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Natural Resources Research (NRR) pp1258-nrr-489579 June 22, 2004 19:56 Style file version Nov. 07, 2000

Natural Resources Research, Vol. 13, No. 2, June 2004 (


C 2004)

A Review and Evaluation of Specific Heat Capacities


of Rocks, Minerals, and Subsurface Fluids.
Part 1: Minerals and Nonporous Rocks

Douglas W. Waples1 and Jacob S. Waples2

Received 25 July 2003, revised 6 April 2004

Heat capacities of the rocks within a sedimentary basin can significantly influence geother-
mal gradients if sedimentation or erosion is rapid. This paper provides data on specific heat
capacities of minerals and nonporous rocks at 20 C, derives equations for calculating specific
heat capacities of minerals and nonporous rocks at temperatures between 0 C and 1200 C,
and shows that pressure effects on heat capacities of solids can be neglected. It derives an
equation for estimating specific heat capacity of any mineral or nonporous rock as a function
of density. Finally, it shows how to calculate the specific heat capacity of any mixture of solid
materials. A companion paper discusses specific heat capacities of the fluids in pore spaces of
rocks and of fluid-filled porous rocks.
The data for minerals and rocks provided herein can be incorporated directly into existing
modeling software by users. However, the temperature-dependent equations would have to
be incorporated by software developers.

KEY WORDS: Basin modeling, thermal capacity, specific heat capacity.

INTRODUCTION In some situations we refer to the specific heat


capacity per unit volume of substance, which is ob-
The heat capacity of any substance is the amount tained by multiplying the specific heat capacity by
of heat required to raise the temperature of that sub- the density. This property is termed the thermal
stance by one degree (usually Celsius or Kelvin, which capacity:
are equivalent in this calculation). As the tempera- Thermal capacity = (Specific heat capacity) (Density)
ture of a substance increases, this heat is stored in
its molecules in the form of higher translational, ro- (1)
tational, and vibrational energies. The stored heat is Thermal capacity is expressed in units of J/cm /K. 3

released when the substance cools down. Heat capacity (C) can be expressed at constant
The specific heat capacity (also noted as specific volume (Cv) or constant pressure (Cp); in this pa-
heat) of a substance is the heat capacity per unit per we use Cp. Heat capacity is isotropic; that is,
mass of that substance. Here we discuss specific heat it is uniform in all directions. In this respect it con-
capacity using SI units (J/kg/K). These units can be trasts strongly with thermal conductivity, which may
converted to cal/g/ C by dividing by 1000 and then be highly anisotropic.
dividing again by 4.184. Specific heat capacity also Heat capacities are of significance in modeling
can be expressed in heat units per mole. thermal history, because when sediments and rocks
are heating up rapidly, the heat required to raise the
1
temperature of the rocks can represent a substan-
Consultant, 9299 William Cody Drive, Evergreen, CO 80439
USA; e-mail: dwwaples@cs.com. tial fraction of the total heat flux. The heat reach-
2 Golder Associates, 44 Union Boulevard, Suite 300, Lakewood, ing the upper sedimentary levels in a rapidly sub-
CO 80228 USA; e-mail: jwaples@golder.com. siding basin thus can be considerably less than the

97
1520-7439/04/0600-0097/1
C 2004 International Association for Mathematical Geology
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98 Waples and Waples

Similarly, when erosion is fast, the heat released


upon cooling is added to the basal heat flow, resulting
in higher geothermal gradients. When sedimentation
or erosion are slow, however, the effect of heat capac-
ity is small, because the amount of heat taken up or
released by the rocks and sediments represents only
a small fraction of total heat flow, and thus does not
strongly affect the geothermal gradient.
Figure 1 shows that at a depth of 10 km there
can be a temperature difference of as much as 50 C
(>15% of the true temperature) when we consider
the heat capacity of the sedimentary rocks. Errors of
1030% in matrix and pore-fluid heat capacity (a re-
alistic appraisal of the situation in the current default
values and calculation functions in some software pro-
grams: see footnote 3) thus could lead to errors on
the order of 515 C in calculated subsurface temper-
Figure 1. Temperature profiles calculated using BasinMod for hy-
pothetical section consisting of equal amounts of interbedded sand-
atures. Errors of this magnitude could significantly
stone and shale deposited at constant rate of 1000 m/my. Radio- affect calculated amounts of hydrocarbon generation
genic contribution: not included. Basal heat flow: constant at 60 or cracking. Because it is easy to avoid major errors in
mW/m2 . Matrix conductivities: sandstone = 4 W/m/ C, shale = 1.5 heat capacity by selecting reasonable values for each
W/m C. Porosity: calculated using exponential equation of Sclater lithology at all temperatures, it would seem advisable
and Christie (1980). Total conductivities of layers: averaged har-
monically. BasinMod conductivity correction factors (for effects of
to do so.
temperature): sandstone = 244, shale = 75. Matrix specific heat Unfortunately, this area of investigation has been
capacities: 2250 kJ/m3 / C (2250 J/kg/K) for both lithologies. Basin- almost totally ignored by researchers interested in
Mod does not vary specific heat capacity as function of temperature. problems of basin modeling. This paper attempts to
Surface temperature: 20 C. Heavy line: temperature profile consid- fill that void by providing data and equations on spe-
ering heat capacities. Thin line: temperature profile ignoring heat
capacities.
cific heat capacities of rocks and minerals, and on the
temperature dependence of specific heat capacities of
those materials. Those values and equations then can
heat available for the deepest layers. Consequently, be used directly in modeling (both by software devel-
geothermal gradients and subsurface temperatures opers and by modelers).
in areas of rapid sedimentation are lower than they
would be if sedimentation rates were lower. Figure 1
illustrates this point: a section consisting of equal OBJECTIVE
amounts of interbedded sands and shales 10 km thick
deposited at a rapid rate of 1 km/my, with a constant The immediate objectives of this paper are (1) to
basal heat flow of 60 mW/m2 , has a calculated temper- provide values of and equations for specific heat ca-
ature of 325 C at 10 km depth when temperature is pacities for solid materials (minerals and nonporous
calculated taking heat capacity into consideration, but rocks) at temperatures from 0 C to 1200 C, and (2) to
a higher temperature (375 C) and geothermal gradi- develop equations for calculating specific heat capac-
ent when heat capacity is ignored.3 ities of mixtures of minerals and mixtures of litholo-
gies. A companion paper (Waples and Waples, 2004)
3
considers the specific heat capacities of fluids occur-
In reality, this example significantly underestimates the magnitude
of the problem. The temperature profile considering heat capac- ring in rocks, and of porous rocks containing those
ity in Figure 1 was calculated using BasinModr software, which fluids in various combinations. The ultimate purpose
does not vary the specific heat capacity of either the mineral mat- in providing these data is to help modelers describe
ter or water as a function of temperature. As we see later, because the specific heat capacities of real rocks with reason-
specific heat capacity is higher at higher temperatures, more heat
able accuracy under subsurface conditions in maturity
is absorbed by rocks at high temperature. The calculated tem-
perature of 325 C at 10 km depth is thus an overestimate, and modeling and basin modeling, and to help model de-
the real difference between the two gradients is greater than that velopers better define the effects of temperature and
shown. pressure in their software.
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Specific Heat Capacities of Rocks, Minerals, and Subsurface Fluids: Minerals and Nonporous Rock 99

HEAT CAPCITIES OF MINERALS


AND NONPOROUS ROCKS

Measured heat capacities of rocks include the


heat capacities of any pore fluids present in the sam-
ples analyzed. Because the specific heat capacity of
water is higher than that of any mineral, the measured
heat capacities of porous, wet rocks do not give a good
indication of the heat capacities of the solid materials.
Measured data obtained from rocks with significant
porosity therefore are not used in this study. Instead,
we focus on the heat capacities of minerals and non-
porous rocks.

Figure 3. Measured specific heat capacities plotted as function of


Reference Temperature temperature for four nonporous rocks, showing general increase in
heat capacity with increasing temperature. Compare with Figure
Specific heat capacities of minerals and non- 2. Data for slate from Kappelmeyer and Haenel (1971). Data for
quartzite, basalt, marble, and serpentine from Cermak and Rybach
porous rocks increase substantially with temperature (1982).
(Figs. 2 and 3). Thus it is important to establish a stan-
dard reference temperature for comparing heat ca-
sured specific heat capacities for the minerals used in
pacities of the various substances. In this study we
this study, and the temperature at which each mea-
arbitrarily use 20 C as the reference temperature.
surement was made.
Unfortunately, specific heat capacity is not al-
Because of the strong temperature dependence
ways measured at the same temperature in laboratory
of specific heat capacity at low temperature, it was nec-
investigations. For most rocks and minerals included
essary to adjust all measured specific heat capacities
in this study, at least one measurement was available
to the value at the reference temperature. The method
at a temperature below 100 C, but the actual measure-
for carrying out this adjustment is discussed in a later
ment temperature differed. Table 1 shows the mea-
section. For the moment let us simply work with the
specific heat capacities adjusted to 20 C, which are
shown in Table 1 and Figure 4.

