Keywords Introduction
Phenomenology Standardized diagnosis Major
depressive disorder Embodiment Core depression According to a recent report from the World Health
Organization, depression is the leading cause of disability
worldwide and a major contributor to the global burden
Abstract of disease [1]. In Chile, the burden of disease of unipolar
This paper proposes a phenomenological approach to the depression represents the second cause of years of work
diagnosis of depression, with the aim of overcoming the lost in the general population, and the first cause among
broadness and nonspecificity of the concept of major de- women 2044 years old [2]. The lifetime prevalence of
pressive disorder (MDD) in current systems of diagnostic depression (major depression plus dysthymia) in men is
classification of mental disorders. Firstly, we outline the 9.9% and in 23.4% in women, thus constituting one of the
methodological limitations of the current classification sys- most important public health problems in the nation [3].
tems for the diagnosis of MDD. Secondly, we offer a concep- Since the middle of the 20th century, several authors
tual differentiation between a symptomatological versus a have outlined the imprecision of the concept of depres-
phenomenological diagnosis of depression. Thirdly, we sion, and consequently stated doubts about the high re-
propose characteristic disturbances of embodiment as the ported rates of prevalence of this mental disorder [47]
fundamental phenomena of core depression, which mani- which may be a consequence of a broad definition of ma-
fest themselves in 3 dimensions: embodied self, embodied jor depression. In fact, major depression is commonly
intentionality, and embodied time. A more useful diagnosis conceived as a heterogeneous condition, and, although
of depression may be achieved by describing the phenom- classifications differ widely in the number and descrip-
ena that constitute a core depression, in order to avoid the tion of subtypes [8], evidence for a group of an endoge-
overdiagnosis of MDD and its negative consequences in clin- nous or melancholic depression has been supported
ical practice. 2017 S. Karger AG, Basel [914].
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E-Mail leonor.irarrazaval@udp.cl
Several authors have directly questioned the concept tural study, in which he compared depression in patients
of major depressive disorder (MDD) [15, 16] in both the from Germany and Indonesia. He found that there were
Diagnostic and Statistical Manual of Mental Disorders only 3 main symptoms of the disorder which are always
(DSM) [17] and the International Classification of Men- present and independent of the type of civilization or cul-
tal and Behavioural Disorders (ICD) [1]. In recent years, ture: (1) the shift of mood toward the depressive pole
the existence of different forms of depression has been (hard to define), (2) the presence of abnormal bodily
suggested according to the response to antidepressant sensations, and (3) the alteration of vegetative functions,
treatment: (1) biological disease of depression, respon- such as sleep and appetite. This implies that all the funda-
sive to antidepressants, (2) neurotic depression, nonre- mental manifestations of depression are closely related to
sponsive to antidepressants, and (3) mixed depression corporeality. In the last decades, phenomenological psy-
(with manic elements), which is nonresponsive to antide- chiatrists have pointed to disturbances of embodiment in
pressants and responsive to antipsychotics [18, 19]. depression [3443]. Recently, mainstream psychiatry has
When the diagnosis is made at the primary health care also paid more attention to the strong link between major
level, the general practitioner usually prescribes an anti- depression and somatic symptoms [4446], and especial-
depressant. However, antidepressants can have impor- ly between major depression and physical pain like stom-
tant side effects, including drowsiness, weight gain, trem- ach pains and headache [47, 48].
or, constipation, sexual dysfunction, etc. They may even Regardless of the research and clinical evidence, the
increase the risk of breast cancer [20] and have been importance of changes in the experience of corporeality
found to be carcinogenic in animal studies [21]. There- in depression has not yet been appropriately recognized
fore, a wide concept of depression does not only mean by the current classification and diagnostic systems. The
unnecessary costs for the health care systems, but also fifth edition of the DSM [17] makes only an indirect ref-
iatrogenic morbidity and possibly mortality, so a narrow- erence to bodily experience in 2 of its 9 diagnostic criteria:
er, more valid concept could imply substantial public the 1st depressive mood and the 6th fatigue or energy
health gains. loss. We find a more direct reference to the body in the
In this paper, we present the hypothesis that the con- category weight increase or decrease (the 3rd criterion),
cept of MDD [1, 17] is unspecific because the lists of but in a rather unspecific way. The ICD-10 [1] does not
symptoms that compose the diagnostic criteria in the cur- sufficiently acknowledge the importance of the experi-
rent classifications fail to grasp the core phenomenon ence of corporeality in depression either, and its descrip-
of depression [5]. We propose that the latter implies dis- tion of depression outlines symptoms belonging rather to
turbances of embodiment, which could serve as a more the cognitive sphere, such as a lack of concentration and
valid basis for the diagnosis of a core depression, in or- self-esteem, notions of guilt, and a pessimistic vision of
der to distinguish it from other forms of depression, as the future.
