E-mail: gianluca.spizzo@igi.cnr.it
Abstract
The magnetic topology of the stochastic edge of a helical reversed-field pinch, with helicity
m/n, shows to be deeply influenced by higher harmonics (m 1)/n, with the same n, due
to toroidal coupling. As a consequence, by measuring kinetic quantities in a particular ,
location, one can incur in substantial errors or mis-interpretations of the kinetic plasma
response: only a full 3D coverage of , angles can reveal the real topology of the plasma.
This can be a caveat for MP application in tokamaks, because it shows that toroidal and
poloidal sidebands, though smaller than the base mode by a factor = a/R , can have a
sizable effect on the kinetic response of the edge plasma, and thus on related issues (for
example, ELM stabilization and suppression).
1.Introduction action, and internal kinetic response from the plasma is a cru-
cial problem with MPs.
Magnetic perturbations (MP) are induced in tokamaks to sta- In this paper we will present new results in the RFX
bilize the edge plasma with respect to edge-localized modes reversed-field pinch, showing that sidebands, toroidally cou-
(ELMs) and enhance plasma exhaust (see [1] and references pled to the base mode, complicate the kinetic plasma response
therein). The method is effective, especially at low col to MPs. RFX possesses a different magnetic configuration
lisionality, but it induces serious drawbacks, such as the so- with respect to tokamaks: nevertheless, it shows a stochastic
called density pumpout [2] (a decrease of electron density edge produced by MPs which are well-controlled (in phase
throughout the plasma cross-section), and a series of modi- and amplitude) by a full coverage of 192 feedback coils.
fications of plasma edge kinetic quantities, which have been Moreover, the kinetic plasma response is measured by means
recorded in TEXTOR [3, 4], in DIII-D [5] and, more recently, of an almost full coverage (in both toroidal and poloidal
in a detailed study of ECE electron temperature profiles with angles) of edge diagnostics. This makes RFX an ideal exper
the m/n = 2/1 MP in ASDEX Upgrade [6]. These modifica- imental benchmark for comparing in a detailed way the action
tions include significative perturbations of floating potential, (coils) and response (kinetic quantities). Measurements will
edge electron pressure and E B flow, which at a first approx be compared to guiding-center simulations with the code
imation follow the helicity of the applied base mode. This is orbit [7]: besides a more traditional interpretation in terms of
a problem with MPs, since ELM stability depends on plasma connection lengths, the role of sidebands will be validated via
pressure, whereas the external knobs are the currents in the calculations of the Poincar recurrence time, applied for the
feedback coils. This mismatch between external, magnetic first time to plasma physics.
Figure 1. Spectrum of tearing modes in the RFX-mod experiment: (a) m = 1 modes, (b) m = 0 modes. Top row, maximum of the
eigenfunction along the radius, bottom row, eigenfunction evaluated at the liner. In cyan, the eigenfunction is calculated in cylindrical
approximation; in red, in toroidal geometry.
In previous RFX studies, a very good agreement was found helicityQSH, where the entire plasma column is moulded
between a helical 1/7 edge topology and measurements of as an helix (see [25] and references therein). Very pure QSH
floating potential, edge electron pressure and E B flow states have been obtained in the Reversed Field eXperiment
[815]: the conclusion was that plasma kinetic quantities modified (RFX-mod) in Padua, Italy [26], where a state-of-
are indeed shaped as the 1/7 dominant helix. The theoretical the-art feedback control system of the tearing modes [27]
reason for this is that electrons follow closely the magnetic allows for obtaining an almost monochromatic TM spectrum,
field lines, so that even a small amount of chaos can influ- with a strong, dominant q = m/n = 1/7 mode resonating in
ence electron density and temperature [1619]. The effect on the plasma core [28].
