Received 0 September 0887^ received in revised form 7 January 0888^ accepted 04 January 0888
Abstract
We report Doppler!only radar observations of Icarus at Goldstone at a transmitter frequency of 7409 MHz "2[4 cm wavelength#
during 709 June 0885\ the _rst radar detection of the object since 0857[ Optimally _ltered and folded spectra achieve a maximum
opposite!circular "OC# polarization signal!to!noise ratio of about 09 and help to constrain Icarus| physical properties[ We obtain an
OC radar cross section of 9[94 km1 "with a 24) uncertainty#\ which is less than values estimated by Goldstein "0858# and by Pettengill
et al[ "0858#\ and a circular polarization "SC:OC# ratio of 9[429[1[ We analyze the echo power spectrum with a model incorporating
the echo bandwidth B and a spectral shape parameter n\ yielding a coupled constraint between B and n[ We adopt 14 Hz as the lower
bound on B\ which gives a lower bound on the maximum pole!on breadth of about 9[5 km and upper bounds on the radar and
optical albedos that are consistent with Icarus| tentative QS classi_cation[ The observed circular polarization ratio indicates a very
rough near!surface at spatial scales of the order of the radar wavelength[ 0888 Elsevier Science Ltd[ All rights reserved[
9921!9522:88:, ! see front matter 0888 Published by Elsevier Science Ltd[ All rights reserved
PII] S 9 9 2 1 ! 9 5 2 2 " 8 8 # 9 9 9 0 4 ! X
877 P[R[ Mahapatra et al[ : Planetary and Space Science 36 "0888# 876884
Table 0
Selected articles on Icarus| Earth approach in 0857
Interplanetary ~ight program urged for U[S[ New York Times\ Aug 04\ 0857\ p[ 06
Monitoring of asteroids urged to warn of impending collisions New York Times\ Oct 07\ 0856\ p[ 29
Hippies ~ee to Colorado as Icarus nears Earth New York Times\ June 03\ 0857\ p[11
Photographs taken of near asteroid New York Times\ June 02\ 0857\ p[ 26
12 scientists ask unmanned probe of outer planets New York Times\ Aug 3\ 0858\ p[ 0\ 00
Prediction of Earth!asteroid collision is scouted New York Times\ July 20\ 0855\ p[ 43
The threat of the wandering asteroids New York Times\ June 8\ 0857\ p[ 01
Despite cultists\ Icarus passes by New York Times\ June 04\ 0857\ p[ 28
Astronomers take aim as asteroid nears the Earth New York Times\ June 6\ 0857\ p[ 30
Data indicate asteroid Icarus may be a sphere of solid iron New York Times\ June 16\ 0857\ p[ 32
Here comes Icarus Newsweek 60\ June 06\ 0857\ p[ 63
Whoosh; Newsweek 60\ June 13\ 0857\ p[ 63
Icarus in Parliament Nature 105\ 0856\ p[ 418
Icarus passes by Nature 107\ 0857\ p[ 803
Asteroid Icarus ~ies by the Earth Sky and Telescope 24\ 0857\ pp[ 234\ 397
Icarus ~ies past the Earth Sky and Telescope 25\ Aug 0857\ pp[ 6466
The nature of Icarus Sky and Telescope 26\ Feb 0858\ pp[ 8283
Radar echoes from Icarus are received by MIT facility IEEE Spectrum 4\ 0857\ p[ 029
Radar shows Icarus to be tiny\ rough IEEE Spectrum 5\ 0858\ p[ 05
Duck\ here comes Icarus; Science Di`est 51\ Oct 0856\ p[ 22
Can a _lmed disaster surpass Earth|s peril from space< Icarus Science Di`est 74\ June 0868\ pp[ 0002
Here comes Icarus Science Di`est 52\ June 0857\ pp[ 703
Icarus\ strange swinger Science News 81\ Nov 07\ 0856\ p[ 389
Photographs of Icarus Space~i`ht 09\ 0857\ p[ 277
Diameter of Icarus believed 899 meters Aviation Week + Space Tech[ 89\ Jan 5\ 0858\ p[ 66
JPL radar indicates Icarus tiny\ very rough Rev[ Pop[ Astron[ 52\ Feb[ 0858\ p[ 21
Avoiding an asteroid] when MIT took on Icarus Technolo`y Review 77\ July 0874\ p[ 58
