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EPPP  STUDY  GUIDE  2015  
 
 

 
 
 
 
 
 
 
Copyright  ©  2015  
All  rights  reserved.  No  part  of  this  book  may  be  reproduced,  stored  in  a  retrieval  system,  or  transmitted  in  
any  form  or  by  any  means,  electronic,  mechanical,  photocopying,  recording,  scanning,  or  otherwise,  without  
the  prior  written  permission  of  the  publisher.  

Disclaimer  
All   the   material   contained   in   this   book   is   provided   for   educational   and   informational   purposes   only.   No  
responsibility  can  be  taken  for  any  results  or  outcomes  resulting  from  the  use  of  this  material.  While  every  
attempt   has   been   made   to   provide   information   that   is   both   accurate   and   effective,   the   author   does   not  
assume  any  responsibility  for  the  accuracy  or  use/misuse  of  this  information.  
Quick  Intro  Message  
Hi,  Baron  here.  During  my  six-­‐month  preparation  for  the  exam,  I  purchased  several  EPPP  
commercial  study  materials  from  AATBS,  Academic  Review,  and  PsychPrep.  I  summarized,  
combined  the  written  materials,  and  decided  to  create  my  own.  This  guide  is  a  product  of  
real  hard  work.  It  is  comprehensive  (200+  pages),  detailed,  and  easy  to  read/follow.  It  is  
based   on   all   three   commercial   companies.   It   was   very   instrumental   for   my   preparation  
and   successful   completion   of   passing   the   exam.   I   was   able   to   pass   the   first   time   with  
SS=593.

 
My  honest  personal  recommendation:  I  recommend  you  focus  85%  of  your  study  time  
on  practice  tests.  Use  this  guide  as  a  supplement  to  them.  Because  I  have  summarized  the  
main  content  for  the  exam,  with  this  guide,  you  will  not  need  to  buy  any  books  or  volumes  
from  any  company.    If  you  already  bought  them,  you  can  resale  them  at  a  decent  value,  and  
use   this   guide   instead   to   write   on   and   highlight   as   much   as   you   want.   Save   that   money  
and/or   invest   it   on   more   online   practice   tests   from   one   of   those   companies.   I   say   one,  
because  they  are  all  alike.  In  my  opinion  one  of  them  shall  suffice.    
 
This  EPPP  Guide  includes:  
Intro-­‐The  Real  Cost  of  the  EPPP-­‐  page  3  
Treatment,  Intervention,  Prevention,  and  Supervision  –  page  7  
Growth  and  Lifespan  Development  –  page  48  
Diagnosis  (and  Psychopathology)-­‐  page  83  
Ethical/Legal/Professional  Issues  –  page  128  
Industrial  and  Organizational  Psychology-­‐  page  129  
Cognitive-­‐Affective  Bases  of  Behavior-­‐  page  152  
Biological  Bases  of  Behavior  -­‐  page  168  
Research  Methods  and  Statistics  –  page  183  
Psychological  Assessment  –  page  198  
Social  and  Cultural  Bases  of  Behavior–  page  214  
Test  Construction  –  page  230  
P.S.  I  have  found  this  guide  is  been  helpful  for  those  taking  written  qualifying  exams  with  
their  programs.  If  you  are  eager  to  pass,  this  guide  is  for  you!  

© www.modernpsychologist.com/ | EPPP Study Guide 2015 2


The  Real  Cost  Of  The  EPPP  Exam  
 
**The  EPPP  exam  is  the  most  important  examination  for  psychologists  in  the  US.  **  

• Very  few  people  will  tell  you  about  the  EPPP  early  in  your  graduate  school  career.    
 
• Even  fewer  will  stress  the  importance  of  this  last  crucial  hurdle  on  your  journey  to  
become  a  licensed  psychologist.    
 

• Professors/psychologists  will  tell  you  that  you  are  too  busy  right  now  to  worry  about  
an  examination  that  will  not  take  place  until  after  you  graduate.    
 

• Perhaps,  like  a  trauma  victim  who  has  been  through  a  painful  stressor,  they  have  
repressed  their  memories.    
 

Why  is  the  EPPP  So  Important?  


Because,  even  if  you  get  admitted  to  a  psychology  doctoral  program,  pass  all  your  classes,  
complete   thousands   of   hours   of   unpaid   clinical   practica,   pass   a   written   and   oral  
comprehensive   exam,   defend   a   dissertation,   complete   an   year-­‐long   internship,   graduate  
from   an   accredited   doctoral   program,   and   complete   an   underpaid   year-­‐long   post-­‐doctoral  
residency   (in   most   states)…You   will   not   be   able   to   practice   as   a   licensed   psychologist   in  
any  state  in  the  United  States  and  most  provinces  in  Canada.  

The  Real  Price    


• $350+  State  License  Application  
 
o State  psychology  boards  have  to  approve  your  application  (permission  to  
take  the  exam).    
 
o Waiting  time  can  be  lengthy  and  fees  variy  by  state.  
 

• $600  to  sit  for  the  exam  (each  time)  


 
o About  25%  examinees  fail  the  exam  and  have  to  retake/repay  for  it.  
 

© www.modernpsychologist.com/ | EPPP Study Guide 2015 3


o Knowing  this,  few  examinees  attempt  the  test  without  first  preparing  with  
one  of  the  commercially  available  study  programs.  
 

• $600+  Preparation  Materials  (Highly  Recommended  to  Pass  1st  time)  


 
o Your  graduate  school  training…  no  matter  how  thorough,  does  not  
adequately  prepare  you  to  pass  the  EPPP.      
 
o Many  examinees  have  found  the  following  areas  require  new  or  significantly  
enhanced  learning:  industrial-­‐organizational  psychology,  statistics,  and  social  
psychology.    
 
o Commercially  available  study  programs  include  books,  flashcards,  practice  
exams,  lectures  on  audio  CDs,  workshops,  and  online  materials.    
 
o The  total  cost  of  these  study  materials  range  from  around  a  few  hundred  
dollars  to  as  much  as  $3000.  These  costs  vary  by  study  package.  
 

• Waiting  Time  
 
o For  state  boards  to  approve  your  application  (weeks-­‐months).  
 
o For  the  ASPPB  to  process  you  application  to  sit  for  the  exam  after  the  state  
board  approves  your  application  (weeks)  
 
o Waiting  to  schedule  to  take  the  the  exam.  (Self-­‐paced)  Depends  on  your  
level  of  preparation  and  study  time  (3-­‐6  months)  
 
o Waiting  for  the  ASPPB  to  report  your  score  to  your  state  psychology  board  
(weeks)  
 
o Waiting  for  your  state  psychology  board  to  confirm  that  you  have  passed  (or  
failed)  
 
o Waiting  issue  your  psychology  license  if  you  have  passed  and  met  all  their  
requirements.  
• Lost  Wages    
 
o When  you  are  busy  preparing  for  the  test…  You  are  neither  working  nor  
furthering  your  career  as  a  licensed  psychologist.    

© www.modernpsychologist.com/ | EPPP Study Guide 2015 4


 

• Neurotic  and  Existential  Anxiety  


 
o Expensive  study  materials,  exam  fees,  endless  studying,  waiting,  lack  of,  or  
low  income…all  contribute  to  the  stress.  
 
o During  preparation  most  will  question  why  the  EPPP  test  exists.  
 
o Many  will  doubt  their  decision  to  become  a  psychologist  in  the  first  place.    
 
o A  significant  number  give  up  halfway  through  the  process  and  work  in  one  
of  the  few  areas  in  psychology  that  do  not  require  licensure;  consequently,  
restricting  their  careers.    
 
o Others  sit  for  the  exam,  once,  twice,  thrice,  and  occasionally  four  times,  
before  quitting  the  process.    
 

o However,  most  persist,  and  eventually  pass  the  EPPP  exam.    


 

Prepare  Early  
• Professors/psychologists  will  not  stress  the  importance  of  the  EPPP,  because:  1)  it  
does  not  affect  them  2)  your  classwork,  3)  your  assistanceship,  4)  their  research,  or  
5)  whether  or  not  you  graduate.    
 
• It  only  affects  you,  long  after  you  are  no  longer  their  responsibility.    
 

Benefits  of  Early  Preparation  


• You  will:  
 
o Save  on  many  of  the  aforementioned  costs.  
 
o Have  a  better  idea  what  content  areas  will  be  on  the  exam.    
 
o Focus  your  study  efforts  now,  while  topics  are  fresh  in  your  mind.      
 
o Be  able  to  collect  study  materials  gradually,  thus  spreading  out  their  costs.  

© www.modernpsychologist.com/ | EPPP Study Guide 2015 5


 
o Learn  and  practice  the  advanced  test-­‐taking  strategies  required  to  pass  the  
exam.    
 
o Be  less  stressed  by  the  examination  process.  
 

o Be  ready  to  take  the  exam  at  the  early.  


 

§  This  will  greatly  limit  your  downtime  after  graduation.    


 
o Be  able  to  get  licensed  as  a  psychologist  sooner.  
 
§ This  will  allow  you  to  earn  a  decent  income  sooner  
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

© www.modernpsychologist.com/ | EPPP Study Guide 2015 6


TREATMENT,  INTERVENTION,  PREVENTION,  AND  SUPERVISION  
 
PSYCHOANALYSIS  
Psychic  Structure  
• 3  parts:  
o Id—all  instincts  and  reflexes  that  are  inherited  at  birth,  encompassing  basic  
biological  drives  (self-­‐preservation,  libido,  aggressive  drives)  
§ Unorganized  reservoir  of  energy  dominated  by  pleasure  principle  
§ Unconscious  
§ Deduced  from  dreams,  slips  of  tongue,  free  association,  daydreams,  and  
neurotic  symptom  formation  
o Ego—part  of  id  that  has  been  modified  by  interaction  w  external  world  
§ Reality  principle  
§ Suspend  pleasure  principle  according  to  requirements  of  environment  
§ Logical,  ordered  aspect  of  personality  
§ Organizational,  critical,  synthesizing  ability  
§ Makes  reason  and  judgment  possible  
o Superego—evolves  as  result  of  child  satisfactorily  passing  through  Oedipal  
developmental  stage  and  is  part  of  ego  that  acts  as  conscience  
§ Moral  and  judicial  aspects  
§ Internalization  of  parental  restrictions,  prohibitions,  and  customs  
 
Defense  Mechanisms  
• Conflict  as  basic  dynamic  of  personality  
o Ego  is  in  constant  conflict  w  id,  superego  and  reality  
o To  relieve  pressures  of  drives,  ego  employs  defense  mechanisms  
• Unconscious  mechanisms  that  operate  to  avoid  activating  anx  that  would  be  caused  by  
conscious  awareness  of  conflict  
• Repression,  denial,  reaction  formation,  rationalization,  projection,  displacement,  
fixation,  sublimation,  projective  identification,  splitting,  intellectualization,  and  
undoing  
o Repression  is  most  basic  and  underlies  all  other  defenses  
§ Involved  unconscious  rejection  of  painful  or  shameful  experiences  from  
consciousness  and  prevents  unacceptable  impulses  or  desires  from  
reaching  consciousness  
 
Anxiety  
• Signals  breakdown  of  defensive  structure,  such  as  when  defenses  don’t  work  well  and  
impulse  starts  to  break  through  
• “Signal  anxiety”—impulse  is  seeking  expression  
 
Primary  and  Secondary  Processes  
• Primary  process—unconscious  mental  process  and  is  characterized  by  lack  of  logic,  by  
ease  of  substitution  of  one  idea  w  another,  and  by  immediate  d/c  of  energy  
o Governed  by  id  

© www.modernpsychologist.com/ | EPPP Study Guide 2015 7


o Functions  according  to  pleasure  principle  and  can  be  observed  in  cognitions  of  
young  children,  dreams,  slips  of  tongue  and  jokes.  
• Secondary  Process—conscious  mental  process    
o Governed  by  part  of  ego  
o Functions  according  to  reality  principle  and  is  logical  and  sequential  
 
Goals  and  Techniques  
• Free  association—attend  to  all  thoughts  and  report  them  w/o  suppressing/censuring  
o Resistance—unable  to  recall  traumatic  memories  that  gave  rise  to  symptoms  
• Therapist’s  neutrality  allows  ct  to  project  onto  therapist  +/-­‐  feelings  he  originally  had  
for  another  sign  person  in  past—Transference  
o Repetition  compulsion—one  repeats  feelings  and  affects  from  past  in  present  
o Therapeutic  alliance—+  transference  
§ Working  alliance  
• Countertransference—therapist’s  inappropriate  reactions  to  ct  based  on  own  
enactment  of  personal  needs  and  resistance  to  tx  
 
Steps  in  Psychoanalysis  
• 4  steps:  
o Confrontation—pt  shown  that  he  is  behaving  in  neurotic  way  
o Clarification—trying  to  understand  what/what/how  pt  is  resisting  
o Interpretation—in  way  pt  can  hear  
o Working  through—assimilation  of  insights  into  personality  
 
Parallel  Process  Supervision  
• Combination  of  transference  and  countertransference  
o Supervisee  behaves  towards  supervisor  in  ways  that  parallel  how  his  ct  is  
acting  toward  him.  
 
OTHER  PSYCHODYNAMIC  THEORIES  
 
Carl  Jung’s  Analytical  Psychology  
• Unconscious  exists  on  2  levels:      
o Individual  unconscious—arises  from  repression  
o Collective  unconscious—part  of  person’s  unconscious  which  is  common  in  all  
humans  
§ Contains  latent,  inherited  memories  of  one’s  cultural  past,  archetypes,  
and  pre-­‐human  memories  
• Archetypes—motifs,  images,  or  symbols  that  exist  prior  to  
experience  
o Manifested  by  all  individuals  in  all  cultures  and  are  
instinctual  
o 4  forms:  
§ Self  
§ Shadow  

© www.modernpsychologist.com/ | EPPP Study Guide 2015 8


§ Anima  
§ Animus  
• Aimed  at  bringing  unconscious  contents  to  consciousness  
o Resembles  classical  psychoanalysis  in  use  of  dream  interpretation,  associations,  
and  transference  analysis  
o More  aware  of  personal  unconscious  one  becomes,  more  collective  conscious  is  
revealed  and  one’s  psyche  internally  self-­‐regulates  and  neurosis  resolves  
• Developed  dichotomous  extraversion/introversion  personality  constructs  
o Extraversion—turning  outward  and  main  motivation  for  affect,  perceptions,  
judgments,  actions  of  extraverts  are  external  forces  
o Introversion—turning  inward  of  libido  and  introverts  are  more  motivated  by,  
and  interested  in,  internal  conditions  than  external  events  
o Some  point  around  40  y/o,  people  turn  from  extroversion  of  youth  to  
introversion  of  adulthood  
 
Alfred  Adler’s  Individual  Psychology  
• Masculine  Protest—every  child  experiences  feelings  of  inferiority  (Inferiority  
Complex)  that  supply  motivation  to  grow,  dominate,  and  be  superior  
o Organ  Inferiority—Inferiority  complex  may  develop  in  connection  w  particular  
body  part  
o Children  adopt  COMPENSATORY  PATTERNS  OF  BX  as  defense  mech  
§ If  STYLE  OF  LIFE,  or  compensatory  actions,  are  socially  maladaptive,  
they  become  self-­‐destructive  
• Diplomatic,  warm,  empathetic,  Socratic  style  of  tx  
o 12  stages  across  6  phases  w  each  stage  reflecting  progressive  strategies  for  
awakening  ct’s  underdeveloped  feeling  of  community  
o Goal  is  to  help  ct  replace  “mistaken  style  of  life”  w  healthier  and  more  adaptive  
one  
o Role-­‐plays  to  help  develop  new  behavior  and  relies  on  advice  and  
encouragement  
 
Neo-­‐Freudians  
• Downplayed  importance  of  instinctual  forces  and  instead  focuses  on  social  and  cultural  
determinants  of  personality  
• Karen  Horney  
o Focused  on  early  relationships  
o Parental  Behavior—cause  child  to  experience  BASIC  ANX  (feeling  of  
helplessness  and  isolation  in  hostile  world  
§ Defend  against  anx,  child  adopts  certain  modes  of  relating  to  others:  
• Movt  towards  others/against  others/away  from  others  
• Healthy  ind  integrates  all  3  types  of  behavior,  while  neurotic  ind  
relies  primarily  on  only  one  
• Harry  Stack  Sullivan  
o Importance  of  relationships  throughout  lifespan  
o ROLE  OF  COGNITIVE  EXPERIENCE—3  modes    

© www.modernpsychologist.com/ | EPPP Study Guide 2015 9


§ Prototaxic  Mode—experiences  before  language  symbols  are  used  and  
involves  discrete  unconnected  momentary  states  
• First  months  of  life  
§ Parataxic  Mode—private  or  autistic  symbols  and  person  sees  causal  
connections  btw  events  that  are  not  actually  related  
• Developing  self  and  reduced  anx  
§ Syntaxic  Mode—symbols  that  have  shared  meaning  and  logical,  
sequential,  and  consistent  thinking  
• End  of  1st  yr  and  underlies  language  acquisition  
o Neurotic  behavior  is  caused  by  parataxic  distortions—occur  as  result  of  arrest  
in  parataxic  mode  
§ Ind  deals  w  others  as  if  they  were  sign  people  from  early  life  
• Eric  Fromm  
o Effects  of  societal  structures  and  dynamics  on  personality  
o ROLE  OF  SOCIETAL  FACTORS—how  society  prevents  ind  from  realizing  true  
nature  
§ 5  styles  adopted  in  response  to  society:  
• Receptive  
• Exploitive  
• Hoarding  
• Marketing  
• Productive  
o Only  one  that  permits  person  to  realize  true  human  nature  
 
Ego-­‐Analysts  
• Anna  Freud,  David  Rappaport,  Heinz  Hartmann  
• Place  greater  emphasis  on  ego’s  role  in  personality  development  than  Freud  
• Ego-­‐Defensive  Functions—involved  in  resolution  of  conflict    
• Ego-­‐Autonomous  Functions—adaptive,  non-­‐conflict  laden  functions  (learning,  
memory,  speech,  and  perception  
• Healthy  behavior  as  under  conscious  control  
o Pathology  may  ensue  when  ego  loses  its  autonomy  from  id  
o Places  more  emphasis  on  current  experiences,  less  on  transference  and  
provides  opportunities  for  “re-­‐parenting”  and  focuses  on  helping  ct  build  more  
adaptive  defenses  
 
Object-­‐Relations  Theory  
• Melanie  Klein,  Ronald  Fairbairn,  Margaret  Mahler,  Otto  Kernberg,  Heinz  Kohut,  Donald  
Winnicott  
• Object  Introject—mental  representation  of  person,  either  self  or  another  
o In  healthy  environment,  infant’s  ego  comes  to  develop  reps  of  itself  and  others  
§ It  comes  to  a  self-­‐identity  and  level  of  ego  strength  needed  to  be  able  to  
maintain  reps  of  another  person  (obj)  
§ Reached  at  3  y/o—“psychological  birth”  of  human  infant  
o Easily  fail  to  develop  appropriate  obj  introjects  

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§ Mental  reps  of  self,  other  people,  remain  at  infantile  or  early  childhood  
level  
§ “Split”  reps  of  other  people  
• Sometimes  seen  as  good  then  quickly  are  seen  as  bad  
• Heinz  Kohut  
o Self-­‐Psychology  
o Work  on  narcissism  
§ When  young  child’s  natural  self-­‐love  is  undermined  by  parent’s  
inevitable  failure  to  satisfy  all  child’s  needs,  child  develops  protective  
GRANDIOSE  SELF  
§ Ordinarily  modified  during  childhood  through  maturation  and  normal  
interactions  w  parents  
§ If  parent  consistently  responds  to  child  in  v  unempathetic  way,  normal  
development  is  thwarted  
o Re-­‐parenting—facilitates  reintegration  of  ego  
 
EXISTENTIAL/HUMANISTIC  THERAPIES  
 
• Stress  individuality  and  inherent  capacity  for  growth  and  change  
 
Client-­‐Centered  Therapy  
• Theory  of  Personality  and  Pathology  and  Goals  of  Therapy  
o Carl  Rogers  
o We  all  have  self-­‐actualizing  tendency  (capacity  for  natural  growth,  constructive  
change,  and  self-­‐understanding)  that  guides  and  motivates  us  
§ Necessary  for  self  to  be  organized,  unified,  and  whole  
§ Incongruence—conflict  btw  self-­‐concept  and  person’s  experience  
• Selectively  perceived,  distorted,  denied  since  need  to  maintain  
positive  view  of  self  is  crucial  
o Goal=decrease  incongruence  btw  real  self  and  ideal  self  and  realize  capacity  for  
self-­‐actualization  
• Process  of  Therapy  
o 3  facilitative  conditions:  
§ Accurate  Empathic  Understanding—degree  to  which  therapist  is  able  to  
empathize  w  ct,  encouraging  change  by  viewing  world  same  way  and  
conveying  that  to  ct  
§ Unconditional  Positive  Regard—therapist  truly  caring  about  ct,  affirming  
ct’s  value  as  person,  and  accepting  ct  w/o  judgment  
§ Congruence/Genuineness—therapist  being  genuine,  honest,  and  
showing  congruence  btw  words  and  actions  
 
Existential  Therapy  
• Theory  of  Personality  
o Personality  is  outgrowth  of  struggle  btw  ind  and  “ultimate  concerns”  of  
existence  

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• Theory  of  Pathology  
o 2  types  of  anx:  
§ Normal  anx/existential  anx—proportionate  to  its  cause,  does  not  require  
repression,  and  can  be  used  constructively  as  catalyst  to  identify  and  
confront  dilemma  from  which  it  arose  
§ Neurotic  anx—result  of  not  facing  normal  anx  
• Loss  of  subjective  sense  of  free  will  and  inability  to  take  
responsibility  for  one’s  own  life  
• Goals  and  Tech  
o Goal=eliminate  neurotic  and  to  degree  possible  and  to  help  ct  learn  to  tolerate  
unavoidable  existential  anx  of  living  
o Tech:  
§ Identifying  instances  when  ct  avoids  responsibility  for  own  life  
§ Helping  ct  consider  options  and  make  decisions  
§ Pointing  out  how  grief  reactions  and  sadness  about  life  milestones  are  
related  to  underlying  fears  of  isolation  and  death  
o Ct-­‐therapist  relationship—therapist  strive  toward  honest,  open  and  egalitarian  
relationship  w  ct  
§ Development  of  authentic  and  intimate  relationship  
•  Logotherapy  
o Victor  Frankl  
o Primary  motivational  force  in  humans  is  search  for  meaning  in  life  
§ Cornerstones  of  EXISTENTIAL  ANALYSIS  
• Freedom  of  will  
• Will  to  meaning  
• Meaning  of  life  
 
Gestalt  Therapy  
• Fritz  Perls  
• Focuses  on  “HERE  AND  NOW”—encourages  clients  to  gain  awareness  and  full  
experiencing  in  present  
• Each  person  is  capable  of  assuming  responsibility  and  living  fully  as  whole,  integrated  
person  
• Theory  of  Personality  
o Self—promotes  actualization,  growth,  and  awareness  
o Self-­‐image—imposes  external  standards  on  self  and  impairs  self-­‐actualization  
and  growth  
o Contact—Interactions  w  environment  determine  which  part  of  personality  
exerts  most  control  
o Resistance  to  contact  (BOUNDARY  DISTURBANCES)—defenses  one  develops  as  
self-­‐protective  attempt  to  avoid  anx  necessitated  by  change  and  prevents  full  
experiencing  in  present  
§ Introjection—uncritically  absorbing  info  w/o  actually  understanding  or  
assimilating  

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§ Projection—attributing  own  unacceptable  thoughts/feelings/behavior  
to  someone  else  
§ Retroflection—substitution  of  self  for  environment,  in  which  person  
does  to  himself  what  he  wants  to  do  to  others  
• Mech  underlying  isolation  
§ Deflection—avoidance  of  contact  and/or  awareness  by  being  vague,  
indirect,  or  overly  polite  
§ Confluence—result  of  too  thin  or  permeable  boundary  btw  self  and  
environment  
• Does  not  experience  self  as  distinct,  rather  self  is  merged  into  
beliefs,  attitudes,  and  feelings  of  others  
§ Isolation—more  extreme  than  confluence  
• Awareness  of  boundary  btw  self  and  environment  becomes  
nonexistent  and  all  understanding  of  importance  of  others  for  self  
is  lost  
 
• Theory  of  Pathology  
o Awareness  is  everything—as  we  become  aware  of  our  needs,  we  organize  our  
bx  toward  meeting  those  needs  
o Fully  aware  person  is  one  who  is  able  to  interpret  present  situation  and  
appropriately  self-­‐regulate  boundaries  btw  self  and  environment  
• Goals  and  Tech  
o Goal=awareness  of  environment,  self,  and  nature  of  self-­‐environment  boundary  
§ Encouraging  ct  to  focus  on  present  reality  
o Tech:  
§ Directed  awareness  
§ “I”  statements  
§ Dream  analysis  
§ Empty  chair  tech  
 
Reality  Therapy  
• Glasser  
• Choice  Theory—emphasizes  personal  responsibility  ad  balance  of  5  basic  needs  
o Survival—needs  such  as  breathing,  digesting,  sweating  
o To  love  and  belong—need  for  friends  and  fam  
o Power—need  for  esteem,  recognition,  competition  
o Freedom—need  to  make  choices  
o Fun—need  for  play,  learning,  recreation  
• When  ind  is  able  to  meet  needs  responsibly,  person  has  SUCCESS  IDENTITY  
o When  meets  needs  in  irresponsible  way—FAILURE  IDENTITY  
• Change  occurs  when  failure  identity  is  replaced  by  success  identity  
o Focusing  ct  on  present  bx,  enabling  ability  to  be  realistic  in  fulfilling  needs  w/o  
harming  self/others,  encouraging  to  take  responsibility  for  actions  
• Tech:  
o Role  playing,  use  of  humor,  confronting  ct,  helping  to  formulate  plans  

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o Questioning  tech  and  questioning  framework  called  WDEP  SYSTEM:  
§ W—exploring  wants/perceptions  
§ D—direction  or  what  ct  is  doing  to  get  what  they  want  
§ E—evaluate  whether  bx  is  getting  him  closer/further  from  goal  
§ P—planning/creating  and  implementing  workable  plan  to  make  +  
changes  
 
Transactional  Analysis  
• Eric  Berne  
• Model  of  people  and  relationships  that  is  based  on  2  notions:  
o We  have  functional  “ego-­‐states”  to  our  personality  
o These  internal  models  converse  w  one  another  in  “transactions”  in  our  
relationships  as  well  as  w  ourselves  internally  
• Theory  of  Personality  
o Ego  states—3  distinct  states:    child,  parent,  adult  
§ Activated  at  any  point  in  time  and  interactions  and  communications  btw  
or  among  people  are  predominantly  btw  ego  states  
o Strokes—unit  of  interpersonal  contact  or  recognition  that  takes  place  btw  ego  
states  at  2  levels  (social  and  covert)  
§ +  or  –  
o Scripts—person’s  life  plan  
§ Developed  early  through  interactions  w  parents  and  others  
§ Reflects  person’s  characteristic  pattern  of  giving  and  receiving  strokes  
§ Unhealthy  script  leads  to  maladaptive  bx  
o Life  positions—view  person  has  of  one  self  in  relation  to  other  people  around,  
primarily  as  result  of  experiences  w  parents  during  childhood  
o Transactions—communication  exchanges  btw  people:  
§ Complementary—occur  among  any  combination  of  ego  states  and  
involve  original  communication  being  met  w  appropriate  response  
§ Crossed—original  communication  eliciting  response  from  inappropriate  
ego  state  
§ Ulterior—involve  confusion  because  one  communicator  is  giving  dual  
message  
o Games—orderly  series  of  ulterior  transactions  that  is  repeated  over  time  and  
results  in  specific  bad  feelings  for  both  players  
• Goals  and  Tech  
o Goal=alter  maladaptive  life  positions  and  life  scripts  and  to  integrate  3  ego  
states  
o Tech:  
§ Identification  and  analysis  of  ego  states,  transactions,  games  and  scripts  
 
Feminist  Therapy  
• Assumption  that  social  roles  and  socialization  are  important  determinants  of  bx  
• Social  role  conflicts  

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• Sexism  and  oppression  of  women  based  on  gender  is  related  to  many  probs  reported  
by  women  who  seek  tx  
• Equal  or  greater  emphasis  on  sociopolitical  contributions  to  pathology  and  need  for  
social  change  as  w  personal  responsibility  and  personal  change  
• Emphasis—show  cts  alternative  social  roles  and  options  
o Empowerment—helping  become  more  self-­‐defining  and  slef-­‐determining  
o Tx  acts  as  model  for  alternative  modes  of  being,  thinking,  perceiving,  and  
behaving  
• Egalitarian  relationship  btw  ct  and  therapist  
o Tx  acknowledge  inherent  power  differential  and  take  steps  to  minimize  
differential  
o Discourages  ct  passivity  
• Non-­‐Sexist  Therapy  
o Tech  that  attempt  to  remove  sexual  biases  from  tx  
o Equalizing  power  btw  tx  and  ct,  validating  non-­‐stereotypical  gender  roles  and  
aspirations  for  female  cts,  and  do  not  rely  on  traditional  methods  of  dx  and  
assessment  
o Major  diff  w  feminist=feminist  tx  explicitly  incorporates  and  promotes  feminist  
values/more  political  
• Feminist  Object-­‐Relations  Theory  
o Nancy  Chodorow  
o Explain  how  heterosexual  gender  roles  are  constructed,  maintained,  and  
reproduced  
o Gendered  division  of  labor  is  reflected  in  fam  roles  that  place  parenting  
responsibility  on  mother  and  gender-­‐related  diff  in  mother-­‐child  relationship  
o Changes  in  gender  relations  and  roles  in  society  will  occur  when  present  system  
of  parenting  is  replaced  w  system  in  which  women  and  men  are  equally  
responsible  for  child-­‐rearing  
• Self-­‐in-­‐Relation  Theory  
o Developed  to  better  understand  experience  and  development  of  self  in  women  
§ Considered  useful  for  understanding  male  development  also  
o One’s  self  depends  in  large  part  on  how  one  connects  w  others  
§ Self-­‐in-­‐relation  and  it  is  through  empathetic  process  of  connections  that  
personal  growth  occurs  
o Human  development—progression  from  infantile  dependency  toward  mature  
state  of  interdependency  and  relational  self  is  believed  to  develop  through  
internalization  of  caretaker’s  empathetic  attitude  
o Psychpath—disconnection  from  others  
o Goal=increase  interspersonal  connections  
§ Mother-­‐daughter  relationship  
§ Mutuality—relationships  are  views  as  reciprocal  
 
 
 
 

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COGNITIVE  BEHAVIORAL  THERAPY  
 
Beck’s  Cog  Therapy  
• How  one  thinks  largely  determine  how  one  feels/bx  
• Beck’s  Theory  of  Personality  
o Automatic  Thoughts—spontaneous  thoughts  that  arise  in  response  to  specific  
stimuli/situations  
§ Lead  directly  to  maladaptive  emotional  and  bx  responses  when  they  are  
dysfunctional  
o Schemas  (Core  Beliefs/Underlying  Assumptions)—internal  models  of  self  and  
world  that  develop  over  course  of  experiences  beginning  early  in  life  
o Cog  Distortions—systematic  errors  in  reasoning  that  form  link  btw  
dysfunctional  schemas  and  automatic  thoughts  
§ Arbitrary  Inference—drawing  conclusion  when  there  is  no  evidence  to  
support  it  or  conclusion  is  contrary  to  evidence  
§ Selective  Abstraction—focusing  on  neg  detail  of  situation/event,  taken  
out  of  context,  while  disregarding  other  more  salient  info  
§ Overgeneralization—drawing  general  conclusion  based  on  single  
incident  
§ Magnification  and  Minimization—perceiving  something  as  far  more/less  
sign  than  it  really  is  
§ Personalization—attributing  external  events  to  oneself  w/o  evidence  of  
causal  connection  
§ Dichotomous  Thinking—all-­‐or-­‐nothing  
o Cog  Triad—neg  thoughts  of  self,  future,  world  
• Tech:  
o Cog  
§ Eliciting  Automatic  Thoughts—questioning  thoughts  that  occur  in  
upsetting  situations  and  asking  to  keep  daily  log  
§ Decatastrophizing—“what  if”  tech  to  help  pt  devise  specific  strategies  for  
dealing  w  feared  consequences  
§ Reattribution—considering  alternative  causes  of  events  
§ Redefining—restating  prob  in  terms  that  emphasize  control  of  it  and  
involves  making  prob  more  concrete,  stating  it  in  terms  of  own  bx  
o Bx  
§ Homework—self-­‐observ  and  self-­‐monitoring,  structuring  time  
§ Activity  scheduling  
§ Graded  task  assignments  
§ Hypothesis  testing  
§ Bx  rehearsal  and  Role-­‐playing  
§ Diversion  Tech—physical  activity,  social  contact,  work,  play  
• Eval  of  Cog  Tx  
o More  useful  than  other  tech  in  tx  of  depression,  GAD,  panic  d/o,  eating  d/o  
o Equal  or  superior  to  antidepressants  for  depression  
 

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Rational  Emotive  Therapy  (RET)  
• Albert  Ellis  
• ABC  theory  of  human  disturbance:  
o A—people  experience  undesirable  events  
o B—they  have  rational  and  irrational  beliefs  about  events  
o C—they  create  appropriate  emotional  and  bx  consequences  w  rational  beliefs  
or  inappropriate  and  dysfunctional  consequences  w  irrational  beliefs  
• Attempts  to  modify  irrational  beliefs    
• Tend  to  construct  “musts”  about  their  desires  
o Irrational  beliefs  stem  from  musts  
• Make  ct  aware  of  irrational  beliefs,  teach  them  how  to  dispute  beliefs,  show  them  
“musts”  that  unconsciously  underlie  beliefs  
o Direct  confrontation  or  irrational  beliefs,  contingency  contracting,  in-­‐vivo  
desensitization,  response  prevention,  psycho-­‐ed  
• Holds  irrational  thoughts  lead  to  maladaptive  bx,  whereas  CT  hold  that  thoughts  are  
dysfunctional  when  they  interfere  w  normal  bog  processing  and  not  necessarily  
because  they  are  irrational  
o RET  is  more  heavily  bx  than  other  CBT  approaches  
o Therapist  is  more  likely  to  directly  challenge  dysfunctional  beliefs,  while  CT  ct  is  
usually  encourages  to  test  out  beliefs  on  own  
 
Self-­‐Control  Tech  
• Ct  is  given  active  role  in  administering  tx  to  self  
• Self-­‐Monitoring—recording  and  charting  bx/system  each  times  occurs  
o Minor  and  short-­‐term  effects  on  own  
o Combo  w  other  CBT  tech—increases  effectiveness  
• Stimulus  Control—modifying  existing  stimulus-­‐response  relationship  or  creating  new  
one  in  order  to  increase/decrease  bx  
o Narrowing—restricting  bx  to  limited  set  of  stimuli  
o Cue  Strengthening—linking  bx  for  increase  to  specific  cue  
o Competing  Responses—identifying  and  eliminating  responses  that  block  
desirable  bx  or  encouraging  responses  that  block  undesirable  bx  
o Effective  when  they  are  implemented  at  beginning  of  response  chain  
 
Stress  Inoculation  Training  
• Meichenbaum  
• 3  steps:  
o Cognitive  Preparation—educating  ct  as  to  how  faulty  cog  prevents  appropriate  
and  adaptive  coping  
o Skills  Acquisition—learning  and  rehearsing  new  skills,  such  as  relaxation,  
making  appropriate  self-­‐statements  
o Practice—applying  what  learned  to  real  or  imagines  situations  on  gradual  basis  
• Promising  and  useful  tech  for  remediating  aggressive  bx  and  impulsive  anger  
 
Hypnotherapy  

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• State  of  relaxed  wakefulness,  w  relative  suspension  of  peripheral  awareness  
• 3  factors:  
o Absorption—completely  engrossed  in  central  experience,  while  at  same  time  
ignoring  thoughts,  memories,  or  motor  activities  in  periphery  
o Dissociation—ordinary  func  of  consciousness  and  mem  are  altered  in  some  way  
o Suggestibility—tendency  to  be  less  inhibited  and  restricted  while  in  trance-­‐like  
state  
• Retrieve  feelings/mem  that  have  not  been  accessible  by  other  methods  
o Retrieved  mem  are  likely  to  be  distorted  and  in  some  research,  hypnotized  sub  
were  reluctant  to  admit  that  mem  were  inaccurate  
• Dissociative  d/o,  conversion  symptoms,  PTSD  
• Contraindicated—psychotic  d/o,  paranoid  and  suspicious  pts,  OC  personality  traits,  
severe  depression,  mania  
• Can  be  effective  
o Most  effective  when  goal  is  to  build  sense  of  control  in  pt  over  own  emotional  
experiences  and  bx  manifestations  thereof  
 
Biofeedback  
• Identifying  physiological  variables  for  purpose  of  helping  ind  develop  greater  sensory  
awareness  of  body  func  such  as  BP,  heart  rate,  temp,  muscle  tension,  brain  waves  
o Achieved  by  using  electronic  instrumentation  to  monitor  responses  then  
providing  info  to  ind  to  improve  control  of  responding  
• EMG  (electromyography)—degree  of  relaxation  or  contraction/tension  
o Tension  HA  
o Equally  effective  as  relaxation  tx  
o Chronic  pain,  muscle  stiffness,  incot,  urinary  urgency/freq,  stress  
• Skin  temp  and  blood  flow  control  
o Thermal  handwarming—most  commonly  used  biofeedback  method  for  
migraine  HA  
§ Reduce  pressure  on  muscles  in  forehead  by  reducing  blood  flow  to  
extracranial  arteries  
§ More  effective  with  migraines  than  relaxation  
• Neurofeedback/EEG  (electroencephalogram)—notes  brain  wave  activity  
o Depression,  epilepsy,  aiding  in  recovery  from  strokes/BI,  ADHD  
 
Other  CBT  Tech/Tx  
• Paradoxical  Intention—person  avoids  certain  bx  because  ANTICIPATORY  ANX  
• Circumvent  anticipatory  anx,  which  is  seen  as  primary  prob  
o Instructing  ct  to  “do,  or  wish  for,  v  things  they  fear”  and  prescribing  symptom  
for  which  ct  seeks  cure  
o Engaging  in  bc  is  incompatible  w  fear  of  that  bx  and  fear  is  neutralized  
• Insomnia  
o More  effective  than  other  CBT  tech  
• Elimination  d/o,  depression,  procrastination,  anx  
Guided  Imagery  

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• Imagery  tech:  
o Identify  automatic  thoughts  
o Increase  self-­‐control  
o Distraction  tech  
o Visualize  desired  life  outcomes  
 
Motivational  Interviewing  
• Help  ct  resolve  ambivalence,  build  commitment,  and  reach  decision  to  change  
• Examination  and  resolution  of  ambivalence  is  central  purpose  
o Ambivalence  is  main  obstacle  to  overcome  in  triggering  change  
o Change  is  elicited  from  w/in  ct  
o It  is  ct’s  task  to  articulate  and  resolve  ambivalence  
o Ct’s  autonomy,  freedom  of  choice,  ad  consequences  regarding  bx  is  respected  by  
tx  
• 5  basic  principles:  
o Express  empathy  through  reflective  listening  
o Develop  discrepancy  btw  ct’s  goals  and  current  prob  bx  
o Avoid  argumentation  and  direct  confrontation  
o Roll  w  resistance  rather  than  directly  opposing  it  
o Support  self-­‐efficacy  for  change  
 
Narrative  Therapy  
• Importance  of  life  stories  people  tell  and  diff  that  can  be  made  through  telling  and  re-­‐
authoring  stories  
• Process  of  externalization  separates  ct  from  prob  enabling  him  to  consider  prob,  and  
relationship  w  it,  differently  
• Encourages  to  re-­‐author  their  life  stories  w  alternative  stories  of  self-­‐identity  along  
their  preferred  ways  of  life  and  to  think  of  lives  w/in  framework  of  diff  stories  
• Tech:  
o Excavating  unique  outcomes  
o Thickening  new  plot  
o Linking  now  plot  to  past  and  future  
o Write  stories  recalling  experiences  
 
Schema  Therapy  
• Integrates  CBT,  attachment,  Gestalt,  obj-­‐relations,  constructivist,  and  psychoanalytic  to  
treat  chronic  characterological  aspects  of  d/o  by  addressing  core  psych  themes  typical  
to  ind  w  characterological  d/o  
• Core  themes—Early  Maladaptive  Schemas  
o Self-­‐defeating  emotional  and  cog  patterns  that  begin  early  in  development  and  
repeat  throughout  life  
o Maladaptive  bx  develop  as  response  to  schemas  but  are  not  part  of  them  
• Strategies:  
o Exploring  therapist-­‐ct  relationship,  maladaptive  coping  styles,  using  emotive  
tech  

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• Also  has  been  blended  w  mindfulness  meditation  to  add  spiritual  dimension  
• Chronic  depression,  anx,  eating  d/o,  long-­‐standing  diff  in  maintaining  intimate  
relationships,  and  sub  abuse  relapse  
 
Psychodrama  
• Grp  tx  
• Opportunity  to  play  roles  in  spontaneous  performance  of  issues  and  practice  new  more  
effective  bx/roles  
• Experimental  methods,  role  theory,  sociometry,  grp  dynamics  to  facilitate  insight,  
personal  growth,  and  integration  on  cog,  bx  and  affective  levels  
• 3  components:  
o Warm-­‐up—grp  theme  is  identified  and  protagonist  (ind  rep  theme  of  drama)  
and  auxiliary  egos  (ind  assume  roles  of  sign  others  in  drama)  are  selected  w  
help  from  director  
o Action—prob  is  dramatized  and  protagonist  explores  new  methods  to  resolving  
o Sharing—after,  discussion  
• Trauma,  sub  abuse,  depression,  anx,  grief  and  loss  
 
Morita  Therapy  
• Psych  of  action—Japanese    
• Originally  to  treat  anx  and  neurosis  
• Feelings  are  acknowledged  and  accepted  as  uncontrollable  and  focus  of  tx  is  on  taking  
constructive  action,  not  alleviation  of  discomfort  or  attainment  of  some  ideal  feeling  
state  
o Doesn’t  deal  w  past,  inner  dynamics,  emotions  directly    
o Emphasis—learning  to  accept  internal  fluc  of  thoughts/feelings  and  to  ground  
bx  in  reality  and  purpose  of  moment  
• Progress  is  measured  in  degree  of  responsiveness  to  bx  demands  and  in  effort  for  self  
improvement  
o Deals  w  changing  bx  and  dysfunctional  cog  through  reframing  meaning  of  anx,  
focusing  on  attitudinal  blocks  to  bx  and  taking  personal  responsibility  for  bx  
• Naikan  Therapy—psych  of  reflection  
o What  have  I  received  from?  
o What  have  I  given  to?  
o What  troubles/difficulties  have  I  caused  to?  
o Self-­‐reflection  
o Often  combined  w  Morita  Tx  
 
 
FAMILY  THERAPY  
Systems  Theory  
• System—grp  of  interacting  components/parts  which  together  constitute  entire  org  
o Emphasizes  relationships  and  transactional  patterns  
• Fam  is  considered:  
o Open  system—able  to  receive  energy  by  interacting  w  environment  

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o Closed  system—resistent  to  change  because  of  rigid  or  impermeable  
boundaried  
§ Rigidity  leads  fam  toward  d/o  and  disorg  
• Properties  of  Fam  System  
o Wholeness—every  part  of  system  is  interrelated  
§ If  change  enters  one  part,  other  parts  are  also  changed  
o Non-­‐summativity—whole  is  greater  than  sum  of  its  parts  
o Equifinality—diff  causes  lead  to  same  end  result  for  fam  
§ Patterns  of  bx  that  are  crucial  to  systems  tx,  not  ind  topics  or  
controversies  
o Homeostasis—tendency  for  system  to  restore  status  quo  in  event  of  change  or  
disruption  in  system  
o Neg  Feedback—maintenance  of  fam’s  homeostasis  by  attempting  to  correct  
deviations  in  status  qup  
§ Restores  comfortable  equilibrium  of  system  
o Pos  Feedback—disruption  of  fam’s  homeostasis  
 
Communication/Interaction  Therapy  
• Mental  Health  Institute  in  Palo  Alto  
• All  bx  is  form  of  communication  has  been  incorporated  into  many  diff  therapies  
o Double  Blind  Comm—2  aspects  of  same  comm  contradicting  each  other  
§ Results  in  frustrating  conflict  in  person  receiving  message  
o Metacommunication—comm  takes  place  on  2  levels:  
§ Report—intended  verbal  statement  
§ Command—implicit  non-­‐verbal  message  and  represents  metacomm  
o Symmetrical  Comm—comm  in  which  there  is  equality  btw  communicators  
§ Leads  to  competition  and  conflict  as  each  vies  for  control  over  other  
o Complementary  Comm—inequality,  w  one  partner  taking  dominant  role  and  
other  subordinate  role  
§ Complementary—reciprocal  nature  of  giving  and  taking  of  instructions  
or  asking/answering  questions  
 
Extended  Fam  Systems  Therapy  
• Murray  Brown  
• Viewed  dysfunction  as  part  of  intergenerational  process  
• Theoretical  Constructs  
o Differentiation  of  Self—ind’s  ability  to  separate  intellectual  and  emotional  func  
§ Lower  ability  to  diff,  more  likely  person  will  become  “Fused”  w  other  
fam  mem’s  emotions  and  prob  
o Triangulation—triad  that  occurs  when  2  fam  mem  in  conflict  involve  3rd  person  
in  conflict  
o Nuclear  Fam  Emotional  System—mech  nuclear  fam  uses  to  deal  w  tension  and  
instability  
o Fam  Projective  Process—projection  of  parental  conflict  and  general  fam  
dysfunction  onto  children  

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o Emotional  Cutoff—methods  children  use  to  remove  selves  from  emotional  ties  
to  parents  
§ Lack  of  self-­‐differentiation  
o Multigenerational  Transmission  Process—escalation  of  fam  dysfunction  
through  several  generations  
§ Leads  to  severe  dysfunction  
o Sibling  Position—birth  order  
§ Order  influences  fam  functioning  in  many  ways  
o Societal  Regression—impact  of  societal  stress  on  fam  system  
 