Variation by Mineralogy

Specific Heat Capacity

The great majority of the specific heat capaci-


ties of minerals at 20 C are between about 600 and
900 J/kg/K, with a strong preference for values be-
tween 700 and 800 J/kg/K (Fig. 4 and Table 1). The
mean value for all the inorganic minerals in our
database is 660 J/kg/K, with a standard deviation of
235 J/kg/K. Specific heat capacities at 20 C of the inor-
ganic minerals in our data set differ from a low of 180
Figure 2. Measured specific heat capacities plotted as function
of temperature for four typical minerals, showing general in-
J/kg/K for bromyrite (AgBr) to a high of 1485 J/kg/K
crease in heat capacity with increasing temperature. Irregular- for epsomite. The lowest values generally occur in
ity in heat capacity trend for quartz represents phase change compounds that contain one or more heavy-metal
from quartz to quartz at about 580 C. Other minerals atoms (especially sulfides, silver halides, tungstates,
also show rapid changes in heat capacity during phase changes. and some oxides and carbonates), whereas the high-
Data for olivine from Kappelmeyer and Haenel (1974). Data
for quartz from Cermak and Rybach (1982). Data for anhydrite
est values are for minerals such as epsomite, brucite,
from Goranson (1942). Data for fayalite from Roy, Beck, and and gypsum, which are either hydroxides or contain
Touloukian (1981). significant amounts of water of crystallization. The
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100 Waples and Waples

Table 1. Measured Specific Heat Capacities for Various Classes of Minerals, and the Temperatures at Which the Measurements were Made.
In Some Data Sources the Measurement Temperature was Simply Specified as Room Temperature. In Those Situations the Temperature
was Assumed to be 20 C. Also Shown is the Specific Heat Capacity at the Reference Temperature of 20 C Calculated Using Equations
(18) and (19). When Multiple Values were Available in the Literature, a Typical Value was Selected. In Most Instances the Published Values
were in Good Agreement with Each Other. In a few Situations, However, the Published Values from Different Sources were Different. In
Those Instances a Maximum and Minimum Published Value were Included, Rather Than a Single Typical Value. Discrepancies may Reflect
Variations in Mineral Composition or Measurement Error. The Measured Specific Heat Capacity for Mirabilite Seems Suspiciously Low,
Because it Contains a Large Amount of Water of Hydration.

Cp (J/kg/K) at Thermal capacity


Density Measurement measurement Cp (J/kg/K) (J/cm3 /K) Measured Cp Density
Mineral 3
(g/cm ) temperature ( C) temperature
at 20 C at 20 C reference reference

Sulfides, arsenides, selenides,


stibnides, tellurides
Acanthite 7.254 0 320 335 2.43 M M
Argentite 7.2 150 350 282 2.03 M M
Arsenopyrite 6.05 20 400 400 2.42 M M
Berzelianite 6.749 0 420 440 2.97 G W
Bismuthinite 6.78 25 238 235 1.60 B W
Bournonite 5.83 50 310 292 1.70 G W
Braggite 10 25 190 188 1.88 B W
Chalcocite 5.65 20 510 510 2.88 M M
Chalcopyrite 4.2 20 534 534 2.24 D O
Cinnabar 8.15 20 215 215 1.75 M M
Clausthalite 8.269 20 187 187 1.55 M M
Cleiofan 4 20 500 500 2.00 M M
Cobaltite 6.25 58 410 380 2.37 M M
Covellite 4.7 0 490 513 2.41 G W
Dyscrasite 9.75 25 229 226 2.21 B W
Galena 7.55 20 210 210 1.59 M M
Greenockite 4.826 20 395 395 1.91 M M
Hauerite 3.481 20 660 660 2.30 M M
Marcasite 4.75 20 605 605 2.87 M M
Metacinnabar 7.66 20 205 205 1.57 M M
Millerite 5.374 0 506 530 2.85 M M
Molybdenite 4.65 20 574 574 2.67 D W
Nickeline 7.7 20 246 246 1.89 M M
Oldhamite 2.58 25 658 651 1.68 B W
Orpiment 3.49 20 475 475 1.66 M M
Proustite 5.57 50 340 320 1.78 G W
Pyrargerite 5.85 50 320 301 1.76 G W
Pyrite 5.05 20 510 510 2.58 M M
Pyrrhotite 4.6 0 594 622 2.86 G W
Realgar 3.58 20 435 435 1.56 M M
Sphalerite 4 0 450 471 1.88 G W
Stibnite 4.63 20 343 343 1.59 D W
Tellurobismuthite 7.815 100 203 175 1.37 B W
Troilite 4.74 0 606 634 3.01 G W
Wurtzite 4.04 20 520 520 2.10 M M
Heavy-metal halides
Bromyrite 6.477 20 180 180 1.17 M M
Calomel 7.15 0 214 224 1.60 B W
Cerargerite 5.571 20 395 395 2.20 M M
Cotunnite 5.8 25 276 273 1.58 B W
Iodyrite 5.684 20 205 205 1.17 M M
Marshite 5.68 25 285 282 1.60 B W
Nantokite 4.136 25 491 486 2.01 B W
Other halides
Carobbiite 2.56 20 795 795 2.04 M M
Chloromagnesite 2.32 0 805 843 1.96 G W
Cryolite 2.97 0 909 952 2.83 G W
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Specific Heat Capacities of Rocks, Minerals, and Subsurface Fluids: Minerals and Nonporous Rock 101

Table 1. Continued

Cp (J/kg/K) at Thermal capacity


Density Measurement measurement Cp (J/kg/K) (J/cm3 /K) Measured Cp Density
Mineral (g/cm3 ) temperature ( C) temperature at 20 C at 20 C reference reference

Fluorite 3.185 20 900 900 2.87 M M


Fluorite 3.18 25 892 882 2.81 Y Y
Halite 2.16 25 926 916 1.98 Y Y
Sellaite 3.18 25 860 851 2.71 Y Y
Sylvite 1.987 25 975 965 1.92 Y Y
Villiaumite 2.802 20 1005 1005 2.82 M M
Heavy-metal oxides
Baddeleylite 5.725 20 455 455 2.60 M M
Ba Orthotitanite 5.8 25 900 890 5.16 Y Y
Braunite 4.79 20 660 660 3.16 M M
Bunsenite 6.62 20 595 595 3.94 M M
Cassiterite 6.95 20 375 375 2.61 M M
Cerianite 7.22 20 370 370 2.67 M M
Chromite 4.9 20 690 690 3.38 M M
Cuprite 6.075 20 460 460 2.79 M M
Eskolaite 5.23 20 770 770 4.03 M M
Franklinite 5.25 25 625 619 3.25 B W
Hematite 5.15 20 620 620 3.19 M M
Hercynite 4.258 20 720 720 3.07 M M
Ilmenite 4.75 25 858 849 4.03 Y Y
Limonite 3.65 20 921 921 3.36 D D
Litharge 9.33 20 220 220 2.05 M M
Magnetite 5.175 20 586 586 3.03 D W
Manganite 4.3 20 765 765 3.29 M M
Manganosite 5.365 20 685 685 3.68 M M
Minium 9.05 25 214 212 1.92 B W
Perovskite 4.02 25 833 824 3.31 Y Y
Pseudobrookite 4.7 25 870 861 4.05 Y Y
Pyrolusite 5 20 775 775 3.88 M M
Rutile 4.24 25 816 807 3.42 Y Y
Sr Metatitanite 5.11 25 873 864 4.42 Y Y
Tenorite 6.5 0 520 544 3.54 G E
Thorianite 9.79 20 234 234 2.29 M M
Titanomagnetite 4.37 25 874 865 3.78 Y Y
Uraninite 10.969 20 240 240 2.63 M M
Wuestite 5.745 20 730 730 4.19 M M
Zincite 5.66 0 480 502 2.84 G W
Other oxides
Anatase 3.84 25 820 811 3.12 Y Y
Arsenolite 3.87 25 567 561 2.17 B W
Bromellite 3.008 20 1020 1020 3.07 M M
Chalcedony 2.59 20 700 700 1.81 M M
Chrysoberyl 3.75 50 840 790 2.96 G W
Corundum 4.022 0 720 754 3.03 G W
Cristoballite 2.33 20 735 735 1.71 M M
Diaspore 3.4 20 1060 1060 3.60 M M
Geikielite 3.84 25 817 808 3.10 Y Y
Hydrargillite (Gibbsite) 2.34 25 1193 1180 2.76 B E
Lime 3.45 20 750 750 2.59 M M
Opal 2.1 20 725 725 1.52 M M
Periclase 3.55 20 970 970 3.44 M M
Quartz 2.648 20 740 740 1.96 M M
Spinel 3.6 20 820 820 2.95 M M
Titanite 3.5 25 818 810 2.83 Y Y
Tridymite 2.285 20 745 745 1.70 M M
Hydroxides
Brucite 2.38 35 1300 1260 3.00 G O, X
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102 Waples and Waples

