Disturbances in Postural
6
Stability, Head and Eye
Movement Control
in Cervical Disorders
Introduction
Cervical mechanoreceptors are vital for providing
proprioceptive input. They have reflex connections to both
the vestibular and visual systems and thus can influence the
function of these systems and vice versa. Somatosensory
information from the cervical spine can be altered through
several mechanisms (Chapter 5). Cervical somatosensory
disturbances can influence the control, interaction, and
tuning of afferent input and thus sensorimotor control.
Disturbances in cervical joint position sense, eye movement
control, and postural stability have been identified in patients
with idiopathic neck pain and neck pain following a whiplash
injury. In addition, there may or may not be complaints
of dizziness or unsteadiness. This chapter will explore
the symptom of dizziness and impairments in cervical
joint position sense, postural stability, and eye movement
control which may present in the neck pain patient, as well
as their measurement. Evidence for management will be
presented.
Dizziness
Cervical vertigo is not the unique cause of the symptom of
dizziness or light-headedness in patients with a neck disorder.
There are several other potential causes, including vertebral
artery insufficiency, minor brain injury in cases of whiplash
74 Whiplash, Headache, and Neck Pain
and, commonly, peripheral vestibular dis- are due to side-effects of medication and the
orders. The clinician should be cognizant anxiety caused by either the ongoing pain or
of all causes to allow differentiation of financial gain.12 Nevertheless we found no
dizziness in the patient presenting with neck difference between chronic whiplash
pain. patients with and without dizziness with
respect to medication intake, anxiety
levels, or compensation status. Neither did
Cervical vertigo these features influence our selected
A cervical disorder can cause the symptom measures of sensorimotor control, that is,
of dizziness, but there has been considerable balance, eye movement control, and
controversy with respect to its frequency. proprioceptive acuity.3, 6, 7, 13 However,
The main limitation is that there are no damage to the vertebral artery, vestibular
reliable clinical tests that differentiate receptors, or neck receptors or a mild head
cervical vertigo from other causes of injury are all possible causes of dizziness
dizziness. Nevertheless, evidence is following a whiplash injury, making it
emerging to support cervical disorders as a difficult to determine the exact cause of the
genuine and frequent cause of dizziness symptoms.4, 14–17 It is considered that in the
when it is associated with neck pain and absence of traumatic brain injury following
disability.1–4 Humphreys et al.2 found a a whiplash injury, the symptom of dizziness
33% incidence of dizziness in 180 patients is most frequently ascribed to disturbed
with neck pain. Dizziness correlated with sensory properties of cervical joint and
duration of neck pain, higher neck pain and muscle receptors resulting from the trauma
disability scores, and a history of neck or subsequent functional impairment.3, 17–21
trauma, all of which imply a cervical origin. However other possible causes of dizziness
Dizziness or light-headedness is not an must be considered.
uncommon complaint of those presenting
with cervicogenic headache.5 We determined
a 74% incidence of dizziness and, more
Vertebral artery insufficiency
specifically, unsteadiness in a group with Vertebral artery insufficiency can cause
chronic whiplash-associated disorders.3 It dizziness and is a primary concern of
has also been established that people with clinicians managing patients with neck
neck pain complaining of dizziness have pain, especially in the context of the use
greater deficits in specific tests of of manipulative therapy procedures. The
sensorimotor control than those without reader is directed to a recent review of
dizziness, which is reasoned to reflect cervical arterial dysfunction to assist
abnormal somatosensory input.3, 6–8 A differential diagnosis of vertebral artery
cervical cause of dizziness is also supported dysfunction.22 Spontaneous dissections of
by evidence of improvement in these either the vertebral or internal carotid
symptoms with treatments directed arteries often present initially with severe
specifically towards the cervical spine.1, 9–11 neck pain and headache and often other
A cervical disorder is more readily neurological symptoms.23, 24 The clinician
accepted as the cause of dizziness when neck must be alert to patients presenting with
pain is of an idiopathic origin. Other causes spontaneous onset, acute suboccipital pain,
of dizziness need to be considered when it is and headache with or without dizziness
associated with a trauma such as whiplash and arrange immediate medical attention.
