!
Este curso protegido por direitos autorais (copyright),
nos termos da Lei 9.610/98, que altera, atualiza e consolida a
legislao sobre direitos autorais e d outras providncias.
Grupos de rateio e pirataria so clandestinos, violam
a lei e prejudicam os professores que elaboram os
cursos.
Valorize o trabalho de nossa equipe adquirindo os cursos
honestamente atravs do site Estratgia Concursos ;-)
! !
%&()!
%&()+(,./0(/102)34&(,./56789(!+++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!,!
#./0123415678!#9:#./012341567!#!#9:7.:#./01567!++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!;!
102)34&(,./:&;4(!++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!<=!
7>?793567!++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!<=!
0679!?23:79!++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!<!
102)34&(,./<)0&;4(!++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!=!
101:/#09/3:19!#0139!+++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!,!
/10319!+++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!,!
.15#9!23:19!+++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!;!
>?0#919!?23:19!#!97:3#1#9!#!#:7.7>31!>39/1!+++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!;=!
7.90:379!?23:79!++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!<!
=>;34?;3/0;/&.(!+++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!<!
%/:1/11!++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!<<!
>&3&>0)9(/0(/(>8(!+++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!<<!
=>;34?;3/9.2;)4(0(3/)(/(>8(!+++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!<<!
(7(&4.!++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++!<;!
!
Aos estudos!
/ /
!
!# %&(&# )# %+# ,!./# #! %&()(#! +,&.)#! #/+! ##+)#! 012(.)#! (! (2&+!
34,.+!%&2%+5!.+6+!)!7%/+5!+#!#&)(+#5!+!8#&2&+!9(2),!!+#!61%.+#:!;<!)#!
%&()(#!)(6%#&2)&=)#!%&>2)6!)!)(6%#&2)?/+!34,.)5!6)#!%/+!&6!)1&+%+6)!
+,&.)5!.+6+!)#!)1&)21)#!!)#!1%()?#!34,.)#:!
! %01&2345607#8#9:&3;0#&34#<055&3=#8#(562<6(=>#?6&5&2=#&235&#&236?=?&#
(0>36<=# 26;0# 3=?0# # &# 1:26<(60/# &# &236?=?&# =?162635=36=#
623&5=23&# ?=# 8?162635=;0# 2?65&3=# # =# !#%&!( )+#,!# =>&# ?6&5# =#
<=(=<6?=?&#?&#>&6>=5#<=5=<3&536<=#&<>:6=#?=#&236?=?&#(0>36<=#
### ==56307#%&530##
()8!()!!(!
Centralizao
A centralizao ocorre quando o Estado executa suas tarefas
diretamente, por intermdio dos rgos e agentes administrativos que
compem sua estrutura funcional 1 . O que caracteriza a centralizao,
portanto, o desempenho direto das atividades pblicas pelo Estado, vale
dizer, por uma das pessoas polticas (Unio, Estados, DF e Municpios).
Esta execuo centralizada de atividades pblicas pelos entes federados
ocorre mediante a atuao da respectiva Administrao Direta, cujas
caractersticas veremos adiante.
Por exemplo, ocorre centralizao quando um Municpio, atravs dos
servidores lotados na Secretaria de Obras, realiza um trabalho de limpeza
das ruas da cidade. No caso, a pessoa jurdica responsvel pela execuo
do servio o prprio Municpio, que executa a atividade diretamente,
usando como instrumento de ao um rgo da Administrao Direta.
Descentralizao
Na descentralizao o Estado distribui algumas de suas atribuies
para outras pessoas, fsicas ou jurdicas. O que caracteriza a
descentralizao, portanto, o desempenho indireto de atividades
pblicas. Pressupe a existncia de, pelo menos, duas pessoas
distintas: o Estado (a Unio, um Estado, o DF ou um Municpio) e a
pessoa fsica ou jurdica que executar o servio, por ter recebido do
Estado essa atribuio.
De acordo com a doutrinadora Maria Sylvia Di Pietro, a
descentralizao pode ser poltica ou administrativa.
A descentralizao poltica, caracterstica dos Estados federados,
ocorre na criao de entidades polticas para o exerccio de
competncias prprias, no provenientes do ente central. o caso, no
Brasil, dos Estados e dos Municpios, entes locais que detm competncia
legislativa prpria, conferida diretamente pela Constituio, ou seja, tal
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
<!1012[7!32[7!<8!?+!;]+!
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
!9/10#>79!19!:101:/#09/3:19!#9919!#./31#9!13.1!.#9/1!121+!
#9?#:3:1+!
%&!(.(!/!7(9:,!(,! ! !
&!%&&.;,!
Desconcentrao
Quando o Estado se organiza mediante desconcentrao, a
entidade se desmembra em rgos para melhorar sua organizao
estrutural. Trata-se de uma distribuio interna de competncias, ou
seja, uma distribuio ou organizao de competncias dentro da mesma
pessoa jurdica.
O resultado concreto da desconcentrao a criao de diferentes
rgos que, como visto, so unidades administrativas desprovidas de
personalidade jurdica.
Assim, diferentemente da descentralizao, na qual as atividades so
transferidas para outras pessoas jurdicas, a desconcentrao envolve
apenas uma pessoa jurdica, cujas atribuies so distribudas entre
vrias unidades de competncias, os rgos pblicos, uns subordinados
a outros dentro de uma mesma estrutura organizacional. Os rgos so as
unidades de organizao nas quais esto lotados os agentes responsveis
pela prtica de atos cujos efeitos, em regra, so tidos como se praticados
diretamente pela pessoa jurdica.
A desconcentrao constitui mera tcnica administrativa de
distribuio interna de atribuies para aprimorar o desempenho.
Segundo Maria Sylvia Di Pietro, isso feito para descongestionar,
desconcentrar, tirar do centro um volume grande de atribuies, para
permitir seu mais adequado e racional desempenho.
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
!8! 10/+! <8! _! 9! #003/0379! ##0139! 3./#01>! 1! %.3678! #! 91! :0315678! /01.970>1567! #>! 9/17! 7!
0#3./#01567!17!9/17!#!703#>!9#067!0#2119!#>!2#3!:7>?2#>#./10+!
!
[# %&(&# )# +# ,!./# ! .2)?/+5! +2! 16)! 1%=2#()(! (2),5! (! 16!
()2&)6%&+! #..+! )2)! .12#+#! (! #>2)(1)?/+! ! 6,+! (!
(#.%&2),)?/+:!#
# %01&2345607# 8# <56=;0# (05# :1=# :26&56?=?&# &?&5=># ?&# :1#
?&(=53=1&230# &(&<6<0# (=5=# <:50# ?&# (]5=?:=;0# # :1=# 1=2&65=# ?&#
1&>_05# ?6356:65# 623&52=1&23&# :=# <01(&32<6=# 62363:<602=6# 6=2?0# =0#
1&>_05=5# &:# ?&&1(&2_0# # ?&(=53=1&230# <56=?0# 2;0# (0:6# (&502=>6?=?&#
:5?6<=# (5](56=# &2?0# 62<:>=?0# _6&5=59:6<=1&23&# =0# ]5;0# :(&5605&# ?=#
:26&56?=?&# &10# =61# =(&2=# :1=# (&0=# :5?6<=# =# :26&56?=?&# =#
?6356:65# 623&52=1&23&# :=# <01(&32<6=# 053=230# &3=10# ?6=23&# ?&# :1#
&&1(>0#?&#?&<02<&235=;0#0#?&#?&<&235=>6=;0#?=#0#&550#
# ==56307#55=?0#
# %&(&#)#88#,![/#8#.+%.%&2)?/+!)(6%#&2)&=)!!)!(#&241?/+!(!
.+6&%.)#!%&2!2>/+#!(!16)!6#6)!##+)!012(.):!!
! %01&2345607# 8651=;0# <055&3=# &15=2?0# 9:&# =# ?&<02<&235=;0#
&20>&# =(&2=# :1=# (&0=# :5?6<=# =0# <02354560# ?=# ?&<&235=>6=;0# 9:&#
&20>=6#?&#:1=#
### ==56307#%&530#!
# #%&(&#)##,!./#!&2)%#2%.)!,+!+(2!34,.+5!+2!6+!(!.+%&2)&+!
+1!)&+!)(6%#&2)&=+!1%,)&2),5!)%)#!()!.1?/+!(!(&26%)(+!#2=?+!34,.+!
)! ##+)! 012(.)! (! (2&+! 2=)(+! .+22#+%(! ! (#.%&2),)?/+! +2! #2=?+#5!
# 8#)#8#,![/#+%#(2!1!+!+(2!34,.+!.+%#2=!)!&&1,)2()(!
(!(&26%)(+!#2=?+!34,.+!)!1!&%)!&2)%#2(+!)!.1?/+!!##+)!012(.)!
(!(2&+!2=)(+:!##)!#&1)?/+5!)!(#.%&2),)?/+!!(%+6%)()!
)!+2!.+,)4+2)?/+:!
4!1%.+%),:!
.!&.%.):!
&)!
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
=!1012[7!32[7!<8!?+!;]!
(!)!
##012!#!10/+!=8!))8!8!?101!79!03.139!7!3:3037+!
(9:,!!&9:,!
A criao e a extino de rgos na Administrao Direta do
Poder Executivo necessitam de lei em sentido formal, de iniciativa
do chefe do Poder Executivo (CF, art. 61, 1, II, e10). Ou seja, a lei
deve ser aprovada no Poder Legislativo, mas quem d incio ao processo
legislativo o chefe do Executivo.
J a organizao e o funcionamento dos rgos do Executivo criados
por lei podem ser feitos por meio da edio de simples decretos, os
chamados decretos autnomos, desde que no impliquem aumento de
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
!.7?2:!!#!3#0#!<,8!?+!]!
!#0!##>?27!1!:#0/367!#>3/31!?70!.:37.037!#!1/7!.1!121!970#!?03.:?379!1!>3.39/01567+!
<!1&4/!!+++]!
/![!!67!#!3.3:31/31!?031/31!7!0#93#./#!1!(#?23:1!19!2#39!#!
<<!!39?7.[1>!970#!
;!:031567!#!#/3.567!#!&3.39/0379!#!0679!1!1>3.39/01567!?23:18!79#017!7!39?79/7!.7!10/+!8!)+!
!.54&!3.&.2!(2!#0#!5!!=,;!3)%7(&<,!.!
:&(.)!!.!<4()!#!&%!91!:1!%5.!&.(.)!!
05:(.14! +&!;;/! ;! 7! /(%! %/! ;! (&,%!
(;/%&(&<,%!,&.4(:.#%!,2.%!&%,:4(.%!3.%.%!;3!.&4!!>!!.&4!![>>>=!
! 4#(14! #! .54&! ! .! 2(.! #! 5! .! !,456! #! &%! ! /(%2.4(!
&,&%4.! 51! .4! #! ,)(8(9:,! &(! 51.! %,:(! #! &.&(.!
&.(.:(.2! 5! %.! %5#! ! .54&! .! 31.&.! ! ! ].#! &%! ,892(:%!
,&(%4%! .! 3%4(45()! ,#1! :&(.&! .! %5.! %4&545&.! ,&! .4! .#1((%4&.4(!
):,%!,%!5!%.0(7&,%!:1!]:&4.&(.%!6,.&4.14%!!.9(4%!
!.54&!,%%5(!51!,%.14!%12.4!1!&2.)!.!=,;!+.&<,!5!
%.! ,.&.! 2! %&(.! 2:(4! 5! ! <:54(! :&(! ):,%! (.7(%! ,%! 5!
%.0(7&,%! #%#! 5! %! :.&%! <(%44%! %.1! .,&(4.#%! ! #%#! 5! ..!
#2.)!#!:1,4:(.!,&!2(!
7&:9.! 51.! :(%.?! .! &&.! #! 5! .! :&(.)! #! &%! #! %&! 0(4.! ,&! 7! !
,&5!4.2!1#(#.!,#!4&!:1!:%5:(.!.!:&(.)!#!%!:.&%!,892(:%!
!:%5414!#!.%!#%,%.%!31!!/(%2.4(!.!:&(.)!#!!,06!
!,&:(%.!%&!0(4.!,&!2(!;3!.&4!!>!!.&4!![>>>=!4!.!:&(.)!#!&!
4.191!!,&:(%.&(.!
0(1!:1!%!4.!.!,%%(9(2(#.#!#!:&(.)!#!&%!,&!+6%()+,+6
!51.!%(45.)!15(4!,:52(.&!2!%!!<.1(.#&!!%,:(0(:.&!%%.!%(45.)!
#!0&1.!<,&%%.!!%(1,2%14!.0(&1.&!5!):,%!07+,%!&/!;!%!+(;,%!
,!7!,%!5!#.!:%(#&.&!:1!:&&4!,(%!4&.4.%!#.!&&.!!!
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
<<!1&4/#+!7>?#/#!?031/31>#./#!17!0#93#./#!1!(#?23:1!
]<!!39?708!>#31./#!#:0#/78!970#!
(!701.341567!#!.:37.1>#./7!1!1>3.39/01567!##0128!1.7!.67!3>?23:10!1>#./7!#!#9?#91!.#>!
:031567!7!#/3.567!#!0679!?23:79!
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
<!(9?!<+<+!
Quanto estrutura
!# rgos simples ou unitrios: so aqueles que no possuem
subdivises em sua estrutura interna, ou seja, desempenham suas
atribuies de forma concentrada. Ressalte-se que os rgos unitrios
podem ser compostos por mais de um agente. O que no h so outros
rgos abaixo dele.
!# rgos compostos: renem em sua estrutura diversos
rgos menores, subordinados hierarquicamente, como resultado da
desconcentrao.
Por exemplo: o Ministrio da Fazenda integrado por vrios rgos,
dentre os quais a Secretaria da Receita Federal do Brasil. Esta se
subdivide em diversos rgos, como as Superintendncias Regionais que,
por sua vez, so integradas por Delegacias, e assim sucessivamente, at
chegarmos a um rgo que no seja mais subdividido: este ser o rgo
unitrio; todos os demais so compostos.
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
<,!3#091>#./#8!&1031!231!3!3#/07!:219933:1!7!&3.39/037!23:7!:7>7!&./(>4_).2.+!
!
!# %&(&#)#+#,!./##!2>/+#!34,.+#!.,)##.)6#5!1)%&+!!#&21&12)5!
6! 2>/+#! #%>1,)2#5! +26)(+#! +2! 16! 3%.+! )>%&5! ! .+,&=+#5! %&>2)(+#! +2!
6)#!(!16!)>%&!+1!2>/+:!
! %01&2345607# 8# 9:&3;0# &34# &55=?=# 561&650# (059:&# 9:=230# # &35:3:5=#
0# ]5;0# (>6<0# <>=66<=1&# &1# 61(>&# 2;0# (0:&1# :?66&/# &#
<01(030#(0:&1#:?66&/#5;0#62:>=5&#&#<0>&360#5&&5&1&##
<>=66<=;0# 9:=230# # =3:=;0# :2<602=># :350# &550# # 9:&# ]5;0# 62:>=5&#
;0# =9:&>&# <:=# ?&<6&# ;0# 301=?=# (05# :1# 26<0# =&23&# &# 2;0#
2&<&=56=1&23.&!/3#(05#:1#26<0#=&23#5&6?2<6=#?=#&(>6<=#
(05# &&1(>0# # :1# ]5;0# 62:>=5# (059:&# :=# ?&<6&# ;0# 301=?=# (&>0#
5&6?&23&#?=#&(>6<=#20#&23=230#=#5&6?2<6=#?=#&(>6<=#(0:6#4560#
&56?05&#&1#&:#9:=?50#
# ==56307#55=?0##
!,# %&(&#)#0><6=#&?&5=>#,!./##!6%#&2+#!!)#!#.2&)2)#!(!#&)(+!#/+!
.+%#(2)(+#5!1)%&+!!#&21&12)5!2>/+#!34,.+#!.+6+#&+#:!
! %01&2345607# :&3;0# <055&3=# 5;0# (>6<0# <01(030# ;0# =9:&>&#
9:&# &# :?66?&1# &1# 4560# 0:350# ]5;0# 9:&# >_&# ;0# :05?62=?0#
_6&5=59:6<=1&23&# # 6263560# &# =# &<5&3=56=# ?&# 3=?0# ;0# ]5;0#
<01(030#(06#&#:?66?&1#&1#?&(=53=1&230#<02&>_0#=62&3&#&3<#
# ]5;0# <01(030# <0235=(&1&# =0# ]5;0# 61(>&# 0:# :2634560# 9:&#
2;0#(0:&1#:?66&#&1#:=#&35:3:5=#623&52=#
### ==56307#%&530##
!.# %&(&# )# =<&2# ,!./# ! .2&)2)! (! #&)(+! ()! )3(! (+! 8#&2&+! 9(2),!
.+6!)!#&21&12)!()!)(6%#&2)?/+!%(2&):!
! %01&2345607# 8# &<5&3=56=# ?&# 3=?0# =61# <010# 0# 6263560# ;0#
]5;0# ?0# 0?&5# &<:360# ?&(506?0# ?&# (&502=>6?=?&# :5?6<=# (5](56=#
(053=230#<01(&1#=#&35:3:5=#?=#8?162635=;0#65&3=#0#?=#2?65&3=#
### ==56307#55=?0##
![# 8#)#%#,!/#/+!.)2).&2#&.)#!(+#!2>/+#!34,.+#5!.&+!
)!%&>2)26!)!#&21&12)!(!16)!%&()(!+,&.)5!+1!)(6%#&2)&=):!
4!#26!(#2+=(+#!(!2#+%),()(!012(.):!
.! +(26! 26)2! .+%&2)&+! (! >#&/+5! %+#! &26+#! (+! )2&:! 5! ! ! ()! +%#&&1?/+!
9(2),:!
(!2#1,&)26!()!(#.%&2),)?/+:!
!%/+!+##126!)&26%+!22+:!
! %01&2345607# =10# =2=>6=5# =# =>3&52=36=# &566<=2?0# &# ;0# 0:# 2;0#
<=5=<3&536<=#?0#]5;0#(>6<07#
# =/#%8##]5;0#(>6<0#;0#:26?=?&#=?162635=36=#<02363:?=#
20#1630#?=#&35:3:5=#05=26=<602=>#?&#&236?=?&#(0>36<=#0<=6;0#&1#9:&#
051=1#=#<_=1=?=#8?162635=;0#65&3=#&7#6263560#?0#0?&5#&<:360#
&<5&3=56=# 3=?:=6# &3</# 0:# ?&# &236?=?&# =?162635=36=# &7# ?65&3056=#
:(&5623&2?2<6=#&52<6=#?&#&1(5&=#(>6<=/#
# /# %8# # ]5;0# (>6<0# 2;0# (0:&1# (&502=>6?=?&# :5?6<=# 1#
<02&9:2<6=# 2;0# (0?&1# &5# :&630# ?&# ?65&630# &# 056=&# 8#
<02&9:2<6=# ?&# :=# =366?=?&# ;0# 61(:3=?=# # &236?=?&# (0>36<=# 0:#
=?162635=36=#=#9:&#&#>6=1#
# </# %8# 20# 3&510# ?0# =53# .# # ?=# %# 9:&# ?6(&# 05&# 0#
<0235=30#?&#&3;07#
! # % &())+,& ./.0,&12 )/3&+.(4/,& . 5,&0.,/& 6)7 8.623 . .(,6&6.7 6&
&6+,,7(/&38)6,/.(&.,6,/.(&9)6./47./&+91,&6&+.6,&(.,%#.!#2&7./5,/+&6)
.(/.7.7&6+,,7(/&6)/.7.)9)6./9:;1,0)2<.(.=&9)/);>.()&5,?&38)6.+.(&7
6.6.7.+9.=)9&/&)/8)).(,6&6.
