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Reviews/Commentaries/Position Statements

C O M M E N T A R Y

The Evidence for the Effectiveness of


Medical Nutrition Therapy in Diabetes
Management
JOYCE GREEN PASTORS, MS, RD, CDE MARION FRANZ, MS, RD, CDE report (3). In reference to diabetes, the re-
HOPE WARSHAW, MMSC, RD, CDE KARMEEN KULKARNI, MS, RD, CDE port concluded that evidence exists demon-
ANNE DALY, MS, RD, CDE strating that MNT can improve clinical
outcomes while possibly decreasing the
cost of managing diabetes to Medicare. In
conclusion, the IOM recommended to
Congress that individualized MNT, pro-

N
umerous advances in diabetes man- ongoing monitoring. These four steps are
agement and medical nutrition necessary to assist patients in acquiring vided by a registered dietitian with a physi-
therapy (MNT) for individuals with and maintaining the knowledge, skills, at- cian referral, be a covered Medicare benefit
diabetes make this an exciting time. His- titudes, behaviors, and commitment to as part of the multidisciplinary approach to
torically, a challenge to proving the ben- successfully meet the challenges of daily diabetes care, which includes nutrition, ex-
efit of MNT has been the lack of clinical diabetes self-management (2). ercise, blood glucose monitoring, and med-
and behavioral research. In recent years, The primary purpose of this article is to ications.
however, evidence-based outcomes re- review the evidence for the effectiveness of The IOM recommendation is consis-
search that documents the clinical effec- MNT in diabetes, both as an independent tent with the 2002 American Diabetes As-
tiveness of MNT in diabetes has been variable and in combination with other sociation Position Statement Evidence-
reported. components of diabetes self-management Based Nutrition Principles and
The term medical nutrition therapy training (DSMT). In addition, the recent Recommendations for the Treatment and
was introduced in 1994 by the American studies that have demonstrated the effec- Prevention of Diabetes and Related Compli-
Dietetic Association to better articulate tiveness of lifestyle intervention, which in- cations, which states that, because of the
the nutrition therapy process. It is defined cluded MNT, in preventing type 2 diabetes complexity of nutrition issues, it is recom-
as the use of specific nutrition services to will be highlighted. Evidence from several mended that a registered dietitian, knowl-
treat an illness, injury, or condition and studies that supports the cost-effectiveness edgeable and skilled in implementing
involves two phases: 1) assessment of the of MNT in diabetes will also be presented. nutrition therapy into diabetes manage-
nutritional status of the client and 2) treat- ment and education, be the team member
ment, which includes nutrition therapy, Evidence for the clinical providing medical nutrition therapy. How-
counseling, and the use of specialized nu- effectiveness of MNT in diabetes ever, it is essential that all team members be
trition supplements (1). MNT for diabetes To determine the clinical- and cost- knowledgeable about nutrition therapy and
incorporates a process that, when imple- effectiveness of MNT as a potential pre- is supportive of the person with diabetes
mented correctly, includes: 1) an assess- ventative benefit in the Medicare who needs to make lifestyle changes (4).
ment of the patients nutrition and program, the 105th U.S. Congress, in the The evidence from randomized con-
diabetes self-management knowledge Balanced Budget Act of 1997, requested trolled trials, observational studies, and
and skills; 2) identification and negotia- that a study be conducted by the Institute meta-analyses that nutrition intervention
tion of individually designed nutrition of Medicine (IOM) of the National Acad- improves metabolic outcomes, such as
goals; 3) nutrition intervention involving a emy of Sciences. To complete their study, blood glucose and HbA1c levels in indi-
careful match of both a meal-planning ap- the IOM held a number of meetings with viduals with diabetes, is summarized in
proach and educational materials to the public testimony and presented and con- Table 1. Metabolic outcomes were im-
patients needs, with flexibility in mind to ducted a comprehensive literature re- proved in nutrition intervention studies,
have the plan be implemented by the pa- view. both as independent MNT and as part of
tient; and 4) evaluation of outcomes and In December 1999, IOM released their overall DSMT. This evidence also suggests
that MNT is most beneficial at initial di-
From the 1Virginia Center for Diabetes Professional Education, UVA Health System, Charlottesville, Virginia; agnosis, but is effective at any time during
2
Hope Warshaw Associates, Alexandria, Virginia; the 3Springfield Diabetes and Endocrine Center, Spring- the disease process, and that ongoing
field, Illinois; 4Nutrition Concepts by Franz, Minneapolis, Minnesota; and 5St. Marks Diabetes Center, Salt evaluation and intervention are essential.
Lake City, Utah.
Address correspondence and reprint requests to Joyce Green Pastors, Virginia Center for Diabetes Pro-
fessional Education, Box 800770, UVA Health System, 1400 University Ave., Room 2019, Charlottesville, Randomized controlled trials of
VA 22908. E-mail: jag2s@virginia.edu. MNT
Received for publication 6 August 2001 and accepted 6 December 2001. The U.K. Prospective Diabetes Study
Abbreviations: DCCT, Diabetes Control and Complications Trial; DPP, Diabetes Prevention Program; (UKPDS) (5) was a randomized con-
DSMT, diabetes self-management training; IOM, Institute of Medicine; MNT, medical nutrition therapy;
NPG, nutrition practice guideline; UKPDS, U.K. Prospective Diabetes Study.
trolled trial that involved 30,444 newly
A table elsewhere in this issue shows conventional and Systeme International (SI) units and conversion diagnosed patients with type 2 diabetes at
factors for many substances. 15 centers. All treatment and control

