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Cardiac Dysfunction and Mortality in

HIV-Infected Children
The Prospective P2C2 HIV Multicenter Study
Steven E. Lipshultz, MD; Kirk A. Easley, MS; E. John Orav, PhD; Samuel Kaplan, MD;
Thomas J. Starc, MD, MPH; J. Timothy Bricker, MD; Wyman W. Lai, MD, MPH;
Douglas S. Moodie, MD; George Sopko, MD, MPH; Steven D. Colan, MD; for the Pediatric
Pulmonary and Cardiac Complications of Vertically Transmitted HIV Infection (P2C2 HIV) Study Group

BackgroundLeft ventricular (LV) dysfunction is common in children infected with the human immunodeficiency virus
(HIV), but its clinical importance is unclear. Our objective was to determine whether abnormalities of LV structure and
function independently predict all-cause mortality in HIV-infected children.
Methods and ResultsBaseline echocardiograms were obtained on 193 children with vertically transmitted HIV infection
(median age, 2.1 years). Children were followed up for a median of 5 years. Cox regression was used to identify
measures of LV structure and function predictive of mortality after adjustment for other important demographic and
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baseline clinical risk factors. The time course of cardiac variables before mortality was also examined. The 5-year
cumulative survival was 64%. Mortality was higher in children who, at baseline, had depressed LV fractional shortening
(FS) or contractility; increased LV dimension, thickness, mass, or wall stress; or increased heart rate or blood pressure
(P0.02 for each). Decreased LV FS (P0.001) and increased wall thickness (P0.004) were also predictive of
increased mortality after adjustment for CD4 count (P0.001), clinical center (P0.001), and encephalopathy
(P0.001). FS showed abnormalities for up to 3 years before death, whereas wall thickness identified a population at
risk only 18 to 24 months before death.
ConclusionsDepressed LV FS and increased wall thickness are risk factors for mortality in HIV-infected children
independent of depressed CD4 cell count and neurological disease. FS may be useful as a long-term predictor and wall
thickness as a short-term predictor of mortality. (Circulation. 2000;102:1542-1548.)
Key Words: viruses mortality pediatrics AIDS

C hildren infected with the human immunodeficiency


virus (HIV) may develop a wide range of cardiovas-
cular abnormalities, some of which are known to be
a National Heart, Lung, and Blood Institute study, Pediatric
Pulmonary and Cardiac Complications of Vertically Trans-
mitted HIV Infection (P2C2 HIV). We examined 9 echocar-
associated with poor survival.13 In addition, we recently diographic measures of left ventricular (LV) structure and
reported that among HIV-infected children, baseline echo- function at enrollment to determine whether any abnormali-
cardiographic abnormalities are common, persistent, and ties predicted mortality after adjustment for demographic
often progressive.1 variables and other risk factors. We also constructed longi-
To determine the clinical value of baseline echocardio- tudinal profiles of the echocardiographic measurements to
graphic findings as predictors of mortality, we studied chil- determine how early the predictors could distinguish between
dren with vertically transmitted HIV infection participating in survivors and nonsurvivors.

Received August 5, 1999; revision received May 8, 2000; accepted May 8, 2000.
From the Division of Pediatric Cardiology (S.E.L.), University of Rochester Medical Center and Childrens Hospital at Strong and Department of
Pediatrics (S.E.L.), University of Rochester School of Medicine and Dentistry, Rochester, NY; Department of Cardiology (S.E.L., S.D.C.), Childrens
Hospital, Department of Pediatrics, Harvard Medical School (S.E.L., S.D.C.), Department of Pediatrics, Boston Medical Center and Boston University
School of Medicine (S.E.L.), and Department of Medicine, Brigham and Womans Hospital (E.J.O.), Boston, Mass; Department of Biostatistics and
Epidemiology (K.A.E.) and Department of Pediatrics, Division of Pediatric Cardiology (D.S.M.), Cleveland Clinic Foundation, Cleveland, Ohio;
Department of Pediatrics, Division of Pediatric Cardiology, University of California, Los Angeles Medical Center and School of Medicine, Los Angeles
(S.K.); Department of Pediatrics, Division of Pediatric Cardiology, Mt Sinai School of Medicine (W.W.L.), and Department of Pediatrics, Division of
Pediatric Cardiology, Presbyterian Hospital/Columbia University College of Physicians and Surgeons (T.J.S.), New York, NY; Department of Pediatrics,
Division of Pediatric Cardiology, Baylor College of Medicine, Houston, Tex (J.T.B.); and the National Heart, Lung, and Blood Institute, Bethesda, Md
(G.S.).
Guest Editor for this article was David A. Sahn, MD, Oregon Health Sciences University, Portland.
Correspondence to Dr Steven E. Lipshultz, Division of Pediatric Cardiology, University of Rochester Medical Center, 601 Elmwood Ave, Box 631,
Rochester, NY 14642. E-mail steve_lipshultz@urmc.rochester.edu
2000 American Heart Association, Inc.
Circulation is available at http://www.circulationaha.org