# &5&10#1=6#05�#<0235=30#?&#&3;0#&1#=:>=#&(&<6<=#?0#<:50#
?/# 88# # ]5;0# (>6<0# 5&:>3=1# ?=# ?&<02<&235=;0# &# 2;0# ?=#
?&<&235=>6=;0# 3=# (5&:(&# =# <56=;0# ?&# 20=# &236?=?&# <01#
(&502=>6?=?&# :5?6<=# (5](56=# 9:&# 2;0# &# <02:2?&# <01# =# ?=# &236?=?&#
<56=?05=#+4#2=#?&<02<&235=;0#_4#=#<56=;0#?&#:26?=?&#?&(&502=>6=?=#
:05?62=?=#_6&5=59:6<=1&23&##&236?=?&#<56=?05=#
!! Empresas Pblicas.
!! Fundaes Pblicas.
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
<!!#:0#/7#3!<=!39?#!970#!1!701.341567!1!102)34&(,./56789(/;0;&(8+!./0#/1./78!1!
70>1!#!701.341567!?0#39/1!.7!0##037!#:0#/7!/1>>!!1?23:#2!179!9/1798!!#!&.3:?379+!!
!
!# %&(&#)#!#,!./##!)1&)21)#!(2)#!(&6!)1&+%+6)!)(6%#&2)&=)!
2,)&=)5!#&)%(+!#14+2(%)()#!)+#!2#.&=+#!6%#&2+#!(!#1)!<2)!(!)&1)?/+:!
! %01&2345607# 8# 9:&3;0# &34# &55=?=# 8# &236?=?&# ?=# =?162635=;0#
62?65&3=# ?&235&# &>=# =# =:3=59:6=# 2;0# &3;0# :05?62=?=# =0# 5&(&<360#
6263560# %01# &&630# =# _6&5=59:6=# &63&# ?&2350# ?&# &!( &3&!( )33!(
9.+/,!# 5&>=<602=2?0&# # 6?&6=# ?&# ?&<02<&235=;0# 80# <02354560# =#
&236?=?&# ?=# =?162635=;0# 62?65&3=# (0:&1# (&502=>6?=?&# :5?6<=# (5](56=#
?6&5&23&#?=#?0#&23:6?05#&=#051=#=#=:3=59:6=#�#6263560#?&#:=#
45&=# ?&# =3:=;0# &3;0# >6=?0# (05# :1=# 5&>=;0# ?&# 3:3&>=# 9:&# ?6&5&23&1&23&#
?=# _6&5=59:6=# (5&:(&# =# &632<6=# ?&# /!3( )33!3( 9.+/,!3# &6362?0#
02?&#_==#?&<&235=>6=;0#
# 8?&1=6# =>&# 5&=>3=5# 9:&# =# _6&5=59:6=# &63&# %/)%/%#&%## ?&#
(5&6;0#>&=>#(05#9:&##(562<(60#62&5&23&##05=26=;0#=?162635=36=#+4#=#
3:3&>=# 2;0# &# (5&:1&# (06# ]# &63&# 9:=2?0# =# >&6# (5&# 81=# <023:?0#
# ==56307#55=?0#
!# %&(&#)##,!./#2.)#!)!#&%.)!(!2)21)!)(6%#&2)&=)!%&2!
)#!%&()(#!()!)(6%#&2)?/+!%(2&)!!+#!%&#!(2)&=+#!1!)#!%#&&12)6!+1!
)1&+2)2)6!)!#1)!.2)?/+:!
! %01&2345607# 1# 2&2_:1=# 051=# ?&# ?&<&235=>6=;0# _4# _6&5=59:6=#
053=230# (05# &5&1# 056:2?=# ?=# ?&<&235=>6=;0# =# &236?=?&# ?=#
=?162635=;0# 62?65&3=# 2;0# &3;0# :05?62=?=# _6&5=59:6<=1&23&# =0# &23&#
&?&5=360#9:&#=#62363:5=1#0:#=:3056=5=1#=#:=#<56=;0#?=#0#&550#8#(=5365#
?0#101&230#&1#9:&#=?9:65&1#(&502=>6?=?&#:5?6<=#=#&236?=?&#(==1#=#
3&5# 6?=# (5](56=# (0?&2?0# =3:=5# <01# =:302016=# =?162635=36=# 0(&5=<602=># &#
62=2<&65=# (=5=# =36265# =# 62=>6?=?&# (=5=# =# 9:=6# 05=1# <56=?=# %023:?0#
(&51=2&<&1#62<:>=?=#=0#&23:6?05#(=5=#62#?&#:(&56;0#16263&56=>#
:1=# &(<6&# ?&# <02350>&# 62=>36<0# 0:# 3:3&>=# 9:&# 6=# =# =&:5=5# 9:&# =#
&236?=?0#&#?&6&1#?0#62#(5&630#2=#5&(&<36=#>&6#62363:6?05=#
### ==56307#55=?0#
#
*****
Feitas essas consideraes, passemos ao estudo das caractersticas
das entidades da administrao indireta (autarquias, fundaes,
empresas pblicas e sociedades de economia mista) assunto bastante
explorado nas provas de concurso. Ao final teremos ainda um tpico para
tratar dos consrcios pblicos.
XIX - somente por lei especfica poder ser criada autarquia e autorizada
a instituio de empresa pblica, de sociedade de economia mista e de
fundao, cabendo lei complementar, neste ltimo caso, definir as reas de
sua atuao;
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
<!%>! ##>?27! #! 1/70341567! 2#3921/31! ?101! 1! :7.9/3/3567! #! 99330319! ! 1! #3! <<+8! :7!
10/+!<! 39?#! ! 1.:7! 7! 01932! ++! #! 1! 131! :7.>3:1! ##012! 3:1>! 1/7034179! 1! :7.9/3/30!
99330319!3./#0139!7!:7./0721198!:7>!39/19!.7!:>?03>#./7!#!1/331#9!#!9#!7#/7!97:312+!
<!#0!)!<+=+!
!
!# 8# )# # ,!,/# +#! &26+#! (! %+##)! +%#&&1?/+! 9(2),! ! (! ).+2(+!
.+6!)!012#21(%.)!(+!126+![241%),!9(2),5!(%(!(!)1&+2)?/+!6!,!
#..)!
)! )! %#&&1?/+! ()#! 62#)#! 34,.)#5! ()#! #+.()(#! (! .+%+6)! 6#&)! ! (!
1%()?#5!)%)#:!
4!)!%#&&1?/+!()#!62#)#!34,.)#!!()#!#+.()(#!(!.+%+6)!6#&)5!)%)#:!
.!)!%#&&1?/+!()#!)1&)21)#5!()#!62#)#!34,.)#5!()#!#+.()(#!(!.+%+6)!
6#&)!!(!1%()?#5!)%)#:!
(!)!)2&.)?/+!(!%&()(#!()!(6%#&2)?/+!%(2&)!6!62#)!2=)()5!46!
)##6! )! %#&&1?/+! ()#! )1&)21)#5! 62#)#! 34,.)#5! #+.()(#! (! .+%+6)!
6#&)5!1%()?#!!#14#(<2)#!()#!#&)&)#:!
!)!)2&.)?/+!(!%&()(#!()!(6%#&2)?/+!%(2&)!6!62#)!2=)()5!46!
)##6! )! %#&&1?/+! ()#! 62#)#! 34,.)#5! #+.()(#! (! .+%+6)! 6#&)5!
1%()?#!!#14#(<2)#!()#!#&)&)#:!
# %01&2345607#8#9:&3;0#?&&#&5#5&0>6?=#<01#=#=53#.##&##
?=#%7#
3&%#( ).( ( 3),+7,! )/.: 3. 0/,&6& &(&/<,& . !#.;!/!( !(
%3##12(/(&).3!()<5,!=(/(3,/!/(/(,%&!(&3#!((/(7%/!122
0&;.6)1.,0)+91.+.(&/2.7(.:1(,+)0&7)26.5,,/&74/.&76.7&&(&38)
/)%/(/(!#.;!12(63!#4!2.+0&6&0&7)2!(,.!12(/(353/:.!3
6&7 .(,6&6.7 +.0,)&6&7 ) ,0,7) &(./,)/2 &77,+ 0)+) & )!.#,)!12( /(
>!>.(/!3(&(&).3!().4!/!
# =10#&23;0#=2=>6=5#<=?=#=&536=7#
# =/# %8# 0# 3&510# ?0# 62<60# # ?&(&2?&# ?&# !#.;!12# &1#
>&6#&(&<6<=# =# 62363:6;0# ?&# &1(5&=# (>6<=# ?&# 0<6&?=?&# ?&# &<02016=#
163=# &# ?&# :2?=;0# =(&2=# &# =30# =# 62363:6;0# ?=# =:3=59:6=# # &63=#
/.#!&%##(05#>&6#&(&<6<=#0#=(&2=#=:3056=?=#(05#&>=#+4#=#<56=;0#?&#
:6?6456=# &# =# (=536<6(=;0# &1# &1(5&=# (56=?=# ?&(&2?&1# ?&# =:3056=;0#
>&6>=36=# =# 9:=># &:2?0# =# :56(5:?2<6=# ?0# # (0?&# &5# ?=?=# ?&# 051=#
&256<=#2=#>&6#9:&#<560:#0:#=:3056=;0#=#<56=;0#?=#&236?=?=356#
# /#88#8>1#?=#&1(5&=#(>6<=#&#?=#0<6&?=?&#?&#&<02016=#
163=# =# 62363:6;0# ?&#:2?==11# ?&(&2?&# ?&# =:3056=;0# >&6>=36=#
=# 60# 9:=2?0# &# 35=3=5# ?&# :2?=&# (>6<=# ?&# /.#( ).4!/# :1=# &#
9:&# =# ?&# ?65&630# (>6<0# ;0# <026?&5=?=# :1=# &(<6&# ?&# =:3=59:6=# &#
(053=230#<56=?=#?65&3=1&23&#(05#>&6#
%(%)!
,+&,!
O art. 5, I do Decreto-Lei 200/1967 conceitua autarquia da seguinte
forma:
(9:,!!&9:,!
Como j adiantado, a criao de autarquias depende apenas da
edio de uma lei especfica. Salvo se esta lei criar outras exigncias ou
condies, a personalidade jurdica das autarquias tem incio
juntamente com a vigncia da lei criadora. A partir desse momento, em
que adquirem personalidade jurdica prpria, as autarquias tornam-se
capazes de contrair direitos e obrigaes.
Pelo princpio da simetria das formas jurdicas, pelo qual a forma de
nascimento dos institutos jurdicos deve ser a mesma para sua extino, a
extino das autarquias tambm deve ser feita mediante a edio de
lei especfica. Assim, uma autarquia no pode, por exemplo, ser extinta
mediante um mero ato administrativo.
A lei de criao e extino das autarquias deve ser da iniciativa
privativa do chefe do Poder Executivo (CF, art. 61, 1, e).
Logicamente, se a entidade a ser criada ou extinta se vincular ao Poder
Legislativo ou Judicirio, a iniciativa da lei ser do respectivo chefe de
Poder.
1&<;(;%!;%<,7<;(%!
A principal caracterstica das autarquias consiste na natureza jurdica
da atividade que desenvolvem, qual seja, atividades prprias e tpicas
de Estado, despidas de carter econmico. Da o costume da doutrina
de se referir autarquia como servio pblico descentralizado ou
servio pblico personalizado.
A diferena que a autarquia concebida para prestar aquele
determinado servio de forma especializada, tcnica, com organizao
prpria, administrao mais gil e no sujeita a decises polticas
sobre seus assuntos.
7&(#,&!5!.%!4(#.#%!,24(:.%!#%:4&.2(.1!.4((#.#%!
4,(:.%!#!%4.#!.!4(#.#!.!%&!:&(.#.!!51.!.54.&5(.!!
7&1!/5:.%!5&4.#!&%%.24.!5!%&/!(.&(.(%!+.(%!
(&<;(;%!:,!%:,!+7.%<(%!;!%&(;,!7&!<1,2!.!(&%(#.#!#!]!7.52!
;]7=! #%1,.! .4((#.#%! #! %(! ,%5(%.! ! <4%! 5! ! %!
:%(#&.#.%!4,(:.%!#!%4.#!#.(.!%4.!5(&%(#.#!!51.!.54.&5(.!
?)/!.;+,!
Por desempenhar atividades tpicas de Estado, a personalidade
jurdica da autarquia de direito pblico. Sendo a autarquia pessoa de
direito pblico, consequentemente se submete a regime jurdico de
direito pblico, possuindo as prerrogativas e sujeies que informam
o regime jurdico-administrativo, prprias das pessoas pblicas de
natureza poltica (Unio, Estados, DF e Municpios).
Com efeito, as seguintes prerrogativas so aplicveis s
autarquias20:
!! Prazos processuais em dobro (CPC, art. 183);
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
<!#99#!
9#./378! 7! ! ! #:33! #! .67! :1#031! 1! #/#0>3.11! 1/1031! #?#30! 1/79! #! :10/#0!
.70>1/37!?70!3.#39/30!.70>1!#?0#991!#!2[#!:7.#0399#!/12!:7>?#/.:31!(#9?!<+<,+<,(]!
!:19!0/17!<8!?+!<]!#!.7?2:!<,8!?+!,]!
!
!# 8# )# # ,!/# ! 7! ! 16)! )1&)21)5! )&1)! %)! 2>1,)?/+! ()!
)&=()(!(!#>12+#!%&2!+1&2)#5!!#&<!#+4!#12=#/+!(+!]%#&2+!()!9)%():!
+>+5!!%.+22&+!(2!1!,)!
)!!%&>2)%&!()!.)6)()!(6%#&2)?/+!_%(2&):!
4!&6!2#+%),()(!012(.)!22)5!(!(2&+!34,.+:!
.!#&<!2)21.)6%&!#14+2(%)()!)!&),!]%#&2+:!
(!.1&)!)&=()(!&.)!()!(6%#&2)?/+!34,.):!
!&6!)&26%+!22+:!
# %01&2345607#05#&5#:1=#=:3=59:6=##<055&30#=651=5#9:&#=##623&5=#
=# 8?162635=;0# 2?65&3=# 0(;0# =/# 3&1# (&502=>6?=?&# :5?6<=# (5](56=# ?&#
?65&630#(>6<0#0(;0#/#&&<:3=#=366?=?(6<=#?=#8?162635=;0#>6<=#
!# %&(&#)#8#,!./##!)1&)21)#5!1!)(126!2#+%),()(!012(.)!.+6!
)! 14,.)?/+! ()! ,! 1! )#! %#&&15! #/+! (#%#)()#! (+! 2>#&2+! (! #1#! )&+#!
.+%#&&1&=+#! 6! .)2&2+! ! +##16! )#! 222+>)&=)#! #.)#! ()! )%()! 34,.)5!
.+6+!+#!2)+#!6!(+42+!)2)!2.+222!!)!(#%.##()(!(!)%)25!%)#!)?#!
01(.)#5!2+.12)?/+!(+!#1!22#%&)%&!,>),:!
# %01&2345607# &5&63=# =# =&536=# 8# =:3=59:6=# &1# 3&510# ?&#
(5&550=36=#;0#<01(=5=?=##(5](56=#(&0=#(0>36<=#
&3=>_=#9:&3;0##9:&#?6&5&23&1&23&#?=#&236?=?&#?=#=?162635=;0#
62?65&3=#62363:?=#<01#(&502=>6?=?&#:5?6<=#?&#?65&630#(56=?0#=#<56=;0#?=#
=:3=59:6=# /3)%3!# 0# 5&6350# ?&# &:# =30# <02363:360# :1=# &# 9:&# =#
=9:66;0# ?=# (&502=>6?=?&# :5?6<=# ?&# ?65&630# (>6<0# 0<055&# <01# =# 62<6=#
?=#>&6#<56=?05=#
#### ==56307#%&530#
Quanto estrutura
Um outro critrio considera a estrutura das autarquias e as
subdivide em:
!! Fundacionais: corresponde figura da fundao de direito
pblico, ou seja, pessoa jurdica dotada de patrimnio vinculado a
um fim que ir beneficiar pessoas indeterminadas, que no a
integram como membros ou scios, a exemplo do Hospital das
Clnicas, da Universidade de So Paulo.
!! Corporativas ou associativas: constituda por sujeitos unidos
(ainda que compulsoriamente) para a consecuo de um fim de
interesse pblico, mas que diz respeito aos prprios associados,
como ocorre com as entidades de fiscalizao do exerccio de
profisses regulamentadas (CREA, CFC, CONFEA etc.).
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
<!/ (&4/ !! ! %.3678! 79! 9/1798! 7! 39/03/7! ##012! #! 79! &.3:?379! 39:3?23.1067! ?70! >#37! #! 2#3! 79!
:7.90:379! ?23:79! #! 79! :7..379! #! :77?#01567! #./0#! 79! #./#9! ##01798! 1/70341.7! 1! ;34./
(33.9(0(/0;/3;&,.3/6789.38!#>!:7>7!1!/01.9#0.:31!/7/12!7!?10:312!#!#.:10798!9#035798!?#99712!
#!#.9!#99#.:3139!!:7./3.31#!79!9#03579!/01.9#0379+!
!#0!.7!).7!!!7!/?3:7!/1031!)./#0#9/112!).#39/.:31+!
=%%,(7!
Nesse tpico, o objetivo esclarecer se o pessoal das autarquias se
se sujeita ao regime de servidores pblicos estatutrios ou de empregados
pblicos celetistas (contratual trabalhista).
A redao original do art. 39, caput, da Constituio Federal
estabelecia que a Unio, os Estados, o Distrito Federal e os Municpios
deveriam instituir regime jurdico nico para os servidores da
administrao direta, das autarquias e das fundaes pblicas. A ideia era
uniformizar o regime jurdico aplicvel aos agentes pblicos integrantes de
uma mesma entidade federativa, evitando, por exemplo, que numa
mesma autarquia ou fundao coexistissem servidores sujeitos a
diferentes regimes jurdicos (estatutrios ou celetistas).
O regime jurdico nico, todavia, foi extinto pela EC 19/1998 que,
alterando o art. 39 da CF, suprimiu a norma que contemplava o aludido
regime. A partir de ento, desapareceu a vinculao entre o regime
jurdico da administrao direta e das autarquias e fundaes, o que
possibilitou que estas pudessem ter seu pessoal regido tanto pelo regime
estatutrio como pelo celetista. No havia impedimento, por exemplo, de
que fosse estabelecido o regime estatutrio para a administrao direta e
o regime trabalhista para as autarquias. Tudo dependeria do tratamento
que a lei instituidora desse matria.
