Research Paper
a r t i c l e i n f o a b s t r a c t
Article history: Empirically based lumped hydrologic models have an extensive track record of use for various watershed
Received 18 January 2017 managements and flood related studies. This study focuses on the impacts of land use land cover change
Revised 10 October 2017 for a 10 year period (20002010) on the stream discharge in a sub-watershed of Indus River using
Accepted 6 November 2017
lumped model HEC-HMS. The input variables for model building in HEC-HMS were calculated based
Available online xxxx
on the DEM, LULC, soil and precipitation data which was collected and pre-processed in HEC-GeoHMS.
The model was calibrated for the year 2000 and validation was done for 2010. The statistics shows cor-
Keywords:
relation coefficient = 0.96, relative Bias = 9% and Nash-Sutcliffe coefficient of efficiency (NSCE) = 0.87.
HEC-HMS
Indus above Tarbela
The validation statistics are Correlation Coefficient = 0.95, Bias = 14% and NSCE = 0.91. The model
LULC change results shows that LULC change analysis using Landsat images in 10 years the overall concussion of
LandSat change on discharge has been negligible in the study area. Due to decrease in forest the percent of bare
TRMM soil and built up area increases. This conclusion was further supported by the LULC change analysis
conducted on a local scale metropolitan district of Mansehra (16 km2). Soil and built up area in this
sub-watershed increased from 69%, 8.2% in 2000 to 78%, 13.76% in 2010 respectively, whereas the corre-
sponding river discharge increased by 33.61% from year 20002010, proving strong positive correlation
on a local scale between the LULC and the river discharge.
2017 National Authority for Remote Sensing and Space Sciences. Production and hosting by Elsevier B.V.
This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-
nd/4.0/).
https://doi.org/10.1016/j.ejrs.2017.11.001
1110-9823/ 2017 National Authority for Remote Sensing and Space Sciences. Production and hosting by Elsevier B.V.
This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
Please cite this article in press as: Younis, S.M.Z., Ammar, A.. Egypt. J. Remote Sensing Space Sci. (2017), https://doi.org/10.1016/j.ejrs.2017.11.001
2 S.M.Z. Younis, A. Ammar / Egypt. J. Remote Sensing Space Sci. xxx (2017) xxxxxx
Arabian Sea. The rain pattern is more intricate by the impedance of discharge of the Beas River, India. Andrassian et al. (2001) and
other climate systems, like, westerlys starting in the Mediter- Majidi and Vagharfard (2013) also found satisfactory results of
ranean Sea and some neighborhood convection and some oro- simulated discharge using HEC-HMS.
graphic low pressure frameworks (Draper et al., 2009).
Geographical Information System (GIS) is used to join precipita-
2. Materials and methods
tion data with stream qualities to model and visualize falling precip-
itation, runoff, and rising streams (Foody, 2004). Progressively, GIS is
2.1. Study area
joining time components into their analytical capacities. These time
components known as spatio-temporal information improves mod-
Location of the study area is in Khyber Pakhtukhwa (KP) pro-
eling of real world phenomena. Joining spatialtemporal informa-
vince of Pakistan. Initialize from Terbela reservoir and ends at
tion into different parts of watershed management is a basic
Besham station. The extent of the study area is between latitude
approach to examine stream flow data and shape a basic flood model
34 and 35 and longitude 72 and 73 as shown in (Fig. 1).
(Dai and Khorram, 1999). In view of the way that hydrological and in
addition geomorphological qualities shift spatially, the utilization of
GIS has attained a lot of consideration in the recent times, whereby 2.2. Datasets
the analysis at various scales should be possible and all the varia-
tions can be taken into account (Melesse and Shih, 2002). The datasets required for carrying out the research include
The focus of this study is to analyze the hydrological character- Landsat TM satellite images for the years 2000 and 2010 for the
istics of the study area and to assess the impact of changes in the analysis of land use land cover in the study area. Shuttle Radar
land-use land-cover on increasing the severity of the flood event. Topographic Mission (SRTM) Digital Elevation Model (DEM) was
To study the aspect which is responsible in any change of discharge used for basin analysis. Satellite based rainfall estimation of TRMM
from precipitation is essential for flood management (Younis and (3B42v7 product) was used as input precipitation data for the
Iqbal, 2015). Spatial hydrology is one of the most ideal approaches model. Digital World Soil Map (DWSM) data were used to extract
to perform investigation on the zone with limited access. So Satel- the soil groups in the study area. River daily discharge data for
lite remote sensing data and hydrological model HEC-HMS are the years 2000 & 2010 was collected from the Federal Flood Com-
used to compute the discharge in the area. Several researchers mission (FFC), Pakistan for calibration and validation of the simu-
have studied the impact of LULC on discharge pattern and HEC- lated discharge from HEC-HMS model.