Table 1. Continued

Cp (J/kg/K) at Thermal capacity


Density Measurement measurement Cp (J/kg/K) (J/cm3 /K) Measured Cp Density
Mineral (g/cm3 ) temperature ( C) temperature at 20 C at 20 C reference reference

Heavy-metal carbonates
Cerussite 6.55 20 330 330 2.16 M M
Malachite 4.05 57 740 687 2.78 G W
Rhodochrosite 3.7 0 700 733 2.71 G W
Siderite 3.944 20 740 740 2.92 M M
Smithsonite 4.434 20 660 660 2.93 M M
Strontianite 3.785 20 570 570 2.16 M M
Witherite 4.25 20 437 437 1.86 M M
Other carbonates
Aragonite 2.93 20 785 785 2.30 M M
Calcite 2.745 20 815 815 2.24 M M
Dolomite 2.84 20 870 870 2.47 M W
Magnesite 2.975 20 880 880 2.62 M M
Nitrates
Nitratine 2.215 20 1150 1150 2.55 M M
Nitre 2.109 0 1190 1246 2.63 G W
Heavy-metal sulfates
Anglesite 6.324 20 344 344 2.18 M M
Barite 4.25 20 540 540 2.30 M M
Celestite 3.95 20 590 590 2.33 M M
Other non-hydrated sulfates
Anhydrite 2.9 20 585 585 1.70 M M
Arcanite 2.66 20 715 715 1.90 M M
Thenardite 2.664 25 971 960 2.56 B W
Hydrated sulfates
Epsomite 1.677 32 1510 1472 2.47 G W
Gypsum 2.32 20 1070 1070 2.48 M M
Kieserite 2.571 9 1000 1025 2.64 G W
Phosphates
Apatite 3.225 20 700 700 2.26 M M
Berlinite 2.618 20 770 770 2.02 M M
Tungstates
Huebnerite 7.12 25 409 405 2.88 B W
Scheelite 6.12 20 440 440 2.69 M M
Tungstite 7.16 0 330 345 2.47 G W
Plagioclases
Albite 2.62 20 730 730 1.91 M M
Analcime 2.25 20 730 730 1.64 M M
Andesine 2.67 20 711 711 1.90 D W
Anorthite 2.76 20 711 711 1.96 D W
Labradorite 2.71 60 820 757 2.05 G O, X, D
Oligoclase 2.64 20 837 837 2.21 D W
Na-K Feldspars
Adularia 2.59 20 685 685 1.77 M M
Cancrinite 2.45 20 750 750 1.84 M M
Leucite 2.485 20 749 749 1.86 D W
Microcline 2.58 20 700 700 1.81 M M
Nepheline 2.6 20 800 800 2.08 M M
Orthoclase 2.6 20 628 628 1.63 D W
Sanidine 2.575 20 690 690 1.78 M M
Olivines
Fayalite 4.24 20 840 840 3.56 M M
Forsterite 3.222 27 820 808 2.60 R W
Monticellite 3.8 20 770 770 2.93 M M
Olivine 3.4 0 550 576 1.96 C D
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Specific Heat Capacities of Rocks, Minerals, and Subsurface Fluids: Minerals and Nonporous Rock 103

Table 1. Continued

Cp (J/kg/ K) at Thermal capacity


Density Measurement measurement Cp (J/kg/ K) (J/cm3 / K) Measured Cp Density
Mineral (g/cm3 ) temperature ( C) temperature at 20 C at 20 C reference reference

Pyroxenes
Aegirine 3.25 20 780 780 2.54 M M
Augite 3.38 20 670 670 2.26 S W
Bronzite 3.38 20 810 810 2.74 M M
Diopside 3.3 20 711 711 2.35 D W
Hypersthene 3.34 20 796 796 2.66 D D
Jadeite 3.4 20 670 670 2.28 M M
Petalite 2.417 58 850 788 1.90 G W
Pyroxene 3.3 0 752 787 2.60 G W
Spodumene 3.1 60 900 831 2.58 G W
Micas
Biotite 3 20 770 770 2.31 S W
Muscovite 2.85 20 760 760 2.17 S W
Phlogopite 2.8 20 780 780 2.18 M M
Vermiculite 2.78 20 770 770 2.14 M M
Zeolites
Natrolite 2.35 20 760 760 1.79 M M
Amphiboles
Actinolite 3.2 20 705 705 2.26 M M
Amphibole 3.2 20 749 749 2.40 D W
Andalusite 3.15 0 770 806 2.54 G W
Asbestos 3.08 20 710 710 2.19 M M
Chlorite 2.8 20 600 600 1.68 M M
Clinoenstatite 3.4 25 787 779 2.65 B E
Kaolinite 2.65 0 930 974 2.58 G W
Kyanite 3.6 0 700 733 2.64 G W, D
Mullite 3.19 0 770 806 2.57 M M
Serpentine 2.55 20 650 650 1.66 M M
Sillimanite 3.25 0 743 778 2.53 G W
Topaz 3.525 50 840 790 2.79 M M
Tourmaline 3.08 20 540 540 1.66 M M
Tremolite 3 27 803 791 2.37 R W, D
Zircon 4.65 20 669 669 3.11 D W
Garnets
Almandine 3.8 20 750 750 2.85 M M
Andradite 3.86 0 750 785 3.03 M M
Beryl 2.77 55 840 783 2.17 M M
Dioptase 3.5 34 770 748 2.62 G W
Epidote 3.4 20 780 780 2.65 M M
Grossularite 3.594 127 713 593 2.13 R W
Pseudowollasonite 2.912 0 730 764 2.23 G X
Rhodonite 3.575 0 660 691 2.47 M M
Talc 2.8 20 750 750 2.10 M M
Wollastonite 2.845 0 695 728 2.07 M M
Miscellaneous
Boracite 2.94 0 796 833 2.45 G W
Gehlenite 3.038 0 750 785 2.39 G W
Hornblende 3.08 20 710 710 2.19 S O
Kerogen 1.2 1500 1.80
Moissanite 3.218 25 664 657 2.11 B W
Prehnite 2.92 50 840 790 2.31 G W
Willemite 4 25 546 541 2.16 B W

References: B = Blanke, 1989; C = Cermak and Rybach, 1982; D = Dortman, 1976; E = Geological Survey of Canada; G = Goranson, 1942;
M = Melnikova and others, 1975; O = Olhoeft and Johnson, 1989; R = Roy and others, 1981; S = Schon, 1996; W = Weast and Selby, 1967;
X = Roberts and others, 1990; Y = Rossini and others, 1956, Z = Robie and Stout, 1963.
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104 Waples and Waples

Figure 4. Histogram showing distribution of measured specific heat capacities of minerals


corrected to 20 C. Values on x-axis refer to maximum value in group. Data are taken from
Table 1. Mean (excluding kerogen) = 660 J/kg/K.