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
,!1012[7!32[7!<8!?+!]!
-> Redao dada pela EC 19/1998, com eficcia suspensa pelo STF:
,/(9:,!!,(9:,!;!;)&%!
A competncia para nomeao dos dirigentes de autarquias do
chefe do Poder Executivo (CF, art. 84, XXV).
Para a nomeao, poder ser exigida prvia aprovao pelo
Senado Federal do nome escolhido pelo Presidente da Repblica. o que
ocorre, por exemplo, para os cargos de presidente e diretores do Banco
Central (CF, art. 84, XIV) e de dirigentes das agncias reguladoras26.
Da mesma forma, segundo o entendimento do STF, so vlidas as
normas locais dos Estados, DF e Municpios que subordinam a nomeao
dos dirigentes de autarquias ou fundaes pblicas prvia aprovao da
Assembleia Legislativa27.
Diferentemente, o Supremo entende que a lei no pode exigir
aprovao legislativa prvia para a exonerao de dirigentes de
autarquias pelo chefe do Poder Executivo, nem exigir que a exonerao
seja efetuada diretamente pelo Poder Legislativo28.
,,!.;+(7!+,/&&!
Em regra, as causas judiciais que envolvem autarquias federais so
processadas e julgadas pela Justia Federal. No caso de autarquias
estaduais e municipais, o foro a Justia Estadual.
Importante conhecer a peculiaridade que envolve as lides de
pessoal. Caso se trate de servidores estaturios, os litgios funcionais
entre servidores e a autarquia seguem a regra geral, ou seja, sero
processados e julgados pela Justia Federal (autarquia federal) ou pela
Justia Estadual (autarquia estadual ou municipal). Por outro lado, se os
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
;!2#1.03.7!#!127!<8!?+!]!
=!7!:197!19!1.:319!0#2170198!1!#3.:31!#!1?071567!?031!?#27!#.17!:7.9/1!97>#./#!#!2#38!
:7>!.1>#./7!.7!10/+!;8!)))8!!1!7.9/3/3567!##012+!!
!)!+;!
!)!<+(!
!
,!# %&(&# )# +# ,!./# +#!,&>+#!.+61%#5!)#!.)1#)#!1!(>)6!2#&+!#!
)1&)21)#! (2)#5! #0)6! #&)#! )1&+2)#5! 2#5! )###&%&#! +1! ++%%! #/+!
2+.##)()#!!01,>)()#!%)!01#&?)!(2),:!
! %01&2345607# # 9:&630# &34# <055&30# 1# 5&5=# =# <=:=# :?6<6=6# 9:&#
&20>&1#=:3=59:6=#&?&5=6#;0#(50<&=?=#&#:>=?=#(&>=#+:36=#&?&5=>#
20#3&510#?0#=53#!##?=#%7#
%/(%)7>.75.6./&,70)+9.(.9/)0.77&/.>1&/
&70&7&7.+<.&,8)2%#/!/(!#:.>,!).+9/.7&9:;1,0&5.6./&15)/.+
,(./.77&6&7 & 0)6,38) 6. &()/&72 /72 &77,7(.(.7 ) )9).(.72 .?0.() &7 6.
5&10,&2 &7 6. &0,6.(.7 6. (/&;&1=) . &7 7>.,(&7 7(,3& 1.,()/&1 . 7(,3& 6)
/&;&1=)
### ==56307#%&530##
%{!)!
,+&,!
As fundaes so pessoas jurdicas originrias do direito privado,
previstas no Cdigo Civil juntamente com as associaes e sociedades.
Sinteticamente, pode-se dizer que, na pessoa jurdica de forma
associativa ou societria, o elemento essencial a existncia de pessoas
que se associam para atingir a certos fins que a elas mesmas beneficiam;
na fundao, o elemento essencial o patrimnio destinado realizao
de certos fins que ultrapassam o mbito da prpria entidade, indo
beneficiar terceiros estranhos a ela.
Assim, ao contrrio da associao e da sociedade, a fundao no
seria uma pessoa de fato, pois no trabalha no interesse prprio; seria
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
!!9/351! 7! 0112[7! /1>>! 9#0! :7>?#/#./#! 1.7! 7! 23/37! /3#0! 703#>! #>! 1/7! 7:70037!
1./#0370>#./#!!##./12!/01.9#0.:31!7!9#0370!/0112[39/1!?101!7!0#3>#!#9/1//0378!?70!3>?793567!
2#12+! ! 8! 1! 0#9?#3/78! 30>7! 1! >21! ! 7>?#/#! / >34,(/ 0./ &(7(8.! ?07:#9910! #! 210!
0#:21>1567!#!9#0370!?23:7!0#21/31>#./#!1!1./1#.9!/0112[39/19!1./#0370#9!!3.9/3/3567!7!0#3>#!
03:7!.3:7+!
(&.8(!.;+(!
A natureza jurdica das fundaes pblicas assunto controverso na
doutrina. Embora o Decreto-Lei 200/1967, como visto no conceito acima,
as defina expressamente como pessoas jurdicas de direito privado, h
quem entenda de modo completamente diferente, ou seja, que todas as
fundaes institudas pelo Estado so pessoas jurdicas de direito pblico.
Outros j advogam a tese de que, mesmo institudas pelo Poder Pblico,
as fundaes pblicas tm sempre personalidade jurdica de direito
privado, caracterstica que seria inerente a esse tipo de pessoa jurdica.
Porm, o entendimento majoritrio, partilhado inclusive pelo STF30,
de ser possvel que o Estado institua fundaes com personalidade jurdica
de direito pblico ou privado, a critrio do ente federado matriz.
A possibilidade de instituio de fundaes pblicas com
personalidade jurdica de direito pblico construo doutrinria e
jurisprudencial, no estando expressamente prevista na Constituio
Federal. Esta s fala genericamente em fundaes pblicas, fundaes
mantidas pelo Poder Pblico e outras expresses congneres, mas no
deixa clara a opo de natureza jurdica.
Embora a CF no seja especfica, Maria Sylvia Di Pietro entende que
no h nada que impea o Estado de instituir pessoa jurdica enquadrada
no conceito de fundao, ou seja, com patrimnio personalizado para a
consecuo de fins que ultrapassam o mbito da prpria entidade, e lhe
atribua as prerrogativas e sujeies prprias do regime jurdico-
administrativo ou, alternativamente, lhe subordine s disposies do
Cdigo Civil. No primeiro caso, a entidade seria uma fundao pblica
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
,!(!<<+<=(!
(9:,!!&9:,!
Como j estudado anteriormente, as fundaes de direito pblico
so efetivamente criadas por lei especfica, semelhana do que ocorre
com as autarquias. Para essas entidades, o incio da sua personalidade
jurdica se d a partir da vigncia da respectiva lei instituidora.
J a criao das fundaes de direito privado apenas autorizada
pela lei, necessitando ainda de registro do ato constitutivo para que
adquiram personalidade jurdica. Nos termos do art. 5, 3 do Decreto-
Lei 200/1967, a personalidade jurdica das fundaes de direito privado
adquirida com a inscrio da escritura pblica de sua constituio no
Registro Civil de Pessoas Jurdicas.
1&<;(;%!;%<,7<;(%!
As fundaes so constitudas para a execuo de objetivos sociais,
vale dizer, atividades de utilidade pblica que, de alguma forma,
produzam benefcios coletividade, sendo caracterstica essencial a
ausncia de fins lucrativos.
A inteno do instituidor, ao criar uma fundao, dotar bens para a
formao de um patrimnio destinado a promover atividades de carter
social, cultural ou assistencial, e no de carter econmico ou
empresarial.
comum que as fundaes pblicas se destinem s seguintes
atividades31:
!! Assistncia social.
!! Assistncia mdica ou hospitalar.
!! Educao e ensino.
!! Pesquisa.
!! Atividades culturais.
Uma vez que as fundaes so constitudas para beneficiar pessoas
indeterminadas, de forma desinteressada e sem qualquer finalidade
lucrativa, os resultados de sua atividade que ultrapassem os custos de
execuo no so tratados como lucro, e sim como supervit, o qual
deve ser utilizado para o pagamento de novos custos operacionais,
sempre com o intuito de melhorar o atendimento dos fins sociais. Como se
v, o aspecto social predomina sobre o fator econmico.
Um tema controverso relativo s atividades desenvolvidas pelas
fundaes reside na parte final do art. 37, XIX da CF, o qual prescreve
que somente por lei especfica poder ser autorizada a instituio de
fundao, cabendo lei complementar definir as reas de sua
atuao.
Tal lei complementar ainda no foi editada, o que acaba gerando
interpretaes diversas na doutrina. Como o dispositivo constitucional diz
que a lei autorizar a instituio de fundao, alguns doutrinadores
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
,<!1012[7!32[7!<8!?+!;,]!
?)/!.;+,!
As fundaes pblicas de direito pblico fazem jus s mesmas
prerrogativas e sujeitam-se s mesas restries que, em conjunto,
compem o regime jurdico-administrativo aplicvel s autarquias,
anteriormente estudado.
J o regime jurdico aplicvel s fundaes pblicas de direito
privado tem carter hbrido, isto , em parte (quanto constituio e
ao registro) se sujeita s normas de direito privado e, no restante, deve
obedincia s normas de direito pblico.
Quanto a esse ponto, vale tecer algumas observaes
importantes:
=%%,(7!
Quanto gesto de pessoal, as fundaes de direito pblico, da
mesma forma que as autarquias, se sujeitam ao regime jurdico nico,
devendo adotar o mesmo regime fixado para os servidores da
Administrao Direta e das autarquias. Lembrando que o regime jurdico
nico deve ser observado atualmente face suspenso cautelar da nova
redao do art. 39, caput, da CF.
J no caso das fundaes pblicas de direito privado, existe
divergncia doutrinria. Parte da doutrina acredita que o pessoal
dessas entidades deve se sujeitar ao regime trabalhista comum,
traado na CLT, caracterstico das entidades de direito privado. Outra
corrente afirma que o pessoal das fundaes pblicas de direito privado
tambm se submete ao regime jurdico nico, uma vez que, para os
defensores desse entendimento, todas as disposies constitucionais que
se referem a fundaes pblicas, incluindo o art. 39, caput, da CF,
alcanam toda e qualquer fundao pblica, de direito pblico ou privado.
No obstante, consenso que se aplicam ao pessoal das fundaes
pblicas de direito privado as restries de nvel constitucional, como a
vedao acumulao de cargos e empregos (CF, art. 37, XVII) e a
necessidade de prvia aprovao em concurso pblico (CF, art. 37, II).
!
,,# 8#)#8#,/#!%&()(!()!(6%#&2)?/+!_%(2&)5!1!#!.+%.&1)!
.+6+! #%(+! 16)! ##+)! 012(.)! (! (2&+! 34,.+5! .2)()! +2! +2?)! (! ,5! .+6!
.)).()(! .,1#=)6%&! )(6%#&2)&=)5! &%(+! +2! #14#&2)&+! 16! )&26%+!
2#+%),)(+5! >2(+! ,+#! #1#! 22+#! 2>/+#! ! (#&%)(+! )! 16)! %),()(!
#..)5!(!%&2##!34,.+5!!)!
)!)1&)21):!
4!1%()?/+!34,.):!
.!62#)!34,.):!
(!#+.()(!(!.+%+6)!6#&):!
!)>%.)!2>1,)(+2):!
# %01&2345607# 0?=# =# <=5=<3&536<=# &1# &(&<6=># =# &(5&;0#
(=3561260#(&502=>6=?0#62?6<=1##=3=5#?0#<02<&630#?&#:2?=;0#(>6<=#
0(;0# /# &5<&=# 9:&# &# =0# 62# ?&# (=3561260# (&502=>6=?0# =#
=&536=#&&56&#=#&560#(&502=>6=?0#&3=5=10#?6=23&#?0#<02<&630#
?&#=:3=59:6=#
## ==56307#=>3&52=36=##
,&,7!;,!%&],!=07+,!
Nos termos do art. 66 do Cdigo Civil, velar pelas fundaes o
Ministrio Pblico do Estado, onde situadas.
Tal dispositivo refere-se ao controle sobre as fundaes privadas,
institudas por particulares. Trata-se de controle finalstico que possui o
objetivo de fiscalizar se a fundao est efetivamente perseguindo os fins
para os quais foi constituda. Com efeito, a fundao privada, ao ser
criada, adquire vida prpria, independente do instituidor, que no poder
nem mesmo fiscalizar se a fundao est cumprindo as finalidades que
pensou ao cria-la. Tal papel fiscalizatrio das fundaes privadas compete
ao Ministrio Pblico32, cuja atribuio, segundo Di Pietro, justifica-se
pela necessidade de atribuir a algum rgo pblico a funo de manter a
entidade dentro dos objetivos para os quais foi instituda.
No caso das fundaes pblicas (de direito pblico ou privado), Di
Pietro e Carvalho Filho entendem desnecessria a fiscalizao pelo
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
,!7!:1978!1!:7>?#/.:31!!7!)34&./56789./0.3/34(0.3+!
*****
!
,.# %&(&# )# 8# ,/! ! 2+#&+! ()! =,)(12)! ()#! 1%()?#! ,+! ]%#&2+!
34,.+5!01,>1!+#!&%#!#>1%&#:!8!).+2(+!.+6!+![95!.)4!)+!]%#&2+!34,.+!
(+! 8#&2&+! 9(2),! ! [22&2+#! =,)2! ,)#! 1%()?#! 34,.)#! ! (! (2&+! 2=)(+!
6!1%.+%)6%&+!%+!895!#6!201+!()!)&241?/+5!)+!]%#&2+!34,.+!9(2),5!
()!=,)(12)!()#!1%()?#!(2)#!(!(2&+!34,.+!1!1%.+%65!+1!%/+5!%+!89!
+1!%+#!=%&1)#!&22&2+#:!!
! %01&2345607##9:&630#&34#<055&30#20#3&510#?=#?&<6;0#=?03=?=#(&>0#
# 2=# 8# ,[# &&# :>=?0# =# :(5&1=# %053&# ?&<6?6:# 9:&# 0# 6263560#
>6<0# ?0# 635630# &?&5=># &# &5563]560# ?&&# &&5<&5# =# 1&1=# <01(&32<6=#
5&&5=?=# =0# # ?0# 3=?0# &# &1# <02&9:2<6=# &>=5# (&>=# :2?=&# ?&#
?65&630#(56=?0#9:&#:2<602&1#20#3&5563]560#0#:56?6;0#=>&#?6&5#20##0:#
&1# &5563]560# &?&5=6# :=230# # :2?=&# &?&5=6# ?&# ?65&630# (>6<0# =#
<01(&32<6=##?0##&?&5=>#9:&5#:2<602&1#0:#2;0#20##0:#20#&&23:=6#
&5563]560#1#:1=#(=5=#=#(50=#?&&10#>&=5#0#&:623&7#
.;(9%! =!+,/&&!((!<7(!
### ==56307#%&530#!
,,!.;+(7!+,/&&!
No que concerne s fundaes pblicas de direito pblico, a
competncia de foro para os litgios judiciais segue a regra aplicvel s
autarquias, ou seja, tratando-se de fundao de direito pblico federal,
seus litgios sero dirimidos na Justia Federal, inclusive aqueles que
decorram da relao estaturia entre a fundao e seus servidores. No
caso de fundaes de direito pblico estaduais e municipais, o foro a
Justia Estadual33.
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
,,!#0!(!<;+<!
&(!)!!)!!&)!&)!
,+&,!
Vejamos, primeiramente, o conceito de empresa pblica, valendo-
nos, para tanto, das lies de Carvalho Filho:
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
,!#08!?70!##>?278!19!#:39#9!7!!.7!!,+=<8!#!.7!!<=+,(+!
=?1!=31!_!>616!6!>>1!1!
(9,%!+,/.%! (9,%!;%&&,%!
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
,;!70!##>?278!1!:031567!#!>1!97:3#1#!1..3>1!#?#.#!1!99:03567!19!15#9!#>!#!9#!33#!7!
9#!:1?3/12!97:3128!:7>!1?071567!#!9#!#9/1//7!97:312!?#279!9:379!#>!199#>2#31!#012!7!?70!#9:03/01!
?23:1!9/#.!32[78!<8!?+!,]+!
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
,=!1012[7!32[7!<8!?+!;,]!
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
,!.)344>,./ ;0;&(8/ (&4/ !! ).:>#! 17! 7#0! 23:78! .1! 70>1! 1! 2#38! 0&;4(2;)4;! 7! 97!
0#3>#!#!9.)9;33.!7!;&233.8!9#>?0#!1/019!#!23:3/15678!1!?0#9/1567!#!9#03579!?23:79+!
,!#0357!?79/12!8!10/+!<8!]!#!3.01#9/0/01!1#07?70/031!8!10/+!<8!))8!:]8!0#9?#:/31>#./#+!
!
,[# %&(&# )# # ,!./# /+! .)2).&2#&.)#! .+61%#! )! 62#)#! 34,.)#! !
#+.()(#! (! .+%+6)! 6#&)5! %&2! +1&2)#5! 2#+%),()(! 012(.)! (! (2&+!
2=)(+5! (22+>)?/+! )2.),! (+! 2>6! (! (2&+! 2=)(+! +2! %+26)#! (! (2&+!
34,.+!!(#6%+!(!)&=()(!(!%)&12)!.+%6.):!!
! %01&2345607# # 63&1# &34# <055&30# &15=2?0# 9:&# 0# ?&&1(&2_0# ?&#
=366?=?&# &<0216<=# (05# 1&60# ?&# &1(5&=# &3=3=6# (0?&# &5# &630# <01# ?06#
0&3607#6/#623&5&2;0#20#?01260#&<0216<0#630##=366?=?&#?=3:5&=#
&1(5&=56=># &# 66/# (5&3=;0# ?&# &560# (>6<0# :# &=# 1&10# =#
&1(5&=#(5&3=?05=#?&#&560#(>6<0#?&&1(&2_=1#=366?=?&#&<0216<=#
630# 9:&# 0# &560# &(>05=?0# (05# &=# &236?=?&# ;0# =9:&>&# (=&6#
?&# &5=5# >:<50# &# 9:&# (05# 60# 3=11# (0?&56=1# &5# ?&&1(&2_=?0# (&>=#
626<6=36=#(56=?=#
# ==56307#%&530#
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
,!&10:#27!2#1.03.7!#!3:#./#!127!<8!?+!;]+!
# ==56307#%&530#
,# %&(&#)#%+#,!./#+%#(2!1!(&26%)()!#+.()(!(!.+%+6)!6#&)!
2?)! )&=()(! .+%6.)! (! %)&12)! 62#)2),:! ##)! #&1)?/+! +&&.)5! )!
22()! #+.()(! %/+! ! .+%#(2)()! %&>2)%&! ()! )(6%#&2)?/+! %(2&)! (+!
2#.&=+! %&! (2)&=+5! +#5! )2)! #2! .+%#(2)()! .+6+! &),5! ,)! (=! 2#&)2!
#2=?+!34,.+:!