Investigation of the motion of the unusual minor planet Icarus Inst[ Theo[ Astro[ 04\ 0873\ p[ 236
Project Icarus] a book review Icarus 09\ 0858\ p[ 336
Radar observations of Icarus Science 051\ 0857\ p[ 892
may be a spent comet "Gehrels et al[\ 0869^ Weissman et 0305 June 0857\ but Pettengill et al[ "0858# did not notice
al[\ 0878#[ any spectral splitting[ Pettengill et al[ obtained {{a radar
We observed Icarus in 0885 using an improved Gold! cross section of about 9[0 km1\ a radius of 0 km\ and an
stone radar system[ This paper presents the results of that e}ective re~ectivity of about 9[94\|| with {{an uncertainty
study and\ while putting them in perspective with the of about a factor of 1[||
pioneering observations of 0857\ touches upon some of
the intervening developments[ 2[ Intervening developments
1[ The _rst radar view Since the _rst experiments in asteroid radar\ numerous
developments have occurred in the related disciplines[
The 0857 apparition of Icarus was observed by Upgrades of the Goldstone and Arecibo radars have
Goldstein "0857\ 0858# at Goldstone with a continuous! included transmitter power enhancement\ improvements
wave "CW# transmission at a frequency of 1277 MHz\ of the antenna and feed structures\ and\ in the case of
and by Pettengill et al[ "0858# at 6739 MHz at Haystack[ the latter\ installation of ground interference screening
Goldstein "0857# derived a radar cross section "sOC# of structures[ Importantly\ both telescopes now have simul!
9[0 km1 and constrained the radius and rotation period taneous dual polarization reception capability\ adding a
to be 9[29[5 km and 0[42[2 h[ Subsequently the rotation new dimension of information to astronomical obser!
period of Icarus became available through lightcurve vations[
studies by Gehrels et al[ "0869#[ Using that result\ This period has also seen rapid technological devel!
Goldstein "0858# re_ned the radius estimate to be 389 opment in the areas of data handling\ reduction\ process!
m\ and constrained the average radar albedo to be 9[02[ ing\ storage\ and display[ Automated radar operation
Goldstein "0857# reported a splitting of the spectral and real!time signal and data processing enables more
peak into a bimodal shape as the spectrum evolved during e.cient utilization of the limited windows of opportunity
P[R[ Mahapatra et al[ : Planetary and Space Science 36 "0888# 876884 878
Table 1
A priori information about Icarusa
a
Multiple entries for a single parameter or characteristic signify alternative values taken from quoted sources[
b
http]::ssd[jpl[nasa[gov:cgi!bin:et\ http]::ssd[jpl[nasa[gov:cgi!bin:eph
c
With reference to J1999 ecliptic
d
Based on a reanalysis of photometry obtained by Gehrels et al[ "0869#[
e
Based on a reanalysis of thermal infrared observations by Veeder et al[ "0878#[
f
Based on a reanalysis of photometry obtained by Veverka and Liller "0858#\ Miner and Young "0858#\ Gehrels et al[ "0869#[
for asteroid observation[ It is now possible to perform "Table 2#[ Each run consisted of transmission of a cir!
multi!parameter "Range!Doppler!Polarization# obser! cularly polarized wave for a period close to the expected
vation and processing of asteroid signals\ under favorable
conditions\ to constrain asteroid shapes and surface fea!
tures "Ostro\ 0882^ Ostro et al[\ 0884#[ Table 2
Signi_cant advance has also been made in the knowl! Parameters of CW radar data collection
edge base of asteroid radar signatures and their interpret!