1542
Lipshultz et al Cardiac Function and Pediatric HIV Mortality 1543

Methods used to classify each child according to the most severe clinical HIV
We have previously described the P2C2 HIV study, a natural history stage up to the time of first echocardiogram.
study of cardiac and pulmonary complications of vertically transmit-
ted HIV infection at 5 clinical centers (10 hospitals) in different parts Statistical Analyses
of the United States.4 Although 2 prospective cohorts of HIV- Cumulative survival was estimated with the Kaplan-Meier method.
infected children were included in the study design, this report is Log-rank tests were used to compare survival according to baseline
limited to the older HIV-infected cohort (group 1). Briefly, 205 clinical characteristics and baseline measures of cardiac function,
group 1 children 28 days old with documented maternally trans- with groups defined by dichotomized z scores. Relative risks were
mitted HIV infection were enrolled between May 1990 and April calculated to measure the degree of association between the baseline
1993. Recruitment of patients occurred in pediatric clinics (hospital- cardiac function z scores and survival by fitting the Cox
based and non hospital-based) and inpatient wards, resulting in a proportional-hazards regression model separately for each baseline
sequential enrollment of all consenting patients. The protocol was echocardiographic measurement. The Spearman rank-order correla-
approved by the institutional review board at each center. Informed tion coefficient was used to determine the association between
consent was obtained from the patient, the parent, or the legal echocardiographic parameters. All tests were 2-sided and unadjusted
guardian. Patient interval histories were obtained during visits to the for multiple comparisons. A value of P0.05 indicated statistical
clinic or retrospectively from medical records. The other prospective significance.
cohort consisted of 600 infants born to HIV-infected mothers Forward and backward stepwise selection were used to choose
enrolled during pregnancy or before 28 days postpartum. They are prognostic variables for a Cox proportional-hazards regression
not included in the present article because the covariates measured at model, and both methods led to the same results. Only factors that
birth are very different from those measured in a cohort of patients were significant at P0.05 in the univariable analyses were included
who enroll at later ages and are mostly symptomatic. in the multivariable analyses. The relative risk and its 95% CI were
All children underwent protocol-directed echocardiographic test- calculated for each factor in the presence of others in the final model.
ing every 4 months regardless of clinical status using Hewlett Repeated-measures analyses were performed for each cardiac
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Packard 500, 1000, 1500, and Acuson 128 XP equipment. All function measurement and z score to examine the amount of time
echocardiograms were centrally remeasured by 1 of 3 technicians before death that a predictor could discriminate children who died
unaware of the clinical status of the patient. For each echocardio- from those who were still alive at the end of follow-up. For each
graphic study, children 4 years old were sedated if necessary. 2D cardiac outcome, these analyses performed by SAS Proc Mixed
echocardiography and Doppler studies with stress-velocity analysis provided separate estimates of the mean and 95% CIs according to
were performed for each child.1 Afterload was measured as merid- vital status and time before the last echocardiogram or death.
ional end-systolic LV wall stress. LV mass was calculated from the
M-mode measurements by the method of Devereux et al.5 Results
Normative values for the echocardiographic measures according
to age or body surface area were developed from 285 healthy Patient Population
children (these external control subjects were not part of the P2C2 Of the 205 enrolled children, a central analysis of echocar-