various types of silicates have specific heat capacities ation of 0.65 J/cm3 /K. The results in Figure 5 thus
that cluster near the middle of the range. are consistent with those obtained by Roy, Beck, and
The specific heat capacity of kerogen has not Touloukian (1981), who noted that for most minerals
been published, but it can be estimated from that of and impervious rocks the thermal capacity is equal
coal. As we shall see later, the specific heat capacity to 2.3 J/cm3 /K 20%. The data of Robertson (1988)
of coal decreases with increasing maturity, as a di- also show a similar distribution.
rect result of the increasing amount of polycyclic aro- Minimum thermal capacities occur mainly in the
matic structures (van Krevelen, 1961). Because most least-dense minerals, including kerogen, evaporite
kerogens have less polycyclic aromatic character than salts, feldspars, and the various forms of SiO2 , as
coals, their specific heat capacities should be higher. well as in the dense sulfides (Table 1). The highest
This assumption is supported by data on oils, which thermal capacities occur in dense nonsulfide miner-
are dominated by aliphatic structures and generally als, including heavy-metal oxides, pyroxenes, olivines,
have only minor amounts of polycyclic aromatic ma- and amphiboles. Figure 6 shows the relationships be-
terial. The specific heat capacity of oil near room tem- tween thermal capacity and mineral density. Among
perature is about 1850 J/kg/K (Gambill, 1957; see also the low- and medium-density minerals ( < 4 g/cm3 :
Waples and Waples, 2004). If we assume that a typ- Kobranova, 1989) that make up by far the dominant
ical kerogen is intermediate in specific heat capac- portion of sedimentary rocks, there is a gradual in-
ity between an oil and a coal (specific heat capacity crease in thermal capacity with increasing density.
1300 J/kg/K at room temperature: see next section), Among high-density minerals ( > 4 g/cm3 ), in con-
we estimate the specific heat capacity for kerogen at trast, thermal capacity declines with increasing den-
20 C to be about 1500 J/kg/K. sity. This decrease is more pronounced if the precious
metals are included (Kobranova, 1989).
Thermal Capacity A regression line through the data for all low- and
medium-density inorganic minerals gives a predic-
Figure 5 shows that the variation in thermal ca- tive relationship between mineral density and thermal
pacity [specific heat capacity per unit volume: see capacity at 20 C, where is mineral density in g/cm3
Eq. (1)] is similar to the variation observed in spe- (Fig. 6):
cific heat capacity per unit mass (Fig. 4). The mean
thermal capacity of the inorganic minerals in Table 1 Thermal capacity (J/cm3 /K) = 1.0263 exp(0.2697)
and Figure 5 is 2.46 J/cm3 /K, with a standard devi- (2)
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Specific Heat Capacities of Rocks, Minerals, and Subsurface Fluids: Minerals and Nonporous Rock 105

Figure 5. Histogram of thermal capacities for minerals at 20 C, derived from data in Table 1. Values on x-axis refer
to maximum value in group. Mean = 2.46 J/cm3 /K.

Equation (2) is moderately successful in predict- lated using Eq. (2)] is 0.38 J/cm3 /K, which is 16%
ing the thermal capacity of the low- and medium- of the mean measured value of 2.31 J/cm3 /K for this
density inorganic minerals in our data set. The data set. The median error in the calculated spe-
standard deviation of the error in prediction result- cific heat capacity [calculated by dividing the ther-
ing from Equation (2) [that is, the difference be- mal capacity obtained using Eq. (2) by density]
tween measured thermal capacity and that calcu- is 11%.

Figure 6. Thermal capacity at 20 C plotted against mineral density for all low-density
minerals in Table 1 except kerogen. Regression line establishes Equation (2) for estimating
thermal capacity of low- and medium-density rocks or minerals.
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106 Waples and Waples

Figure 7. Thermal capacity at 20 C plotted against mineral density for all minerals in Table 1.
Regression line establishes Equation (3) for estimating thermal capacity of high-density rocks or
minerals, shown as open diamonds. Solid diamonds are the low- and medium density minerals
shown in Figure 6 (not included in regression line). The large open circle on the left is kerogen.

A polynomial regression curve through the data Using van Krevelens (1961) data, we have
for all high-density minerals also yields a predictive derived Equation (4), which calculates specific heat
relationship between mineral density and thermal ca- capacity as a function of the percent of carbon in the
pacity at 20 C, where is mineral density in g/cm3 coal.
(Fig. 7): Cp = 0.0000828C4 + 0.00955C3 + 0.505C2
Thermal capacity (J/cm /K) = 0.0123
3 4
105C + 4845 (4)
+ 0.399 4.64 + 22.66 36.42
3 2
(3)
In Equation (4) Cp is in J/kg/K and C is the %
However, Equation (3) is less successful in pre- carbon in the coal. Figure 9 shows graphically the re-
dicting the thermal capacity of the high-density min- lationship between specific heat capacity and carbon
erals in our data set than Equation (2) was for the content for coals.
low-density minerals. Fortunately, these minerals nor- Gambill (1957), citing Clendenin and others
mally make up only a tiny fraction of all minerals in a (1949), expressed the specific heat capacity of coal as
given section, and therefore can be neglected for most a function of the volatile-matter content of the coal,
purposes. which, similar to carbon content, is a function of coal
rank. For bituminous and anthracite coals the specific
Variation by Lithology heat capacity (J/kg/K) is given by Equation (5),
where T is in C and V is the percent volatile matter
Table 2 shows a compilation of measured values in the coal:
of specific heat capacity for nonporous rocks at a va- Cp = 4184 (0.2 + 0.00088T + 0.0015V) (5)
riety of temperatures, as well as the calculated values

at our reference temperature of 20 C. Figure 8 shows At our reference temperature of 20 C, Equa-
the same data in histogram form. tion (5) reduces to
Coals behave somewhat differently from other Cp = 910.4 + 6.276V (6)
rocks. According to van Krevelen (1961), the spe-
cific heat capacity of coal depends strongly on car- Richardson (1992), in analyzing 25 coals and
bon content, which in turn depends on coal rank. related materials over a wide range of ranks (matu-
Heat capacity of a coal changes during thermal evo- rity levels), derived a more complex empirical rela-
lution as a result of chemical changes in the coal tionship for heat capacity as a function of volatile-
structure. matter content (%) and temperature. He proposed
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Specific Heat Capacities of Rocks, Minerals, and Subsurface Fluids: Minerals and Nonporous Rock 107

Table 2. Measured Specific Heat Capacities for Rocks, and the Temperatures at Which the Measurements were Made. In Data Sources
Where the Measurement Temperature was Simply Specified as Room Temperature the Temperature was Assumed to be 20 C. Also
Shown is the Specific Heat Capacity at the Reference Temperature of 20 C Calculated Using Equations (18) and (19). When Multiple Values
were Available in the Literature, a Typical Value was Selected. In Most Situations the Published Values were in Good Agreement with
Each Other. In a few Instances, However, the Published Values from Different Sources were Different. In Those Situations a Maximum and
Minimum Published Value were Included, Rather Than a Single Typical Value. Discrepancies may Reflect Variations in Mineral Composition
or Measurement Error.

Cp (J/kg/K) at Thermal capacity


Density Measurement measurement Cp (J/kg/K) (J/cm3 /K) Measured Cp Density
Rock type (g/cm3 ) temperature ( C) temperature at 20 C at 20 C reference reference

Amphibolite 3.01 20 700 700 2.11 Y G


Amphibolite 3.01 20 1134 1134 3.41 S, D G
Andesite 2.66 20* 815 815 2.17 S O
Anhydrite 2.95 20 590 590 1.74 Y Y
Anhydrite 2.96 20 940 940 2.78 C D
Apatite 2.95 20 700 700 2.07 Y Y
Argillite 2.69 20 850 850 2.29 Y Y
Basalt 2.87 0 858 898 2.58 K O
Clay 2.68 20 860 860 2.30 B D
Coal 1.35 1300 1.76 V V
Diabase 2.79 0 699 731 2.04 K D
Diabase 2.79 20 860 860 2.40 D D
Diorite 2.87 20 1140 1140 3.27 C O
Dolerite 2.9 20 900 900 2.61 C O
Dolomite 2.8 20 900 900 2.52 Y Y
Dunite 2.55 20 720 720 1.84 Y Y
Epidosite 3.27 20 540 540 1.77 Y Y
Gabbro 3 20 650 650 1.95 Y Y
Gabbro 2.97 20 1000 1000 2.97 C O
Gneiss 2.7 20 770 770 2.08 C O
Gneiss 2.7 20 979 979 2.64 S, D O
Granite 2.65 20 600 600 1.59 Y Y
Granite 2.62 20 1172 1172 3.07 M M
Granodiorite 2.84 20 650 650 1.85 Y Y
Granodiorite 2.73 20 1046 1046 2.86 M M
Gypsum 2.37 20 1010 1010 2.39 R D
Gypsum-Anhydrite 2.68 20 710 710 1.90 Y Y
Harzburgite 3.20 27 771 759 2.43 T T
Homblendite 3.1 56 530 493 1.53 Y Y
Homfels 20 1470 1470 C
Ijolite 2.93 20 900 900 2.64 Y Y
Lherzolite 3.20 27 790 778 2.49 T T
Limestone 2.77 20 680 680 1.88 Y Y
Limestone 2.76 20 880 880 2.43 C W
Marble 2.76 20 883 883 2.44 R W
Marl 2.72 20 950 950 2.58 Y Y
Metapyroxenite 20 921 921 D
Microquartzite 2.625 20 950 950 2.49 Y Y
Migmatite 2.75 20 849 849 2.34 L L
Monchiquite 2.96 20 800 800 2.37 Y Y
Norite 2.99 20 670 670 2.00 Y Y
Orthogneiss 2.70 20 1347 1347 3.64 L L
Pegmatite 2.7 20 710 710 1.92 Y Y
Peridotite 3.19 20 1005 1005 3.21 D D
Peridotite, serpentinized 2.74 20 705 705 1.93 Y Y
Phyllite 2.72 20 1090 1090 2.96 C G
Plagiogranite 2.70 20 874 874 2.36 L L
Pyroxenite 3.24 20 660 660 2.14 Y Y
Pyroxenite 3.19 20 1000 1000 3.19 C D
Pyroxenite, serpentinized 2.53 20 1243 1243 3.14 Z Z
Quartz monzonite 2.64 27 892 879 2.32 R O
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108 Waples and Waples