ation\ with 26 MBAs "main!belt asteroids# and 38 NEAs Date RA "># Dec "># Runs Dt"UTC h# RTT "s#
observed through the end of 0887[ The interpretation of 97 June 227 09 32 00]4704]41 098
these radar data\ by themselves and together with optical 98 June 220 5 16 02]9703]46 093
and infrared data\ have generated a fair degree of under! 09 June 213 1 43 00]4104]03 090
standing regarding the behavior of asteroids of di}erent
classes as radar targets and have augmented the fun! Data acquisition parameters]
Transmitter frequency " f # 7409 MHz
damental knowledge of these bodies "Ostro et al[\ 0880a^ Wavelength "l# 2[4 cm
Ostro\ 0883#[ Transmitted polarization] RCP
E}orts to detect echoes from Icarus at Arecibo in June Received polarization] simultaneous OC and SC
0876\ when it came within 9[05 AU of the Earth\ were Sampling rate] 1 kHz
unsuccessful[ That was the _rst indication that the actual Basic processing] 0913!point FFT
No[ of frequency hops 3 "Ostro et al[\ 0881#
radar cross section of Icarus may be smaller than 9[0 km1[ Doppler frequency resolution "Df # 0[842 Hz
Abbreviations]
3[ A recent radar view Dt] Observation interval
RA] Right ascension
3[0[ Data collection and integration Dec] Declination
RTT] Round Trip Time
RCP] Right Circular Polarization
We observed Icarus at Goldstone during 701 June OC] Opposite Circular Polarization
0885[ As the echoes were expected to be weak\ only SC] Same Circular Polarization
CW data were collected during the _rst three days
889 P[R[ Mahapatra et al[ : Planetary and Space Science 36 "0888# 876884
$ 0 1%
reception of echoes for a comparable duration[ Attempts fdoff 1
y" f # a 0 "1#
to obtain range!Doppler echoes on 00 and 01 June using B:1
phase!coded transmission were not successful[
The signal!to!noise ratios "SNRs# of the single!run to the raw spectrum\ where a is the amplitude of the
spectra were very weak[ We therefore summed the spectra model function\ f is the Doppler frequency\ do} is the
across all the three days[ The data covered multiple o}set of the center frequency of the target spectrum with
rotations of Icarus "Fig[ 0#\ so such integration sacri_ces respect to the Doppler!prediction ephemeris\ and n
rotational resolution[ describes the shape of the echo spectrum[ The function
"1# corresponds to the spectral shape of the echo signals
3[1[ Heuristic analysis from a rotating spherical object of uniform surface scat!
tering law modeled as cosnu where u is the angle from the
We _rst perform a simple visual analysis of the raw 2! incidence direction[ In general n depends on the radar
day weighted sum spectra "Fig[ 1a#[ As the SNR in this backscattering behavior of the asteroid surface with
spectrum is still low "peak SNR 2#\ we smoothed it respect to the angle of incidence\ the shape of the object\
with a 09!Hz _lter "Fig[ 1b#\ yielding SNR 6[ To and the re~ectivity or {feature| distribution on the surface[
enhance the SNR even further\ we folded the Doppler With integration over multiple rotations\ n would depend
spectrum about the DC line\ "i[e[ inverted the spectrum primarily on the average surface backscattering property
of Fig[ 1b about the zero!Doppler axis and added it of a spheroidal asteroid[
to the uninverted spectrum#[ Such an operation on a Figure 2 shows x1 values for the best!_tting model
rotationally averaged spectrum is admissible if the echo|s curve over a range of B and n values[ A clear minimum
center!of!mass frequency o}set is small compared to the exists for any given value of n or B\ but the surface has a
spectral resolution\ which is the case here[ For Icarus\ diagonal trough which de_nes a coupled constraint for B
analysis of all available optical and radar astrometry "and hence D# and n[
"available on the internet at http]::ssd[jpl[nasa[gov:ra! As seen from Fig[ 1a\ the power in the OC and SC
dar[data[html# yields an orbit "http]:ssd[jpl[nasa[gov:cgi! spectra varies with a certain degree of independence over
bin:eph# which predicts that the correction to the Gold! the spectral domain\ and their ratio mc is a function of the
stone Doppler ephemeris was 9[54 Hz\ i[e[ 0:2 of our particular frequency band chosen[ Table 3 shows that mc
raw spectral resolution[ The folded spectrum\ which has varies between 9[27 and 9[65 over the bandwidths from
SNR close to 09\ is shown in Fig[ 1c and indicates an 0459 Hz[ These high values suggest considerable surface
P[R[ Mahapatra et al[ : Planetary and Space Science 36 "0888# 876884 880
Fig[ 1[ Weighted sums of all 013 single!run spectra\ plotted in terms of noise standard deviation] "a# raw spectra^ "b# spectra smoothed to a frequency
resolution of 09 Hz^ "c# folded and smoothed spectra shown on an expanded scale[
881 P[R[ Mahapatra et al[ : Planetary and Space Science 36 "0888# 876884
Table 3
Polarization behavior of Icarus for various bandwidthsa
a
Based on the raw 2!day!sum OC and SC spectra with 0[84 Hz resolution[ The uncertainties quoted herein re~ect the variances due to the statistical
nature of the signal\ and do not re~ect the radar calibration errors\ which raise the fraction uncertainty to 24)[
P[R[ Mahapatra et al[ : Planetary and Space Science 36 "0888# 876884 882
0883#\ so our s OC estimate for Icarus is consistent with its oid to date[ That estimate is also comparable to the radar
classi_cation as an SQ!type object[ albedo of comet IRAS!Araki!Alcock "9[93^ Harmon et
al[\ 0878#\ although visible spectroscopy does not suggest
3[4[ Correlation with visual albedo that Icarus is a comet[
Fig[ 3[ Radar albedo "dark solid curve# of Icarus as a function of its e}ective diameter\ calculated with our estimated radar cross!section sOC 9[949
km1[ This curve is bounded by thin solid lines representing 224) uncertainty[ The radar albedos of near!Earth and main!belt asteroids are
superimposed on the radar albedo curve[ The visual geometric albedo is also plotted "dash!dot line# for H 05[2 "Harris\ 0887#[ The asterisks and
their accompanying thick solid curve segments represent\ respectively\ the mean and rms dispersion of the visual geometric albedos for principal
taxonomic classes "Tedesco\ 0878#[
883 P[R[ Mahapatra et al[ : Planetary and Space Science 36 "0888# 876884
polarization ratio of Icarus exceeds about 69) of the asteroids] A synthesis of polarimetry\ radiometry\ and spec!