the floating potential is more subtle, and a proposed theory Our case study is a typical QSH discharge, #37537 at t = 130
involves the role of ambipolarity in the vicinity of edge ms, with plasma current Ip = 1.5 MA and on-axis magnetic
islands, in a way that the potential has the same symmetry of field B = 1.4 T. Eigenfunctions for the TMs are calculated with
the parent island [20]. the NCT code, by solving the Newcombs equationsin toroidal
New RFX measurements show that the plasma kinetic equilibrium, using as constraints the pick-up coil measure-
response is far from being a simple 1/7 helix [21, 22]: due to ments in the edge [23]. The eigenfunction profiles are then
toroidicity, an m/n mode always generates (m k)/n higher inserted in orbit, which is a Hamiltonian guiding-center code
harmonics, k = 1, 2, . . ., with the same n. In this paper we in Boozer coordinates, (p , , ) [7]. Eigenfunctions are treated
will show the effect of these higher m k modes on the edge in the general representation Bm,n = (m,n (p )B0 ), with
magnetic topology of RFX-mod: in particular, we will con- B0 the equilibrium field [29, 30]. The application to the RFP
centrate our attention on the k = 1 sideband, which is by far tearing modes introduces spurious components in the longitu-
the dominant one, and in particular on the 0/7 mode, which dinal direction, whose contribution to topology and transport
is the one resonating in the edge. We will show that, by meas- is absolutely negligible [31]. The spectrum of TM is shown
uring kinetic quantities in a particular , location, one can in figures 1: figure 1(a) shows the m = 1 component, while
incur in substantial errors or mis-interpretations of the kinetic figure 1(b) shows the m = 0 component of the spectrum. In
plasma response: only a full 3D coverage of , angles can figure1(a) it is evident the presence of the 1/7 mode, one order
reveal the real topology of the plasma. This can be a caveat of magnitude larger than the other n > 7 modes. The 1/7 mode
for MP application in tokamaks, because it shows that toroidal is the innermost resonant TM, given the value of the safety
and poloidal sidebands, though smaller than the base mode by factor on axis, q(0) 0.15, which is typical of RFX-mod [32].
a factor = a/R [23], can have a sizable effect on the kinetic The m = 0 spectrum shows a similar, almost monochromatic
response of the edge plasma, and thus on ELM-related issues. shape (figure 1(b)). It is worth noting that the large 0/7 mode
appears only in the Newcomb analysis in toroidal geometry
2. Mode spectra and basic properties of the RFP (red lines in figure1(b)), while in cylindrical geometry (lines
helical topology in cyan) the spectrum is flatter (with peaks at n = 8, 13 and
19). In fact, the 0/7 mode is generated by the 1/7 via toroidal
The RFP is characterized by a saturated spectrum of sta- coupling, the 1/0 mode being the mediator between modes
tionary tearing modes (TM), with main helicities m = 0, 1 and with the same toroidal number [23]. This interaction is a geo-
0 < n 20 [24], whose amplitude and phases are measured metrical effect of the Shafranov shift: as such, the 0/7 mode
in great detail. At high ( Ip > 1 MA) current, the RFP shows inherits the same rotation frequency and a well-definite phase
a typical high-confinement helical state, dubbed quasisingle relation with the parent 1/7 mode.
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Nucl. Fusion 57 (2017) 126055 G. Spizzo etal
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Nucl. Fusion 57 (2017) 126055 G. Spizzo etal
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Nucl. Fusion 57 (2017) 126055 G. Spizzo etal
Figure 7. Contour plots of connection length Lc,w on the equatorial plane (, p ), at four poloidal angles, = 0, 90 , 186 and 260.
