sputtering
DeAn Chang, Pang Lin, and TseungYuen Tseng
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Optical properties of ZrTi04 films grown by radio-frequency magnetron
sputtering
De-An Chang,) Pang Lin,b)lc)and Tseung-Yuen Tsenga)
National Chiao-Tung University, Hsinchu, Taiwan, Republic of China
(Received 11 October 1994; accepted for publication 24 January 1995)
Thin films of zirconium titanate on quartz glass were prepared using radio-frequency magnetron
sputter deposition at various substrate temperature (Td from 25 to 450 C). Crystallinity of the films
sets in either at T,=400 C or after annealing in air up to 650 C. The refractive index showed
monotonic increase with Td from 2.22 to 2.37 at 550 nm while the extinction coefficient ranging
from 1.OX1O-3 to 4.7X10w3 increased with decreasing Ti/Zr stoichiometric ratio (from 1.08 to
1.03) of the films. The influence of the Ti/Zr ratio on the oxygen deficiency and absorption
properties of the films was attributed to the stronger attraction of the Ti+ ions compared with Zr4+
ions to the condensing oxygen atoms or ions on the surface of growing film. The optical band gap
was found to be 3.4 eV of indirect-transition type. A single-oscillator model was used to fit the
dispersion of the refractive index with the wavelength, indicating that the amorphous and crystalline
ZrTi04 films are similar in short-range-order structure. The inhomogeneity and packing density of
the films were analyzed using well-known relations. 0 1995 American Institute of Physics.
J. Appl. Phys. 77 (9), 1 tvlay 1995 0021-6979/95/77(9)/444.5/7/$6.00 Q 1995 American Institute of Physics 4445
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80
8
8 60
2
3 --substrate
(d) Ta = 650C g 40
A. E
20
(c) Target
-2 3; t= ZG 0
%%F!
cy- YV yJ E3 250 350 450 550 650 750 850
AAAAAJJ Wavelength (nm)
(b) Td = 45Oc
uted in octahedral cation sites of the crystal lattice of sput-
tered ZrTiO, films, thus the observed minor deviation from
n ideal stoichiometry would not give rise to an equivalent con-
centration of Zr vacancies in the crystalline films.
B. Optical properties
(a) Td = 400C
The spectral transmittance of the as-deposited films are
I 8 I I I I I I
4446 J. Appl. Phys., Vol. 77, No. 9, 1 May 1995 Chang, Lin, and Tseng
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Td A 8x10-4 CxlO-
@ 2SC! 2.056 4.832 4.831 80
L-
0 300C 2.096 4.696 1.608
A 400 C 2.132 5.774 4.046
Q
V 45OT 2.177 6.068 2.265
; 60
---substmlc
h .!I -- asdeposited
d 2.5
V j 40 ---Am3cKfe
. ..-.&)&@
G
c 20 ----Am.5oooc
1 -----Am. 6oOk
P
r(
24.
0
1,,I,, , , , , , , , , , , , , , , , , , , , ,
----AM. 650%
L-
250 350 450 550 650 750 850
Wavelength (nm)
4P4 23.
FIG. 4. Transmittance spectra as a function of wavelength for the as-
deposited (Td=2S C) and annealed zirconium titanate films.
0
0
Td=25OC
Td = 300 C
which the transmittance maxima decreased and the interfer-
ence pattern shifted toward a longer wavelength region. The
lowering of transmission was mainly due to strong scattering
- A Td = 400 OC
? V Td=450OC of light in the film caused by some discernible microcracks
z IO- arising from mismatched thermal expansion of the film and
LJ substrate. Suhail et aL4 deposited TiO? by using dc reactive
&i
magnetron sputtering at room temperature and found that the
5 8- film, after annealing at 700 C, showed an increase in refrac-
tive index, Anln =+7.3% at 550 nm, a thickness reduction,
4 AdId= -2O%, and a shift of spectra pattern to a lower wave-
0, 6
length region (A&/A,<O) resulting from the effect of inter-
%
.,-s ference fringe, 2nd=mX,. The current result on the an-
tj 4- nealed ZrTiO, film with AX&,>0 indicated a lesser
-g thickness reduction, which was confirmed by profile mea-
ti
2-
surements with stylus on the film showing a minor change,
I-- L\
AdId=-4%, after annealing at 650 C.