# %01&2345607# 8# 9:&3;0# &34# &55=?=# 8# &1(5&=# (>6<=# &# =#
0<6&?=?&# ?&# &<02016=# 163=# (0?&1# 3=230# &&5<&5# =366?=?&# &<0216<=# ?&#
2=3:5&=# &1(5&=56=># <010# (5&3=5# &560# (>6<0# 1# =1=# =# _6(]3&&#
623&5=1#=#8?162635=;0#2?65&3=#?0#5&(&<360#&23&#&?&5=360#
### ==56307#55=?0##
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
!|!7!#!34!1!039?0.:31!7!8!?#21!12!19!97:3#1#9!#!#:7.7>31!>39/1!#!19!#>?0#919!?23:19!
#! #?270#>! 1/331#! #:7.>3:1! #>! 9#./37! #9/03/7! #9/67! 9#3/198! .79! /#0>79! 7! 39?79/7! .7! _! <! 7!
10/+!<,!1!7.9/3/3567!7!019328!17!&;2;/>&09./&&./0(3/;2&;3(3/&(0(38!7!12!)./3;/
(89(!9!#>?0#919!#9/1/139!#!?0#9/1>!9#0357!?23:7!)!<+=&]!
<!7>7! ##>?278! 7! %! 0#:7.[#:#! .67! 9#0! 7031/031! 1! 23:3/1567! ?101! 79! :7./01/79! 0#21:37.179! 1!
(40(0;32!#!#>?0#919!#9/1/139!#?27017019!#!1/331#!#:7.>3:1+!?7./1.7!1!9#3567!#9919!
#./31#9! 17! >#9>7! 0#3>#! 19! #>?0#919! ?031198! 7! 03.12! 119/7! 1! .#:#9931#! #! 23:3/1567! .19!
7?#015#9! #! >#0:17! ?01/3:119! ?#21! 0##031! :1/#7031! #! #>?0#919! #9/1/12+! >! 9#./37! 7?79/78! 1!
039?0.:31!7!%!#./#.#!#!!7031/031!1!79#0.:318!?#219!#>?0#919!?23:19!#!97:3#1#9!#!
#:7.7>31! >39/1! #?27017019! #! 1/331#! #:7.>3:18! 19! 39?7935#9! :7./319! .1! #3! +===,! .19!
:7./01/15#9! #! #.721>! 91! (40(0;2;.+! 7>7! 9#! 8! .7! #! /1.#! ! :#2#01567! #! :7./01/798!
?0#12#:#>! 19! .70>19! #! 30#3/7! ?0317! 1.7! 9#! /01/10! #! 1/331#93>! ! .19! 1/331#9>#378! 19!
.70>19!#!30#3/7!?23:7!?0#7>3.1>!72#/3>!3:3/15#9!=<]+!
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
!(!;+=!
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
,!(!=,+,<;!(+!!!/1>>!!#9/#.#!1!3>.31#!/03/031!1!97:3#1#!#!#:7.7>31!>39/1!
?0#9/1701!#!(,?;3/;/3;&,.3/0;/3(60;8!7!9#18!9#0357!?23:7!.67!9#3/7!17!0#3>#!#!>7.7?237!(!
;+=(]+!
!)!=+!
;!(!,=,+<!
=!(#9912/#9#!#!19!#>?0#919!#9/1/139!#?27017019!#!1/331#!#:7.>3:1!%&!7410!#!?0332379!
39:139!0;30;/>;!#2#9!9#1>!:7.:#379!#!2();&(/>).&2;!1!#219!#!9!#>?0#919!?03119+!
+%!1,&%.%!,892(:.%!!%:(#.#%!#!:1(.!1(%4.!:0&1!%5!,0&,!#((#1%!1?!
7,(;,(%! 7%%.!5&#(:.!#!#(&(4!,&(.#
;!(&<;(;%!
+,/+(% +4((#.#!&(#.!,(.414!,2!#(&(4!,&(.#
=%&(;,(%!;! 7%%.!5&#(:.!#!#(&(4!,&(.#
%<9,%!
07+,% +4((#.#!&(#.!,(.414!,2!#(&(4!,892(:
}}}}}!
!
,# %&(&# )# 0><6=# &?&5=># ,!./# ! #+.()(! (! .+%+6)! 6#&)! ! ##+)!
012(.)! (! (2&+! 2=)(+! 1! +(! &)%&+! .1&)2! )&=()(! .+%6.)! 22)! ()!
%.)&=)!2=)()!1)%&+!2#&)2!#2=?+!34,.+:!
! %01&2345607# # 9:&630# &34# <055&30# :=2?0# &&<:3=# &&<:3=5# =366?=?&#
&<0216<=# (5](56=# ?=# 626<6=36=# (56=?=# 0# 5&61&# :5?6<0# =(>6<4&># #
0<6&?=?&# ?&# &<02016=# 163=# # (5&?0162=23&1&23&# ?&# ?65&630# (56=?0# 4#
9:=2?0#(5&3=#&560#(>6<0#0#5&61	:&#(5&?0162=##0#?&#?65&630#(>6<0#
1#=10#0#<=0#=#(&502=>6?=?&#:5?6<=##&1(5&#?&#?65&630#(56=?0#
# ==56307#%&530#
### ==56307#55=?0#
#
=%%,(7!
O pessoal das empresas pblicas e das sociedades de economia mista
se submete ao regime trabalhista comum, isto , de emprego pblico
ou celetista, regulamentado na Consolidao das Leis do Trabalho (CLT).
O vnculo entre os empregados e as entidades, portanto, tem natureza
contratual, formalizado em contrato de trabalho tpico.
No obstante, o ingresso desses empregados deve ser precedido de
aprovao em concurso pblico, tal como previsto no art. 37, II da
Constituio Federal48, ainda que a entidade vise a objetivos estritamente
econmicos, em regime de competitividade com a iniciativa privada.
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
!(!+=!
!8!10/+! ,8! ))! 1! 3.#9/301! #>! :107! 7! ;2&;./ 6789.! #?#.#! #! (&.(,./ &(/ ;2/
9.)9>&3./6789.!#!?0719!7!#!?0719!#!//2798!#!1:707!:7>!1!.1/0#41!#!1!:7>?2#31#!7!:107!
7!#>?0#78!.1!70>1!?0#39/1!#>!2#38!0#9912119!19!.7>#15#9!?101!:107!#>!:7>39967!#:21017!#>!2#3!
#!230#!.7>#1567!#!#7.#01567+!
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
!#0!(!;+)!
;!)!<+=&!
(7+(!!+.9:,!
Em 2005, foi editada a Lei 11.101, que trata da recuperao judicial,
extrajudicial e falncia das sociedades empresrias. O inciso I do art. 2
da norma claro ao afirmar que as sociedades de economia mista e as
empresas pblicas no se submetem ao seu texto, e, consequentemente,
no se sujeitam ao processo falimentar aplicvel s sociedades
empresrias do setor privado em geral, independentemente da
atividade que desempenham (servios pblicos ou atividades
econmicas empresariais).
!
..# %&(&# )# # 5010305/!!62#)!34,.)!!)!#+.()(!(!.+%+6)!
6#&)! ,+2)(+2)#! (! )&=()(! .+%6.)! %/+! #/+! .,1()#! ()! ,! (! ),%.)! !
2.12)?/+! (! 62#)#5! +2! #10&)26#! )+! 2>6! 22+! ()#! 62#)#!
2=)()#5!%.,1#=!1)%&+!)+#!(2&+#!!+42>)?#!.=#5!.+62.)#5!&2)4),#&)#!!
&241&<2+#:!
%01&2345607# # 9:&630# &34# &55=?0# 8236=1&23&# &636=# <0235056=# 2=#
?0:3562=# =<&5<=# ?=# :&6;0# ?=# &1(5&=# &3=3=6# &(>05=?05=# ?&# =366?=?&#
&<0216<=#=0#5&61&#?&#=>2<6=#&<:(&5=;0#:?6<6=>#:1=#	:&#&:2?0#
0#=53#!.#!#?=#%#3=6#&236?=?&#&#&9:6(=5=1##&1(5&=#(56=?=#20#9:&#
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
;<!62>8(/ / 0./ ! 1#! >1.17! #! 9#01.51! :7./01! 1/7! ?01/3:17! #>! 23:3/1567! ?07>731! ?70!
97:3#1#!#!#:7.7>31!>39/1!7!#>?0#91!?23:1+!
,/(!.;+(!
No que se refere forma jurdica, h relevante diferena entre as
empresas estatais: todas as sociedades de economia mista so
sociedades annimas, ou seja, seu capital dividido em aes. J as
empresas pblicas podem assumir qualquer configurao admitida
no direito, inclusive ser sociedade annima.
Carvalho Filho assevera que, embora seja facultado s empresas
pblicas assumir qualquer forma admitida em direito, existem formas
societrias que com ela so incompatveis, a exemplo das sociedades
em nome coletivo (Cdigo Civil, art. 1.039), sociedade cooperativa
(Cdigo Civil, art. 1.093) e empresa individual de responsabilidade
limitada (Cdigo Civil, art. 980-A)52. Tais formas societrias, por definio,
admitem apenas pessoas privadas na formao do capital, razo pela qual
so incompatveis com as empresas pblicas.
Questo interessante diz respeito adoo de uma forma jurdica
nova por parte de uma empresa pblica, isto , algo que ainda no exista
em nosso ordenamento. A doutrina explica que isso seria possvel desde
que se trate de uma empresa pblica federal, pois, como compete
Unio legislar sobre Direito Civil e Comercial (CF, art. 22, inciso I), s a lei
federal poderia instituir empresa pblica sob nova forma jurdica.
Contrariamente, as entidades vinculadas aos demais entes federativos, ao
serem institudas, devem observar as formas jurdicas que a legislao
federal j disponibiliza.
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
;!101! 329/0108! #1! 7! #! 39?#! 7! 37! 332! 1:#0:1! 19! 3.9;0(0;3/ ;2/ ).2;/ 9.8;4.! 7>#./#!
;33.(3/ 39(3! ?7#>! /7>10! ?10/#! .1! 97:3#1#! #>! .7>#! :72#/378! 0#9?7.#.7! /779! 79! 9:3798!
9723031!#!323>3/11>#./#8!?#219!70315#9!97:3139+!
!
.[# %&(&# )# +# ,!./# #! #+.()(#! (! .+%+6)! 6#&)! +(6! 2=#&2#!
(! 1),12! ()#! +26)#! 6! (2&+! )(6&()#5! )! .2&2+! (+! +(2! 34,.+5! 1!
2+.(!!#1)!.2)?/+:!
! %01&2345607# 8# 0<6&?=?&# ?&# &<02016=# 163=# &1(5&# ?&&1# &5#
<02363:?=# 2=# 051=# ?&# 0<6&?=?&# =2261=# ?=# 0# &550# 8# &).3!3(
)<5,!3##9:&#(0?&1#5&&365&#?	:=>9:&5#?=#051=#=?1636?=#&1#?65&630#
### ==56307#55=?0##
#
.# %&(&# )# !# ,!./# #! 62#)#! 34,.)#! (=6! #2! .+%#&&1()#!
+42>)&+2)6%&!#+4!)!+26)!(!#+.()(!)%%6):!
# %01&2345607#8#&1(5&=#(>6<=#(0?&1#&5#<02363:?=#0#9:=>9:&5#
051=# =?1636?=# &1# ?65&630# %,34# 0<6&?=?&# =2261=# ?=# 0# &550# 80#
<02354560# =# 3,/!/3( /( ,%&!( &3#!# ?&&1# &1(5&# &5# 0<6&?=?&#
=2261=#
# ==56307#55=?0#
,/,%9:,!;,!+(&(7!
Na composio do capital reside outra diferena relevante entre
empresas pblicas e sociedades de economia mista. Refere-se origem
dos recursos que formam o patrimnio das entidades.
Sinteticamente, a sociedade de economia mista constituda por
capital pblico e privado, e a empresa pblica, por capital pblico.
Com efeito, nas sociedades de economia mista o capital
formado da conjugao de recursos oriundos das pessoas de direito
pblico (Unio, Estados, DF ou Municpios) ou de outras pessoas
administrativas, de um lado, e de recursos da iniciativa privada, de
outro.
Para a entidade ser considerada uma sociedade de economia mista,
alm de ter havido prvia autorizao legal, o Poder Pblico diretamente
ou atravs de entidade da administrao indireta deve ser o detentor da
maioria do capital votante da entidade, o que lhe garante poder de
deciso sobre os destinos da companhia. Nessa linha, o Decreto-Lei
200/1967, relativamente s sociedades de economia mista federais,
!
.# %&(&# )# 8# ,!./# ! ##+)! 012(.)! (! (2&+! 2=)(+! .2)()! +2!
)1&+2)?/+! ,>#,)&=)! #..)5! .+6! .)&),! +26)(+! 1%.)6%&! +2! 2.12#+#! (!
##+)#!(!(2&+!34,.+!%&2%+!+1!(!##+)#!(!#1)#!)(6%#&2)?#!%(2&)#5!
)2)! 2),)2! )&=()(#! .+%6.)#! +1! #2=?+#! 34,.+#! (! %&2##! ()!
)(6%#&2)?/+!%#&&1(+2)5!%+#!6+,(#!()!%.)&=)!)2&.1,)25!!(%+6%)()!
)!1%()?/+!34,.):!
4!#+.()(!(!.+%+6)!6#&):!
.!#14#(<2):!
(!)>%.)!.1&=):!
!62#)!34,.):!
! %01&2345607# 5=3=&# ?0# <02<&630# ?&# &1(5&=# (>6<=# # =(&<30#
1=5<=23&# 9:&# >&=# =# &=# <02<>:;0# =0# 62# ?&# 9:&# &# 35=3=# ?&# :1=#
0<6&?=?&# ?&# &<02016=# 163=# # =# (=53&# 9:&# ?6# ,!)#!( 7.&!/( %,!&%#(
).( .,.33( /( )33!3( /( /.#( )<5,( %#.%( ( /( )33!3( /( 3!3(
!/&%3#.!1?3( %/.#!3# # 9:&# 0# <=(63=># ?=# 0<6&?=?&# ?&# &<02016=#
3=11# <023=# <01# (=536<6(=;0# ?&# 5&<:50# (56=?0# =>&# ?6&5# 2;0# #
:26<=1&23&# (>6<0# &5<&=# 9:&# 0# <=(63=># ?=# &1(5&=# (>6<=# <01(030#
:26<=1&23&# ?&# 5&<:50# (>6<0# (0?&# &5# 623&5=>6=?0# (05# (&0=# ?65&630#
(>6<0# 623&520# 26;0# 3=?0# # :26<(60# =:3=59:6=# &# ?&1=6#
&236?=?&#?&#?65&630#(>6<0/#0:#(05#(&0=#?&#:=#=?162635=>?65&3=#
:2?=&# ?&# ?65&630# (56=?0# &1(5&=# (>6<=# &# 0<6&?=?&# ?&# &<02016=#
163=/##
### ==56307#=>3&52=36=#&##
!
! !
!
[# %&(&# )# 8# ,!./# )#+! 16! )2&.1,)2! )01! )?/+! #+4! +! 2&+! +2(%<2+!
2)%&! )! 01#&?)! #&)(1),! .+%&2)! +! )%.+! (+! 2)#,! ::5! %)! 1),5! 64+2)! )1#%&!
%&2##!()!7%/+5!#0)!)2>1()!)!%.+6&%.)!(+!01+!)2)!2+.##)2!!01,>)2!)!
(6)%()5! +2! #! &2)&)2! (! #+.()(! (! .+%+6)! 6#&)! (2),5! )! ),>)?/+! (!
%.+6&%.)!(=2<!#2!20&)()5!6)%&%(+#!)!.+6&%.)!()!01#&?)!#&)(1),:!
! %01&2345607# # 9:&630# &34# <055&30# 8# <01(&32<6=# (=5=# (50<&=5# &#
:>=5# =# <=:=# &1# 9:&# &=# (=53&# 0<6&?=?&# ?&# &<02016=# 163=# 7/.!# =#
&&1(>0# ?0# =2<0# ?0# 5=6># # ?=# +:36=# 3=?:=># &3=>_&# 61(053=23&# 2=#
9:&3;0##=#(=53	:&#?6#&5.!(!3%#(%#.33(/!(%2#0#6266<=#
9:&#=#26;0#2;0##623&5&26&23#(50<&0#%=0#<02354560#=>&#?6&5#&#=#
26;0#=3:=&#(50<&:=>1&23&#<010#=63&23�:#0(02&23�#050#3&56=#9:&#
&5#?&>0<=?0#(=5=#=#+:36=#&?&5=>#?
?0#9:&#=>&=;0#?><01(&32<6=#
3&56=#9:&#&5#=<&63=#05#0(053:20#2;0#&#&9:&=#?	:=#<=:=#&1#9:&#
&=#(=53&#&1(5&=#(>6<=#&?&5=>#=#<01(&32<6=##?=#+:36=#&?&5=>##
# :350#?&3=>_&##9:&#&2#&&5&1##<_=1=?=#<=:=#<01:2#
<>:&1&# (053=230# =# <=:=# 9:&# 5&9:&5&1# :0# &(&<6=>6=?0# 9:=6#
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
;,!62>8(//0./!|!:7>?#/#./#!1!>34,(/.2>2!?101!210!19!:1919!#>!#!!?10/#!97:3#1#!
#!#:7.7>31!>39/1+!
;!62>8(/ !/ 0./ ! 9! 97:3#1#9! #! #:7.7>31! >39/1! 9! />! 707! .1! >34,(/ ;0;&(88! 1.7! 1!
).!3./#0>!:7>7!(3334;)4;!7!..;)4;+/
[!# %&(&#)#+#,!./#2&%.!!01#&?)!(2),!)!.+6&%.)!)2)!01,>)2!)#!
.)1#)#!(!%&2##!()#!62#)#!34,.)#5!()(+!+!)&+!(!,)#!2#&)26!#2=?+!
34,.+5!)%()!1!(&%)6!2#+%),()(!012(.)!(!(2&+!2=)(+:!
# %01&2345607#8#9:&3;0#&34#&55=?=##+:36=#&?&5=>#<01(&3&#(50<&=5#
&#:>=5#=#<=:=#?ɯ&5&&#?=#&1(5&=#(>6<=#&?&5=6#=(&2=##9:&#
=35=6# 0# 050# ?=# +:36=# &?&5=># # 0# 2<:>0# ?=# &1(5&=# <01# =# 26;0# &# 2;0# 0#
=30# ?&# &5&1# (5&3=?05=# ?&# &560# (>6<0# ?=# 0# &550# 8>64# 0# 050# # 0#
1&10# =62?=# 9:&# &=1# &(>05=?05=# ?&# =366?=?&# &1(5&=56=># =# <=:=#
&1#9:&#&=#(=53&#&1(5&=#(>6<=#&3=?:=>#0:#1:26<6(=>#=#<01(&32<6=##?=#
+:36=# 3=?:=># &5<&=# 9:&# =# 9:&3;0# ?4# =# &23&2?&5# 9:&# =# +:36=# &?&5=>#
<:6?=56=# ?=# <=:=# ?&# 9:=>9:&5# &1(5&=# (>6<=# 62?&(&2?&23&1&23&# ?0#
2<:>0#&?&5=360#0#9:&05=#0#&550#?0#63&1#
# ==56307#55=?0##
*****
Com suporte no art. 241 da CF, a Lei 11.107/2005 foi editada para
estabelecer normas gerais para que a Unio, os Estados, o DF e os
Municpios contratassem consrcios pblicos para a realizao de objetivos
de interesse comum, promovendo a gesto associada a que alude o
citado mandamento constitucional.