injury. Some believe that dizziness and Equally, due care is needed in patients
unsteadiness following a whiplash injury with peripheral vascular disease or gross
CHAPTER
Disturbances in Postural Stability, Head and Eye Movement Control in Cervical Disorders 75
degenerative change, even with the use vestibular system, resulting in several
of low-velocity manipulative therapy possible peripheral vestibular causes of
techniques in management.25, 26 dizziness. These include benign paroxysmal
Damage to the vertebral artery and positional vertigo (BPPV), damage to the
abnormalities in blood flow can occur in a endolymphatic sac which could cause
whiplash injury27, 28 and the symptom of hydrops (Ménière’s disease), labyrinthine
dizziness could result from disturbances in concussion, otolith disorders,4 or rupture of
cerebral blood flow. However, damage to the otic capsule window resulting in
the vertebral artery is rare in a whiplash perilymph fistula.38
injury without a fracture or dislocation29, 30 There is considerable controversy
and, if it occurs, it may be either regarding the frequency of a vestibular
asymptomatic, because of compensation by versus a cervical cause of dizziness in the
collateral arteries,22, 31, 32 or cause symptoms, whiplash-injured patient who reports
indicating an ischemic event soon after the dizziness. At one extreme, many consider
injury.33 Further recent studies have also vestibular disorders are the primary cause
found the report of dizziness was uncommon of dizziness, although these reports are
even in the presence of vertebral artery based largely on clinical patterns rather than
blood flow abnormalities.33–35 However tests of the vestibular system.16, 17, 39 Other
caution is always warranted. studies of whiplash patients, which have
screened with vestibular tests, report
variable proportions. Ernst et al.4 reported
Minor brain injury a 73% incidence of vestibular disorders
In the whiplash patient, dizziness can result (mostly a diagnosis of BPPV) and a 23%
from a minor brain injury sustained in a incidence of cervical vertigo. Hinoki40 found
motor vehicle crash. Brain injury should not only a 5.6% incidence of a pure or near-pure
be excluded automatically, especially when peripheral labyrinthine dysfunction in a
there has been a direct blow to the head or cohort of 136 whiplash patients. Fischer
reports of amnesia or concussion.36 This does et al.41 reported normal vestibular test results
not occur in the majority of people who in most of their whiplash group, although
sustain a whiplash injury and disturbance in half of them had some vestibular
afferent input from the cervical region is hyperactivity. Interestingly, these authors
probably a more likely cause of dizziness.37 proposed a cervical basis for the vestibular
Interestingly, a cervical cause of dizziness is hypersensitivity; a result of limited neck
still a relatively common cause of vertigo in movement and pain, with subsequent
those sustaining blunt head trauma.4 vestibule-ocular reflex enhancement.
There is a greater likelihood of peripheral
vestibular damage when there has been a
Peripheral vestibular lesions mild head injury associated with the
Vestibular disorders are a primary whiplash injury.4, 38 In the absence of a
consideration in the differential diagnosis of mild head injury, most concur that brain
dizziness, although conversely, a cervical damage and peripheral vestibular
source should be considered in the absence dysfunction are less likely causes of
of any diagnosable vestibular disorder. dizziness, which points to abnormal cervical
Discussion here will center on vestibular somatosensory input from damaged neck
disorders in relation to neck trauma. Forces joint and muscle receptors.17–20, 37 Thus a
generated during a whiplash injury can cervical cause of dizziness is likely in cases
shear the delicate structures of the peripheral of whiplash or other neck trauma, but
76 Whiplash, Headache, and Neck Pain
Figure 6.1 Measurement of cervical joint position error – the difference (in degrees) between the starting and relocated position from
rotation, measured using a Fastrak (Polhemus, Kaiser Aerospace, Vermont).
demonstrated greater cervical JPE than reveal implications of such findings and
controls. Thus the test of JPE might be any need for specific management.