Overplotted, the Poincar plots of the helical topology, simplified spectrum with n = 7 modes, only. The unperturbed reversal is the
horizontal, green line, the wall is the yellow line. The white contour corresponds to the Kolmogorov length Lk, and separates laminar
and ergodic regions.
length is then defined as Lc,w = L , i.e. the average over the i.e. those with Lc,w > Lk [47]. In figure7, all of the main fea-
particles of the parallel length travelled along the field line, tures discussed in section3 can be recognized: in particular,
until they are lost on the wall, L = vth loss . This definition of Lc,w is a factor6 longer at = 0, 90, and it is shorter at
Lc,w is the same as that used with orbit in a recent work on = 186, 260. Moreover, two very distinct behaviors can be
TEXTOR [46], and matches the definition which is found in recognized:
tokamak literature [3, 16, 33, 45]. A first definition, with a
(i) At = 0, 90 the PWI is dominated by the stochastic layer
fixed initial condition and variable final points, was used in
(section 3.1), which is closer to the wall and is character-
previous works on RFX [10, 12], but in the present study was
ized by Lc,w > Lk (red regions). In particular, moving
rejected and modified in favor of the more standard usage,
from = 0 to = 90 does not change the position of
since it does not reproduce details of pressure and floating
the maximum Lc,w along , which sticks to the toroidal
potential measurements for shot #37537 and similar ones.
location of the XP of the 0/7 island. This justifies the fact
This is a caveat for the use of Lc,w, since it shows that this sta-
that signals of electron pressure and floating potential are
tistical indicator is ill-defined: in particular, it depends on the
in phase at = 0, 90 (same toroidal section), as shown
choice of the initial and final conditions. We will come back
in figure3;
again on this issue in section5. Finally, to distinguish between
(ii) at = 186, 260 the PWI is completely dominated by
laminar and ergodic regions, we estimated the Kolmogorov
the 0/7 islands, following what shown in figure 5. The
length Lk through the procedure of the finite-size Lyapunov
Kepler-like motion of field lines around the OP of the
exponents (FSLE), described in [31]. We deposited 7000 field
0/7 island (figure 6) determines the formation of laminar
lines at p = 0.07, and the result is Lk = 10.8 m (0.86 toroidal
pockets to the right of the OP, as described in section3.2.
turns). This is only a reference value, and a more precise, local
Conversely, to the left of the OP an ergodic region forms,
calculation will be given via a different method in section5.
with Lc,w > Lk : it is this region now, that dominates
Given the intrinsic 3D nature of the problem, it is necessary
PWI. Again, moving from = 186 to = 260 does
to plot Lc,w in all three directions, (p , , ): figure 7 shows
not change the position of the maximum Lc,w, which is
the contour plots of connection length Lc,w on the equato-
now close to the OP of the 0/7 island. Again, signals of
rial plane (, p ), at four poloidal angles, = 0, 90 , 186
floating potential are in phase at 186, 260.
and 260. In the four panels, the white contour level corre-
sponds to Lc,w = Lk , and separates laminar ( Lc,w < Lk ) from Summarizing, more than a helical shape, the PWI seems
ergodic regions ( Lc,w > Lk ). In the tokamak community, this to be the combination of two regions of m = 0 interaction,
is a standard way of highlighting regions of strong interaction, 0 < < 90 and 180 < < 260, arranged along a helix.
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Nucl. Fusion 57 (2017) 126055 G. Spizzo etal
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Nucl. Fusion 57 (2017) 126055 G. Spizzo etal
2
p p,0 2
R2e = 2 + (sin sin 0 )2 + (cos cos 0 )
p,w
2
+ (sin sin 0 )2 + (cos cos 0 ) . (6)
The radius Re of the ellipsoid is chosen as to be comparable
to the grid spacing of section4; the 2 factor in front of the
first term in the r.h.s. of equation(6) is necessary for reducing
the elongation of the ellipsoid in the radial direction.
While the existence of the recurrence time is guaranteed by
the theorem proved for the first time by Poincar, the practical
applicability of this observable relies on the estimate of the
average rec over a distribution P(t). In fact, one can define a
Figure 10. Sketch for the definition of the Poincar recurrence probability distribution function (p.d.f.) of recurrences t, with
time: the domain A is the yellow rectangle, the escape time P(t)dt the probability for (rec) of falling between t and t + dt.
corresponds to the green solid trajectory, while the external time Then the mean recurrence time rec can be introduced as [49]
corresponds to the orange solid trajectory. The first trajectory out of
A is the dashed line, and it is neglected in the calculation. +
t P(t)dt
(7) rec = 0 + .