608 DIABETES CARE, VOLUME 25, NUMBER 3, MARCH 2002


Commentary

Table 1Summary of evidence for nutrition therapy in diabetes

Type of intervention Study


(Reference) length No. of subjects Outcome
Randomized controlled trials
MNT only
UKPDS Group, 1990 (5) 3 months 3,042 newly diagnosed patients with In 2,595 patients who received intensive nutrition therapy
type 2 diabetes (447 were primary diet failures), HbA1c decreased 1.9%
(8.9 to 7%) during the 3 months before study
randomization
Franz et al., 1995 (6) 6 months 179 persons with type 2 diabetes; 62 HbA1c at 6 months decreased 0.9% (8.3 to 7.4%) with
in comparison group; duration of nutrition practice guidelines care; HbA1c decreased 0.7%
diabetes: 4 years (8.3 to 7.6%) with basic nutrition care; HbA1c was
unchanged in the comparison group with no nutrition
intervention (8.2 to 8.4%)
Kulkarni et al., 1998 (7) 6 months 54 patients with type 1 diabetes; HbA1c at 3 months decreased 1.0% (9.2 to 8.2%) with
newly diagnosed nutrition practice guideline care and 0.3% (9.5 to 9.2%)
in usual nutrition care group
MNT in combination with DSMT
Glasgow et al., 1992 (8) 6 months 162 type 2 diabetic patients over the HbA1c decreased from 7.4 to 6.4% in control-intervention
age of 60 years crossover group while the intervention-control crossover
group had a rebound effect; intervention group had a
multidisciplinary team with an RD who provided MNT
Sadur et al., 1999 (9) 6 months 185 adult patients with diabetes 97 patients received multidisciplinary care and 88 patients
received usual care by primary care. MD; HbA1c decreased
1.3% in the multidisciplinary care group compared with
0.2% in the usual care group; intervention group had a
multidisciplinary team with an RD who provided MNT
Observational studies
Cross-sectional survey
Delahanty and Halford, 1993 (10) 9 years 623 patients with type 1 Patients who reported following their meal plan 90% of
the time had an average HbA1c level 0.9% lower than
subjects who followed their meal plan 45% of the time
Expert opinion
DCCT Research Group, 1993 (11) DCCT group recognized the importance of the role of the
RD in educating patients on nutrition and adherence to
achieve A1c goals; RD is key member of the team
Franz, 1994 (12) DCCT made apparent that RDs and RNs were extremely
important members of the team in co-managing and
educating patients
Chart audit
Johnson and Valera, 1995 (13) 6 months 19 patients with type 2 diabetes At 6 months, blood glucose levels decreased 50% in 76 of
patients receiving nutrition therapy by an RD. Mean total
weight reduction was 5 pounds
Johnson and Thomas, 2001 (14) 1 year 162 adult patients MNT intervention decreased HbA1c levels 20%, bringing
mean levels 8% compared with subjects without MNT
intervention who had a 2% decrease in HbA1c levels
Retrospective chart review
Christensen et al., 2000 (15) 3 months 102 patients (15 type 1 and 85 type 2 HbA1c levels decreased 1.6% (9.3 to 7.7%) after referral to
diabetic patients with duration of an RD
diabetes 6 months
Meta-analyses of trials
Brown, 1996, 1990 (16, 17) 89 studies Educational intervention and weight loss outcomes; MNT had
statistically significant positive impact on weight loss and
metabolic control
Padgett et al., 1988 (18) 7,451 patients Educational and psychosocial interventions in management
of diabetes (including MNT, SMBG, exercise, and
relaxation); nutrition education showed strongest effect
Norris et al., 2001 (19) 72 studies Positive effects of self-management training on knowledge,
frequency and accuracy of self-monitoring of blood
glucose, self-reported dietary habits, and glycemic
control were demonstrated in studies with short follow-
up (6 months)