HIV study) measured at the same central interpretation unit in the diographic data was performed for 193 children, who consti-
same manner as the patients.1 To adjust for growth, z scores were tute the study cohort. The remaining 12 children were not
created for the HIV-infected children by taking each echocardio-
graphic measure, subtracting the age-appropriate or body surface included because of inability to centrally remeasure the initial
areaappropriate mean, and dividing by 1 SD. Therefore, a z score of echocardiogram (5 children, of whom 4 died and 1 was lost to
0 represents a measurement equal to the normal mean value for the follow-up), 1 large atrial septal defect, pulmonary hyperten-
childs age or body surface area, whereas a z score of 2 represents sion and wall motion abnormalities (2 children, 1 of whom
a measurement 2 SD below average. Age correction was used for died), and absence of an echocardiogram (4 children, of
fractional shortening (FS), wall stresses, blood pressure, and heart
rate; body surface area correction was used for LV dimension, whom 2 died and 2 were lost to follow-up).
end-diastolic posterior wall thickness, and mass.1 Most of the children were black (86 children) or Hispanic
The prognostic variables were measured at the time of the initial (73 children), and only 22 children were asymptomatic before
echocardiogram. Covariates were chosen because of prior work the initial echocardiogram. The median age at the first
suggesting that they were important for cardiovascular morbidity and echocardiogram was 2.1 years and the median CD4 cell count
mortality.13 Baseline covariates were sex, race, clinical center, CD4
cell count z score, height and weight z scores,6 CDC HIV-disease was 690/mm3 (median z score, 1.92 SD; the normal CD4
stage, encephalopathy, a diagnosis of Pneumocystis carinii pneumo- cell count for a 2-year-old was 2298/mm3).8 Table 1 shows
nia, chest radiographic findings, any zidovudine exposure, and age at the cumulative survival, with 64 of the 193 study children
initial echocardiogram. Baseline measures of cardiac function were dying. The overall 5-year survival was 64% (95% CI, 56.6%
FS, end-diastolic dimension, end-systolic dimension, heart rate, LV
to 71.3%). The median length of follow-up for the 129
mass, end-systolic wall stress (afterload), wall thickness, contractil-
ity, and diastolic blood pressure. Each of the echocardiographic children alive at last contact was 60 months. Of the 27 lost to
parameters was dichotomized at 2 SD except FS (2 SD), follow-up, additional data on vital status were obtained for 21
contractility (2 SD), and wall thickness (1 SD because too few children.
children exceeded 2 SD). An abnormal chest radiograph was defined
by the presence of nodular densities, reticular densities, parenchymal Univariable Predictors of Mortality
consolidation, or increased bronchovascular markings. These radio-
graphs were read with a standardized tool7 at each center by a
Survival was not affected by race or ethnicity, sex, age
pediatric radiologist unaware of the childs clinical status. CD4 category (0 to 1, 1 to 2, 2 to 4, 4 years), or chest radiograph
lymphocyte counts were determined from the first available reading findings (Table 1). However, when a Cox model was used
within 6 months of the initial echocardiogram at laboratories using with the actual noncategorized age, the association between
AIDS Clinical Trials Group quality assurance protocols. z scores age and mortality was significant (P0.02). Survival was
were determined for CD4 counts8 and for height and weight6 and
were categorized as either 2 or 2. Serum was analyzed for lower for children who were short for age (P0.001) or
HIV-1 RNA concentration by quantitative HIV-1 RNA polymerase underweight for age (P0.001) at baseline. The presence of
chain reaction.9 The 1994 revised CDC classification system10 was encephalopathy and increasing severity of CDC symptoms at
1544 Circulation September 26, 2000