(and that of tokamaks with MPs) is therefore an ideal case to 0
P(t)dt
exploit this method. Even though the concept of recurrences Boltzmann, in a reply to Ernst Zermelo, was the first to show
is not new in plasma physics (an instance is the application of that, in a perfect gas, the Poincar recurrence time calculated
recurrence plots [50] to time-series analysis of electrostatic according to equation (7) is overwhelmingly large [52]. A
turbulence [51]), this is the first time that a rigorous definition more general estimate is given by the Kac lemma [49] as
of Poincar recurrence is applied to a fusion device.
Following Zaslavsky [49], we define a bounded area A of
(8)
rec = t < ,
volume (A), sketched in figure10 as a yellow rectangle. We (A)
can define an escape time from A as the time spent inside the where t is the time between two successive interceptions in
volume A, i.e. the interval between the first entrance tIN1 and the Poincar plot, the total volume of the phase space. In the
the (second) exit time tOUT: case of a toroidal RFP, figure11 shows an example of calcul
ation of P(t) in a sample volume near the 0/7 island XP, just
(esc) = tOUT tIN1 .
(3)
within the stochastic layer described in section3. The equato-
The escape time is shown as a green solid line inside area A in rial sectionof the volume defined according to equation(6) is
figure10. The first trajectory, from the deposition point to the shown in figure11(a) as a pink, shaded area. In this case, the
first entrance tIN1, is shown as a dashed line in the same figure, Kac formula (8) can be simplified to
and it is neglected since the first time a particle exits A it lacks a
a correct definition of the escape time. Similarly, we introduce 2 2 a2 R 3 1
(9)
rec tor = tor = 290tor ,
the time a particle spends outside A, as the time between the (A) 2 r
exit time tOUT and the second entrance tIN2: where (A) = 4/3r(a)(R) is the volume of the
(4)
= tIN2 tOUT . (ext) ellipsoid defined in equation(6). Therefore, in the RFP, con-
trary to the famed Boltzmann case, the average recurrence
This external time is shown as an orange solid line in time is well within computational capabilities.
figure10. The recurrence time is the time spent out plus the For each particle we record successive recurrence times
escape time, and thus: (equation 5), restarting each particle that has returned the
(rec) = (esc) + (ext) = tIN2 tIN1 .
(5) volume with random position inside A. The p.d.f. of recur-
rences is shown in figure11(b). It can be demonstrated [49]
Therefore, to map the recurrence times in A, it is neces- that in a homogeneous, uniform, fully chaotic system with a
sary to record only two successive entrance times, for each Chirikov parameter well above the stochastic threshold [53],
particle: the exit times do not carry relevant information. the p.d.f. of recurrences follows the exponential law:
Mathematically speaking, the recurrence time is defined as
the limit lim(A)0 (rec) [49], so the volume (A) should be 1 t
(10) P(t) = exp ,
small with respect to the system size. In this way, the Poincar mix mix
recurrence time becomes truly dependent on the volume area and that mix vth = Lk , with Lk the Kolmogorov length.