seen in other pathological entities such as depression in
personality disorders or schizophrenic or epileptic de-
pression or in normal mood variations. This argument Methodological Limitations of the Classification
derives from empirical studies, clinical experience, and Systems in the Diagnosis of MDD
the phenomenological approach to the diagnosis [7, 5,
2230]. Current systems of classification and diagnosis, such
The classical authors from the continental European as DSM-5 [17] and ICD-10 [1] follow a categorical mod-
tradition in psychopathology, such as Kraepelin [31] and el. They confirm or reject the presence of a mental disor-
Bleuler [32], the very founders of scientific psychiatry, al- der based on a number of signs and/or symptoms previ-
ready considered the disturbances of corporeality as fun- ously defined by consensus. DSM-5 requires the fulfil-
damental phenomena of depression. Kurt Schneiders ment of 3 general criteria: (1) the presence of 5 of a series
[33] description of the disturbance of vital feelings as of 9 symptoms for a period of at least 2 weeks; (2) that
the core phenomenon of depression is another example these symptoms cause a certain degree of impairment in
of the importance of bodily experience in this illness. social, occupational, or other important areas of func-
Other authors who have approached the subject from a tioning, and (3) that they are not attributable to the effects
more empirical perspective have also found disturbances of a substance or medical condition. The 9 symptoms are:
of corporeality to be a key feature of depression. In the depressed mood, markedly diminished interest or plea-
mid-1960s, Pfeiffer [4] carried out a long-term, transcul- sure in almost all activities, weight loss/gain or decrease/
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increase in appetite, insomnia or hypersomnia, retarda- clinicians frequently make the diagnosis of mental dis-
tion or psychomotor agitation, fatigue or loss of energy, orders within the first 5 min of interviewing a patient
feelings of worthlessness or guilt, a diminished ability to [54, 55], which shows the importance of the clinicians
think or concentrate and indecisiveness, and, finally, sui- intuition. In 1942, Rmke [56] described the praecox
cidal ideation with/without a specific plan. One of the feeling in schizophrenia, and in 1980, Doerr-Zegers
first 2 symptoms, i.e., depressed mood or inability to ex- and Tellenbach [30] the melancholy feeling in de-
perience pleasure, should always be present. In the ICD- pression.
10, a distinction is made between 3 core symptoms, at 4. The diagnostic and classification systems reduce the
least 2 of which have to be present for a period of at least description of a clinical picture to a number of mani-
2 weeks (depressive mood, loss of interest and enjoyment, festations that generally oscillates between 7 and 10.
and reduced energy and diminished activity), and 7 as- This arbitrary definition causes the list of diagnostic
sociated symptoms, that are not necessarily present, such criteria to always be incomplete. For example, the
as diminished capacities of attention and concentration, Hamilton Scale [57] has 21 symptoms or criteria, but
diminished self-esteem, ideas of guilt or worthlessness, there could also be more if the clinician registers all the
pessimism with respect to the future, suicidal ideas or symptomatology referred by a large number of pa-
acts, sleep alteration, and loss of appetite. In addition, tients [7]. On the other hand, DSM and ICD do not
ICD-10 distinguishes 3 degrees of major depressive epi- mention anxiety as a symptom of depression whereas
sode: mild, moderate, and severe. clinical experience and empirical studies [4, 5860]
DSM and ICD diagnostic and classification systems show that anxiety is almost always present.
have methodological limitations and differ from ap- 5. Among the 9 criteria listed in DSM-5, some may be
proaches used in classical psychopathology: infrequent in non-Western cultures [4, 7, 61]. Al-
1. They suggest that psychiatric symptoms are objec- though the DSM-5 has improved its international
tive and measurable as in somatic medicine, but most compatibility compared to previous versions and aims
of them are subjective manifestations expressed in for cultural sensitivity [62], transcultural manifesta-
very different forms depending on the idiosyncrasy of tions of depression are still insufficiently acknowl-
the patient. The expressions I feel depressed or I feel edged. Infrequency or absence of symptoms in certain
anxious can mean many different things. In the pa- cultures may cause a shifting of the threshold to diag-
tient-clinician relationship, the encounter of subjec- nose depression in those cultures.