• Goals  and  Tech  
o Goal=differentiation  of  self  in  all  fam  mem  
o Tech:  
§ Genograms—schematic  diagram  of  fam  system,  describing  at  least  3  
generations  of  fam  relationships,  geographical  locations,  and  sign  life  
events  
• Gain  info  about  fam  patterns  and  hx  
§ Triangulation—tx  often  will  cast  self  as  neutral  3rd  mem  in  
THERAPEUTIC  TRIANGLE  
• Helps  2  fam  mem  reduce  level  of  fusion  btw  them  and  achieve  
higher  self-­‐diff  
 
Structural  Fam  Therapy  
• Salvador  Minuchin  
• Sees  fam  as  organism,  complex  system  that  is  underfunctioning  
• Therapist  undermines  existing  homeostasis,  creating  crises  that  jar  system  toward  
development  of  better  func  org  
• Theoretical  Constructs:  
o Fam  System  
o Fam  Structure—fam  mems  relate  to  each  other  according  to  implicit  structure    
o Subsystems  
o Boundaries—rules  that  determine  amount  and  type  of  contact  allowed  btw  fam  
mem  
§ Enmeshment—overly  unclear  boundaries  that  promote  dependence  
§ Disengagement—results  from  overly  rigid  boundaries  that  promote  
isolation  
§ Triangulation—each  parent  demands  that  child  side  w  him  against  other  
§ Detouring—spouses  reinforce  deviant  bx  in  child  because  it  takes  focus  
off  of  prob  they  are  having  w  each  other  
§ Stable  coalition—one  parent  could  join  w  child  against  other  parent  
• Goals  and  Tech  
o Goal=restructure  fam  due  to  fam  dysfunction  resulting  from  inflexibility  in  fam  
structure  
o Tech—directive  and  oriented  toward  bringing  about  concrete  changes  in  bx  and  
fam  interactions  

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§ Joining—tx  blends  w  fam  system  
• Using  MIMESIS  (adopting  fam’s  style  and  lang)  and  TRACKING  
(identifying  w  fam’s  values  and  hx)  
§ Creating  Fam  Map—charts  transactional  patterns  of  mem  
§ Restructuring  Fam:  
• Enactment—fam  relationships  and  situations  are  role  played  so  
they  can  be  understood  and  changed  
• Reframing—fam  bx  is  relabeled  in  more  +  light  
§ Blocking—keeping  fam  from  engaging  in  normal  way  of  func  so  that  it  is  
forced  to  adopt  new  interactional  patterns  
 
Strategic  Fam  Therapy  
• Jay  Haley  
• Strategic  intervention—strategies  tx  uses  to  reduce/eliminate  symptoms  w/in  fam  
system  
• Tx  is  power  struggle  btw  ct/fam  and  tx  
• Maintenance  of  fam  homeostasis  underlies  fam  dysfunction  
• Goals  and  Tech:  
o Goal=intervene  and  effect  change  as  quickly  as  possible,  focusing  on  current  
prob  
§ Identify  prob  and  factors  that  maintain  it  
o Tech:  
§ Directives—direct  instructions  to  fam  mems  
• Intended  to  promote  change  and  can  be  straightforward  or  
paradoxical  
o Paradoxical  directive—instruction  to  engage  in  
symptomatic  bx  
§ If  directive  is  resisted,  symptom  is  given  up  
§ Reframing—relabeling  bx  to  make  it  more  amenable  to  tx  change  
• Giving  new  meaning  to  or  altering  meaning  of  situation  
§ Circular  Questioning—interviewing  tech  designed  to  help  tx  and  fam  
learn  more  about  patterns  in  fam  relationship  
• Helps  fam  mem  view  fam  probs  in  new  light  and  makes  fam  more  
amenable  to  change  
 
Operant  Interpersonal  Therapy  
• Marital  tx  that  is  based  on  principles  of  operant  conditioning  and  social  exchange  
theory  
• Distressed  marriages  have  fewer  rewarding  exchanges  and  more  punishing  exchanges  
and  these  punishing  exchanges  are  typically  reciprocated  by  each  partner  causing  
vicious  circle  to  develop  
o Encourages  couples  to  focus  on  +  aspects  of  each  other  and  to  use  reciprocal  
reinforcement  or  “quid  pro  quo”  
 
Object-­‐Relations  Fam  Therapy  

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• Rooted  in  psychanalysis  
• Core  tenet  is  insight  is  core  requirement  for  fam  change  
o Prob  in  current  relationships  btw  fam  mem  can  be  interpreted  in  terms  of  
transference  resulting  from  early  mother-­‐child  relationship  
• Non-­‐directive  listening,  analysis  of  transference/countertransference/resistance,  
development  of  supportive  and  tolerant  therapeutic  environment  
o Interpretations  of  child’s  play  
 
GROUP  THERAPY  
• Moreno—creating  grp  therapeautic  movt  
• Yalom  
 
Composition  of  Grps  
• Heterogenous  vs.  homogeneous  
• Influences  on  Bx:  
o Developmental  level  
o Gender—more  important  for  children  
o Intelligence—most  important  in  grp  composition  
o Stability—more  cohesive  and  accepting,  less  prone  to  conflict  and  mistrust  
§ Closed  grp—begins/ends  w  same  cts  
§ Open  grp—allows  new  mems  
• Less  stable  
o Size—most  effective  when  7-­‐10  
 
Stages  of  Grp  Therapy  
• 3  formative  stages:  
o Orientation,  participation,  search  for  meaning,  dependency  
§ Rules,  structure,  purpose  of  grp  
§ Hesitant  to  divulge  personal  info  
o Conflict,  dominance,  rebellion  
§ Establish  their  place  in  grp  
§ Comm.  Becomes  more  hostile  and  critical,  esp  towards  tx  
o Development  of  cohesiveness  
§ Trust  each  other  and  tx  more  
§ Comm.  Becomes  more  supportive  and  +  
§ Increased  self-­‐disclosure,  greater  participation,  and  adherence  to  grp  
norms  
 
Role  of  Grp  Leader  
• Needs  to  be  knowledgeable  about  grp  dynamics  and  be  able  to  handle  and  manage  
conflicts  
• Able  to  handle  multiple  transferences  and  countertransferences  
• Able  to  encourage  participation  from  all  grp  mem  
• Co-­‐therapists  
o Advantages:  

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§ Complement  and  support  each  other  
§ Broaden  range  of  possible  transferential  rxns  
§ Male-­‐female  team  is  associated  w  fam  
o Disadvantages:  
§ Prob  in  relationship  btw  co-­‐tx  
 
Benefits  of  Grp  Therapy  
• Therapeutic  factors  
o Installation  of  hope  
o Universality  
o Imparting  info  
o Altruism  
o Recapitulation  of  primary  fam  grp  
o Development  of  socializing  tech  
o Imitative  bx  
o Interpersonal  learning  
o Cohesiveness  
o Catharsis  
o Existential  factors  
• Most  important  are  interpersonal  learning,  cohesiveness,  and  catharsis  
o Cohesiveness—most  associated  w  grp  mem  improvement  and  outcome  success  
 
Concurrent  Participation  in  Ind  and  Grp  Therapy  
• Advantages:  
o Issues  in  grp  can  be  explored  in  ind  
o Grp  tx  can  often  complement  ind  
o Borderline  and  narcissistic  PD  
• Prob:  
o Since  ct  receives  more  attn  in  ind,  may  be  more  inclined  to  express  self  and  self-­‐
disclose  in  ind  
 
Confidentiality  in  Grp  Therapy  
• Mem  are  NOT  legally  obligated  to  maintain  confidentiality  
 
 
CRISIS  INTERVENTION,  BRIEF  THERAPY,  INTEGRATION  AND  OTHER  THERAPIES  
Crisis  Intervention  
• Brief  tx  for  survivors  of  physical  stress,  suicides,  rapes,  alcoholism,  abuse  and  battery,  
and  emergency  psychiatric  prob  
• Any  immediate  short-­‐term  tx  for  persona  in  such  distress  that  he  cannot  cope  
adequately  w/o  outside  help  
• Goals  and  Characteristics  
o Short  commitment  
o Learn  more  effective  coping    
o Immediate  symptom  reduction  

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o Restoration  of  previous  level  of  func  
o Preventing  further  psych  breakdowns  and  dysfunctions  
o Tx  is  supportive,  active  and  emphasizes  cog  and  bx  elements  of  crisis  
o Goal=eliminate  symptoms  and  distress  in  shortest  possible  time  w  least  amt  of  
suffering  
• Stages  of  Crisis  Intervention  
o Formulation—identification  of  specific  crisis  and  ct’s  rxn  to  it  
o Implementation—assessment  of  ct’s  life  prior  to  crisis,  setting  of  specific  short-­‐
term  goals,  and  implementation  of  tech  to  achieve  goals  
o Termination—achieving  goals  is  assessed    
 
Brief  Psychotherapy  
• Goals  
o Remove/reduce  ct’s  most  severe  symptoms  as  quickly  as  possible  
o Restore  ct  to  previous  emotional  equilibrium  
o Help  ct  acquire  understanding  and  skills  so  that  he  copes  better  in  future  
• Time  limits—achieved  in  limited  period  of  time  (25  sessions  or  less)  
• Therapeutic  alliance—primary  change  strategy  
o Ability  to  stay  focused  on  ct’s  primary  prob  
o Willingness  to  adopt  active  role  
o Flexibility  in  choice  and  application  of  intervention  strategies  
• Selection  of  ct’s—best  suited  for  those  symptoms  that  have  acute  onset,  who  exhibited  
satisfactory  adjustment  before  onset,  and  have  high  initial  motivation  and  relate  well  
to  others  
 
Solution-­‐Focused  Therapy  
• Short-­‐term,  goal-­‐oriented  approach    
o Helps  cts  change  by  constructing  solutions  rather  than  dwelling  on  prob/root  
causes  
• Assumptions  that  ct  already  possesses  resources  necessary  to  achieve  desired  goals  
and  solutions  
• Therapist  only  intervenes  to  extent  necessary  
• Tx  usually  lasts  less  than  6  sessions  
 
 
• Goals  and  Tech  
o Generate  solutions  to  prob  by:  
§ Formula  tasks  (Rx  for  change)  
§ Direct/indirect  compliments  
§ Skeleton  keys  (suggestions  for  unlocking  solution)  
§ Future-­‐oriented  questions  
• Exception  question—asking  for  time  when  prob  did  not  exist,  
leading  to  self-­‐fulfilling  prophecy)  
• Scaling  question—rating  prob  as  worst  ever  been  to  best  possible  

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•Miracle  question—visualizing  absence  of  prob  and  resultant  
effect  
§ Narratives  
o Outcome  results  are  limited  
o Effective  w  juvenile  offenders,  substance  abuse  tx  and  at-­‐risk  students  
 
Integration  and  Other  Therapies  
• Psychotherapy  integration  
o Attends  to  relationship  btw  tech  and  theory  
o Common  Factors—aspects  present  in  most  approaches  to  therapy  across  all  
theoretical  lines  and  in  all  activities  
o Assimilative  Integration—therapist  has  commitment  to  one  theoretical  
approach  but  also  is  willing  to  use  tech  from  other  approaches  
o Theoretical  Integration—most  difficult  level  to  achieve  integration  as  it  
requires  integrating  concepts  from  diff  theoretical  approached  wherein  basic  
philosophy  in  each  theory  may  differ  
§ Attempts  to  bring  together  differing  theories  and  develop  Grand  Unified  
Theory  
o Technical  Eclecticism—variation  of  assimilative  
§ Variety  of  tech  utilized,  however  there  is  no  unifying  theoretical  
understanding  that  underlies  approach  
§ Unconcerned  w  theory,  instead  relies  on  experience  and  knowledge  to  
select  interventions  most  appropriate  for  ind  as  benefit  to  ind  is  greater  
than  adhering  to  any  one  theory  
• Eclectic  Psychotherapy  
o Interventions  are  borrowed  from  various  orientations  to  enhance  overall  
clinical  efficiency  
o Multimodal  Therapy  (MMT)  
§ Lazarus  
§ Areas  of  ct’s  life  
§ Bx,  affect/affective  response,  sensations,  imagery,  cog,  interpersonal  
relationships,  and  need  for  drugs/exercise/nutrition  
§ Essentially  psycho-­‐ed  
• Many  prob  arise  from  misinfo  and  missing  info  and  focuses  on  
results  or  outcomes  
 
o Prescriptive  Eclectic  Therapy  
§ Open  system,  ct-­‐focused  approach  in  which  tx  adjust  therapeutic  
relationships  and  psych  tc  to  ind  needs  of  ct  by  matching  most  effective  
methods  from  diff  approaches  to  ind  cts  cases  based  on  empirically  
supported  guidelines  
• Synergy  of  awareness  and  action  
• Complementary  nature  of  psychotherapy  systems  
• Identification  of  empirical  markers  for  selecting  psych  therapies  
§ Prescriptive  matching  

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o Transtheoretical  Model  of  Change  
§ Stages  of  change  
§ Integrates  interventions  from  various  theories  and  distinguishes  btw  6  
stages  people  pass  through  in  process  of  change:  
• Precontemplation—denial,  resistance,  no  plans  to  change  
o Little  insight  
• Contemplation—begins  to  recognize  need  for  or  benefits  of  
change  
o Plans  to  change  w/in  next  6  mo  but  not  yet  committed  to  it  
• Preparation—indication  of  clear  intent  or  decision  to  take  action  
w/in  next  30  days  
o May  have  begun  to  take  small  steps  towards  change  
• Action—actively  engaging  in  making  changes  or  acquiring  new  bx  
• Maintenance—maintained  action  for  at  least  6  mo  
o Actively  working  to  prevent  relapse  
• Termination  
 
Interpersonal  Psychotherapy  
• Present-­‐oriented,  short-­‐term  and  highly  structured  
• Integrates  biological  and  psychosocial  approaches  w  emphasis  on  interpersonal  prob  
and  looks  at  social  func  
• Depression  and  interpersonal  distress  
 
Somatic  Therapies  
• Drug  therapy  
• ECT  
• Psychosurgery  
 
 
CROSS-­‐CULTURAL  ISSUES  
Emic-­‐Etic  Distinction  
• Emic—real,  sign,  or  meaningful  from  viewpoint  of  participants  of  particular  culture  
o Studying  culture  from  inside  and  trying  to  see  it  as  its  own  members  do  
• Etic—scientific  community  of  observers  in  particular  culture  recognizes  as  real,  sign,  
or  cross-­‐culturally  valid  
o Studying  from  outside  using  universally  accepted  means  of  investigation  
 
Counseling  Ethnic  Minorities:    General  Issues  
• Worldview  
o Class-­‐bound  values—valuing  time  boundaries,  or  strict  adherence  to  time  
schedule;  ambiguous  and  unstructured  approach  to  prob  solving;  emphasis  on  
long-­‐range  goals  and  solutions  
o Culture-­‐bound  values—focus  on  individualism  vs  collectivism;  cause  and  effect  
relationships  for  ct  prob;  emphasis  on  emotional/verbal  expression;  active  

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participation  and  openness  to  discussing  intimate  issues;  separation  of  physical  
and  mental  well-­‐being  
o Language  variables—those  in  which  standard  English  and  verb  comm.  Are  
stressed  
• Acculturation—process  of  change  that  occurs  when  one  culture  assimilates  w  another  
culture  
o Berry’s  Acculturation  Model  
§ 2  independent  dimensions:    
• Retention  of  minority  culture  
• Maintenance  of  mainstream  culture  
§ 4  Models:  
• Integration—High  retention  of  minority  and  high  maintenance  of  
mainstream  
• Assimilation—Low  retention  of  minority  and  high  maintenance  of  
mainstream  
• Separation—High  retention  of  minority  and  low  maintenance  of  
mainstream  
• Marginalization—Low  retention  of  minority  and  low  
maintenance  of  mainstream  
§ High  levels  of  stress—marginalization  and  separation;  mod  levels—
assimilation;  low  levels—integration  
• Therapist-­‐Ct  Similarity  
o Impact  relationship:  
§ Attitude  similarity—may  be  critical  in  preference  for  counselors  
§ Therapist  sensitivity—degree  to  which  tx  is  culturally  sensitive/aware  
§ Racial/cultural  identification—degree  to  which  ct  identifies  w  cultural  
background  
• Consistent  w  Minority  Identity  Development  Model  
o Applies  to  AA  and  other  minority  grps  who  share  
experience  of  oppression  
 
o Stage  1—Conformity  
§ Prefers  dominant  cultural  values  
§ Strong  –  feelings  towards  own  culture  
§ Strong  +  feelings  towards  dominant  culture  
§ Likely  to  prefer  tx  from  majority  
o Stage  2—Dissonance  
§ Cultural  confusion  and  conflict  
§ Active  questioning  of  dominant  culture’s  treatment  
of  minority  
§ Psych  need  to  resolve  conflicting  attitudes  
§ Begins  to  challenge  values  and  beliefs  of  previous  
stage  
o Stage  3—Resistance  and  Immersion  
§ Actively  rejects  dominant  society  

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§ Endorsed  minority  
§ Combating  oppression  and  racism  
§ Distrust  and  hatred  of  white  society  is  strong  
§ Get  in  touch  w  one’s  hx,  culture,  traditions  
§ Therapist  from  own  minority  preferred  
o Stage  4—Introspection  
§ Conflict  btw  personal  autonomy  and  rigid  
constraints  of  previous  stage  
§ Question  notions  of  unequivocal  loyalty  to  own  
culture  and  absolute  rejection  of  dominant  culture  
o Stage  5—Synergistic  Articulation  and  Awareness  
§ Resolves  conflicts  of  previous  stage  
§ Sense  of  self-­‐fulfillment  regarding  cultural  identity  
and  greater  feeling  of  ind  autonomy  
§ Desire  to  eliminate  all  forms  of  oppression  becomes  
important  motivator  
o Ind  in  stage  1  prefer  white  tx  
§ Stages  2-­‐4=minority  tx  
§ Stage  5=tx  whose  attitudes  and  beliefs  are  similar  
• Helm’s  Racial  Identity  Models  
o Racial  identity  status  affects  how  people  relate  to  one  another  and  distinguishes  
btw  4  interaction  patterns:    parallel,  regressive,  progressive,  crossed  
o 2  phases  (Abandonment  of  Racism  and  Defining  Non-­‐racist  White  Identity)  into  
6  identity  statuses:  
§ Contact—ignorance  and  disregard  of  any  racial  diff  
• Limited  contact  w  other  races,  oblivious  to  own  whiteness  and  
unaware  of  implications  of  racial/ethnic  diff  
§ Disintegration—awareness  of  whiteness  and  of  racial  inequalities  
producing  emotional,  psych,  and  moral  confusion  and  conflict  
§ Reintegration—resolve  conflict  by  adopting  position  that  whites  are  
superior  and  minorities  are  inferior,  and  use  beliefs  to  justify  existing  
inequalities  
§ Pseudo-­‐Independence—dissatisfaction  w  reintegration  and  re-­‐
examination  of  beliefs  about  race  and  racial  inequalities  
§ Immersion-­‐emersion—embrace  whiteness  w/o  rejecting  members  of  
minority  grps  and  attempt  to  determine  how  they  can  feel  proud  of  race  
w/o  being  racist  
§ Autonomy—internalize  nonracist  white  identity  that  is  based  on  realistic  
understanding  of  strengths  and  weaknesses  of  white  culture  and  
similarities  and  diff  are  acknowledged  but  are  not  perceived  as  
threatening  
• Whites  value  and  seek  out  cross-­‐racial  interaction  
• Model  of  Psychological  Nigrescence  
o AA  traverse  5  stages  of  growth  toward  more  authentic  AA  identity  

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§ Pre-­‐Encounter—person’s  worldview  and  values  are  dominated  by  Euro-­‐
American  determinants  
• Most  likely  to  believe  integration  and  assimilation  are  solution  to  
racial  prob  
• Blame  AA  for  own  prob  
§ Encounter—personal/social  event  that  temporarily  dislodges  person  
from  previous  worldview  
• Makes  person  more  receptive  to  new  interpretations  of  identity  
and  condition  
• Begins  frantic  and  determined  search  for  AA  identity  
§ Immersion-­‐Emersion—struggles  to  destroy  all  remnants  of  old  identity  
and  perspective  and  to  clarify  personal  implications  of  new  frame  of  
reference  
• Denigrate  Cauc.  Ind  and  culture  while  simultaneously  deifying  AA  
ind  and  culture  
§ Internalization—resolves  conflicts  btw  old  and  new  worldviews  
• Ideological  flexibility,  psych  openness,  self-­‐confidence  
• Anti-­‐Cauc  feelings  decline  
§ Internalization-­‐Commitment—find  ways  to  translate  newly  internalized  
identity  into  activities  that  are  meaningful  to  grp  
• Makes  meaningful  and  mature  commitment  to  political  activism  
in  order  to  improve  condition  of  AA  
• Communication  Styles  
o High-­‐context  Comm—heavily  on  restricted  codes,  culturally-­‐defined  meanings,  
and  non-­‐verbal  messages  
§ More  characteristic  of  AA,  Asian,  Hispanic,  Native  Am  
o Low-­‐contect  Comm—emphasizes  verbal  messages  and  elaborated  codes  
§ More  characteristic  of  Anglo-­‐Am  
• Power  and  Status  Position  
o Ind  in  positions  of  low  power  and  status  are  better  reading/perceiving  mem  of  
higher  status  grp  than  those  of  higher  status  reading  lower  status  
• Healthy  Cultural  Paranoia  
o Normal  response  of  AA  and  other  ethnic/racial  minorities  to  oppression  and  
racism  
• Cultural  Encapsulation  
o Defines  reality  according  to  one  set  of  cultural  assumptions  
o Becomes  insensitive  to  cultural  variations  among  cts  
o Disregards  evidence  disproving  assumptions,  is  unaware  of  own  cultural  bias  
o Defines  counseling  in  terms  of  dogmatically  accepted  tech  and  strategies,  
depends  on  quick-­‐fix  solutions  to  prob,  and  judges  others  from  one’s  own  self-­‐
reference  criteria  
o Culturally  Universality—assumption  that  Western  concepts  of  normality  and  
abnormality  can  be  considered  universal  and  equally  applicable  across  all  
cultures  

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o Culturally-­‐competent  Counselor—recognizes  and  appreciates  cultural  diff  and  
is  able  to  work  effectively  w  mem  of  diff  cultural  grps  
• Cultural  Empathy  
o Therapist  understands  and  appreciates  cultural  diff  in  way  that  extends  
boundaries  of  traditional  empathy,  retaining  separate  cultural  identity  while  
simultaneously  aware  of  and  accepting  cultural  values  and  beliefs  of  ct  
• Cultural  Overgeneralization  
o Therapist  assumes  that  all  ct’s  presenting  prob  are  directly  related  to  ct’s  
culture  rather  than  other  factors  
• Diagnostic  Overshadowing  
o Tendency  to  attribute  all  bx,  social  and  emotional  prob  to  diagnosis  or  
psychpath  while  alternative  explanations  and  comorbid  dx  are  often  not  
considered  
 
Counseling  AA  Cts  
• More  nonverbal,  more  emotional,  more  concrete  
• Most  successful  tx  when  prob-­‐oriented  and  time-­‐limited  
• Recommend  use  of  multisystems  approach—considering  multiple  systems  that  impact  
ind  and  fam  func  
 
Counseling  Hispanic  Cts  
• Patriarchial  
• Approach  to  tx  that  stresses  personal  contact  and  attn  
• Use  more  active,  goal-­‐oriented  tx  plan  
• Consider  importance  of  fam  in  tx  
• Be  aware  of  need  for  bilingual  prof  
• Cuento  Therapy  
o Folktale  
o Reading  cuentos  and  then  leading  grp  discussion  about  them  
o Focus  on  character’s  bx  and  moral  
 
Counseling  Native  Am  Cts  
• Know  details  of  particular  tribe  and  fam  system  
• Prefer  non-­‐directive,  hx-­‐oriented,  accepting  and  cooperative  approach  
• Goal=happiness,  wisdom,  peace  w  nature  
 
Counseling  Asian-­‐Am  Cts  
• Fam,  age,  and  sex  are  major  determinants  of  social  roles  
• Fam  tend  to  be  traditional,  patriarchal,  respectful  of  elders  
• Fam  and  cultural  roles  are  well  defined  and  rigid  
• Prob  are  usually  addressed  w/in  fam  structure,  leading  to  under  use  of  MH  services  
• Direct,  structured,  short-­‐term  approach  
• Place  presenting  prob  in  context  of  academic/voc  issue  
 
 

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Counseling  Elderly  Cts  
• Therapy  involves  guiding  through  identity  transitions,  helping  become  involved  in  
satisfying  relationships  and  activities,  understanding  common  occurrence  of  
depression  
• Reminiscence  Therapy—life  review  to  facilitate  acceptance  of  successes  and  
shortcomings  in  one’s  life  
• Depression  
• May  respond  more  slowly  to  various  forms  of  psychotherapy  
 
Counseling  Lesbian,  Gay,  and  Bisexual  Cts  
• Identity  development:  
o Identity  awareness  
o Identity  comparison  
o Identity  tolerance  
o Identity  acceptance  
o Identity  pride  
o Synthesis  
• Sexual  prejudice—neg  attitudes  toward  ind  because  of  sexual  orientation  
• Minority  Stress  Model—distal  and  proximal  factors  that  contribute  to  MH  outcomes    
o Distal—external,  objective  events  and  conditions  
o Proximal—ind’s  perceptions  and  appraisals  of  events/conditions  
 
 
PSYCHOTHERAPY  OUTCOMES  
Major  Research  Reviews  and  Meta-­‐analysis  
• Eysenck—therapy  does  not  yield  sign  diff  results  from  no  therapy  
• Pts  undergoing  psychotherapy  are  better  off  than  controls  receiving  no  tx  
• No  particular  tx  is  better  than  any  other  
 
Client  Variables  
• Intelligence—higher  
• Openness/Nondefensiveness—cooperative  
• Age—little  relationship  to  tx  outcome  
• Gender—no  consistent  relationship  
• Motivation—inconsistent  
• Understanding  of  goals—being  clear  on  goals  is  moderate  predictor  
• SES  
• Personality  Characteristics—ego  strength,  suggestibility,  anx  tolerance—positive  
outcomes  
• Expectations—extremely  high  or  low  about  tx  tend  to  not  do  as  well  as  those  w  mod  
expectations  
 
Therapist  Variables  
• Age—v  weakly  associated  
• Ethnicity—has  not  been  found  to  be  factor  

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• Emotional  well-­‐being—modest  relationship  
• Expectations—positive  outcome  is  increased  when  ct  expectations  addressed  
• Professional  background  and  experience—little  support  
• Self-­‐disclosure—inconsistent  
• Orientation—v  little  variance  
• Gender—no  sign  relationship  
• Competence—most  important  
 
Treatment  Variables  
• Therapeutic  alliance—most  of  variance  in  outcome  is  accounted  for  by  working  
alliance    
• Type  of  tx  
o Manual-­‐guided  tx—detail  theoretical  underpinnings  of  tx,  tx  goals,  and  specific  
strategies  and  guidelines  
§ Inconsistent  and  not  found  to  have  better  outcomes  
o Best  Practice—approached  tx  that  have  empirical  evidence  to  support  
effectiveness  
• Durations—ambiguous  
o Up  to  point  (around  26  sessions),  fairly  linear  +  correlation  
 
Other  Issues  in  Tx  Outcome  Research  
• Therapy  outcomes  w  children/adolescents  
o As  effective  as  tx  for  adults  
o Girls  respond  to  tx  better  than  boys  
§ Adolescent  girls  responding  best  of  all  
 
• Phase  Model  of  psychotherapy  Effectiveness  
o Ct  stage  model  that  outlines  progressive,  3-­‐stage  sequence  of  change  
§ Remoralization—ct’s  subjective  well-­‐being  and  occurs  during  first  few  
sessions  
• Improvement  in  ct’s  feelings  of  hopelessness  and  desperation  
§ Remediation—symptom  reduction  and  relief  
• 5-­‐15th  sessions  
§ Rehabilitation—gradual  improvement  of  various  aspects  of  life  func  
 
 
PSYCHOLOGICAL  TESTING  
Personality  Inventories  
• MMPI-­‐2  
o Empirical  criterion  keying—large  #  of  people  in  diff  grps  are  asked  to  respond  
to  large  #  of  test  items  
o Content  analysis—Initially  based  on  content  
o Clinical  Scales:  
§ Hypochondriasis—1  
§ Depression—2  

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§ Hysteria—3  
§ Psychopathic  deviate—4  
§ Masculinity-­‐Feminity—5  
§ Paranoia—6  
§ Psychasthenia—7  
§ Schizophrenia—8  
§ Hypomania—9  
§ Social  Introversion—0  
o Conversion  V—high  1,  low  2,  high  3  
§ Somaticize  psychological  problems  
o Psychotic  V—high  6,  low  7,  high  8  
o Passive-­‐aggressive  V—high  4,  low  5,  high  6  
o Validity  scales  
§ ?/Cannot  say-­‐-­‐#  items  unanswered  
§ L—high=unwilling  to  admit  minor  short-­‐comings  
• Low=independence,  direct  or  blunt  responding,  exaggeration  of  –  
characteristics  
§ F—faking  good/bad  
• Low=lack  sign  psychopath  and  social  conformity  tendency  
• High=deviant  or  antisocial  personality,  deliberate  malingering,  
eccentricity/contracting  responses  
§ K—defensiveness  
• Identify  tendency  to  try  to  make  self  look  better  or  deny  
psychpath  
• High=does  not  want  to  reveal  conflicts  
o Faking  good  
• Low=low  self-­‐image,  not  func  well  
§ TRIN/VRN/FB  
• Tendency  to  endorse  items  in  consistent  way  
• MCMI-­‐III  
• SCL-­‐90  (Symptom  Checklist  90)—self-­‐report  inventory    
o General  psych  symptoms  of  anx,  depression,  somatization,  OCD,  hostility  
• NEO  Personality  Inventory—Big  Five  personality  traits  
 
Projective  Tech  
• Rorschach  
o Age  2/+  
o Scoring/Interpretation  
§ Location  
• Whole  responses=intellectual  ability  to  organize  one’s  
environment  into  meaningful  concept  
• Higher  #  Dd=compulsiveness,  avoidance,  and  “cog  flight”  from  
reality  due  to  stress  
§ Determinants—characteristic  of  inkblot  
§ Content—category  of  specific  percepts/subjects  

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• Human=lack  of  human  content  suggests  identity  prob  and  
detachment  from  others  
§ Frequency  
• Populars—high  #=excessive  concentionality,  defensiveness,  
depression,  or  low  IQ  
o Low=rebellious,  sometimes  seen  in  ind  suffering  from  
thought  d/o  
• TAT—Murray’s  theory  of  needs  
• Drawings—represents  expression  of  self  or  body  image  
 
Interest  Inventories  
• Strong-­‐Campbell  Interest  Inventory—personal  interests  
o General  Occupational  Themes—Holland’s  theory  
o Basic  Interest  Scales  
o Scores  for  main  body  of  SCII—Occupational  Scales  
o Newly  Revised  Strong  Interest  Inventory—general  representative  sample  
§ General  Occ.  Themes—Holland’s  6  themes,  expanded  to  include  
workplace  changes  
§ Basic  Interest  Scales—more  contemporary  interests  
§ Occ.  Scales—greater  emphasis  on  technology  and  business-­‐related  
occupation  items  
§ Personal  Style  Scales—Work  Style,  Learning  Environment,  Leadership  
Style,  Risk  Taking,  Team  Orientation  
§ Administrative  Indices—types  and  consistency  of  responses  
• Kuder  Vocational  Preference  Record  
o Interests  in  10  broad  voc  areas  
o Based  on  content  validity  
o Ipsative  scores—convey  relative  strengths  and  weaknesses  of  interests  w/in  
examinee  
o Kuder  Occ.  Interest  Survey  
§ Unlike  Strong  tests,  selected  items  that  distinguish  btw  diff  occ  grps  
instead  of  general  reference  sample  
§ Occ  Scales,  College  Major  Scales,  Voc  Interest  Estimates,  Dependability  
Indices  
 
o Kuder  Career  Search  
§ Activity  Scale—10  activity  preferences  
§ Kuder  Career  Clusters—test-­‐taker’s  pattern  of  interests  
 
Neuropsych  Tests  
• NP  Batteries  
o Halstead-­‐Reitan  
o LNNB—provides  more  thorough  assessment  of  neurological  deficits  and  BI  than  
HR  
• Bender  Visual  Motor  Gestalt  Test  

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o Assessing  school  readiness,  LD,  predicting  school  performance,  BI,  emotional  
prob  
o Benton  Visual  Retention  Test—identify  BI  
o Beery  Developmental  Test  of  Visual-­‐Motor  Integration—visual-­‐motor  ages  3-­‐18  
• Illinois  Test  of  Psycholinguistic  Abilities  
o Age  2-­‐10  
o Assesses  channels,  processes,  and  levels  
• WCST  
• Stroop  
• Tower  of  London  
o Move  disks  into  certain  configuration  
• MMSE  
• Glasgow  Coma  Scale  
• Rancho  scale  
 
COMMUNITY  PSYCHOLOGY  
• Differentiates  from  other  psych  through  its  unique  theoretical  orientation  and  
values  and  commitment  to  concrete  social  change  through  research  and  practice  
• Attempts  to  “reframe”  traditional  questions  in  psych  
o Advocates  conceptual  shift  away  from  individual  factors  and  environmental  
ones  
§ Environmental  factors—all  larger  “mediating  structures”  that  make  
up  context  of  individual    
o Advocates  set  of  values—empowerment,  promoting  sense  of  community  
involvement,  respect  for  cultural  diversity,  explicit  commitment  to  social  
change  
 
• Community  Mental  Health  Center  Act  
o Govt  has  assumed  major  role  in  promoting  mental  health  
o Funding  and  guidelines  for  community  mental  health  centers,  that  provide  
various  services  within  area  
o 23%  of  mental  health  treatment  occurs  in  these  centers  
• Federal  Community  Mental  Health  Act  
o Passed  in  1963  and  revised  in  1980  
o Programs:  
§ Short-­‐term  hospitalization  for  mental  pts  
§ Outpatient,  residential  and  aftercare  services  for  d/c  mental  pts  
§ Emergency  mental  health  tx  that  is  available  24  hrs  
§ Specialized  services  for  children  and  aged  
• Awareness  of  importance  of  prevention  is  more  prevalent  
o Efforts  have  resulted  more  in  expansion  of  old  practices  than  creation  of  
new  ones  
 
PREVENTION  

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• Shifts  focus  from  individual  to  environmental  context  
• Rather  than  treating  symptoms,  aims  to  engender  competent  communities  that  do  
not  foster  mental  illness  in  first  place  
• Types  of  Prevention:  
o Tertiary—prevent  recurrence  of  illness  and  reduce  long-­‐term  duration  and  
consequences  
§ “closest”  to  illness  
§ Occur  only  AFTER  onset  of  illness  and  AFTER  symptoms  have  been  
treated  
o Secondary—early  detection  and  treatment  of  problem  before  full-­‐blown  
illness  develops,  or  intervention  to  keep  problem  from  getting  worse  
o Primary—addresses  mediating  system  structures  that  lead  to  development  
of  illness  
§ “furthest”  from  illness—most  preventative  in  nature  
§ Carried  out  BEFORE  onset  of  disease  and  involves  preventing  its  
occurrence  
 
SUICIDE  

• Ninth  leading  cause  of  death  in  US  


• Risk  Factors:  
o Hx  of  attempted  suicide    
o Age—progressively  rises  over  age  65,  with  highest  over  85  
§ Greatest  increase  has  been  among  15-­‐24,  especially  males  
o Sex—males  commit  suicide  more,  females  attempt  more  
§ Higher  rate  of  success  with  males=methods  used  
o Race—white  commit  more  than  non-­‐whites  
§ Rates  for  non-­‐white  rising,  especially  ages  15-­‐24  
o Marital  Status—marriage  lessens  risk  
§ Rate  higher  for  single,  never  married  
§ Higher  for  widows  
§ Even  higher  for  divorced  
§ Greatest  first  yr  after  losing  spouse  
o History—fam  hx  
o Diagnosis—95%  have  diagnosed  mental  disorder  
§ Depressive  d/o,  substance  abuse,  schizophrenia  have  highest  risk  of  
completion  
§ Mood  d/o  w/  psychosis=5x  greater  
§ Increased  when  depressive  symptoms  begin  to  improve  
o Bx—state  intention  to  commit  suicide  
§ Greater  with  specific  plan  and  means  of  carrying  out  plan  
§ Bx  consistent  w  decision  to  die  
o Other:  
§ Hopelessness  
§ Recent  life  stress  
§ Physical  illness—elderly  

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• Adolescents  
o Second  leading  cause  of  death  among  older  adolescents  
o Increase  rate  ages  15-­‐24  
o Most  common  method  for  male/females  is  firearms  
§ Increased  when  intoxicated  and  when  firearms  available  at  home  
o Predictors:  
§ Diagnosis  of  depression  
§ Use  of  drugs  
§ Antisocial  bx  
§ Others:  
• Previous  suicidality  
• Direct/indirect  exposure  to  suicide  of  another  
• Precipitant—interpersonal  loss,  especially  loss  that  involves  
personal  humiliation  
o Suicide  in  school/one  that  receives  media  ttn.  tends  to  be  imitated  
o Attempts  are  often  impulsive  and  may  represent  attempt  to  manipulate  
others,  gain  ttn./affection,  express  anger,  or  obtain  some  benefit  
o Prevention:  
§ “Most  ominous  warning  signs”—talking  about  one’s  own  death,  
reunion  with  deceased,  giving  away  possessions  
• Social  withdrawal,  poor  coping  skills,  self-­‐destructive  bx  
 

• Older  Adults  
o Increase  drastically  starting  at  age  65  and  85  y/o  white  men  are  4x  more  
likely  than  20  y/o  men  
o Less  likely  to  communicate  intent,  more  likely  to  use  violent/lethal  method,  
less  likely  to  attempt  suicide  as  way  to  gain  ttn.  
o Risk  factors:  
§ Poor  health  
§ Depression  
§ Schizophrenia  
§ Alcohol  dependent  
§ Organic  brain  d/o  
o Warning  signs:  
§ Destructive  bx  
§ Altering  will  
§ Becoming  negative  and  hostile  in  interpersonal  relations  
 
• Prevention  
o Hospitalization:  
§ High  risk  
§ Psychotic,  intoxicated,  or  debilitating  medical  condition  
§ Does  not  have  adequate  support  system  
o Outpatient  
§ Risk  is  low  to  moderate  

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§ Adequate  support  system  
§ Hx  vague/non-­‐lethal  threats/gestures  
§ Techniques:  
• “No  suicide”  contracts  
• Increasing  frequency  of  contact  w  clt  
• Providing  ct  w  emergency  phone  numbers  
• Involving  fam  and  friends  in  tx  
• No  access  to  firearms  
 
SUPERVISION/CONSULTATION  

• Voluntary  relationship  btw  professional  helper  and  individual  group/social  


unit  
o Consultant  is  expert/specialist  and  is  hired  on  ad-­‐hoc  basis  to  solve  
specific  work-­‐related  problem  
• Consultation  vs.  supervision  
o Supervision=continuous  basis  
o Supervisor=administrative  authority,  consultant=free  to  reject  
suggestions  of  consultant  
o Consultant=not  member  of  consultee’s  organization  
o Consultation=specific  problem,  supervision=general  work-­‐related  
activities  
o Consultation=relationship  is  voluntary  and  able  to  terminate  
 

• Forms  of  Consultation  


o Mental  Health/Psychodynamic  Consultation  
§ Maximizing  social/emotional  development  of  clients  under  
consultee’s  care  
§ Client-­‐Centered  Case  Consultation—helping  consultee  
develop  plan  to  work  more  effectively  w  particular  ct  
§ Consultee-­‐Centered  Case  Consultation—focused  on  problems  
w/in  consultee  
• Problems  may  involve  lack  of  knowledge,  skill  or  
ability  
• May  involve  emotional  issues  on  part  of  consultee  
• THEME  INTERFERENCE—type  of  transference  that  
may  be  focus  of  consultation  in  organizations  
o Unresolved  conflict,  related  to  life  
experience/fantasy  affects  perception/handling  
of  work-­‐related  prob  
§ Program-­‐Centered  Administrative  Consultation—working  w  
administration  to  suggest  some  actions  consultees  might  take  
in  order  to  develop,  expand  or  modify  clinical/agency  
program  

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Consultee-­‐Centered  Administrative  Consultation—difficulties  
§
w  consultee  that  limit  effectiveness  in  administering  program  
or  bringing  about  program  change  
o Behavioral/Educational  Consultation  
§ Bringing  about  change  in  consultees  or  clients  through  use  of  
behavioral  methods  
o Systems/Process  Consultation  
§ Entire  organization  is  viewed  as  consultee  and  is  targeted  for  
change  
§ Improving  satisfaction  among  members  of  organization  will  
improve  organization  as  whole  
§ Focuses  on  improving  interpersonal  skills  
§ Clarify  and  refurbish  norms  and  roles  in  order  to  improve  
interpersonal  and  subsystem  processes  
§ Develop  sustained  organizational  capacity  for  solving  
problems  
o Advocacy  Consultation  
§ Set  of  activities  performed  by  consultant  to  further  goals  of  
disenfranchised  group  
§ Bringing  about  institutional  change  in  order  to  benefit  
consultee  
 
MENTAL  HEALTH  HOSPITALS  AND  DEINSTITUTIONALIZATION  

• Rates  of  mental  illness  are  higher  for  females  than  males,  admission  rates  to  
state/county  psychiatric  hospitals  are  higher  for  males  
o Men=much  more  likely  to  engage  in  “acting  out”  bx  that  are  considered  
dangerous  and  threatening  to  society  
• Largest  population  of  psych  inpts  are  25-­‐44  y/o  
o For  males,  second  largest  is  18-­‐24  y/o  
o For  females,  second  is  45-­‐64  y/o  
o Highest:    never  been  married,  then…  
§ Divorced/separated  
§ Married  
§ Widowed  
o Majority  are  white,  but  when  population  proportions  considered,  members  
of  minority  are  overrepresented  
 

• Deinstitutionalization  
o Discharge  of  large  number  of  pts  from  public  psychiatric  hospitals  
§ Ongoing  trend  that  began  in  1950s  
§ Community  should  be  responsible  for  mental  health  of  its  citizens  
§ Psychotropic  drugs  have  also  contributed  

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o Pts  have  been  released  into  various  aftercare  clinics,  where  they  cont  to  
receive  psychiatric  and  rehab  services  
§ Also  halfway  houses  and  board-­‐and-­‐care  facilities  
§ End  result=  “revolving  door”  
• Pts  have  been  readmitted  to  mental  hospitals  
• Initially,  up  to  80%  were  readmitted  in  first  2  yrs  
§ Readmission  contributes  to  poor  coordination  btw  hospital  and  
community  mental  health  centers,  in  adequate  psych  f/u,  and  lack  of  
govt  support  for  residential  programs  
o Not  nearly  as  successful  as  had  been  hoped  
§ Fomented  wholesale  neglect  of  chronically  disabled  psych  population  
§ Usually  results  in  increase  of  symptomatology  because  support  
systems  are  not  available  
o Involuntary  Commitment  
§ Power  of  state  to  commit  person  involuntarily  to  mental  institution  
has  historically  been  based  on  principle  of  parens  patriae  or  right  of  
State  to  regulate  person’s  life  if  State  believed  person  is  incapable  of  
doing  so  him/herself  
• Wyatt  v.  Stickney  
o Court  in  Alabama  ruled  States  that  commit  person  
under  this  principle  are  obliged  to  provide  adequate  
treatment  
§ “Need  for  Treatment”  under  doctrine  is  no  longer  sufficient  reason  
for  involuntary  hospitalization  
• Donaldson  v.  O’Conner  
o Finding  of  mental  illness  alone  could  not  justify  locking  
person  up  against  will  and  keeping  him  indefinitely  in  
simple  custodial  confinement  
• There  is  still  no  constitutional  basis  for  confining  such  
person’s  involuntarily  if  they  are  dangerous  to  no  one  and  can  
live  safely  in  freedom  
§ Specific  bx  criterion  used  by  most  Stated  is  whether  person  is  
dangerous  to  self/others  
• Most  common  safeguard  is  “2-­‐PC”  where  2  physicians  must  
agree  that  pt  needs  to  be  hospitalized  involuntarily  
 
o Mental  Pts  and  Criminal  Proceedings  
§ Competency  to  stand  trial  
• Defendant  must  understand  nature  of  proceedings  against  
him  and  must  be  able  to  cooperate  with  defense  counsel  
§ When  found  incompetent,  commitment  lasting  appr.  6  mo  usually  
follows  
• Treat  mental  illness  and  get  defendant  back  to  court  to  stand  
trial  

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• When  not  expected  to  improve,  “Jackson”  hearing  is  held  in  
order  to  establish  individual  will  not  regain  competency  in  
foreseeable  future  
o Charges  against  are  automatically  dropped  and  he  can  
be  retained  only  under  civil  commitment  procedures  
 
o Not  Guilty  by  Reason  of  Insanity  
§ “M’Naghten  test”—stipulates  that  defendant  must  have  known  
wrongfulness  of  act  at  time  of  offense  in  order  to  be  found  “sane”  
• Added  bx  criterion  that  must  be  present  for  finding  of  
“insanity”—act  must  be  result  of  “irresistible  impulse”  
§ Durham  test—established  criminal  act  had  to  be  “product”  of  mental  
illness  
• Overturned  in  1972  and  replaced  with  American  Law  Institute  
Rule  (ALI  rule)  
o Exculpate  (declare  guiltless)  those  crimincal  acts  
where  defendant  was  unable  to  appreciate  criminality  
of  action  and  was  unable  to  conform  actions  to  law  
§ 1985—added  that  defense  must  prove  presence  
of  insanity  by  “clear  and  convincing  evidence”  
§ If  found  not  guilty  by  reason  of  insanity,  defendant  usually  
committed  involuntarily  to  inpt  psych  hospital  until  found  to  be  no  
longer  dangerous  
 
RESEARCH  ISSUES  

• Child  Abuse  
o Characteristics  of  Abused  Children  
§ Age—very  young—younger  than  2  
§ Gender—early  childhood,  males  physically  abused  more  
• Adolescence—females  more  
• Sexual  abuse,  younger  girls  and  older  boys  
• Physical  abuse  is  same  for  boys/girls,  but  girls  more  for  
sexual  abuse  
§ Premature  and  difficult  births  
§ Poor  school  achievement  and  delays  in  cognition  
§ Aggressiveness  
§ More  problems  in  relationships  w  teachers  and  adults  
§ Children  may  develop  attachments  to  those  who  cause  them  
distress  
o Characteristics  of  Abusive  Adults  
§ SES—lower  
§ Ethinicity—whites  outnumber  AA,  although  higher  for  nonwhites  
overall  