Table 2. Continued

Cp (J/kg/K) at Thermal capacity


Density Measurement measurement Cp (J/kg/K) (J/cm3 /K) Measured Cp Density
Rock type (g/cm3 ) temperature ( C) temperature at 20 C at 20 C reference reference

Quartzite 2.64 0 699 731 1.93 K D


Quartzite 2.64 20 1013 1013 2.67 C, D D
Rischorrite 2.74 20 650 650 1.78 Y Y
Rischorrite 2.72 20 900 900 2.45 Y Y
Salt 2.16 20 880 880 1.90 C D
Sandstone 2.64 20 775 775 2.05 Y Y
Schist 2.77 20 790 790 2.19 Y Y
Schist 2.9 20 1096 1096 3.18 S, D O
Serpentinite 2.27 20 730 730 1.66 Y Y
Serpentinite 2.54 20 1005 1005 2.55 D D
Siderite 3.18 20 715 715 2.27 Y Y
Siltstone 2.68 20 910 910 2.44 Y Y
Slate 2.77 20 1113 1113 3.08 Z Z
Slate 2.78 0 707 740 2.06 K O
Syenite 2.82 20 460 460 1.30 Y Y
Sylvinite 2 20 560 565 1.13 Y Y
Talc 2.78 20 1000 1000 2.78 C W
Tuff 2.69 20 795 795 2.14 M M
Tuff 2.75 20 1090 1090 3.00 C G

Assumed; not specified in reference.


Note. References: B = Buntebarth, 1984; C = Cermak and Rybach, 1982; D = Dortman, 1976; G = Geological Survey of Canada; K =
Kappelmeyer and Haenel, 1974; L = Lyubimova et al., 1975; M = Moiseenko et al., 1970; R = Roy et al., 1981; S = Schon, 1996; T = Tkach
and Yurchak, 1972; V = van Krevelen, 1961; W = Weast and Selby, 1967; Y = Melnikova et al., 1975; Z = Dudarev and Tychinskiy, 1972.

Equation (7), where Cp is in J/g/K: K). For example,


Cp = 0.01((A + B(V) + C(V) + D/(V + 0.1)) (7)
2 A = PA0 + PA1 T + PA2 T2 (8)

In Equation (7) each of the values A, B, C, and Table 3 shows the values for the twelve constants
D is itself a quadratic function of temperature T (in required in Richardsons equations. He comments

Figure 8. Histogram showing distribution of measured specific heat capacities of


nonporous rocks corrected to 20 C. Values on x-axis refer to mean value in group.
Data are taken from Table 2. Mean = 938 J/kg/K.
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Specific Heat Capacities of Rocks, Minerals, and Subsurface Fluids: Minerals and Nonporous Rock 109

Mineralogy vs. Lithology

In comparing Figures 4 and 8 and the data in


Tables 1 and 2, it is evident that the measured spe-
cific heat capacities of nonporous rocks are on the
average considerably higher (mean excluding coal =
938 J/kg/K) than those of inorganic minerals (mean =
660 J/kg/K). The difference between the two data sets
cannot be the result our selection of an equation for
temperature correction, because all measurements
were made at relatively low temperatures, where cor-
rections are small and all correction functions yield
similar results (see next section). It also is difficult
to believe that the difference is caused by the pres-
ence of pore water, because the nonporous rocks
are mainly igneous, and thus have little intergranular
Figure 9. Specific heat capacity of coal plotted as a function of % porosity. Fracture porosity would not be great enough
carbon in the coal. Symbols: measured values from van Krevelen to affect measured heat capacities. A simple calcula-
(1961). Line: Best-fit polynomial through the data (see Equation tion shows that the nonporous rocks would have to
(4)). Correlation coefficient r2 = 0.98.
have an impossibly high average water-filled porosity
of more than 15% in order to account for the differ-
that the average error in predicting heat capacity ence between the mean specific heat capacities of the
within his calibration set was about 2% to 3% for two groups.
the calibrated temperature range from 300K to 600K. Another possible explanation is that the mineral
Merrick (1983) developed a theoretical ap- database (Table 1 and Fig. 4) contains many unusual
proach based on the Einstein model, and Coimbra ore minerals with lower specific heat capacities than
and Queiroz (1995) subsequently substantiated the those of the minerals dominant in most rocks. How-
validity of his approach using measured data on ever, removing all ore-forming minerals from the data
50 coals. However, their equations require knowl- set only raises the mean specific heat capacity for the
edge of calorific value in addition to volatile mat- main rock-forming minerals to 748 J/kg/K, a value
ter, and thus are applied less easily than those of considerably below that for the nonporous rocks.
Richardson (1992). In any situation, direct applica- We suspect that the difference between the two
tion of the model of Coimbra and Queiroz (1995) to data sets is the result data quality. Robertson (1988)
Richardsons (1992) data set showed only minor dif- has commented that heat capacities measured on
ferences in the predicted heat capacities. rocks using traditional methods are not particularly
The density of coal depends in a complex way reliable unless extreme care is taken. He therefore
on coal rank (van Krevelen, 1961) as well as on coal prefers to calculate heat capacities of rocks from
composition (Stach and other, 1975), but an average their mineral contents, rather than measuring them
density of 1.35 g/cm3 seems to be appropriate for ash- directly. Goranson (1942) had earlier made a similar
free coal. Although the specific heat capacity of coal recommendation. This preference implies a greater
is the highest of any mineral, coals low density re- confidence on their part in measurements made on
sults in thermal capacity that is lower than most other minerals than on rocks.
lithologies. The Cp at 20 C calculated using equation Heat capacities measured as part of a series
(1) is 1.755 J/cm3 /K. of measurements at different temperatures support
Robertsons and Goransons idea. Series data are
Table 3. Constants for Equations (7) and (8). From Richardson probably more reliable than data in which only a
(1992) single measurement was made for each sample. The
A B C D mean of the specific heat capacities for nonore-
forming minerals measured at temperatures between
P0 0.5943 1.791 2.07 0.02985 0 C and 27 C is 768 J/kg/K, whereas that for non-
P1 9.092E-03 1.507E-02 1.744E-02 5.248E-04
porous rocks measured in the same temperature
P2 7.340E-06 1.960E-05 2.209E-05 5.537E-07
range is actually slightly lower: 752 J/kg/K. That both
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110 Waples and Waples

these values are considerably closer to the average The form of Equation (11) is derived from
value for minerals in Table 1 than to the average for standard methods of working up calorimetric data
nonporous rocks in Table 2 suggests that the mea- (Goranson, 1942). It has been applied by Kelley (1934,
sured data for minerals measured at a single temper- 1949, 1960), Goranson (1942), and England (1978),
ature are in fact more reliable than those for rocks and cited by others (e.g., Schon, 1996).
measured at a single temperature. Equation (11) may be satisfactory in principle, es-
We therefore conclude that measured specific pecially at relatively low temperatures, but Englands
heat capacities for rocks are on the average about (1978) oft-cited version [Eq. (12), where T is in K and
15% higher than those for the dominant rock-forming Cp is in J/kg/K)] is not particularly good.
minerals. It seems that measured specific heat capac-
Cp = 754 (1 + 0.000614T 19280 T2 ) (12)
ities for rocks are frequently in error unless multiple
measurements at different temperatures were made.4 One problem is that Equation (12) is based on
In a later section we will see how to overcome this limited data, and does not provide a good fit to those
weakness in the rock database by calculating specific data. Second, it uses the same constants and assigns
heat capacities for rocks from data on their mineral the same specific heat capacity to all rocks. Goranson
compositions or densities. (1942), in contrast, used distinct constants A, B, and
C in Equation (11) for each mineral. His approach is
more scientifically reasonable, because Figures 2, 3,
Temperature Dependence 10, and 11 clearly show that not all nonporous rocks
and minerals have the same specific heat capacity.
Inorganic Minerals and Nonporous Rocks Haas and Fisher (1976) developed a more com-
plex polynomial to calculate the specific heat capacity
Because Figures 2 and 3 show that the specific as a function of temperature:
heat capacities of individual minerals and nonporous
rocks increase with increasing temperature, it is useful Cp = a + 2bT + cT2 + gT0.5 + fT2 (13)
to have equations to calculate specific heat capacity They characterized it as an extension of the
as a function of temperature. A number of workers Maier-Kelley equation (11). Robie, Hemingway, and
have developed empirical equations describing the Fisher (1978) used the same equation.
temperature dependence of specific heat capacity for Holland (1981), however, pointed out that at
rocks and minerals. The original standard equation temperatures above 700-800K Equation (13) greatly
was a polynomial function, usually terminated after
the quadratic term, in which the constants A, B, and
C were determined empirically for each substance:
Cp = A + BT + CT2 (9)
For example, according to Somerton (1992),
Gomaa (1973) used a quadratic equation to describe
the temperature dependence of thermal capacity of
sandstones:
Thermal capacity = 2.05 + 0.00381T + 3.35T2 (10)
where thermal capacity is in J/cm3 /K and T is in C.
Maier and Kelley (1932) eventually rejected th-
ese quadratic equations, claiming that Equation (11)
yielded a better overall fit:
Cp = A + BT + CT2 (11)
Figure 10. All available measured specific heat capacities of min-
4 Scharli and Rybach (2001) recently have proposed what they erals plotted as function of temperature, showing general increase
claim to be a reliable and simplified method for obtaining heat in heat capacity with increasing temperature. Data from Roth and
capacities of rocks using rock fragments. The heat capacities they Bertram (1929), Goranson (1942), Rossini and others (1956), Kap-
obtained for rocks are consistent with those for most rock-forming pelmeyer and Haenel (1971), Roy, Beck, and Touloukian (1981),
minerals. Cermak and Rybach (1982), and Blanke (1989).
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Specific Heat Capacities of Rocks, Minerals, and Subsurface Fluids: Minerals and Nonporous Rock 111