tivities, the symptoms acquire their real semiological 6. Finally, the relationship between the listed criteria is
value. only one of contiguity: they are put beside each other
2. Categorical systems assume that mental disorders are without any form of ranking between, as if all 9 are
entities in themselves, and are consequently verifiable equally important and frequent. If one were to ac-
(as in somatic medicine). They try to be more scien- knowledge the different frequency and importance of
tific and attempt to overcome the lack of substrate the symptoms for diagnosing depression, then a hier-
with strict definitions as to the number of symptoms archy and weights of symptoms for the diagnostic pro-
required. In contrast, the phenomenological approach cess should exist.
conceives mental disorders as ideal types, which was
originally postulated by Jaspers [49], and updated in
the last decades by Schwartz et al. [5052], assuming Symptomatological versus Phenomenological
that psychopathological syndromes generally do not Diagnosis of Depression
have a biological substrate on which the diagnosis is
based. We suggest that the current symptomatological diag-
3. Operational systems try to minimize the subjectivity of nostic criteria of MDD could become more valid by in-
the observer. They are based on a philosophy of sci- corporating a phenomenological approach to the diagno-
ence that aims at objective knowledge, in the sense of sis of depression. By phenomenology, we do not refer to
being intersubjectively certifiable independently of in- the behaviorist approach of consciousness in the third-
dividual opinion or preference, on the basis of data person perspective (known as heterophenomenology
obtainable via suitable experiments or observations [63]) according to the amalgam as used in DSM, where
[53]. In contrast, phenomenological approaches make phenomenology functions as a synonym of symptom-
use of the subjectivity of the observer. For example, atology [17]. We rather refer to the concept of phenom-
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85]. In contrast, in depression, patients conserve the sense feeling cold or nauseous, etc. Alterations of self-embodi-
of their body as their own. They also experience their ment can also be observed by the clinician: paleness, an
body as an object, but from within, as their own objecti- opaque gaze, expressions of anxiety and helplessness,
fied body. The characteristic of disturbances of embodi- omega melancholium forehead wrinkles, eyelids with Ve-
ment in depression has previously been called chrema- raguth folds, the slumping of the body as a whole, etc.
tization [30] and corporealization [86, 87]. Chrema- The 2nd phenomenon corresponds to the alteration of
tization is derived from the Greek chrema, which denotes the relationship of the subject with the world, which can
thing (or in German das Ding [Latin, res], meaning be described as a disturbance of the patients embodied
reification or objectification). This phenomenon in de- affective intentionality. This is usually characterized as an
pression corresponds to the bodily devitalization, i.e., inhibition, which is subjectively lived by the patient as a
the diminishment of the bodys feeling of being alive or generalized inability, the incapacity to feel pleasure and/
being able, which manifest to different degrees, culminat- or any feelings at all. Binswanger [90] considered this
ing in melancholic stupor and nihilistic delusions, as in phenomenon as the essence of depression and called it
cases of Cotards syndrome. not-being-able to (das Nicht-Knnen in German)
We propose characteristic disturbances of embodi- and Bleuler [32] called it an alteration of the centrifugal
ment as the fundamental phenomena of core depression, functions (i.e., the functions that connect us with the en-
which manifests in 3 fundamental dimensions: embodied vironment). Patients complain of not being able to pay
self, embodied intentionality, and embodied time. This attention during conversations or to concentrate when
hypothesis is based on the empirical studies on depres- reading, that they forget things, find it difficult to decide
sion carried out at the beginning of the 1970s in Chile [7], and begin things, and that even the simplest things seem
which were later elaborated on [2230]. Following up on difficult for them, etc. Such manifestations were labeled
this previous research, we suggest that depression, in- by Mayer-Gross et al. [91] as generalized insufficiency of
cluding the symptoms listed in the DSM, ICD, and Ham- all mental activities. This phenomenon of embodied in-
ilton Scale as well as many others symptoms observed in tentionality can be objectively observed by the clinician
clinical practice, is composed of 5 fundamental phenom- as a general slowdown, which presents with diminished
ena. Three correspond to disturbances of embodiment, facial expression, a slowing of body movements, a ten-
all present in what we would call core depression. The dency to remain static, latency of responses, lowering of
other 2 dimensions imply cognitive phenomena which the tone of voice, etc. It is important to note that inhibi-
are not always present, with variations depending on cul- tion does not only refer to an inability to act, but also to
tural factors [4, 7, 61]. feel pleasure, pain, or any emotion at all. So inhibition is
The 1st fundamental phenomenon constituting a dis- not only a pragmatic I cannot, but at the same time an
turbance of embodiment is the alteration of the subjects affective I cannot, and finally a more fundamental em-
relationship with his own body. It is a disturbance of the bodied I cannot, since one acts and feels through ones
sensitivity (the way of finding or feeling oneself in ones body. Thus, depressive inhibition does not primarily con-
own body), die Befindlichkeit in German, as used in cern the cognitive level or the psychomotor system (which
classical psychopathology [88] and anthropological med- is also present in Parkinson disease and in paralysis, for
icine [89]. The symptoms belonging to this dimension, instance), but rather the lived-body. From the clinicians
together with the alteration of the biological rhythms (the perspective, this disturbance of embodied intentionality
3rd phenomenon), have been considered by the classical may appear through a specific missing of the patients
and the contemporary authors as the essential distur- bodily resonance in the context of an intercorporeal and
bances of the illness [4, 7, 22, 25, 26, 30, 88]. From the interaffective dialogue during the diagnostic process [39].