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§ Childhood  Hx—parents  being  maltreated  themselves  
• Almost  all  have  hx  of  some  form  of  deprivation  
§ Psych  Characteristics—10%  psychotic  
• Wide  range  of  emotional  d/o  
• Described  as  immature,  impulsive,  dependent,  sado-­‐
masochistic,  egocentric,  narcissistic,  and  demanding  
§ Low  tolerance  for  infant  bx  and  be  ignorant  about  normal  child  
development  
§ May  misinterpret  bx  in  negative  ways  and  rely  on  harsh  
punishment  and  coercion  to  control  child’s  bx  
§ Increased  when  fam  is  experiencing  stress  due  to  chronic  
poverty,  social  isolation,  marital  discord  
o Physical  abuse  puts  child  at  risk  not  only  to  become  abusive  parent,  but  
also  to  develop  wide  range  of  psychopathology  
§ Severe  personality  d/o  and  illness  in  schizophrenic  range  
o Only  one  parent  typically  involved  in  beating  and  other  participates  
passively  by  covering  up  
o In  sexual  abuse,  abuser  is  typically  either  relative  or  close  fam  friend  
 

• Assessment  
o Interviewing  and  observing  alleged  victims  and  perpetrators  in  attempt  
to  determine  if  any  characteristic  signs  of  child  abuse  are  present  
§ Interviews  with  involved  parties  and  witnesses  
§ Observation  of  child  
§ Psych  testing  
o Anatomically  correct  dolls  
§ Most  commonly  used  with  verbal  children  who  lack  skills  or  are  
too  embarrassed  to  discuss  sexual  matters,  or  with  preverbal  and  
MR  children  
§ Help  children  who  would  otherwise  be  unable  to  discuss  sexual  
abuse  
§ Sexually  abused  children  are  more  common  to  have  aggressive  
play  and  play  involving  touching  private  parts  
§ Facilitate  memory  for  details  of  sexual  abuse  but  it  is  unlikely  to  
help  child  remember  forgotten  incidents  of  abuse  
§ Do  not  appear  to  increase  likelihood  that  children  will  fabricate  
stories  of  abuse  
• Spouse  Abuse  
o Characteristics  of  Abusive  Husbands  
§ Low  self-­‐esteem  
§ Feeling  inadequate  
§ Acceptance  of  stereotyped  male  role  
§ Pathological  jealousy  
§ Tendency  to  blame  other  for  actions  
§ Fam  hx  of  domestic  violence  

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§ Inability  to  tolerate  stress  
§ Poor  impulse  control  
§ Emotional  dependence  
§ Unrealistic  expectations  of  marital  relationship  
§ Alcohol  involved  in  majority  of  domestic  violence  cases  
o Characteristics  of  Battered  Wives  
§ Low  self-­‐esteem  
§ Acceptance  of  stereotyped  female  role  
§ Acceptance  of  responsibility  for  batter’s  actions  
§ Feelings  of  guilt  
§ Numerous  psychophysical  complaints  
§ “Martyrlike”  bx  
§ Belief  that  no  one  could  help  them  escape  predicament  
§ Economic  and/or  emotional  dependence  on  husband  
§ Belief  that  they  provoke  anger  and  violence  
§ Fam  hx  of  domestic  violence  
§ Isolation  from  fam-­‐of-­‐origin  
§ Pregnancy  is  risk  factor  for  abuse  
o Cycle  of  Violence    
§ Tension-­‐Building—batterer  is  moody  and  tense  and  victim  
believes  she  must  “walk  on  eggshells”  to  accommodate  him  
and  avoid  setting  him  off  
§ Acute  Battering  Incident—most  intense  and  destructive  
incident  of  abuse  occurs  
• May  be  physical  beating  or  verbal  assault  
• Inicident  cannot  be  controlled  or  predicted  
§ Honeymoon  Phase—batterer  is  remorseful  and  apologetic  
• May  promise  never  to  do  it  again,  shower  w  gifts  
• Complicates  intervention  because  it  represents  time  
when  it  is  most  difficult  for  woman  to  leave,  but  also  
time  when  mental  health  professionals  are  most  likely  
to  be  involved  
o Factors  Affecting  Spouse  Abuse  
§ Relationship  tends  to  remain  fairly  stable  when  balance  btw  
costs  of  abuse  and  benefits  of  relationship  are  about  equal  
§ Pregnancy,  presence  of  infants  or  teenagers,  holidays,  and  
major  televised  sporting  event,  unemployment  increase  
severity/frequency  
o Prevention  and  TX  
§ Arresting  and  prosecuting  violent  offenders  in  fan  abusive  
disputes  
 
• Rape  
o One  of  the  most  under-­‐reported  crimes  in  country    

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o Act  of  aggression  and  humiliation  that  is  expressed  through  sexual  
means  
o Characteristics  of  Rapist  
§ Four  categories:  
• Sexual  sadist—aroused  by  pain  of  victims  
• Exploitative  Predators—use  victims  for  gratification  in  
impulsive  way  
• Inadequate  Men—believe  no  women  would  voluntarily  
sleep  with  them  and  are  obsessed  with  fantasies  about  
sex  
• Men  for  whom  rape  is  displaced  expression  of  anger  
and  rage  
§ Tend  to  repeat  act  rather  than  isolate  it  as  an  unusual  incident  
• Most  rapes  are  planned  in  advance  and  committed  in  
rapist’s  own  neighborhood  
• Social  skills  were  found  to  be  deviant  and  deficient  
• Sexual  performance  was  often  impaired  during  rape  
§ Men  are  usually  25-­‐44  y/o  
§ Alcohol  involved  
§ Rape  occurs  in  accompaniment  to  other  crimes,  such  as  
physical  assault  
o Victims  
§ Typically  btw  15-­‐24  y/o  
§ Same  race  
§ Member  of  lower  SES  
§ Regain  psychological  equilibrium  within  6  mo  to  1  yr  after  
attack  
§ Long-­‐term  rxns  include  avoidance  of  sexual  interaction,  sexual  
symptoms,  and  symptoms  of  PTSD  
§ Fare  best  when  they  receive  immediate  support  and  are  able  
to  ventilate  fear  and  rage  to  supportive  fam,  drs,  and  law  
enforcement  
§ Recovery  is  predicted  by  whether  or  not  victim  withdraws    
from  environmental  stimuli  associated  with  attack  
 
• Teen  Pregnancy    
o US  is  highest  rate  of  industrialized  nations  
o Decline  attributed  to  decreased  sexual  activity,  increased  condom  
use,  use  of  injectable  and  implant  contraceptives  
o Teen  pregnancy  prevention  programs  had  no  effect  on  sexual  activity  
§ Did  increase  use  of  contraceptives  and  decreased  rate  of  
pregnancy  
 
 

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MARRIAGE,  CHILDBIRTH,  and  DIVORCE  
§ Those  who  are  married  are  most  satisfied  w  lives  and  healthier,  physically  and  
psychologically  
o Effect  moderated  by  marital  satisfaction  
§ U  shape  btw  length  of  time  married  and  satisfaction  
• Decreases  over  first  10  yrs,  w  men  showing  effect  earlier  
• For  women,  dissatisfaction  occurs  with  children  
• Satisfaction  increased  at  time  when  children  leave  home  and  
at  retirement  age  
§ Women  who  terminate  unwanted  pregnancy  
o Risk  of  severe  negative  rxn  increased  if  lacks  support  system,  had  
psychological  conflicts  and  poor  coping  abilities  before  pregnancy,  blames  
herself  for  pregnancy,  or  had  abortion  during  2nd  trimester  
o Spontaneous  miscarriage  tends  to  result  in  negative  depressive  rxn  that  
lasts  up  to  one  yr  
§ Marital  break-­‐up  is  associated  w  increased  risk  for  psychopathology,  physical  
illness,  and  suicide  
o Distress  associated  with  divorce  is  strongest  among  older  people  and  men  in  
this  population  report  more  unhappiness  
 
ECONOMIC  STATUS  

• Highest  admission  rates  in  mental  institutions  and  longest  length  of  
hospitalization  
o Decreases  in  both  indices  as  one  moves  up  the  SES  ladder  
 
 
 

 
 

 
 
 

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GROWTH  AND  LIFESPAN  DEVELOPMENT  
Foundations  of  Early  Development  

NATURE  VS  NURTURE  

• GxE  Interaction—interaction  of  genetics  and  environment  to  produce  given  


outcome    
 

• Genetype—characteristics  that  are  determined  by  info  coded  on  genes  


• Phenotype—person’s  observable  and  measurable  characteristics  which  develop  
from  an  interaction  btw  genetics  and  environment  
 

• Range  of  Reaction—individual’s  genetics  set  boundaries  for  possible  phenotypes  


that  can  occur  
o Genes  set  boundaries  for  range  of  reaction  but  environment  determines  
which  outcomes  will  materialize  
o For  many  traits,  reaction  range  is  larger  for  those  with  high  genetic  
endowment  than  those  with  low  genetic  endowment  
 

• Critical  Period—limited  time  span  during  which  person  is  biologically  prepared  to  
acquire  certain  behaviors  but  requires  the  presence  of  appropriate  environmental  
stimuli  for  development  to  actually  occur  
• Sensitive  Period—critical  period  in  humans  
o Though  there  are  optimal  times  for  certain  capacities  to  develop,  those  
capacities  can  develop,  to  some  degree,  at  earlier  or  later  times  
 

• Maturation—genetically-­‐determined  patterns  of  development  


o Environmental  factors  have  little  or  no  impact  on  maturationally-­‐
determined  characteristics  
o Order  in  which  behaviors  emerge  is  same  regardless  of  environmental  
factors  
 

• Canalization—narrow  developmental  path  that  characteristics  take  due  to  being  


relatively  resistant  to  environmental  forces  
 

• Secular  Trends—provide  evidence  of  impact  of  environment  on  development  


o Long-­‐term  patterns/differences  across  different  cohorts  
 

GENETIC  INFLUENCES  

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• Heritability  Index—statistic  used  to  estimate  degree  to  which  particular  
characteristic  can  be  attributed  to  genetic  factors  
o Estimates  are  obtained  from  kinship  studies  that  compare  individuals  
within  family  to  one  another  
 

• Disorders  Due  to  Recessive/Dominant  Genes  


o Recessive:      
§ Phenylketonuria  (PKU)—lack  enzyme  needed  to  digest  amino  acid  
phenylalanine  
• In  undigested  form  remains  toxic  agent  in  brain  and  causes  
severe  MR  
• MR  prevented  by  adherence  to  diet  low  in  phenylalanine  
during  first  6-­‐9  yrs  (ex.    Milk,  eggs,  fish,  bread)  
§ Tay-­‐Saschs  
§ Sickle-­‐cell  anemia  
§ Cystic  Fibrosis  
o Dominant:  
§ Huntington’s  Chorea—degenerative  disorder  of  CNS    
• Characterized  by  cognitive,  motor  and  psychiatric  symptoms  
 

• Disorders  Due  to  Chromosomal  Abnormalities  


o Additional  Chromosomes:  
§ Down  Syndrome—Trisomy  21  
• 1:800  live  births  
• Frequency  rises  dramatically  with  maternal  age  
• Characterized  by  moderate  to  profound  MR  and  physical  
features  (i.e.  Short  stocky  build,  flattened  face,  protruding  
tongue,  almond  shaped  face)  
• Also  often  have  heart  abnormalities,  thyroid  dysfunction,  
malformations  of  intestinal  tract,  and  susceptibility  to  
respiratory  infections  
o Sex-­‐Linked:  
§ Klinefelter’s  Syndrome—extra  X  
• Males  
• Typical  masculine  interests  in  childhood  and  develop  normal  
male  identity,  but  show  incomplete  development  of  secondary  
sex  characteristics  and  often  sterile  
§ Turner’s  Syndrome—all  or  part  of  second  X  is  missing  
• Female  
• Do  not  develop  secondary  sex  characteristics,  are  sterile,  and  
tend  to  have  short  stature,  stubby  fingers,  and  webbed  neck  
§ Fragile  X  Syndrome—weak  site  on  X  
• Both  male  and  female  

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o Negative  effects  are  usually  more  evident  in  males  who  
lack  influence  of  normal  X  
• Unique  constellation  of  physical,  intellectual,  and  behavioral  
deficits  (i.e.  moderate-­‐severe  MR,  facial  deformities,  and  
rapid,  staccato  speech  rhythm)  
 
PRENATAL  INFLUENCES  

• Teratogens—environmental  agents  (i.e.  durgs,  toxins,  infections)  that  cause  


abnormalities  by  interfering  with  normal  prenatal  development  
o Germinal  Period—conception  to  implantation  (8-­‐10  days  later)  
§ Exposure  may  only  damage  few  cells,  have  little  or  no  effect  on  
development,  or  may  cause  death  
o Embryonic  Period—end  of  2nd  week  to  end  of  8th  week  
§ Organism  is  more  susceptible  to  major  structural  defects  as  result,  
mainly  organs  
o Fetal  Period—beginning  9th  week  to  birth  
§ Organ  systems  less  affected,  but  exposure  can  cause  less  severe  
defects,  especially  for  external  genitalia  and  brain  
• Prolonged  exposure  tends  to  cause  growth  retardation  and  
lowered  IQ  
 

• Most  Commonly  Encountered  Teratogens    


o Alcohol—severe  and  largely  irreversible  abnormalities  
§ Fetal  Alcohol  Syndrome  (FAS)—vary  depending  on  amount  of  
alcohol  consumed  
• Include  growth  retardation,  facial  deformities,  microcephaly  
(small,  underdeveloped  brain),  irritability,  hyperactivity,  and  
variety  of  neurological  abnormalities  
• MR,  with  IQ  averaging  65-­‐70  
• Leading  cause  of  MR  in  US  
§ Fetal  Alcohol  Effects  (FAE)—alcohol  exposed  but  without  full  
syndrome  
• More  common  
• Present  with  1  or  more  symptoms  
§ 1:100  live  births  with  FAS  or  FAE  
o Illegal  Drugs  
§ Herin  or  Methadone—increases  risk  for  prematurity,  low  birth  
weight,  physical  abnormalities,  respiratory  disease,  and  morality  at  
birth  
• Physically  addicted  to  drug  and  display  withdrawl  symptoms  
at  birth  
§ Marijuana—low  birth  weight,  muscle  tremors,  increased  startle  
response  and  visual  problems  

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Cocaine—retarded  fetal  growth,  preterm  birth  and  malformations  of  
§
brain,  intestinal  and  genital-­‐urinary  tract  
• Hemorrhages,  lesions  and  swelling  in  brain,  small  head  
circumference,  genital  and  urinary  tract  deformities,  heart  
defects,  brain  seizure,  and  abnormalities  in  motor  
development  
• Due  to  altered  function  of  neurotransmitters,  tend  to  show  
more  irritability,  rigidity,  muscle  tremors,  difficult  self-­‐
soothing,  difficulty  being  consoled,  and  excessively  reactive  to  
environmental  stimuli  
• Impaired  sensory  function,  decreased  visual  attention,  and  
difficulty  regulating  own  state  of  arousal  (i.e.  asleep,  awake,  
attentive)  
• In  school  setting,  problems  with  concentration,  memory,  
learning  disabilities,  and  social  problems  
o Prescription  and  OTC  Drugs  
§ Benzodiazapines—feeding  problems,  hypothermia,  and  deficiency  in  
muscle  tone  
§ Lithium—increases  risk  for  Edstein’s  Anomaly  (defect  in  heart)  
• When  taken  at  time  of  birth—perinatal  syndrome,  including  
bluish  discoloration  of  skin  and  decreased  muscle  tone  
§ Valproic  Acid—increases  risk  of  fetal  malformation  
o Smoking—high  risk  for  spontaneous  abortion,  prematurity,  low  birth  
weight,  and  death  during  period  surrounding  birth  
§ Less  responsive  to  environment  and  more  irritable  
§ Increased  hyperactivity,  short  attention  span,  and  reduced  school  
achievement  in  reading,  math,  and  spelling  
o Maternal  Disease  
§ Rubella  Virus  (German  Measles)—heart  defects,  eye  cataracts,  
deafness,  GI  anolmalies,  and  MR  
• 20%  due  shortly  after  birth  
§ Herpes  Simplex  Virus  (HSV)—risk  of  miscarriage  increased  3-­‐fold  
during  pregnancy  
• If  contracted  through  delivery—high  risk  of  death,  brain  
damage,  and  blindness  
o Typically,  C-­‐section  done  
§ Cytomegalovirus  (CMV)—embryo  dying  
• If  later  in  pregnancy—retarded  growth,  blindness,  deafness,  
MR,  microencephaly  (small  head  circumference  associated  
with  delayed  motor,  speech  and  mental  development)  and  
cerebral  palsy  
§ Syphilis—deafness,  facial  deformities,  malformations  of  teeth  and  
bones,  excess  fluid  in  brain  and  MR  
§ HIV—higher  than  average  rates  of  prematurity  and  often  small  for  
gestational  age  

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• Early  symptoms  include  increased  susceptibility  to  other  
infections,  failure  to  thrive,  swollen  lympth  nodes  and  
development  delays  
• High  risk  for  immunologic  abnormalities  and  CNS  
dysfunctions  including  loss  of  developmental  milestones,  
attention  and  concentration  problems,  and  declining  IQ  
• With  antiviral  therapy,  risk  can  be  reduced  to  2%  
transmission  
 

• Other  Maternal  Conditions  


o Prenatal  Malnutrition—depend  on  when  and  the  severity  
§ First  Trimester—spontaneous  abortion  or  congenital  malformations  
§ Third  Trimester—low  birth  weight,  low  brain  weight  due  to  fewer  
neurons,  less  extensive  branching  of  dendrites,  and  reduced  
myelinization  
• Apathy,  unresponsiveness  to  environmental  stimulation,  
irritability,  abnormally  high  pitch  cry,  intellectual  deficits,  and  
lags  in  motor  development  
o Emotional  Stress—chronic,  severe  anxiety  or  stress  on  mother  
§ Spontaneous  abortion,  premature  delivery  and  more  difficult  labor  
§ High  risk  for  low  birth  weight,  respiratory  problems,  exhibiting  
higher-­‐than-­‐normal  levels  of  irritability  and  hyperactivity,  bowel  
irregularities  and  problems  related  to  sleep  and  eating  
o Maternal  Age—percentage  of  babies  born  low  in  birth  weight  is  greatest  for  
mothers  under  age  15  and  over  45  
§ Women  over  age  35—miscarriage,  placenta  previa,  high  BP,  diabetes,  
and  birth  by  C-­‐section  
• Increased  risk  of  congenital  birth  defects    
 

• Other  Complications  of  Pregnancy  or  Delivery  


o Premature  Infants—born  before  37  weeks  
§ Increases  due  to:    lack  of  prenatal  care,  malnutrition,  maternal  age  
(younger  than  15),  drug  use,  low  SES,  and  multiple  gestations  
§ Premature  infants  w/o  significant  abnormalities  often  catch  up  with  
peers,  in  terms  of  cognitive  language  and  social  skills,  by  2-­‐3  yr/old  
o Small-­‐For-­‐Gestational-­‐Age  (SGA)—below  10th%  
§ Respiratory  disease,  hypoglycemia  and  asphyxia  during  birth  
o Fetal  Distress—prolonged  anoxia,  whether  by  twisted  cord,  sedatives  given  
or  other  factors,  may  result  in  delayed  cognitive  and  motor  development,  
MR  and  cerebral  palsy  
 

EARLY  PHYSICAL  DEVELOPMENT  

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• Infant  Reflexes  
o Types:  
§ Palmar  Grasp—grasps  finger  pressed  against  surface  of  palm  
§ Babinski—extends  big  toe  and  spreads  small  toe  when  sole  of  foot  is  
stroked  
§ Moro  or  Startle—when  head  drops  slightly  or  sudden  sound,  arches  
back,  extends  legs,  and  throws  arms  outward  as  if  grabbing  for  
support  
§ Stepping—when  upright  position  and  soles  of  feet  touch  floor,  makes  
stepping  motions  
o Disappear  during  first  6  months  of  life  due  to  gradual  increase  in  voluntary  
control  
 

• Early  Sensory  Skills  


o Vision  
§ Birth—prefer  facial  images  
§ 1  month—discriminate  mother’s  face  
§ 2-­‐3  months—color  vision  
§ 6  months—depth  perception  and  visual  acuity  close  to  that  of  adult  
o Hearing  
§ Last  few  months  of  development—hears  sounds  in  uterus  
§ Newborn—somewhat  less  sensitive  than  that  of  adult  
§ Few  days  after  birth—prefer  human  voice,  recognize  mother’s  voice,  
distinguish  between  vowels  “a”  and  “i”  
§ Soon  after  birth—sound  and  auditory  localization  (turning  heard  
toward  direction  of  sound),  but  this  ability  disappears  between  2-­‐4  
months  and  then  re-­‐emerges  and  becomes  fully  developed  by  12  
months  
o Taste  
§ Distinguish  between  all  four  tastes  at  birth  
§ Show  preference  for  sweet  taste  
o Smell  
§ Unpleasant  odors  during  first  days  following  birth    
§ Discriminate  between  different  odors  by  2-­‐7  days  old  
 

• Brain  Development  in  Infancy  and  Childhood  


o Especially  cortex,  development  occurs  following  birth  and  brain  
development  continues  until  early  adolescence  
o Most  neurons  are  already  present  at  birth,  so  development  involves:  
§ Growth  of  new  dendrites,  which  create  synapses  
§ Myelinization  
• Begin  to  form  myelin  in  first  month  in  primary  cortex  
o Accounts  for  ability  to  perform  certain  voluntary  
movements  in  one  month  of  age  

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• Primary  sensory  area  next  
• Most  myelinization  is  complete  by  end  of  year  2,  it  continues  
at  slower  rate  into  early  adolescence  
 

• Early  Motor  Development  


o Motor  Milestones  
§ 1  month—Gross  Motor=turns  head  from  side  to  side  when  prone;  
Fine  Motor=strong  grasp  reflex  
§ 3  months—Gross=holds  head  erect  when  sitting  but  head  bobs  
forward;  regards  own  hand;  Fine=holds  rattle,  pulls  at  clothes,  can  
bring  objects  in  hand  to  mouth  
§ 5  months—Gross=when  sitting,  holds  head  erect  and  steady,  reaches  
and  grasps,  puts  foot  to  mouth  when  supine;  Fine=plays  with  toes,  
takes  objects  directly  to  mouth,  grasps  objects  voluntarily  
§ 7  months—Gross=sits,  leaning  forward  on  both  hands,  stands  with  
help;  Fine=transfers  objects  from  one  hand  to  next  
§ 9  months—Gross=creeps  on  hands  and  knees,  pulls  self  to  standing  
position  when  holding  onto  furniture;  Fine=use  of  thumb  and  index  
finger  to  grasp  (Pincer  grasp)  
§ 11-­‐15  months—Gross=walks  holding  onto  furniture,  stands  alone,  
walks  without  help  (12-­‐14  mos);  Fine=can  remove  objects  from  tight  
enclosure  (11  mo),  turn  page  in  book  (12  mo),  and  use  cup  well  (15  
mo)  
§ 18-­‐24  months—Gross=runs  clumsily,  walks  stairs  with  hand  held,  
can  use  spoon  (18  mo),  goes  up  and  down  stairs  alone,  kicks  ball,  and  
50%  use  toilet  during  day  
o Early  practice  can  affect  age  reached  of  certain  motor  milestones  
§ Early  training  does  not  have  impact  on  long-­‐term  outcomes  for  basic  
skills  but  may  affect  more  complex  motor  skills  
 
FAMILY  RISK  FACTORS  

• Factors:  
o Low  SES  
o Overcrowding  or  large  family  size  
o Severe  marital  discord  
o Parental  criminality  
o Maternal  psychopathology  
o Placement  of  child  outside  of  home  
• Psychiatric  risk  was  2%  for  children  with  one/no  risk  factors,  and  21%  for  those  
with  4/+  
 
ENVIRONMENTAL  INFLUENCES:    ECOLOGICAL  MODEL  

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• Bronfenbrenner  
o Four  interacting  systems  
§ Microsystem—immediate  setting  
• Includes  family,  daycare,  school  
§ Mesosystem—interconnections  between  different  components  of  
child’s  microsystem  
§ Exosystem—aspects  of  environment  that  child  is  not  in  direct  contact  
with  but  is  affected  by  
§ Macrosystem—aspects  of  society  that  affect  child’s  development  
 
Cognition  and  Communication  
PIAGET’S  THEORY  OF  COGNITIVE  DEVELOPMENT  

• Adaptation  and  Equilibration  


o Adaptation—building  cognitive  schemas,  which  are  organized  ways  of  
thinking  about  the  world,  through  interactions  with  environment  
§ Two  complementary  processes:  
• Assimilation—incorporates  and  interprets  new  information  in  
terms  of  existing  schemas  
• Accommodation—schemas  are  modified  to  take  into  account  
newly  understood  properties  of  object  
o Equilibration—continuous  movement  between  cognitive  equilibrium,  a  
state  in  which  we  use  existing  schemas  to  interpret  reality  (assimilate)  and  
disequilibrium,  a  state  in  which  we  notice  that  information  doesn’t  fit  into  
our  current  schemas  
§ Disequilibrium  forces  us  to  modify  current  schemas  (accommodate)  
so  that  we  can  understand  new  information  
 

• Stages  of  Cognitive  Development  


o Cognitive  development  proceeds  sequentially  in  four  stages,  with  each  one  
building  upon  earlier  stage  
§ Sensorimotor  Stage—birth  to  2  yrs  
• Learns  about  objects  through  sensory  information  and  motor  
activity  
• Learning  is  thought  to  be  result  of  CIRCULAR  REACTION—
behaviors  are  performed  to  reproduce  events  that  happened  
initially  by  chance  
o Substage  1:    Basic  Reflexes—birth  to  1  mo  
§ First  schemas  are  inborn  reflexes  and  newborn  
begins  to  get  control  over  them  
o Substage  2:    Primary  Circular  Reactions—1  to  4  mo  
§ Infant  finds  actions  involving  their  bodies  by  
accident  then  learns  to  repeat  them  by  trial  and  
error  

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o Substage  3:    Secondary  Circular  Reaction—4  to  8  mo  
§ Infants  find  actions  involving  objects  in  
environment,  then  try  to  reproduce  
actions/events  by  trial  and  error  
o Substage  4:    Coordination  of  Secondary  Schemas—8  to  
12  mo  
§ Infants  intentionally  put  together  two  schemas  
(secondary  circular  reactions)  to  reach  goal  or  
solve  problem  
§ Object  permanence  begins  
o Substage  5:    Tertiary  Circular  Reactions—12  to  18  mo  
§ Infants  are  curious,  explore  through  trial  and  
error,  trying  to  produce  novel  reactions  or  
consequences  
o Substage  6:    Transition  to  Symbolic  Thought—18  to  24  
mo  
§ Toddlers  begin  to  form  mental  or  symbolic  
representations  of  events,  using  body  
movements  for  movements  of  objects,  to  think  
about  events  and  to  determine  consequences  of  
action  
• Key  achievements  of  stage:  
o OBJECT  PERMANENCE—understanding  that  objects  
continue  to  exist  even  when  they  are  not  visible  
o DEFFERED  IMITATION—ability  to  imitate  observed  act  
at  later  point  in  time  and  beginning  of  make-­‐believe  
play  
o Both  are  results  of  beginning  of  symbolic  thought,  
which  allows  child  to  use  words,  activities,  and  mental  
images  to  stand  for  objects  
§ Preoperational  Stage—2  to  7  years  
• Extraordinary  increase  in  symbolic  thought,  resulting  in  
tremendous  strides  in  language  and  appearance  of  substitute  
pretend  play  and  sociodramatic  play  
• Emergence  of  intuitive  thought  
• Limited  by  EGOCENTRISM—inability  to  understand  that  
others  do  not  experience  world  same  way  
o Underlies  magical  thinking  and  animism  
§ MAGICAL  THINKING—erroneous  belief  that  one  
has  control  over  objects/events  or  that  thinking  
about  something  will  actually  make  it  occur  
§ ANIMISM—belief  that  objects  have  
thoughts/feelings/other  life-­‐like  qualities  

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o Magical  thinking  is  result  of  precausal  or  transductive  
reasoning,  which  reflects  incomplete  understanding  of  
cause  and  effect  by  children    
• Unable  to  conserve,  or  understand  that  underlying  properties  
of  object  may  not  change  even  when  its  physical  appearance  
changes  
o CENTRATION—tendency  to  focus  on  one  detail  of  
situation  to  neglect  of  other  important  features  
o IRREVERSIBILITY—inability  to  understand  that  
actions  can  be  reversed  
§ Concrete  Operational  Stage—7  to  12  years  
• Development  of  reversibility  and  decentration,  which  enable  
concrete  operational  child  to  conserve  
o CONSERVATION—develops  sequentially  throughout  
concrete  stage  
§ First  comes  conservation  of  number,  then  
conservation  of  length,  liquid,  mass,  area,  
weight,  and  volume  
§ HORIZONTAL  DECALAGE—sequential  mastery  
of  concepts  within  single  stage  of  development  
• TRANSITIVITY—ability  to  mentally  sort  objects  
o Hierarchical  classification—ability  to  sort  objects  in  
hierarchies  of  classes  and  subclasses  based  on  
similarities  and  differences  among  groups  
§ Formal  Operational  Stage—12/+  years  
• Thinks  logically  when  dealing  with  concrete,  tangible  
information  but  cannot  process  abstract,  hypothetical  
information  very  well  
• Characterized  by:  
o  Hypothetical-­‐deductive  reasoning—ability  to  arrive  at  
and  test  alternative  explanations  for  observed  events  
o Propositional  thought—ability  to  evaluate  logical  
validity  of  verbal  assertions  without  making  reference  
to  real-­‐world  circumstances  
• Adolescents  are  prone  to  formal  operational  egocentrism—
rigid  insistence  that  world  can  become  better  place  through  
implementation  of  their  idealistic  schemas  
o Characteristics:  
§ IMAGINARY  AUDIENCE—belief  that  others  are  
as  concerned  with  and  critical  of  adolescent’s  
behavior  as  him/herself  
§ PERSONAL  FABLE—belief  that  s/he  is  unique  
and  indestructible  
 
 

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• Research  on  Piaget’s  Theory  
o Generally,  idea  that  cognitive  development  occurs  in  invariant  sequence  of  
stages  has  been  confirmed  
o Criticized  for  underestimating  cognitive  abilities  of  children,  especially  
preoperational  children  
o While  Piaget  claimed  that  everyone  reaches  formal  operational  stage,  there  
is  evidence  that  only  about  ½  of  adult  population  reaches  this  stage  and  that  
many  adults  use  formal  operational  thought  only  in  their  areas  of  expertise  
and  experience  
 

NEO-­‐PIAGETIAN  AND  INFORMATION  PROCESSING  THEORIES  

• Constructivist  approach—development  in  stages  with  qualitative  differences  like  


Piaget  
o Unlike  Piaget—increasing  complexity  of  stages  in  terms  of  child’s  info  
processing  system  or  upper  limits  or  constraints  on  levels  of  functioning  
o Combine  info  processing  and  Piagetian  theories,  recognizing  roles  of  both  
ENDOGENOUS  (biological  maturation)  and  EXOGENOUS  (social  learning  and  
experience)  factors  in  cognitive  development  
• Information  Processing  
o Cognitive  processes  of  mind  compare  to  functioning  of  computer  programs  
and  processes  
§ Logical  rules  and  strategies  
§ Limited  capacity  for  nature  and  amount  of  info  that  can  be  processed  
o Children  can  become  better  information  processors  or  thinkers  through  
brain  and  sensory  systems  changes  and  learning  rules/strategies  for  
processing  info  better  
 
VYGOTSKY’S  THEORY  OF  COGNITIVE  DEVELOPMENT  

• Cognition  depends  on  social,  cultural,  and  historical  context  


• Development  is  directly  related  to  social  interactions  and  that  learning  always  
occurs  on  two  levels:  
o Child  and  another  person  (INTERPERSONAL)  
o Within  child  (INTRAPERSONAL)  
• ZONE  OF  PROXIMAL  DEVELOPMENT  
o Gap  btw  what  child  can  do  alone  and  what  s/he  can  accomplish  with  help  
from  parents  or  more  competent  peers  
o Learning  occurs  most  rapidly  when  teaching  is  within  zone  
o Support  provided  to  child  by  others  is  referred  as  SCAFFOLDING  
§ Most  effective  when  involves  giving  cues,  encouraging  thinking  about  
other  possible  actions  and  modeling  
 
 

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MEMORY  IN  CHILDHOOD  

• Ability  to  recall  is  influenced  by:  


o Nature  of  event  
o Number  of  times  they  experience  them  
o Availability  of  cues  or  reminders  
• Infants  tested  at  2/4/6mo  can  recall  details  about  hidden  objects,  location,  and  size  
• Children  ages  1-­‐3  are  capable  of  immediate  and  long-­‐term  recall  of  specific  events  
that  occurred  several  months  ago  
• When  adults  are  asked  about  earliest  memories,  most  cannot  recall  anything  before  
age  3  (INFANTILE  AMNESIA)  
o Result  of  lack  of  schematic  organization  of  experience,  different  way  of  
encoding  in  early  childhood,  and  importance  of  language  development  
• Memory  increases  at  steady  rate  during  preschool  years  and  shows  substantial  
gains  at  about  age  7  (transition  from  early  to  middle  childhood),  which  is  due  to:  
o Consistent  use  of  rehearsal  and  mother  memory  strategies  
o Increased  short-­‐term  memory  capacity  
o Increased  knowledge  about  things  that  are  to  be  remembered  
o Development  of  meta-­‐memory,  or  knowledge  about  one’s  one  memory  
processes  
 
CRYING  IN  INFANCY  

First  way  that  infants  communicate  



Three  distinct  cries  

o Basic  cry—associated  with  hunger  
o Pain  cry  
o Angry  cry  
• By  week  3—cry  for  attention  
• Infant’s  cries  on  adults  
o Crying  causes  changes  in  heart  rate,  skin  conduction,  and  other  measures  of  
physiological  arousal  in  parents  and  non-­‐parents  
o  
LANGUAGE  ACQUISITION  

• Key  features  of  language:  


o System  of  words  that  stand  for  something  
o It  is  rule-­‐governed  
o Within  confines  of  rules,  it  is  creative  
 
• Sequence  of  Language  Development  
o Different  cultures  progress  through  similar  stages  of  development  
o Milestones:  
§ Cooing  (1-­‐2  mo)—vowel-­‐like  sounds,  usually  emitted  when  content  
§ Babbling  (4-­‐6  mo)—repetition  of  consonant-­‐vowel  combinations  

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• Babies  begin  around  same  age  in  all  linguistic  environments  
and  initially  produce  similar  repertoire  of  sounds    
• By  9  mo,  sounds  narrow  to  those  of  language  exposed  to  
§ First  words  (10-­‐16  mo)—refer  to  people  or  manipulable  or  moving  
objects  and  events  that  have  salient  properties  of  change  (bye-­‐bye,  
up,  more)  
§ Holophrastic  Speech  (12-­‐18  mo)—combining  single  word  with  
gestures  and  intonation  to  express  entire  thought/sentence  
§ Telegraphic  Speech  (18-­‐24  mo)—two  word  sentences  that  are  made  
up  of  most  critical  words  
§ Rapid  Vocabulary  Growth  (30-­‐36  mo)—vocab  of  1000  words  and  use  
simple  three  word  sentences  
§ Development  of  Complex  Grammatical  Forms  (3-­‐6  yrs)—correctly  
use  verb  “to  be,”  master  concept  of  negation,  and  ask  questions  
• By  age  6,  connect  whole  sentences  and  verb  phrases,  produce  
embedded  sentences,  use  direct  and  indirect  objects,  and  
construct  sentences  in  passive  voice  
 
THEORIES  OF  LANGUAGE  DEVELOPMENT  

• Behavioral  Theories—result  of  classical  and  operant  conditioning  and  imitation  


o Focus  on  strategies  that  caregivers  and  others  use  to  facilitate  language  
development  
§ Strategies  include  use  of  MOTHERESE  (talking  in  simple  sentences  at  
slow  pace  and  with  high-­‐pitched  voice)  and  RECASTING  (rephrasing  
child’s  sentence  in  different  way)  
 

• Nativist  Theories—role  of  innate,  genetically-­‐determined  factors  in  language  


learning  
o Quickly  learn  to  apply  very  complex  grammatical  rules  to  sentences  they  
have  never  heard  before  
§ Rules  so  complex  that  they  cannot  be  directly  taught  to  or  
independently  discovered  by  cognitively  immature  children  
o Born  with  biologically  innate  language  acquisition  device  (LAD)  that  enables  
children  who  have  acquired  sufficient  vocab  to  combine  words  into  novel  
but  grammatically  consistent  utterances  and  to  understand  meaning  of  what  
they  hear  
o Support  for  theory—certain  aspects  are  universal,  brain  lateralizes  language  
on  left,  and  language  is  best  acquired  during  sensitive  period  
 

• Cognitive  Theories—motivated  by  child’s  desire  to  express  meaning  

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o Language  does  not  introduce  new  meanings  to  child,  but  is  used  to  express  
only  those  meanings  the  child  has  already  formulated  independently  of  
language  
 
BILINGUALISM  

• 3  million  American  children  speak  other  language  in  their  home  


• Bilingual  children  perform  better  on  tests  of  cognitive  flexibility,  divergent  thinking  
and  metalinguistic  awareness  
• CODE  SWITCHING—changing  to  another  language  during  conversation  
o Several  functions:  
§ If  bilingual  speaker  cannot  express  self  adequately  in  other  language  
§ Bilingual  speaker  may  switch  to  minority  language  as  sign  of  
solidarity  with  group  
§ Way  to  express  attitude  towards  listener  
• Major  problem  in  evaluating  bilingual  education  is  existing  programs  vary  widely  
in  terms  of  teacher  experience,  school  resources,  and  SES  backgrounds  
o Overall,  children  in  good-­‐quality  bilingual  programs  do  as  well  in  acquiring  
English  skills  and  learn  subject  matter  as  well  or  even  better  
 

COMMUNICATION:  GENDER  DIFFERENCES  

• Women  are  more  likely  than  men  to  ask  rhetorical  questions,  hesitate,  use  hedge  
(sort  of,  I  guess),  and  add  tag  questions  in  statements  (its  warm  in  here,  isn’t  it?)  
• Men  do  not  interrupt  more  often  
• Men  talk  more  than  women  overall  
 
SLEEP  PROBLEMS  IN  INFANCY  

• 30%  of  children  have  difficulties  during  first  few  years  


• Infant  sleep  problem  often  become  chronic  if  left  untreated  
• FERBERIZING  (progressive  waiting  method)—training  children  to  fall  asleep  and  
stay  asleep  by  letting  them  cry  for  prescribed  period  of  time  before  comforting  
them  
 
Social  Development  
ATTACHMENT  

• Strong  affectional  tie  we  feel  for  special  people  in  our  lives  that  leads  us  to  feel  
pleasure  and  joy  when  we  interact  with  them  and  to  be  comforted  by  their  
nearness  in  times  of  stress  
 

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• Theories  of  Attachment  
o Freud  viewed  it  as  result  of  feeding  
§ Research  has  shown  feeding  is  less  important  for  attachment  than  
other  factors  
o Harlow—separated  monkeys  from  mothers  at  birth  
§ Spent  more  time  with  terry-­‐cloth  mother  
§ Concluded  CONTACT  COMFORT  (pleasant  tactile  sensation  provided  
by  soft,  cuddly  parent)  is  more  important  than  feeding  
o Bowlby’s  Ethological  Theory—infants  and  mothers  are  biologically  
programmed  for  attachment  
§ Infant  is  endowed  with  set  of  built  in,  attachment-­‐related  bx  
§ Mothers  respond  with  bx  that  are  appropriate  to  infant’s  attachment  
needs  
§ Evolutionally,  purpose  of  bx  is  to  keep  infant’s  mother  in  close  
proximity  and  increase  infant’s  chances  for  survival  
§ Also  proposed  that  children  begin  to  develop  mental  representations  
of  self  and  attachment  figures  during  first  year    
• “INTERNAL  WORKING  MODELS”  for  self  and  others  that  guide  
bx  in  later  relationships  
• Attachment  Phenomena  
o Infants  begin  to  show  preference  for  mother  over  other  people  by  4  mo,  but  
do  not  exhibit  clear  signs  of  attachment  until  6-­‐7  mo  
o Primary  signs  of  attachment  include:  
§ Social  Referencing—6  mo  
• SOCIAL  REFERENCING—“read”  emotional  rxns  of  mother  and  
other  caregivers,  especially  in  uncertain  situations,  and  use  
info  to  guide  own  bx  
§ Separation  Anxiety—6  mo  
• Respond  with  distress  to  separation  from  primary  caregiver  
o Strongest  when  infant  is  btw  14-­‐18  mo,  and  gradually  
lessens  in  intensity  and  frequency  through  preschool  
years  
§ Stranger  Anxiety—strong  negative  rxn  to  strangers  as  early  as  6  mo,  
although  more  common  at  8-­‐10  mo  
• Reaches  peak  at  18  mo  and  gradually  declines  during  2  yr  
• Intensity  is  affected  by  situational  factors  
§ Response  to  Prolonged  Separation—15-­‐30  mo  were  separated  from  
mothers  for  extended  period  of  time,  infants  exhibit  predictable  
sequence  of  bx:  
• Protest—loud  crying,  restlessness,  rejection  of  attn  from  other  
adults  
• Despair—crying,  inactivity,  withdrawl  
• Detachment—apathy  that  may  continue  even  when  mother  
returns  
• Patterns  of  Attachment  

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o Ainsworth  noted  differences  are  result  of  how  responsive  mother  is  to  
child’s  needs  
§ Secure  Attachment—baby  actively  explores  environment  when  alone  
or  with  mother  
• Friendly  to  stranger  when  mother  is  present  but  clearly  prefer  
mother  to  stranger  
• Show  distress  when  mother  leaves  and  seek  physical  contact  
with  her  when  she  returns  
• Mothers  are  emotionally  sensitive  and  responsive  
§ Anxious/Avoidant  Attachment—babies  are  uninterested  in  
environment  
• Show  little  distress  when  mother  leaves  and  avoid  contact  
with  her  when  she  returns  
• May  or  may  not  be  wary  of  strangers  
• Mothers  are  impatient  and  nonresponsive  or  overly  
responsive,  involved  and  stimulating  
§ Anxious/Resistant  Attachment—babies  are  anxious  even  when  
mother  is  present  and  become  very  distressed  when  she  leaved  
• Ambivalent  when  she  returns  and  may  resist  her  attempts  to  
make  physical  contact  
• Very  wary  of  strangers  even  when  mother  is  present  
• Mothers  are  inconsistent  in  responses  to  child,  sometimes  
being  indifferent  and  other  times  being  enthusiastic  
§ Disorganized/Disoriented  Attachment—babies  have  conflicting  
responses  to  mother  and  alternate  btw  avoidance/resistance  and  
proximity-­‐seeking  
• Bx  is  dazed,  confused,  and  apprehensive  
• Seen  in  maltreated  babies  by  caregivers  
 

• Adult  Attachment  Patterns  


o Adult  Attachment  Interview  (AAI)—shown  to  be  effective  measure  of  
intergenerational  transmission  of  attachment  patterns  
§ Used  to  elicit  details  about  early  family  like,  relationships  with  
parents,  and  unresolved  emotional  issues  
o Patterns:  
§ Secure-­‐Autonomous—value  attachment  relationships  and  have  
secure  base  provided  by  at  least  one  parent  
• Do  not  idealize  parents  nor  do  they  feel  angry  about  childhood  
• Able  to  integrate  both  positive  and  negative  experiences  
• Most  of  their  own  children  have  Secure  Attachment  Pattern  
§ Dismissing—devalue  importance  of  attachment  relationships  and  are  
guarded  and  defensive  when  asked  about  childhood  
• Idealize  parents,  yet  cannot  support  their  positive  evaluations  
with  concrete  examples  

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• ¾  of  their  own  children  are  Avoidantly  Attached  
§ Preoccupied—confused  and  incoherent  regarding  attachment  
memories  
• Disappointment,  frustrated  attempts  to  please  their  parents,  
and  role  reversals  
• Enmeshed  with  family  of  origin  issues  and  may  be  angry  or  
have  sense  of  resignation  that  problems  cannot  be  overcome  
• Most  of  children  have  Ambivalent  (Anxious/Resistant)  
Attachments  
§ Unresolved—severe  trauma  and  early  losses  tend  to  show  this  
pattern  
• Have  not  mourned  not  integrated  losses  
• Frightened  by  memories  associated  with  trauma  and  may  
dissociate  to  avoid  pain  
• Very  negative  and  dysfunctional  relationships  with  own  
children,  often  being  abusive  and  neglectful  
• Children  tend  to  develop  Disorganized/Disoriented  
attachments  
 
PEER  RELATIONS  

• Infants  begin  to  interact  w  peers  by  6  mo  through  smiling,  touching,  gesturing,  and  
vocalizing  
• At  14  mo,  peer  interactions  revolve  around  playing  w  toys  and  often  accompanied  
by  fights  over  toys  or  displays  of  affection  
• During  preschool  yrs,  children  begin  to  prefer  some  peers  over  others,  and  this  
preference  is  usually  based  on  similarity  in  terms  of  gender,  age,  and  bx  tendencies  
• Peer  interactions  increase  during  elementary  school  yrs,  so  that  children  spend  
increasingly  more  time  w  peers  than  w  adults  
o During  these  yrs,  peer  groups  are  strictly  gender-­‐segregated,  and  choice  of  
friends  related  to  shared  activities  and  reciprocity  
• During  adolescence,  groups  become  less  segregated  by  gender,  and  friendships  are  
more  based  on  mutual  intimacy  and  self-­‐disclosure  and  similarity  in  terms  of  
interests,  attitudes,  and  values  
 

• Gender  Differences  
o Differences  become  more  pronounces  w  increasing  age  
o Female  pattern  of  relating  as  “enabling”  style  
§ Increase  intimacy  and  equality  btw  peers  and  is  characterized  by  
expressing  agreement,  making  suggestions,  and  providing  support  
o Boys  exhibit  “restrictive”  style  
§ Tends  to  interfere  with  continuing  interaction  
§ Bragging,  contradicting,  and  interrupting  