useful to determine changes in sensorimotor
control due to mismatched afferent input
from either abnormal vestibular or cervical
Postural stability
origins, but not to differentiate between Disturbed postural stability has been found
a vestibular and cervical cause. In in patients with insidious-onset neck
circumstances that are not dissimilar, tests pain.9, 45, 64–67 In relation to whiplash, some
that use vision to determine the straight- research has been inconclusive.65, 68–70 In the
ahead position in a darkened room have case of a whiplash injury, patients may have
demonstrated that artificial disturbances to vestibular disturbances or a mild head injury
either cervical or vestibular input can alter associated with the injury which can confuse
the performance.57–59 interpretation of measures. In studies of
In those with neck pain, measures of JPE whiplash which eliminated persons with a
are still relevant as deficits in relocation mild head injury or known vestibular
accuracy have been shown in people with disorder, balance disturbances were found
either insidious-onset or trauma-induced to be present.7, 71 Moreover, postural
neck pain. Moreover, reduced dizziness instability was greatest in those who reported
and improved relocation accuracy have the symptom of dizziness (Figure 6.2). Most
been shown to occur following treatment whiplash patients were also unable to
directed specifically to the cervical maintain postural stability in tandem stance.
spine.1, 60, 61 Interestingly, evidence is The level of anxiety, medication use, and
emerging that JPE in the shoulder and compensation status did not influence the
elbow are also impaired following a balance responses, which refutes the
whiplash injury62, 63 which could affect the assertion that these factors primarily
coordination and movement of the upper underlie postural stability deficits in this
limb. Future research will undoubtedly group.12 Although a vestibular cause cannot
CHAPTER
Disturbances in Postural Stability, Head and Eye Movement Control in Cervical Disorders 79
* * * * * *
2.0
1.8
1.6
1.4
1.2
Logged total energy
1.0 CONTROL
WAD ND
0.8 WAD D
0.6
0.4
0.2
0
Eyes open Eyes closed Visual conflict Eyes open Eyes closed Visual conflict
firm firm firm soft soft soft
Test
Figure 6.2 Differences in balance measured in comfortable stance between whiplash patients with (WAD D) and without dizziness
(WAD ND) and control subjects. The measures (mean and standard error) are of total energy of sway measured with eyes open, eyes
closed, and visual conflict for both firm and soft surfaces. *P < 0.05. (Adapted from Treleaven et al.7 with permission.)
be ruled out entirely, the results point to a show greater disturbances.66 Interestingly,
cervical cause of balance disturbances in Field et al.66 showed that neither patient group
whiplash.7 In support of a cervical cause, can maintain tandem stance with their eyes
Stapley et al.72 demonstrated that whiplash closed for 30 seconds, which is in accordance
subjects with cervical muscle fatigue induced with the findings of Michaelson et al.65 We
by sustained neck extension had increased have also compared patients with chronic
postural sway. whiplash to patients with unilateral vestibular
Balance disturbances can be present in both pathology.47 Not unexpectedly, both groups
insidious-onset and whiplash-induced neck had balance disturbances, but they had
pain; however, people with whiplash generally dissimilar characteristics, suggesting different
80 Whiplash, Headache, and Neck Pain
underlying causes. In general, the whiplash in subjects with both insidious-onset and
group had greater deficits in comfortable traumatic neck pain, although the majority
stance (possibly reflecting somatosensory of research has been in subjects with
deficits) whereas the vestibular group had few whiplash.6, 8, 20, 37, 78–83 In those with whiplash,
deficits in comfortable stance, but greater Heikkila and Wenngren78 demonstrated
deficits in the more challenging positions for decreased smooth-pursuit velocity gain, i.e.,
the vestibular system, e.g., narrow stance on a decreased ability to follow the target
foam surface.73–76 Alpini et al.77 also compared smoothly with the eyes, altered peak
patients with whiplash injury and vestibular velocity, and latency of saccadic eye move-
pathology during the Fuduka stepping test. ments. More recently an increased gain of
This test assesses the distance and amount of the cervico-ocular reflex was demonstrated
angular turn of the person when stepping on over a wide range of neck movement
the spot with the eyes closed for 30 seconds. In velocities, but especially with slower neck
a subset of the whiplash group, a pattern of movements.81, 82 This was reasoned to be
postural instability was observed that was related to either an increased proprioceptive
comparable to neither the control group nor sensitivity to neck movements, due to a
the subjects with vestibular pathology. Alpini decrease in range of motion, or altered
et al.77 considered this to be indicative of cervical somatosensory input.81, 82 Problems
disturbed cervical somatosensory input in the with convergence and diplopia have also
neck pain patients. Future research into the been associated with whiplash disorders.83
discriminatory power of this and other tests There is also some evidence that eye
may help to distinguish better patients with movement dysfunction may be prognostic.79, 84
vestibular and cervical somatosensory Hildingsson and Toolanen84 found that those
dysfunction. with eye movement dysfunction on smooth-
Age is another factor that affects balance. pursuit and/or saccadic eye movement on
In a recent study we determined that elderly initial assessment soon after the accident
subjects with neck pain had greater balance (20% of the cohort) continued to have
disturbances when compared to elderly persistent disabling symptoms at least 8
subjects without neck pain.67 Older patients months postinjury. In contrast, the 80% with
are likely to have more profound deficits in normal eye movement on initial assessment
balance than younger patients with neck recovered fully or only had minor discomfort
pain and this consideration should be given at this time point.