DIABETES CARE, VOLUME 25, NUMBER 3, MARCH 2002 609


Commentary

groups received nutrition counseling vention group compared with the control tians and nurses as members of the diabe-
from a dietitian upon study entry until 3 group. When control patients crossed over tes care team in comanaging and
months, at which time they were random- to the intervention group, their HbA1c levels educating patients.
ized into intensive or conventional ther- decreased from 7.4 to 6.4% while the inter- Johnson and Valera (13) completed a
apy. During the initial period of the study vention group had a rebound effect, with 6-month retrospective chart audit of out-
when nutrition counseling was the pri- their HbA1c results returning to prestudy comes in 21 patients with type 2 diabetes
mary intervention, the mean HbA1c de- levels. who had completed three individual visits
creased by 1.9% (from 9 to 7%), Sadur et al. (9) published the results with an RD. At 6 months, blood glucose
fasting plasma glucose was reduced by 46 of a randomized controlled trial with 185 levels decreased 33.5% in patients receiv-
mg/dl, and there were average weight patients participating in a health mainte- ing nutrition therapy by an RD. The mean
losses of 5 kg after 3 months. nance organization. A total of 97 patients total weight reduction was 2.05 kg. Of
Franz et al. (6) completed a random- received care from a multidisciplinary the 85% of patients who were on oral
ized, controlled trial in 179 individuals team (dietitian, nurse, psychologist, phar- medication or insulin at the initiation of
with type 2 diabetes, comparing the usual macist) in cluster-visit settings (10 18 the study, approximately half (44%) had
nutrition care consisting of only one visit patients per month for 6 months) com- less or no need for medication at the
with a more intensive nutrition interven- pared with 88 patients who received 6-month end point of the chart audit.
tion, which included at least three visits usual care provided by primary care phy- In 2001, Johnson and Thomas (14)
with a dietitian. The results concluded sicians. HbA1c decreased by 1.3% in the reported the results of a 12-month retro-
that with more intensive nutrition inter- intervention group compared with 0.2% spective chart audit with 162 adults pa-
vention, changes in lifestyle can lead to in the control subjects. Self-care practices tients with diabetes, 81 of whom received
significant improvements in glucose con- and self-efficacy improved significantly MNT intervention with at least two visits
trol. The fasting plasma glucose level de- and hospital admissions and outpatient from an RD. The remaining subjects
creased by 50 100 mg/dl and the HbA1c use were significantly lower for the inter- served as a nonintervention group and
dropped by 12%. The average duration vention group. were chosen by random selection from a
of diabetes for all subjects was 4 years and registry of diabetic patients who had
the decrease in HbA1c was 0.9% (from 8.3 Observational studies never seen an RD. In the patients who
to 7.4%). In the subgroup of subjects with In the Diabetes Control and Complica- received MNT intervention, HbA1c levels
a duration of diabetes 1 year, the de- tions Trial (DCCT) study, Delahanty and decreased 20% (2.14 units), bringing
crease in HbA1c was 1.9% (from 8.8 to Halford (10) reported the results of a mean levels to 8%. In comparison, sub-
6.9%). By 6 weeks to 3 months, it was cross-sectional survey intended to exam- jects without MNT intervention had a 2%
known if nutrition intervention had ine the role of nutrition behaviors in decrease in HbA1c levels (0.2 units),
achieved target blood glucose goals; if it achieving improved glycemic control in with mean levels remaining 8%.
had not, the dietitian made recommenda- 623 intensively treated patients with type A retrospective chart review was con-
tions for changes in medications. 1 diabetes. The control and intervention ducted by Christensen et al. (15) on 102
In a prospective randomized trial, groups both received counseling by a di- patients (15 with type 1 diabetes and 87
Kulkarni et al. (7) examined the effect of etitian; however, the control group re- with type 2 diabetes) to determine the
using nutrition practice guidelines in pa- ceived nutrition counseling every 6 contribution of diabetes MNT and DSMT
tients with type 1 diabetes, as compared months and the intensive management conducted by dietitians in lowering
with the use of standard nutrition inter- group received nutrition counseling every HbA1c values. Patients had a minimum of
vention in a control group. The patients month. The four nutrition behaviors as- two visits with a dietitian, which were
who received intervention incorporating sociated with clinically significant reduc- typically scheduled 2 weeks apart. There
the nutrition practice guidelines achieved tions in HbA1c (0.9%) were: was a significant difference (1.6%) be-
a greater reduction in HbA1c (1.0 vs. tween mean pre-education HbA1c level
0.33%) than those patients who received adherence to prescribed meal and (9.32%) and mean post-education HbA1c
standard nutrition intervention. Dieti- snack plan level (7.74%) measured at 3 months.
tians who incorporated the nutrition adjustment of insulin dose in response
practice guidelines with patients were to meal size Meta-analyses of trials
more likely to conduct a nutrition assess- prompt treatment of hyperglycemia Brown and colleagues (16,17) completed
ment and paid more attention to glycemic avoidance of overtreatment of hypogly- a meta-analysis of 89 studies of educa-
control goals, which contributed to the cemia tional interventions and outcomes spe-
positive outcomes. cific to weight loss in diabetes care. An
In addition, the DCCT Trial Research important highlight of the results from
Randomized controlled trials of Group (11) published an expert opinion these findings is that nutrition therapy
MNT combined with DSMT statement recognizing the importance of alone had the largest statistically signifi-
Using a cross-over design, Glasgow et al. (8) the dietitian as a team member in educat- cant impact on weight loss and metabolic
studied 162 type 2 diabetic patients over the ing patients on nutrition and adherence to control. The combination strategy of nu-
age of 60 years using a multidisciplinary achieve HbA1c goals. Franz et al. (12) also trition and behavioral therapy plus exer-
team that included a dietitian. There was a published an expert opinion highlighting cise had a small effect on body weight, but
significant reduction in caloric intake and the changing roles of the RN, RD, and MD a very significant impact on HbA1c. These
percentage of calories from fat in the inter- and emphasizing the importance of dieti- findings lend support to the effectiveness