Figure 11. Measured specific heat capacities plotted as function of temperature for
all nonporous rock samples in Table 2, showing general increase in heat capacity with
increasing temperature. Data from Kappelmeyer and Haenel (1971), Tkach and Yurchak
(1972), Roy, Beck, and Touloukian (1981), Cermak and Rybach (1982), and Robertson
and Hemingway (1995).

overpredicts heat capacity. He therefore simplified In his extensive compilation Blanke (1989) has
Equation (13) to Equation (14) and recalibrated it used Equation (17), which probably is not valid at
using some fabricated high-temperature data: high temperatures.
Cp = A + BT + CT2 + DT0.5 (14) Cp = A + BT + CT2 + DT2 (17)
Robertson and Hemingway (1995) also have Equations (11)(17) all share an important lim-
used Equation (14). itation: a different set of constants must be derived
Berman and Brown (1985) offered Equation (15) for each mineral. Moreover, published data are for
and Fei and Saxena (1987) proposed Equation (16) in minerals rather than for real rocks. Thus it is difficult
an effort to provide functions that would work for or impossible to develop general rules for predicting
a large range of temperatures. They took particular values for materials that have not been directly mea-
care that their equations would yield values that do sured.
not exceed those predicted by the Petit-Dulong law We have taken a different approach in this study.
or the Einstein limit at high temperatures. Whereas earlier workers have derived unique equa-
Cp = k0 + k1 T0.5 + k2 T2 + k3 T3 (15) tions for the relationship between specific heat ca-
pacity (or thermal capacity) and temperature for each
Cp = 3Rn 1 + k1 T1 + k2 T2 + k3 T3 mineral or each lithology they studied, we seek a more
+ (A + BT) + Cp0 (16) general solution. Our goal here is to develop a math-
ematical function that describes the general temper-
In Equation (16) R is the gas constant, n is the ature dependence of all rocks and minerals, and that
number of atoms per unit formula, the (A + BT) term can be personalized easily for individual rocks and
focuses on thermal expansion, and the Cp0 term takes minerals. To this end we have normalized the plots
into consideration empirically a variation of factors, of specific heat capacity vs. temperature by divid-
including cation disordering, anharmonicity, and elec- ing all measured specific heat capacities for a given
tronic contributions. mineral or nonporous rock by the measured specific
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112 Waples and Waples

Figure 12. Normalized specific heat capacities plotted as function of Figure 14. Normalized specific heat capacities plotted as function
temperature for same minerals shown in Figure 10. Normalization of temperature for all minerals and nonporous rocks shown in Fig-
was carried out by dividing all reported specific heat capacities by ures 12 and 13. Line represents best-fit third-order polynomial.
the value for same mineral at 200 C. Line represents best-fit third- Correlation coefficient r2 = 0.65.
order polynomial. Correlation coefficient r2 = 0.62.

(r 2 = 0.62 for minerals, 0.93 for nonporous rocks).


heat capacity for that mineral or nonporous rock at The trends for minerals and nonporous rocks are
200 C. (200 C was selected for convenience because similar, although not identical. The differences be-
data were available at or near that temperature for tween nonporous rocks and minerals actually are
all samples.) Figures 12 and 13 show plots of nor- smallusually less than 1% at temperatures below
malized heat capacities as a function of temperature 500 C, which are the temperatures of greatest inter-
for minerals and nonporous rocks. est for most thermal-history modeling. (In contrast,
For both groups there is a high degree of con- as we saw earlier, the nonnormalized values for rocks
sistency in the trends of normalized specific heat ca- were considerably higher than those for minerals.) We
pacities. A single third-order polynomial gives a rea- therefore have combined the mineral and rock data
sonable fit to each data trend in Figures 12 and 13 sets (Fig. 14) to obtain a single regression Equation
(18) for the normalized heat capacity (Cpn) of a min-
eral or a nonporous rock at any temperature T ( C):
CpnT = 8.95 1010 T3 2.13 106 T2
+ 0.00172T + 0.716 (18)
The correlation coefficient r2 for the combined
data set is 0.65. Because CpnT is unitless and valid for
any mineral or nonporous rock, it can be adapted to
calculate the specific heat capacity of any mineral or
nonporous rock in any units at any temperature T2 ,
provided a measured value (CpT1 in those same units
at any temperature T1 ) is available for that rock or
mineral:
CpT2 = CpT1 CpnT2 /CpnT1 (19)
For example, if the measured value of CpT1 =
Figure 13. Normalized specific heat capacities plotted as function 0.200 cal/g/ C at a temperature of 66 C, the sam-
of temperature for same nonporous rocks shown in Figure 11. Nor-
malization was carried out by dividing all reported specific heat
ples calculated specific heat capacity at our reference
capacities by value for same rock at 200 C. Line represents best-fit temperature of 20 C (T2 ) is obtained in two steps.
third-order polynomial. Correlation coefficient r2 = 0.93. First, Equation (18) is applied at both temperatures.
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Specific Heat Capacities of Rocks, Minerals, and Subsurface Fluids: Minerals and Nonporous Rock 113

Figure 15. Specific heat capacity calculated using Equations (18) and (19) in this study,
plotted against specific heat capacity calculated using Equation (12), taken from England
(1978). See text for discussion. Solid diagonal line represents perfect agreement. Tempera-
ture increases as heat capacity increases. Temperatures used in calculations range from 0 C
to 1200 C. Point at which the two methods yield the same specific heat capacity is about
750 C.

This calculation yields CpnT2 = 0.750 and CpnT1 = sumed that our granite and basalt have the same
0.820. Next, applying Equation (19), we obtain specific heat capacity as the granite and basalt of
CpT2 = 0.183 cal/g/ C at 20 C, which is equivalent to Robertson and Hemingway (1995) at their low-
766 J/kg/K. Similarly, the value of Cp at 500 C for est measured temperature (0.8118 J/g/K for granite,
the same sample is calculated to be 0.281 cal/g/ C = 0.7973 J/g/K for basalt, both at 65.5 C). Agreement
1179 J/kg/K. between values calculated using our generalized func-
Figure 15 compares specific heat capacities calcu- tions and that of Robertson and Hemingway (1995)
lated using Englands function [Eq. (12)] with those is equally good for both lithologies over the entire
calculated using Equations (18) and (19) at tempera- range of temperatures (0 C750 C), with a maximum
tures ranging from 0 C to 1200 C. For Equations (18) difference of less than 4%.
and (19) we used a typical specific heat capacity The advantage of our equations to Equation (14)
of 770 J/kg/K at 0 C. Equation (12) yields lower spe- of Robertson and Hemingway (1995) is that Equa-
cific heat capacities at temperatures up to 750 C. At tion (14) requires that different constants be devel-
higher temperatures, however, Equation (12) yields oped for each lithology (see Fig. 16 caption). Because
higher specific heat capacities than those calculated those constants are only available for a few specific
using Equations (18) and (19) from this study. samples of igneous rocks, Equation (4) is of little im-
Figure 16 compares specific heat capacities cal- mediate value in modeling sedimentary basins. Our
culated for granite and basalt using Equations (18) Equations (18) and (19), in contrast, can be used for
and (19) with those calculated using Equation (11). any type of rock.
The constants in Equation (14) are those derived by Figure 17 shows calculated specific heat capaci-
Robertson and Hemingway (1995) for those same ties of four abundant minerals calculated as a func-
lithologies. For purposes of comparison, we have as- tion of temperature using Equation (19). Together
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114 Waples and Waples

