the infants upright and positioning them directly on the chest, this may have affected the results. Future studies should be
which is considered to induce deep sleep in preterm infants performed such that the effect of kangaroo care on oxygen
because of the stable embracing position on the mothers soft saturation is measured several times after the intervention.
chest. Other research studies showed different findings The body temperature of the control group did not change
(Begum et al., 2008). The improved heart rate after kangaroo even though the preterm infants who received kangaroo care
care was because of the position and bed change, and was had a slightly increased body temperature. Preterm infants
taken out of the incubators for kangaroo care received their by mothers with their babies and adjusting to surroundings at
mothers warmth and maintained or even increased their the NICU, better communication with medical teams during
body temperature. Mori et al. (2010) conducted a meta- kangaroo care, and closer monitoring by mothers of their
analysis to investigate the effects of kangaroo care on the babies during kangaroo care. The effect on maternal stress in
body temperature of newborn infants. In addition, Lee and this study differed from that observed in other studies in that
Bang (2011) and Ludington-Hoe (2011) found that the group Hwang et al. (2013) and Lee, Wang, Lin, and Kao (2013)
who received kangaroo care had a higher body temperature. demonstrated that the most stress was from the infants
It was due to contact with the mothers warm skin, which appearances, followed by the parents role, with communi-
helped the premature infants save energy and maintain their cation with medical teams as the least stressful. From this
body temperature (Lee & Bang, 2011). observation, mothers became more confident gradually after
This study showed significant differences only in two or three sessions of kangaroo care while they remained
respiration rate because the participants in this study were nervous about holding their infants who had an intravenous
physiologically stable after extubation or oxygen therapy catheter and electrocardiographic monitoring. Consequently,
was completed. Thus, body weight, skin temperature, heart there can be no doubt that kangaroo care helps to reduce
rate, and oxygen saturation did not show significant maternal stress, and it should be included as a major nursing
differences between the groups. Further study is recom- intervention for preterm infants and their mothers.
mended for severely preterm infants who are receiving The design of this study in terms of the limited time and
ventilation support or oxygen therapy in order to determine the frequency of kangaroo care could restrict the potential for
the complete effects of kangaroo care. further improving maternalinfant attachment and for further
In this study, we found a significant difference in reducing stress. Therefore, more studies are recommended to
maternalinfant attachment between the group who received identify maternalinfant attachment and the level of stress,
kangaroo care and the control group. This finding was with consideration of the unlimited time and greater
consistent with that of previous research studies (Jang, 2008; frequency of kangaroo care for preterm infants.
Lee, 2008; Roller, 2005; Shin, 2007). In addition, in a
systematic review, kangaroo care improved maternal affec- Limitation of the Study
tion and attachment. Kangaroo care also improved the This study was conducted with a small sample size of
relationship between mothers and infants (Jang, 2009; Lee & mothers and preterm infants at a single hospital. Therefore,
Bang, 2011). for higher power and generalization of the findings in this
Only a few studies have been conducted on the effects of study, further study is needed with a large sample size.
kangaroo care on maternal stress. A significant reduction in Another limitation is that the participants were not
maternal stress was observed in the group who received randomly assigned to the groups and the natural maturity
kangaroo care when compared with the control group. This of preterm infants was not considered. Although the
supports the results of a previous study by Feldman, corrected age was similar between the two groups, the
Eidelman, Sirota, and Weller (2002). This maternal stress infants in the experimental group were more mature at birth.
reduction could be caused by more direct contact time spent Thus, those infants had been in the hospital for a shorter
length of time prior to the study. This might have influenced Head, L. (2014). The effect of kangaroo care on neurodevelopmental
the results of this study. Therefore, internal validity might be outcomes in preterm infants. The Journal of Perinatal &
Neonatal Nursing, 28, 290299. http://dx.doi.org/10.1097/JPN.
threatened. In the future, the benefit of kangaroo care may be 0000000000000062.
examined considering these conditions. In addition, in the Hwang, H., Kim, H., Yoo, I., & Shin, H. (2013). Parenting stress in
present study, we did not consider the mothers decision to mothers of premature infants. Child Health Nursing Research, 19, 3948.
participate in kangaroo care, which might have influenced http://dx.doi.org/10.4094/chnr.2013.19.1.39.
Jang, M. (2008). The effect of kangaroo care on weight and stress hormone
our results.
(cortisol) in premature infants. Journal Korean Academy of Child
Health Nursing, 14, 138145.
Conclusion Jang, M. (2009). Effects of kangaroo care on growth in premature infants
Kangaroo care yielded positive effects on stabilizing the and on maternal attachment. Journal Korean Academy of Child Health
breathing of the preterm infants, improving maternalinfant Nursing, 15, 335342. http://dx.doi.org/10.4094/jkachn.2009.15.4.335.
attachment, and reducing maternal stress. Therefore, kanga- Jeon, C.S. (2011). Family stress, resiliency and adaptation perceived by
parents of the hospitalized prematurity in NICU. Unpublished doctoral
roo care can be used to promote emotional bonding between thesis, Hanyang University, Seoul, Korea.
mothers and their babies, and to stabilize the physiological Lee, E. J., Kim, E. S., Lee, Y. N., Park, S. H., Lee, G. M., & Lee, Y. H. (2014).
functions of premature babies. In addition, kangaroo care Development of the kangaroo care protocol and its effect on premature
may be one of the most effective nursing interventions in the infants. Journal of Korean Clinical Nursing Research, 20, 313325.
NICU for the care of preterm infants and their mothers. Lee, J., & Bang, K. S. (2011). The effects of kangaroo care on maternal self-
esteem and premature infants' physiological stability. Korean Journal
of Women Health Nursing, 17, 454462. http://dx.doi.org/10.4069/
Acknowledgments kjwhn.2011.17.5.454.
This work was supported by the Ministry of Education of Lee, J.H. (2009). A study on the effect of Kangaroo care in low birth weight
infants. Unpublished master's thesis, Seoul National University, Seoul,
the Republic of Korea, the National Research Foundation of Korea.
Korea (NRF-2015S1A3A2046760) and Hallym University Lee, S.B. (2008). Effects of kangaroo care on mother's anxiety and
Research Fund, 2015 (HRF-201505-013). maternalinfant attachment on the infection, and physiological marker
of preterm infants. Unpublished doctoral dissertation, Kyunghee
University, Seoul, Korea.
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