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o Friendship—girls  place  more  importance  on  intimate,  emotional  aspects,  
while  boys  are  more  interested  in  sharing  activities  and  interests  
 

• Popularity  
o Social  bx  seems  to  be  much  more  important—popular  children  are  skilled  at  
initiating  and  maintaining  positive  relationships  w  peers  
§ They  are  more  outgoing,  supportive,  communicative,  cooperative,  
and  nonpunitive  than  less  popular  children  
o Popular  children  tend  to  be  more  intelligent  and  more  successful  
academically  
§ Rejected  children  are  more  aggressive  and  show  higher  levels  of  
disruptiveness,  physical  aggressiveness,  and  other  negative  bx  
 

• Peer  Rejection  vs  Peer  Neglect  


o Children  who  are  rejected  by  peers  differ  than  those  neglected  
o Rejected—have  more  psychological  and  bx  problems  than  neglected  
o Neglected  children  are  related  primarily  to  social  isolation  
§ Rejected  children  exhibit  wider  range  of  problems  and  their  
problems  are  more  likely  to  continue  into  adulthood  
o Rejected  status  is  more  stable  over  time  and  settings  
o Rejected  children  were  much  less  likely  than  neglected  to  experience  
improvement  in  peer  status  when  they  changed  peer  groups  by  schools  or  
attending  summer  camp  
 

• Conformity  
o Actually  depends  on  number  of  factors,  such  as  age,  nature  of  bx  in  question,  
and  individual  characteristics  of  adolescent  
o Adolescents  are  most  conforming  to  peers  when  they  are  btw  ages  of  12-­‐14  
§ Engage  in  antisocial  bx,  they  are  influenced  to  engage  in  prosocial  bx  
as  well  
§ Peer  pressure  is  more  likely  to  impact  attitudes  and  bx  related  to  
status  in  peer  group  while  parents  have  greater  effect  on  life  
decisions  and  values  
 
MORAL  DEVELOPMENT  

• Both  Piaget  and  Kohlberg  link  moral  development  to  changes  in  cognitive  maturity  
 

• Piaget’s  Theory  of  Moral  Development  


o HETERONOMOUS  MORALITY—morality  of  constraint  
§ Characteristic  of  children  ages  4-­‐7  

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Children  view  rules  as  absolute  and  unchangeable  and  believe  in  
§
imminent  justice  
§ Base  judgments  primarily  on  act’s  consequences—more  negative  
consequences,  worse  the  act  
§ Inflexible  moral  reasoning  at  this  stage  is  due  to  combination  of  
preoperational  egocentrism  and  constraint  of  parental  authority  
o AUTONOMOUS  MORALITY—morality  of  reciprocity  
§ By  age  7-­‐8  
§ Rules  are  recognized  as  being  determined  by  agreement  btw  
individuals  and,  consequently,  alterable  
§ Consider  intentions  of  actor  to  be  most  important  
§ Decline  in  egocentrism,  social  interactions  with  peers,  and  gradual  
release  from  adult  vigilance  and  constraint  
o Children  under  age  of  6  usually  equate  lies  with  things  they  are  not  
supposed  to  say  
§ Btw  6-­‐10,  label  any  untruth  as  lie  
§ By  11,  understand  that  only  intentionally  false  statement  is  lie  
§ Children  do  no  deliberately  lie  until  7  
• Children  as  young  as  3-­‐4  intentionally  lie  to  avoid  punishment  
or  embarrassment  
 

• Kolhberg’s  Theory  of  Moral  Development  


o Stages  and  Levels  
§ Preconventional—morality  based  on  consequences  of  act  
o Bx  are  punished  are  regarded  at  bad,  while  bx  
rewarded  are  good  
• Stage  1—punishment  and  obedience  orientation  
o Focus  on  avoiding  punishment  when  making  moral  
judgments  
• Stage  2—instrumental  hedonistic  orientation  
o That  which  satisfies  their  own  needs  as  moral  
§ Conventional—moral  reasoning  is  guided  by  desire  to  maintain  
existing  social  laws,  rules  and  norms  
• Stage  3—“good  boy-­‐good  girl”  (social  relations)  orientation  
o Oriented  toward  maintaining  approval  of  relatives  and  
friends  
• Stage  4—authority  and  social  order-­‐maintaining  orientation  
o Toward  obeying  society’s  laws  and  rules  
§ Post-­‐Conventional—morality  in  terms  of  self-­‐chosen  principles  
• Stage  5—social  contract  and  individual  rights  orientation  
o Oriented  toward  upholding  democratically-­‐determined  
laws,  but  recognizes  that  laws  can  be  ignored  or  
changed  for  valid  reason  
• Stage  6—universal  ethical  principles  orientation  

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o Reflects  fundamental  universal  ethical  principles  that  
transcend  legal  standards  
§ Although  not  a  1:1  correspondence  btw  age  and  level,  transition  from  
preconventional  to  conventional  occurs  btw  age  10-­‐13,  while  
transition  from  conventional  to  post-­‐conventional  (if  it  happens  at  
all)  occurs  in  mid-­‐adolescence  or  later  
o Key  assumptions:  
§ Children  pass  through  stages  in  invariant  sequence,  although  stages  5  
and  6  are  not  reached  by  most  people  
§ Development  is  outgrowth  of  cognitive  development  
§ Each  stage  represents  organized  whole  
o Stages  relate  to  moral  reasoning  more  than  moral  conduct  
§ Low  correlation  btw  stage  or  development  and  actual  bx  
§ Higher  the  stage,  stronger  relationship  btw  reasoning  and  bx  
o Development  occurs  in  invariant  sequence  of  stages  that  parallels  cognitive  
development  
§ Cognitive  growth  does  not  by  itself  guarantee  person  will  progress  
through  stages  and  that  other  factors  have  an  effect  on  development  
• SOCIAL  PERSPECTIVE-­‐TAKING—ability  to  understand  
perspective  of  others  
• Parents’  childrearing  practices,  peer  interactions,  and  formal  
education  
o Theory  criticized  by  Gilligan  
§ Emphasizes  principles  of  justice  and  fairness  and  reflects  a  “male  
bias”  since  males  are  more  likely  to  refer  to  these  principles  when  
making  moral  judgments,  while  females  are  more  likely  to  refer  to  
interpersonal  conncectedness  and  care  
• Research  has  generally  not  supported  Gilligan  
o No  consistent  differences  
 

• Conscience,  Temperament,  and  Discipline  


o Children  develop  higher  level  conscience  when  their  parents  rely  on  love-­‐
oriented  discipline  techniques,  such  as  praise,  social  isolation,  and  
withdrawal  of  affection,  rather  than  objected-­‐oriented  techniques,  such  as  
tangible  rewards,  physical  punishment,  or  withdrawal  of  material  objects  or  
privileges  
§ More  recent  research  indicates  relationship  btw  type  of  discipline  
and  development  of  conscience  may  be  more  complex  than  
previously  thought  
o Most  effective  form  of  discipline  depends  on  child’s  temperament  
§ Toddlers  who  have  fearful  temperament  develop  conscience  better  
when  parents  use  gentle  discipline  that  deemphasizes  power  and  
capitalizes  on  child’s  internal  discomfort,  than  when  parent  uses  
negative  discipline,  based  on  power,  threats,  or  angry  commands  

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Gentle  discipline  elicits  optimal  level  of  arousal  in  child,  which  
§
facilitates  semantic  processing  of  parent’s  message  that  can  then  be  
internalized  
o Gentle  discipline  was  not  found  to  be  effective  in  promoting  conscience  in  
fearless  toddlers  
§ Did  not  readily  respond  w  internal  discomfort  when  presented  with  
gentle  discipline  following  bx  transgressions  
§ May  be  due  to  insufficient  level  of  arousal  among  fearless  children  in  
response  to  gentle  discipline  
§ Best  promoted  through  use  of  secure  attachment  and  maternal  
responsiveness  which  promotes  child’s  cooperation  based  on  
positive  motivation  inherent  in  relationship  rather  than  anxiety  over  
consequences  of  misbx  
 

• Gender  Identity  Development  


o Individual’s  own  sense  of  identification  as  male  or  female,  distinguished  
from  actual  biological  sex  
o By  3,  have  established  gender-­‐role  id  and  can  id  themselves  as  either  girl  or  
boy,  recognize  what  is  expected  or  appropriate  of  them  as  girls/boys  and  
note  that  other  are  same/opposite  sex  
o Greater  impact  than  biological  sex  on  self-­‐esteem  in  children  and  that  
androgyny  is  associated  with  highest  levels  of  self-­‐esteem  in  boys/girls  
§ Masculinity,  to  a  somewhat  lesser  degree,  is  associated  with  higher  
levels  of  self-­‐esteem  than  femininity  in  both  boys/girls  
o Differences  decrease  in  late  adolescence  and  early  adulthood,  however  
increase  again  once  first  child  is  born  and  primary  responsibility  for  child  
rearing  and  domestic  responsibilities  is  maintained  by  woman  
§ Gender  role  reversal  starts  in  middle-­‐age,  with  women  becoming  
more  outgoing,  independent,  active  and  competitive  and  men  
becoming  more  dependent,  sensitive  and  passive  
 

• Theories  of  Gender-­‐Identity  Development  


o Social  Learning  Theory—social  factors  role  on  development  of  id,  yet  
primarily  emphasizes  impact  of  modeling  and  reinforcement  
§ Children  first  gain  gender-­‐typed  bx  through  rewards  and  
punishments,  modeling  and  imitation  and  then  develop  gender-­‐role  
id  
o Gender  Schema  Theory—children  develop  schema  about  what  is  expected  
of  them  as  girls/boys  w/in  sociocultural  environment,  these  schemas  
influence  how  they  perceive  and  think  about  world  and  then  apply  schemas  
to  own  bx  
§ Social-­‐cognitive  approach—both  social,  notably  sociocultural  factors,  
and  cognitive  processes  

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o Cognitive-­‐Developmental  Theory—gender-­‐role  id  parallels  cognitive  
development  across  3  stages:  
§ Gender  Identity—child  recognizes  the  s/he  is  male/female  
• Age  2-­‐3  
§ Gender  Stability—gender  identity  is  consistent  over  time  
§ Gender  Constancy—understanding  that  gender  does  change  because  
of  changes  in  appearance,  bx,  or  situations  
• Age  6-­‐7    
o Psychodynamic  Theory—resolution  of  psychosexual  crisis  of  phallic  stage    
 
Personality  and  Identity  

TEMPERAMENT  

• Individual’s  basic  bx  style  


• Strong  genetic  component  and  be  primary  contributor  to  personality  
o Identical  twins  are  more  similar  in  terms  of  temperament  
• Relatively  stable  during  first  yr  of  life  
o More  stable  over  lifespan  when  measurements  of  temperament  are  made  
after  child  reached  2  
o Prior  to  age  1,  not  good  predictor  of  temperament  
 

• Dimensions  of  Temperament  


o Thomas  and  Chess    
§ Distinguished  btw  9  dimensions  
• Activity  level  
• Rhythmicity  
• Approach/withdrawal  
• Adaptability  
• Threshold  of  responsiveness  
• Intensity  of  rxn  
• Quality  of  mood  
• Distractibility  
• Attn  span/persistence  
§ 3  groups  
• Easy  Children—usually  cheerful,  have  rxns  to  new  stimuli  that  
are  low  to  moderate  in  intensity,  adapt  easily  to  changes,  and  
have  regular  feeding  and  sleeping  schedules  
• Slow-­‐to-­‐Warm-­‐Up  Children—sad/tense,  have  low  intensity  
rxns  to  new  stimuli,  take  time  to  adapt  to  change  and  initially  
withdraw  from  new  experiences,  and  have  variable  feeding  
and  sleeping  schedules  

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• Difficult  Children—respond  to  new  experiences  with  
irritability,  are  difficult  to  soothe,  are  very  active,  and  have  
irregular  feeding  and  sleeping  schedules  
 

• Goodness-­‐of-­‐Fit  
o Healthy  psychological  development  requires  goodness-­‐of-­‐fit  btw  child’s  
temperament  and  environmental  factors,  especially  parents  
§ Maladjustment  is  caused  by  poorness-­‐of-­‐fit  btw  child  and  
environment  
 
FREUD’S  THEORY  OF  PSYCHOSEXUAL  DEVELOPMENT  

• At  each  stage,  either  too  much/little  gratification  of  impulses  can  result  in  fixation  
of  psychic  energies  at  stage  
o Overgratification=person  unwilling  to  move  onto  next  stage  
o Undergratification=person  continually  seeking  gratification  of  the  frustrated  
drive  
• Stages:  
o Oral  Stage—birth-­‐1  
§ Sensual  pleasure  is  obtained  through  mouth,  tongue  lips  
§ Newly  emerging  ego  directs  baby’s  sucking  activities  towards  breast  
or  bottle  to  satisfy  hunger  and  obtain  pleasant  stimulation  
§ Fixation  may  result  in  habits  such  as  thumbsucking,  fingernail  biting,  
and  pencil  chewing  beginning  in  childhood  and  overeating  and  
smoking  later  in  life  
o Anal  Stage—1-­‐3  
§ Pleasure  is  derived  from  anal  and  urethral  areas  of  body  
§ Child  must  learn  to  postpone  release  of  feces  and  urine,  and  toilet  
training  becomes  major  conflict  
§ Fixation  produces  anal  retentiveness  (obsessive  punctuality,  
orderliness,  and  cleanliness)  or  anal  expulsion  (messiness  and  
disorder)  
o Phallic  Stage—3-­‐6  
§ Child  derives  pleasure  from  genital  stimulation  
§ Oedipal  or  Electra  conflict  takes  place  
• Child  feels  unconscious  sexual  desire  for  opposite-­‐sex  parent  
but  represses  desire  out  of  fear  of  punishment  by  same-­‐sex  
parent  
§ If  conflict  is  resolved  successfully,  child  identifies  with  same-­‐sex  
parent  and  superego  formed  
o Latency  Stage—6-­‐Puberty  
§ Sexual  instincts  lie  repressed  and  dormant  
§ Child  works  on  solidifying  superego  by  playing  w  and  id  w  same-­‐sex  
children  and  assimilating  social  values  from  larger  society  

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o Genital  Stage—Post  Puberty  
§ Sexual  drive  of  early  phallic  stage  is  reactivated  but  can  now  be  
gratified  through  love  relationships  outside  of  fam  
§ If  development  has  proceeded  appropriately  during  earlier  stages,  
this  stage  is  characterized  by  mature  sexuality  
• Criticized  for  overemphasizing  influence  of  sexual  feelings  on  development,  failing  
to  acknowledge  role  of  social  and  intellectual  factors,  and  not  addressing  
developmental  tasks  of  later  years  
 
ERIKSON’S  THEORY  OF  PSYCHOSOCIAL  DEVELOPMENT  

• Emphasizes  psychosocial  development  and  describes  psychosocial  conflict  as  


occurring  throughout  lifespan  
• New  stage  builds  on  progress  made  in  previous  stages,  and  successful  outcome  in  
each  stage  is  more  likely  is  previous  developmental  conflicts  have  been  successfully  
resolved  
• Stages:  
o Trust  vs.  Mistrust—birth-­‐1  
§ Due  to  warm,  responsive  parental  care  and  pleasurable  sensations  
while  feeding,  infant  gains  sense  of  confidence  that  caregivers  are  
predictable,  good  and  gratifying  
§ Mistrust  of  others  results  when  infant  has  to  wait  too  long  for  
comfort  and  is  handles  harshly  
o Autonomy  vs.  Shame  and  Doubt—1-­‐3  
§ Increasing  motor  control  and  cognitive  skills  lead  to  greater  
exploration  and  independence  
§ Autonomy  is  fostered  when  parents  offer  guided  opportunities  for  
free  choice  and  do  not  overly  restrict  or  shame  child  
o Initiative  vs.  Guilt—3-­‐6  
§ Through  make-­‐believe  play,  children  learn  about  roles  and  
institutions  of  society  and  gain  insight  into  type  of  person  they  can  
become  
§ Initiative  develops  when  parents  support  child’s  emerging  sense  of  
purpose  and  direction  
§ Too  many  parental  demands  for  self-­‐control  may  lead  to  excessive  
guilt  
o Industry  vs.  Inferiority—6-­‐Puberty  
§ Children  develop  capacity  for  productive  work  and  cooperation  with  
others  
§ Inferiority  develops  when  experiences  in  school,  peer  groups  or  with  
parents  do  not  foster  feelings  of  competence  and  mastery  
o Identity  vs.  Identity  Confusion—Adolescence  
§ Transition  btw  childhood  and  adulthood  
§ Tasks  of  earlier  stages  become  integrated  into  lasting  sense  of  
identity  

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Person  optimally  develops  coherent  sense  of  who  s/he  is  and  what  
§
his/her  place  is  in  society  
§ Negative  outcome  is  confusion  about  one’s  sexual  and  occupational  
identity  
o Intimacy  vs.  Isolation—Young  Adulthood  
§ Relationships  w  others  enhance  person’s  sense  of  identity  and  
provide  gratifying  feelings  of  connectedness    
§ Unsuccessful  resolution  results  in  inability  to  establish  close  
relationships,  intense  fear  of  rejection,  and  isolation  
o Generativity  vs.  Stagnation—Middle  Adulthood  
§ Contributing  to  younger  generations  through  child-­‐rearing,  serving  
as  mentor/teacher,  and  productive  work  
§ Failure  to  contribute  in  one/more  results  in  sense  of  stagnation  and  
boredom  
o Ego  Integrity  vs.  Despair—Old  Age  
§ Look  back  at  who  they  are  and  what  they  have  done  during  their  
lives  
§ Integrity  results  from  feeling  like  was  worthwhile  
§ Despair  and  regret  result  from  sense  of  dissatisfaction  
PARENTING  AND  PERSONALITY  DEVELOPMENT  

• Parental  bx  is  one  environmental  variable  that  is  known  to  have  strong  impact  on  
child’s  personality  development  
 

• Dimensions  of  Parenting  


o Warmth  vs.  Hostility  
§ Warm  parent—affectionate,  regularly  puts  child’s  needs  first,  
enthusiastic  about  child’s  activities,  responds  to  child  with  empathy  
and  sensitivity  
§ Hostile  parent—quick  to  criticize,  rarely  shows  affection,  overtly  
rejecting  
§ Children  from  warm  family  are  more  securely  attached  in  first  2  yrs,  
higher  self-­‐esteem  an  IQs,  and  more  empathetic  and  altruistic  
o Restrictiveness  vs.  Permissiveness  
§ Restrictive  parents—highly  controlling  and  demanding  and  expect  
unwavering  obedience  to  rules  
• Children  tend  to  be  obedient  and  timid  and  have  difficulty  
establishing  close  relationships  
§ Permissive  parents—have  few  rules,  make  few  demands,  let  children  
make  own  decisions  
• Children  are  relatively  thoughtless  toward  others  and  are  only  
moderately  independent  
§ Optimal  parenting  style  is  one  that  falls  in  middle  
 

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• Parenting  Styles  
o Authoritative  Parents—set  high  standards,  expect  children  to  comply  w  
rules  
§ Gain  control  by  explaining  rules  and  seeking  children’s  input  into  fam  
decisions  
§ Very  warm  and  nurturant  
§ Children  have  best  outcomes:    independent,  achievement-­‐oriented,  
friendly,  self-­‐confident  
§ High  levels  of  emotional  support  or  responsiveness  along  w  firmness  
and  high  standards  or  demands  on  child  
§ Most  predictive  of  higher  academic  achievement  
o Authoritarian  Parents—controlling  and  demanding  and  expect  children  to  
accept  their  commands  in  unquestioning  manner  
§ Respond  w  punitive  manner  
§ Children  are  insecure,  timid,  unhappy,  and  may  grow  up  to  be  
dependent  and  lacking  motivation  
o Permissive  Parents—though  nurturant  and  accepting,  fail  to  assert  
authority  
§ Children  have  difficulty  controlling  their  impulses,  ignore  rules  and  
regulations,  and  are  not  very  involved  in  academic  and  work  
activities  
o Uninvolved  Parents—undemanding  and  indifferent  to  or  rejecting  of  
children  
§ Display  little  commitment  to  being  parents  and  keep  their  children  at  
distance  
§ Children  are  noncompliant  and  demanding,  lack  self-­‐control,  and  
prone  to  antisocial  bx  
§ Characteristics  of  parenting  (weak  parental  supervision,  lack  of  
reasonable  rules,  lax/erractic  discipline,  parent-­‐child  relationship  
that  is  hostile,  indifferent,  apathetic)  are  those  that  are  most  
predictive  of  delinquency  in  adolescence  
 
ADOLESCENT  PERSONALITY  AND  IDENTITY  DEVELOPMENT  

• Physical  Development  and  Personality  


o Many  difference  become  increasingly  apparent  in  adolescence  
o Adolescent  growth  spurts  begin  2  yrs  earlier  for  girls  than  boys  
o Best  adjustment  outcomes  are  found  among  early-­‐maturing  boys;  then  
average-­‐maturing  boys  and  girls;  then  late-­‐maturing  girls;  and  last  by  late  
maturing  boys  and  early  maturing  girls  
§ Latter  group  has  most  severe  problems,  including  emotional  
instability,  declines  in  academic  achievement,  and  drug/alcohol  use  
 

• Marci’s  Identity  Statuses  

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o Extension  of  Erikson,  that  reflects  different  patterns  with  regards  to  
occupational  choice  and  religious  and  political  beliefs  
§ Identity  Diffusion—have  not  undergone  identity  crisis  and  are  not  
committed  to  an  identity  
§ Identity  Foreclosure—strong  commitment  to  identity  that  was  not  
outcome  of  identity  crisis  but  was  suggested  by  parent/other  person  
§ Identity  Moratorium—having  identity  crisis  and  is  actively  exploring  
different  options  and  beliefs  
§ Identity  Achievement—resolved  identity  crisis  and  is  committed  to  
particular  identity  
o 60%  of  people  have  achieved  stable  identity  by  24  
o Identity  crisis  is  relatively  uncommon  and  it  is  most  often  during  early  years  
in  college  
 

• Gilligan’s  “Loss  of  Voice”  


o Females  experience  as  result  of  internalization  of  sexist  messages  
o High  risk  for  relational  crisis—abandoning  themselves  and  other  in  order  to  
conform  to  cultural  expectations  about  femininity  
o Pressure  to  conform  highest  in  middle  school  years  
 
DEVELOPMENTAL  PSYCHOPATHOLOGY  

• Deviant  and  normal  bx  have  common  origins  and  deviant  bx  can  arise  from  diverse  
developmental  pathways  
 

• Fears  
o Content  of  normal  childhood  fears  changes  w  development  
§ Infancy—loud  noise,  strange  objects,  and  strangers  
§ Early  childhood—animals  peak  at  age  3,  followed  by  fear  of  dark  at  4-­‐
5,  fear  of  imaginary  creatures  after  age  5  
§ After  age  5—number  and  intensity  of  fears  decline  
§ Adolescence—social  and  sexual  situations  
o Only  5%  older  than  5  have  fears  that  are  excessive  or  unrealistic  
o Treatment  
§ Self-­‐control  procedure,  making  self-­‐statements—most  effective  for  
fear  of  dark  
§ Modeling  
§ Contact  desensitization  
§ Participant  modeling—animals,  dental/medical  treatments,  test  
anxiety  social  withdrawal  
 

• Aggression  
o Boys/girls  show  similar  levels  prior  to  age  1  

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o During  next  few  years,  boys  become  more  aggressive  and  girls  less  
aggressive  
§ Boys—more  likely  to  engage  in  overt  aggression  
§ Girls—relational  aggression  
o Aggression  is  due  to  combination  of  biological  and  environmental  factors  
§ Parenting  Factors—highly  aggressive  children  often  come  from  
homes  where  parents  are  rejecting  and  lacking  warmth,  are  
permissive  or  indifferent  toward  child’s  aggressiveness,  and  rely  on  
power  assertive  discipline  as  means  of  control  
• High  levels  of  aggression  are  associated  with  
insecure/resistant  attachment  pattern  and  lax  monitoring  of  
child’s  activities  and  bx  
• Coercive  family  interaction  model  of  aggression—social  
learning  perspective  and  proposes  child  learns  to  act  
aggressively  as  result  of  both  imitation  and  rewards  they  
receive  for  acting  in  aggressive  ways  
o Parents  of  highly  aggressive  children  often  reinforce  
aggressive  bx  by  responding  w  attn  and  approval  
§ They  model  aggression  through  parenting  
practices,  which  typically  involve  high  rates  of  
commands  combined  w  inconsistent,  harsh  
physical  punishment  
§ Cognitive  Factors—aggressive  children  are  much  more  likely  to  
report  that  is  it  easier  to  perform  aggressive  acts  and  difficult  to  
inhibit  aggressive  impulses  and  feel  confident  that  aggression  will  
have  positive  outcomes,  including  reducing  aversive  treatment  by  
others  
• Dodge  and  Crick  believe  aggression  involve  5  steps:  
o Encoding  of  social  cues  
o Interpretation  of  social  cues  
o Response  search  
o Response  evaluation  
o Response  enactment  
o Skillful  processing  at  each  step  will  lead  to  competent  
performance  within  situation,  whereas  biased  or  
deficient  processing  will  lead  to  deviant,  possibly  
aggressive,  antisocial  bx  
§ TV  viewing—more  violent,  aggressive  TV  programs,  more  aggressive  
child  becomes  
• Tv  violence  is  stimulating  increase  in  adult  aggression  in  
males  and  famles  
• Effect  persists  even  when  effects  of  SES,  intellect,  age,  and  
variety  of  parenting  factors  are  controlled  
§ Interventions  for  aggression—social  skills  training  is  most  effective  

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• Alternative  ways  of  resolving  conflict,  using  cognitive  
interventions  to  help  child  accurately  interpret  statements  
and  bx  of  others,  and  empathy  training  to  encourage  identity  
of  feelings  of  others  and  to  express  own  approach  
• Bx  modification  program—alter  way  parents  interact  w  
aggressive  children  
o Reinforce  desirable  bx,  enforce  rules  consistently,  and  
use  time-­‐out  and  nonphysical  punishment  
 

•  Risk  and  Resilience  


o Higher  risk  factors:  
§ Severe  marital  discord  
§ Low  SES  
§ Large  fam  size  or  overcrowding  
§ Parental  criminality  or  psychiatric  dx  
§ Placement  of  child  outside  of  home  
o Infants  are  high  risk  were  less  likely  to  develop  problems  when  they  were  
temperamentally  “easy”  and  socially  responsive  as  infants,  and  had  
consistent  caregiver  
 

• Chronic  Illness  
o Children  with  conditions  that  involve  brain  functioning  have  more  bx  
problems  and  poorer  social  functioning  
o Family  functioning,  in  particular  fam  cohesion  and  support  for  child,  is  
positively  correlated  with  adjustment    
o Parental  adjustment  is  positively  correlated  with  adjustment  
o Chronically  ill  boys  (esp  6-­‐11  yrs)  are  at  greater  risk  for  bx  problem  than  
chronically  ill  girls,  while  girls  are  at  greater  risk  for  self-­‐reported  
symptoms  of  distress  
o Adolescents  are  particularly  higher  risk  for  not  adhering  to  treatment  
regimens,  because  of  increased  concern  about  “being  different”  
o Children  who  are  told  about  illness  early  have  better  psych  adjustment  
§ Tell  child  truth  in  way  that  is  consistent  w  age  and  level  of  
understanding  
 

• Teen  Drug  Use  


o Rate  of  current  illicit  drug  use  among  12  or  older  is  8.3%  
o Tobacco,  alcohol,  marijuana  
   

Family  Influences  on  Development  


DIVORCE  

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• Effects  on  Parenting  
o Promote  state  of  disorganization—“Diminishing  Capacity  to  Parent”  
§ Continues  for  about  2  yrs  after  divorce  
§ Ordinary  household  routines  usually  disintegrate  
§ Inconsistent  with  discipline  and  vacillate  btw  being  detached  and  
highly  punitive  
o Mothers  may  show  less  affection  toward  children,  especially  sons  
§ May  start  to  treat  sons  more  harshly  
o Fathers  tend  to  become  more  indulgent  and  permissive  
o Parents  without  physical  custody  initially  spend  more  time  w  children,  but  
contact  diminishes  over  time  
 

•  Effects  on  Children  


o Rxns  are  moderated  by  several  factors,  including  age,  gender,  and  custodial  
arrangements  
§ Age:  
• Preschool—most  negative  outcomes,  especially  short-­‐term  
o Difficult  for  them  to  understand  reasons  for  divorce  
and  are  prone  to  self-­‐blame,  reversion  to  more  
immature  bx,  and  intense  separation  anxiety  
• Long-­‐term  consequences  are  worse  for  older  children  
o 10  yrs  after  divorce,  preschoolers  had  fewer  memories  
of  period  surrounding  divorce,  while  older  children  
expressed  painful  memories  and  fears  about  own  
ability  to  have  happy  marriage  
§ Gender:  
•  Boys  suffer  more  severe  short  and  long  term  consequences  
o Following  divorce,  presadolescent  boys  often  exhibit  
increase  in  bx,  such  as  noncompliance,  demandingness,  
and  hostility  
• Girls  more  likely  to  exhibit  internalizing  bx  
o “Sleeper  Effect”—girls  in  preschool/elementary  may  
have  few  problems  initially,  but  as  adolescence,  exhibit  
noncompliance,  low  self-­‐esteem,  emotional  problems,  
and  antisocial  bx  
§ More  likely  than  intact  families  to  marry  young,  
be  pregnant  before  marriage,  and  choose  
psychologically  unstable  husband  
§  Custody  Arrangements  
• Live  w  same-­‐sex  parent  are  better  adjusted,  especially  for  
boys  
o Findings  are  inconsistent  
§ For  adolescence,  father  custody  is  associated  
with  higher  rates  of  depression/anxiety,  poorer  
grades,  and  other  problems  

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o School  Performance  
§ Negative  impact  
§ Not  only  lower  grades,  but  also  like  school  less,  exhibit  more  peer  
and  bx  problems  at  school,  and  at  higher  risk  for  dropping  out  
§ Negative  impact  worse  for  boys  and  older  children  
 

• Factor  Affecting  Consequences  of  Divorce  


o Open  conflict=more  likely  to  experience  negative  aftereffects    
§ More  poorly  adjusted  
o Positive  relationship  with  both  parents,  extended  fam  support,  positive  
school  environment,  and  no  substantial  upheaval  in  daily  routines=better  
outcome  
o Serious  adjustment  problems  are  seen  in  those  who  already  had  difficulties  
before  divorce  
 

STEPPARENTS  

• When  custodial  mother  has  another  adult  in  house,  there  is  “BUFFERING  EFFECT”  
and  reduces  negative  consequences  
o May  not  apply  to  stepparents  
§ Have  high  levels  of  authoritarian  parenting  and  children  have  lower  
grades  and  higher  rates  of  delinquency  
§ May  be  beneficial  for  younger  boys  in  reducing  anxiety,  anger,  and  
adjustment  problems,  although  not  for  adolescent  boys  who  continue  
to  have  problems  
• Children  have  more  problems  with  stepparents  than  own  parents  
o Stepfathers—relationship  is  often  distant,  disengaged,  and  unpleasant  
§ Relationship  appears  to  improve  w  sons  over  time,  although  not  
daughters  
o Stepmothers—more  frequent,  but  often  abrasive  
 

GAY  AND  LESBIAN  PARENTS  

• Being  raised  by  G/L  parents  does  not  increase  risk  for  negative  developmental  
outcomes  
 
MATERNAL  EMPLOYMENT  AND  DAYCARE  

• Maternal  employment=greater  life  satisfaction  for  both  low/middle  income  


mothers,  as  long  as  employment  is  consistent  w  her/partners  preferences  
o Children  have  higher  levels  of  self-­‐esteem  and  better  fam/peer  relations,  
and  less  sex-­‐stereotyped  in  beliefs  and  attitudes  

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§May  be  more  pronounced  in  daughters—higher  self-­‐esteem  and  
being  more  career  and  achievement  oriented,  and  more  assertive  
§ Sons—scored  lower  on  measures  of  school  achievement  and  
intelligence  
• Now  seen  in  mothers  that  work  40+  hrs  
§ Traditional  dual-­‐earner  fam  that  is  unequal—children  may  exhibit  
more  anxiety/depression  and  may  rate  selves  lower  w  peer  
acceptance  and  school  achievement  
o No  long-­‐term  affects  noted  
• Daycare  
o High  quality=no  consistent  negative  effects  
§ Positive  effects  on  social  development  
o Enriched  daycares  may  improve  intellectual  abilities  of  lower-­‐income  
o May  be  more  self-­‐sufficient,  more  cooperative  w  peers,  and  more  adaptable  
to  new  social  situations,  they  may  be  less  compliant  with  adults  and  more  
aggressive  w  other  children  
o Low  quality=greater  distractibility  and  lower  task  involvement  
 
FATHER-­‐CHILD  RELATIONSHIPS  

• Spend  considerably  less  time  


• Fathers  spend  more  time  w  play  activities,  and  tend  to  be  more  “rough-­‐and-­‐
tumble”  
• When  mother  works  full-­‐time  and  father  assumes  role  as  primary  caregiver,  
traditional  parental  roles  do  not  necessarily  change  
 
SIBLING  RELATIONSHIPS  

• In  early  childhood,  both  positive  and  negative  interactions,  but  positive  more  
common  
o Rivalries  occur  when  same  gender  and  close  in  age  and  when  one/both  are  
highly  active  and  emotionally  intense  
§ Early  rivalry  more  common  when  parents  have  inconsistent  
disciplinary  practices  
• In  middle  childhood,  relationship  characterized  by  combination  of  closeness  and  
conflict  
• Late  childhood,  relationship  becomes  more  egalitarian  in  terms  of  power  and  
nurturance  
o Usually  decline  in  sibling  involvement  as  peer  relationships  increase  
o Conflicts  may  continue,  especially  when  close  in  age,  but  peak  in  early  
adolescence  and  then  decline  
 
 

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Adult  Development  
PERSONALITY  DEVELOPMENT  IN  ADULTHOOD  

• Happiness,  assertiveness,  and  hostility  seem  to  be  established  early  in  life  and  
remain  stable  
• Women  often  experience  increases  in  self-­‐efficacy  and  assertiveness  and  decline  in  
dependence  
• Midlife  involves  shift  from  extraversion  to  introversion  
 

• Levinson’s  “Seasons  of  a  Man’s  Life”  


o 4  Seasons/Stages  
§ Infancy  through  adolescence  
§ Early  adulthood  
• “Entering  the  world”  
• “Age  30  transition”  
o Define  the  “dream”—vision  of  ideal  life  
• “Settling  down”  
§ Middle  adulthood  
• Being  young  vs  old,  being  attached  to  others  vs  being  
separated  
• “Deflation  of  dream”—realizes  goals  are  not  really  worthwhile  
and/or  will  not  be  fulfilled  
§ Late  adulthood  
o 80%  of  men  experience  midlife  crisis  
§ Research=only  crisis  for  minority  of  men  
 

• Neugarten’s  Kansas  City  Study  


o Adults  aged  40-­‐70  
o Confirmed  adulthood  is  time  of  both  consistency  and  change  
o Around  age  50—usually  transition  from  outer-­‐world  to  an  inner-­‐world  
orientation  and  from  active  to  passive  mastery  
o Midlife=shift  in  perspective  from  “time  since  birth”  to  “time  until  death”  
 

COGNITIVE  CHANGE  IN  ADULTHOOD  

• Aging  and  Intelligence  


o Increasing  age  has  relatively  little  effect  on  verbal  tasks  that  measure  
acquired  knowledge,  but  has  negative  impact  on  nonverbal  tasks  that  
require  rapid  responding  to  and  processing  novel  info  
§ WAIS  
• Classic  aging  pattern  
o Little  decline  on  four  stored  knowledge—Info,  Vocab,  
Arith,  Comp  

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o Moderate  decline  on  other  two  verbal—Sim  and  Digit  
Span  
o Sharper  decline  on  five  performance  
• Crystallized  intelligence  
• Fluid  intelligence—active  processing  of  info  and  is  directly  
affected  by  loss  of  neurons,  depletion  of  certain  
neurotransmitters,  that  occur  w  age  
§ Terminal  Drop—substantial  drop  in  all  facets  of  intelligence  occurs  
months  before  death  
 

• Aging  and  Processing  Speed  


o Slowing  of  mental  and  physical  functions  
§ Reduced  info  processing  speed  is  believed  to  underlie  many  age-­‐
related  decrements  
o Circadian  cycles  
§ Young  children  and  late  adulthood—primarily  morning  is  optimal  
§ Age  12—shift  away  from  morning  
§ Young  adults—evening  
§ Synchrony  Effect—matching  task  demands  and  preferred  time  of  day  
• Attention  regulation  is  regulated  over  time  of  day  effects  
 

• Age  and  Attention  


o Sustained  and  selective  attn  are  not  significantly  affected  by  increasing  age  
o Age  affects  divided  attn  
 

• Age  and  Memory  


o Aging  Effects  on  Brain  
§ Begins  to  shrink  as  result  of  loss  of  neurons  beginning  at  30  
§ After  60,  acceleration  in  atrophy  
§ Impacts  hippocampus,  cortex,  and  locus  cereleus  
§ Develops  senile  plaques  and  enlarged  ventricles  
§ Reduced  blood  flow  and  decreased  level  of  some  transmitters  
§ Compensates  for  some  neuron  loss  by  developing  new  connections  
btw  remaining  neurons  
• New  brain  cells  develop  in  hippocampus  during  adult  yrs  
§ Declines  in  recent  long-­‐term  memory,  followed  by  working  memory  
• Remote  long-­‐term  memory  is  relatively  unaffected  by  age  
• Mostly  problems  w  encoding  strategies  
o Memory  training  can  be  useful  
 
o  Short-­‐Term  and  Long-­‐Term  Memory  
§ ST=Primary  and  working  memory  

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•Primary=retain  small  amount  of  info  in  conscious  memory  for  
short  period  of  time  
• WM=capacity  to  manipulate  and  transform  info  while  it  is  
held  in  primary  memory  
• Older  adults  do  not  differ  from  younger  adults  with  primary  
memory,  but  differ  with  WM  
o May  be  more  to  loss  in  processing  speed  than  reduced  
storage  capacity  
§ LT=recent  and  remote  memory  
• Recent=  more  affected  than  remote  
o Ineffective  encoding  
o Training  in  encoding  is  more  beneficial  for  older  than  
younger  
 

o  Aspects  of  Long-­‐Term  Memory  


§ Episodic  vs  Semantic  vs  Procedural  Memory  
• Increasing  age  has  greatest  impact  on  episodic  (ability  to  
recall  personal  experience)  
o Most  likely  due  to  problems  with  deliberate  processing  
and  retrieval  
§ Verbal  vs  Nonverbal  Memory  
• Age  decline  in  visuospatial  memory  mirror  those  in  verbal  
memory  
§ Prospective  Memory  
• Ability  to  remember  to  do  things  in  future  
• Do  less  well  than  younger  
§ Explicit  vs  Implicit  Memory  
• Explicit—conscious  recollection  of  material  
• Implicit—automatic/nonconscious  recollection  
• Prob  with  explicit  but  not  implicit  
§ Metamemory  
• Knowledge  about  one’s  own  memory    
• Older=less  accurate  
o Nature  of  inaccuracy  seems  to  depend  in  situation  
§ In  general—underestimate  
§ Making  predictions  about  performance—
overestimate  
 

o Aging  and  Wisdom  


§ Wisdom—expertise  in  fundamental  pragmatics  of  life  permitting  
exceptional  insight  and  judgment  involving  complex  and  uncertain  
matters  of  human  condition  
§ Increases  over  life  

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§ Personality  factors  and  wisdom-­‐related  experience  seem  to  be  more  
important  determinants  of  wisdom  than  intelligence  
 

AGING  AND  SEXUALITY  

• Older  women  do  not  differ  from  younger  ones  in  terms  of  sex  drive  but  do  
experience  number  of  changes  including  less  intense  orgasms,  thinner  vaginal  
walls,  and  reduced  sexual  lubrication  
• Men=erections  occur  less  spontaneously,  require  more  time  to  develop  and  are  
more  difficult  to  maintain  
o Longer  refractory  period  
• Sexual  activity  declines  with  age  
o Best  predictor  is  previous  activity  in  life  
 
DEATH  AND  DYING  

• Prior  to  age  2—lack  understanding  of  death  


• 2-­‐7—think  death  is  reversible  sleep-­‐like  state  
• 7-­‐11—recognize  death  is  irreversible  and  become  anxious  about  death  of  loved  
ones  
• adulthood—fear  of  death  peaks  in  middle-­‐age  
• elderly—talk  more  about  death,  seem  less  fearful  
• Kubler-­‐Ross—5  stages  (denial,  anger,  bargaining,  depression,  acceptance  [DABDA])  
o Hope  sppears  to  be  common  feeling  among  terminally  ill  
 
 

DIAGNOSIS  AND  PSYCHOPATHOLOGY  


 

DISORDERS  USUALLY  FIRST  DIAGNOSED  IN  INFANCY,  CHILDHOOD,  OR  ADOLESCENCE  

• Intellectual  Disability  (Mental  Retardation)  


o 3  criteria  must  be  met:  
§ Significantly  subaverage  intellectual  functioning  
§ Two  areas  of  adaptive  functioning  
§ Onset  before  age  18  
 

o Degrees  of  MR  


§ Mild—IQ=50-­‐55  to  70  
• Constitutes  majority  
• Little  distinction  from  peers  until  late  childhood  
• Acquire  academic  skills  of  about  6th  grade  by  adolescence  

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• Able  to  independently  live  and  work  at  semiskilled  jobs  
§ Moderate—IQ=35-­‐40  to  50-­‐55  
• Require  guidance  and  minimal  supervision  in  
social/occupational  skills  
• Unlikely  to  progress  beyond  2nd  grade  
• Unskilled/semiskilled  wok  under  close  supervision  in  
sheltered  workshops  or  job  settings  
§ Severe—IQ=20-­‐25  to  35-­‐40  
• Poor  motor  skills  and  limited  communication  
• Learn  to  talk  and  can  be  trained  in  elementary  hygiene  skills  
• Simple  tasks  and  live  in  community  in  group  homes/families  
under  close  supervision  
§ Profound—IQ=below  20-­‐25  
• Severe  limitations  in  motor/sensory  functioning  
• Highly  structured  environment  with  constant  aid  and  
supervision  
• Live  in  group  homes,  intermediate  care  facilities  or  families  
• Simple  tasks  under  close  supervision  in  sheltered  workshops  
 

o Etiology  
§ Primarily  biological  and/or  psychosocial  
• Early  alteration  of  embryonic  development  is  most  common  
factor  
§ Environmental  and  other  mental  d/o  predisposing  factors  
• Pregnancy  and  perinatal  problems  
• Hereditary  factors  
§ In  30-­‐40%,  not  clear  etiology  
§ Biological  factors  
• Inherited  causes,  chromosomal  changes,  early  prenatal  injury  
due  to  toxins,  problems  during  pregnancy  perinatal  persiod,  
and  medical  conditions  in  childhood  
o PKU  
o Tay-­‐Sachs  Disease  
o Fragile  X  Chromosome  Syndrome  
o Down’s  Syndrome  
§ Faulty  distribution  of  chromosomes  when  
egg/sperm  formed  
§ 47  chromosomes  
• Extra  21st  chromosome  
• Fetal  malnutrition,  HIV,  prematurity,  anoxia,  direct  injury  to  
head/brain  
• After  birth,  meningitis  and  encephalitis,  lead  poisoning,  
malnutrition,  anoxia  by  head  injury  
§ Psychosocial  Factors  

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• Cultural-­‐familial  retardation  
• Early  deprivation  of  nurturance,  deficiencies  in  health  care,  
early  deficiencies  in  social/cognitive/other  stimulation,  
poverty  
• Also  associated  with  Autism  
 

o Borderline  Intellectual  Functioning  


§ IQ=71-­‐84  
§ Level  of  adaptive  functioning  distinguishes  it  from  MR  
 

• Austism  Spectrum  Disorders  


o Autistic  Disorder  
§ At  least  2  symptoms  from  category  1  and  one  each  from  categories  2  
and  3  
• 1.    Social  interaction  
• 2.    Communication  
• 3.    Restricted  repetitive  and  stereotyped  patterns  of  bx,  
interests,  activities  
§ Before  age  3,  must  be  delayed/abnormal  functioning  in  social  
interaction,  language  used  in  social  communication,  or  symbolic  or  
imaginative  play  
§ Rarely  speak  
• Echolalia—echoing  of  words  
• Reversals  in  pronouns  
• Unaware  of  others  
§ Show  minimal  interest  in  friendships  
• Lack  understanding  of  customs  of  social  interaction  
§ Perseverative  play  and  obsessive  desire  to  maintain  status  quo  
• React  intensely  to  minor  changes  in  surroundings  
• More  attached  to  things  than  people  
• Preoccupied  with  single  limited  interest  
§ 4-­‐5x  more  common  in  males  
§ Few  reach  IQ  of  normal  range  
§ 75%  co-­‐d/o  w  MR  
§ Some  exhibit  above  average  or  exceptional  skills  in  particular  area  
 
§ Etiology  
• Equal  across  SES  and  not  correlated  with  parental  personality  
characteristics,  ed,  occupation,  race  
• Persistent  high  levels  of  autonomic  arousal,  ventricular  
enlargement,  frontal  lobe  dysfunction,  cerebellar  
underdevelopment,  abnormal  patterns  of  brain  lateralization  

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• Maternal  rubella,  complications  at  birth,  elevated  levels  of  
serotonin  in  brain  
 