HMS model for discharge simulations. Lan (2012) studied the
impact of LULC on discharge through the HEC-HMS model and 2.3. Methodology
found that with an increase in built up area of about 4 times in
50 years, the discharge increase about 6 times from 1958 to In this study, surface run-off simulation has been done with the
2008. Maity (2009) simulated discharge through HEC-HMS model Soil Conservation Service (SCS) methods using HEC-HMS
and found a high correlation between simulated and observed hydrological model and the model was optimized, calibrated, and
Fig. 1. Study area in the upper reaches of the Indus basin from BishamQila in the north to Tarbela reservoir in the south located in the north western part of Pakistan.
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S.M.Z. Younis, A. Ammar / Egypt. J. Remote Sensing Space Sci. xxx (2017) xxxxxx 3
validated for the rainfall monsoonal period of years 2000 and 2010, 2.4.2. Meteorological model
and then their output flood hydrographs and peak flow estimation It has the rainfall & evapotranspiration data.
were examined.
The overall methodology for the research is given in (Fig. 2), and 2.4.3. Control specifications
can be divided into 5 portions. It contains data related to the timing of the model like when a
storm occurred and what type of time interval is to be adopted in
1. DEM processing was done in HEC-GeoHMS extension of ArcGIS the model.
2. Soil map was processed to extract Hydrological Soil Groups
(HSG) for the study area 2.4.4. Input data
3. Precipitation data were downloaded and converted to input in Stores boundary and parameter conditions for basin and mete-
the model HEC-HMS orological models.
4. Satellite images were classified to produce LULC maps There are certain methods which have to be selected for simu-
5. All the datasets were then used in HEC-HMS model and calibra- lating discharge through the HEC-HMS model. The methods
tion and validation of the model was done to get the output include loss method, transform method and routing method. These
processes reflect the spatial and geomorphologic information to
2.4. HEC-HMS model execute the stream flow estimation (Bookhagen and Burbank,
2010).
HEC-HMS is a precipitation-runoff lumped model. It uses
empirical methods to convert rainfall volume to runoff volume. 2.5. Loss method
Hydrographs produced by the program are used for studies of flow
forecasting, future urbanization impact, flood damage reduction, The loss method allows choosing the process which calculates
floodplain regulation etc. (HEC, 2006). HEC-GeoHMS extension in the rainfall losses absorbed by the ground. The loss method chosen
ArcGIS can be used to setup the model parameters for HEC-HMS in this study for loss method was SCS-CN which uses CN values for
model. HEC-GeoHMS analyzes digital terrain data and transforms each sub-basin along with the initial abstraction values. The for-
the drainage paths and watershed boundaries into a hydrologic mula for calculating loss through the SCS-CN method is:
data structure that represents the drainage network. Pre-
P Ia2
processing of the DEM was done in HEC-GeoHMS for setting up Q 1
input parameters and defining the methods to be used in HEC- P Ia S
HMS model. where P is precipitation in mm, Ia is initial abstraction in mm and S
HEC-HMS model has 4 units. is the soil retention. Soil retention is calculated using CN values
with the formula as:
2.4.1. Basin model 25400
It holds data relevant to the physical attributes of the model, S 254 2
CN
such as basin areas, river reach connectivity, or reservoir data.
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4 S.M.Z. Younis, A. Ammar / Egypt. J. Remote Sensing Space Sci. xxx (2017) xxxxxx
2.6. Transform method An error matrix for each land cover class is shown in the Table 4.1.
The overall accuracy was calculated as 71.4%. The kappa coefficient
The Transform method allows specifying how to convert excess is the measure of statistical classification accuracy and it was mea-
rainfall to direct runoff. SCS unit hydrograph method was used in sured using ArcGIS. The kappa coefficient for the 2010 image was
this study. For calculation of purpose, values of lag time were cal- calculated as 0.623.
culated for each sub basin using slope length and CN values. The
following dimension-less equation is used for the transformation
of surface runoff to the channel: 3.2. Generation of CN raster
L0:8 S 10:7
Lag 5 3.3. Calibration of HEC-HMS model
1900 Y 0:5
1000 The HEC HMS model was calibrated using the 2000 datasets and
S 100 6 parameters setting. The discharge data from FFC was used in the
CN
calibration. The parameters including initial abstraction and curve
where
number were tuned to best possible match for the observed
Lag = basin lag time (h)
ground discharge data. The 2010 dataset was then used for valida-
L = hydraulic length of the watershed (feet)
tion purpose, keeping the parameters values same as that of 2000.