610 DIABETES CARE, VOLUME 25, NUMBER 3, MARCH 2002


Commentary

of diabetes patient education in improv- therapy in the management of diabetes is Economic support for MNT
ing patient outcomes. supportive of nutrition intervention. In a econometric study of 12,308 patients
In a review of the effects of educa- with diabetes, Sheils et al. (22) measured
tional and psychosocial interventions in the potential savings from MNT and esti-
the management of diabetes (including Evidence for prevention of diabetes mated the net cost to Medicare of covering
education and skill training in diabetes, Two recent studies (20,21) have shown these services for Medicare enrollees. Dif-
nutrition, self-monitoring, exercise, and that type 2 diabetes can be prevented by ferences in health care utilization levels of
relaxation) in 7,451 patients, Padgett et lifestyle interventions in subjects who are individuals with diabetes, cardiovascular
al. (18) found that nutrition education at high risk for diabetes. In the Finland disease, and renal disease were estimated
showed the strongest effect and relaxation Diabetes Prevention Study, published in for hospital discharges, physician visits,
training showed the weakest effect. May 2001 (20), 522 overweight subjects and outpatient visits for those who did
In March 2001, Norris et al. (19) pub- with impaired glucose tolerance were ran- and did not receive MNT. MNT was asso-
lished a systematic review of the effective- domly assigned to an intervention or con- ciated with a reduction in utilization of
ness of DSMT in type 2 diabetes. The results trol group. The intervention group hospital services of 9.5% for patients with
of 72 randomized controlled trials were received individualized counseling to re- diabetes. Also, utilization of physician
identified. There were positive effects of services declined by 23.5% for individu-
duce weight (seven sessions the first year
DSMT on knowledge, frequency, and accu- als with diabetes who received MNT. The
and every 3 months for the remainder of
racy of self-monitoring of blood glucose, authors concluded that after an initial pe-
self-reported dietary habits, and glycemic study), to decrease intake of total and sat- riod of implementation, coverage for
control in studies with short-term follow- urated fat, and to increase intake of fiber MNT can result in a net reduction in
up of 6 months. With longer follow-up, and physical activity. Subjects were fol- health services utilization and costs. In in-
interventions that used regular reinforce- lowed for 3.2 years and received an oral dividuals aged 55 years and older, the sav-
ment throughout follow-up were some- glucose tolerance test (OGTT) annually. ings will actually exceed the cost of
times effective in improving glycemic Results at the end of 1 year showed a providing the MNT benefit.
control. Educational interventions that in- weight loss of 4.2 and 0.8 kg for the in- Franz et al. (23) evaluated the cost-
volved patient collaboration were thought tervention and control groups, respec- effectiveness of implementing MNT in
to be more effective than didactic interven- tively. The incidence of diabetes after 4 type 2 diabetes. The cost of unit of change
tions in improving glycemic control, years was 11% in the intervention group in fasting plasma glucose (1 mg/dl) from
weight, and lipid profiles. The authors con- and 23% in the control group. During the entry to 6 months was determined. The
cluded that there is evidence to support the study, the risk of diabetes was reduced by intensive nutrition intervention had a
short-term effectiveness of DSMT in type 2 58% in the intervention group. cost-effectiveness ratio of $4.20 com-
diabetes, but further research is needed to The initial results of a similar study, the pared with usual nutrition care with a
assess the effectiveness of self-management Diabetes Prevention Program (DPP), a mul- cost-effectiveness ratio of $5.32. These