§ Treatment  
• Pharmacological  or  psychotherapeutic  
o Neuroleptics—reduce  aggression,  emotional  lability,  
withdrawal,  stereotyped  bx  
• Early  intensive  bx  interventions  
o Operant  tech—successful  at  eliminating  abnormal  bx  
and  adding  desirable  bx  
§ Improve  communication  
o Most  effective  when  program  initiated  when  child  is  v  
young,  actively  involves  parents,  implemented  at  
home,  involves  extremely  intensive  work,  provides  
structured  environment,  underscores  generalization  to  
other  settings,  uses  contract  that  delineates  bx  changes  
to  be  made  and  methods  for  accomplishing  them  
• Good  outcomes—achievement  of  independence  and  normal  
social  life  
o Small  percentage  living  and  working  independently  
o 2%  attain  normal  functioning  and  40%  high  
functioning  
• Best  prognosis—early  language  skills,  overall  intellectual  
level,  severity,    
o Influenced  by  how  much  usable  language  by  age  7  
o Developmental  milestones,  social  maturity  ad  bx,  time  
in  school,  comorbid  neuropsychiatric  d/o  
 
o Rett’s  Disorder  
§ Progressive  pattern  of  developmental  regression  that  begins  before  
age  4  
§ Life-­‐long  communication  and  bx  problems  
§ Seem  normal  in  prenatal  and  perinatal  periods  and  for  at  least  5  mo  
after  birth  
§ Initial  signs  include  deceleration  of  head  growth  and  loss  of  hand  
skills,  repetitive  hand  washing  or  hand-­‐wringing  gestures  after  30  
mo  
§ Uncoordinated  gait  and  trunk  movts,  severe  deficiencies  in  
expressive  and  receptive  language  development,  serious  
psychomotor  retardation  
§ W/in  few  yrs  of  onset,  loses  interest  in  social  environment  
§ Genetic  mutation  
• Less  common  than  Autism  
• Only  in  females  (X-­‐linked)  

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• Severe  or  profound  MR  
 

o Childhood  Degenerative  Disorder  


§ Progressive  d/o  that  begins  after  period  of  normal  development  
§ Significant  regression  in  several  areas  of  functioning  after  normal  
development  of  2/+  yrs  
§ Significant  loss  of  developmental  skills  in  at  least  2  areas  
• Expressive/receptive  language  
• Social  skills/adaptive  bx  
• Bowel/bladder  control  
• Play  
• Motor  skills  
§ Social  and  communication  impairments  and  behavioral  signs  found  
in  autism  
§ Very  rare,  less  common  than  autism  
 

o Asperger’s  Disorder  
§ Deficits  in  social  interaction  and  bx,  interest,  and  activity  patterns  
found  in  autism  
• Show  no  clinically  significant  delay  in  language  development,  
self-­‐help  skills,  cognitive  development,  or  curiosity  about  
environment  
§ More  common  in  males  
 

• Learning  Disorders  
o Considerably  lower  than  expected  achievement  
§ More  than  2SD  btw  ach  and  IQ  
o Written  expression,  reading,  math  
§ Reading:  
• Surface  (orthogonal)  Dyslexia—ability  to  read  regularly-­‐
spelled  words  but  inability  to  decipher  words  that  are  spelled  
irregularly  
• Deep  Dyslexia—several  types  of  reading  errors  
o Semantic  paralexia—producing  response  that  is  
related  to  target  word  in  meaning  but  not  visually  or  
phonologically  
o MR  can  be  co-­‐dx  
§ Most  frequent  co-­‐dx  is  ADHD,  CD,  ODD,  MDD  
o Etiology  
§ Neurological  factors—inattention,  short-­‐term  mem,  hysperactivity,  
left-­‐right  confusion  
• Signs  of  brain  injury  

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§ Toxins,  early  malnutrition,  early  iron  deficiencies,  food  allergies,  
hemispheric  abnormalities,  cerebellar-­‐vestibular  dysfunction  (Otitis  
media  with  effusion—inflammation  of  middle  ear  accompanied  by  
accumulation  of  liquid  in  middle  ear  cleft)  
§ Cognitive  processing  deficit  
 
o Treatment  
§ Bx  and/or  educational  training  
 

• Communication  and  Motor  Skills  Disorders  


o Mixed  Receptive-­‐Expressive  Language  Disorder  
§ Receptive/expressive  considerably  lower  than  nonverbal  intellectual  
capability  
 
o Phonological  Disorder  
§ Does  not  use  speech  sounds  expected  for  age  and  dialect  
§ Only  when  difficulties  impede  academic/occupational  achievement  
or  social  communication  to  some  extent  
 
o Stuttering  
§ Abnormalities  in  usual  fluency  and  time  pattering  of  speech,  which  
are  not  appropriate  for  age  
§ Begins  btw  ages  2  and  7  
§ Treated  successfully  by  dealing  with  emotional  pressure  child  feels  
§ 60%  of  cases,  remits  on  its  own  by  age  16  
 
o Motor  Skills  Disorder  
§ Substantial  impairment  in  development  of  motor  coordination  
§ Markedly  impede  scholastic  achievement  or  day-­‐to-­‐day  activities  
 

• ADHD  and  Disruptive  Bx  Disorders  


o ADHD  
§ Developmentally  inappropriate  degrees  of  inattention  and/or  
impulsiveness  and  hyperactivity  
§ Types:  
• Combined  Type—6  or  more  symptoms  of  inattention  and  6  or  
more  symptoms  of  hyperactivity-­‐impulsiveness  
• Inattentive  Type—6/+  symptoms  of  inattention,  but  fewer  
than  6  hyperactivity-­‐impulsiveness  
• Hyperactivity-­‐impulsiveness  Type—6/+  hyperactivity-­‐
impulsiveness,  but  fewer  than  6  inattention  

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§ Onset  must  be  before  age  7,  duration  must  be  6  months,  and  
symptoms  present  in  at  least  2  settings  
§ Several  points  lower  on  IQ  
§ 4-­‐9x  more  common  in  boys  
§ Often  co-­‐morbid  
• Conduct/antisocial  problems  
• Emotional  d/o  
• LD  
• Social  maladjustment,  motor  incoordination,  visual/auditory  
impairment  
§ Untreated—delinquent  and  antisocial  young  adults  
• Restlessness,  low  frustration  tolerance,  emotional  lability,  low  
self-­‐esteem,  impulsivity,  difficulty  concentrating  
§ In  Adults:  
• Impaired  social/occupational  functioning  
• Require  childhood  hx  and  presence  of  at  least  12:  
o Sense  of  underachievement,  not  meeting  one’s  goals,  
chronic  procrastination,  intolerance  of  boredom,  easily  
distracted,  low  frustration  tolerance,  impulsiveness,  
tendency  to  worry  needlessly,  sense  of  insecurity  
• Resemble/mask  ADHD:  
o Anxiety  
o Bipolar  
o MDD  
o OCD  
o D/o  of  impulse  control  
o Substance  Abuse  
o Hyper-­‐  or  hypo-­‐thyroidism  
o Personality  characteristics:  
§ Passive-­‐aggressive  
§ Narcissism  
• Greater  difficulty  in  maintaining  personal/professional  
relationships  
• Tend  to  participate  in  more  impulsive/risky  sexual  bx  and  
more  sexual  partners  
 

§ Etiology  
• Biological  variables  
o Abnormalities  in  right  frontal  lobe,  striatum,  and  
cerebellum  
§ Also  regions  of  parietal  lobe  
o Diminished  glucose  metabolism  and  decreased  blood  
flow  in  prefrontal  regions  and  pathways  connecting  
regions  to  caudate  nucleus  

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o Higher  rates  among  relatives—genetic  
o Food  allergies,  high  lead  levels,  maternal  use  of  
alcohol/nicotine  during  pregnancy  
• Behavioral  Disinhibition  Hypothesis  
o Lack  of  ability  to  adjust  activity  levels  to  fit  
requirements  of  different  settings,  not  attention  
deficits  
o Inattention  in  dull,  repetitious,  familiar,  v  structured  
and/or  irregular  reinforcement  situations  
 

§ Treatment  
• Pharmacological  and  bx/cog-­‐bx  methods  
o CNS  stimulants  
§ Higher  doses—more  effective  for  reducing  
activity  levels  and  improving  social  bx  
§ Lower  doses—improve  attention  
§ Stimulant  tx—changes  may  be  short-­‐lived  
§ Side  effects:  
• Somatic  symptoms—decreased  appetite,  
insomnia,  stomach  aches  
• Movt  abnormalities—motor/vocal  tics  
and  stereotyped  bx  
• OCD  symptoms  
• Growth  suppression  
o Bx/Cog-­‐Bx  
§ Younger—contingency  management  at  
home/school  
§ Older—self-­‐monitoring  
§ No  evidence  for  long-­‐term  generalization  
§ Bx  tech  produce  best  results  when:  
• Parents  participate  in  treatment,  set  
consistent  rules,  provide  kids  w  carefully  
structured  environment  and  schedule  
• Positive  reinforcement  is  used  in  
combination  with  punishment  and  when  
tangible  rewards  are  used  as  reinforcers  
 
o Conduct  Disorder  
§ Defy  society’s  rules  and  norms,  chronic  pattern  of  violation  of  social  
order  in  variety  of  settings  
§ 3/+  signs  in  last  6  mo  
• Aggression  to  people/animals  
• Destruction  of  property  
• Deceitfulness  or  theft  

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• Serious  violation  of  rules  
§ Childhood  CD=one  symptoms  prior  to  age  10  
• More  overt  aggression/violence  and  greater  chance  of  co-­‐
existing  d/os  (ADHD,  substance  abuse)  
• More  likely  to  continue  to  engage  in  antisocial  bx  in  adulthood    
§ Adolescent  DC=develop  at  age  10  or  later  
• Less  severe  symptoms  and  problematic  bx  linked  to  
associations  w  peers  
§ Lower  achievement  tests,  more  difficulty  complying  w  classroom  
rules,  display  lower  levels  of  concern  for  feelings/welfare  of  others,  
lower  moral  judgment,  lower  self-­‐esteem,  more  irritable,  less  
accepted  by  peers,  poorer  abstract  thinking,  more  likely  to  evidence  
deficits  in  verbal  meditational  abilities  
§ Below  on  verbal  subtests  by  no  difference  on  non-­‐verbal  subtests  
§ Dx  of  Antisocial  Personality  D/o  in  adulthood  
 

§ Etiology  
• Biological  factors  
o Inability  to  experience  high  levels  of  emotional  arousal  
and  genetic  predisposition  
• Environmental  and  fam  factors  
o Poverty,  large  fam  size,  parental  neglect/rejection,  fam  
discord,  physical/sexual  abuse,  overly  
harsh/inconsistent/lax  discipline,  parental  
psychopathology  
 
§ Treatment  
• Combination  bx  and  fam  tx  
o Multisystematic  Therapy  (MST)  
§ Addressing  multiple  determinants  and  factors  
in  social  network  that  are  contributing  to  bx  
§ Strategic  fam  tx,  structural  fam  tx,  bx  parent  
training,  and  CBT  
o Most  effective  when  begins  before  adolescence  and  
includes  parent  education  
 

o Oppositional  Defiant  Disorder  


§ Negativistic,  argumentative,  defiant  to  adults  
§ Does  not  bring  child  into  conflict  w  law  
§ Tension  at  home  
§ Rarely  accepts  responsibility  and  blames  others/circumstances  
§ 4  symptoms  for  6  mo  
§ Sometimes  evolves  into  CD  or  mood  d/o  

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§ Tx  is  usually  combination  of  bx  and  fam  tx  
 

• Feeding  and  Eating  Disorders  


o Pica  
§ Non-­‐nutritive  substances  are  ingested  on  persistent  basis  for  at  least  
one  month  
§ Onset  1-­‐2  yrs  old  
§ Remits  in  early  childhood  
§ Often  associated  w  MR  
 
o Rumination  Disorder  
§ Recurrent  regurgitation  and  rechewing  of  food  for  at  least  one  
months  following  period  of  normal  functioning  
§ Appears  3-­‐12  mo  old  
§ Potentially  fatal  
 

o Feeding  Disorder  of  Infancy  or  Early  Childhood  


§ “failure  to  thrive”  
§ Chronic  failure  to  eat  enough,  w  weight  loss  or  failure  to  gain  any  
weight  for  at  least  1  mo  
§ Begins  in  1  y/o  
 

• Tic  Disorders  
o Tic=involuntary,  sudden,  rapid,  recurrent,  nonrhythmic,  stereotyped  motor  
movt/vocalization  
 
o Tourette’s  Disorder  
§ Onset  in  childhood,  as  early  as  2  y/o,  or  adolescence,  before  age  18  
§ Motor  and  vocal  tics  
• Coprolalia—utterance  of  obscene/vulgar  words  
§ Chronic  
§ Co-­‐morbid  
• OCD  
• ADHD  
• LD  
• MDD  
• Social  problems  
§ Have  problems  with  attention  and  overactivity  that  interfere  w  
academic  performance  
§ TX  is  combination  of  school  interventions,  ind  and  fam  tx,  and  
pharmacotherapy  
o Chronic  Motor/Vocal  Tic  Disorder  

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§ Either  single/multiple  motor  or  vocal  tics,  but  not  both  
§ Symptoms  and  impairment  less  severe  
 

• Elimination  Disorders  
o Encopresis  
§ Repeated  involuntary/sometimes  intentional  passage  of  feces    
§ At  least  once/mo  over  3/+  mo  
§ At  least  4  y/o  
 

o Enuresis  
§ Voiding  of  urine  either  while  awake  and/or  asleep  
§ 2  wettings/wk  for  3  mo  
§ More  commone  in  males  
§ TX:    moisture  alarm  (“bell  and  pad”),  antidepressants,  hypnosis,  and  
bladder  control  exercises  
 

• Separation  Anxiety  
o Excessive  anx  lasting  for  at  least  4  wks  in  response  to  separation  from  
home/attachment  figure  
o School  phobia—ages  5-­‐7,  usually  caused  by  separation  anx  
§ When  in  adolescence,  commonly  early  sign  of  MDD  or  more  serious  
mental  d/o  
o Causes:    parental  over-­‐pretectedness,  insecurity  as  result  of  loss/trauma,  
unresolved  dependency  issues  in  parents  which  result  in  subtle  
reinforcement  of  dependency  of  child  
o TX:    ind  tx,  fam  tx,  bx  interventions  
 

•  Selective  Mutism  
o Chronic  failure  to  talk  in  particular  social  situations  for  at  least  1  mo  despite  
talking  in  other  situations  and  competence  and  ease  w  language  required  in  
social  situation  
 

• Reactive  Attachment  Disorder  


o Extremely  disturbed  and  developmentally  inappropriate  social  relatedness  
o Subtypes:  
§ Inhibited—chronic  failure  to  initiate  or  respond  in  age-­‐expected  
manner  to  most  social  interactions  
§ Disinhibited—indiscriminate  sociability  
o Always  associated  w  extremely  pathogenic  care,  which  can  take  form  of  
chronic  neglect  of  emotional  and/or  physical  needs  or  multiple  changes  in  
caregivers  that  prevent  child  from  forming  permanent/reliable  attachments  
 

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• Stereotyped  Movt  Disorder  
o Repetitive,  apparently  driven  motor  bx  that  are  not  functional  
o Bx  cause  physical  harm  to  child  and/or  interfere  significantly  w  normal  
activities  
o Often  associated  with  MR  
 

• Fetal  Alcohol  Syndrome  (FAS)  


o Chronic  exposure  to  alcohol  in  utero  and  typically  characterized  by  failure  to  
thrive  and  developmental  delays  
o Impaired  motor  coordination,  attention  and  memory,  MR,  hyperactivity,  
impulsivity,  poor  judgment  
o Basal  ganglia,  hippocampus,  frontal  lobes  
o V  thin  due  to  not  developing  normal  levels  of  adipose  tissue  and  facial  
characteristics  include  short  nose,  narrow  upper  lip,  small  chin,  and  flat  
mid-­‐face  
o Average  IQ  of  68  (mild  MR)  
 

• Sudden  Infant  Death  Syndrome  (SIDS)  


o Hx  of  respiratory  difficulties  (apnea)  present  at  birth,  low  birth  weight,  
shorter  body  length  
o 5:1,000  births  
§ 3rd  most  frequent  cause  of  death  for  infants  btw  1  mo-­‐1  y/o  
 

•  Childhood  Depression  
o Features  similar  to  adult  depression  
o Young  children  show  separation  anxiety  resulting  in  school  phobia    
§ Adolescents  show  antisocial  bx,  including  aggression,  withdrawal,  
inattention  
o Often  masked  as  delinquency,  phobias,  underachievement,  psychosomatic  
complaints,  hyperactivity,  or  aggression  
o Associated  with  fam  abuse  and  neglect  
o Sad  facial  expression,  irritability  
o Recurrent  thoughts  of  death/suicide  may  take  form  of  accident  proneness  
o Under  age  of  8,  likely  to  express  psychomotor  agitation  as  irritability  and  
tantrums  
§ Older—aggressiveness  and  antisocial  bx  

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MENTAL  DISORDERS  DUE  TO  GENERAL  MEDICAL  CONDITION  

• For  dx,  need  following  criteria:  


o Evidence  mental  disturbance  is  direct  physiological  consequence  of  gen  med  
cond  
§ Whether  onset  of  med  cond  and  mental  symptoms  occur  closely  together  
in  time  
§ Whether  signs  of  mental  d/o  are  representative  of  primary  mental  d/o  
or  are  atypical  
§ Whether  med  cond  typically  produces  mental  symptoms  that  are  
displayed  
o Mental  disturbance  can’t  better  be  explained  by  presence  of  mental  d/o  
o Mental  symptoms  cannot  occur  solely  in  course  of  delirium    
 

• Personality  Change  Due  to  Gen  Med  Cond  


o Lasting  personality  disturbance  is  believed  to  be  due  to  direct  physiological  
effects  of  gen  med  cond  
o CNS  neoplasm,  cerebrovascular  disease,  Huntington’s  Chorea,  epilepsy,  
HIV/AIDS,  endocrine  conditions  
 

• Catatonic  Disorder  Due  to  Gen  Med  Cond  


o Catatonia  is  believed  to  be  due  to  direct  physiological  effects  
o Head  trauma,  cerebrovascular  disease,  encephalitis,  metabolic  condition  
 
SUBSTANCE-­‐INDUCED  DISORDERS  

• Substance  Intoxication  
o Reversible  syndrome  as  result  of  recent  ingestion  of/exposure  to  substance    
o Changes  during/shortly  after  using/being  exposed  to  substance  and  these  
changes  are  due  to  physiological  effects  of  substance  on  CNS  
o Alcohol,  amphetamines,  caffeine,  cannabis,  cocaine,  hallucinogens,  inhalants,  
opiods,  PCP,  sedatives,  anxiolytics  
o Intoxication  includes  maladaptive  bx/psychological  changes  and  specific  signs  
of  substance’s  effects  on  CNS  
 

• Substance  Withdrawal  
o Reversible  syndrome  develops  as  result  of  recently  terminating/reducing  use  of  
substance  after  using  it  heavily/long  period  of  time  
o Alcohol,  amphetamines,  cocaine,  nicotine,  opioids,  hypnotics,  anxiolytics  
o Specific  cluster  of  symptoms  w/in  few  hours/days  after  decreasing/stopping  
use    
o Usually  associated  with  Substance  Dependence  
 

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• Hallucinogen  Persisting  Perception  Disorder  
o Hallucinogen  flashbacks—transient  re-­‐experiencing  of  perceptual  disturbances  
that  occurred  during  intoxication  
o Occurs  in  someone  who  is  not  currently  using  
 
DELIRIUM,  DEMENTIA  AND  AMNESTIC  AND  OTHER  COGNITIVE  DISORDERS  

• 2  Criteria  to  meet:  


o Impairment  in  cognition/memory  that  represents  substantial  change  from  
previous  level  of  functioning  
o Evidence  that  symptoms  are  direct  physiological  consequence  of  gen  med  cond,  
substance  or  combination  
o **all  these  d/o  fall  under  Mental  D/O  due  to  Gen  Med  Cond  and/or  Substance-­‐
Induced  Mental  D/O  
 

• Delirium  
o Disturbance  of  consciousness  (reduced  level  of  awareness  and  understanding  of  
environment,  impaired  ability  to  focus/maintain/switch  attn),  along  with  either  
change  in  cognition    (mem  impairment)  or  development  of  perceptual  
disturbances  (misinterpretations,  illusions,  hallucinations)  
o Onset  is  relatively  rapid  and  duration  is  usually  brief,  rarely  more  than  1  mo  
o Most  common  over  age  60  
o Etiology  
§ Infections,  metabolic  d/o,  electrolyte  imbalance,  renal  disease,  thiamine  
deficiency,  post-­‐operative  states,  hypertensive  encephalopathy,  head  
trauma,  brain  lesions  
§ Substance-­‐Induced  Delirium,  Substance  Intoxication  Delirium,  Substance  
Withdrawal  Delirium,  medication  effects,  exposure  to  toxins  
§ High  risk:  
• Older  pts  (over  60)  following  surgery  or  result  of  medical  illness  
• Decreased  “cerebral  reserve”—dementia,  HIV,  stroke,  CNS  
injuries  
• Post-­‐cardiotomy  pts  
• Going  through  drug  withdrawal  
o Treatment  
§ Medical  and  psychological,  as  well  as  medication  
§ Evaluate  for  suicide  
 

• Dementia  
o Multiple  impairments  
§ Memory  
§ At  least  one  symptom:  
• Aphasia  
• Apraxia  

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• Agnosia  (inability  to  identify/recognize  objects)  
• Disturbance  of  exec  func  
o Differs  from  delirium  
§ Dementia—relatively  alert  
• Delirium—apparent  confusion  and  clouding  of  consciousness  
§ Dementia—course  is  more  variable  
• Can  be  progressive,  static,  remissive  
• Delirium—symptoms  fluctuate  during  course  of  day  and  may  
remit  in  few  hrs  or  persist  for  weeks  before  resolving  
§ Common  over  age  85  
§ Pseudodementia—depression  impairs  cognition  
• Usually  date  onset  of  cog  deficits  more  precisely  than  cases  of  
true  dementia,  because  onset  is  usually  very  sudden  
• Usually  concerned,  even  more  so,  about  cog  deficits  
• In  depression,  memory  problems  are  transitory  and  ordinarily  
involve  procedural  memory  and  recall  memory  
o People  w  dementia  exhibit  more  wide-­‐spread  and  
progressive  memory  impairments,  and  recall  and  
recognition  are  both  affected  
o Alzheimer’s  
§ Half  of  all  cases  
§ Stages:  
• 1—lasts  2-­‐4  yrs  
o Short  term  memory  loss  begins  
o Early  deficits  in  recent  memory  
• 2—lasts  2-­‐10  yrs  
o Deficits  increase  in  severity  over  time  
o Further  mem  impairment,  resulting  in  retrograde  and  
anterograde  amnesia  
o Restlessness,  flat/labile  mood,  fluent  aphasia,  difficulty  
performing  complex  tasks  
o Aphasia,  apraxia,  agnosia,  personality  changes,  delusions,  
hallucinations  
o Lack  of  awareness  of  gross  cog  impairments  
• 3—lasts  1-­‐3  yrs  
o Serious  impairment  in  most  areas  
• Duration  from  onset  to  death  is  8-­‐10  yrs  
§ More  common  in  women  
§ Risk  factors:  
• Head  injury,  exposure  to  toxins,  Down’s  Syndrome,  alcohol  abuse,  
long-­‐standing  physical  inactivity  
• First-­‐degree  relative  
§ Psych  tx  focuses  on  optimizing  immediate  environment  and  providing  
support  for  pt  and  fam  

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§ Disease  has  been  linked  to  neurotransmitters  Acetylcholine  and  L-­‐
glutamate  
 

o Vascular  Dementia  
§ Cog  impairment  is  patchy,  w  some  func  being  affected  while  others  are  
intact  
§ Symptom  onset  is  usually  abrupt  and  course  is  stepwise  and  fluctuating  
 
o Dementia  Due  to  HIV  
§ Factors  of  intelligence,  age,  somatic  symptoms  of  depression  are  sig  
predictors  of  HIV  progression  and  prognosis  
§ Dementia  occurs  in  2/3  of  AIDS  pts  
§ Death  usually  occurs  in  1-­‐6  mo  after  development  of  severe  symptoms  
 

o Substance-­‐Induced  Persisting  Dementia  


§ Applies  when:  
• Cog  impairments  are  causally  related  to  persisting  effects  of  
substance  use  
• Symptoms  continue  after  no  longer  experiencing  
intoxication/withdrawal  
§ Persisting  effects  of  substance  use,  not  of  direct  effects  of  
intoxication/withdrawal  
 

• Amnestic  Disorder  
o Mem  impairment  and  no  other  significant  cog  impairments  
o Marked  diminishment  of  ability  to  learn  new  info  (anterograde  amnesia)  or  
recall  learned  info/events  in  past  (retrograde  amnesia)  
o Etiology  
§ Cerebrovascular  disease,  head  trauma,  surgery,  hypoxia,  herpes  
complex,  encephalitis,  seizure  
§ Alcohol  and  sedatives,  hypnotics,  anxiolytics  
§ Korsakoff’s  syndrome—thiamine  and  Vit  B  deficiency  
§ Anticonvulsants,  toxins  (lead,  mercury,  carbon  monoxide,  industrial  
solvents)  
§ Associated  w  substance  are  result  of  persisting  effects  of  substance  use,  
rather  than  effects  of  intox/withdrawal  
 
o Post  Traumatic  Amnesia  
§ Common  symptom  resulting  from  head  injury  
§ Pattern  of  mental  disturbance  characterized  by  mem  failure  for  day-­‐to-­‐
day  events,  disorientation,  misidentification  of  fam/friends,  impaired  
attn  and  illusions  

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SUBSTANCE  USE  DISORDERS  
o Substance  Dependence  
o More  serious    
o Cluster  of  cog,  bx,  and  physiological  symptoms  indicating  continued  use  of  
substance  despite  sig  substance-­‐related  prob  
o At  least  3  in  last  12  mo  
 

o Substance  Abuse  
o Maladaptive  pattern  of  substance  use  
o At  least  1  in  12  mo  
o Does  not  and  has  never  met  criteria  for  Substance  Dependence  
 
o Specific  substances:  
o Alcohol  
§ Acts  to  depress  NS  
• Disinhibitory  
§ Intoxication—evidenced  by  maladaptive  psychological/bx  signs  
• Chronic,  heavy  use  can  cause  cog  impairment  
• Verbal  subtests  unaffected,  but  performance  are  suppressed  
o Especially  visuospatial  
§ Withdrawal—terminates/cuts  back  on  long-­‐term  and  heavy  alcohol  use  
• Agitated  state  occurs  
• Alcohol  Withdrawal  Delirium  (delirium  tremens)  
o Signs  of  delirium  plus  vivid  hallucinations,  delusions,  
autonomic  hyperactivity  and  agitation  
§ Korsakoff’s  syndrome—thiamine  deficiency  that  causes  damage  to  
thalamus  
• Impairment  in  recent  memory  
§ Genetic  factors  
 

o Cocaine  
§ Maladaptive  bx  and  psych  changes  that  include  euphoria,  interpersonal  
sensitivity,  talkativeness,  hypervigilence,  and  impaired  judgment  
§ Physical  signs  such  as  tachycardia,  papillary  dilation,  elevated/lowered  
BP,  psychomotor  agitation/retardation,  nausea/vomitting  
 
o Cannabis  
§ Sedation,  mild  euphoria,  and  high  doses  alter  perceptions  of  
time/sensation  
§ Complex  perceptual/motor  tasks  are  impaired  short-­‐term,  often  w/o  
person  being  aware  of  it  
• No  long-­‐term  adverse  effects  

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o Caffeine  
§ Intoxication—restlessness,  nervousness,  excitement,  
tachycardia/arrythmia,  inexhaustibility,  psychomotor  agitation,  GI  prob,  
flushed  face  
o Treatment  
o Alcohol  
§ AA  
§ Antabuse—severe  nausea  when  mixed  w  alcohol  
§ Naltrexone—blocks  rewarding  effects  of  drinking  and  craving  alcohol  
§ Acamprosate—reduced  w/drawal  symptoms  
§ Fam  and  ind  tx  
§ Abstinence  Violation  Effect  (AVE)—Initial  relapses  lead  to  feelings  of  
guilt  and  failure,  which  in  turn  lead  to  more  relapses  
o Substance  Addiction  
§ Combination  of  biological  and  psychological  tx  
o Nicotine  
§ Strong  desire  to  quit,  awareness  of  negative  health  consequences  of  
smoking  and  social  support  for  quitting  
§ Multimodal  Behavioral  Approach—social  skills,  relapse  prevention  
training,  stimulus  control,  rapid  smoking  
§ Barrier—fear  of  w/drawal  
• Nicotine  Replacement  Therapy—nictine  gum,  transdermal  patch,  
nicotine  inhaler  
o Relapse  Prevention  Therapy  
§ CBT  approach  for  dependence  
§ Collection  of  maladaptive,  over-­‐learned  habit  patterns,  rather  than  
merely  physiological  response  to  substance  use  
§ Individuals  are  viewed  as  being  responsible  for  learning  and  practicing  
more  adaptive  habits  
§ High-­‐risk  situations:  
• Negative  emotional  states  
• Interpersonal  conflicts  
• Social  pressure  
§ Primary  goal—help  build  coping  mech/alternative  habits  to  more  
effectively  deal  w  high-­‐risk  situations  
 
SCHIZOPHRENIA  AND  PSYCHOTIC  DISORDERS  
o Schizophrenia  
o “Splitting  of  the  mind”  
o Affects:  
§ Content  of  thought  
§ Form  of  thought  
§ Perception  
§ Affect  

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§ Sense  of  self  
§ Volition  
§ Interpersonal  functioning  
§ Psychomotor  bx  
 

o Diagnosis  
§ Criteria:  
• Active  phase  for  sig  time  during  1  mo  period  that  includes  
delusions,  hallucinations,  disorganized  speech,  grossly  
disorganized/catatonic  bx,  negative  symptoms  
o Positive  symptoms—distortions/exaggerations  of  normal  
functioning  
§ Delusions,  hallucinations,  disorganized  speech,  
catatonic/grossly  disorganized  bx  
o Negative  symptoms—diminishment/loss  of  functions  that  
are  normally  present  
§ Alogia—restricted  fluency/productivity  of  
thought/speech  
§ Avolition—restricted  initiation  of  goal-­‐directed  bx  
§ Anhedonia  
• Deterioration  from  previous  level  of  functioning  
• Persist  for  at  least  6  mo  
§ Cicumstantiality—less  serious  sign  than  loosening  associations,  
involving  point  never  being  reached  
§ Acute  episodes  lasting  less  than  6  mo—Schizophreniform  D/O  
§ Male  have  earlier  onset  (18-­‐25  yrs)  
• Females—25-­‐mid  30’s  
§ Premorbid  personalities  are  often  suspicious,  introverted,  w/drawn,  
eccentric  
§ Equally  common  in  males/females  
§ Die  at  earlier  age  
• Unnatural  causes,  such  as  suicide,  violence  being  done  to  person,  
accidents  
§ Chronic  
 

o Types  
§ Disorganized—disorganized  bx/speech,  flat/inappropriate  affect  
• Regression  to  extremely  primitive  uninhibited  and  unorganized  
bx  
• No  organized  delusions  
§ Cataonic—psychomotor  disturbance  such  as  mutism,  extreme  
negativism,  rigidity,  posturing,  motoric  immobility  and/or  extreme  
excitemen  
§ Paranoid—speak  quite  lucidly,  often  convincingly,  about  unreal  world  

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• Auditory  hallucinations  or  one/more  delusions  present  
§ Undifferentiated  
§ Residual—at  least  one  schizophrenic  episode  and  continue  to  display  
negative  signs  of  illness  
• No  prominent,  positive  psychotic  symptoms  
 
o Etiology  
§ Genetic    
• Other  factors  contribute  to  development  
• Certain  psychosocial  factors  need  to  be  present  too  
• Diathesis-­‐Stress/Vulnerability  Theory-­‐-­‐Predisposed  to  d/o  are  
confronted  w  adverse  and  stressful  environment  
§ Biochemical    
• Dopamine  Hypothesis—excess  of  monoamine  neurotransmitters  
(dopamine)  or  increased  sensitivity  to  dopamine  
§ Neurological  irregularities  
• Structural  brain  abnormalities—no  single  abnormality  explains  
o Increased  volume  of  lateral  and  third  ventricle  
• Functional  brain  abnormalities—few  consistent  diff  
o Poor  performance  on  certain  cog  tasks  is  accompanied  by  
smaller  increase  in  blood  flow  to  prefrontal  cortex  
• Neurotransmitter  imbalance—norepinephrine,  serotonin,  
glutamate  
o Positive  effects  of  clozapine  are  directly  related  to  
norepinephrine  levels  
§ Cross-­‐Ethnic  Diff  
• Higher  incidence  rate  for  AA  
§ Industrialized/Non-­‐industrialized  countries  
• Third  world  countries  tend  to  have  more  acute  onset,  but  shorter  
clinical  course  and  more  often  than  not  have  complete  remission  
• 65%  of  pts  in  industrialized  countries  had  continuous/episodic  
illness  w/o  full  remission  as  compared  to  39%  in  developing  
countries  5  yrs  later  
 
o Treatment  
§ Pharmacological  tx—most  effective  for  reducing  positive  symptoms  
• Antipsychotics  
• Newer  “atypical”  antipsychotics  appear  to  be  as  effective  in  
reducing  positive  symptoms  and  are  more  effective  relieving  
negative  symptoms  
o Risperidone  (Risperal)  
o Clozapine  (Clozaril)  
o Aripiprazole  (Abilify)  

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§ Social  skills  training  
§ V  few  support  ind  insight-­‐oriented  tx  
• Rather  reality-­‐adaptive  support  or  fam  counseling  
 
o Schizophreniform  Disorder  
o Identical  to  schizophrenia  except  symptoms  last  1-­‐6  mo  and  impaired  func  is  
not  required  
 
o Schizoaffective  Disorder  
o Both  Mood  D/O  and  Schizophrenia  
§ Psychotic  features  more  prominent  than  Mood  D/O  w  Psychotic  
Features  
§ Period  of  2  wks  or  more  where  psychotic  but  not  mood  symptoms  are  
present  
 
o Delusional  Disorder  
o Delusion  that  is  persistent  (at  least  1  mo),  not  bizarre,  not  due  to  other  mental  
d/o,  w  bx  that  is  not  otherwise  odd,  and  functioning  that  is  not  markedly  
impaired  
o Nonbizarre  delusions—theoretically  plausible  or  do  not  violate  currently  
accepted  laws  of  universe  
§ Focus  on:  
• Erotomanic—person,  usually  of  higher  status,  is  in  love  u  pt  
• Grandiose  
• Jealous  
• Persecutory  
• Somatic  
• Mixed  
• Unspecified  
o Brief  Psychotic  Disorder  
o At  least  one  psychotic  symptom  
o Very  sudden  onset  and  lasts  from  couple  of  hr  to  1  mo  
o Full  return  to  premorbid  level  of  functioning  
o Overwhelming  confusion  and  emotional  turmoil  
o Brief  Reactive  Psychosis—Symptoms  occur  after  person  has  endured  one/more  
markedly  stressful  events  
 

o Shared  Psychotic  Disorder  


o Rare  
o Delusional  system  develops  in  second  person  as  result  of  close  relationship  w  
subject  who  already  had  psychotic  d/o  w  prominent  delusions  
o Folie  a  Deux—2-­‐member  relationship  

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MOOD  DISORDERS  
o Episodes:  
o Manic—at  least  one  week  
§ Abnormally  elevated,  expansive,  irritable  mood  
§ Grandiosity,  decreased  need  for  sleep,  increased  talking,  flight  of  ideas,  
distractibility,  excessive  risk-­‐taking,  marked  impairment  in  
social/occupational  functioning,  need  for  hospitalization,  development  
of  psychotic  features  
§ Euphoric  mood  is  often  brittle  and  may  give  way  quickly  to  irritability  
and  anger  
o Hypomanic—not  as  severe  
§ No  impairment  of  social/occupational  functioning,  no  need  for  
hospitalization,  psychotic  features  never  present  
§ At  least  4  days  
o Mixed—at  least  one  week  
§ Almost  everyday,  both  manic  and  depressive  episodes  
o Major  Depressive—change  from  previous  functioning  
§ 2  week  period  
§ Depressed  mood  and/or  loss  of  interest  in  pleasure  
 

o  Bipolar  
o Bipolar  I  
§ Presence  of  at  least  one  manic/mixed  and  often  one/more  depressive  
§ Academic/occupational  failure,  severe  marital  discord,  periodic  
antisocial  conduct  
§ Risk  of  suicide  
o Bipolar  II  
§ One/more  depressive  and  at  least  one  hypomanic  
§ Must  not  have  ever  had  manic/mixed  
o Cyclothymic  Disorder  
§ Disturbance  in  mood  for  at  least  2  yrs  
§ Alternated  btw  hypomanic  and  depression  that  is  too  mild  to  be  
considered  major  depressive  episode  
§ Daily  functioning  is  not  impaired  
 

o Depressive  Disorders  
o MDD  
§ One/more  depressive  episodes  w/o  manic/mixed/hypomanic  
§ Industrialized  countries—MDD  2x  as  common  in  adolescents  and  adult  
women  than  among  men  
o Postpartum  Depression  
§ Symptoms  sufficiently  severe  to  warrant  diagnosis  of  Mood  D/O  
§ Last  2-­‐8  wks,  but  can  persist  for  1  yr  

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§ Onset  of  mood  episode  w/in  4  wks  after  delivery  
o Dysthymic  Disorder  
§ Less  severe  
§ General  mood  lasting  in  a  consistent  way  over  2  yr/+  
§ Chronic  
§ Few  impairments  in  daily  functioning  
• Represents  characteristic  mode  of  functioning  
§ Double  Depression—dysthymic  +  depression  
o Seasonal  Affective  Disorder  
§ Onset  and  remission  of  MDD  at  characteristic  times  f  yr  
• Onset  is  usually  fall/winter,  remission  is  spring  
§ Abnormal  regulation  of  melatonin  secretion  by  pineal  gland  
 
o Etiology  
o Genetic  
o Severe  environmental  stress  underlies    
§ Describe  experiencing  3x  as  many  stressful  events  
o Biochemical    
§ Norepinephrine/Catecholamine  Hypothesis  
• Depression=low  NE  
• Mania=excess  NE  
§ Permissive  Theory  
• Depression=low  NE  and  serotonin  
• Mania=high  NE  and  low  serotonin  
§ Sleep  disturbance  
• Usually  short  delay  in  onset  of  REM,  reduced  slow-­‐wave  sleep,  
early  morning  awakening  
o Psych  
§ Psychoanalytic—intrapsychic  ambivalence  
• Love/hate  which  were  directed  at  object  is  now  directed  
internally  and  intrapsychic  struggle  leads  to  depression  
• Angry  feelings  are  turned  inward  and  become  unconscious  self-­‐
reproached  manifested  consciously  as  depressive  symptoms  
§ Cog/CBT  
• Cog  distortions  and  dysfunctional  automatic  thoughts  
§ Learned  helplessness—attributional  style  in  which  negative  events  are  
viewed  as  stable  over  time  rather  than  transient,  global  rather  than  
specific,  internal  rather  than  external  
§ Self-­‐control  Model  of  Depression  
• Selective  attn  to  negative  events  in  environment  
• Selective  attn  to  immediate  as  opposed  to  long-­‐range  outcomes  of  
bx      
• Stringent  standards  for  self-­‐evaluation  
• Negative  attributions  for  one’s  own  bx  

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• Insufficient  self-­‐reinforcement  
• Excessive  self-­‐punishment  
 
o Treatment  
o Medications  
§ Lithium  
§ Antidepressants—tricyclics,  SSRIs,  MAOIs,  heterocyclic  antidepressant  
• SSRIs  and  tricyclics  are  most  effective  
• MAOIs  are  used  for  atypical  depression  
o CBT  and  interpersonal  therapy  (IPT)  
§ CBT  
• Identify  automatic  thoughts  that  cause  depression  
• Help  to  see  how  thoughts  distort  reality  
• Help  understand  why  faulty  thoughts  are  unfounded  
§ Operant  conditioning—low  rate  of  response  contingent  reinforcement  
§ Classical  conditioning—“neurotic  depression”  
• Conditioning  process  in  which  person  develops  anx  in  response  
to  various  stimuli  and  then  anx  acts  as  antecedent  for  depression  
§ Learned  helplessness—prolonged  exposure  to  unescapable  aversive  
stimuli  lead  to  increased  emotional  arousal  and  eventually  to  depressed  
mood  
§ Increase  pleasurable  activities,  improve  social  skills  
§ Combined  CBT  approach  is  best  
§ IPT—interpersonal  difficulties  stem  from  disturbances  early  in  life  
o CBT  and  meds  are  equally  effective  
§ CBT  more  effective  for  mild  depression  
§ Meds  are  first-­‐line  for  mod/sev  depression  
o Electroconvulsive  Therapy  (ECT)  
§ Effective  in  severe  endogenous  forms  of  depression  involving  delusions  
or  suicidal  ideations  and  depressions  that  have  not  improved  w/  
antidepressants  
o Relapse  prevention  was  more  effective  w/  psychotherapy  than  prevention  w/  
med  alone  
 
ANXIETY  DISORDERS  

• Panic  Disorder  
o Repeated,  unexpected  panic  attacks  
o At  least  one  attack  followed  by  1  mo  of  chronic  worry  about  having  another,  
potential  repercussions  of  attack,  or  marked  change  in  bx  related  to  attack  
o With  Agoraphobia—more  severe  
§ Higher  rates  of  comorbidity  
• GAD  
§ 1/3  to  1/2  dx  w  Panic  D/O  also  have  Agoraphobia  

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o Etiology  
§ Development  of  panic  attacks  and  unusually  high  levels  of  sodium  lactate  
§ Genetic  
o Treatment  
§ Most  effective  is  CBT  
• Emphasizes  exposure  to  internal  cues  that  are  associated  w  
attack  
§ Similar  biologically  to  depression  
• Antidepressants—Imipramine  and  MAOis  
• Alprazolan  (benzodiazepine)  
• Use  of  beta-­‐blocker  not  found  consistent  
 

• Phobias  
o Agoraphobia  Without  History  of  Panic  Disorder  
§ Fear  of  experiencing  panic-­‐like  symptoms,  but  not  full  blown  panic  
attacks  
§ Diarrhea  and  dizziness  
§ Alcohol/drug  dependence  often  associated  w  d/o  
o Social  Phobia  
§ Focuses  avoidance  of  social/performance  situations  where  anticipates  
other  will  observe,  judge,  or  scrutinize  or  that  exposed  to  strangers  
§ Situationally  Bound  Panic  Attacks—panic  attacks  that  occur  upon  
exposure  to  situation  
• Shyness,  performance  anx,  stage  fright  are  not  considered  social  
phobias  unless  they  cause  clinically  sig  distress  or  impairment  in  
functioning  
§ Onset  in  adolescence,  although  late  onset  after  sig  life  event  
§ Chronic  and  life-­‐long  
§ Equal  gender  ratio  
o Specific  Phobia  
§ Persistent  fear  of  and  desire  to  avoid  specific  stimuli  
§ Hypochondriasis—fear  of  acquiring/being  exposed  to  disease  
§ Blood-­‐Injection-­‐Injury  Type  (Health  phobia)—fear  cued  by  seeing  blood  
or  injury  or  by  receiving/injection  
• Strong  vasogal  response  
• Onset  early  childhood  
• Younger  age  for  women  for  onset  
 
o Etiology  
§ Psychoanalytic—result  of  paralyzing  conflict  due  to  unacceptable  
sexual/aggressive  impulses  toward  person/obj,  that  has  become  
unconsciously  associated  w  obj  of  phobia  and  results  in  irrational  fear  so  
intense  it  interferes  w  functioning  
• Displacing  fear  toward  specific  obj  

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Behavioral—classical  conditioning  
§
Biology—certain  stimuli  are  more  likely  to  provoke  phobic  response  
§
• Biologically  prepared  stimuli—at  one  time,  posed  true  threat  to  
human  survival  
o Treatment  
§ Medication  
• Tricyclic  antidepressant  and  SSRIs  
• Imipramine  (TCA)—agoraphobia  
• Most  effective  w  social  phobia  
§ Behavioral  
• In-­‐vivo  exposure—most  effective  for  agoraphobia  
o Flooding  
• Modeling  
• Hypnosis  
• Combined  drug  and  bx  is  most  effective  to  prevent  relapse  
§ Cog  
• Effective  w  specific  phobias  
§ Muscle  tension  
• Effective  for  Blood-­‐Injection-­‐Injury  
§ Group  therapy  
 

• OCD  
o Obsessions—persistent/urgently  recurring  thoughts  that  person  experiences  as  
intrusive,  inappropriate,  distressing,  and  outside  of  control  
o Compulsions—repetitive  bx/ritual  that  are  performed  in  response  to  
obsessions  
o Excessive  and  not  associated  in  any  practical/functional  way  to  things  they  are  
intended  to  offset/prevent  
o First  appear  in  adolescence/early  adulthood  
o Comorbid  w  MDD  
o Disproportionately  higher  SES  and  higher  intelligence  
o Etiology  
§ Frued—ego  and  superego  development  outstripped  libido  development  
• Over-­‐reliance  on  defense  mech  such  as  rxn  formation  and  
displacement  
§ Behavioral—2  Factory  Theory  
• First  acquires  anx  response  to  previously  neutral  stimulus  as  
result  of  classical  conditioning  
• Then  engages  in  compulsive  rituals  in  order  to  avoid  stimulus  
§ Brain  imaging—abnormalities  in  basal  ganglia  and  frontal  lobes  
 
o Treatment  
§ Behavioral  

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• Exposure  to  environmental  cues  that  evoke  bx  along  w  response  
prevention  
• In-­‐vivo  exposure  is  best  tx  
• Habituation  and  thought  stopping  have  worked  w  obsessions  
• Prob  w  bx  tx—do  little  to  reduce  depression,  sexual  dysfunction,  
and  difficult  fam  relationships  
o Supportive  tx  recommended  
§ Biological    
• SSRIs—most  prescribed  to  reduce  symptoms  
• Symptoms  reappear  after  med  d/c  
 

• PTSD  and  Acute  Stress  Disorder  


o PTSD  
§ 2  conditions:  
• Experienced/seen/been  confronted  w  event  that  involved  
death/serious  injury,  high  potential  for  death/injury,  or  some  
other  threat  to  physical  well-­‐being  of  self/others  
• Reacted  to  event  w  extreme  fear,  helplessness  or  horror  
§ Re-­‐experiencing  of  traumatic  event  
• Intrusive  and  painful  recollections,  dreams,  and/or  nightmares  
about  event  
• Reliving  trauma  in  real  ways  during  dissociative  states  
• Additionally:  
o Avoidance  of  stimuli  related  to  trauma  and  numbing  of  
general  responses  
o Persistent  symptoms  of  heightened  arousal  
§ More  than  1  mo      
• Acute=less  than  3  mo  
• Chronic=more  than  3  mo  
§ Treatment  
• Crisis  intervention  
• CBT  or  behavioral  
o Extinguish  symptoms  and  develop  better  coping  strategies  
o Prolonged  exposure  is  best  treatment  
• Psychopharm  
o Target  symptoms  of  MDD,  panic  d/o  or  persisting  
psychotic  symptoms  become  too  intense  
o Antidepressants  
• Brief  psychodynamic  therapy  
o Integrate  experience  into  overall  personality  structure  
o Hypnosis  and  relaxation  training  
• Prospect  for  remission  is  good  if  time  btw  trauma  and  
development  of  symptoms  is  short  
• Eye  Movement  Desensitization  and  Reprocessing  