Y = basin slope (%)
To calibrate model the sensitive parameters are modified to flexi-
ble extent, so that the outcomes are matched to measured values
2.7. Routing method
based on a predefined objective. The referenced observations are
compared with the values estimated from the model. In general,
Routing accounts for changes in flow hydrograph as a flood
models in hydrology are area specific so they must be calibrated
wave passes downstream. Routing method used in this study
by using them in areas other than where they developed.
was Muskingum, which uses travel time K (assumed as CN lag
time) and degree of storage values x (is assumed 0.2).
3.4. HEC-HMS model results
3. Results
Two years monsoonal periods 2000 & 2010 was used for dis-
3.1. Land-use land-cover change analysis charged analysis. Monsoon period comprises from July 15 to
September 15, so satellite rainfall data (TRMM) were obtained to
Landsat satellite images of 2000 and 2010 were classified using simulate the discharge in HEC-HMS. Most of the flood events or
supervised classified with a maximum likelihood classifier. Five high discharge is expected in this period. The simulated result is
classes were made, namely; Water, Soil, Forest, Grass and Built-up added into consideration for Tarbela outlet. The model was run
(Table 4). Change analysis was done by calculating the areas of on a daily base interval and analysis are relying on this output.
land cover in 2000 and then relating to the areas of land covers Simulated average per day discharge is compared with average
in 2010 as shown in (Table 1). The final LULC maps for the years daily observed discharge. The values of some selected days of the
2000 and 2010 along with the graphs of change analysis are shown simulated and observed discharge during calibration for a one
in (Fig. 3). The overall accuracy of the classification was calculated day period are shown in (Table 2). The hydrograph for the mon-
through error matrix generation. The error matrix was made soonal period was generated for the calibrated values in the HEC-
through high resolution Google imagery. Total 98 points were HMS model shown in (Fig. 5). The validation of the model was done
taken on the Google image for different land covers and then they for the year 2010 and the hydrograph generated is shown in
were validated by overlaying them in the classified image of 2010. (Fig. 6).
Table 1
The area of each LULC classified as well as the percentage of their increase or decrease from the year 2000 to 2010.
Land Cover Type Area in year 2000 (km2) Percentage of total area 2000 Area in year 2010 (km2) Percentage of total area 2010 Percentage increase/
decrease
Water 204.7 3.01% 225.7 3.3% Increase 10%
Soil 2343.55 34.4% 3075.56 45.2% Increase 31%
Forest 2280.31 33.4% 1892.56 27.8% Decrease 17%
Grass 1962.29 28.8% 1563.76 22.9% Decrease 20%
Built-up 21.55 0.3% 48.3 0.7% Increase 124%
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S.M.Z. Younis, A. Ammar / Egypt. J. Remote Sensing Space Sci. xxx (2017) xxxxxx 5
Fig. 3. Overall results of the LULC change analysis done for the study area.
Fig. 4. Curve Number Raster generated from LULC and Soil data. The dark shades represent higher value of CN and thus higher runoff potential areas while the brighter colors
represents lower runoff potential areas.
Table 2 (Table 3). Scatter plot and regression line between observed and
Simulated and observed discharge at Tarbela gauge during calibration of HEC-HMS simulated discharge for monsoonal period of 2000 and 2010
model for year 2000. (Fig. 7).
Date Precipitation (mm) Observed (m3/s) Simulated (m3/s)
3.6. Sensitivity analysis of HEC-HMS
22/07/2000 12.4 4793.6 5238.00
29/07/2000 16.0 6955.2 7466.40
31/07/2000 74.5 8008 9769.50 During the calibration process for HEC-HMS, two parameters
6/08/2000 29.4 5616.8 5485.50 were found more sensitive. These are the Curve Number (CN)
9/08/2000 18.4 5269.6 5258.70 and Initial Abstraction for sub-basins. Three values for all of the
31/08/2000 13.4 4874.8 5106.60
parameters are used to get how they are sensitive and which is
4/09/2000 10.5 4715.2 4454.10
6/09/2000 20.2 4603.2 4533.30 more sensitive and which is most sensitive for Tarbela watershed.