A only, thus being a better observable than the connection Trajectories for which scaling (10) applies are called uni-
length Lc,w. form mixing [49] because of the absence in phase space of
The area A to determine the Poincar recurrences is eas- singular zone domains with zero Lyapunov exponents (or
iest defined as a closed ellipsoid centered in (p,0 , 0 , 0 ), and infinite Lk, conserved domains), such as the pink and green
bounded by the surface defined according to: islands of figure2. We will therefore call the correspondent
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Nucl. Fusion 57 (2017) 126055 G. Spizzo etal
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Nucl. Fusion 57 (2017) 126055 G. Spizzo etal
(a) (a)
(b) (b)
Figure 13. Comparison of two different chaos metrics, the Figure 14.Poincar recurrence length Lrec at two more poloidal
connection length Lc,w and the Poincar recurrence length angles, = 90 (frame (a)) and 186 (frame (b)). This figureshould
Lrec = rec vth, rec being the Poincar recurrence time: (a) is a zoom be compared to the analog figure7.
of figure7(a) along a single n = 7 period in the toroidal angle ;
(b) is a contour of Lrec in the same region. The poloidal sectionis at Finally, let us repeat the analysis at two different values
= 0. of , namely = 90 and 186: results are shown in fig-
ures 14(a) and 14(b), respectively. At = 90 the region
they can return at least once to area A. On the contrary, the
of larger interaction remains the stochastic layer (250
two main features determining transport in the edge emerge
toroidal turns, Lrec 1.4 3 km), but the regions with
quite well: they are the stochastic layer ( Lrec 1.5 2 km)
the OP get closer to the wall. At = 186 the plasma-wall
and the edge m = 0 islands ( Lrec 3 4 m: for the sake of
interaction is completely governed by the m = 0 islands
comparison, 1 toroidal turn=12 m in RFX, so 100 toroidal
( Lrec 2.6 3 m), in all respects similar to what discussed
turns=1.2 km). Therefore, at = 0 the structure closer to
in section4.
the wall is the stochastic layer, with large Poincar recurrence
times (>100 toroidal turns). This confirms, on grounds of a
mathematically better defined metric, the fact that particles 6. Summary and conclusions
inside the ergodic region [3, 33] experience many times the
whole plasma volume, before returning to their starting point: In this paper we discuss the role of toroidally coupled side-
this is consistent with a larger temperature inside the ergodic bands in determining the kinetic response of the plasma to
region, both in tokamaks [4] and in RFX-mod [21]. Particles an applied base mode of a well-defined helicity. The result
around the OP of the edge islands experience only partly the is that sidebands are as important as the base mode in deter-
plasma volume (rec 1 toroidal turn), and particles in the mining the details of plasma pressure and floating potential
laminar regions experience none, they are rapidly lost to the in the edge, when MPs are applied: this should be a caveat
wall. In this respect, from the point of view of recurrences, for tokamaks, since ELM stability depends directly on
regions with Lc,w in the range 1 100 m are indistinguishable, edge plasma pressure. Our case study is the topology of the
no particle returns to area A (see the correspondence between RFX-mod helical edge (r/a 0.85), which is dominated by
the white regions in figure 13(b) and the contour levels in a 1/7 modulation. In the past, this base mode was found to
figure13(a)). Therefore, discussing tiny variations of Lc,w in dominate measurements of electron pressure, floating poten-
the meter-to-kilometer range might not add significant infor- tial and plasma flow [815]. New measurements show that
mation, even in the tokamak MP case. m = 0 effects are strong [21, 22], the 0/7 mode being the
10
Nucl. Fusion 57 (2017) 126055 G. Spizzo etal
main sideband toroidally coupled to the base mode [23]. ORCID iDs
This toroidal correction is found to be of order = a/R .
Simulations of magnetic topology and of connection lengths G. Spizzo https://orcid.org/0000-0001-8586-2168
to the wall, performed with the guiding-center code orbit, M.Spolaore https://orcid.org/0000-0002-2350-2033
reproduce in detail measurements, and provide an explana- D.Terranova http://orcid.org/0000-0001-9339-283X
tion of the observed deviation in terms of two structures that M. Veranda https://orcid.org/0000-0002-5821-2896
are well-known in chaos theory: a stochastic layer separating N. Vianello https://orcid.org/0000-0003-4401-5346
the 1/7 and 0/7 resonances, and field line orbits around the
O-points of the 0/7 islands. Moreover, for the first time in
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