TABLE 1. Cumulative Survival Among 193 HIV-Infected Children According to Baseline Clinical Characteristics
Deaths Cumulative Survival (%)SEM

Characteristic n n % 1y 5y P
All children 193 64 33.2 89.62.2 64.03.8
Sex
Male 89 31 34.8 92.12.9 62.95.5 0.70
Female 104 33 31.7 87.43.3 64.95.1
Race or ethnicity
White 28 6 21.4 96.43.5 76.48.7 0.20
Black 86 27 31.4 88.23.5 65.95.6
Hispanic 73 30 41.1 89.03.7 56.06.2
Other 6 1 16.7
Clinical center
1 28 14 50.0 78.67.8 52.29.7 0.02
2 38 8 21.1 92.14.4 78.16.9
3 40 19 47.5 87.25.4 45.29.1
4 34 11 32.4 91.24.9 66.78.2
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5 53 12 22.6 94.33.2 72.37.2


Age at initial echocardiogram, y
01 40 15 37.5 92.24.3 58.28.4 0.70
12 48 12 25.0 85.45.1 74.56.4
24 47 17 36.2 89.44.5 59.87.8
4 58 20 34.5 91.43.7 62.97.1
CD4 count z score within 6 mo of first echocardiogram
2 87 50 57.5 80.54.3 36.86.0 0.001
2 97 11 11.3 97.91.5 87.73.7
CDC symptom status before or at time of echocardiogram
Asymptomatic 22 5 22.7 100.0 77.310.2 0.001
A 32 3 9.4 100.0 89.26.0
B 36 8 22.2 94.43.9 75.27.7
C 103 48 46.6 82.43.8 49.35.4
Baseline encephalopathy before or at time of
echocardiogram
No 149 41 27.5 94.61.9 69.74.1 0.001
Yes 44 23 52.3 72.16.8 44.28.1
Height z score
2 53 26 49.1 75.06.0 46.97.5 0.001
2 140 38 27.1 95.01.9 70.34.2
Weight z score
2 39 25 64.1 74.47.0 33.28.1 0.001
2 154 39 25.3 93.42.0 72.14.0
Zidovudine before echocardiogram
No 57 13 22.8 100.0 74.56.2 0.03
Yes 136 51 37.5 85.13.1 59.54.6
P carinii pneumonia before echocardiogram
No 164 49 29.9 90.22.3 67.73.9 0.02
Yes 29 15 51.7 86.26.4 42.610.6
Chest radiograph findings within 6 mo of first
echocardiogram
Abnormal 61 24 39.3 93.33.2 53.67.4 0.28
Normal 121 36 29.8 88.42.9 70.04.4
Lipshultz et al Cardiac Function and Pediatric HIV Mortality 1545

TABLE 2. Cumulative Survival Among 193 HIV-Infected Children According to Baseline


Echocardiographic Measurements
Deaths Cumulative Survival (%)SEM

Measurement z score n n % 1y 5y P
LV mass 2 165 43 26.1 92.72.0 70.63.9 0.001
2 24 20 83.3 66.79.6 20.08.4
End-diastolic dimension 2 176 50 28.4 92.02.1 69.03.8 0.001
2 17 14 82.4 64.711.6 14.19.0
End-systolic dimension 2 159 42 26.4 93.02.0 71.03.9 0.001
2 34 22 64.7 73.57.6 31.68.8
FS 2 56 32 57.1 73.06.0 38.17.3 0.001
2 137 32 23.4 96.31.6 74.44.1
Heart rate 2 152 44 29.0 92.72.1 68.34.1 0.006
2 41 20 48.8 78.06.5 47.98.5
Contractility 2 33 16 48.5 75.87.5 50.09.1 0.01
2 144 45 31.3 93.02.1 65.54.4
End-diastolic posterior wall thickness 1 159 47 29.6 91.12.3 68.43.9 0.02
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1 34 17 50.0 82.46.5 44.59.5


Afterload 2 141 42 29.8 92.92.2 67.44.3 0.002
2 36 19 52.8 77.86.9 42.99.3
Diastolic blood pressure 2 173 53 30.6 91.32.2 67.33.8 0.003
2 17 11 64.7 70.611.1 33.111.8