It is found that the Curve Number comes out as the most sensitive
parameter to change the discharge value followed by Initial
Abstraction. The sensitivity index for the parameters was also cal-
3.5. Statistical analysis culated using the following equation
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16000 100.0
14000
12000
Precipitaon (mm)
Discharge(m3/s) 10000
8000 50.0
6000
4000
2000
0 0.0
Fig. 5. Comparison of simulated discharge for year 2000 generated by the model after calibration, plotted versus the observed discharge values at Tarbela outlet.
25000 150.00
20000
Precipitaon (mm)
Discharge(m3/s)
100.00
15000
10000
50.00
5000
0 0.00
Fig. 6. Comparison of simulated discharge for year 2010 generated by the model for validation, plotted versus the observed discharge values at Tarbela outlet.
where
Table 3
Si = Sensitivity Index
Statistical analysis results.
RI = Parameter increased
Statistical method Year 2000 Year 2010 RD = Parameter decreased
Correlation coefficient 0.96 0.97 Rn = Parameter value
Nash-Sutcliffe Efficiency 0.87 0.91
Relative Bias 9% 14%
The results of the sensitivity index are shown in the (Table 6).
Table 4
The area of each LULC classified sub watershed as well as the percentage of total area for the year 2000 and 2010.
Class Area in 2000 (Km2) Percentage of total Area Area in 2010 (Km2) Percentage of total Area
Soil 11.17 69.53 12.58 78.30
Forest 0.87 5.41 0.52 3.25
Grass 2.71 16.86 0.75 4.69
Built-up 1.32 8.20 2.21 13.76
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S.M.Z. Younis, A. Ammar / Egypt. J. Remote Sensing Space Sci. xxx (2017) xxxxxx 7
2000 N = 90
R = 0.9261
16000
14000
10000
8000
6000
4000
2000
0
0 2000 4000 6000 8000 10000 12000
2010 N = 90
R = 0.9555
25000
20000
Simulated Discharge (m3/s)
15000
10000
5000
0
0 5000 10000 15000 20000 25000
Fig. 7. Scatter plot and regression line between observed and simulated discharge for monsoonal period of 2000 and 2010.
3.7. LULC effect on discharge The calibrated model for complete watershed parameters were
used to simulate smaller watershed. 8 different events were cre-
We can examine the impact of LULC on runoff by using the cal- ated by using simulations, with precipitation value of more than
ibrated models according to every land use scenario on the same 15 mm, all others parameters are constant for 2000 & 2010 just
rainfall event and volume of generated runoff, also comparing changing the LULC parameters. The results showed a significant
the resulting the stream flows with one another (Lan, 2012). In this percentage of increase in discharge for each event. The simulated
study to evaluate the LULC impact on discharge, first the model results for the whole watershed were then compared with sub-
was simulated with 2000 LELC scenario and other parameters were watershed results as shown in the (Table 5).
also set accordingly, then setting the other parameters constant
with changed LULC scenario of 2010 to run the simulation. It was
observed that although changing the factor of LULC alone shows 4. Conclusion
increasing value of discharge (about 6%) but it was not a consider-
able change in the discharge values for the whole watershed. The calibration of the HEC-HMS model was done for the year
Studies show that increase or decrease in discharge is directly 2000 and validated for 2010. The calibration statistics for n = 63
associated with the amount of built-up area in it. The resultant (monsoon season during July, August and September) is correlation
very small impact of LULC can be associated with the fact that coefficient = 0.96, relative Bias = 9% and Nash-Sutcliffe coefficient
the whole watershed has less than 1% built-up area in it. To prove of efficiency (NSCE) = 0.87. The model validation statistics are CC =
this a small sub-watershed (16 km2) with a good proportion of 0.95, Bias = 14% and NSCE = 0.91. The model results show that
built-up area in it was extracted (Fig. 8), and the simulation for dis- LULC change analysis using Landsat TM images in 10 years the
charge was done with the same parameter settings as that of the overall conclusion of change on discharge has been negligible in
whole watershed. the study area. Due to decrease in forest the percent of bare soil
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Fig. 8. LULC of metropolitan sub-watershed in Mansehra District of KP province in Pakistan with a distinct proportion off built-up class in it.
Table 5
Comparison of the percentage increase in discharge values for whole Tarbela watershed and sub-watershed at Mansehra.
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