Figure 16. Specific heat capacity of granite (solid circles) and basalt (open squares)
calculated using Equations (18) and (19) in this study, plotted against specific heat ca-
pacity calculated using Equation (14), taken from Robertson and Hemingway (1995).
Values of constants in Equation (14) for granite: A = 2.29354; B = 1.9986 104 ;
C = 2.0526 104 ; D = 29.3049. For basalt: = 1.65291; B = 0.9541 104 ; C =
0.89296 104 ; D = 13.5666 (Robertson and Hemingway, 1995). See text for dis-
cussion. Diagonal line represents perfect agreement. Temperature increases as heat
capacity increases. Temperatures used in calculations range from 0 C to 750 C.

with kerogen (Fig. 18), the minerals shown in Fig- function of matrix shale density using Equation (2).
ure 17 approximately define the maximum range Specific heat capacities of all lithologies as a func-
of variation in specific heat capacities of the major tion of temperature were then calculated using Equa-
minerals. tion (19).
Figure 19 shows calculated specific heat capac- The error associated with application of
ities for seven representative types of igneous and Equations (18) and (19) to nonporous rocks is small.
metamorphic lithologies plotted as a function of tem- Figure 21 shows the error (absolute value of the dif-
perature. High-temperature values were calculated ference between the measured specific heat capacity
using Equation (19) from knowledge of a single mea- of nonporous rocks and that calculated using those
sured value at a low temperature. The high specific two equations) plotted as a function of measurement
heat capacity of serpentinite reflects its high water temperature. The median error (see figure caption
content. for explanation) increases with increasing tempera-
Figure 20 shows calculated specific heat capac- ture. Except at high temperatures, the error is less
ities of six sedimentary lithologies as a function of than 5%, and at the temperatures generally used in
temperature. For all lithologies except shale the cal- basin modeling (<300 C) the error usually will be
culation was carried out as described for the igneous less than 3%. For temperatures reached at the base
and metamorphic lithologies. Because no measured of the lithospheric upper mantle (1200 C) the typ-
specific heat capacity data were available for shale, ical error is only 10%, and is random rather than
the specific heat capacity at 20 C was calculated as a systematic.
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Specific Heat Capacities of Rocks, Minerals, and Subsurface Fluids: Minerals and Nonporous Rock 115

Figure 17. Specific heat capacities of four abundant minerals calculated using Equation
(19), plotted as a function of temperature. Values for Cp at 20 C taken from Table 1.

Coal simplification,
Cp = 4.1208 1011 T6 + 3.5686 108 T5
As we have seen, Equations (5) and (7) calcu-
late the specific heat capacity of coal as a function 1.1491 105 T4 + 0.0017165T3
of temperature and coal rank (maturity), the latter
0.12345T2 + 6.2657T + 1214.3 (21)
expressed as the volatile-matter content. Using the
equivalency charts of Hood, Gutjahr, and Heacock Equation (20) can be substituted into Equation (7), if
(1975) and McCartney and Teichmuller (1972) (the that equation is preferred to Equation (5).
latter cited in Barker, 1989), we can convert the Equation (21) takes into account temperature
volatile-matter content into vitrinite reflectance (Ro) effects as well as maturity-related changes in coal
equivalents. Using a typical thermal history (geother- structure through the temperature variable, and thus
mal gradient = 3 C/100 m; sediments heated at a rate could be applied easily in existing modeling soft-
of 3 C/million years), we then can calculate the ap- ware. Table 4 shows specific heat capacities of coals
proximate temperature at which any given Ro value is of various ranks at 20 C calculated using Equations
reached. Figure 22 shows the resulting plot of volatile- (4)(7). Results obtained using the three different
matter content (V in %) as a function of temperature sets of equations are consistent. Richardsons Equa-
T ( C). The relationship derived from Figure 22 is tion (7) yields the lowest heat capacities, whereas van
Krevelens Equation (4) gives the highest. Using all
V = 6.566 1012 T6 + 5.686 109 T5
these equations, specific heat capacity at 20 C de-
1.831 106 T4 + 2.735 104 T3 0.01967T2 creases as maturity (coal rank) increases (Fig. 23).
In contrast, Figure 22 shows the relationship be-
+ 0.4117T + 60.15 (20)
tween specific heat capacity and in-situ temperature
where T 270 C. At higher temperatures (T > calculated using Equation (21). As with inorganic
270 C), V is assumed to be 4%. Substituting V minerals, specific heat capacity of coal increases with
from Equation (20) into Equation (5) yields, after increasing temperature.
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116 Waples and Waples

Figure 18. Specific heat capacity of coal as function of temperature from 0 C to 300 C,
calculated using Equation (21).

Merrick (1993) predicted that the heat capacity in thermal diffusivity with increasing pressure par-
of coal should reach a maximum at about 500 C and tially cancels the increase in thermal conductivity
then decrease somewhat. No experimental data are in Equation (22). Substituting those increases into
available to test directly this hypothesis, and Equa- Equation (22), and assuming that changes in density
tions (20) and (21) do not make that prediction. Thus with increasing pressure also are minor, we see that
the application of Equations (20) and (21) at ex- the specific heat capacity at 10 MPa pressure is only
tremely high temperatures may not be valid. about 1.0007 times the specific heat capacity at atmo-
spheric pressure. This corresponds to an increase of
Pressure Effects about 0.1% per km of rock column, an amount that
can be safely neglected.
Schon (1996) offered data showing that ther-
mal conductivity of igneous rocks increases by about Mixtures
0.05% to 0.15% for every increase in pressure of
10 MPa (equivalent to about 600 m of rock col- Because rocks are composed of minerals, and be-
umn). The increase in thermal diffusivity () (thermal cause the thermal capacity of a mineral mixture is
conductivity () divided by thermal capacity (Cp): simply the sum of the thermal capacities of its com-
Equation (22)) is even smaller: about 0.03% for ev- ponents (Gambill, 1957; Holland, 1981; Robertson,
ery 10 MPa (Schon, 1996). 1988), the thermal capacity of a real rock can be cal-
culated as the weighted average of the thermal ca-
= /(Cp) (22)
pacities of its mineral components. If the specific heat
Cermak and Rybach (1973) noted that pres- capacity at 20 C of the mineral in question is avail-
sure effects on thermal diffusivity are negligible com- able (for example, from Table 1), that value can be
pared to temperature effects, because the increase used directly. Alternatively, if the themal capacity of
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Specific Heat Capacities of Rocks, Minerals, and Subsurface Fluids: Minerals and Nonporous Rock 117

Figure 19. Specific heat capacities of six abundant metamorphic and igneous rocks calculated
as function of temperature using Equation (19) and single measured value at low temperature
taken from Table 2.

the mineral is not known, it can be estimated using organic minerals as a function of temperature using
Equations (2) or (3). Table 1 shows typical densities Equation (19), where CpT1 is the specific heat capac-
at room temperature for a wide variety of minerals. ity at 20 C. For kerogen we can use a specific heat
We then can calculate the specific heat capacity of in- capacity of about 1500 J/kg/K at 20 C, as discussed
under Variation by Mineralogy. The heat capacity
of kerogen at other temperatures is calculated using
Equation (21). Finally, dividing the calculated thermal
capacity of the mixture by its density yields its specific
heat capacity.
Similarly, the thermal capacity of a mixture of
lithologies can be calculated as the weighted average
of the thermal capacities of its component lithologies.
One can use either measured values for specific heat
capacity of individual lithologies, or those calculated
from densities of the lithologies. As an example, let
us take a rock unit that is 100 m thick, consisting of
various thin beds. Let us assume that the sum of the
thicknesses of shale beds is 30 m, that of the sand-
stones is 3 m, and that of the limestones is 67 m.
Let us further assume that the shales have an aver-
age TOC content of 2% (by weight), and that the
inorganic portion of the shales is estimated to con-
sist of 90% clay and 10% quartz. Let us also suppose
Figure 20. Specific heat capacities of solid material in four abun-
dant sedimentary rocks calculated as function of temperature us-
that the sandstone is fairly typical (60% quartz, 20%
ing Equation (19). See text for discussion. Data at 20 C are from feldspars (mainly orthoclase), 20% granitic lithic frag-
Table 2. ments), and that the limestone is slightly dolomitic
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118 Waples and Waples

Figure 21. Median error in specific heat capacity plotted as function of measurement tem-
perature ranges for nonporous rocks. Error was calculated as absolute value of difference
between the measured specific heat capacity and that calculated using Equations (18) and
(19). Values at high temperatures show considerable scatter because data are sparse.