baseline were both associated with higher mortality blood-pressure z scores when analyzed as a continuous
(P0.001). Survival also differed among clinical centers variable (P0.31).
(P0.02). Other factors associated with lower cumulative Statistically significant associations were found between
survival included suppressed CD4 cell counts (P0.001), a FS and contractility (0.56), end-diastolic dimension
history of zidovudine therapy (P0.03), and Pneumocystis (0.31), end-systolic dimension (0.61), afterload
carinii pneumonia diagnosed before the initial echocardio- (0.63), and LV mass (0.31) at baseline. Wall
gram (P0.02). thickness and LV mass were also closely correlated at
The relationship between mortality and baseline impaired baseline (0.45).
cardiac function is shown in Table 2 and Figure 1. Mortality
was higher in children with a depressed baseline FS Multivariable Predictors of Mortality
(P0.001). A similar pattern was noted for contractility Data were available for all covariates in 184 children (9
(P0.01). Mortality was also significantly higher for children children who did not have a CD4 cell count within 6 months
with increased end-diastolic dimension (P0.001), end-sys- of the baseline echocardiogram could not be included in the
tolic dimension (P0.001), wall stress (P0.002), heart rate analyses). A multivariable Cox model using stepwise selec-
(P0.006), LV mass (P0.001), end-diastolic posterior wall tion was used to identify a subset of covariates as independent
thickness (P0.02 for 1 SD), or diastolic blood pressure risk factors for survival. CD4 count z score, clinical center,
(P0.003). encephalopathy, and age at initial echocardiography remained
Figure 1 illustrates the impact on cumulative survival of significantly associated with survival. Factors that did not
each of the clinical and echocardiographic measures that are remain significant included zidovudine exposure, P carinii
also significant in the multivariable models described below. pneumonia, and continuous-weight z score.
Alternative analyses using Cox proportional-hazards models After these significant nonechocardiographic covariates
separately for each echocardiographic measure as a continu- had been included, the Cox model was refitted separately for
ous z score produced similar results. An increased risk of each echocardiographic z score. FS (P0.001), contractility
death per 1 SD change in z score occurred with increased LV (P0.001), end-systolic dimension (P0.001), LV wall
mass (relative risk, 1.84; P0.001), increased end-diastolic thickness (P0.008), and LV mass (P0.007) remained
dimension (relative risk, 1.69; P0.001), increased end-sys- significant. Heart rate, afterload, and end-diastolic dimension
tolic dimension (relative risk, 1.68; P0.001), decreased FS lost significance after adjustment for nonechocardiographic
(relative risk, 1.39; P0.001), increased heart rate (relative covariates.
risk, 1.34; P0.001), increased wall thickness (relative risk, In the final model in Table 3, both decreased FS z score
1.29; P0.009), depressed contractility (relative risk, 1.30; (P0.001) and increased wall thickness z score (P0.004)
P0.001), and increased afterload (relative risk, 1.25; were independent prognostic risk factors of mortality after
P0.001). Survival was not affected by baseline diastolic adjustment for CD4 count z score (P0.001), encephalopathy
1546 Circulation September 26, 2000
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Figure 1. Cumulative survival for 193 HIV-infected children according to baseline clinical characteristics and baseline echocardiograph-
ic measurements. A, CD4 cell count z score; B, encephalopathy; C, FS z score; D, LV mass z score; E, wall thickness z score; F, end-
diastolic dimension z score; G, end-systolic dimension z score; and H, contractility (stress-velocity index) z score.

(P0.001), and clinical center (center 1 versus center 5, High FS or contractility and low LV mass were found not
P0.001; center 3 versus center 5, P0.03). The adjusted to be risk factors for death. However, we did find an additive
relative risk for FS was 1.31 per 1 SD drop, and for wall relationship between LV wall thickness and dimension.
thickness was 1.35 per 1 SD increase. Age, LV mass, Cumulative 5-year survival for the 18 children with elevated
contractility, and dimension lost significance and were not (1 SD) ventricular dimension and elevated (0.5 SD) wall
retained in the model. Because LV mass and wall thickness thickness was 22.5%. In contrast, survival among the 100
were highly correlated, the model was also fitted with LV children with normal dimension and thickness was 76.2%
mass instead of wall thickness; both FS (P0.001) and LV (P0.001). Five-year survival was 64.2% among 40 children
mass (P0.04) were independently associated with survival with only increased thickness and 51.7% among 35 children
after adjustment for CD4 count, encephalopathy, and clinical with only increased dimension.
center. Likewise, the model was also fitted with LV contrac- In a subset of 157 patients for whom HIV RNA copy
tility instead of FS; both wall thickness (P0.02) and number was available, decreased FS and increased wall
contractility (P0.006) were independently associated with thickness z scores still remained significant predictors of
survival after adjustment for CD4 count, encephalopathy, and mortality after adjustment for HIV RNA copy number (ana-
clinical center. lyzed on a logarithmic base 10 scale) (P0.04), CD4 cell