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o CBT  and  client-­‐centered  w  lateral  eye  movements  
o Bilateral  stimulation  accelerates  info  processing  as  in  REM  
sleep  
o More  effective  than  no  tx,  but  less  effective  than  exposure  
 

o Acute  Stress  Disorder  


§ Same  kind  of  traumatic  event  
§ Occur  w/in  1  mo  of  extreme  stressor  and  last  from  2  days  to  1  mo  
§ During  event  or  after,  person  experiences  at  least  3  dissociative  
symptoms  
 

• GAD  
o Excessive  anx  and  worry  about  multiple  life  circumstances  
o Lasts  6  mo  
o 3  characteristics  and  person  finds  it  difficult  to  control  worry  
o TX  incorporates  bx  and  cog,  such  as  progressive  relaxation,  in-­‐vivo  and  
imaginary  exposure,  and  cog  restructuring  
§ Combined  CBT  most  effective  
 

SOMATOFORM  DISORDERS,  FACTICIOUS  DISORDERS,  AND  MALINGERING  

• Somatoform  Disorders  
o Physical  symptoms  that  have  no  known  physiological  cause  and  are  believed  to  
be  attributable  to  psychological  factors  
 

o Conversion  Disorder  
§ At  least  one  symptom  or  deficit  impairing  voluntary  motor/sensory  
function  and  symptom  suggests  physiological  cause/disorder  but  
appears  to  be  expression  of  underlying  psychological  conflict/need  
§ Conflict/stressful  event  occurred  shortly  before  onset  of  symptom,  or  is  
associated  w  intensification  of  symptoms  
• After  full  exploration,  symptoms  cannot  be  fully  accounted  for  by  
physiological  cause  
• Symptoms  are  not  deliberate  
§ Two  mechanisms:  
• Primary  gain—reduces  anx  and  keeps  internal  conflict/need  out  
of  conscious  awareness  
• Secondary  gain—helps  avoid  noxious  activity  or  obtain  otherwise  
unavailable  support  from  environment  
§ Psychological  factor  must  be  associated  w  initiation  or  intensification  of  
symptoms/deficit  
§ Treated:  

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• Hypnosis,  narcosis  (interview  that  takes  place  while  pt  is  under  
influence  of  drug  that  induces  semi-­‐conscious  state)  or  dramatic  
placebo  
 
o Somatization  Disorder  
§ Repeated  and  multiple  somatic  complaints  lasting  several  yrs  
§ Med  attn  sought  but  no  physical  cause  found  
§ Briquet’s  syndrome  
• Chronic  syndrome  w  recurrent  symptoms  affecting  various  
organs  w  no  demonstrable  physical  d/o  
§ Chronic  
§ Onset  usually  teens  and  always  before  30  
§ c/o:  
• 4  pain  symptoms  
• 2  GI  symptoms  
• 1  sexual  symptom  
• 1  pseudoneurological  symptom  
o Pain  Disorder  
§ Preoccupation  w  pain  w  no  physical  condition  to  account  for  pain  
§ Cog  and  CBT  
§ Passive  coping  strategies—associated  w  worse  pain  and  adjustment  
among  chronic  pain  pats  and  may  also  serve  as  psychological  enforcer  of  
pain  
• Active  coping  strategies—entail  pt  taking  responsibility  for  pain  
management  and  include  attempts  to  control  pain/function  in  
spite  of  it  are  associated  w  less  pain  and  better  adjustment  
 
o Undifferentiated  Somatoform  Disorder  
§ At  least  1  physcial  complaint  that  persisted  for  6  mo  and  cannot  be  fully  
explained  by  med  cond  or  substance  use  
§ Duration  of  less  than  6  mo=Somatoform  D/O  NOS  
 
o Hypochondriasis  
§ Preoccupied  w  fears  of  having  serious  disease  
§ Chronic  
§ No  delusions  
§ Acknowledge  fears  are  exaggerated  
§ Predisposing  factor=pt  or  fam  w  past  disease  
§ Absence  of  disease  conviction  in  hypochondriasis  
• Reaches  extremely  strong,  unreasonable  and  delusional  
proportions  in  Delusional  D/O,  Somatic  Type  
 

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o Body  Dysmorphic  Disorder  
§ Preoccupied  w  non-­‐existent/slight  physical  flaw  and  concern  is  very  
unreasonable,  causing  distress  and  interfering  w  usual  functioning  
 

• Factitious  Disorders  
o Physical/psych  symptoms  that  are  deliberately  produced  or  simulated  
o Voluntary  nature  of  symptoms  does  not  necessarily  mean  individual  has  
complete  control  over  them  
§ Bx  are  “voluntary”  in  sense  that  they  are  deliberate  and  purposeful,  but  
not  in  sense  that  they  can  be  controlled  
§ Resemble  compulsions  
o Treatment  
§ Symptom  management  
§ Supportive  tx  
§ Fam/grp  tx  
§ Confrontational  techniques  requires  caution,  given  risk  of  defensiveness,  
denial,  or  therapeutic  relationship  termination  
 
o Factitious  Disorder  w  Psychological  Symptoms  
§ Pseudopsychosis  
• Deliberate  production/feigning  of  psych  (often  psychotic)  
symptoms  
• Represent  individual’s  conception  of  mental  d/o  
• Induced  by  use  of  psychoactive  substances  
 
o Factitious  Disorder  w  Physical  Symptoms  
§ Voluntary  production/faking  of  physical  symptoms  
§ Munchausen  syndrome  or  hospital  addiction  
o Factious  Disorder  by  Proxy  
§ Non-­‐DSM-­‐5  d/o  
§ Mothers  appear  to  be  sole  suffers  of  d/o  
• Leads  them  to  fabricate/actually  create  medical  symptoms  in  
children  in  order  to  receive  medical  care  
• Malingering  
o Not  mental  d/o,  but  Condition  That  May  Be  a  Focus  of  Clinical  Attention  
o Deliberate  production  of  either  fraudulent/exaggerated  symptoms,  motivated  
by  external  incentives  
o Under  control  of  individual  
 
PERSONALITY  DISORDERS  

• Enduring  characteristics  of  person  are  inflexible,  maladaptive,  and  result  of  either  sign  
impairment  in  daily  func  or  subjective  distress  

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o Chronic  
o Overt  manifestations  might  well  wane  by  middle  age  
o Hx  of  dev  prob  in  childhood  
 

•  Paranoid  Personality  D/O  


o Distrust  and  suspiciousness  in  which  ind  consistently  interprets  motives  of  
others  as  malevolent  
o Fear  of  being  exploited  or  harmed  by  others  in  some  way  
o Hypervigilient  and  take  precautions  against  any  perceived  threat  
o Does  not  involve  delusions  
§ Suspiciousness  is  usually  not  far  enough  outside  realm  of  possibility  to  
be  considered  delusion  
o While  under  stress,  may  experience  transient  psychotic  episodes,  lasting  min  to  
hrs  
o Treatment:  
§ Supportive  tx—most  effective  
• Avoid  directly  challenging  suspicions  
§ Bx  and  CBT—anx  and  oversensitivity  
 

• Schizoid  Personality  D/O  


o Indifference  to  social  relationships  and  limited  range  of  emotional  
expression  in  social  situations  
o Introverted  and  preoccupied,  showing  little  emotion  except  for  infrequent  signs  
of  irritability  
o Work—if  social  contact  is  not  required  
 

• Schizotypal  Personality  D/O  


o Social  and  interpersonal  deficits  involving  extreme  discomfort  w  and  limited  
capacity  for  close  relationships,  and  by  markedly  eccentric/odd  perceptual  and  
cog  distortions  and  bx  
o Say  that  they  want  close  relationships  
o Unlike  Schizoid,  peculiar/odd  thoughts/bx/appearance  
 
Schizophrenia—psychotic  thoughts,  disturbances  in  affect,  social  
deterioration  

• Lasting  6/+  mo  


Schizophreniform  Disorder—schizophrenic  symptoms  

• Lasting  -­‐/6  mo  


Schizoaffective  Disorder—psychotic  disturbance  w  Schizophrenic  and  Mood  
symptoms,  but  neither  criteria  met  

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Schizoid  Personality  Disorder—social  isolation,  restricted  affect,  prefers  to  
be  loner  
Schizotypal  Personality  Disorder—peculiarities  of  thought,  appearance  and  
bx,  but  not  as  severe  as  schizophrenic  d/o  

• Speech  is  odd,  but  not  loose  or  incoherent  


• Thought  may  be  unusual,  but  not  bizarre  and  strange  
• If  stress-­‐induced  psychotic  symptoms,  they  are  transient  and  not  
as  severe  
 

• Histrionic  Personality  Disorder  


o Excessive  emotionality  and  attention-­‐seeking    
o Constantly  seek  reassurance,  approval,  praise  
o Theatrical,  usually  attractive  and  seductive  
§ Use  physical  appearance  to  get  attn  
o Dependent/clingy  
§ Unlike  Dependent  Personality  D/O,  due  to  being  more  emotional  and  
exaggerated  in  affective  and  bx  responses  
 

• Narcissistic  Personality  Disorder  


o Grandiosity,  need  for  admiration,  lack  of  empathy  
o Exhibitionistic  
o Feelings  of  entitlement  include  no  sense  of  reciprocal  responsibility  
o Constant  attn  and  admiration,  react  to  criticism  as  threat  to  self-­‐esteem,  
alternate  btw  overidealization  and  devaluation  of  others  
§ Expectations  are  that  they  deserve  the  best  of  everything  from  others,  
and  if  not,  devalued  
o Unrealistic  fantasies  of  achievement,  talent,  and  often  relentless,  joyless  drive  
towards  goals  that  are  never  felt  to  be  accomplished  
o Etiology:  
§ Unempathetic  and  unresponsive  mother,  thus  developing  precarious  and  
vulnerable  self-­‐representation  
§ Arrest  in  development  rather  than  defense  
• If  age-­‐appropriate  infantile  grandiosity  is  not  neutralized  by  
mother’s  mirroring  of  reality,  grandiosity  remains  
 

• Borderline  Personality  Disorder  


o Instability  of  interpersonal  relationships,  self-­‐image,  and  affect,  as  well  as  sign  
impulsivity  
o Mood  usually  dysphoric,  but  is  often  interrupted  by  periods  of  intense  anger,  
despair,  or  panic  
§ Feelings  are  triggered  by  interpersonal  conflict/abandonment  
§ Attempt  suicide  

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o Etiology:  
§ Psychoanalytic—ego/obj  relations    
• Fixation  at  3  stage  of  development  of  normal  internalized  obj  
rd

relations  (when  good  self-­‐  and  obj-­‐representations  and  bad  self-­‐  


and  obj-­‐representations  are  perceived  as  distinct  and  unrelated)  
§ Innate  biological  disposition  toward  aggression  
§ Obj  relations  
• Abnormalities  in  separation-­‐individuation  process  due  to  
parents’  clinging  to  child  or  lack  of  support/attn  
o Fixated  at  stage  of  development,  experiencing  feelings  of  
rage/hopelessness/emptiness  (Abandonment  Depression)  
and  continuously  vacillating  btw  fear  of  abandonment  and  
fear  of  domination  
§ Dominant  defense  mech—splitting  
• Unable  to  view  self/others  as  possessing  both  good/bad  qualities  
§ Cog—inability  to  acknowledge  “wants”  and  to  discriminate  btw  “wants”  
and  “needs”  
• Anger  results  from  notion  that  others  “should  act  well  toward  
them  and  that  conditions  of  world  must  be  easy  or  it  is  awful”  
o Treatment:  
§ CBT—decreasing  self-­‐destructive  bx,  improving  prob  solv,  and  acquiring  
more  reasonable  self-­‐perceptions  of  others  
§ Meds  
§ Dialectical  Bx  Tx  (DBT)—Linehan  
• Further  development  of  CBT  that  emphasizes  self-­‐soothing,  social  
skills,  and  group  dynamics  
• Focuses  on  here-­‐and-­‐now  
• Regulate  affect  
§ Many  demonstrate  sign  reduction/remission  of  symptoms  by  middle  age  
or  sooner  
• Impulsive  symp  quickest  to  resolve  
• Affective  symp,  which  are  chronic,  show  least  improvement  w  age  
 

• Antisocial  Personality  Disorder  


o Disregard  for  violation  of  rights  of  other  people  that  has  been  present  since  age  
15  
o Also  known  as  psychopathy,  sociopathy  or  dissocial  personality  d/o  
o Hx  of  symp  of  CD  before  age  15  
o Childhood—hx  of  lying,  stealing,  and  aggression  
§ Adolescence—signs  of  truancy,  aggressive  sexual  bx  and  drug/alcohol  
abuse  
• Subjective  feelings  of  boredom,  depression,  tension  
o More  common  in  males  
o Co-­‐morbid  w  CD,  ADHD  and  absence  of  fam  discipline    

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o Criminal  bx,  often  become  less  evident  as  ind  grows  older  
o Chronic    
o Poor  prognosis  
o Symptoms  such  as  difficulties  w  interpersonal  relationships  may  persist  
o Etiology:  
§ Fam  factors  
§ Genetics  
• Strong  genetic  influence  on  higher  order  factors  
o Callous/unemotional  and  impulsive/irresponsible  
§ Three  interrelated  dimensions  of  psychopathic  personality:  
• Interpersonal  style  of  grandiosity/glibness/manipulation  
• Affective  disposition  of  unemotionality/callousness/lack  of  
empathy  
• Bx  dimension/lifestyle  involving  need  for  
stimulation/impulsivity/irresponsibility  
§ Biology  
• Brainwave  abnormalities—excessive  slow-­‐wave  activity  
§ Lower  than  normal  levels  of  arousal  and  anx  
• Tend  to  seek  excitement  and  stimulation  to  elevate  arousal  level  
o Treatment:  
§ Usually  resist  tx  
• Nothing  wrong  w  them  
• Uncooperative  and  manipulative  
§ Bx—modest  success  in  institutional  setting  
• Must  have:  
o Withdrawal  of  reinforcements  for  inappropriate  bx  and  
punishment  for  antisocial  acts  
o Modeling  of  appropriate  bx  amd  shaping  of  desired  bx  
through  graded  reinforcement  
o Gradual  fading  of  external  rewards  and  reinforcers  as  
person  takes  more  self-­‐control  and  responsibility  
• Reducing  impulsivity,  anger,  and  other  specific  bx  
 

• Avoidant  Personality  Disorder  


o Social  inhibition,  feelings  of  inadequacy,  and  hypersensitivity  to  negative  
evaluation  
o Timid  and  shy  
o Very  few  personal  relationships  
o Avoids  social  situations—still  longs  for  contact  and  relationships  
§ Unlike  schizoid  personality  who  have  no  desire  for  relationships  
• Dependent  Personality  Disorder  
o Pervasive  and  excessive  need  to  be  taken  care  of,  leading  to  clinging,  
submissive  bx  and  fears  of  separation  
o Passive  and  sacrifice  own  needs  and  desires  to  those  of  others  

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§ Clearly  excessive  and  do  not  simply  reflect  cultural  norms  
o Co-­‐Dependence—condition  in  which  person  inadvertently  or  deliberately  
supports  addiction  or  dependence  of  another  person  
§ Assumption  of  responsibility  for  meeting  needs  of  another-­‐to  exclusion  
of  one’s  own  needs  
§ Continued  investment  of  self-­‐esteem  in  control  of  others  
§ Enmeshed  relationship  w  chemically-­‐dependent,  personality-­‐disordered,  
impulse-­‐disordered,  or  other  co-­‐dependent  person  
§ Other  symptoms  such  as  excessive  denial,  depression,  anx,  and  stress  
related  medical  illness  
 
• Obsessive-­‐Compulsive  Personality  Disorder  
o Preoccupation  w  perfectionism,  orderliness,  and  mental  and  interpersonal  
control,  which  severely  limits  openness,  flexibility,  and  efficiency  
o Overly  moralistic  and  judgmental  
o Indecisive,  stingy  (money  and  emotions)  
o Most  comfortable  w  sameness  and  order  and  resist  change  and  spontaneity  
o Does  not  involve  obsessions  or  compulsions  
§ Involves  compulsively  driven  bx  
o Reaction  formation—defending  against  unacceptable  impulse  by  expressing  its  
opposite  
 
• Eating  Disorders  
o Anorexia  Nervosa  
§ Refusal  to  maintain  body  weight  over  minimal  normal  weight  (85%/-­‐  of  
what  is  expected)  
§ Intense  fear  of  losing  control  of  one’s  weight  or  becoming  fat  even  
though  underweight  
§ Distorted  body  image—excessive  influence  of  body  weight  and  shape  on  
self-­‐image  or  denial  of  dangerousness  of  current  low  body  weight  
§ Amenorrhea—postmenarchal  females  
§ Adolescent  females  
§ Specifiers:  
• Restricting  Type—weight  loss  is  mostly  accomplished  through  
dieting,  fasting,  or  excessive  exercise  without  regular  pattern  of  
binge  eating  or  purging  
• Binge  Eating/Purging  Type—engages  in  binge  eating  and/or  
purging    
§ Denial—difficult  to  become  engaged  in  tx  
§ Etiology:  
• Fam  factors  
o Upper  middle  class  
o Domineering,  over-­‐involved  and  insensitive  mother  
o Affectively  uninvolved  father  
o Home  in  which  food/weight  has  greater  than  ordinary  sign  

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o Child’s  needs  for  individuation  and  support  are  actually  
neglected  or  ignored  
o Seen  as  attempt  to  obtain  control  and  independence  in  fam  
where  these  are  otherwise  denied  to  pt  
• Psychoanalytic—fear  of  increasing  sexuality  and/or  oral  
impregnation  
• Developmental—weight  phobia  (fear  of  growing  up)  
• Biological—abnormalities  of  endocrine  system  or  hypothalamus  
• Genentic  predisposition  
§ Treatment:  
• Back  to  normal  weight  
• Bx  and  CBT—maintenance  of  normal  eating  patterns  
• Cog—altering  faulty  thinking  and  inaccurate  beliefs  about  weight,  
food,  and  consequences  of  eating  
• Fam  Tx—“family  lunch”  
o Fam  members  and  therapist  eat  meal  together  
o Bring  dysfunctional  fam  interactions  to  attn  of  fam  
members  
o Teach  parents  positive  ways  of  getting  pt  to  eat  while  still  
respecting  autonomy  
• Neurotransmitters—low  levels  of  serotonin  
o Fluoxetine  (Prozac)  and  other  SSRIs  
o  
o Bulimia  Nervosa  
§ Recurrent  episodes  of  binge  eating  and/or  repeated  inappropriate  
compensatory  bx  to  prevent  weight  gain  
§ Occur  average  of  2x/wk  for  3  mo  and  are  unduly  influenced  by  body  
shape  and  weight  
§ Purging  and  Non-­‐purging  Types  
§ Involves  secretive,  rapis  consumption  of  food,  often  accompanied  w  
feelings  of  depression/guilt/lack  of  control  over  consumption  
§ Syndrome  is  rare,  but  substantial  number  of  overweight  women  engage  
in  binge  eating  
§ Female  
§ Age  of  onset  btw  16-­‐19  
§ Predominantly  young,  educated  white  women  from  middle/upper  SES  
§ Low  self-­‐esteem,  external  locus  of  control,  fear  of  interpersonal  intimacy  
and  perfectionistic  tendencies  
§ Bx  signs:  
• Frequent  weight  fluc  of  10/+lbs  
• Emotional  labile  and  impulsive  
• Social  adjustment  problems  
• Depression  
• Perfectionism  motivated  by  need  for  approval  
§ Etiology:  

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•Combo  of  physiological,  psych,  and  social/environmental  factors  
o Disturbed  body  image  and  desire  to  be  thinner,  low  self-­‐
esteem,  emotional  instability  
• Fam  factors—chaotic,  highly  conflicted  and  neglectful  fam  
environment  
o Parents  who  emphasize  importance  of  outward  
appearances  
o Parental  overconcern  w  dieting  and  body  shape  or  weight  
• Sexually  abused  
• Unlike  anorexia  purging-­‐type,  able  to  maintain  body  weight  
o Able  to  maintain  façade  of  normalcy  
• Tend  to  be  aware  bx  is  d/o  and  abnormal  
o More  likely  to  engage  in  tx  
§ Treatment:  
• Immediate  goal—restore  normal  eating  pattern  
o Maintain  patterns  and  address  fam/intrapsychic  roots  of  
problem  as  longer-­‐term  goal  
• Key  goals:  
o Obtain  control  over  eating  bx  
o Alter  dysfunctional  beliefs  of  eating/body  shape/weight  
o CBT—self-­‐monitoring  and  cog  restructuring  
 

• Dissociative  Disorders  
o Sudden  changes  in  consciousness,  identity,  memory,  or  perception  
§ Sudden/gradual    
§ Chronic/transient  
 
o Dissociative  Amnesia  
§ Sudden  inability  to  remember  important  personal  info,  usually  of  
stressful/traumatic  nature,  that  is  too  extensive  to  be  attributed  to  
ordinary  forgetfulness  
§ Retrospectively  reported  memory  gap  or  series  of  gaps  for  aspects  of  life  
hx  
§ Gaps  are  related  to  traumatic/stressful  event  
§ Followed  by  full  recovery  of  memory  
 
o Dissociative  Fugue  
§ Abrupt,  unanticipated  travel  away  from  home/work,  inability  to  
remember  some/all  of  one’s  past  and  confusion  about  identity  or  
partial/complete  adoption  of  new  identity  
§ May  not  recall  events  that  took  place  during  fugue  
§ Only  temporary  absence  
§ Rare  

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§ Most  often  in  wartime  or  after  natural  disaster  
§ Associated  w  heavy  alcohol  use  
 

o Dissociative  Identity  Disorder  


§ Existence  in  one’s  individual  of  at  least  2  diff  identities/personality  
states,  w  at  least  2  identities  /personality  states  recurrently  taking  
control  of  person’s  bx  
§ Unable  to  remember  essential  personal  info  to  extent  that  is  too  great  to  
attribute  to  ordinary  forgetfulness  
§ Transitions  btw  are  usually  abrupt    
• Brought  on  by  psychosocial  stress  
§ Each  distinct  personality  has  own  bx/mem/relationships  
• Subpersonalities  (alters)  may  deny  awareness  of  one  another  
§ Severe  childhood  trauma  
 
o Depersonalization  Disorder  
§ Persistent/repeated  episodes  of  depersonalization  severe  enough  to  
cause  sign  distress/conspicuously  impair  func  
§ Sense  of  estrangement  from  one’s  self,  feelings  of  unreality,  dreamlike  
states,  and  ego-­‐dystonic  bodily  sensations  
• Reality  testing  remains  intact  
§ Cannot  recall  essential  personal  info  
§ Derealization—alteration  in  perceptions  of  obj,  other  people,  or  time  
§ Set  off  by  acute  stress  
 

o Dissociative  Disorder,  NOS  


§ Ganser’s  syndrome—“syndrome  of  approximate  answers”  
• First  noted  in  prisoners  who  gave  answers  to  questions  that  were  
close  to  truth  but  not  completely  true  
• Associates  w  hallucinations,  disorientation,  amnesia,  lack  of  
insight  
 

• Sexual  and  Gender  Identity  Disorders  


o Paraphilias  
§ Repeated,  powerful  sexually-­‐arousing  fantasies  or  urges  to  engage  in  
sexual  bx  involving  either  nonhuman  obj,  suffering/humiliation  of  
self/partner,  children,  or  other  nonconsenting  partners  
§ Desires  are  persistent  and  are  experienced  as  compulsions  over  which  
person  has  little/no  control  
§ Types:  
• Fetishism  
• Sexual  Sadism/Masochism  

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• Transvestism  
• Exhibitionism  
• Voyeurism  
• Pedophilia  
• Frotteurism  
§ If  present  but  does  not  cause  marked  distress/impairment,  then  not  
paraphilia  
§ Urges,  activities,  fantasies  that  are  obligatory  w/o  which  arousal  cannot  
take  place  
§ Co-­‐morbid  w  personality  d/o  
§ Treatment:  
• Bx  interventions—aversive  counterconditioning  
o Covert  sensitization—pairing  btw  aversive  stimulus  and  
exciting  obj  occurs  in  imagination  
o Orgasmic  reconditioning—masturbate  in  presence  of  
appropriately  sexually  exciting  stimulus  
o Social  skills  training  
o Cog  restructuring  
 
o Sexual  Dysfunction  
§ R/O  med/substance  causes  
§ Sexual  Response  Cycle:  
• Desire—sexual  fantasies  and  desire  to  have  sex  
o D/O:    Hypoactive  Sexual  Desire  D/O  and  Sexual  Aversion  
D/O  
• Excitement—feeling  of  sexual  pleasure  and  consequent  
physiological  changes  
o D/O:    Female  Sexual  Arousal  D/O,  Male  Erectile  D/O  
• Orgasm—culmination  of  sexual  pleasure  and  release  of  sexual  
tension  
o D/O:    Female  Orgasmic  Disorder,  Male  Orgasmic  D/O,  
Premature  Ejaculation    
• Resolution—sense  of  general  relaxation,  muscle  relaxation  and  
general  well-­‐being  
o No  DSM  d/o  
§ Sexual  Pain  Disorders:  
• Vaginismus—involuntary  contractions  of  muscles  
• Dyspareunia—sexual  pain  
§ All  d/o  classified  as:  
• Due  to  psych  factors  or  combined  factors  
• Life-­‐long  (primary)  or  acquired  
• Situational  or  generalized  
§ Most  common  in  males  is  Premature  Ejaculation;  females  is  Orgasmic  
D/O  

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§ Treatment:  
• Bx  and  CBT  
• Causes  of  dysfunction  are:  
o Performance  anx,  faulty  info,  early  conditioning,  faulty  
expectations,  ignorance  of  sexual  physiology  
o Model  for  tx:  
§ Pre-­‐treatment  counseling,  relationship  counseling,  
sensate  focus,  cog  restructuring  
• Sensate  focus—couple  becomes  
desensitized  to  anx  cues  
• Specific  dysfunctions  
o Hypoactive  Sexual  Desire  D/O  and  Female  Orgasmic  
D/O—direct  masturbation  
o Vaginismus—relaxation  training  and  progressive  dilation  
of  vagina  
o Premature  Ejaculation—squeeze  tech  
§ Types:  
• Primary—present  throughout  adulthood  
• Secondary—during  adulthood  w  man  who  
has  not  experienced  problem  before  
o Neurological  d/o  
§ SSRIs  (Prozac/Fluoxetine)  and  some  TCAs  
o Kegel  exercises  
 
o Gender  Identity  Disorder  
§ Intense/chronic  identification  w  opposite  gender,  persistent  unease  w  
one’s  actual  sex,  or  sense  of  inappropriateness  in  gender  role  of  one’s  
sex,  severe  enough  to  cause  marked  distress  or  sign  impede  functioning  
§ Unease  w/sense  of  inappropriateness  about  gender  is  manifested  as  
preoccupation  w  getting  rid  of  primary  and  secondary  sex  charact  or  
belief  they  were  born  in  wrong  sex  
• Sleep  Disorders  
o Chronic  
o Assumed  to  be  caused  by  internal  abnormalities  in  sleep-­‐wake  generating  or  
timing  mech  and  may  be  complicated  by  conditioning  
 
o Dyssomnias  
§ Disturbances  in  amount,  quality  and  timing  of  sleep  
§ Insomnia—diff  falling/staying  asleep  or  not  feeling  rested  after  
seemingly  sufficient  periods  of  sleep  
• Last  for  1/+  mo  
§ Hypersomnia—daytime  sleepiness,  sleep  attacks,  extreme  sleepiness  for  
at  least  1  mo  
• Not  due  to  lack  of  sleep  

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• Nocturnal  sleep  is  prolonged  in  idiopathic  hypersomnia  and  
variable  in  secondary  hypersomnia  
• Genetic  predisposed  
• Secondary  hypersomnia  causes:  
o Neurologic  
o General  med,  various  intoxications,  conditions  leading  to  
brain  hypoxia  
o Psych  
§ Narcolepsy—overcome  w  irresistible  sleepiness  and  sleep  attacks  of  
brief  duration  that  occur  unpredictably,  almost  daily  over  at  least  3  mo  
• Cataplexy—sudden  loss  of  partial/complete  muscle  tone  during  
excitement/arousal  
o Distinguishing  feature  
• Repeated  intrusions  of  REM  elements  into  transition  btw  sleep  
and  wakefulness  
o Hyponopompic  (while  awakening)  or  Hypnagogic  (while  
falling  asleep)  hallucinations  or  sleep  paralysis  at  
start/end  of  sleep  episodes  
• Genentic  
§ Breathing-­‐Related  Sleep  Disorder—disruption  of  sleep  causing  either  
sleepiness  or  insomnia  
• Sleep  apnea  
o Types:  
§ Obstructive—caused  by  relaxation  of  soft  tissue  in  
back  of  throat  that  closes  airway  and  blocks  
passage  of  air  
§ Central—brain  fails  to  signal  muscles  to  breath  
§ Mixed  
o Treatment:  
§ Mild—positional  therapy,  nose  strips,  oral/dental  
appliances  
§ CPAP  
• Hypopneas  (abnormal  slow/shallow  breathing)  
• Hypoventiliation  (abnormal  blood  oxygen  and  CO2  often  due  to  
impairment  in  ventilatory  control)  
§ Circadian  Rhythm  Sleep  Disorder  
• Poor  match  btw  sleep-­‐wake  schedule    
• Causes  repeated  and  persistent  sleep  disruptions  
 
o Parasomnias  
§ Aberrant  bx/physiological  event  during  sleep  or  threshold  btw  sleep  and  
awakening  
§ Nightmare  Disorder  
§ Sleep  Terror  D/O—no  detailed  dream  remembered  

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§ Sleepwalking  D/O  
• Low  level  autonomic  arousal  
• Onset  6-­‐12  
§ Types:  
• During  REM—Nightmare  and  sleep  paralysis  
• Non-­‐REM—Sleepwalking  and  Sleep  Terror  
 

• Impulse  Control  Disorders  


o Pathological  gambling  
o Pyromania  
o Kleptomania  
o Intermittent  Explosive  D/O  
o Trichotillomania  
 

• Adjustment  Disorders  
o Develops  emotional/bx  symptoms  in  rxn  to  identifiable  stressor  w/in  3  mo  of  
onset  of  stressor  
o After  stressor/effects  of  stressor  are  terminated,  symptoms  cannot  last  for  
more  than  6  mo  more  
 
MISC  CLINICAL  ISSUES  

• Symptoms  Definitions  
o Illusions—misperception/misinterpretation  of  actual  external  stimuli  
o Delusions—false  beliefs  that  are  firmly  held  despite  clear  evidence  to  contrary  
and  do  not  represent  beliefs  that  are  widely  accepted  by  culture  
o Hallucinations—sensory  perceptions  that  seem  real  but  occur  w/o  presence  of  
external  stimuli  
o Magical  thinking—erroneous  belief  that  one’s  thoughts/actions  will  
cause/prevent  specific  outcomes  
o Ideas  of  reference—belief  that  external  events  have  particular  meaning  
 

• Obesity  
o Fam  and  genetic  more  than  environment  
o Metabolic  rate  is  slower—heredity  
o TX:    Bx  
§ Self-­‐monitoring  
§ Reinforcement  of  increase  in  activity  level  
§ Slowing  of  eating  rate  
§ Stimulus  control  
§ Adherence  to  low-­‐fat,  high  fiber  diet  
§ Reinforcement  and  self-­‐reinforcement  to  obtain  short-­‐term  goals  
o Cog  and  group  tx  

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• Epilepsy  
o NS  d/o  involving  reoccurring  seizures  w/o  identifiable  cause  
o Types:  
§ Partial/focal  
• Begins  as  uncomfortable  twitching  of  small  part  of  body  
• Can  affect  entire  body  
§ Generalized  
o Generalized  tonic-­‐clonic  seizure—grand-­‐mal  
§ Episodes  of  convulsions,  unconsciousness  and  muscle  rigidity  
§ Person  falls  into  deep  sleep  
o Generalized  absence  seizure—petit-­‐mal  
§ Involve  very  brief  LOC  w  few/no  other  symptoms  
§ No  deep  sleep  
o Complex  partial  seizures—temporal  lobe  seizures  
§ Complex=impact  consciousness  
§ Involuntary  chewing,  lip  smacking,  fidgeting,  walking  in  circles  
§ Stare  blankly  and  walk  around  in  daze  
o Simple  partial  seizures—Jacksonian  seizures  
§ No  LOC  
§ Affect  only  one  side  
o Both  complex  and  simple  partial  have  focal  onset  
o Anticonvulsant  meds  
 
• Tension  Headaches,  Migraines,  and  Pain  Reduction  
o Tension  HA    
§ Occur  frequently  and  thought  to  be  caused  by  sustained  contractions  of  
muscles  in  forehead,  scalp  and  neck  
§ Constant  pain  usually  on  both  sides  
§ EMG  biofeedback  
§ Trained  to  decrease  muscle  tension  
§ Relaxation  training  
o Migraine  HA  
§ Intense  throbbing  pain,  typically  on  one  side  of  head,  and  often  
accompanied  by  nausea  and/or  GI  prob  
§ Often  aura  
§ Caused  by  dilation  and  spasms  of  cerebral  blood  flow  
§ Thermal  hand  warming  biofeedback  
o Reducing  pain  in  general  
§ Operant  tx  
§ Maintenance  of  pain  through  environmental  contingencies  
§ Cog  and  relaxation  tech  
§ Antidepressants    
• TCA  (Elavil)  if  pain  is  neuropathic  or  headache  
• SSRIs  to  prevent  HA  

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• Essential  Hypertension  (high  BP)  


o Two  categories:  
§ Primary  (essential)  
§ Secondary  
o Fam  hx,  high  resting  heart  rate,  chronic  obese,  stress,  increase  w  age,  higher  for  
blacks  
o Secondary:    result  of  known  d/o  
o Tx:    relaxation,  medication,  biofeedback  
 

• Premenstrual  Syndrome  (PMS)  


o Bx,  psych,  physical  symptoms  few  days  before,  lasting  to  end  of  period  
o Decrements  in  cogn,  impairments  of  judgment,  alteration  of  consciousness  have  
not  been  found  
o Premenstrual  Dysphoric  D/O:    begin  to  ease  few  days  from  onset  of  menses  and  
absent  in  week  following  menses  
§ Disturbances  are  so  serious  that  interfere  with  function,  social  act,  and  
interpersonal  relationships  
§ Less  common  than  PMS  
o Antidepressants  
 

• Stress  
o Consequence  of  threat  of  potential/actual  loss  of  valued  resources  
o General  Adaptation  Syndrome—set  of  characteristic  responses  over  time  under  
conditions  of  stress  
§ Period  of  adaptation  to  stressful  stimulus,  then  breakdown  of  normal  
func  leading  to  exhaustion  and  even  death  
§ Provoke  identical  neurphysical  responses  
§ Three  stages:    (ARE)  
• Alarm  rxn  is  first  
o Pituitary-­‐adrenal  system  mobilizes  sympathetic  arousal  
system  
• Resistance  next  
o Defenses  stabilized  and  symptoms  disappear,  but  at  price    
• Exhaustion  last  
o Maintain  prolonged  resistance,  energy  is  depleted  
o Psychology  
§ Help  pt  learn  voluntary  control  over  physiological  symptoms  of  stress  
§ Helping  pt  consider  changing  environmental  conditions  that  are  creating  
stress  
§ Helping  pt  change  way  s/he  responds  to  stressors  
o Cognitive  Reappraisal—Evaluation  of  person’s  coping  mechanisms  
 

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• Type  A  Behavior  and  Heart  Attacks  
o Competitive,  achievement  oriented,  highly  involved  w  work,  having  strong  
sense  of  urgency  and  meeting  deadlines,  active  and  aggressive  
o Jenkins  Activity  Survey  (JAS)  
o Personality  attributes  of  anger,  hostility,  and  aggression  are  more  predictive  of  
medical  d/o  than  are  job  involvement  and  time  urgency  
o Depression  
 

• Sickness  Impact  Profile  


o Used  to  assess  impact  of  disease  on  both  physical  and  emotional  functioning  
o 136  items  
o Higher  score=greatest  level  of  dysfunction  
 

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ETHICS  AND  PROFESSIONAL  PRACTICE  
 
INTRODUCTION  AND  APPLICABILITY  
   
• Code  of  Conduct  consists  of:  
o Intro  and  Applicability—intent,  organization,  procedural  considerations,  and  
scope  of  application  of  Ethics  Code  
o Preamble—ASPRIRATIONAL  goals  
o 5  General  Principles—ASPRIRATIONAL  goals  
o Specific  Ethical  Standards—ENFORCABLE  rules  of  conduct  
• Applies  to  only  psychologist’s  activities  that  are  part  of  scientific,  educational,  or  
professional  roles  as  psychologists  
 
GENERAL  PRINCIPLES  
 
• Principle  A—Beneficence  and  Nonmalificence  
o Strive  to  benefit  those  w  whom  they  work  and  take  care  to  do  no  harm  
• Principle  B—Fidelity  and  Responsibility  
o Establish  relationships  of  trust  w  those  w  whom  they  work  
o Professional  and  scientific  responsibilities  to  society  and  to  specific  
communities  in  which  they  work  
• Principle  C—Integrity  
o Seek  to  promote  accuracy,  honesty,  and  truthfulness  in  science,  teaching,  and  
practice  
• Principle  D—Justice  
o Recognize  fairness  and  justice  entitle  all  persons  to  access  to  and  benefit  from  
contributions  of  psych  and  to  equal  quality  in  processes,  procedures,  and  
services  
• Principle  E—Respect  for  People’s  Rights  and  Dignity  
o Respect  dignity  and  worth  of  all  people,  and  rights  of  ind  to  privacy,  and  self-­‐
determination  
 
• If  Ethical  Standard  establishes  higher  standard  of  conduct  than  is  required  by  law,  
psychologist  must  meet  higher  ethical  standard  
 
 
***I  am  creating  EPPP-­‐like  scenarios  as  this  section  is  mainly  applied  to  situations  rather  
than  theory  info***    
 
 
 
 
 
 
 

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INDUSTRIAL/ORGANIZATION  PSYCHOLOGY  
   
• Personnel  Psych—theory  and  applications  related  to  evaluating,  selecting,  and  training  
workers  
o Job  analysis,  performance  appraisal,  personnel  selection,  training,  career  
counseling  
• Organizational  Psych—ind  and  grp  processes  w/in  organizations  and  concerned  w  
factors  that  affect  such  outcomes  as  job  satisfaction,  motivation,  work  effectiveness,  
quality  of  life  
o Leadership  style,  decision-­‐making,  organizational  development  
• Engineering  Psych—human  factors  psych  and  ergonomics  
o Relationships  btw  workers  and  work  context  
o Work  schedules,  job  burnout,  accidents  
 
PERSONNEL  PSYCH  
 
• Job  Analysis  
o Conducted  for:  
§ Developing  and  validating  selection  instruments  
§ Identifying  measures  of  job  performance  
§ Assisting  in  development  of  training  programs  
o Techniques:  
§ Job-­‐oriented—task  requirements  of  job  
§ Worker-­‐oriented—knowledge,  skills,  abilities,  and  personal  
characteristics  that  are  required  for  successful  job  performance  
o Methods:  
§ Interviews  
§ Questionnaires    
• Position  Analysis  Questionnaire  
o Job  is  rated  in  terms  of  importance  
§ Direct  observation  
§ Work  diaries  
 
• Performance  Evaluation  
o Performance  appraisal  or  merit  rating  
o Process  of  evaluating  person’s  job  performance  
o Criterion  measures:  
§ Objective—direct,  quantitative  measures  of  performance  
• Limitation:    do  not  measure  many  important  facets  of  
performance  
o Limited  by  situational  factors  
o May  not  be  useful  for  evaluating  performance  in  complex  
jobs  
§ Subjective—rely  on  judgment  of  rater  

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• Useful  for  assessing  complex,  less  concrete  aspects  of  job  
performance  
• Disadvantages:    raters  sometimes  not  motivated  to  provide  
accurate  ratings  or  do  not  understand  rating  scale  
o Rater  bias  
• Peer  ratings—valid,  particularly  for  predicting  supervisor  rating,  
promotions,  and  training  success  
o Subjective  Rating  Techniques  
§ Personnel  Comparison  Systems  (PCS)—rating  employee  by  comparing  
to  other  employees  
• Ranked  order  system—ranks  employees  from  best  to  worst  
• Paired  comparison  system—each  employee  is  compared  w  every  
other  employee  on  each  job  bx  
o Larger  #  employees,  more  impractical  method  
• Forced  distribution  system—rater  categorizes  employees  into  
predetermined  distribution  
• Advantage:    reduce  effects  of  rater  biases  
§ Critical  Incidents—descriptions  of  specific  job  bx  that  are  associated  w  v  
good  and  v  poor  performance  
• Likert-­‐type  rating  
§ Behaviorally  Anchored  Rating  Scales  (BARS)—rated  on  several  
dimensions  of  job  performance  
• Each  dimension  has  set  of  “bx  anchors”  
• Likert  scale  
• Differs  from  other  rating  scales  in  its  construction  
o Involves  several  steps  and  multiple  contributors  
o Diff  grps  of  workers/supervisors  are  responsible  for  
identifying  job  dimensions  and  critical  incidents  in  terms  
of  importance  on  job  
• Advantage:    produces  info  that  is  useful  for  employee  feedback  
o Format  and  development  process  may  improve  rating  
accuracy  
• Disadvantages:    time-­‐consuming  to  construct    
o Usually  specific  to  particular  job  
§ Behavioral-­‐Observations  Scales  (BOS)—similar  to  BARS  w  
advantages/disadvantages  
• Unlike  BARS,  rater  indicates  how  often  employee  performs  each  
critical  incident  
§ Forced-­‐Choice  Checklists  (FCCL)—series  of  statements  that  have  been  
grped  so  that  statements  in  each  grp  are  similar  in  terms  of  social  
desirability  and  ability  to  distinguish  btw  successful  and  unsuccessful  
job  performance  
• Helps  reduced  social  desirability  and  rater  bias  
o Rater  Biases  

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§Halo  Effect—tendency  to  judge  all  aspects  of  person’s  bx  on  basis  of  
single  attribute  or  characteristic  
§ Central  Tendency,  Leniency,  Strictness  Biases  
• Central  Tendency—tendency  to  assign  average  ratings  to  all  
ratees  
• Leniency  Bias—tendency  to  give  all  ratees  positive  ratings  
• Strictness  Bias—tendency  to  give  all  ratees  negative  ratings  
§ Contract  Effect—tendency  to  give  ratings  on  basis  of  comparison  to  
other  ratees  
§ Best  way  to  reduce  bias  is  to  adequately  train  raters  
• Training  is  more  effective  when  it  focuses  less  on  rating  errors  
and  more  on  accuracy  
• Frame  of  reference  training—help  raters  recognize  
multidimensional  nature  of  job  performance  and  to  ensure  that  
diff  raters  have  same  conceptualizations  of  job  performance  
 
• Personnel  Selection  
o Selection  Procedures  
§ Predict  job  performance  and  facilitate  hiring  decisions  
§ Selection  Techniques:  
• Cognitive  Ability  Tests—most  valid  predictor  of  job  performance  
across  jobs  and  settings  
o Validity  increases  as  complexity  of  job  increases  
• Job  Knowledge  Tests—job  specific,  commonly  used  when  ind  
have  previous  experience  or  training  
o Good  predictors  of  performance  
o Validity  of  job  knowledge  tests  increases  as  job  complexity  
and  job-­‐test  similarity  increase  
• Work  Samples—sample  of  work  bx  in  standardized,  job-­‐like  
conditions  
o Good  predictors  of  job  performance  
o Samples  of  motor-­‐skills  have  more  validity  than  verbal  
skills  
o Acceptable  to  applicants  and  are  less  likely  than  other  
methods  to  unfairly  discriminate  
o Also  used  as  trainability  tests  
§ Identify  people  who  are  likely  to  benefit  from  
training  
§ Include  period  of  structures,  controlled  learning  
followed  by  evaluation  of  work  performance  
o Realistic  Job  Preview—prevent  unrealistic  expectations  
about  job  in  order  to  reduce  turnover  
• Interviews—tend  to  be  only  moderately  accurate  in  predicting  
job  performance  

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o Validity  depends  on  content  of  interview,  nature  of  
criterion,  how  interview  is  conducted  
o Structured  interviews—found  to  have  higher  predictive  
validity  
• Biographical  Information  (Biodata)—ask  for  info  about  
applicant’s  work  hx,  ed,  and  personal  interests  and  skills  
o Highly  predictive  of  job  success  when  empirically  
validated  
o Only  slightly  less  valid  than  cog  tests  
o Advantage:    useful  for  predicting  turnover  
o Weighted  Application  Bank,  Biographical  Info  Bank  
o Disadvantage:    specific  to  job  and  to  organization    
§ Lacks  face  validity  
• Assessment  Centers—used  for  selection,  promotion,  and  training  
of  administrative  and  managerial  level  employees  
o Conducted  in  grps  
o Multiple  methods  of  assessment  
o In-­‐basket  test—seeing  how  ind  responds  to  kinds  of  tasks  
that  he  will  actually  encounter  on  job  
o Evaluation  by  team  
o Validity  coefficients  are  generally  high  
o Disadvantages:    expensive  to  develop  and  administer  
§ Criterion  contamination  occurs  when  rater’s  
knowledge  of  person’s  performance  on  selection  
instrument  affects  how  rater  evaluates  
performance  once  he  is  on  job  
• Personality  Tests—“big  five”  personality  dimensions  of  
extraversion,  agreeableness,  openness,  emotional  stability,  and  
conscientiousness  
o Measure  specific  characteristics  that  have  been  found  to  
be  more  accurate  predictors  of  job  performance  than  those  
measuring  global  traits  
o Better  predictors  of  contextual  performance,  while  cog  
tests  are  better  for  predicting  task  performance  
• Interest  Tests—low  validity  for  predicting  success  
o Useful  for  counseling  and  for  predicting  satisfaction,  
persistence,  and  choice  
• Integrity  Tests—validity  lower  in  terms  of  predicting  
performance  
o Used  to  select  employees  w  reduced  probability  of  
counterproductive  job  bx  
 