(5%), with the remainder calcite. Table 5 shows these We obtain the results in Table 5 by first calcu-
data, together with the estimation of the specific heat lating the volume of organic matter in the shales, af-
capacity and the thermal capacity of each layer, and ter converting weight percent to volume percent. We
of the entire rock unit. then estimate the specific heat or thermal capacity of
each component from data in Tables 1 and 2. Using
a specific heat capacity of 1500 J/kg/K for kerogen
and assuming a typical density5 of 1.2 g/cm3 , we cal-
culate the thermal capacity of kerogen to be about
1.8 J/cm3 /K. The thermal capacity of quartz given in
Table 1 is 1.96 J/cm3 /K. Table 1 also gives 2.24 J/cm3 /K
as the thermal capacity of calcite, 2.47 J/cm3 /K as that
for dolomite, and 1.63 J/cm3 /K as that for orthoclase.
From Table 2 we can obtain the specific heat capacity
for granite as an average of the two different samples
listed: 886 J/kg/K. Multiplying this value by a typical
density for granite (2.635 g/cm3 ), we obtain a thermal
capacity for granite of 2.33 J/cm3 /K.

5 Smith (1961) measured a density of 1.07 g/cm3 for highly aliphatic


Figure 22. Volatile-matter content of coals as function of subsurface
temperature. Volatile-matter/Ro relationship taken from Hood, kerogen from the Green River Shale. Humic coal, which has a
Gutjahr, and Heacock (1975). and McCartney and Teichmuller highly aromatic structure, has a density of about 1.35 g/cm3 (van
(1972), cited in Barker (1989). Volatile-matter contents at low ma- Krevelen, 1961). We therefore estimate the density of a typi-
turities are estimated. Ro-temperature relationship estimated by cal kerogen to be intermediate between those two extremes. It
modeling at typical heating rate. Equation for regression line: V = should be noted that this value is somewhat lower than most of
6.566 1012 T6 + 5.686 109 T5 1.831 106 T4 + 2.735 the kerogen densities reported by Kinghorn and Rahman (1980)
104 T3 0.01967T2 + 0.4117T + 60.15. and Nwachukwu and Barker (1985).
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Specific Heat Capacities of Rocks, Minerals, and Subsurface Fluids: Minerals and Nonporous Rock 119

Table 4. Specific Heat Capacity of Coal at Various Maturity Levels (Ro, % Volatile Matter, and % Carbon are Cross-Correlated as Shown in
the Footnotes. Specific Heat Capacity was Calculated Using Equations (4)(7). Temperatures Required to Reach the Various Ro Levels were
Calculated Using the Ro Kinetics of Burnham and Sweeney (1989) Applied to a Typical Burial History. They do not Apply in all Situations,
but are Generally Valid, and are Required for Calculations Using Equations (5) and (7)

In-situ % Cp at in-situ Cp at in-situ


Ro temperature Volatile % Cp at 20 C Cp at 20 C Cp at 20 C temperature temperature
Coal rank (%)2 ( C)1 Matter2,3 Carbon3 (Equation (4)) (Equation (6)) (Equation (7)) (Equation (5)) (Equation (7))

Surface 0.2 20 62 60 1353 1300 1189 1300 1189


Begin HV Bituminous C 0.5 90 47 70 1257 1205 1115 1463 1368
Begin HV Bituminous B 0.65 112 41.5 76 1212 1171 1097 1510 1420
Begin HV Bituminous A 0.75 126 39 78 1195 1155 1090 1545 1457
Begin MV bituminous 1.2 163 29 85 1111 1092 1067 1619 1541
Begin LV bituminous 1.5 179 22 88 1058 1048 1049 1634 1561
Begin Semianthracite 1.9 195 14.5 91 991 1001 1015 1646 1553
Begin Anthractie 2.5 217 8 95 871 961 947 1686 1511

1 Calculated
using modeling.
2 From Hood and others (1975).
3 From McCartney and Teichmuller (1972), cited in Barker (1989).

Clay is a bit more difficult, because we do not tributions. As Table 5 shows, the thermal capacity of
have data on smectite and illite. The only clays listed a column of this rock 100 m thick is 22.06 kJ/cm2 /K.
in Table 1 are chlorite and kaolinite, which are not typ- The average thermal capacity of the entire rock unit
ical of most clays. Let us therefore estimate the ther- is thus 2.206 J/cm3 /K.
mal capacity of typical clays from their density using Alternatively, we can estimate the thermal ca-
Equation (2). The result using a density of 2.7 g/cm3 , pacity from the average grain density of the rock unit,
is 2.16 J/cm3 /K. which is calculated in Table 5 to be 2.713 g/cm3 . Us-
We then multiply each of the thermal capacities ing Equation (2), we then can estimate the average
by the thickness of each component, and sum the con- thermal capacity of the rock unit as 2.167 J/cm3 /K.

Figure 23. Specific heat capacity of coals of different ranks (maturity levels) as measured by
vitrinite reflectance, calculated using Equations (4) (solid diamonds), (6) (open squares),
and (7) (solid triangles). See Table 4 for data.
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120 Waples and Waples

Table 5. Sample Calculation of Thermal Capacity of an Inhomogeneous Rock Unit. See Text for Description and Discussion

Mineral Mineral Thermal Thermal


Mineral Mineral component component volume capacity capacity
Lithology Thickness (m) components density weight % % within layer (J/cm3 / K) (kJ/cm2 / K)

Shale 30
25.9 Clay 2.7 86.3 2.16 5.59
2.9 Quartz 2.648 9.7 1.96 0.57
1.2 TOC (kerogen) 1.2 2 4.0 1.8 0.22
Limestone 67
63.6 Calcite 2.745 95.0 2.24 14.25
3.4 Dolomite 2.84 5.0 2.47 0.84
Sandstone 3
1.8 Quartz 2.648 60.0 1.96 0.35
0.6 Feldspar 2.6 20.0 1.63 0.10
0.6 Granite 2.635 20.0 2.33 0.14
Rock Unit 100 2.712 2.167a 22.06
2.206b

a Calculated using Equation (2).


b Calculated as the weighted average of the thermal capacities of the various components.

This estimated value differs by less than 2% from CONCLUSIONS


the value of 2.206 J/cm3 /K calculated by the more-
detailed method outlined. Specific heat capacity data are available for many
That the thermal capacity of the rock unit is minerals. Where unavailable, specific heat capacity
slightly lower than the mean for all the minerals in can be estimated with reasonable confidence from
this study (2.45 J/cm3 /K) is consistent with the absence mineral density. For low- and medium-density min-
of ore-forming minerals in these lithologies. It also is erals specific heat capacity increases with increasing
clear from Figure 6 that sedimentary rocks will on density, whereas for the rarer high-density minerals it
the whole have lower matrix thermal capacities than tends to decrease. Specific heat capacities of mixtures
igneous rocks, because they are on the average less of minerals (e.g., nonporous rocks) can be estimated
dense. In contrast, ultramafic rocks and other high- either from the density of the mixture or as a weighted
density rocks (or any sedimentary rocks with large average of the specific heat capacities of the compo-
proportions of minerals from such source areas) will nent minerals. Specific heat capacities of sedimentary
have high thermal capacities. Conversely, evaporites rocks tend to be lower than those of ultramafic ig-
and coals will tend to have abnormally low thermal neous rocks, but similar to those of felsic and mafic
capacities. rocks. Coal is exceptional in having an unusually high
This example shows that the concept of thermal specific heat capacity that decreases with increasing
capacity (specific heat capacity expressed per unit vol- coal rank.
ume) and the values of thermal capacity are useful The thermal capacity of any material is the spe-
for modeling. Modeling software (or modelers) need cific heat capacity calculated per unit volume, by mul-
only multiply the thermal capacity by the thickness of tiplying the specific heat capacity by the density of the
the rock unit in question to calculate the specific heat material. The thermal capacity of a mixture of solid
capacity of that rock unit. materials can be calculated as the weighted average
The process outlined here is obviously too of the thermal capacities of all its components.
tedious to be carried out by hand for each model- The specific heat capacity of any mineral or
ing project. However, it would be easy to construct a nonporous rock (including kerogen and coal) at
software program to perform such calculations au- any temperature can be calculated using generalized
tomatically. Individual modelers could construct a equations developed in this paper. Uncertainty is on
spreadsheet outside their basin-modeling software the order of 5%. Specific heat capacity of all solids
and simply import the resulting values. Alterna- increases substantially with increasing temperature
tively, software developers, could build the calculation from 0 C to about 400 C, and then increases more
scheme into their software. slowly at higher temperatures.
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Specific Heat Capacities of Rocks, Minerals, and Subsurface Fluids: Minerals and Nonporous Rock 121

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