Regulamentando a matria, o Decreto 6.017/2007 define consrcio
pblico da seguinte forma:
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
;;!#3! <<+<;8! 10/+! <8! _! ! %.367! 97>#./#! ?10/3:3?10! #! :7.90:379! ?23:79! #>! #! /1>>!
151>!?10/#!/779!79!9/179!#>!:79!/#003/0379!#9/#1>!93/179!79!&.3:?379!:7.970:3179+!
!
[,# %&(&#)#8#,!./#64+2)!+!.+%#2.+!34,.+!+##)!)(122!2#+%),()(!
012(.)! (! (2&+! 34,.+! +1! (! (2&+! 2=)(+5! 6! )64)#! )#! &##! )!
.+%&2)&)?/+!(!##+),!(=2<!#2!2>()!,)!+%#+,()?/+!()#!#!(+![2)4),+5!
+#!)!,>#,)?/+!=()!)!)(6##/+!(!##+),!%+!2>6!#&)&1&<2+:!
! %01&2345607# 8# 9:&3;0# &34# &55=?=# 8# &6# !!!,# &3=&>&<&# 9:&# 0#
(&0=>#?0#<02]5<60#(>6<0#<01#(&502=>6?=?&#:5?6<=#?&#?65&630#(56=?0#
?&&54#&5#5&6?0#(&>=#%020>6?=;0#?=#&6#?0#5==>_0##%7#
! ]) ) 0&7) 6. 7. /..7(,/ 6. ).3%!/!/( 9.+/,!( /( /.#( ).4!/2 )
0)7/0,)9:;1,0));7./&/4&7)/+&76.6,/.,()9:;1,0))<.0)0././.&1,&38)
6. 1,0,(&38)2 0.1.;/&38) 6. 0)(/&()72 9/.7(&38) 6. 0)(&7 . !/&332( /( )33!=(
>(3.:(.6/()!(%3/!12(/!3(3(/(.!5!((
:=230#=0#<02]5<60#?&#?65&630#(>6<0#2;0#_4#61(&?61&230#(=5=#9:&#
&=1#=?1636?0#20#5&61&#&3=3:34560#
### ==56307#55=?0#!
[.# 8#)##,!/#6!%+##+#!()#5!64+2)!#12!#0)6!.&)()#+#!,+!
8.2&+!%:!5!&)646!%&>2)6!)!)(6%#&2)?/+!%(2&)!)#+#!
)!2>)%)?#!+.)#!(!_%&2##!34,.+:!
4!2>)%)?#!/++=2%)6%&)#!#6!%#!,1.2)&=+#:!
.!2>)%)?#!+.)#:! !
(!+%#2.+#!34,.+#!.+6!2#+%),()(!012(.)!(!(2&+!34,.+:!
!)2.2+#!34,.+2=)(+#!#6!%#!,1.2)&=+#:!
! %01&2345607# 0# 3&510# ?=# &6# !!!,# 9:&# ?6(&# 05&# 2051=#
# 053=230#<055&3=#=#=>3&52=36=#?#
# 8# &236?=?&# 5&&56?=# 2=# 0(&# =# # &# <# 5=26=&# 0<6=6#
?&# 23&5&&# >6<0# 5=26=&# ;00&52=1&23=6# &# 5=26=&#
0<6=6# 5&(&<36=1&23&# ;0# <026?&5=?=# &236?=?&# (=5=&3=3=6# 630# #
&23&#(56=?0#9:&#<0>=05=1#<01#0#3=?0#20#?&&1(&2_0#?&#=366?=?&#?&#
623&5&&# (>6<0# 1=# 9:&# 2;0# 623&5=1# =# 8?162635=;0# 051=># ?65&3=# 0:#
62?65&3=# +4# 0# =5<&650# >6<056=?0# 0(;0# &/# &105=# (5&3&1#
&560# (>6<0# (05# ?&>&=;0# ?0# 0?&5# 6<0# 3=11# 2;0# ;0#
<026?&5=?0#623&5=23&#?=#8?162635=;0#>6<=#?65&3=#0:#62?65&3=#
##! ==56307#=>3&52=36=#?#
[[# 8#)#8#,![/#6!#!&2)&)%(+!(+#!+%#2.+#!34,.+#5![2.2+!&+2!
!+!(#+#&+!%)!_%#&21?/+!+26)&=)![_]!%:!!(!5!!.+22&+!)26)2!
)! )! ,! 1! 2>! +#! .+%#2.+#! 34,.+#! 2=! (+#! &+#! (! .+%&2)&+#! )! #26!
26)(+#!,+#!%&#!.+%#+2.)(+#!+!.+%&2)&+!(!2)&+!!+!.+%&2)&+!(!.++2)?/+:!
4! +! #2=?+! (=2<! #2! .1&)(+! +42>)&+2)6%&! ,+#! .++2)(+#5! =()%(+#!
1),12!%&26()?/+5!1)%(+!#!&2)&)2!()!.+%&2)&)?/+!(!.++2)&=)#:!
.! +! &2.2+! #&+2! .+62%(! )#! %&()(#! ()! #+.()(! .=,! (! %#! 34,.+#! !
,1.2)&=+#!.+#&%(+!.+6!+!262+!#&+25!1!!+!#&)(+5!!+!#>1%(+!#&+25!1!!
+!62.)(+:!
(! ! =()(+! )+! .+%#2.+! 34,.+! )! +##4,()(! (! #2! .+%&2)&)(+! ,)!
)(6%#&2)?/+! (2&)! +1! %(2&)! (+#! %&#! ()! 9(2)?/+! .+%#+2.)(+#5! .+6!
(#%#)!(!,.&)?/+:!
! %+! .)#+! (! &%?/+! (+! .+%#2.+! 34,.+5! +#! %&#! .+%#+2.)(+#! 2#+%(2/+!
#14#()2)6%&!,)#!+42>)?#!26)%#.%!)&!1!)0)!(.#/+!1!%(1!
+#!2#+%#<=#!+2!.)()!+42>)?/+:!
# %01&2345607#=10#=2=>6=5#<=?=#=>3&52=36=7#
# =/# 88# 8# &6# !!!,# 9:&# 5&&# 0# <02]5<60# (>6<0# (5&#
?06# 36(0# ?&# <0235=30# =# &5&1# 651=?0# (&>0# &23&# <0205<6=?0# =# =&57#
<0235=30# ?&# 5=3&60# &# <0235=30# ?&# (505=1=# 053=230# =# =&536=# &55=# =0# =>=5#
%010# &# # <02]5<60# (>6<0# &# <02260# ?&# <00(&5=;0# 31# (05#
0&360# (5010&5# =# &3;0# =0<6=?=# ?&# &560# (>6<0# (051# ;0#
62363:30#:5?6<0#?636230#
&# =30# <02260# ?&# <00(&5=;0# ;0# (=<30# 651=?0# &<>:6=1&23&#
(05# &23&# ?=# &?&5=;0# <01# 0# 0&360# ?&# =:3056=5# =# &3;0# =0<6=?=# ?&#
&560# (>6<0# ?&?&# 9:&# 5=366<=?0# 0:# (5&6=1&23&# ?6<6(>62=?0# (05# >&6#
&?63=?=# (05# <=?=# :1# ?&>&# &<5&30# !,# =53# !# /# 0# <02260#
%2(:(!(,.!12(/()33!(9.+/,!#4#:1#1&50#=<05?0#?&#<00(&5=;0#0#
<02]5<60#(>6<0#(05#:=#&#_4#:1=#5&:26;0#&<>:6=#?&#&23&#(0>36<0#
&# =# 7.&!12( /( &!( %4!( )33!( 9.+/,!# <01# =# (&502=>6?=?&# :5?6<=# ?&#
?65&630#(>6<0#=0<6=;0#(>6<=/#0:#?&#?65&630#(56=?0#
/#%8#8#=&536=#35=3=#?=#?6(06&#?=###,,#9:&#?6(&#
05&5=#&#?65&356&#(=5=#=#<0235=3=;0#?&#&560#<02362:=?0#0:#2;0#
8#2051=#(5	:&!=!<0235=3=;0#?�<6&?=?&#<00(&5=36=#01&23&#(0?&54#
0<055&5# 9:=2?0# (&>=# :=# 2=3:5&=# 0# &560# =# &5# <0235=3=?0# (:?&5# &5#
&&<:3=?0# <01# =:302016=# (&>0# <00(&5=?0# ?&# 10?0# =# 2;0# ?&1=2?=5#
5&>=;0# ?&# :05?62=;0# &235&# =# <00(&5=36=# &# 0# <00(&5=?0# 2&1# &235&# =#
8?162635=;0# &# 0# <00(&5=?0# =53# [# /# 8?&1=6# 0# =53# # ?=# # (5&# 0#
&:623&7#
%/( 8) 7./4 &6+,(,6& & 0)(/&(&38) 6. 0))9./&(,&7 ) ,7(,(,3_.7 7.+ 5,7
10/&(,)7 0>) .7(&(() . );>.(,)7 7)0,&,7 8) 9/..>&+ ) 8) .7(.>&+ 6. &0)/6)
0)+));>.()0)(/&(&6)
&/4/&5) :,0) &6) 6& 0)(/&(&38) 6. 0))9./&(,&7 ) ,7(,(,3_.7 7.+ 5,7
[# 8#)##,!./#!2#&+!(+#!.+%.&+#5!.+%#&&1?/+5!+26)#!!+40&=+#!
(+#!.+%#2.+#!34,.+#!(!1!&2)&)!)!!%:!:5!!.+22&+!)26)25!.&+!
)!)!)2&.)?/+!()!7%/+!%)!+26)?/+!(+#!.+%#2.+#!34,.+#!#&<!.+%(.+%)()!!
)2&.)?/+!(!&+(+#!+#!#&)(+#!6!.10+#!&22&2+#!#&0)6!#&1)(+#!+#!61%.+#!
.+%#+2.)(+#:!
4!)!.,42)?/+!(!2+&+.+,+!(!%&%?#!!.+%(?/+!%.##<2)!)2)!)!.+%#&&1?/+!
(+!.+%#2.+!34,.+:!
.! )2)! +! .1626%&+! (+#! #1#! +40&=+#5! +#! .+%#2.+#! 34,.+#! +(6! 2.42!
)1,+#5!#14=%?#!!.+%&241?#:!
(! ! =()(+! )1&+2)2! 6()%&! .+%&2)&+! )! 26##/+! )2)! 1! +! .+%#2.+! 34,.+!
2+6+=)!)!+1&+2>)5!.+%.##/+!!26##/+!(!+42)#!+1!#2=?+#!34,.+#:!
!+(!#2!.+%#&&1(+!%)!+26)!(!)##+.)?/+!34,.)!+1!##+)!012(.)!(!(2&+!
2=)(+:!
! %01&2345607# =10# =2=>6=5# <=?=# =>3&52=36=# <01# =&# 2=# &6#
!!!,7#
=/#%8#20#3&510#?0#=53#!#,#?=#&67#
!])%,8)7)+.(.9&/(,0,9&/46.0)7/0,)79:;1,0)7.+<.(&+;+5&3&+9&/(.
#/3( 3( 3#!/3 .+ 0>)7 (.//,(/,)7 .7(.>&+ 7,(&6)7 )7 %,+)3(
,%3.,!/3
861#2;0#(0?&#_=&5#:1#<02]5<60#051=?0#&<>:6=1&23&#(&>=#26;0#
&#(05#:1#:26<(60#0#<=0#0#3=?0#=0#9:=>#(&53&2<�#:26<(60#3=11#
?&&#(=536<6(=5#
/#%8#20#3&510#?0#=53#.#?=#&67#
%/( ) 0)7/0,) 9:;1,0) 7./4 0)7(,(6) 9)/ 0)(/&() 0>& 0.1.;/&38) /)%/.:(
/!().4!(353,.12(/().#,(/(%#%1?3
#(5030<0>0#?ɯ&2&##:1#<0235=30#(5&>6162=5#<:=#<>4::>=#?&&1#
<023&5# 30?=# =# 5&5=# 2&<&456=# =0# :2<602=1&230# ?0# <02]5<60# (05#
&&1(>0#=53#[/7#=#?&20162=;0#=#62=>6?=?�#(5=0#?&#?:5=;0#&#=#&?&#?0#
<02]5<60# =# 6?&2366<=;0# ?0# &23&# ?=# &?&5=;0# <0205<6=?0# =# 62?6<=;0#
?=# 45&=# ?&# =3:=;0# ?0# <02]5<60# =# (5&6;0# ?&# 9:&# 0# <02]5<60# (>6<0# #
=0<6=;0#(>6<=#0:#(&0=#:5?6<=#?&#?65&630#(56=?0#&1#62#&<0216<0!
=#2051=#?&#<020<=;0#&#:2<602=1&230#?=#=&1>&6=#&5=>#62<>:6&#(=5=#
=#&>=05=;0#=(50=;0#
?66<=;0#?0#&3=3:30#?0#<02]5<60#(>6<0#=#
051=#?&#&>&6;0#&#=#?:5=;0#?0#1=2?=30#?0#5&(5&&23=23&#>&=>#?0#<02]5<60#
(>6<0#9:8=3056=1&23&#?&&54#&5#%_&&#?0#0?&5#&<:360#?&#&23&#?=#
&?&5=;0#<0205<6=?0#
8(]#&5#5=366<=?0#(&>0#&23&#?=#&?&5=;0#623&5&=?0#1&?6=23&#>&6#
&/#%8#20#3&510#?0#=53##?=#&67#
%/()0)7/0,)9:;1,0)&6<,/,/49./7)&1,6&6.>/6,0&
6./.#()<5,2)0&7)6.0)7(,(,/!33,!12()<5,!2+.6,&(.&,0,&
6&71.,76./&(,5,0&38)6)9/)()0)1)6.,(.3_.7
6./.#().4!/2+.6,&(.)&(.6,+.()6)7/.<,7,()76&1.,71&38)0,,1
# ==56307#=>3&52=36=#?#
#
*****
Agora hora de colocar todo o conhecimento em prtica. Vamos l?
[# %%#)##,!/#+%#(2!
_:!.2&)2)#!]1%.)#:!
__:!+#&+#!(!)3(:!
___:!8,>).)#!(!+,.):!
_:!]%#&2+#:!
:!8,>).)#!>+%)#!()!.&)!9(2),:!
1)%&+! ! #2)! (! )?/+5! .,)##.)6#! +#! 2>/+#! 34,.+#! 6! .%&2)#! ! ,+.)#:!
!.+%#&&1!6,+!(!2>/+#!34,.+#!,+.)#!+!1!#!)26)!!6!
)!__!!___:!
4!_!!_:!
.!_:!
(!__!!:!
!_5!___!!:!
%01&2345607#%02051&#&262=#=#(50#6#6&350#9:=230##&&5=#?&#=;0#
0# ]5;0# (>6<0# <>=66<=1&# &1# <&235=6# &# >0<=6# 5;0# <&235=6# ;0#
=9:&>&# 9:&# &&5<&1# =356:6&# &1# 30?0# 0# 3&5563]560# 2=<602=># &3=?:=># 0:#
1:26<6(=># <010# 0# 6263560# =# &<5&3=56=# ?&# 3=?0# &# =# ?&# :26<(60#
5;0# >0<=6# (05# :=# &# ;0# 0# 9:&# =3:=1# 05&# :1=# (=53&# ?0# 3&5563]560#
<010# =# &>&=<6=# &602=6# ?=# &<&63=# &?&5=># =# &>&=<6=# ?&# 0><6=# &#
0#030#?&#=?&#
==56307#=>3&52=36=##
[# #%%#)##,!/##!2>/+#!34,.+#!.+%#1,&=+#!
)! #/+! 6,+#! &.+#! (! 2>/+#! +%(! #! .,1! &+&),6%&! )! %&22%.)! (!
2>/+#!#12+2#:!
4!#&/+!.,1(+#!()!2)21)!)(6%#&2)&=)!)2)!%#!(#.,%)2#:!
.!)(6&6!)!)=+.)?/+!(!)&241?#5!+26!%/+!)!(,>)?/+!(!)&241?#:!
(!)(6&6!)!(,>)?/+!(!)&241?#5!+26!%/+!)!)=+.)?/+!(!)&241?#:!
!+>6!!2,)?/+!2<21.)!%+!1!(!2#&+!)+!2..+!(!#1)#!1%?#:!
! %01&2345607# &:2?0# %&>0# 823260# =2?&65=# ?&# &>>0# 0# ]5;0#
<02:>360#;0#]5;0#?&#!,%3!&%##&#,/!12#(=5&<&5&/#(=5=#9:&#
&=1# 301=?=# =# (506?2<6=# (&5362&23&# (&>0# ]5;0# =360# 9:&# ;0# 0#
9:&# (50(56=1&23&# &(5&=1# =# ?&<6&# &3=3=6# 861# (05# &&1(>0#
# 03	:&#=#%#2;0#?6#9:=>#?&&#&5#0#5&61=#=(&2=#9:&#?&&#&5#
26<0#;0#03=23=#(5436<=#0#::=>##&#=?03=5#<010#5&61&#:5?6<0#26<0#
0# 5&61&# &3=3:34560# =# &&1(>0# ?0# 9:&# 0<055&# 2=# 26;0# (06# &3&# 5&61&# #
1=6# =?&5&23&# =0# 5&61&# ?&# ?65&630# (>6<0# ?=# 8?162635=;0# ?65&3=# ?=#
=:3=59:6=#&#?=#:2?=&#
# </#88#8#=:3=59:6=#2;0#(0?&1#?&&1(&2_=5#=366?=?(6<=#?&#
&1(5&=# &3=3=6# 9:&# ;0# =366?=?&# &<0216<=# <01# 0# 0&360# ?&# >:<50#
80# <02354560# =# =:3=59:6=# ?&&1# &5# <56=?=# (=5=# 0# ?&&20>61&230# ?&#
=366?=?(6<=#?=#8?162635=;0#&1#62#>:<5=360#
# ?/#88#=#26;0#0#5&61&#:5?6<0#26<0#(5&630#20#=53#.#?=#%##
0# 5&61&# &3=3:34560# &2?0# =61# =# =:3=59:6=# 2;0# (0?&1# <0235=3=5#
&1(5&=?0# (>6<0# 8?&1=6# =# (5066;0# =0# 2&(03610# <02=5=?=# 2=#
1:>=# 62<:>=23&# !.# ?0# # &# =(>6<=# # 8?162635=;0# ?65&3=# &# # 62?65&3=#
>00#=362&#=#=:3=59:6=#
# &/#%8#%02051&#<01&23=?0#2=#=>3&52=36=##
==56307#=>3&52=36=#&#
#
#
,# %%#)#+#,!/#!62#)!,&2+14,!!!16)!#+.()(!(!.+%+6)!