values reported for S!class asteroids so far "17 objects#\ trophotometry[ Icarus 14\ 093029[
Chapman\ C[R[\ Harris\ A[W[\ Binzel\ R[\ 0883[ Physical properties of
suggesting that Icarus has a near!surface that is among near!Earth asteroids] Implications for the hazard issue[ In] Gehrels\
the roughest at centimeter!to!decimeter spatial scales T[\ "Ed[#\ Hazards due to Comets and Asteroids\ University of Ari!
observed among all S!class asteroids[ This high degree of zona Press\ Tucson\ pp[ 426438[
small!scale roughness may or may not arise from regolith De Angelis\ G[\ 0884[ Asteroid spin\ pole and shape determinations[
structure[ Although small and rapidly rotating asteroids Planet[ Space Sci[ 32\ 538571[
Gehrels\ T[\ Roemer\ E[\ Taylor\ R[C[\ Zellner\ B[H[\ 0869[ Minor
are less likely to have loose surface regolith\ McFadden et
planets and related objects[ IV[ Asteroid "0455# Icarus[ Astron[ J[ 64\
al[ "0878# suggest that several NEAs do support regoliths 075084[
"perhaps dusty#\ and that] {{the controlling factors of Goldstein\ R[M[\ 0857[ Radar observations of Icarus[ Science 051\ 892
regolith properties and processes are not simply due to 893[
scaling with size and gravity[|| In the case of Icarus\ based Goldstein\ R[M[\ 0858[ Radar observations of Icarus[ Icarus 09\ 329
on its size and rotation period\ the existence of surface 320[
Harmon\ J[K[\ Campbell\ D[B[\ Hine\ A[A[\ Shapiro\ I[I[\ Marsden\
regolith is plausible if Icarus| density is greater than 0 g B[G[\ 0878[ Radar observations of comet IRAS!Araki!Alcock 0872d[
cm2\ which is a reasonable assumption given that the Astrophys[ J[ 227\ 09600982[
smallest asteroid density presently known is 0[2 g cm2 Harris\ A[W[\ 0887[ A thermal model for near!Earth asteroids[ Icarus
for 142 Mathilde "Yeomans et al[\ 0886#[ 020\ 180290[
Hicks\ M[D[\ Fink\ U[\ Grundy\ W[M[\ 0887[ The unusual spectra of
04 near!Earth asteroids and extinct comet candidates[ Icarus 022\
5867[
4[ Conclusion
Hicks\ M[\ Rabinowitz\ D[\ 0887[ IAU Circ[ 5824[
Hudson\ R[S[\ Ostro\ S[J[\ 0883[ Shape of asteroid 3658 Castalia "0878
The SNR of the 0885 observations was not sub! PB# from inversion of radar images[ Science 152\ 839832[
stantially better than those obtained during the _rst Kleiman\ L[A[\ 0857[ "Ed[# Project Icarus[ M[I[T[ Report No[ 02[ The
observations in 0857[ Icarus was farther from the Earth M[I[T[ Press\ Cambridge\ Massachusetts\ pp[ 010[
in 0885 than in 0857 by a factor of 1[3\ which\ by the Lagerkvist\ C[!I[\ Harris\ A[W[\ Zappala\ V[\ 0878[ Asteroid lightcurve
parameters[ In] Binzel\ R[P[\ Gehrels\ T[\ Matthews\ M[S[\ "Eds[#\
inverse!fourth!power dependence of the SNR on range\
Asteroids II\ University of Arizona Press\ Tucson\ pp[ 00510068[
would yield an echo power over 29 times weaker if all McFadden\ L[!A[\ Tholen\ D[J[\ Veeder\ G[J[\ 0878[ Physical properties
other parameters remained invariant[ It is due to the of Aten\ Apollo and Amor asteroids[ In] Binzel\ R[P[\ Gehrels\ T[\