• Legal  Issues  in  Personnel  Selection  
o Adverse  Impact  

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Equal  Employment  Opportunity  Commission  (EEOC)—Uniform  
§
Guidelines  on  Employee  Selection  Procedures  
• Provide  standards  for  tests  and  other  procedures  that  are  used  as  
basis  for  employment  decisions  
• Adverse  impact—produces  substantially  diff  rate  of  selection  for  
diff  grps  that  are  defined  on  basis  of  gender/race/age  
• Using  80%  rule  
o Adverse  impact  occurring  when  selection  rate  for  minority  
grp  is  less  than  80%  of  selection  rate  of  majority  grp  
• May  be  permitted  when  selection  criterion  is  “bona  fide  
occupational  qualification”  
o Valid  reason  for  hiring  substantially  larger  proportion  of  
particular  grp  
 
 
 
§ Causes:  
• Differential  validity—selection  procedure  is  valid  predictor  of  
performance  for  one  grp  and  is  either  less  valid  or  not  valid  for  
another  grp  
o Actually  rare  phenomenon  
o When  occurs,  neg  affects  majority  grp  just  as  often  as  
minority  
• Unfairness—occurs  when  one  grp  consistently  scores  lower  than  
another  grp  on  selection  test,  but  both  grps  perform  equally  well  
on  job  
o Score  Adjustment  
§ Women  and  members  of  minority  grps  tend  to  score  lower  
§ Several  methods  for  compensating  for  this  bias  
• Separate  Cutoffs  
• Within  Grp  Norming—converting  raw  scores  to  standard  scores,  
%  ranks  w/in  each  grp  and  then  using  same  predetermined  cutoff  
for  both  grps  
• Banding—treating  scores  w/in  given  score  range  as  equivalent  
o Americans  with  Disabilities  Act  
§ 1990  
§ Prohibits  employers  from  discriminating  against  disability  
§ Specifically  excludes  ind  who  are  currently  engaging  in  illegal  drug  use  
from  protection    
• Does  protect  past  substance  abusers  as  long  as  they  are  
participating  in  or  have  completed  supervised  rehab  program  and  
are  not  currently  using  drugs  
 
• Psychometric  Issues  in  Personnel  Selection  
o Incremental  Validity  

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Usefulness  of  selection  test  in  terms  of  decision-­‐making  accuracy  
§
Incremental  validity=Positive  hit  rate-­‐  Base  Rate  
§
Maximized  when  its  validity  coefficient  is  large,  when  base  rate  is  mod,  
§
and  selection  ratio  is  low  
o Utility  Analysis  
§ Assess  cost-­‐effectiveness  of  selection  procedure  
§ Utility  is  defined  as  dollar  gain  in  job  performance  when  using  selection  
procedure  of  interest  as  opposed  to  using  prior  or  alternative  procedure  
o Combining  Predictors  
§ Multiple  predictors  are  often  preferred  because  they  provide  more  info  
about  applicants  than  one  predictor  
§ Predictors  should  have  low  correlation  w  other  predictors  and  high  
correlation  w  criterion  
§ Multiple  Regression—estimate  applicant’s  score  on  criterion  on  basis  of  
scores  on  2/+  predictors  
• Compensatory  techniques—applicant  who  gets  low  score  on  one  
predictor  can  make  up  for  it  by  high  score  on  another  predictor  
§ Multiple  Cutoff—applicant  must  score  above  minimum  cutoff  on  each  
predictor  in  order  to  be  hired  
• Noncompensatory  
• Useful  when  minimum  level  of  competence  in  multiple  domains  is  
necessary  
§ Multiple  Hurdle—noncompensatory  
• Applicants  must  meet  minimum  level  one  on  predictor  to  move  
on  to  next  predictor  
• Saves  time  and  money  
 
• Training  
o Three  basic  steps  in  training  program  development:  
§ Needs  Analysis—determining  if  and  what  kind  of  training  is  necessary  
• 4  components:  
o Organization  analysis—is  training  what  org  needs  to  solve  
problem?  
o Task  analysis—determining  what  knowledge,  skills,  
abilities  are  required  to  perform  job  satisfactorily  
o Person  analysis—if  employees  have  deficits  in  areas  
identified  by  task  analysis  
o Demographic  analysis—determine  training  needs  of  
employees  from  diff  grps  
§ Program  Design—selection  of  training  program  format  is  based  on  
consideration  of  cost  factors,  material  to  be  taught,  and  characteristics  of  
trainees  
• Most  effective  training  program  is  one  that  teaches  skills  that  
closely  approximate  those  necessary  for  job  
• Common  types  of  training:  

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o On-­‐the-­‐job  Training—trainee  performs  job  under  
guidance  of  experienced  employee  
§ Job  rotation—rotating  employees  through  several  
jobs  to  increase  range  of  skills  to  perform  other  
jobs  in  company  
§ Advantages:    economy—does  not  have  to  establish  
separate  training  facility  or  employ  professional  
trainers  
§ Disadvantages:    carelessly  planned  and  poorly  
implemented,  increases  danger  that  production  
rates  will  be  slowed  and  accident  rates  will  increase  
• Current  workers  may  not  make  best  trainers  
o Vestibule  Training—combine  advantages  of  off-­‐the-­‐job  
and  on-­‐the-­‐job  
§ Providing  training  in  physical  replication  or  
simulation    
§ Useful  when  consequences  of  errors  or  slowdowns  
are  too  serious  for  on-­‐job  
• Repeated  practice  is  required  to  learn  task  
• When  special  coaching  is  required  
o Classroom  Training—simulated  work  environment  is  set  
up  in  separate  training  facility  
§ No  emphasis  on  production  
§ More  personalized  attn  
§ Do  not  have  worry  about  making  costly  or  
embarrassing  errors,  damaging  equipment,  or  
slowing  production  
o Programmed  Instruction—info  that  had  been  broken  
down  into  logical,  organized  sequences  
§ Paper-­‐and-­‐pencil  book-­‐type  formats  to  computer-­‐
assisted  instruction  
§ Not  effective  for  teaching  many  complex  skills  
§ Useful  for  teaching  content  knowledge,  especially  
that  requiring  rote  memorization  
§ Advantage:    allows  trainees  to  progress  at  own  pace  
§ Program  Evaluation  
• 3  dimensions:  
o Formative  evaluations—assess  variables  internal  to  
program  
§ Identify  necessary  changes  to  program  than  can  be  
made  while  program  is  in  progress  
o Summative  eval—assess  effectiveness  of  program  
§ Take  place  after  program  is  complete  
o Training  program  is  evaluates  in  terms  of  cost-­‐
effectiveness  

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• Kirkpatrick’s  framework  of  four  levels  of  criteria  
o Used  to  assess  effectiveness  of  training  programs  and  
effects  of  training  on  employees  
o Level  1—rxn  criterion  
§ Participants’  responses  to  training  
o Level  2—learning  criteria  
§ What  has  been  learned  during  course  of  training  
o Level  3—bx  criteria  
§ Impact  of  intervention  on  ind’s  bx  or  performance  
in  workplace  
o Level  4—results  criteria  
§ Impact  of  training  on  broader  organizational  goals  
and  objectives  
o Phillips  added:    Level  5—return  on  investment  
§ Calculate  return  on  investment  of  intervention  or  
training  
 
• Career  Counseling  
o Tests  Used  
§ Aptitude  Tests  
• Assess  potential  for  learning  or  performance  
• Special  aptitude  tests—assess  specific  abilities  needed  for  job  
o High  degree  of  specificity  
• Multiple  aptitude  batteries—number  of  tests  that  each  measure  
diff  aptitude  
§ Achievement  Tests  
• Measure  how  well  person  has  mastered  particular  domain  
§ Interest  Tests  
 
• Theories  of  Career  Choice  
o Personality  variables  that  lead  person  to  choose  particular  occupation  
§ Holland’s  Personality  and  Environmental  Typology  
• 6  personality  types:  
o Realistic  
o Investigative  
o Artistic  
o Social  
o Enterprising  
o Conventional  
• Occupational  environment  in  terms  of  same  6  categories  
• Fit  btw  personality  type  and  occupational  environment—
Congruence  
§ Roe’s  Fields  and  Levels  Theory  
• Links  children’s  experiences  w  parents  to  their  later  occupational  
choice  and  level  they  achieve  w/in  occupation  

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• 3  parenting  orientations:    
o Overprotective  
o Avoidant  
o Acceptant  
• Parenting  orientation  affects  children’s  needs  and  personality  
traits,  which  influence  occupational  outcomes  
o Sequence  of  stages  person  passes  through  in  vocational  development  
§ Super’s  Career  and  Life  Development  Theory  
• Career  development  can  be  described  in  terms  of  predictable  
sequence  of  stages  and  that  tasks  of  each  stage  must  be  mastered  
in  order  for  ind  to  progress  to  next  stage  
• Self-­‐concept—person’s  abilities,  interests,  values,  personality  
traits,  physicality  
o Achieve  job  satisfaction  when  they  are  able  to  express  
selves  and  develop  self-­‐concept  through  work  roles  
• 5  developmental  stages  of  career  development:  
o Growth  (birth-­‐15  y/o)—begins  to  develop  capacities,  
attitudes,  interests,  and  needs  associated  w  voc  self-­‐
concept  
o Exploration  (15-­‐24)—career  choices  are  narrowed  but  not  
finalized  
o Establishment  (25-­‐44)—effort  is  made  to  establish  
permanent  place  in  chosen  occupational  field  
o Maintenance  (45-­‐64)—continuation  of  establishment  
pattern  
o Decline  (65+)—decline  in  work  output  and  eventual  
retirement  
• Career  maturity—extent  that  person  has  mastered  tasks  related  
to  developmental  stage  
o Life  space—varied  social  roles  adopted  at  diff  points  
during  life  span  
• Life  Career  Rainbow—9  major  roles  that  ind  adopts  during  5  diff  
life  stages  of  career  development  
• Archway  of  Career  Development—depicts  personal  and  
environmental  factors  that  combine  to  determine  person’s  career  
path  
§ Tiedeman  and  O’Hare’s  Decision  Making  Model  
• Based  on  Erikson’s  psychosocial  theory  of  ego  identity  
•  Many  differentiations  and  reintegration’s  of  ind’s  experience  
during  career  development  
• career-­‐related  correlates  to  each  Erikson’s  eight  psychosocial  
crisis  resolutions  
§ Miller-­‐Tiedman  and  Tiedman’s  Decision  Making  Model  
• 2  kinds  of  reality:  

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o Personal  reality—though,  act,  direction,  bx  that  ind  feels  is  
right  for  self  
o Common  reality—what  “they”  say  you  should  do  
o In  order  for  ind  to  enhance  development  of  career,  must  
be  aware  of  realities  
§ Gottfredson’s  Theory  of  Circumscription  and  Compromise  
• How  gender  and  prestige  influence  and  limit  career  choice  
• 3  y/o-­‐mid-­‐adolescence—expression  of  occupational  aspirations  
emerges  as  process  of  elimination  or  is  outcome  of  competing  
processes  of  circumscription  and  compromise  
o Circumscription—progressive  elimination  of  least  
preferred  options/alternatives  that  occurs  as  child  
becomes  increasingly  aware  of  occ  diff  in  gender  and  sex-­‐
type,  prestige,  and  then  field  of  work  
o  Compromise—expansion  of  occ  preferences  in  recog  of  
and  accommodation  to  external  constraints  encountered  
in  implementing  preferences  
§ Krumboltz’s  Social  Learning  Theory  of  Career  Decision  Making  
(SLTCDM)  
• Career  transitions  result  from  learning  experiences  from  planned  
and  unplanned  encounters  w  people,  institutions  and  events  in  
each  person’s  particular  environment  
• Results  in  ind  forming  worldviews  and  beliefs  about  self  that  
affect  occ  aspirations  and  actions  
 
ORGANIZATIONAL  PSYCHOLOGY—FOUNDATIONS    
 
• Historical  Background  
o Taylor’s  Scientific  Management  
§ Founder  of  scientific  management  
§ Improve  work  productivity  by  applying  several  simple  principles:  
• Use  scientific  methods  to  determine  best  way  of  doing  particular  
job  
• Divide  jobs  into  most  elementary  components  
• Use  piece-­‐rate  incentive  system  in  which  pay  depends  on  output  
as  way  to  motivate  workers  
§ Fundamental  assumptions  about  worker:  
• Motivation  affects  performance  
• Typical  worker  is  motivated  exclusively  by  economic  incentives  
• Average  worker  needs  constant  supervision  
o Weber’s  Bureaucracy  
§ Organizational  effectiveness  is  maximized  when  org  adopts  bureaucratic  
structure  that  is  characterized  by  formal  rules  and  regulations,  
impersonal  treatment  of  employees,  division  of  labor,  hierarchical  
structure,  and  rational,  efficient  approach  

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o Human  Relations  Approach  
§ Worker  performance  is  affected  primarily  by  social  factors  including  
attitudes  towards  supervisors  and  co-­‐workers  and  informal  work  grp  
norms  
§ Improvement  in  performance  resulting  from  increased  attn  became  
know  as  Hawthorne  effect  
o Systems  Approach  
§ Org  is  open  system  that  receives  input  from  w/in  and  w/out    
• Changes  in  one  part  of  org  affect  all  other  parts  
• Whole  org  is  entity  greater  than  sum  of  constituent  parts  
§ Assumptions:  
• Workers  have  diverse  needs  
• Org  vary  in  terms  of  structure,  culture  and  other  characteristics  
• There  is  no  one  managerial  strategy  that  will  work  for  all  people  
and  all  org  at  al  times  
o Theory  Z  
§ Consensual  decision-­‐making,  slow  promotion,  and  holistic  knowledge  
• Combo  of  American  and  Japanese  philosophies  
• Ind  responsibility  
• Long-­‐term  employment  and  moderately  specialized  career  path  
o Total  Quality  Management  
§ Emphasis  on  product  quality  
§ Changes  in  org’s  structure  and  culture  and  in  job  characteristics  
§ Structure—flattening  of  traditional  managerial  hierarchy,  increased  
teamwork,  and  reduced  ratio  of  mangers  to  nonmanagers  
§ Culture—increased  emphasis  on  cooperation  and  fairness  in  treatment  
of  employees  
§ Jobs:    
• Skill  variety—cross  trained,  constant  learning  and  development  
•  Task  variety—whole  product  or  component  of  product  and  see  
how  work  fits  into  bigger  picture  
• Autonomy,  Participation,  and  Empowerment—high  degree  of  
decision  making  authority  
• Task  Significance—contact  and  communication  w  external  
customers  
• Feedback—directly  from  work  process  
 
• Leadership  
o Leadership  Styles  and  Traits  
§ Autocratic,  Democratic  vs  Laissez-­‐Faire  Leaders  
• Autocratic—make  decisions  alone  and  instruct  subordinates  
what  to  do  
• Democratic—involve  subordinates  in  decision-­‐making  process  
• Laissez-­‐Faire—allow  subordinates  to  make  decisions  on  their  
own  w  little  guidance  or  help  

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Productivity  is  highest  w  autocratic,  especially  when  work  is  

routine  
• More  satisfied,  more  creative,  have  better  relationships  w  leader,  
more  likely  to  cont  working  in  absence  of  leader  when  leader  is  
democratic  
§ Consideration  vs.  Initiating  Structure  
• Leaders  high  in  consideration—person  oriented  and  focus  on  
human  relations  aspects  of  supervision  
• High  in  initiating  structure—more  task  oriented  and  focus  on  
setting  goals,  ensuring  that  subordinates  follow  rules,  and  clarify  
subordinate  and  leader  roles  
• Leaders  can  be  high  on  both,  low  on  both,  or  one  high  and  one  
low  
§ Personality  Traits  
• Effective  leadership—no  single  trait  that  distinguishes  good  
leaders  
• Relationship  btw  leader  traits  and  effectiveness  is  moderated  by:  
o Characteristics  of  supervisees  
o Type  of  task  
o Nature  of  work  environment  
o Leadership  Theories  
§ Theory  X  vs.  Theory  Y  Leaders  
• Theory  X—most  consistent  with  scientific  management  and  
include  beliefs  that:  
o Work  is  inherently  distasteful  
o Most  workers  lack  ambition  and  need  to  be  directed  
o Motivation  dominated  by  lower-­‐level  needs  
• Theory  Y—closer  to  human  relations  approach  and  believe  that:  
o Work  is  as  natural  as  play  
o Most  workers  are  self-­‐directed,  responsible,  and  ambitious  
o Workers  require  freedom  and  autonomy  
• Theory  Y  more  likely  to  lead  to  effective  organization  
§ Fiedler’s  Contingency  Theory  (LPC)  
• Leader’s  effective  is  determined  by  combination  of  leader’s  style  
and  characteristics  if  situation  
• Least  Preferred  Coworker  Scale  (LPC)  
o High  LPC=describe  least  preferred  coworker  in  +  terms  
§ Primarily  relationship-­‐oriented  
o Low  LPC=describe  least  preferred  coworkers  in  –  terms  
§ Task  and  achievement  oriented  
• Situations  favorableness—degree  to  which  it  enables  leader  to  
control  and  influence  subordinates  
o 3  factors:  
§ Relationship  btw  leader  and  subordinate  
§ Structure  of  task  

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§ Leader’s  ability  to  enforce  compliance  
• Low  LPC—performs  best  in  situations  that  are  wither  v  favorable  
or  v  unfavorable  in  terms  of  control  
• High  LPC—most  effective  when  situation  is  moderately  favorable  
• No  single  leadership  style  is  most  effective  in  all  situations  
§ House’s  Path-­‐Goal  Theory  of  Leadership  
• Predicts  that  subordinates  satisfaction  and  motivation  are  
maximized  when  they  perceive  that  leader  is  helping  them  
achieve  desired  goals  
• Leaders  adopt  styles  that:  
o Helps  subordinates  identify  specific  ways  to  achieve  goals  
o Removes  obstacles  to  goals  
o Rewards  subordinates  for  accomplishing  goals  
• Styles:  
o Instrumental  (directive)  leader—specific  guidelines  and  
establish  clear  rules  and  procedures  
o Supportive  leader—establishing  supportive  relationships  
w  subordinates  
o Participative  leader—include  subordinates  in  decision-­‐
making  
o Achievement-­‐oriented  leader—set  challenging  goals  and  
encourage  higher  levels  of  performance  
• Predicts  best  leadership  style  depends  on  attributes  of  situations  
§ Hersey  and  Blanchard’s  Situational  Leadership  Model  
• Task  and  relationship  orientation  
• Optimal  style  depends  on  job  maturity  of  subordinates,  which  is  
determined  by  subordinate’s  ability  and  willingness  to  accept  
responsibility:  
o Employee’s  ability  and  willingness  to  accept  responsibility  
are  both  low,  leader  should  adopt  TELLING  style    
§ High  task  orientation  and  low  relationship  
orientation  
o Employee  has  low  ability  but  high  willingness  to  accept  
responsibility,  leader  should  adopt  SELLING  style  
§ High  task,  high  relationship  
o Employee  has  high  ability  but  low  willingness,  leader  
should  adopt  PARTICIPATING  style  
§ Low  task,  high  relationship  
o Employee’s  ability  and  willingness  to  accept  responsibility  
are  both  high,  leader  should  adopt  DELEGATING  style  
§ Low  task,  low  relationship  
§ Transformational  vs.  Transactional  Leadership  
• Transformational—interrelated  components  of  idealized  or  
charisma  influence,  inspirational  motivation,  intellectual  
stimulation,  and  individualized  considered  

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o Change-­‐focused  
o Influence  and  motivate  subordinates  by  activating  
subordinate’s  higher  order  needs,  appealing  to  higher  
ideals  and  values,  encouraging  sacrifice  self-­‐interest  for  
sake  of  org,  and  clarifying  what  is  needed  to  accomplish  
change  
• Transactional—stability  than  change  and  leadership  is  contingent  
on  reinforcement  
o Subordinates  are  motivated  by  leader’s  use  of  rewards,  
promises,  threats  
§ Vroom  and  Yetton’s  Normative  (Decision-­‐Making)  Model  
• Contingency  model  that  describes  5  leadership  styles  that  are  
distinguished  by  extent  to  which  leader  includes  grp  members  in  
decision  making  process  
o Al  (autocratic)  leaders—do  not  consult  subordinates  and  
male  decisions  n  own  
o All  (autocratic)  leaders—obtain  inform  from  subordinates  
but  make  final  decision  on  own  
o Cl  (consultative)  leaders—discuss  prob  w  each  
subordinate  individually  and  make  final  decision  on  own  
o Cll  (consultative)  leaders—discuss  prob  w  subordinate  as  
grp  and  make  final  decision  on  own  
o Gll  (grp  decision)  leaders—discuss  prob  w  subordinate  as  
grp  and  make  final  decision  as  grp  
• Best  style  depends  on  attributes  of  situation  
o Quality  of  decision  
o Importance  of  acceptance  of  decision  by  subordinates  
o Time  needed  to  make  decision  
• Decision  tree—indicates  optimal  leader  style  based  on  leader’s  
answers  to  series  of  questions  that  address  situations  attributes  
§ Leader  Member  Exchange  (LMX)  Theory  
• Leadership  as  process  that  is  centered  on  interactions  btw  
leaders  and  members,  w  dyadic  relationship  btw  them  being  focal  
point  
• Not  all  members  of  org  achieve  same  quality  of  relationship  w  
leaders  and  explains  how  relationships  w  various  members  can  
develop  
• Members  fall  into  either  “in-­‐grp”  or  “out-­‐grp”  and  nature  of  
relationship  btw  leader  and  member  is  determining  factor  as  to  
which  grp  member  belongs  
o Out-­‐grp—lower  quality,  w  both  parties  only  completing  
formal  role  obligations  
o In-­‐grp—more  decision  making  influence,  access  to  
resources  and  responsibilities  and  receive  more  leader  
support,  trust,  and  initiative  beyond  obligations  at  work  

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• Organizational  Developemnt  and  Change  
o Organizational  Development  (OD)  
§ Phases  of  Organizational  Change  
• Process  involves  7  distinct  phases  
o Entry—identification  of  need  for  some  org  change  
§ Consultant  must  determine  general  nature  of  prob  
o Contracting—specifies  terms  and  conditions  of  
participation  
o Diagnosis—consultant  assesses  probs  and  collects  data,  
often  through  use  of  standardized  questionnaires  and  
interviews  
o Feedback—org  is  helped  to  understand  diagnostic  info  
obtained  so  that  it  can  begin  to  address  prob  
o  Planning—consultant  and  decision-­‐makers  work  to  
develop  corrective-­‐action  plan  
o Intervention—action  plan  implemented  
o Evaluation—progress  of  intervention  assessed  
§ Techniques  classified  as  OD  interventions:  
• Systems  approach  that  focuses  on  entire  org  
• Involvement  of  everyone  in  company  
• Commitment  and  support  of  top  management  
• View  of  change  as  long-­‐term,  planned  activity  
• Use  of  internal/external  change  agent  who  initiates  change  
o Quality  of  Work  Life  Interventions  (QWL)  
§ Org  effectiveness  increases  as  worker  satisfaction,  motivation,  and  
commitment  increase  
§ QWL  involves  job  restructuring,  or  redesigning  jobs  so  that  they  are  
more  interesting  and  challenging  and  provide  workers  w  greater  
participation  in  decision-­‐making  
§ Quality  of  Circles  (QC)—small  grps  of  workers  from  same  dept  who  meet  
regularly  to  discuss  how  work  can  be  improved  
• Voluntary  
• Decisions  reached  are  not  binding  on  company  
• May  increase  productivity,  satisfaction,  and  commitment  as  well  
as  overall  effectiveness  
o Effects  often  temporary  
o Organizational  Surveys  
§ Assess  employee  attitudes  and  opinions  about  various  aspects  of  work  
§ Gauge  rxns  to  new  programs  or  recent  decisions  
§ Anonymous  
§ Results  are  provided  to  employees  
§ Positive  results  
§ Help  solve  prob  and  give  employees  greater  sense  of  influence  in  org  
o Process  Consultation  

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Efforts  to  help  team  members  understand  and  alter  processes  that  are  
§
undermining  their  interactions  
§ Observe  workers  interact  
§ Share  their  obs  and  make  suggestions  for  future  improvement  
o Organizational  Change  Strategies  
§ Strategies  for  overcoming  resistance  to  planned  change  in  org:  
• Empirical-­‐Rational—based  on  assumption  that  people  are  
basically  rational  
o If  they  have  all  relevant  info  about  situation,  will  act  in  
accord  w  self-­‐interest  
• Normative-­‐Reeducative—based  on  assumption  that  social  norms  
underlie  patterns  of  bx  in  org  
o Focus  on  changing  attitudes,  values,  relationships  in  order  
to  bring  about  change  and  acceptance  of  change  
• Power-­‐Coercive—using  rewards,  punishment,  legitimate  
authority  to  coerce  employees  to  comply  w  change  
o Resistance  to  Change  
§ When  workers  are  allowed  to  participate  fully  in  decisions  concerning  
change,  they  will  enthusiastically  support  it  
 
• Organizational  Bx  
o Communication  Networks  
§ Types:  
• Centralized—all  comm.  Must  pass  through  1  person  or  1  position  
• Decentralized—info  flows  more  freely  btw  inds  
§ Centralized  more  efficient  when  tasks  are  simple  and  mundane  
§ Decentralized  work  best  when  jobs  are  complex  and  when  cooperation  
is  necessary  for  task  
• More  ind  satisfaction  
o Ind  Decision-­‐Making  
§ Rational-­‐Economic  Model—find  optimal  solution  
• Search  for  all  possible  solutions  and  weigh  alternatives  until  they  
make  decision  that  results  in  greatest  benefit  for  org  
• Maximizing  
• Not  practical  to  implement  in  orgs,  where  lack  of  info  and/or  time  
prevents  decision-­‐makers  from  considering  all  alternatives  
§ Administrative  Model—evaluating  solutions  as  they  become  available  
and  selecting  first  solution  that  is  minimally  acceptable  
• Satisficing  
o Driver’s  Decision  Making  Styles  
§ Determine  ind  style:  
• Amount  of  info  considered—ANALYSIS  OF  SITUATION  
• Focus  on  #  of  alternative  decisions  identified—SOLUTION  
FORMATION  

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Those  that  are  fast-­‐acting  and  rely  upon  minimal  amount  of  info  
§
necessary  to  choose  one/more  good  enough  solutions—SATISFICERS  
§ Those  who  are  slow  to  act  and  use  all  time  and  resources  to  consider  all  
relevant  info  before  making  decision—MAXIMIZERS  
§ Unifocus—use  info  to  produce  only  1  course  of  action  
§ Mutifocus—info  to  develop  many  alternatives  
§ 5  Decision-­‐Making  Styles:  
• Decisive—Satisficing  and  uni-­‐focused  
o Speed  and  efficiency  
o Inflexible  and  short-­‐sighted  
• Flexible—satisficing  and  multi-­‐focused  
o Moves  fast,  but  willing  to  drop  1  tactic  in  favor  of  another  
• Hierarchic—maximizing  and  uni-­‐focused  
o Use  lot  of  info  to  identify  best  solution  and  then  work  to  
develop  detailed/specific  plan  of  action  
o Rigid  and  over-­‐controlling  
• Integrative—maximizing  and  multi-­‐focused  
o A  lot  of  info  and  then  they  develop  variety  of  alternatives  
• Systematic—more  complex  style  that  combines  hierarchic  and  
integrative  
o Relies  upon  analysis  of  maximum  info  but  at  times  is  uni-­‐
focused  and  other  times  multi-­‐focused  
§ Decisive  and  flexible=things  done  quickly  and  when  issues  to  be  
considered  are  relatively  simple  
§ Hierarchic,  Integrative,  Systematic=prob  complex  and  consequences  are  
long-­‐term  and  costly  
o Prospect  Theory  
§ Loss  Aversion—tendency  to  be  influenced  more  by  potential  losses  than  
potential  gains  when  making  decision  
o Organizational  Justice  
§ Degree  to  which  employees  are  fairly  treated  
§ Distributive  Justice—perceived  fairness  of  outcomes,  such  as  hiring,  
performance  appraisals,  raise  requests,  layoff  
§ Procedural  Justice—perceived  fairness  of  process  or  procedure  by  which  
outcomes  are  allocated  
§ Interactional  Justice—perceptions  of  interpersonal  exchange  btw  ind  
and  supervisor/3rd  party  
• Informational  Justice—amount  of  info  or  appropriateness  of  
explanations  provided  about  why  procedures  were  used  or  
outcomes  were  distributed  in  certain  way  
• Interpersonal  Justice—how  ind  is  treated  by  supervisor/3rd  party  
involved  in  executing  procedures  or  determining  outcomes  
§ Procedural=best  predictor  of  work  performance  and  counterproductive  
work  bx  
 

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o Organizational  Culture  
§ Shared  assumptions,  values,  norms  and  tangible  signs  of  org  members  
taught  to  new  members  through  formal  statements  and  informal  bx  
§ 3  levels:  
• Bx  and  observable  artifacts—most  visible  and  consists  of  
outward  manifestations  
o Bx  and  artifacts  tell  what  grp  is  doing,  not  why  
• Values—preferences  for  certain  bx  or  outcomes  
• Underlying  Assumptions—grow  out  of  values,  until  they  become  
taken  for  granted,  out  of  awareness  and  unconscious  
o Gender  Issues  
§ Physical  Appearance—may  work  to  women’s  disadvantage  
• Less  attractive=more  suitable  by  male  executives  
• Physically  attractive  males=more  suitable  
§ Leadership  Style—do  not  differ  markedly  
§ Gender  Wage  Inequality—women  earn  60  cents  for  every  $1  by  males  
• Comparable  Worth—men/women  should  get  equal  pay  for  
performing  jobs  that  have  equivalent  worth  
 
ORGANIZATIONAL  PSYCH—MOTIVATION,  SATISFACTION  AND  COMMITMENT  
 
•  Motivation—sum  of  forces  that  produce,  direct  and  maintain  effort  expended  in  
particular  bx  
• Work  performance=motivation  and  ability  
o Ability  is  more  important  than  motivation  in  explaining  diff  in  job  performance  
 
• Need  Theories  of  Work  Motivation  
o People  are  willing  to  exert  effort  when  effort  will  lead  to  fulfillment  of  certain  
deficiencies  or  needs  
o Maslow’s  Need  Hierarchy  
§ 5  basic  needs—hierarchy  
• Physiological  needs  
• Safety  needs  
• Social  needs  
• Esteem  needs  
• Self-­‐actualization  needs  
§ Workers  will  exert  effort  to  meet  lowest  unsatisfied  needs  
§ Does  not  have  much  empirical  support  
o Alderfer’s  ERG  Theory  
§ Similar  to  Maslow  
§ 3  needs  
• Existence  
• Relatedness  
• Growth  

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§ Does  not  predict  needs  arise  in  hierarchy  
o McClelland’s  Need  for  Achievement  
§ Responses  to  TAT  
§ Need  for  Achievement  
• High  need=autonomy  and  personal  responsibility  
o Moderately  difficult  goals  
o Seek  recognition  for  efforts  
o Highly  motivated  to  put  effort  into  work  
o Tend  to  stay  on  job  longer  
o Perform  better  
• Strongly  related  to  entrepreneurial  success  
§ High  need  for  power—control  over  others,  visibility,  prestige,  status,  and  
recognition  
§ High  need  for  affiliation—good  interpersonal  relationships  
• Sensitive  to  criticism  
• Prefer  to  avoid  conflict  
o Herzberg’s  Two-­‐Factor  Theory  
§ Theory  of  both  motivation  and  satisfaction  
§ Satisfaction  and  dissatisfaction  represent  2  separate  states  and  that  each  
is  affected  by  diff  factors  
• Hygiene  factors  fulfill  Maslow’s  lower-­‐order  needs  
• When  hygiene  factors  are  absent,  worker  is  dissatisfied  
§ Motivator  factors  fulfill  Maslow’s  higher  order  needs  
• When  motivator  factors  are  adequate,  worker  is  satisfied  and  
motivated  
• Absence  does  not  cause  dissatisfaction  
§ To  increase  satisfaction  and  motivation,  job  must  provide  motivator  
factors  
§ Job  enrichment  is  best  known  application  
• Redesigning  job  so  that  worker  has  more  challenge  
§ Has  not  been  entirely  supported  by  research  
o Job  Characteristics  Model  
§ 5  characteristics  influence  internal  work  motivation,  satisfaction,  work  
quality,  and  absenteeism/turnover  
• Skill  variety  
• Task  identity  
• Task  significance  
• Autonomy  
• Feedback  
§ Job  Diagnostic  Survey  and  Job  Characteristic  Inventory  
• When  jobs  redesigned,  improve  motivation,  satisfaction,  
absenteeism  and  turnover  
o Work  quality  less  affected  
 
• Cognitive  Theories  of  Motivation  

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o Motivation=complex  decision-­‐making  process  that  involves  weighing  
alternatives,  costs  and  benefits  and  likelihood  of  achieving  desired  outcomes  
o Goal-­‐Setting-­‐Theory—Locke  
§ Goals  serve  2  purposes:  
• Basis  of  motivation  
• Direct  bx  
§ Most  important  contribution  to  worker’s  willingness  to  work—
conscious  acceptance  of  and  commitment  to  goals  
• Goal  attainment  is  maximized  when  goals  are  specific  and  
moderately  difficult  
• Frequent  feedback  
• Worker  participation  in  goal-­‐setting  
§ Management  by  Objective  (MBO)—goal-­‐setting  theory  
• Having  employee  and  superior  agree  to  specific,  measurable  goals  
that  employee  will  accomplish  during  specific  time  period  
§ Evaluation  of  theory:  
• Combining  goal  setting  w  feedback=positive  effect  
• Ind  differences  in  effects  of  goal  setting  
• Employees  work  harder  when  they  participate  in  goal-­‐setting  
• Difficult  ind  goals  produce  poorer  performance  than  grp  goals  or  
no  goals  
o Equity  Theory  
§ People  assess  both  inputs  and  outcomes  
§ Compare  input/output  ratio  to  that  of  others  
• If  ratios  comparable=state  of  equity  and  maintain  current  level  
• Input/output  ratio  is  less/greater=state  of  inequity  and  employee  
motivate  to  try  to  create  equity  
§ State  of  underpayment=greater  impact  than  overpayment  
§ Outcome  justice—fairness  of  outcomes  
§ Procedural  justice—fairness  of  procedures  used  to  determine  outcomes  
o Expectancy  Theory  
§ Motivation  is  function  of  3  variables:  
• Belief  that  effort  will  lead  to  successful  performance  
• Belief  that  successful  performance  will  result  in  certain  outcomes  
• Desirability  of  outcomes  
 
• Reinforcement  Theories  of  Motivation  
o Applies  principles  of  operant  conditioning  to  work  motivation:  
§ People  keep  doing  things  that  have  rewarding  outcomes  
§ People  avoid  doing  things  that  have  neg  outcomes  
§ People  eventually  stop  doing  things  that  don’t  have  rewarding  outcomes  
o Most  reinforcement  models  focus  on  extrinsic  rewards  except  Deci’s  model  of  
intrinsic  motivation  

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§ Intrinsic  reinforcement  more  important  to  motivation  and  that  extrinsic  
reinforcement  tends  to  reduce  motivation  of  those  who  obtain  intrinsic  
rewards  from  work  
o Incentive  Theory  
§ Organizational  settings—incentives  which  motivate  employees  to  be  
most  productive  (extrinsic  rewards)  
 
• Job  Satisfaction  
o Effects  of  Personal  Characteristics  
§ Age  is  sign  and  +  correlated  w  satisfaction  
• Older=higher  
§ Level  in  org  hierarchy  is  correlated  w  satisfaction  
§ Non-­‐whites  are  more  likely  to  express  dissatisfaction  that  whites  
o Effects  of  Job  Characteristics  
§ Impact  of  pay  on  satisfaction=not  entirely  clear  
• Relationship  w  pay  is  complex,  but  positively  correlated  
• Increased  satisfaction  may  be  due  to  other  rewards  that  high-­‐paid  
workers  obtain  
• Perceptions  that  own  pay  is  fair  may  be  more  important  
o Pay  is  related  to  level  of  performance  
o Comparable  worth  
o Consequences  of  Satisfaction  
§ Satisfaction  is  moderately  and  –  related  to  absenteeism  and  turnover  
• Highest  correlation  is  satisfaction  and  turnover  
§ Satisfaction  and  performance—positive  but  weak  correlation  
• When  pay  tied  to  performance=+  correlation  
• Pay  not  connected=  -­‐  correlation  
§ Satisfaction  connected  w  physical  and  mental  health  
 
• Organizational  Commitment  
o Extend  to  which  person  identifies  w  org  and  is  willing  to  work  to  help  org  
achieve  its  goals  
o Greatest  when  job  provides  opportunities  for  personal  growth  and  
responsibility  
o Moderate  to  strong  –  correlation  w  absenteeism  and  turnover  
o May  increase  resistance  to  change  
 
HUMAN  FACTORS/ENGINEERING  PSYCHOLOGY  
 
• Fit  btw  workers  and  work  procedures,  environment,  and  equipment  
 
• Person-­‐Matching  Systems  
o Both  components  must  work  together  
 
• Work  Schedules  

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o Compressed  Work  Week—increases  #  of  hrs  worked  per  day  and  decreased  #  
days  worked  in  given  period  
§ Research  is  mixed  
• Positive  effects—supervisor  ratings  of  employee  performance,  
employee  overall  job  satisfaction,  employee  satisfaction  w  work  
sched  
• Not  strong  impact  on  objective  measures  of  job  performance  or  
absenteeism  
o Flextime—allows  employees  to  determine  own  daily  sched  as  long  as  they  work  
total  #  hrs  and  are  present  at  work  during  certain  core  hrs  
§ Increased  job  satisfaction,  satisfaction  w  sched,  productivity,  decreased  
absenteeism  
o Shift  Work—labor  force  
§ Less  productive  on  night  shift  than  day  
• Prone  to  make  more  errors  and  have  more  serious  accidents  
§ Rotating  shift—lower  productivity,  higher  accident  rate,  and  physical  
and  mental  health  prob  
 
• Fatigue,  Stress  and  Burnout  
o Fatigue  
§ Subjective  feeling  of  tiredness  that  affects  both  physiological  and  mental  
processes  
§ Performance  decrement  
§ Rest  breaks  
o Stress  
§ Increased  in  past  2  decades  
§ Type  A  personality  
§ Police,  fire  fighters,  computer  programmers,  dental  assistant,  electrician,  
plumber,  social  worker,  telephone  operator,  hairdresser,  psychologist  
o Burnout  
§ Potential  response  to  chronic  stress  
§ Physical  and  emotional  exhaustion,  sense  of  reduced  personal  
accomplishment,  tendency  to  think  in  impersonal  terms  
§ Higher  among  women,  single  and  divorced,  people  who  have  little  
opportunity  for  promotion,  professionals  who  deal  frequently  w  people  
 
 
• Safety  and  Accidents  
o Accident  prone  personality—pessimism,  low  level  of  trust  in  others,  generally  
depressed  temperament    
o Training  is  single  most  effective  way  to  improve  safe  work  bx  
o Safe  procedures:  
§ Programs  organized  around  positive  theme  more  likely  to  be  effective  
than  score  tactics  
§ Safety  posters  alone  are  not  effective  

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• Most  likely  to  have  impact  when  they  are  specific  
Management  commitment  to  safety  programs  is  key  contributor  to  their  
§
success  
§ Incentives  for  accident  reduction  
 
• Work  Environment  
o Noise—long-­‐term  exposure  has  adverse  effects  on  productivity  
§ Intermittent  noise  is  more  distracting  than  constant  
§ Irrelevant  more  than  related  to  task  
§ Meaningful  more  than  non-­‐meaningful  
o Music—slight  positive  effect  on  productivity  is  work  is  repetitive,  simple  and  
mundane  
§ Complex  tasks—no  consistent  positive  effects  
 

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COGNITIVE-­‐AFFECTIVE  BASES  OF  BEHAVIOR  
 
 
LEARNING  THEORY  AND  BEHAVIOR  THERAPY  
 
• Definition  of  Learning  
o Relatively  permanent  change  in  potential  performance/bx  as  result  of  
experience    
o Excludes  changes  resulting  from  maturation,  disease,  physical  injury,  fatigue,  
adaptation,  or  influence  of  drugs  
 
• Early  Theorists  and  Research  
o Thorndike  
§ Beginning  of  animal  experimentation  
• Animal  Intelligence  
§ Learning  bx  of  cats  using  prob  or  puzzle  boxes  
• Boxes  allowed  animals  to  obtain  reward  or  to  escape  from  box  by  
performing  simple  act  
§ Trial-­‐and-­‐error  Learning  
§ Approximates  Darwin’s  notion  of  adaptive  selection  
 
o Thorndike’s  Laws  of  Learning  
§ Law  of  Effect  
• Responses  that  are  accompanied/followed  by  pleasant  
consequences  will  be  more  likely  to  be  repeated  in  future,  while  
responses  accompanied/closely  followed  by  discomfort  will  be  
less  likely  to  be  repeated  
§ Law  of  Exercise  
• Response  that  is  repeated  often  enough  in  presence  of  particular  
stimulus  will  become  more  closely  bonded  to  that  stimulus  and  
will  more  likely  be  repeated  in  presence  of  stimulus  
o Stimulus-­‐response  associations  are  strengthened  through  
repetition  
§ Law  of  Readiness  
• Behaving  organism  must  be  ready  to  perform  act  before  
performing  it  could  be  satisfying  
§ Minor  Law:  
• Law  of  Spread  of  Effect  
o When  act  has  satisfying  consequences,  this  pleasure  
becomes  associated  w  other  acts  that  occur  at  
approximately  same  time  
 
o Transfer  of  Training  
§ Doctrine  of  Formal  Discipline—practice  or  formal  studying  strengthens  
intellectual  functions  

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Transfer  of  training  is  not  due  to  development  of  intellectual  or  memory  
§
faculties  rather  it  is  caused  by  similarity  of  concepts  and  techniques  
• Transfer  was  specific  rather  than  general  
§ Theory  of  Identical  Elements—transfer  increases  as  similarity  of  
stimulus  and  response  elements  in  training  and  performance  
environments  increases  
• New  learning  is  facilitated  by  previous  learning  only  to  extent  
that  new  learning  contains  elements  identical  to  those  in  previous  
or  amount  of  transfer  is  determined  by  number  of  elements  that  2  
situations  have  in  common  
• Identical  elements  improve  transfer  of  training  for  both  verbal  
and  motor  tasks  and  that  psychological  similarity  has  been  shown  
to  be  more  important  for  transfer  than  physical  similarity  
 
o Watson  
§ Behaviorism  
§ Psychologists  should  focus  on  only  observable,  measurable  bx  
§ Individuals  are  born  w  certain  number  of  reflexes  and  that  all  learning  is  
due  to  result  of  classical  conditioning  involving  those  reflexes  
• Differences  in  experience  alone  can  account  for  differences  in  bx  
§ Radical  behaviorism—thought  as  nothing  more  than  “covert  speech”  
involving  tiny  movts  of  larynx  and  believed  that  emotions  are  result  of  
glandular  activity  
• Little  Albert  
 
CLASSICAL  CONDITIONING  
   
• Pavlov’s  Classical  Conditioning  Paradigm  
o Classical  Conditioning—response  that  is  customarily  elicited  by  given  stimulus  
will  also  be  elicited  by  substitute  is  substitute  is  presented  just  prior  to  original  
§ Unconditioned  Stimulus  (US)  
§ Unconditioned  Response  (UR)  
§ Conditioned  Response  (CR)  
§ Conditioned  Stimulus  (CS)  
 
CSàUSàUR       after  repetition…CSàCR  
 
• Types  of  Conditioning  
o Effectiveness  of  CC  is  affected  by  temporal  relationship  btw  CS  and  US  
o Types  
§ Stimulus  Conditioning—CS  and  US  are  presented  at  same  time  
§ Delayed  Conditioning—CS  precedes  but  overlaps  US  
§ Trace  Conditioning—CS  presented  and  terminated  prior  to  US  
§ Backward  Conditioning—US  preceded  CS  
• Probably  no  conditioning  under  this  circumstance  

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o Generally  CR  is  strongest  and  most  rapidly  acquired  when  DELAYED  procedure  
is  uses  and  least  w  BACKWARD  
 
• Extinction  
o If  CS  is  repeatedly  presented  outside  presence  of  US,  after  some  trials,  CR  will  
diminish  
o Some  reinforcement  is  needed  to  maintain  conditioning  
 
• Spontaneous  Recovery  
o When  organism  no  longer  responds  to  CS,  it  might  appear  that  effects  of  
conditioning  have  been  wiped  out  
o After  period  of  time,  response  will  reappear  if  CS  is  readministered  
o Extinguished  response  is  not  forgotten  but  rather  inhibited/suppressed  
o Overshadowing—more  salient  CS  is  more  strongly  conditioned  than  less  salient  
CS  and  sometimes  occurs  in  situation  where  2  simultaneous  CSs  of  different  
salience  are  paired  w  an  US  
§ Cue  Deflation  Effect—when  extinction  of  response  to  more  salient,  or  
overshadowing,  CS  leads  to  increased  CR  to  less  salient  CS  
 
• Stimulus  Generalization  and  Discrimination  
o Stimulus  Generalization—Learning  can  generalize  to  similar  stimuli  
§ Little  Albert  
§ Mediated  Stimulus  Generalization—stimulus  serves  as  mediator,  or  
connecting  link,  btw  2  stimuli  that  themselves  are  never  paired  
o Stimulus  Discrimination—org  can  be  conditioned  to  discriminate  btw  diff  
stimuli  
§ If  one  reinforced  more  than  other,  only  reinforced  stimulus  will  evoke  
CR  
 
• Experimental  Neurosis  
o If  discrimination  task  is  too  difficult  and  stimuli  cannot  be  differentiated  readily  
enough,  evoked  response  is  confusion  
 
• Higher  Order  Conditioning  
o Once  conditioning  is  well-­‐established,  CS  can  become  US  for  another  stimulus  
o Pavlov  could  not  get  third  order  conditioning  
o Sensory  Preconditioning—2  CSs  are  paired  during  preconditioning  sessions  
 