The film thickness (d) involved in the calculation of ex-
0 .I ~-r -7-T-1----r ---I tinction coefficient was obtained from the slope of plots for
300 350 400 450 500 550 600 650 700 750 the interference-fringe equation,
Wavelength ( nm ) 1/2=2d(nlh)-j, 1=0,1,2,3 .... (1)
J. Appl. Phys., Vol. 77, No. 9, 1 May 1995 Chang, Lin, and Tseng 4447
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Td Thickness (nm)
25 C 502t 2.5 8 80 - /*
300 C 383 + 1.9
400% 366k1.8
450 C 349 + 1.8 3 co :
z
.A
B 40 - Td = 300 C
ii
c 0 regenerated
20 - ---experimental
LLL-LLI1
250 350 450 550 650 750 850
Wavelength(MI)
100
80
8
8 60
3
2 3 4 5 6 7 8
.r
g 40 Td = 450 =C
B regenerated
n / h (10-3 run-l) &
l
-experimental
FIG. 5. Plot of Z/2 vs n/A for zirconium titanate films at different substrate
temperatures to determine the order number and thickness.
450
_.- -l-- ..__ 1-- .___L-.
550 650 750
J
850
Wavelength(nm)
ahv=C2(hv-Eg2)2, (3)
PIG. 6- Observed and regenerated transmittance spectra for films as a func-
for direct and indirect transitions respectively, where C, and tion of wavelength. (a) T,=300 C and (b) 450 C.
C2 are constants, a=4?rklX is the absorption coefficient, h v
is the photon energy, E,, and Eg2 are the direct and indirect
baud gaps. The absorption behavior of amorphous materials The corresponding Eo, as summarized in Table II,
also obeys Eq. (3) if they have parabolic band edges.14 showed a decrease with increasing Td while the Ed values
The (c&v)~ versus hv plots for films of different Td appeared to be close to a constant. Since Ed is related to the
(Fig. 7) were well represented by Eq. (3) in the high- coordination number, valency, and ionicity of the cation-
absorption region beyond CY-2.5X104/cm. The plots of oxygen complex structure for the material considered,15 the
(ah vj2 versus h ZJwere found not to be straight lines over any similarity in Ed for the amorphous and crystalline ZrTiO,
part of the absorption spectra, thus supporting the model of films strongly suggests similarity in their structures of short
indirect band gap for the deposited films. As shown in Table range order. The table also includes the values of
II, the band gaps found are around 3.4 eV, indicating a rela- P=E,IN,Z,N, eV, where N, (=6) is the coordination num-
tively weak effect of crystallinity on the band gap for ZrTi04 ber of the cation nearest neighbor to the anion, 2, (=2) is the
films. The theoretical band model or detailed optical data on formal chemical valency of the anion, N, (- 8) is the effec-
the corresponding bulk materials is not available in the lit- tive number of valence electrons per anion. It is seen that the
erature, preventing an appropriate comparison with our re- observed p values are in conformity with the empirical rela-
sults at present time. tion given by /3=0.26+0.04 eV, which were obeyed by most
The variation of refractive index with the wavelength for bulk oxides.15
the single-oscillator model in the region of low absorption is The optical inhomogeneity in the as-deposited films was
given by the expressionI analyzed by using the near normal reflectance of the films
EnEd and the reflectance from the bare substrate surface (Fig. 9).
n-2.-1= The variation of refractive index (An) along the film thick-
E,2-(h#
ness was determined using the empirical relationI
where E. is the single-oscillator energy and Ed is the disper-
An=no-ni=n,,(Rf-R,)l(4.4R,), (5)
sion energy. The values of E, and Ed can be obtained from
the intercept and slope of plot for ll(n2 - 1) versus 1/X2. The where p1,,is the refractive index at the air-film interface and
plots shown in Fig. 8 for the films of various Td exhibited a ni at the film-substrate interface. The average index (n,,)
sufficiently extended region of linearity until the wavelength was calculated by the Valeev method.17*8R, and Rf are the
was lower than 400 nm where strong absorption was present. reflectance at the front surfaces of the substrate and films.