6#&)!.+%&2+,)()!,+!#&)(+!5!.2)()!%+!)%+!(!5!.+6!)!%),()(!(!)&1)2!%)!
<2)! (! >2)?/+! (! %2>)! (2,&2.):! )#)(+! %##)#! %+26)?#5! ! .+22&+!
)26)2!1!#!&2)&)!(!
)!2>/+!#&)&),5!1!)&1)!+2!6+!(!(#.+%.%&2)?/+5!%/+!)=%(+!(,>)?/+!%+!
.)#+!6!&,):!
4! ##+)! 012(.)! (! (2&+! 34,.+5! )=%(+! %+! .)#+! (#.%&2),)?/+! +2!
(,>)?/+!()!7%/+5!&&1,)2!(+!#2=?+!6!1#&/+:!
.!##+)!012(.)!(!(2&+!2=)(+5!)=%(+!%+!.)#+!(#.%&2),)?/+!+2!6+!(!
(,>)?/+!()!7%/+5!&&1,)2!(+!#2=?+!6!1#&/+:!
(!##+)!012(.)!(!(2&+!34,.+5!)=%(+!%+!.)#+!(#.%&2),)?/+!+2!+1&+2>)!
,>),!()()!,+!#&)(+!6642+5!&&1,)2!(+!#2=?+!6!1#&/+:!
!##+)!012(.)!(!(2&+!2=)(+5!)=%(+!%+!.)#+!(#.%&2),)?/+!+2!+1&+2>)!
,>),!()()!,+!#&)(+6642+5!&&1,)2!(+!#2=?+!6!1#&/+:!
! %01&2345607# 8# 0<6&?=?&# ?&# &<02016=# 163=# (05# ?&626;0# # :1=#
(&0=#:5?6<=#?&#?65&630#(56=?0#6<=10#(053=230#&235&#=#=>3&52=36=#<#
&#&#
# 0# <=0# &3=10# ?6=23&# ?&# :1=# 0<6&?=?&# ?&# &<02016=# 163=# <56=?=#
(&>0#3=?0##9:&#&34#(5&3=2?0#:1#&560#?ū:>=56?=?&#?=#26;07#
%/(][)+9.(.%2
0).!.26,/.(&+.(.)+.6,&(.&()/,&38)2,%,332)9./+,778)
;)73.413((%3#!!1?3(/(%.6!(#.,!.)&9/).,(&+.()../(,0)6)7
0/7)7 6. 4&2 .+ &/(,01&38) 0)+ )7 7(&6)7 )6. 7. 7,(&+ )7 9)(.0,&,7
=,6/)../(,0)7
# 861#=#?&<&235=>6=;0#?0#&560#?=#26;0#(=5=#=#&1(5&=#>&350(:>6#
8# &# ?=54# (05# 623&51?60# ?&# ?&>&=;0# 8# 5&&56?=# &1(5&=# 654# 651=5# :1#
<0235=30# <01# =# 26;0# =(]# <02<055&5# 20# (50<&0# >6<63=3]560# <01# 0:35=#
(0&6# 623&5&=?=# # =# &1(5&=# &3=?:=># 20# <=0# &56=# 5&(024&>#
=(&2=# (&>=# &&<:;0# ?0# &560# 1=# 2;0# 6<=56=# <01# :=# 363:>=56?=?&# =#
(053=230#=#<055&;0#?=#=>3&52=36=#<#
# �#363:>=5#?0#&560#(5&3=?0#(&>=#>&350(:>6#0�#3=?0##&23;0#
3&5=10#:1=#?&<&235=>6=;0#(05#&560#0:#(05#0:305=#&63=#(05#>&6#0#
# %%#)#%%#,!/#!>+=2%)(+2!(+!#&)(+!!%&%(1!,)!%.##()(!
(!%#&&1?/+!(!16)!##+)!012(.)!(!(2&+!2=)(+5!.+6!.)&),!.,1#=)6%&!
34,.+5!1!2),)##!)!2#&)?/+!(!#2=?+#5!%+#!6+,(#!()!%.)&=)!2=)()5!(!
%&2##! ()! .+,&=()(! ,+.),5! .10)! )1&+2)?/+! )2)! #1)! .2)?/+! #! 2),)##! +2!
,!#..):![)#!.)2).&2#&.)#!#/+!22)#!()#!
)!62#)#!34,.)#:!
4!#+.()(#!(!.+%+6)!6#&):!
.!)1&)21)#:!
(!+2>)%)?#!#+.)#:!
!1%()?#!34,.)#:!
! %01&2345607# :&3;0# 35=29:6>=# # &2:2<6=?0# =(5&&23=# =#
<=5=<3&536<=#3(6<=#?&#:1=#&1(5&=#(>6<=#
==56307#=>3&52=36=#=#
# %%#)#+#,!/#4#2=!)#!#>1%&#!.)2).&2#&.)#!
_:!&6!.+6+!+26)!+42>)&2)!)!(!#+.()(!)%%6):!
__:!#/+!1),.)()#!.+6+!&),!+2!)&+!(+!2#(%&!()!34,.):!
___:!&2)&)#!(!%&()(!.2)()!(2&)6%&!+2!,5!(#%.##<2+!+!2>#&2+!(!#1#!
)&+#!.+%#&&1&=+#:!
[)#!)&241&+#!#/+!),.<=#5!2#.&=)6%&!
)!62#)#!34,.)#!+2>)%)?#!#+.)#!)1&)21)#:!
4! #+.()(#! (! .+%+6)! 6#&)! 1%()?#! >+=2%)6%&)#! (! (2&+! 34,.+!
)>%.)#!.1&=)#:!
.!.+%#2.+#!34,.+#!)>%.)#!2>1,)(+2)#!#2=?+#!#+.)#!)1&%+6+#:!
(!#+.()(#!(!.+%+6)!6#&)!)>%.)#!.1&=)#!)>%.)#!2>1,)(+2)#:!
! #14#(<2)#! #&)&)#! +2>)%)?#! ()! #+.()(! .=,! (! %&2##! 34,.+!
62#)!34,.):!
! %01&2345607# =10# =2=>6=5# <=?=# <=5=<3&536<=# &# =0<64>=# # &236?=?&#
?=#=?162635=;0#62?65&3=#<055&(02?&23&7#
# /# &1# <010# 051=# 056=3]56=# =# ?&# 0<6&?=?&# =2261=7# 0<6&?=?&# ?&#
&<02016=#163=#
# /#;0#9:=>66<=?=#<010#3=>#(05#=30#?0#5&6?&23&#?=#&(>6<=7#=2<6=#
&&<:36=# 9:&# # :1=# 9:=>66<=;0# =356:?=# 1&?6=23&# ?&<5&30# ?0# <_&&# ?0#
0?&5# &<:360# # =:3=59:6=# &# # :2?=&# (>6<=# 9:&# <&>&5&1# <01# 0#
0?&5# >6<0# :1# <0235=30# ?&# &3;0# <01# 0# 61# ?&# =1(>6=5# =# :=# =:302016=#
&5&2<6=># 05=1&23456=# &# 62=2<&65=# 3&2?0# 9:&# &1# <0235=(=536?=# <:1(565#
?&3&5162=?=# 1&3=# ?&# ?&&1(&2_0# # ?&1=6# 5&9:6630# (=5=# 9:=>66<=;0#
<010#=2<6=#&&<:36=#&3;0#6=?0#2=#&6#[!#
# /# 5=3=&# ?&# &236?=?&# <56=?=# ?65&3=1&23&# (05# >&6# ?&2&<&4560# 0#
5&6350#?&#&:#=30#<02363:3607#(0?&#&5#:1=#=:3=59:6=#0:#:1=#:2?=;0#
(>6<=# ?&# ?65&630# (>6<0# 0# <=0# =# 5&(03=# ?0# 63&2# =23&5605&# 62?6<=#
9:&# 0# ==5630# ?&&# &5# =# 0(;0# ?# 2=# 9:=># =(=5&<&# =# &236?=?&# =2<6=#
5&:>=?05=#&#=30#=#=2<6=#5&:>=?05=#;0#=:3=59:6=#&#&29:=?5=2?0#
?&=#051=#2=#<=5=<3&536<=#?&?&1##
# ==56307#=>3&52=36=#?#
.# %&(&#)##,!./#+6!22%.)!!+2>)%)?/+!)(6%#&2)&=)5!)##%),!
)!+?/+!.+22&):!
)!!#&)(+5!)+!(#%=+,=2!#1)#!)&=()(#!)(6%#&2)&=)#5!)&1)!+2!#!6#6+!+1!
.2)! 2>/+! (#2#+%),)(+! )2)! (#6%)2! ##)#! )&=()(#5! 6)#! %/+! +(!
.2)2!+1&2)#!##+)#!012(.)#!)2)!(#6%)2!&)#!)&=()(#:!
4!!#&)(+!%/+!+(!&2)%#22!)!)2&.1,)2#!+!2..+!()#!)&=()(#!1!,!#/+!
22)#:!
.!!#&)(+!+(!&2)%#22!)&=()(#!1!,!#/+!22)#!)!)2&.1,)2#5!6)#!%/+!
+(!.2)2!+1&2)#!##+)#!012(.)#!)2)!(#6%)2!##)#!)&=()(#:!
(! ! #&)(+! (#%=+,=! #1)#! )&=()(#! )(6%#&2)&=)#! +2! #! 6#6+5! 6)#! +(!
&2)%#2,)#! )! )2&.1,)2#! ! &)646! .2)2! +1&2)#! ##+)#! 012(.)#! )2)!
(#6%<,)#!.+%&1(+!&)#!%&()(#!(=6!&2!2#+%),()(!012(.)!(!(2&+!
34,.+:!
! ! #&)(+! (#%=+,=! #1)#! )&=()(#! )(6%#&2)&=)#! +2! #! 6#6+5! +(%(+!
&2)%#2,)#! )! )2&.1,)2#! ! &)646! .2)2! +1&2)#! ##+)#! 012(.)#5! .+6!
2#+%),()(!012(.)!(!(2&+!34,.+!+1!2=)(+5!)2)!(#6%<,)#:!
! %01&2345607# =# ?&<&235=>6=;0# 0# 3=?0# ?6356:6# =>:1=# ?&# :=#
=356:6&#(=5=#0:35=#(&0=#6<=#0:#:5?6<=#(5&:(&#(&>0#1&20#
?:=# (&0=# ?63623=# # 0# &21&20# (&>0# 9:=># :5&1# =# &236?=?&# ?=#
/&%3#.!12( %/.#!# +4# 2=# ?&<02<&235=;0# 0# 3=?0# ?6356:6#
## %010#&##=#5&5=#=362&#=(&2=#=#)33!3(9.+/,!3(/(/.#()<5,#
&# =# ?&# /.#( ).4!/( ).3#!/.!3( /( 3.413( )<5,3# 053=230# 2;0# &#
=(>6<=##&1(5&=#(>6<=#�<6&?=?&#?&#&<02016=#163=#&(>05=?05=#?&#
=366?=?&#&<0216<=#
##! ==56307#=>3&52=36=#?#
# 8#)#8#,!/!/+!.)2).&2#&.)#!()#!)1&)21)#5!.&+!
)!.2)?/+!+2!,!(!%.)&=)!(+!!(+!+(2!.1&=+:!
4! 2#+%),()(! (! (2&+! 34,.+5! #146&%(+#! )! 2>6! 012(.+! )(6%#&2)&=+!
1)%&+!!.2)?/+5!&%?/+!!+(2#:!
.! .)).()(! (! )1&+)(6%#&2)?/+5! +! 1! 6,.)! )1&+%+6)! 22%&! #! #1)#!
)&=()(#!(!)(6%#&2)?/+!+2(%<2)!)&=()(!6+5!46!.+6+!#!#1)#!)&=()(#!
%+26)&=)#!!2>1,)6%&)2#:!
(! #.),)?/+! (+#! %#! +1! )&=()(#5! #%(+,#! =()(+! 2.2! )&=()(#!
(=2#)#!()1,)#!)2)!)#!1)#!+2)6!%#&&1()#:!
!#10?/+!)!.+%&2+,!+1!&1&,)5!+!1!%/+!.,1!+!.+%&2+,!%&2%+:!
%01&2345607#=10#=2=>6=5#<=?=#=>3&52=36=7#
=/# %8# 8# =:3=59:6=# ?&&1# &5# <56=?=# (05# >&6# %# =53# .# /# ?&#
626<6=36=#0#<_&&#?0#0?&5#&<:360#%#=53#!#!##&/##
/# %8# 8# =:3=59:6=# ?&&20>&1# =366?=?&# 3(6<=# ?&# 3=?0# (05#
60# ;0# <56=?=# <01# (&502=>6?=?&# :5?6<=# ?&# ?65&630# (>6<0#
<02&9:&23&1&23&# &# :1&3&1# =# 5&61&# :5?6<0# ?&# ?65&630# (>6<0#
(0:62?0# =# (5&550=36=# &# :&6&# (5](56=# ?0# 5&61&# :5?6<0
# 8#)##,!/#)2)!1!16)!)1&)21)!&%)!#&%.)!2>1,)25!<!)!
%.##()(!(!+4#2=%.)!(+#!#>1%&#!2+.(6%&+#!
)! .2)?/+! (2&)6%&! +2! ,5! .+6! %#.2?/+! (! #1! )&+! .+%#&&1&=+! %)! #2=%&)!
2>#&2),!2&%%&:!
4!.2)?/+!(2&)6%&!+2!,5!#6!%.##()(!(!1),12!%#.2?/+!6!#2=%&)#!
2>#&2)#:!
.! .2)?/+! )1&+2)()! 6! ,5! .+6! %#.2?/+! (! #1! )&+! .+%#&&1&=+! %)! #2=%&)!
2>#&2),!2&%%&:!
(!.2)?/+!)1&+2)()!6!,5!#6!%.##()(!(!1),12!%#.2?/+!6!#2=%&)#!
2>#&2)#:!
! .2)?/+! (2&)6%&! +2! ,5! +1! 2#.&=)! )1&+2)?/+! ,>),! )2)! #1)! .2)?/+5!
#%(+!%.##<2)!)!%#.2?/+!(!#1!)&+!.+%#&&1&=+!6!#2=%&)#!2>#&2)#5!)%)#!
%#&)!3,&6)!&#:!
! %01&2345607# 0# 3&510# ?0# =53# .# # ?=# %# 3&%#( ).( (
3),+7,!( )/.:( 3.( ,.!/!( !#!.>!( ( !#.;!/!( !( %3##12( /( &).3!(
)<5,!=( /( 3,/!/( /( ,%&!( &3#!( ( /( 7%/!12=( ,!5%/( ( (
,&)&%#!.=(%3#(<#&(,!3=(/7%.(!3(:.!3(/(3!(!#!12#
# 8#)#8#,/#1)%&+!!+2>)%)?/+!)(6%#&2)&=)!42)#,2)5!)%),#!
)#!)##2&=)#!)4)+!!)##%),!)!+?/+!.+22&):!
_:! ! )(6%#&2)?/+! 34,.)! (2),! 42)#,2)! %(2&)! ! .+6+#&)! +2! )1&)21)#5!
1%()?#5! #+.()(#! (! .+%+6)! 6#&)5! 62#)#! 34,.)#! ! %&()(#!
)2)#&)&)#:!
__:! 82%&6%&! ()#! ##+)#! 012(.)#! (! (2&+! 2=)(+5! )#! %&()(#! ()!
)(6%#&2)?/+! 34,.)! %(2&)! (! 2#+%),()(! 012(.)! (! (2&+! 34,.+! #/+!
.2)()#!+2!,!#..):!
___:!6!2>2)5!)!.1?/+!01(.),!.+%&2)!+!_%#&&1&+!2)#,2+!(+!]+!64%&!!(+#!
.12#+#! )&12)#! %+=<=#! ! _]! %1)%&+! )1&)21)! (2),! #&<! #10&)! )+!
2>6! (! 2.)&2+#! 2=#&+! %+! )2&:! ! ()! +%#&&1?/+! 9(2),5! 2#&)()#! )#!
.?#:!
_:! ! ))! .+%6.)! 9(2),! %1)%&+! 62#)! 34,.)! ! 6,+! (+! 1! #!
)##+1! )! .)6)25! ,)! (+1&2%)! (+! (2&+! )(6%#&2)&=+5! (! (#.+%.%&2)?/+! ()!
)&=()(!#&)&),:!
:! ! _%#&&1&+! ).+%),! (+! >12+! +.),! ! _! %1)%&+! )1&)21)! =%.1,)()! )+!
]%#&2+! ()! 2=(%.)! +.),! #&<! #14+2(%)()! ! #1)! 2)21)! ! ! #1)!
#12=#/+:!
)!%)#!+#!&%#!_!!__!#&/+!.+22&+#:!
4!%)#!+#!&%#!__!!___!#&/+!.+22&+#:!
.!%)#!+#!&%#!___!!_!#&/+!.+22&+#:!
(!%)#!+#!&%#!_!!!#&/+!.+22&+#:!
# %&(&#)#8#,!./##!1%()?#!34,.)#!+(6!2.2!)&=()(#!&.)#!
()!)(6%#&2)?/+5!%.,1#=!)1,)#!2,).+%)()#!)+!2..+!(+!+(2!(!+,.):!
! %01&2345607# # 9:&630# &34# <055&30# # (0?&5# ?&# (0><6=# # =# =366?=?&# ?0#
3=?0# ?&# <02?6<602=5# >6163=5# &# 5&356265# ?65&630# =366?=?&# &# &2# &1# (50>#
?=# (503&;0# ?=# 0<6&?=?&# 0:# ?0# (5](560# 3=?0# =# 6;0# ?0# # &=#
=366?=?&# # 3(6<=# ?&# 3=?0# &# ?&&# &5# &&5<6?=# (05# (&0=# :5?6<=# ?&#
/.#()<5,#<010##0#<=0#?=#:2?=&#(>6<=#<56=?=#(05#>&6#
# 4#2=)(+#!+#!2%.+#!()!)(6%#&2)?/+!34,.)5!)!62#)!34,.)!+(!&2!
2>6! #..+! (! .+%&2)&+#! ! ,.&)?#5! #10&)%(+#! +#! )&+#! )41#=+#!
2)&.)(+#! %+! 64&+! (! &)#! 2+.(6%&+#! ,.&)&2+#! )+! .+%&2+,! +2! 6+! (!
6)%()(+!(!#>12)%?):#
# %01&2345607# %055&3=# =# =&536=# 8# (066>6?=?&# ?&# &632<6=# ?&# :1#
5&61&# &(&<6<0# ?&# >6<63=&# &# <0235=30# (=5=# =# &1(5&=# (>6<=#
&(>05=?05=#?&#=366?=?&#&<0216<=#&34#(5&630#20#=53#!.#!##?=#%#0#
9:=># (5&<5&&# 9:&# 3=># 5&61&# ?&&# 0&5=5# 0# (562<(60# ?=# =?162635=;0#
(>6<=#&=107#
%/( .77&1&6)7 )7 0&7)7 9/.,7()7 .7(& [)7(,(,38)2 & .?91)/&38) 6,/.(& 6.