in assessment and management. Tjell and Rosenhall20 introduced the
smooth-pursuit neck torsion test (SPNT),
which is considered to be specific for
Eye movement control detecting eye movement disturbances due
Control of vision can be divided into three to altered cervical afferent input. This test
types of eye movement control: the smooth- measures the difference in smooth-pursuit
pursuit system, the saccadic system, and the eye movement control with the head and
optokinetic system. The smooth-pursuit trunk in a neutral position and when the
system ensures stable images of a moving neck is torsioned, i.e., the trunk and neck are
target with slow eye follow. The saccadic rotated relative to the stationary head
system allows rapid eye movements to (Figure 6.3). Poor eye movement control in
change a point of fixation. The optokinetic the torsioned position when compared to
system allows fixation of a target when a the neutral position is thought to reflect
person is moving. To date deficits in disturbances in the cervicocollic and cervico-
oculomotor control have been demonstrated ocular reflexes.8 Tjell and Rosenhall20
CHAPTER
Disturbances in Postural Stability, Head and Eye Movement Control in Cervical Disorders 81
A B
Figure 6.3 The smooth-pursuit neck torsion test. The patient’s eyes follow a laser beam moving horizontally at a speed of 20°/s
through a total visual angle of 40°. Eye movement control is first tested (A) with the head and neck in neutral and (B) when the neck is
torsioned or rotated relative to the stationary head. The measure is the difference in eye follow when the neck is in a torsioned position
compared to the neutral position. Electrodes are placed laterally to the eyes and measure voltage change as the eye moves.
demonstrated that the altered smooth- whiplash, may manifest from disturbances in
pursuit eye movement control in torsion sensorimotor control resulting from abnormal
was evident in persons with whiplash but cervical somatosensory input. Gimse et al.19
not in persons with vestibular disorders and found a close correlation between technical
central nervous system dysfunction. In reading ability, information uptake, and SPNT
addition, greater loss of eye movement results. Similarly, driving skills were associated
control was identified for people with with altered eye movement control in the
whiplash complaining of dizziness. Our absence of other possible causes such as
research has confirmed these findings.6, 47 premorbid state and brain injury.85
The differences between people with
whiplash and persons with vestibular or Relationship between measures
central nervous system dysfunction suggest
of proprioception, eye movement
that somatosensory input dysfunction from
the cervical spine structures is the cause of
control, and postural stability
loss of eye movement control in whiplash. Evidence has been presented that disturbed
Disturbances of eye movement control cervical somatosensory input associated with
have also been demonstrated in association neck pain may affect postural stability, head
with insidious-onset cervical vertigo and orientation, and oculomotor control. Such
cervical spondylosis but not in fibromyalgia changes in sensorimotor control have been
or control subjects.8 However, greatest shown to occur to a greater extent in those
deficits have been observed in people with with traumatic-origin neck pain and in those
whiplash compared to idiopathic neck complaining of dizziness. It could be
disorders. It is speculated that this is due to postulated that there is a relationship between
the sudden acceleration and deceleration these three measures; however, we have
forces imposed on the neck muscles and shown no correlation between them.13 Thus a
subsequent muscle tension. patient with neck pain may present with
It has also been suggested that cognitive disturbances to eye movement control but
disturbance, another common complaint after may not demonstrate any disturbance in
82 Whiplash, Headache, and Neck Pain
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