4448 J. Appl. Phys., Vol. 77, No. 9, 1 May 19% Chang, Lin, and Tseng
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0.28
e Td=25C
. Td=25OC 0 Td = 300 *C
0 Td=300C 0.26 A Td = 400 C
V Td = 450 oC!
0.24
h
;
5 0.22
.
v 0
0.20 0
e
1200 V
0.16 -
I- I I I t I I
1000 * Td = 400 OC 1 2 3 4 5 6 7 8 9
v Td = 450 C
Ill.2 (pm-Z>
4 800 (b)
g FIG. 8. Plotsof refractive-indexfactor(n2- 1)-l vs A - for zirconiumti-
& 600 tanatefilms at differentsubstrate
temperatures.
v!
3
3 400 The inhomogeneity of the films, h/n,, , calculated at
x
the points of reflectance minima around 550 nm, as shown in
200 Table III, was found to vary from -5.0% to +8.4% as the
substrate temperature was increased from 25 to 450 C. The
0 r films prepared at intermediate temperatures -300-400 C
3.0 3.3 3.6 3.9 4.2 4.5 appeared to be more homogeneous in optical properties.
Photonenergy(ev) The packing density (P) of the films has been deter-
mined by the Bragg and Pippard mode12using the refractive
FIG. 7. Plots of (&zJ)~ vs hv for zirconiumtitanatefilms at different indices of the films (at A=550 nm) and of bulk ZrTiO,
substrate
temperatures.(a) Td=25 and300C (b) 400ami450C. materia121(n =2.37). Water-filled voids in films with rz= 1.33
was also assumed.The calculated packing density (Table III)
showed to increa$e with the substrate temperature as fre-
Both can be computed from the observed reflectance of the quently observed in the deposition of most optical thin films.
bare and coated substrates, R,, , and Rfo using the following Full densification was achieved for the film deposited at
expressions,g respectively,
-- 2RS (6) 70
-uncoated substrate
R-(l+R,)
60 -3coY
-4wc
R,(1-Rf)2
Rf=Rff (1 -RfRR,) g?
v 50 E
-450%!
g 40
3 30
TABLE II. Energygapsand the fitting parameters from single-oscillator I2
modelfor zirconiumtitanatefilms at differentsubstrate
temperatures. 20
10
Substrate Single Dispersion Empirical
temperature Ew7y gap oscillatorenergy energy ratio I I I
Td (C) E, W) EOW) Ed (ev) P W
250 350 450 5.50 650 750 8.50
25 3.54 6.60 22.10 0.24 Wavelength
(nm)
300 3.44 6.42 22.85 0.24
400 3.45 6.04 22.83 0.26 FIG19. Observed refiectance
spectraas a functionof wavelength for bare
450 3.46 5.86 24.48 0.24 substrate
(R,,) andzirconiumtitanatefilms (RfO)at differentsubstrate
tem-
peratures.
J. Appl. Phys., Vol. 77, No. 9, 1 May 1995 Chang, Lin, and Tseng 4449
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TABLE III. Optical inhomogeneity analysis and packing density for xirco-
nium titanate films at different substrate temperatures.
4450 J. Appl. Phys., Vol. 77, No. 9, 1 May 1995 Chang, Lin, and Tseng
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J. Appl. Phys., Vol. 77, No. 9, 1 May 1995 Chang, Lin, and Tseng 4451
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