patients perspective, the change in the experience of their The 3rd phenomenon corresponds to alterations of
own body is shown in multiple forms, among which de- embodied time, and it manifests as disturbances of bio-
pressed mood (the 1st DSM criterion) and energy loss logical rhythms. These are altered, inverted, or suspend-
(the 6th DSM criterion) represent only part of the com- ed. The sleep-wake rhythm is altered (insomnia and, less
plex phenomenon. Patients complain of many of these frequently, hypersomnia), appetite (loss, and occasion-
symptoms, which are all interconnected since they are all ally excess), digestion (often constipation, sometimes
manifestations of the alteration of Befindlichkeit: anxi- diarrhea) and libido (generally diminuition, but, infre-
ety, heaviness of limbs, pain in several parts of the body, quently, an increase is observed). An example of an inver-
precordial oppression, the classic globus melancholicus, sion of a biological rhythm occurs with circadian rhythms:
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Positivistic paradigms in psychiatry and the subse- search [54, 80]. Further conceptualization and clinical re-
quent establishment of classification systems aim to be search are needed in order to test the reliability and valid-
more scientific. They have excluded subjectivity, with ity of our proposed phenomenological approach. Evalu-
serious consequences for the validity of psychiatric diag- ating the subjective experiences of clinicians during the
noses, empirical research, and psychotherapeutic inter- diagnostic process could be included in future clinical re-
ventions [96]. In this context, we show the importance of search paradigms, addressing not only the experiences of
reincorporating the patients subjective experiences as patients but also with a novel intent to describe this phe-
well as the viewpoint of the clinician who observes the nomenon from the perspective of the clinicians.
phenomenon and establishes the diagnosis [22, 39, 55, 79, Finally, phenomenological psychopathology usually
80]. Nevertheless, whereas most psychiatrists implicitly describes general structures of experience such as tempo-
include such phenomenological data in clinical diagnosis rality, spatiality, corporeality, and intersubjectivity, and
and decision-making, it cannot be assumed that all clini- their disturbances in mental disorders [69]. For instance,
cians have this intuitive skill to recognize and typify their Viktor von Gebsattel [97], in 1928 (reedited in 1954), was
patients in the proposed way to a similar degree. Thus, the first author to describe the structural dimension of
this diagnostic approach will require further conceptual- temporality in depression. Only a few classical and mod-
ization, standardization, and clinical guidance. We con- ern authors have made contributions to this subject;
sider that the phenomenological experience of the clini- among them are Erwin Straus [98] and, recently, Kevin
cian has a diagnostic value, e.g., symptoms like fatigue or Aho [99]. These authors more or less coincide in consid-
loss of energy nearly every day, feelings of worthless- ering the standstill of the internal time (the immanent
ness or excessive or inappropriate guilt, are not symp- time of becoming [97] in von Gebsattels words) as the
toms of MDD per se, but they have diagnostic relevance essential phenomenon of depression, with the conse-
if, and only if, they appear in the more holistic context of quent disappearance of the future. We are aware that the
the clinicians intuition of a disturbance of embodiment. 3 basic phenomena described as core depression, al-
Otherwise, these symptoms are not meaningful for the though manifesting on a clinical level, derive from this
diagnosis. They may also manifest in other disorders or specific disturbance of temporality. However, it was not
may be found in normal mood variations. For instance, the intention of this paper to expand descriptions of gen-
the clinician could observe, in the opaque gaze of his pa- eral structures of experience, but rather to contribute to
tient, a characteristic disturbance of embodiment, com- the development of specific diagnostic tools for improv-
mon in patients suffering from depression. Such phe- ing clinical practice.
nomena, which are not objectively given like symptoms,
but only appear through the experience of the psychia-
trist, are excluded from a manualized diagnosis, but they Disclosure Statement
have a fundamental diagnostic value, as pointed out by
There are no conflicts of interest.
phenomenological psychiatrists [5, 30] and empirical re-
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