intervention on sustained glycemic control ticenter National Institutes of Health study, findings suggest that individualized nu-
and cardiovascular disease risk factors. suggest that type 2 diabetes can be pre- trition interventions can be delivered by
vented and delayed (21). The DPP was a dietitians with a reasonable investment of
randomized trial involving more than 3,200 resources and that the cost-effectiveness
Summary of clinical effectiveness adults who were 25 years of age and who is enhanced when dietitians are engaged
studies were at increased risk of developing type 2 in active decision-making regarding in-
While there are few randomized controlled diabetes (i.e., having impaired glucose tol- tervention based on patient needs.
trials in which nutrition is the only variable erance, being overweight, and having a fam-
(6,7,), there are many studies that demon- ily history of type 2 diabetes). The study Outcome studies lead to
strate the effectiveness of multidisciplinary involved a control group (standard care development of nutrition practice
diabetes education on improved glycemic guidelines
plus a placebo pill) and two intervention
control that include nutrition as a compo- Nutrition practice guidelines (NPGs) de-
groups: one that received a intensive life-
nent. While these studies demonstrated im- fine the best nutrition care for individ-
style modification (healthy diet, moderate
proved outcomes, it is difficult to discern uals with diabetes. NPGs are evidence-
benefits that can specifically be attributed to physical activity of 30 min/day for 5 days/ based and are descriptions of diabetes
MNT alone. However, meta-analyses stud- week) and one that received standard care nutrition care that results in positive
ies looking at diabetes education and a va- plus an oral diabetes agent (Metformin). health outcomes. NPGs for type 1, type 2,
riety of weight loss methods have shown The major study findings indicate that par- and gestational diabetes have been devel-
that nutrition intervention has the largest ticipants in the intensive lifestyle modifica- oped, field tested, and published by the
statistically significant effect on metabolic tion group reduced their risk of developing American Dietetic Association and are
control and weight loss (1618). In addi- diabetes by 58% compared with the medi- available online through their website at
tion, these meta-analyses studies have cation intervention group who reduced www.eatright.org. These NPGs compare
shown that diabetes education in general is their risk by 31%. Even more dramatic was best nutrition care for patients with di-
effective in improving knowledge, skills, the finding that individuals over 60 years of abetes with usual or basic nutrition care.
psychosocial adjustment, and metabolic age in the intensive lifestyle modification As shown in the NPGs, the role of the
control (16 19). Overall, the evidence in group decrease their incidence of develop- dietitian involves more than tailoring a
many types of studies involving nutrition ing type 2 diabetes by 71%. meal plan; rather, it involves integrating

DIABETES CARE, VOLUME 25, NUMBER 3, MARCH 2002 611


Commentary

nutrition with the medical and behavioral Law Manual, American Diabetes Association
Acknowledgments The authors are mem-
care of the individual. Thus, the role of and/or on the American Diabetes Associ- bers of a task force supported by the Diabetes
the dietitian is expanded by communicat- ation website (www.diabetes.org) in the Care and Education Dietetic Practice Group of
ing closely with other health care profes- Advocacy section. These laws do not the American Dietetic Association.
sionals, focusing on blood glucose cover the Medicaid or Medicare popula-
patterns as well as overall diabetes man- tions. They also do not cover people who
agement, and serving as a case manager have their health care coverage through a References
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