&(,,6&6..0)+,0&9.1)7(&6)77./49./+,(,6&<&6).0.774/,&&)7,+9./&(,)7
6&7./&3&&0,)&1)&/.1.&(.,(./.77.0)1.(,)20)5)/+.6.5,,6)7.+1.,
! % 1., .7(&;.1.0./4 ) 3#!##( 9.+/,( /!( &).3!( )<5,!=( /!( 3,/!/( /(
,%&!( &3#!( ( /( 3!3( 353/:.!3( >( 0).&( !#4/!/( ,%&,!( /(
)./12( ( ,&.,!;!12( /( 5%3( ( /( ).3#!12( /( 3.413=( /3)%/(
35.
7&538)7)0,&1.5)/+&76.5,70&1,&38)9.1)7(&6).9.1&7)0,.6&6.
&7>.,38)&)/.,+.>/6,0)9/9/,)6&7.+9/.7&79/,&6&72,017,.<&()&)7
6,/.,()7.);/,&3_.70,,720)+./0,&,72(/&;&1=,7(&7.(/,;(4/,)7
,#!12( ( ,%#.!#!12( /( 5.!3=( 3.413=( ,&).!3( ( !%!1?3=(
53.4!/3(3().%,+)3(/!(!/&%3#.!12()<5,!
&0)7(,(,38).)50,)&+.()6)70)7.1=)76.&6+,,7(/&38).5,70&120)+&
9&/(,0,9&38)6.&0,),7(&7+,)/,(4/,)7
)7 +&6&()72 & &&1,&38) 6. 6.7.+9.=) . & /.79)7&;,1,6&6. 6)7
&6+,,7(/&6)/.7
# :=230# # :&6;0# ?0# =30# =:60# (5=36<=?0# 20# 1630# ?&# 3=6#
(50<&?61&230# >6<63=3]560# =0# <02350>&# (05# 1&60# ?&# 1=2?=?0# ?&# &:5=2=# #
1=356=#35=3=?=#2=#1:>=#...#?0#+7#
==56307#%&530#
Bons estudos!
&;(;!,%%5(!,&%.2(#.#!5&#(:.!
!! &;(;!,7&+(!,%%5(!.541(.!,24(:.!;:.,.:(#.#!#!2(%2.&=!]14!!!6!!!
!! &;(;!(;/%&(&<(!!,#!2(%2.&!,%%5(!.,.%!.541(.!.#1((%4&.4(.!
):,!!,%%5(!,&%.2(#.#!5&#(:.!34&!#!:1,4:(.!(%4(45#!.!%4&545&.!(4&.!#.!4(#.#!
!
"! &(78(9:,!!%4.#!<:54.!.%!4.&0.%!#(&4.14!,&!(4&1#(!#.!+#1((%4&.)!6(&4.!
"! 6%+&(78(9:,!#(%4&(95(!05)%!,.&.!54&.!,%%.!0%(:.!5!5&#(:.!:,![!(.(#!
!! =,! %<9,%! .+,(7! &]++(! ,.! ,! ,.&,)(! 4&.%0&! .! 4(452.&(#.#! ! .! <:5)! 6,#! #! 2(!
7&.!(#4&1(.#!34&2!0(.2%4(:!;<?!:&(.)!#!4(#.#%!#.!+#1!>#(&4.=!
!! =,! +,7(0,(9:,! ,.! ;7)(9:,! 4&.%0&! .,.%! .! <:5)! 7#! %&! ,&! :4&.4! 5! .4! 5(2.4&.2!
7&.?!#4&1!;:4&.4=!(#4&1!;.4=!34&2!.1,2!!&(#!;<?!::%%!5!.54&(.)=!
!! &,(7! ,.! ),)[+(! 4&.%0&! :1,4:(.%! .#1((%4&.4(.%! &(:.%! ,.&.! 4(#.#!
&.0(:.14!#2(1(4.#.!;<?!&&(4&(%!#&.(%=!
"! 6%+,+&(9:,! .! 4(#.#! %! #%119&.! 1! ):,%! &.(.#%! 1! (.(! ! 4:(:.!
.#1((%4&.4(.!,.&.!12&.&!!#%1,!]!51.!,%%.!5&#(:.!:&&!.!+#1!6(&4.!!.!>#(&4.!
16?1>!6?1!:54!#!):,%!5!(4&.1!.%!,%%.%!,24(:.%!#!%4.#!;!!6!=!.%!
5.(%!0(!.4&(95#.!.!:1,4:(.!,.&.!!<&::(!#!(&<;(;%!(;/%&(&<(%!#!0&1.!+&(78(;(!
):,%! =07+,%/ )! ,%%51! +((+;(;! ,+%%.(7! <:4! &%! .541%! ! (#,#4%! ,.&.!
/(;(;,!;!%).(9(!.!#0%.!#!%5.%!,&&&.4(.%!!:1,4:(.%!
!!):,%!%/7%!,.!.&[,%!!,%%51!%59#((%%!
.(&,!!%&.&.(!
!!):,%!+,/,%&,%!,%%51!%59#((%%!
!
.(&,!!(&.(9:,! !!):,%!%).7(%!,.!.%%,(%!#:(%%!41.#.%!,&!51.!%!,%%.!
.+,(7! !!):,%!+,7)(;,%!,.!7.%%,(%!#:(%%!:54.%!
!
!!):,%!;;&%!,&(%4%!.!3!%1!%59&#(.)!.!54&!&!
.(&,!!,%9:,! !!):,%!(.&,/,%!%59&#(.#%!.,.%!.%!(#,#4%!
%&(&(7! !!):,%!%.,%!,%%51!.4&(95()%!#!#(&)!1.%!%1!.541(.!
!!):,%!%.0(7&,%!.,.%!<:5)!!(#!,#&!#:(%&(!!
!
16?1>!6?1!&;(;%!(;/%&(&<(%!(:52.#.%!!+#1!6(&4.!,.&.!!<&::(!#!.4((#.#%!
#!0&1.!;%+&(78(;(!
.<%:,! %&(7! ,.! .&7(! &(0(:.! %! &%524.#%! #.%! 4(#.#%! #%:4&.2(.#.%! .! .&1(.)! #!
%5.%! .4((#.#%! :1! .! ,24(:.! #! &! .! 0(:(:(.! #! %5.! %4! ! .! 1.54)! #! %5.! .541(.!
6;!;!<%:,!/!7!;4542.!&#(&(.=!,##!<4&.,2.&!.!2(!1!:.%!#!,&921.%!&.%!
261!
!!(9:,!!&9:,!#(&4.14!,&!2(!;%!#!#(&!,892(:=!.54&(.#.!,&!2(!1.(%!&(%4&!;%!#!#(&!,&(.#=!
!!>0&,!(&<;(;%!.!0+(/!(!+,7&<;(;!&(/)28!,+6!7.4&(1(!,&%.2(.#!
!!?)/!.;+,!;&,!07+,!,.!<(;,!
!!=,)(&<(%!1%1.%!5!.%!.54.&5(.%!;%!#!#(&!,892(:=!(15(#.#!4&(954&(.!;#(&!,892(:!5!,&(.#=!
!!=(&/,!0%!07+,%!;%!#!#(&!,892(:=!0%!<(;,%!%#!5!%!9%!1,&.#%!.!,&%4.)!#!
%&()%!,892(:%!,%%51!,&&&.4(.%!#!9%!,892(:%!;%!#!#(&!,&(.#=!
!!=%%,(7!)/!.;+,!+,!;%!#!#(&!,892(:=!&(1!5&#(:!8(:!5!:24(%4.!!%&,09)!%68+,):,!;%!
#!#(&!,&(.#=!
!!,&,7! ;,! %&],! =07+,! =! ;(7! (#,#414! #! %#! ;05#.)%! ,892(:.%! 0#&.(%=!
=!;,%!%&(;,%!5!=6!#!.:&#!:1!.!%#!;05#.)%!,892(:.%!!,&(.#.%=!
!!,,! .;+(7! (5.2! %! .54.&5(.%! ;%! #! #(&! ,892(:=! ,! #54&(.! .%&9(! %&(;.(7! ;%! #! #(&! ,&(.#=! ,!
5&(%,&5#:(.!5%4().!#&.2!;%!#!#(&!,&(.#!0#&.2=!
!!>.&(%!:4&.4%!#.%!05#.)%!#!#(&!,&(.#!%!&(#%!,2.!/(!#!/(:(4.)%!
=?1!=31!!>616!6!>>1!1!
!!(9:,!!&9:,!.54&(.#.!,&!2(!1.(%!&(%4&!
!!.0%;[(%!#,#!#!.54&(.)!2(%2.4(.!,#!%&!&(:.!.!2(!5!.54&(5!.!:&(.)!#.!1.4&(!
!!>0&,!(&<;(;%!+,/+(%!:1!(45(4!#!7.+,!7#!%&?!;(=!&<9:,!;&(!,!;,/,!+,/+,!;%!
%! :.%%! #! %5&.).! .:(.2! 5! &2.4! (4&%%! :24(! 5! 1,2(=! 5! ;((=! %&(9:,! ;! %<9,%!
,892(:%!
!!=%,(7;(;!.;+(!#(&(4!,&(.#!
!!?)/! .;+,! ! ;&,! <(;,! ;<,2&.#&%! #! .4((#.#! 1,&%.&(.2=! ! ;&,! 07+,! ;,&%4.#&.%! #!
%&()!,892(:=!
!!.9%!(,!;&,!07+,!:4&2!,2!&(95.2!#!34.%!::5&%!,892(:!2(:(4.)!.!.4((#.#1(!
!!%&(&.&,! .,2(:2! %! <,2&.#&.%! #! .4((#.#! 1,&%.&(.2! 7&! %5()! .! &(1! ,&,&(! #.%! 1,&%.%!
,&(.#.%!!%4.454!,&,&(!#!2(:(4.)%!!:4&.4%!
!!=(&/,!0%!<(;,%!.%!,&%4.#&.%!#!%&()!,892(:!%!9%!1,&.#%!.!,&%4.)!#%!%&()%!
,%%51!,&&&.4(.%!#!9%!,892(:%!
!!=%%,(7?! +7&%&(! ]1! %4.9(2(#.#! 61(%%! <(! 14(.)! ! :.9! .! /(%2.4(! .,&.&! ! 1! #!
#(&(4%!!,%%2!1.#.#!#!%5&.).!:4&.!.4%!#%!#(&(4%!1!2(:(4.)%!
>?>!=3>!
!!=%%,(! .;+(! 0&1.#.! <:25%(.14! ,&! &%! ;(;,%! ;! ! 6! ! =! :1! .! 0(.2(#.#! #!
+,,(9:,!;(&<(!;&.2(.)!#!94(%!#!(4&%%!:151=!
!!6(0&1%!#%!:(%!,(%!%4%!%!#%,&%(0(:.#%!
!!! ,#! .&! :%&:(! :%4(45#! 8)!(&)+&! ,2.! 2:,! ! .+,%! 6! .&! ,.&4(:(,.)! #!
%4.#!
!!.191!!,#!.&!:%&:(!,892(:!:29&.#!4&!51!%4.#!!5(:,(!#!54&!%4.#!
!!?.%&,%!,/(%!;(=!%59%:&()!,&(.!#!,&4:2!#!(4)%!;((=!&.4(0(:.)!#!,&4:2!,&!2(!
!!=%,(7;(;!.;+(!
#!#!;&,!07+,!.%%:(.)!,892(:.!!!+%#()=+)#%)&,+%,5&+,)&,!
#!#!;&,!<(;,!.%%:(.)!:((2!;,%%.2!&(#!,2.!3/!1.%!#!&.2(.&!::5&%!,892(:=!
!!7.&.!!:51,&(14!#!%5%!94(%!!+,%+,!07+,!,;[?!
#!0(&1.&!+,<,%!+,&(&,%!(+,;,%!;!.(7.!(&.8(!
#!&:9&!(.7,%!+,&0.9%!!%.0<9%!
#!,&1&! ;%(,(9%! ! (%4(45(&! %<;%! (;/%&(&<(%! $! 6(&)+& !6);,!6 %& %,&+6
#<=2!6&%&%&>8&?#,&56)6!6)+,+6!
#!.&&:.#.&!&((%!
#!%&!:4&.4.#!1#(.4!;%%(!;!7+&(9:,!,2.!+#1!#(&4.!5!(#(&4.!#%!4%!:%&:(.#%!
!!,&(&,! ;! (&,! (%4&514! ,2! 5.2! %! 4%! %! :1,&141! .! 0&:&! &:5&%%! 0(.:(&%! .!
:%&:(!
!!,&(&,! ;! ,)(/(! 0(&1.#! :1! 51! #%! :%&:(.#%! ,.&.! 5! %4! .%%51.! .! 9&(.)! #! ,&%4.&!
%&()%!,&!1(!#!%5%!,&,&(%!&%!
!!?%&(&!7)(7!2(4!#4&!%!%!;,!=,;!+.&<,!;,%!&%!+,%,+(;,%!
!!!:%&:(!,892(:!%4!%5(4!!0(%:.2(.)!#!0.(7!;!,&(%!+,/&&!((!(+(!(%!+,&(%!
;,!!;,!=,;!+.&<,!%&(&!7)(7!;,!+,%+,#!
!
!
! !
Ementa
Ementa
Ementa
Ementa
Ementa
Ementa
Ementa
Ementa
Ementa
Ementa
Ementa
Ementa
Ementa
Enunciado:
Texto:
Ementa
Ementa
Ementa
Ementa
Ementa
! !
Constituio Federal
1&#!!;=!
__! ! %14! ,&! 7! %++(! ,#&! %&! :&(.#.! (.&(.(! ! .54&(.#.! .! (%4(45()! #!
/%(! 07+(! #! %,+;(;! ;! +,,/(! /%&(! ! #! .;(9:,! :.9#! ! 2(!
:1,214.&!%4!824(1!:.%!#0((&!.%!&.%!#!%5.!.45.)!
__! ! #,#! #! (.&,8(9:,! 7)%7(&<(! 1! :.#.! :.%! .! :&(.)! #! %.0%;[(%! #.%!
4(#.#%!1:(.#.%!!(:(%!.4&(&!.%%(1!:1!.!,.&4(:(,.)!#!5.25&!#2.%!/!
/%(!<(;(!
;=!
1&#!#!+!(!%!%4.#%!!6(%4&(4!#&.2!!%!5(:,(%!(%4(45(&!!19(4!#!%5.!
:1,4:(.!)/!.;+,!+,!!,2.%!#!:.&&(&.!,.&.!%!%&(#&%!#.!.#1((%4&.)!
,892(:.!#(&4.!#.%!.54.&5(.%!!#.%!05#.)%!,892(:.%!
;=!
1&#!#!31,4!<(&<(/&!!/((!;,%!6.&(;,%!;=!
! ! #(%,&! %9&! %5.! &.(.)! 05:(.14! ,2:(.! +(9:,! 4&.%0&1.)! 5!
<4()!#%!+(),%!/),%!!.9%!#!%5%!%&()%!!.!((:(.4(.!#!2(!,.&.!0(<.)!
#.! &%,:4(.! &15&.)! 9%&.#%! %! ,.&14&%! %4.92:(#%! .! 2(! #! #(&4&(%!
&).14&(.%!
;=!
1&#!5#!31,4!<(&<(/&!.!(;,!;(7!;=!
[>>>! ! #(%,&! %9&! %5.! &.(.)! 05:(.14! ,2:(.! +(9:,! 4&.%0&1.)! 5!
<4()!#%!+(),%!/),%!!.9%!#!%5%!%&()%!!.!((:(.4(.!#!2(!,.&.!0(<.)!
#.! &%,:4(.! &15&.)! 9%&.#%! %! ,.&14&%! %4.92:(#%! .! 2(! #! #(&4&(%!
&).14&(.%!
;=!
1&#!!;=!
!!!]!#!+(&<(!<(&<(!#!=%;&!;(!?07+(!.%!2(%!5!;=!
>>!!#(%,.1!%9&!;=!
=! +(9:,! ! &9:,! #! %&],%! ! ):,%! ;(! (;/%&(9:,! 07+(! 9%&.#! !
#(%,%4!!.&4!!>!
;=!
Decreto-Lei 200/1967
1&#!!+!1;/%&(9:,!;(7!:1,&#?!
>! ! +! 1;/%&(9:,! 6&(! 5! %! :%4(45(! #%! %&()%! (4&.#%! .! %4&545&.!
.#1((%4&.4(.!#.!7&%(#:(.!#.!_,892(:.!!#%!((%4&(%!
>>! ! +! 1;/%&(9:,! ;&(! 5! :1,&#! .%! %5(4%! :.4&(.%! #! 4(#.#%!
#4.#.%!#!,&%.2(#.#!5&#(:.!,&,&(.?!
.=!1.&(.(%!
9=!/%(%!=07+(%!
:=!,+;(;%!;!+,,/(!%&(!
#=!.;(9%!07+(%!
7.&&.0! 8(:! +%! 4(#.#%! :1,&#(#.%! .! +#1((%4&.)! >#(&4.! <+.7(/%! (,!
%&],!1!:5.!&.!#!:1,4:(.!%4(&!5.#&.#.!%5.!,&(:(,.2!.4((#.#!
1&#!!7.&.!%!0(%!#%4.!2(!:%(#&.%?!
>!!1.&(.(!!!%&()!.541!:&(.#!,&!2(!:1!,&%.2(#.#!5&#(:.!,.4&(1(!!
&:(4.!,&,&(%!,.&.!<:54.&!.4((#.#%!4,(:.%!#.!+#1((%4&.)!7892(:.!5!&5(&.1!
,.&.!%5!12&!05:(.14!%4!.#1((%4&.4(.!!0(.:(&.!#%:4&.2(.#.!
>>!!/%(! =07+(!!.!4(#.#!#4.#.!#!,&%.2(#.#!5&#(:.!#!#(&(4!,&(.#!:1!
,.4&(1(!,&,&(!!:.,(4.2!<:25%(!#.!(!:&(.#!,&!2(!,.&.!.!<,2&.)!#!.4((#.#!
:1(:.! 5! ! &! %.! 2.#! .! <&:&! ,&! 0&).! #! :4(:(.! 5! #!
! !
!# %&(&# )# %+# ,!./# #! %&()(#! +,&.)#! #/+! ##+)#! 012(.)#! (! (2&+! 34,.+!
%&2%+5! .+6+! )! 7%/+5! +#! #&)(+#5! +! 8#&2&+! 9(2),! ! +#! 61%.+#:! ;<! )#! %&()(#!
)(6%#&2)&=)#!%&>2)6!)!)(6%#&2)?/+!34,.)5!6)#!%/+!&6!)1&+%+6)!+,&.)5!.+6+!)#!
)1&)21)#!!)#!1%()?#!34,.)#:!
[# %&(&#)#+#,!./#!.2)?/+5!+2!16)!1%=2#()(!(2),5!(!16!()2&)6%&+!