advances in the radar capabilities during the intervening Matthews\ M[S[\ "Eds[#\ Asteroids II\ University of Arizona Press\
decades that the 0885 observations| SNR was possible[ Tucson\ pp[ 331356[
The next radar opportunity to observe Icarus will be Miner\ E[\ Young\ J[\ 0858[ Photometric determination of the rotation
period of 0455 Icarus[ Icarus 09\ 325339[
in June 1904 when the asteroid will pass within 9[943 AU Nature\ 0856[ Icarus in Parliament[ Nature 105\ 418 "News Item#[
of Earth[ Estimated SNRs per date in 1904 at Arecibo Newsweek\ 0857[ Here comes Icarus[ 60\ June 06\ p[ 63[
should approach 1999\ adequate for a 2!D shape recon! New York Times\ 0856[ Monitoring of asteroids urged to warn of
struction with decameter resolution[ impending collisions[ Oct[ 07\ p[ 29[
New York Times\ 0857[ Interplanetary ~ight program urged for U[S[
Aug[ 04\ p[ 06[
New York Times\ 0858[ 12 scientists ask unmanned probe of outer
Acknowledgements
planets[ Aug[ 3\ pp[ 0\ 00[
Ostro\ S[J[\ 0882[ Planetary radar astronomy[ Rev[ Mod[ Phys[ 54\
We thank Alan Harris "JPL# and John Harmon 01240168[
"NAIC# for helpful reviews[ Pravas R[ Mahapatra and Ostro\ S[J[\ Benner\ L[\ Giorgini\ J[\ Rosema\ K[\ Yeomans\ D[\ 0887[
Lance A[M[ Benner were supported as Research Associ! IAU Circ[ 5824[
ates of the National Research Council at JPL[ Part of this Ostro\ S[J[\ Campbell\ D[B[\ Chandler\ J[F[\ Hine\ A[A[\ Hudson\ R[S[\
Rosema\ K[D[\ Shapiro\ I[I[\ 0880a[ Asteroid 0875 DA] Radar evi!
research was conducted at the Jet Propulsion Laboratory\
dence for a metallic composition[ Science 141\ 02880393[
California Institute of Technology\ under contract with Ostro\ S[J[\ Campbell\ D[B[\ Chandler\ J[F[\ Shapiro\ I[I[\ Hine\ A[A[\
the National Aeronautics and Space Administration Velez\ R[\ Jurgens\ R[F[\ Rosema\ K[D[\ Winkler\ R[\ Yeomans\
"NASA#[ D[K[\ 0880b[ Asteroid radar astrometry[ Astron[ J[ 091\ 03890491[
Ostro\ S[J[\ Campbell\ D[B[\ Simpson\ R[A[\ Hudson\ R[S[\ Chandler\
J[F[\ Rosema\ K[D[\ Shapiro\ I[I[\ Standish\ E[M[\ Winkler\ R[\ Yeo!
mans\ D[K[\ Velez\ R[\ Goldstein\ R[M[\ 0881[ Europa\ Ganymede\
References and Callisto] New radar results from Arecibo and Goldstone[ J[
Geophys[ Res[ 86 No[ E00\ 07\11607\133[
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D[L[\ Rose\ R[\ Rosema\ K[D[\ Slade\ M[A[\ Winkler\ R[\ Yeomans\ D[B[\ Yeomans\ D[K[\ Chandler\ J[F[\ Giorgini\ J[D[\ Winkler\ R[\
D[K[\ Campbell\ D[B[\ Chandler\ J[F[\ Shapiro\ I[I[\ 0886[ Radar Rose\ R[\ Howard\ S[D[\ Slade\ M[A[\ Perillat\ P[\ Shapiro\ I[I[\ 0884[
detection of near!Earth asteroids 1951 Aten\ 1090 Adonis\ 2092 Eger\ Radar images of asteroid 3068 Toutatis[ Science 169\ 7972[
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Chapman\ C[R[\ Morrison\ D[\ Zellner\ B[\ 0864[ Surface properties of Winkler\ R[\ Yeomans\ D[K[\ Choate\ D[\ Rose\ R[\ Slade\ M[A[\
P[R[ Mahapatra et al[ : Planetary and Space Science 36 "0888# 876884 884
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