TABLE 3. Multivariable Analysis of Factors Associated With Survival for Children Infected With HIV
Effect Estimated Standard Error Relative Riskexp () 95% CI P
FS z score (per 1 SD decrease) 0.2704 0.0639 1.31 1.161.49 0.001
Wall thickness z score (per 1 SD increase) 0.2987 0.1029 1.35 1.101.65 0.004
CD4 count z score (per 1 SD decrease) 1.5029 0.2405 4.49 2.817.20 0.001
Encephalopathy (yes/no) 1.2312 0.3059 3.43 1.886.24 0.001
Clinical center 1 (1/5) 1.7995 0.3870 6.05 2.8312.91 0.001
Clinical center 3 (3/5) 0.7126 0.3354 2.04 1.063.94 0.03
Lipshultz et al Cardiac Function and Pediatric HIV Mortality 1547
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Figure 2. Longitudinal change in echocardiographic measurements for survivors and nonsurvivors (64 dead and 129 alive). Time trend
lines represent mean and 95% CIs according to time before last echocardiogram or death (months). A, FS z score; B, wall thickness z
score; C, LV mass z score; D, contractility (stress-velocity index) z score; E, FS (%); F, wall thickness (cm, adjusted for body surface
area); G, LV mass (g, adjusted for body surface area); and H, end-systolic dimension z score.

count z score (P0.001), encephalopathy (P0.001), and 1.11 and 2.32; mean FS, 32.3% and 29.8%), LV mass
clinical center (center 1 versus center 5, P0.001; center 3 (mean z score, 0.29 and 1.75; mean LV mass, 60.7 and
versus center 5, P0.02). The relative risk was 1.39 per 1 SD 73.8 g), wall thickness (mean z score, 0.14 and 0.46; mean
increase (P0.004) for wall thickness and 1.41 per 1 SD wall thickness, 0.63 and 0.67 cm), end-diastolic dimension
decrease (P0.001) for FS. Replacing wall thickness z score (mean z score, 0.20 and 1.31; mean end-diastolic dimension,
with LV mass z score provided similar findings. 3.62 and 3.81 cm), end-systolic dimension (mean z score,
0.70 and 2.25; mean end systolic dimension, 2.44 and 2.74
Timing of Mortality cm), and contractility (mean z score, 0.94 and 1.88).
Figure 2 shows the model-based means and 95% CIs for
measurements and z scores according to time before the last
echocardiogram or death for the 64 children who died and the Discussion
Baseline echocardiographic abnormalities in HIV-infected
129 children who remained alive at last contact. Figure 2, A
and E, indicates that within 18 months of death, the mean FS children were associated with cumulative all-cause mortality.
z score was 2.0, with a mean FS 31%. On the basis of In multivariable analyses, baseline depressed LV systolic
the separation in curves that starts at 36 months, depressed FS performance and increased LV wall thickness made statisti-
may be a useful marker for increased mortality for up to 3 cally significant contributions to the prediction of mortality
years before death. In contrast, LV contractility (Figure 2D) after adjustment for immunodeficiency, HIV viral load,
did not differ between survivors and nonsurvivors until 2 encephalopathy, and clinical center. We show that echocar-
years before death. LV mass (Figure2, C and G) and diographic measurements (z scores) of LV structure and
end-systolic dimension (Figure 2H) show a difference be- performance provide noninvasive, independent markers of
tween survivors and nonsurvivors 2 years before death, disease and death in HIV-infected children that may be
suggesting that these may be long-term prognostic indicators. clinically useful.
LV wall thickness (Figure 2, B and F) shows a difference Both contractility and FS were predictive of survival in
only 18 to 24 months before the final echocardiogram. At the univariable analyses. In multivariable analyses, however, FS
time of death, echocardiographic measurements differed be- was a more important predictor. This is not surprising,
tween survivors and nonsurvivors for FS (mean z score, considering that FS represents the end products of multiple
1548 Circulation September 26, 2000

processes, including preload, afterload, heart rate, and con- HR-96040, NO1-HR-96041, NO1-HR-96042, and NO1-HR-96043)
tractility, all of which may be disturbed in these patients. and in part by the National Institutes of Health (RR-00865, RR-
Differences in survival between clinical centers did not 00188, RR-02172, RR-00533, RR-00071, RR-00645, RR-00685,
and RR-00043).
appear to be attributable to disease differences at baseline,
because the center differences remained significant in multi-
variable models after disease variables were included. Ther- References
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Circulation. 2000;102:1542-1548
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