#..+!)2)!.12#+#!(!#>2)(1)?/+!!6,+!(!(#.%&2),)?/+:!#
# %&(&#)#+#,!./#1)%(+!+!#&)(+!.2)!16)!%&()(!!)!,)!&2)%#25!+2!,5!
(&26%)(+!#2=?+!34,.+5!+.+22!)!(#.%&2),)?/+!+2!6+!(!+1&+2>):!
# %&(&# )##,!./#!&2)%#2%.)!,+!+(2!34,.+5!+2!6+!(!.+%&2)&+!+1!)&+!
)(6%#&2)&=+! 1%,)&2),5! )%)#! ()! .1?/+! (! (&26%)(+! #2=?+! 34,.+! )! ##+)!
012(.)! (! (2&+! 2=)(+! .+22#+%(! ! (#.%&2),)?/+! +2! #2=?+#5! &)646!
(%+6%)()!(#.%&2),)?/+!&.%.):!#
!!# %&(&#)#%#,!./#!)&1)?/+!(+!2>/+!34,.+!!61&)()!!##+)!012(.)!)!
1!##!2>/+!2&%.:!
!,# %&(&# )# 0><6=# &?&5=># ,!./# #! 6%#&2+#! ! )#! #.2&)2)#! (! #&)(+! #/+!
.+%#(2)(+#5!1)%&+!!#&21&12)5!2>/+#!34,.+#!.+6+#&+#:!
!.# %&(&#)#=<&2#,!./#!.2&)2)!(!#&)(+!()!)3(!(+!8#&2&+!9(2),!.+6!)!
#&21&12)!()!)(6%#&2)?/+!%(2&):!
![# 8#)#%#,!/#/+!.)2).&2#&.)#!(+#!2>/+#!34,.+#5!.&+!
)!%&>2)26!)!#&21&12)!(!16)!%&()(!+,&.)5!+1!)(6%#&2)&=):!
4!#26!(#2+=(+#!(!2#+%),()(!012(.):!
.!+(26!26)2!.+%&2)&+!(!>#&/+5!%+#!&26+#!(+!)2&:!5!!!()!+%#&&1?/+!9(2),:!
(!2#1,&)26!()!(#.%&2),)?/+:!
!%/+!+##126!)&26%+!22+:!
!# 8#)##,!/#!7!!16)!)1&)21)5!)&1)!%)!2>1,)?/+!()!)&=()(!(!
#>12+#! %&2! +1&2)#5! ! #&<! #+4! #12=#/+! (+! ]%#&2+! ()! 9)%():! +>+5! ! %.+22&+!
(2!1!,)!
)!!%&>2)%&!()!.)6)()!(6%#&2)?/+!_%(2&):!
4!&6!2#+%),()(!012(.)!22)5!(!(2&+!34,.+:!
.!#&<!2)21.)6%&!#14+2(%)()!)!&),!]%#&2+:!
(!.1&)!)&=()(!&.)!()!(6%#&2)?/+!34,.):!
!&6!)&26%+!22+:!
,!# %&(&# )# +# ,!./# +#! ,&>+#! .+61%#5! )#! .)1#)#! 1! (>)6! 2#&+! #!
)1&)21)#!(2)#5!#0)6!#&)#!)1&+2)#5!2#5!)###&%&#!+1!++%%!#/+!2+.##)()#!!
01,>)()#!%)!01#&?)!(2),:!
,,# 8#)#8#,/#!%&()(!()!(6%#&2)?/+!_%(2&)5!1!#!.+%.&1)!.+6+!
#%(+! 16)! ##+)! 012(.)! (! (2&+! 34,.+5! .2)()! +2! +2?)! (! ,5! .+6! .)).()(!
.,1#=)6%&! )(6%#&2)&=)5! &%(+! +2! #14#&2)&+! 16! )&26%+! 2#+%),)(+5! >2(+!
,+#!#1#!22+#!2>/+#!!(#&%)(+!)!16)!%),()(!#..)5!(!%&2##!34,.+5!!
)!
)!)1&)21):!
,# %&(&#)#0><6=#&?&5=>#,!./#!#+.()(!(!.+%+6)!6#&)!!##+)!012(.)!(!
(2&+! 2=)(+! 1! +(! &)%&+! .1&)2! )&=()(! .+%6.)! 22)! ()! %.)&=)! 2=)()!
1)%&+!2#&)2!#2=?+!34,.+:!
.!# %&(&# )# !# ,!./# #! #+.()(#! (! .+%+6)! 6#&)! %/+! #&/+! #10&)#! )+!
.+%&2+,!&2%+!2),)(+!,+#!2#.&=+#!&241%)#!(!.+%&)#:!
[# %&(&# )# 8# ,!./# )#+! 16! )2&.1,)2! )01! )?/+! #+4! +! 2&+! +2(%<2+! 2)%&! )!
01#&?)!#&)(1),!.+%&2)!+!)%.+!(+!2)#,!::5!%)!1),5!64+2)!)1#%&!%&2##!()!7%/+5!
#0)!)2>1()!)!%.+6&%.)!(+!01+!)2)!2+.##)2!!01,>)2!)!(6)%()5!+2!#!&2)&)2!(!
#+.()(! (! .+%+6)! 6#&)! (2),5! )! ),>)?/+! (! %.+6&%.)! (=2<! #2! 20&)()5!
6)%&%(+#!)!.+6&%.)!()!01#&?)!#&)(1),:!
[!# %&(&#)#+#,!./#2&%.!!01#&?)!(2),!)!.+6&%.)!)2)!01,>)2!)#!.)1#)#!
(! %&2##! ()#! 62#)#! 34,.)#5! ()(+! +! )&+! (! ,)#! 2#&)26! #2=?+! 34,.+5! )%()!
1!(&%)6!2#+%),()(!012(.)!(!(2&+!2=)(+:!
[# %%#)##,!/#+%#(2!
_:!.2&)2)#!]1%.)#:!
__:!+#&+#!(!)3(:!
___:!8,>).)#!(!+,.):!
_:!]%#&2+#:!
:!8,>).)#!>+%)#!()!.&)!9(2),:!
1)%&+! ! #2)! (! )?/+5! .,)##.)6#! +#! 2>/+#! 34,.+#! 6! .%&2)#! ! ,+.)#:! !
.+%#&&1!6,+!(!2>/+#!34,.+#!,+.)#!+!1!#!)26)!!6!
)!__!!___:!
4!_!!_:!
.!_:!
(!__!!:!
!_5!___!!:!
[# %%#)##,!/##!2>/+#!34,.+#!.+%#1,&=+#!
)! #/+! 6,+#! &.+#! (! 2>/+#! +%(! #! .,1! &+&),6%&! )! %&22%.)! (! 2>/+#!
#12+2#:!
4!#&/+!.,1(+#!()!2)21)!)(6%#&2)&=)!)2)!%#!(#.,%)2#:!
.!)(6&6!)!)=+.)?/+!(!)&241?#5!+26!%/+!)!(,>)?/+!(!)&241?#:!
(!)(6&6!)!(,>)?/+!(!)&241?#5!+26!%/+!)!)=+.)?/+!(!)&241?#:!
!+>6!!2,)?/+!2<21.)!%+!1!(!2#&+!)+!2..+!(!#1)#!1%?#:!
[# %%#)#&=#,!/#+%#(2!)#!#>1%&#!)26)?#!#+42!(6%#&2)?/+!82&)!
!_%(2&)!
!# %%#)#+#,!/#!(%+6%)()!(6%#&2)?/+!34,.)!%(2&)!.+62%(5!%&2!
+1&2)#!%&()(#5!
)!62#)#!34,.)#5!#%(+!)!,)#!1)2)()#!)#!1%()?#!%#&&1()#!+1!6)%&()#!,+!
+(2!34,.+:!
4! #+.()(#! (! .+%+6)! 6#&)5! 1! +(6! #2! 2#&)(+2)#! (! #2=?+! 34,.+! +1!
,+2)(+2)#!(!)&=()(!.+%6.):!
.!+2>)%)?#!#+.)#!1!.,426!.+%&2)&+#!(!>#&/+!.+6!)!(6%#&2)?/+!(2&):!
(!)1&)21)#5!#10&)#!)+!2>6!012(.+!(!(2&+!2=)(+5!#),=+!6!6)&2)!(!##+),:!
! .+%.##+%<2)#! (! #2=?+#! 34,.+#5! 1! 2.6! )! (#.%&2),)?/+! (! #2=?+#! +2!
.+,)4+2)?/+:!
[# %%# )# =2=:(5&# ,!/# 8&26%)(+! %&! (2)(+! +&+1! +2! +2>)%)2! #1)!
#&21&12)! )(6%#&2)&=)! .2)%(+! ##+)#! 012(.)#! )2)! )! .1?/+! (! ),>16)#!
.+6&%.)#!!)&=()(#!.10)!2),)?/+!(2&)!%/+!#!6+#&2)=)!6)#!2+(1&=)!!.%&:!
##)#! ##+)#! 012(.)#! +(6! #2! (! (=2#)#! %)&12)#5! .+6! .)2).&2#&.)#! ! 2>6!
012(.+! (#&%&+#:! ! .2)?/+! (! %&#! (! (&26%)()! %)&12)! %#0)! .+%#1%.)#!
%))#&<=#5!+(%(+#!6%.+%)2!1!
)!62#)#!#&)&)#!#146&6#!)!2>6!012(.+!(!(2&+!34,.+!1)%(+!2#&)(+2)#!
(!#2=?+!34,.+!!)+!2>6!012(.+!(!(2&+!2=)(+!1)%(+!,+2)(+2)#!(!)&=()(!
.+%6.):!
4! )1&)21)#! +(6! 2.2! +(2! (! +,.)! ,6&)(+5! 2#&2&+! #! )&=()(#! #.),)&2)#5!
#%(+,#!=()()!)!.1?/+!6)&2),!(!#1)#!22)#!(.##5!+21!(#2+=()#!(!
.+6&%.)!#)%.+%)&2):!
.! 1%()?#! #10&)6#! ! 2>2)! ()! +42>)&+2()(! (! .+%.12#+! 34,.+5! #%(+! +! 3%.+!
%&!1!%&>2)!)!(6%#&2)?/+!%(2&)!!!(#2+=(+!(!2#+%),()(!012(.)!22):!
(!)1&)21)#!#146&6#!!2>2)!1!+42>)!)!2),)?/+!(!.+%.12#+!34,.+5!46!.+6+!
)!+42>)&+2()(!(!,.&)?/+:!
! #+.()(#! (! .+%+6)! 6#&)5! 2#&)(+2)#! (! #2=?+! 34,.+! ! ,+2)(+2)#! (!
)&=()(! .+%6.)5! %/+! #! #146&6! ! +42>)&+2()(! (! ,.&)?/+! )2)! )1#?/+! (!
4%#! ! 6)&2)#! (! .+%#16+5! 46! .+6+! )2)! .+%&2)&)?/+! (! +42)#! (! .+%#&21?/+! +1!
2+26):!
# %%#)#%%#,!/#!(#.+%.%&2)?/+!+(!#2!.+%.&1)()!.+6+!)!2)2&?/+!(!
1%?#! %&2! =<2+#! 2>/+#! (! 16)! 6#6)! (6%#&2)?/+:! 8! +1&2+! ,)(+5! )!
(#.%&2),)?/+5! )! (#&+! (! &)646! #2! &.%.)! (! 2).+%),)?/+! ()! 2#&)?/+! ()#!
)&=()(#! (+! #&)(+5! 6,.)! )! .2)?/+! (! +1&2)#! ##+)#! 012(.)#:! +42! ,)#5! ! .+22&+!
)26)2!
)! #! )1&)21)#5! 1%()?#! 34,.)#5! 62#)#! 34,.)#! ! #+.()(#! (! .+%+6)! 6#&)!
#/+! 6,+! (+! 62>+5! ,)! (6%#&2)?/+! 34,.)5! ()! &.%.)! ()! (#.+%.%&2)?/+5!
%&>2)%(+5!22()#!##+)#5!)!(6%#&2)?/+!34,.)!%(2&):!
4! #! 6%#&2+#! ! )#! #.2&)2)#! (! #&)(+! +2>%)6#! (+! 62>+! ()! &.%.)! ()!
(#.+%.%&2)?/+! .+%#&&16#! 2>/+#! 1! %&>2)6! )! ##+)! 012(.)! 1! +#! .2+15!
(&%(+5! %+! %&)%&+5! 6! 2,)?/+! 1,)#5! )1&+%+6)! %+! 1! .+%.2%! )+#! )##1%&+#! 1!
01#&.)2)6!#1)!.2)?/+:!
.!#!)1&)21)#!#/+!6,+!(+!62>+!()!&.%.)!()!(#.%&2),)?/+5!+##16!2>6!
012(.+!(!(2&+!34,.+!!#1)#!2,)?#!.+6!)#!##+)#!1!)#!.2)2)6!#/+!)1&)()#!%+!
2%.+!()!2)21):!
(!!(6%#&2)?/+!34,.)!%(2&)!&6!+2>6!%+!62>+!()!&.%.)!()!(#.%&2),)?/+5!
1! 6,.)! )! .2)?/+! (! ##+)#! .+6! 2#+%),()(! 012(.)! 22)5! 1! )##166!
+42>)?#!6!%+6!22+:!
! [)%&+! +#! 2>/+#! (#&&1(+#! (! 2#+%),()(! 012(.)! .+6+! +#! %&#! 2#+%),)(+#!
6)%&6! .+6! )#! ##+)#! 1! ,#! (2)6! =()! 2,)?/+! 1%()6%&)()! %+! 2%.+!
2<21.+:!
# %%#)#+#,!/#4#2=!)#!#>1%&#!.)2).&2#&.)#!
_:!&6!.+6+!+26)!+42>)&2)!)!(!#+.()(!)%%6):!
__:!#/+!1),.)()#!.+6+!&),!+2!)&+!(+!2#(%&!()!34,.):!
___:! &2)&)#! (! %&()(! .2)()! (2&)6%&! +2! ,5! (#%.##<2+! +! 2>#&2+! (! #1#! )&+#!
.+%#&&1&=+#:!
[)#!)&241&+#!#/+!),.<=#5!2#.&=)6%&!
)!62#)#!34,.)#!+2>)%)?#!#+.)#!)1&)21)#:!
# %%# )# %%# ,!/! ! 2%.+! ()! )2)?/+! (! +(2#! 22)()! &+#! %)#!
)&=()(#! )(6%#&2)&=)#5! +(%(+! &2)2! (##)! )&1)?/+! ),>16)#! .+%.,1##5! &)#! .+6+!
)1,)!1!=()!1!+!+(2!%+26)&=+!(+!.1&=+!#14#&&1)!)!(#.,%)!2#2=)()!!,!
+26),:!+%#(2)%(+!15!+!.+%01%&+!(!.+6&%.)#!1!.+6!)!1%?/+!)(6%#&2)&=)!
#!2##)!6!(=2#)#!2%&#!(!)&1)?/+5!
)!+!.+%&2+,!01(.),!!+!.+%&2+,!,>#,)&=+!+(6!%.(2!#+42!&+()#!)#!<2)#!(!%.(%.)!
()!1%?/+!)(6%#&2)&=)5!%#&%(+!.)6+!(!)&1)?/+!2#2=)(+!!(6%#&2)?/+!34,.)5!
16)! =! 1! &+()#! )#! 6)&2)#! )##=#! (! #26! +40&+! (+! +(2! %+26)&=+5! &)646!
+(6!#2!(#.,%)()#!+2!,:!
4! )! )&=()(! )(6%#&2)&=)! #+6%&! ! )##=,! (! #2! 2.()! %+! 64&+! (+! .1&=+5!
%/+! #! +(%(+! 1),.)2! .+6+! )&+! )(6%#&2)&=+! 1)%(+! 2)&.)()! %+! 64&+! (+! +(2!
;1(.<2+!!(+!+(2!>#,)&=+5!1!2.6!1%?/+!26+2(),!(#&%&):!
.!)!)&=()(!)(6%#&2)&=)!1!#0)!2##/+!()!1%?/+!2#&).+%),!(+!#&)(+5!+1!#0)5!
)1,)! 1! #! 2#&)! )+! )&%(6%&+! ()#! %.##()(#! .+,&=)#5! ! )! ##%.)! ()! 1%?/+!
.1&=)5! 1! %/+! 2(.)! )! )&1)?/+! ()! (6%#&2)?/+! 1)%(+! #! &2)&)! (! )&1)?/+!
2>1,)&2):!
!# %%#)#[#,!/#+%#(2!1!16)!#+.()(!(!.+%+6)!6#&)!.+%&2+,)()!,)!
7%/+5! 1! )&1)! %)! <2)! (! 2+.##)6%&+! (! ()(+#5! 2&%()! +2.2! #1#! #2=?+#! )+!
62.)(+!2=)(+5!.+6!=#&)#!)!)6,)2!#1)#!2.&)#!)2)!),6!(+#!2.12#+#!+4&(+#!.+6!)!
2#&)?/+!(+#!#2=?+#!!(6%#&2)?/+!34,.):!2()!%&()(!
)! ()(+! +! 2>6! (! (2&+! 34,.+! )! 1! #! #146&5! #&<! 61%! ! &241&)?/+! #+42! )!
2#&)?/+!(+#!#2=?+#!)+#!2=)(+#:!
4!#10&)#!)+!2>6!012(.+!22+!()#!62#)#!2=)()#!%.,1#=!%+!1!(!2#&+!
#!+42>)?#!&241&<2)#:!
.!)##)2<!)!.)2).&2)2#!.+6+!16)!62#)!.+6!%#!,1.2)&=+#5!2(%(+!)!61%()(!
&241&<2):!
(! 2(! )! 222+>)&=)! (! #2! .+%&2)&)()! ,)! (6%#&2)?/+! .+6! (#%#)! (! ,.&)?/+5!
.)#+!)!)&1)?/+!.)2).&2!2>6!(!.+6&?/+!%+!62.)(+:!
! )##)2<! (+! 2>6! (! (2&+! 34,.+! )+! (! (2&+! 2=)(+5! 6)%&()5! .+%&1(+5! )!
+42>)&+2()(!(!+4#2=%.)!(+#!2%.+#!),.<=#!!(6%#&2)?/+!34,.):!
# 4#2=)(+#!+#!2%.+#!()!)(6%#&2)?/+!34,.)5!)!62#)!34,.)!+(!&2!2>6!
#..+!(!.+%&2)&+#!!,.&)?#5!#10&)%(+#!+#!)&+#!)41#=+#!2)&.)(+#!%+!64&+!(!
&)#!2+.(6%&+#!,.&)&2+#!)+!.+%&2+,!+2!6+!(!6)%()(+!(!#>12)%?):#
!# 8#(!1!2#%&#!)!2,=%.)!!12>%.)!()!6)&2)5!)!.2)?/+!()!)1&)21)!+(!
#2!)1&+2)()!+2!6(()!2+=#2)5!(=%(+5!%##!.)#+5!#2!2+=(%.)(+!+!2>#&2+!(+!
)&+!.+%#&&1&=+!%)!01%&)!.+62.),!.+6&%&:#
!
/ /
71)# E
/ /