• Blocking  
o One  CS  blocks/inhibits  learning  of  second  CS  
o Even  after  many  trials,  where  1st  CS  and  2nd  CS  are  paired  w  US,  2nd  CS  does  not  
elicit  CR  
§ 1st  CS  has  blocked  association  btw  2nd  CS  and  US  
o Backward  Blocking—CR  to  2nd  CS  is  reduced  

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2  CSs  are  simultaneously  paired  w  US  and  then  only  one  CS  continues  to  
§
be  paired  w  US  
§ Finally  when  other  CS  is  tested,  its  associative  strength  is  reduced  
leading  to  weakening  of  conditioning  to  other  CS  
 
• Pseudoconditioning  
o Experimental  conditions  themselves  become  CS  
o True  for  conditioning  of  fear  responses  
o Change  in  bx  is  not  conditioned  to  bell,  but  rather  response  is  an  artifact  of  
learning  situation  itself  
 
 
THERAPEUTIC  TECHNIQUES  BASED  ON  CLASSICAL  CONDITIONING  
 
• Techniques  Based  on  Counterconditioning  
o Counterconditioning—pairing  undesirable  bx  w  incompatible  bx  so  that  
undesirable  bx  is  eliminated  
o Systematic  Desensitization—  Encouraging  ind  to  imagine  feared  obj/situation  
while  engaged  in  response  that  is  incompatible  w  anx  
§ Developed  by  Joseph  Wolpe  
§ Progressive  Relaxation  
§ Wolpe’s  procedure:  
• Relaxation  training  
• Establishing  hierarchy  of  least  to  most  anx-­‐provoking  stimuli  
• Desensitizing  pt  to  these  stimuli  by  having  imagine  each  while  in  
relaxed  state,  preceding  from  least  to  more  frightening  ones  
• After  desensitized  through  imagination,  begin  confronting  anx-­‐
arousing  stimuli  in-­‐vivo  
§ Wolpe  referred  to  his  tx  as  RECIPROCAL  INHIBITION—anx  is  inhibited  
by  response  that  is  the  reciprocal  of  anx  
• Interchangeable  w  counterconditioning  
• Underlying  physiological  mechanism  is  involved  in  process  
o Dominance  of  parasympathetic  NS  activity  over  
sympathetic  
§ Effective  w  phobias,  stuttering,  sexual  dysfunction  and  insomnia  
o Other  uses  for  counterconditioning  
§ Assertiveness  training—assertive  bxs  are  incompatible  w  anx  
§ Bx  rehearsal  
§ Sensate  focus—reduce  anx  aroused  by  sexual  situations  
 
• Techniques  Based  on  Classical  Extinction  
o Many  maladaptive  responses  have  origin  in  US-­‐CS  pairings  
§ Anx/fear  developed  through  classical  conditioning    
o Classical  extinction  involves  repeatedly  presenting  CS  w/o  US  until  CS  no  longer  
elicits  CR  

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o Two  major  techniques:  
§ Flooding—exposing  to  feared  stimulus  while  preventing  from  engaging  
in  usual  avoidance  response  
• Deliberate  exposure  w  response  prevention  
o Pairing  of  experience  w  relaxation  is  not  necessary  
o Imagination  or  in  vivo  
• Problem:    paradoxical  effect  of  increasing  fear  
o Incubation  effect  or  paradoxical  enhancement  effect  
o Deal  w  this  by  gradually  expose  to  aspects  of  feared  
stimulus—Graded  Exposure  or  Graduated  Extinction  
• Research:  
o In  vivo  is  more  effective  than  imaginal  
o Prolonged  exposure  is  more  effective  than  brief  
o In  vivo  or  graded  exposure  is  particularly  effective  in  tx  of  
Agoraphobia  and  OCD  
• Exposure  procedures  also  include  exposure  to  physical  
sensations  associated  w  panic  attacks  
o Interoceptive  exposure—exposure  to  panic-­‐like  physical  
sensations  such  as  hyperventilation,  shaking  head,  and  
body  tension  
§ Implosive  Therapy—imaginal  exposure  to  stimulus  
• Involved  psychoanalytic  as  well  as  bx  component  
o Psychodynamic  themes  which  are  thought  to  underlie  
phobia  are  incorporated  into  imagery  
o Flooding—no  attempt  to  incorporate  psychodynamic  
themes  
o Research:    psychodynamic  component  not  necessary  
 
• Techniques  Based  on  Aversive  Conditioning  
o Aversive  Conditioning—noxious  stimulus  is  paired  w  bx  targeted  for  
elimination  
§ Eventually  avoidance  response  elicited  by  noxious  stimulus  will  be  
elicited  by  targeted  bx  
§ Noxious  stimulus=US,  targeted  stimulus=CS  
o In-­‐vivo  Aversive  Conditioning  
§ Research:    works  best  if…  
• Program  is  part  of  natural  environment  
• Biologically  appropriate  aversive  stimulus  is  used,  preferably  in  
same  modality  as  target  bx  
• Ct  encouraged  to  take  self-­‐control  of  situation  
• Aversion  conditioning  is  combined  w  positive  reinforcement  of  
adaptive  response  
o Covert  Sensitization  
§ Counterconditioning  in  imagination  to  reduce/eliminate  undesirable  bx  

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Research:    more  effective  in  treating  paraphilias  than  in  treating  obesity  
§
and  addictive  bx,  and  is  most  successful  when  supplemented  w  actual  
aversive  stimuli  
 
OPERANT  CONDITIONING  
 
• Operant  Conditioning  
o B.F.  Skinner  
o Operant=response  that  is  voluntarily  emitted  and  learned  as  result  of  
environmental  consequences  that  follow  it  
o Differ  from  respondant  bx:  
§ Operant—voluntarily  emitted,  vs  respondant—automatically  elicited  by  
stimuli  
§ Operant—occur  as  result  of  environmental  consequences  that  follow  
them,  vs.  respondant—occur  as  result  of  pairings  btw  US  and  CS  
 
• Reinforcement  and  Punishment  
o Reinforcer=event  that  increases  bx  
o Punishment=event  that  decreased  bx  
o Positive=stimulus  applied  
o Negative=stimulus  removed  
o Operant  strength  can  be  measured  in  2  ways:  
§ By  rate  of  responding  during  acquisition  
§ By  total  number  of  responses  before  extinction  trials  
 
• Operant  Extinction  
o w/drawal  of  reinforcement  from  previously  reinforced  bx  so  that  bx  is  
decreased/eliminated  
o Underlies  one  bx  explanation  of  depression  
§ When  formerly  successful  bx  fails  to  produce  expected  reinforcers,  will  
cease  to  respond  even  if  conditions  and  bx  could  again  be  successful  
o Reformulated  Learned  Helplessness  
§ Depressed  people  blame  selves  for  bad  outcomes,  which  reduced  self-­‐
esteem  and  consider  their  internal  attributions  to  be  both  global  and  
stable  
o Lewinsohn’s  Behavioral  Model  
§ Depression  is  associated  w  low  rate  of  response-­‐contingent  positive  
reinforcement  
• Low  rate  of  social  and  other  bx,  basically  extinguishing  contingent  
bx  
o Response  Burst  
§ Removal  of  reinforcer  does  not  result  in  immediate  decrease  of  bx  
§ Temporary  increase  in  bx  
o Behavioral  Contrast  
§ 2  bx  have  been  reinforced  separately  and  then  1  bx  is  extinguished  

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§ Other  bx  increases  frequency  
o Spontaneous  Recovery  
§ Responsiveness  increases  w/o  any  reinforcement  trials  
 
• Primary  vs  Secondary  Reinforcement  
o Primary—inherently  valuable  
§ Does  not  acquire  reinforcing  value  through  prior  experience  
o Secondary—reinforcing  value  only  through  repeated  pairings  w  primary  
reinforcers  
§ If  paired  w  many  types  of  primary  reinforcers,  acquire  power  unrelated  
to  any  individual  primary  reinforcer—Generalized  Secondary  Reinforcer  
• Ex.  Money  
 
•     Schedules  of  Reinforcement  
o Continuous—if  every  response  is  reinforced  
§ Fast  learning,  fast  satiation,  and  fast  extinction  
o Intermittent/Partial—greater  response  to  extinction  
§ Thinning=switching  from  continuous  to  intermittent  
§ Four  Types:  
• Fixed  Ratio—occurs  after  fixed  #  of  responses  
• Fixed  Interval—occurs  after  fixed  period  of  time  regardless  of  #  
of  responses  
o Scallop  Effect—responding  very  slow/nonexistent  
immediately  following  reinforcement  then  gradually  
increases  and  very  rapid  just  before  another  
reinforcement  is  due  
o Produces  lowest  rate  of  responding  and  lowest  resistance  
to  extinction  
• Variable  Ratio—occurs  after  variable  #  of  responses  
o Relationship  btw  bx  and  reinforcement  is  unpredictable  
o High  and  constant  rate  of  responding  and  most  resistant  to  
extinction  
• Variable  Interval—after  unpredictable  amount  of  time  
o Matching  Law—when  subjects  are  provided  w  2/+  simultaneously  available  
opportunities  for  reinforcement,  rate  of  responding  will  be  proportional  to  
relative  rate  of  reinforcement  
 
• Escape  and  Avoidance  Conditioning  
o Escape  Conditioning—some  action  that  allows  to  escape  from  aversive  stimulus  
§ Escape  bx  increases  due  to  removal  of  stimulus  
o Avoidance  Conditioning  
§ 2  Factor  theory  of  learning  from  aversive  consequences:  
• Factor  1—various  bx,  situations,  obj  are  persistently  avoided  due  
to  classical  conditioning  

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• Factor  2—avoidance  responses  are  negatively  reinforced  by  
termination  of  fear/anx  each  time  bx,  situations,  obj  are  avoided  
§ Bx  learned  through  avoidance  conditioning  are  v  resistant  to  extinction  
§ Phobias  
 
• Discrimination  and  Generalization  
o Stimulus  Discrimination  and  Generalization  
§ Stimulus  Discrimination—gives  certain  bx  in  presence  of  one  stimulus  
but  not  another  
§ Stimulus  Generalization—learned  to  respond  in  particular  way  to  one  
discriminative  stimulus  and  then  responds  in  same  way  to  diff  but  
similar  stimulus  
o Discriminative  and  S-­‐Delta  Stimuli  
§ Discriminative  Stimulus—Bx  will  be  reinforced  only  in  presence  of  
particular  stimulus  
§ S-­‐Delta  Stimulus—stimulus  can  serve  as  environmental  cue  that  
particular  bx  will  NOT  be  reinforced  
o Chaining  
§ Series  of  related  and  simple  bx  are  tied  together  to  form  more  complex  
bx  
§ Each  response  acts  as  both  secondary  response  as  well  as  discriminative  
stimulus  for  next  response  in  chain  
§ Backward  chaining—training  begins  w  last  bx  in  to-­‐be-­‐learned  sequence  
of  bx  and  then  works  backward  from  there  
o Response  Generalization  and  Shaping  
§ Response  Generalization—when  reinforcement  increases  occurrence  of  
1  response,  it  may  also  increase  occurrence  of  similar  responses  
§ Shaping—reinforced  for  emitting  responses  that  gradually  approach  bx  
that  is  desired  
• Method  of  successive  Approximation—reinforcing  closer  and  
closer  approximations  of  desired  bx  
• Resembles  chaining  in  that  both  involve  series  of  responses  
o Outcome  of  chaining  is  complex  series  of  bx  
§ Each  link  must  be  maintained  in  order  for  complex  
bx  to  occur  
o Outcome  of  shaping  is  only  1  simple  bx  
§ Once  learns  final  bx,  successive  approximations  are  
no  longer  necessary  and  no  longer  reinforced  
 
• Superstitious  Learning  (Adventitious  Reinforcement)  
o Responses  reinforced  adventitiously  or  accidentally  by  coincidental  pairing  of  
response  and  reinforcement  
 
• Factors  that  Influence  Effectiveness  of  Reinforcement  and  Punishment  

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o Positive  reinforcement  is  most  successful  if  reinforcer  is  available  only  after  
target  bx  has  been  performed  
o Shorter  interval  btw  bx  and  reinforcement,  more  effective  is  reinforcement  
o Acquisition  of  new  bx  is  most  effective  is  bx  is  reinforced  on  continuous  
reinforcement  schedule  
§ Maintenance  of  bx  is  maximized  when  intermittent  
o Verbal  clarification  of  relationship  btw  bx  and  delivery  of  reinforcement  
increases  effectiveness  of  reinforcement,  as  do  verbal/physical  prompts  
o Greater  magnitude  of  reinforcer,  greater  effectiveness  
§ Past  certain  point,  satiation  can  occur  (loses  value)  
 
 
• Punishment  
o Works  best  if  it  is  extreme  and  continual  
o Sooner  punishment  is  delivered,  more  effective  
o Most  effective  if  consistently  applied  
o Most  effective  when  there  is  verbal  clarification  about  relationship  btw  
punishment  and  bx  
§ Warning  cue  increases  effectiveness  
o Reinforcers  for  target  bx  should  be  withheld  when  bx  is  punished  
o Ineffective  if  it  is  progressively  increased  in  magnitude  
§ Instead,  administered  at  maximum  intensity  from  outset  
§ Habituation—decrease  in  responsiveness  to  constant  stimulus,  thereby  
requiring  larger  stimulus  in  order  to  achieve  previous  level  of  
responsiveness  
o Once  punishment  is  removed,  bx  tended  to  return  to  baseline  
§ At  first,  it  will  reach  higher  level  than  baseline  
 
 
THERAPEUTIC  TECHNIQUES  BASED  ON  OPERANT  CONDITIONING  
 
• Techniques  based  on  Reinforcement  
o Shaping  
§ Lovaas—Autism  
o Premack  Principle—probability-­‐differential  theory,  using  high  probability  bx  to  
reinforce  low  probability  bx  
§ “first  you  work,  then  you  play”  
 
• Techniques  based  on  Punishment  and  Extinction  
o Time-­‐Out  
§ Form  of  extinction,  but  can  be  considered  punishment  as  well  
o Overcorrection  
§ Both  correction  of  neg  bx  and  repeated  and  exaggerated  practice  of  
alternative  appropriate  bx  
o Response-­‐Cost  

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§ Neg  punishment  
§ One  of  the  more  effective  tech  of  punishment  
o Differential  Reinforcement  for  Other  Bx  (DRO)  
§ Combination  of  operant  extinction  and  pos  reinforcement  
§ Non-­‐reinforcement  (extinction)  of  target  bx  and  reinforcement  of  all  
other  bx  except  target  bx  
§ Differential  Reinforcement  for  Incompatible  Bx  (DRI)—reinforcement  
occurs  only  following  bx  that  are  compatible  w  target  bx  
§ Differential  Reinforcement  for  Low-­‐Frequency  Responding  (DRL)  
 
• Token  Economy  and  Contingency  Contracts  
o Contingency  Contracting—establishing  formal  written  contract  btw  tx  and  ct  
§ Specifies  target  bx  and  reinforcers  and/or  punishers  that  will  be  made  
contingent  upon  them  
• Quid  Pro  Quo  Contracts—requires  bx  change  by  more  than  1  
party  
§ Delinquency,  marital  prob,  academic  prob,  addictive  bx  
§ Effective:  
• Contract  is  informative  about  both  tx  strategies  and  expected  
outcomes  
• Contract  explicitly  defines  rewards  for  meeting  goals  and  
sanctions  for  failing  to  meet  terms  
• Bx  included  are  capable  of  being  monitored  
• Elicits  statements  from  ct  that  s/he  will  participate  fully  in  tx  
program  
o Token  Economy  
§ Less  susceptible  to  satiation  than  primary  reinforcers  
§ Disadvantages:  
• Bx  established  within  them  do  not  generalize  to  other  
environments  
o Ways  to  reduce  prob:  
§ Gradually  switch  to  reinforcers  that  will  be  
available  in  natural  environment  
§ Reinforce  only  bx  that  will  continue  to  be  
reinforced  in  natural  environment  
 
COGNITIVE  LEARNING  THEORIES  
 
• Gestalt  Learning  Theory  
o Sudden  novel  solution—insight  learning  
o Cog  restructuring  of  environment  
o Process  enables  to  achieve  goal  
o Trial-­‐and-­‐error  experience—necessary  prerequisite  
o Actively  reorganize  perceptions  on  basis  of  “Gestalt  Law”  

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§ Incomplete  experience  will  lead  to  distortions  of  memory  in  order  to  
experience  stimuli  as  completed  and  if  that  doesn’t  happen,  to  a  
motivation  to  complete  learning,  which  results  in  better  memory  for  
incomplete  tasks  than  for  complete  tasks  
 
• Tolman’s  Cognitive  Learning  Theory  
o Learning  was  not  result  of  conditioning  alone  
§ Cog  understanding  was  also  necessary  
§ Learning  was  acquisition  of  cognitive  structure  or  cognitive  map  
o Place  learning—learns  location  of  paths  or  places  rather  than  movement  
responses  in  response  to  stimuli  
o Latent  Learning—occurs  w/o  reinforcement  and  does  not  immediately  
manifest  itself  in  performance  
 
• Social  Learning  Theory  
o Cognitive  meditational  processes—influence  of  stimuli  and  reinforcement  on  bx  
is  largely  determined  by  cog  processes,  which  govern  what  environmental  
influences  are  attended  to  and  how  they  are  perceived  and  interpreted  
o Observational  Learning—one  watches  model  perform  bx  and  then  imitates  
§ Person  imitates  bx  because  imitation  has  been  reinforced  in  past  
§ External  reinforcement  is  not  necessary  for  observational  learning  per  
Bandura  
§ Most  higher  learning  was  result  of  modeling  per  Bandura  
• Attentional  mechanisms  
• Retentional  mechanisms  
• Performance  mechanisms  
• Reinforcement  mechanisms  
§ Bx  can  be  reinforcing  in  itself  
• Graded  participant  modeling—slowly  engages  in  modeled  bx    
o More  effective  than  simple  modeling  
§ High  status  models  more  likely  to  be  imitated  than  low  
• More  likely  to  occur  when  model  perceived  as  similar  to  ct  and  
when  multiple  models  are  used  
 
• Harlow:    Curiosity  and  Learning  Sets  
o Nature  of  task  can  be  rewarding  enough  
o Unlearned  reinforcers  may  have  to  be  expanded  to  include  needs  to  explore  and  
manipulate  
§ Experience  when  certain  types  of  prob  enables  to  solve  similar  kinds  of  
prob  more  efficiently—Learning  how  to  Learn  
 
MISC  ISSUES  IN  LEARNING  AND  BX  THEORY  
 
• Drive  Reduction  Theory  
o Clark  Hull  

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§Drive  level  as  motivation  for  learning  
§Probability  of  bx  occurring  depends  on  strength  of  learning  habi  and  
motivation  or  level  of  drive  
o Miller  and  Dollard  
§ Learning  of  aggressive  responses  
§ Frustration  and  Aggression  
• Prior  to  any  manifestation  of  hostility,  there  was  always  some  
frustration  
• Aggression  is  expressed  directly  or  learns  that  direct  expression  
is  socially  unwise  and  displaces  it    
§ Psychopathic  symptoms  are  learned  bx  
• If  drive  is  induced,  its  reduction  will  serve  as  reward  
• Any  bx  reduces  fear  drive  becomes  more  likely  to  recur  when  fear  
is  present  again  
• Learns  responses  in  order  to  reduce  drive—coping  responses  
• Psychopathic  symptoms  allow  escape  from  original  fear  and  
serve  to  reinforce  symptoms  bx  
• Two  categories  of  drives  (gradients):    
o Those  that  lead  to  approach  a  situation  (goal)  
o Those  that  lead  to  avoid  goal  
• Some  goals  elicit  both  drives—approach-­‐avoidance  conflicts  
• Avoidance  gradient  is  stronger  than  approach  gradient  
 
• Biological  Factors  of  Learning  
o Preparedness  Dimension  
§ Bx  can  be  divided  into  4  levels  of  susceptibility  to  genetic  
influence/variables  
• Complete—instinct  or  imprinting  
• Somewhat  facilitated  
• Minimally  influenced  
• Contraprepared  or  difficult  because  of  genetic  factors  
o Conditioning  Through  Self-­‐Stimulation  
§ Medial  forebrain  bundle  in  lateral  hypothalamus  was  most  effective  area  
in  evoking  bx  
§ Reward  centers  closely  parallel  maps  of  distribution  of  norepinephrine  
tracts  
• Synaptic  release  of  NE  is  associated  w  feelings  of  well-­‐being,  
elation  and  euphoria  
 
• Yerkes-­‐Dodson  Law  
o Optimal  level  of  arousal  for  learning  and  performance  of  any  task  
§ Higher  levels  of  arousal  are  most  appropriate  for  relatively  simple  tasks,  
while  lower  levels  of  arousal  optimize  performance  of  relatively  complex  
tasks  

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o Regardless  of  task  difficulty,  relationship  btw  arousal  and  performance  rake  
shape  of  inverted  U  
 
• Behavioral  Assessment  
o Pure  bx  orientation,  personality  is  equivalent  to  sum  total  of  individual’s  bx  in  
social  environment  
§ Person  doesn’t  have  personality  
• Rather,  has  bx  repertoire,  which  is  modified  w/in  given  range,  
depending  on  environmental  contingencies  
o ABC  model  (antecedents,  bx,  consequences)  
§ Situational  analysis  
§ Response  enumeration  phase  
§ Response  evaluation  
§ Referred  to  as  functional  analysis—identify  functional  relationships  btw  
antecedent,  bx  and  consequences  
 
• Memory  and  Cognition  
o Memory  
§ Savings  method—method  of  relearning  
• Measure  of  speed  of  relearning  list  
• Overlearning  resulted  in  savings  of  both  time  and  errors  upon  
relearning  
§ Nature  of  forgetting  
• Initial  drop-­‐off  followed  by  slower  forgetting  over  time  
o Multi-­‐Store  model  
§ 3  levels  
• Sensory  mem  
• STM  
• LTM  
§ Brief  storage  of  sensory  info,  after  stimuli  have  been  removed  
• No  more  than  2-­‐3  sec  
• Auditory  info=echoic  store  
• Visual  info=iconic  store  
§ Transferred  to  STM  when  it  becomes  focus  of  attn  
• Limited  amount  of  info  for  brief  period  of  time  
• 7  +/-­‐  2  as  amt  of  info  retained  w  rehearsal  
• Chunking  can  greatly  increase  
• “Working  memory”—prefrontal  cortex  and  cingulated  cortex  
o Articulatory  loop—process  of  rapid  verbal  repetition  of  to-­‐
be-­‐remembered  info  to  facilitate  maintaining  it  in  WM  
§ LTM  
• Unlimited  capacity  
• Elaborative  rehearsal—thinking  about  meaning  of  new  info  and  
its  relation  to  info  already  in  mem  
• 3  components:  

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o Procedural  mem—acquired  through  observation  and  
practice  and  are  difficult  to  forget  
o Semantic  mem—knowledge  about  language  
o Episodic  mem—info  about  events  that  have  been  
personally  experienced  
• Explicit  vs  implicit  
o Explicit—retrieved  w  awareness  of  remembering  and  can  
be  revealed  by  direct  testing  of  mem  
§ Declarative  mem  
o Implicit—retrieved  w/o  conscious  effort  or  even  
awareness  
§ Skills  and  conditioned  responses  
o Implicit=procedural,  explicit=semantic  and  episodic  
o Serial  Position  Effect  
§ Recall  words  from  beginning  and  end  of  list  best  
§ Beginning=LTM,  end=STM  
o Flashbulb  Memory  
§ Vivid,  detailed  mem  of  emotionally-­‐charged  or  surprising  events  
§ Events  that  involve  specific  people/things  that  occurred  at  specific  time  
§ Most  accurate  when  event  has  personal  significance  or  consequences  
§ Fade  over  time  
o Anterograde  and  Retrograde  Amnesia  
§ Anterograde—recall  info  they  learned  prior  to  trauma  but  not  new  info  
• Cannot  transfer  info  from  STM  to  LTM  
§ Retrograde—failure  to  remember  events  prior  to  trauma  
§ Neurologically  impaired  ct  who  have  retrograde  usually  also  have  
antergrade,  but  reverse  is  not  always  true  
• Pseudodementia=retrograde  but  not  anterograde  
• Dissociative  Amnesia—lack  of  physiological  etiology  of  cog  
symptoms  
o Schema  Theory  of  Memory  
§ Schemas  affect  how  we  store  and  retrieve  info  
§ Memory  is  filtered  through  our  schema  
o Mnemonic  Devices  
§ Method  of  loci—associating  each  item  to  be  remembered  w  mental  
images  of  “places”  
§ Eidetic  imagery—ability  to  maintain  mental  pic  of  obj  even  after  it  is  
removed  
• More  common  in  children  
o Context  and  State  Dependence  
§ Encoding  specificity  hypothesis—closer  relationship  btw  encoding,  
storage  and  retrieval,  better  recall  of  info  
• Better  recall  when  in  same  learning/retrieval  environment  than  
when  diff  
§ Context  dependence—emotional  state  same  in  learning/retrieval  envir  

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§ State  dependence—same  physical  state  
 
o Overlearning  
§ Best  for  simple  tasks  
o Forgetting  
§ Decay—memory  trace  deteriorates  unless  accessed  
§ Interference—forgotten  due  to  competing  experiences  
• Retroactive  inhibition—new  experience  interferes  w  earlier  one  
o Only  results  from  events  that  occur  in  waking  life  
o When  sleep  follows  learning  of  new  info,  better  recall    
• Proactive  inhibition—previous  learning  interferes  w  more  recent  
learning  
o Repression  
§ Not  recalled  due  to  emotional  significance  
§ Active  inhibition  of  recall  accounts  for  forgetting  
§ Dynamic  and  unconscious  process  
o Misinformation  Effect  
§ Incorporation  of  incorrect  or  inaccurate  info  
§ Constructed  by  combining  actual  mem  w  content  of  suggestions  received  
from  other  sources  of  info  
§ Discrepancy  Detection  principle—susceptibility  to  misinfo  is  inversely  
related  to  ability  to  notice  discrepancies  
• Greater  susceptibility  to  misinfo  associated  w:  
o Passage  of  time  
o Retention  times  
o Timing  of  reporting/testing  
o Age  
• Resistance  to  post-­‐event  suggestion  is  greatest  when  ct  has  
strong,  accurate  original  mem  
o Attn  
§ Internal  cog  process  by  which  one  actively  selects  environmental  info  or  
actively  processes  info  from  internal  sources  
§ Types:  
• Selective  Attn—one  event  while  filtering  out/ignoring  irrelevant  
events  
• Cock-­‐tail  Party  Phenomena—intently  focus  on  one  conversation  
and  unaware  of  another,  but  when  mention  your  name,  you  will  
immediately  get  shift  ur  attn  
• Sustained  Attn—direct  and  focus  attn  on  specific  stimuli  over  
extended  period  
• Divided  Attn—attn  on  more  than  one  event  simultaneously  
• Change  Blindness—difficulty  perceiving  major  changes  to  
unattended-­‐to  parts  of  visual  image  when  changes  are  introduced  
during  brief  interruptions  in  presentation  of  image  

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Exogenous  Attn—automatic  attraction  of  attn  due  to  sudden  

appearance  of  stimulus  
o Bottom-­‐up—not  under  ct’s  control  
• Endogenous  Attn—typical  top-­‐down,  attentional  effort  under  
control  of  individual    
o Feature  Integration  Theory  
§ Focused  visual  attn  is  what  allows  us  to  perceive  obj  as  entire  entity  
rather  than  meaningless  cluster  of  features  
• Features  of  obj  are  processed  rapidly  and  parallel  and  this  
process  does  not  require  focused  visual  attn  
• Perception  of  obj  does  necessitate  focused  visual  attn  bc  entails  
serial  processing  obj’s  features  and  integration  of  those  features  
to  create  whole  obj  
o Automaticity  
§ Ability  to  chunk  so  rapidly  and  efficiently  that  processes  entails  virtually  
no  attn  
§ Overlearning  
o Metacognition  
§ Thinking  about  thinking  
§ Develop  early  adolescence  in  conjunction  w  Piaget’s  formal  operational  
stage  
 

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BIOLOGICAL  BASES  OF  BEHAVIOR  
 
 
NERVOUS  SYSTEM  
 
• Divisions  of  NS  
o NS=CNS  (spinal  cord  and  brain)  and  peripheral  NS  (somatic  and  autonomic  NS)  
o Peripheral  NS  
§ Nerves  that  carry  info  from  sense  organs  to  CNS  (afferent  nerves)  and  
nerves  that  carry  info  from  CNS  to  muscles  and  glands  (efferent  nerves)  
§ Somatic  NS—controls  actions  of  skeletal  muscles  
• Voluntary  movt  
• Responds  to  signals  from  senses  
§ Autonomic  NS—smooth  muscles,  viscera,  and  glands  
• Involuntary  
• Changes  in  autonomic  arousal  are  highly  correlated  w  changes  in  
emotionality  
• 2  divisions:  
o Sympathetic—flight  or  fight  
o Parasympathetic—deactivates  
o CNS  
§ Brain—primitive  core,  old  brain  called  limbic  system,  and  new  brain  
• Anatomically—hindbrain,  midbrain,  forebrain  
§ Spinal  Cord  
• Damage  can  cause:  
o Paresis—slight  or  partial  paralysis  
o Parasthesia—abnormal  sensations  
o Hyperesthesia—abnormal  sensitivity  to  sensation  
• Some  communication  btw  CNS  and  peripheral  NS  is  mediated  by  
SC  w/o  brain  involvement  
 
• Neuron  
o Glial  cells  provide  physical  support,  nutrients,  and  means  of  cleaning  debris  in  
NS  
o 3  main  parts:  
§ Cell  body/soma  
§ Dendrites—respond  to  stimulation  from  other  neurons  and  carry  info  
towards  soma    
§ Axon—carry  info  away  
• May  have  many  branches—collaterals  
o Neuronal  Conduction  
§ Conduction  is  electrochemical  process  by  which  info  is  received  and  
processed  w/in  neuron  
§ Action  potential  or  spike  

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§Speed  of  conduction  is  affected  by  larger  diameter  of  axon  and  myelin  
sheath  (salutatory  conduction)  
 
 
• Synaptic  Transmission  
o Neuron  sending  info  is  referred  to  as  presynaptic  neuron  
o Neuron  receiving  info  is  postsynaptic  neuron  
o Specific  Transmitters  
§ Acetylcholine  
• Found  in  CNS,  at  neuromuscular  junctions  and  at  certain  synapses  
in  autonomic  NS  
• Cholinergic  neurons—secrete  Ach  
• Excitatory  effect  at  junctions  btw  nerves  and  muscle  fibers  and  
causes  muscles  to  contract  
o Defects:    impairments  in  voluntary  movt  
• Inhibitory  effect—heart  and  respiratory  muscles  
o Also  associates  w  learning  and  mem,  mediate  sexual  bx,  
REM  sleep  and  sleep-­‐wake  cycle  
§ Catecholamines  
• Norepinephrine  (noradrenaline),  Epinephrine  (adrenaline)  and  
Dopamine  
• Personality,  mood,  drive,  sleep,  mem  
• Lack  of  NE  and  Dopamine:    depression  
• Excessive  Dopamine  and  NE:  schizophrenia  
• Dopamine:    
o Movt  
o Excess:    Tourette’s  
§ Degeneration  of  neurons  that  secrete  dopamine  
cause  muscular  rigidity  and  tremors  of  Parkinson’s  
o Reinforcing  actions  of  stimulants,  nicotine,  and  opiates  
§ Serotonin  
• Anx,  mood,  eating,  sleep,  arousal,  temp  regulation,  aggression,  
modulation  of  pain  and  migraines  
• Lack:    depression,  OCD,  PTSD,  aggression  
• Excess:    schizophrenia,  anorexia,  and  autism  
§ GABA  
• Most  abundant  neurotransmitter  
• Inhibitory  role—eating,  sleep,  anx,  seizures  
• Lack:  anx,  Parkinson’s  
o Deficits  in  motor  region  of  brain—Huntington’s  
§ Glutamate  
• Major  excitatory  neurotransmitter  
• Learning,  mem,  long-­‐term  potentiation  (STMàLTM)  
• Overactivity:    seizures,  stroke,  Alzheimer's  disease,  Huntington’s  
§ Endorphins  

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• Inhibit  pain,  reduce  anx  in  thalamus  and  cerebral  cortex,  feelings  
of  pleasure  
 
 
BRAIN  
 
• Hindbrain  and  Midbrain  
o Hindbrain—brain  stem  (medulla  oblongata,  pons),  cerebellum  
§ Medulla  Oblongata—breathing,  heart  rate,  BP,  digestion  
• Damage=fatal  
§ Pons—connects  2  halves  of  cerebellum  
• Regulates  states  of  arousal  
• Trigger  and  maintain  slow  wave  sleep  
§ Cerebellum—balance,  coordinates  movts,  controls  posture  
o Midbrain—mesencephalon  
§ Substantia  Nigra—extrapyramidal  motor  system  
• Movt—smoothness,  initiation,  termination,  directedness  
§ Reticular  Formation—diffuse  network  of  interconnected  neurons  that  
extends  from  SC  through  hindbrain  to  midbrain  
• Sleep  and  arousal,  sensations  of  pain  and  touch,  respiration  and  
control  of  reflexes  
• Reticular  Activating  System  (RAS)—fibers  from  reticular  
formation,  thalamus,  and  sensory  areas  of  brain  
o Waking  state,  arousal,  and  attn  
 
• Forebrain  
o Hypothalamus,  thalamus,  basal  ganglia,  limbic  system,  and  cerebral  cortex  
o Hypthalamus—autonomic  NS  and  endrocrine  system  via  influence  on  pituitary  
gland  
§ Body’s  homeostasis  
§ Control  of  motivated  bx—drinking,  feeding,  sex,  aggression,  and  
maternal  bx  
• Translation  of  strong  feelings  (rage,  fear,  excitement)  into  
physical  responses  
§ Contains  suprachiasmatic  nucleus  (SCN)—circadian  rhythms  
o Thalamus—central  switching  station  
§ Relays  incoming  sensory  info  to  cortex  for  all  senses  except  olfaction  
§ Processes  info  sent  btw  diff  cortical  regions  and  btw  cortex  and  
subcortical  regions  
§ Language,  mem,  motor  activity  
o Basal  Ganglia—caudate  nucleus,  globus  pallidus,  and  putamen  
§ Code  and  relay  info  associated  w  control  of  voluntary  movt,  motoric  
expression  of  emotion  and  sensorimotor  learning  
o Limbic  System—mediate  emotional  component  of  bx  

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§Amygadala—integrates  and  directs  emotional  bx,  attaches  emotional  
signficance  to  info  it  receives  from  senses,  and  mediates  
defensive/aggressive  bx  
• Kluver-­‐Bucy  Syndrome—reduced  fear  and  aggression,  increased  
docility,  altered  dietary  habits,  “psychic  blindness”  and  
hypersexuality  
§ Septum—inhibits  emotionality  
§ Hippocampus—mem,  learning  
• Mem  consolidation  
 
• Cerebral  Cortex  
o Lobes:  
§ Frontal—motor  bx,  expressive  lang,  higher-­‐level  cog,  orientation  
• Primary  motor—pyramidal  motor  system  
o Control  of  voluntary  movt  
• Premotor  cortex—Broca’s  area  
• Prefrontal  cortex—personality  expression,  emotion,  mem,  
executive  func  
• “Frontal  lobe  personality”—depressive  syndrome  or  
pseudodepression  
o Apathy,  lack  of  drive,  little  verbal  output,  inability  to  plan  
and  focus  attn  
• Psychopathic  syndrome—pseudopsychopathy  
o Sexual  inhibition,  coarse  lang,  peculiar  and  facetious  sense  
of  humor,  inappropriate  social  bx,  lack  of  concern  for  
others  
§ Temporal—receptive  lang,  mem,  emotion  
• Wernicke’s  area—comp  of  lang  
o Dysnomia—inability  to  name  fam  obj  
o Usually  unaware  of  prob  
o Connected  to  Broca’s  by  arcuate  fasciculous  
§ Conduction  aphasia—speaks  fluently  and  
comprehends  speech  but  cannot  repeat  what  is  
heard  
• LTM  
• Right=deju-­‐vu  experience  
• Organic  amnesia  
§ Parietal—primary  somatosensory  cortex  locates  on  postcentral  gyrus  
• Processing  somatosensory  input  and  integrating  info  w  visual  and  
other  sensory  info  
• Tactile  agnosia—inability  to  identify  obj  by  touch  using  
contrlateral  hand  
• Contralateral  neglect—loss  of  knowledge  about/interest  in  one  
side  of  body  
• Asomatognosia—inability  to  recognitze  body  parts  

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• Anosognosia  
• Gertmann’s  syndrome—dominant  parietal  
o Agraphia,  acalculia,  left-­‐right  disorientation  and  finger  
agnosia  
§ Occipital—visual  cortex  
o Lateralization  of  Function  
§ Higher  cortical  functions  
§ Lt=rational  half  
• Analytical  thinking,  sequencing,  logical  ability  
• Damage:    clinical  depression,  anx  
§ Rt=artistic,  musical  
• Damage:    apathy,  indifference  
o Split  Brain  Research  
§ Rt=understanding  of  spatial  relationships,  expression  of  emotions,  facial  
recognition,  creativity  
§ Lt=understanding  logic,  analytical  thinking,  written  and  spoken  lang  
 
PHYSIOLOGICAL  FOUNDATIONS  OF  CONSCIOUSNESS  AND  BEHAVIOR  
 
• Emotion  
o James-­‐Lange  Theory  
§ Emotions  occur  when  people  experience  autonomic  arousal  in  response  
to  environmental  stimuli  and  then  interpret  arousal  as  emotional  state  
o Cannon-­‐Bard  Theory  
§ Environmental  stimuli  simultaneously  stimulate  thalamus  and  cortex,  
which  produce  sympathetic  NS  arousal  and  emotional  feeling  
§ Arousal  accompanies  emotional  feeling  rather  than  causes  it  
o Cognitive-­‐Arousal  Theory  
§ Emotion  as  related  to  physiological  arousal  and  cog  attributions  for  that  
arousal  
§ Environmental  cues  often  determine  causal  attributions  for  arousal  
o Universal  Emotions  
§ 6  basic  emotions:  
• Fear  
• Anger  
• Joy  
• Sadness  
• Surprise  
• Disgust  
§ Certain  emotions  are  innate,  universal  and  form  basic  components  of  
more  complex  emotions  
 
• Hunger  and  Feeding  
o Brain  Mechanism  in  Hunger  

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§ Appetite  appears  to  involve  interactive  relationship  btw  hypothalamus,  
hindbrain,  and  limbic  system  
• Hypothalamus—lateral  and  ventromedial  areas  
o Primary  center  for  hunger  and  satiety  
o Receives  info  through  metabolic,  neural  and  hormonal  
signals  to  mediate  energy  intake/expenditure  
• Hindbrain—receives  signals  from  GI  tract  then  transmits  info  to  
hypothalamus  for  integration  w  other  info  
• Limbic—emotive  properties  of  food  
o Obesity  
§ Overeat  because  inherently  more  sensitive  to  certain  extral  cues  than  to  
internal  physiological  ones  
 
• Sexual  Bx  
o Sex  Hormones  
§ Pituitary  gland  and  gonads  are  primary  source  
• Pituitary—produces  luteinizing  hormone  (LH)  and  follicle  
stimulating  hormone  (FSH)  
o FSH  causes  production  of  sperm  and  release  of  ova  
o Gonads  produce  androgens  and  estrogen  in  response  to  
LH  
§ Androgens—testosterone  and  other  androgens  are  
primary  male  sex  hormones  but  are  also  found  in  
females  
§ Estrogens—normal  sexual  development  and  
healthy  functioning  of  repro  system  
• Also  found  in  males  
§ Progesterone—healthy  functioning  of  repro  system  
in  women  and  for  functioning  of  placenta  
§ Menopause—reduction  in  estrogen,  progesterone  and  testosterone  
• Estrogen  replacement  tx  (ERT)  and  hormone  replacement  tx  
(HRT)  
 
• Sleep  
o Sleep  Cycle  
§ 5  distinct  stages  (first  4  are  alow-­‐wave  and  non  REM,  while  5th  is  REM)  
• Stage  1—transition  btw  wake  and  sleep    
o Alpha  waves  disappear  giving  way  to  slower  theta  waves  
• Stage  2—after  few  min  
o Theta  waves  w  intermittent  sleep  spindles  and  K  
complexes  
• Stage  3—appearance  of  large,  slow  delta  waves  
• Stage  4—dominant  delta  waves    
o Deeper  breathing  and  slowed  heart  rate,  lower  BP  
o Stages  3  and  4=deep  sleep  

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• Stage  5—REM  
o Paradoxical  sleep  because  EEG  activity  is  typical  of  
aroused  NS,  while  responsivity  of  sleep  to  environment  is  
low  
§ Lasts  for  about  100  min  and  recurs  4-­‐6  times  in  normal  night  
§ Early  REM  periods  are  about  10  min  long  and  increase  to  50  by  end  of  
night  
§ Age  and  Sleep  
• First  6  mo—only  REM  and  non-­‐REM  patterns  
o First  2-­‐3  mo—sleep  begins  w  REM  
• Increasing  age=decreasing  REM  in  #  hrs  and  %  of  total  sleep  
• Total  sleep  also  decreases  w  age  
o REM  Deprivation  
§ Alter  sleep  patterns  and  can  increase  anx  and  irritability,  adverse  effect  
on  cog  
§ Adverse  effects  disappear  
o Sleep  D/O  
§ Insomnia—inability  to  fall  asleep  quickly,  frequently  waking  during  
night  and  early  morning  awakening  
§ Nightmare  D/O—repeated  frightening  dreams  that  cause  sleeper  to  
wake  
 
• Memory  
o Temporal  lobe—LTM  
o Hippocampus—mem  consolidation  
o Prefrontal  cortex—STM  
o Korsakoff’s—produces  lesions  in  mammillary  bodies  and  thalamus  
§ Retrograde  and  anterograde  amnesia,  confabs,  and  apathy  
o LTM—changes  in  structure/physiology  of  synaptic  membranes  (LT  
potentiation)  
o Increased  production  of  RNA  
 
ENDROCRINE  SYSTEM  
 
• Pituitary  Gland  
o Only  secretes  hormones  that  act  directly  on  organs  through  control  of  
hypothalamus  
§ Also  influences  secretion  of  other  glands  
o Growth  hormone  (GH)  and  Antidiuretic  hormone  (ADH)  
§ GH—aka  somatotropic  hormone  (STH)  
• Stimulates  growth  by  acting  on  epiphyseal  plates  at  ends  of  bones  
• Oversecretion:    giantism  (child)  or  acromegaly  (grossly  enlarged  
feet,  hands,  facial  features)  
• Undersecretion:    dwarfism  (child)  
• Adrenal  Cortex  

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o Cortisol—stimulates  liver  to  convert  energy  stores  into  glucose    
§ Elevates  by  psych  stress  
o Adrenocorticotropic  hormone  (ACTH)—influences  release  of  cortisol  
§ Undersecretion—Addison’s  disease  (fatigue,  fainting  spells,  loss  of  
appetite,  decreased  body  weight,  depression,  apathy)  
§ Oversecretion—Cushing’s  disease  (obesity,  mem  loss,  moos  swings,  
depression,  and  somatic  delusions  
• Gonads  
o Sex  hormones  controlled  by  hypothalamus,  pituitary  and  gonads  
o LH  and  FSH  control  release  of  sex  hormones  by  gonads  
• Thyroid  
o Release  of  hormone  thyroxin,  controls  metabolism  
o Deficiency:    physical  maldevelopment  and  intellectual  impairment  (cretinism)  
o Undersecretion:    hypothyroidism—slowed  metabolism,  reduced  appetite,  
weight  gain,  lowered  heart  rate  and  body  temp,  decreased  sex  drive,  
depression,  and  deficits  in  cog  (attn  and  mem)  
o Oversecretion:    hyperthyroidism  (Grave’s  Disease)—elevated  body  temp,  
increased  metabolism,  increased  appetite,  weight  loss,  accelerated  heart  rate,  
nervousness,  agitation,  fatigue,  insomnia,  mania  and  decreased  attn  span  
• Pancreas  
o Insulin—absorption  phase  of  metaboloism  
o Diabetes  –inability  of  pancreas  to  produce  insulin  
o Oversecretion:    hypoglycemia  
 
 
 
SENSATION  AND  PERCEPTION  
 
• Vision  
o Anatomy  of  Eye  
§ Light  wavesàcornea,  pupil,  lens,  retina  
o Reception  
§ Kinds  of  receptors:  
• Rods  
o Sensitive  only  to  degrees  of  brightness  
o Sensing  stimuli  in  low  levels  of  light  
o Periphery  of  retina  
• Cones  
o Specialized  for  seeing  color  
o Visual  acuity  
o Function  only  in  daylight  
o Cluster  around  center  of  retina  (fovea)  
§ Optic  nerve  
• Two  separate  bundles  of  fibers  

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o Fibers  from  inner  half  of  eye  and  crosses  to  other  side  of  
brain  
o Fibers  from  outer  half  of  eye  and  stays  on  same  side  of  
brain  
§ Visual  signals  travel  via  optic  tract  to  lateral  geniculate  nucleus  (LGN)  of  
thalamus  and  then  to  visual  cortex  in  occipital  lobe  
 
• Audition  
o Anatomy  of  Ear  
§ Hair  cells  are  auditory  receptors  
• Transform  mechanical  vibrations  to  neural  activity  
• Travels  via  auditory  nerve  to  thalamus  to  temporal  lobe  
o Principles  of  Coding  
§ Stimulus  excites  auditory  system  in  sound  waves  
o Auditory  Localization  
§ Orient  toward  direction  of  sound  
§ Present  at  birth,  declines  btw  1-­‐4  mo,  re-­‐emerges  btw  4-­‐5  mo  and  
gradually  improves  until  fully  developed  at  12  mo  
 
• Somesthesis  
o Neural  Pathway  
§ Touch  (pressure),  body  position  (kinesthesia),  temp  and  pain  
o Pain  
§ Affected  by  subject  variables  such  as  knowledge,  attn,  motivation,  and  
suggestibility  
§ Chronic  pain  is  associated  w  various  forms  of  depressive  d/o  
• “Pain-­‐prone”—pain  is  form  of  masked  depression  
§ Environmental  or  genetic  predisposition  for  developing  pain  
§ Afferent  nerve  fibers  
• Large  myelinated  fibers  and  small  afferent  unmyelinated  fibers  
• Gate-­‐control  theory—activation  of  large  fibers  inhibits  
transmission  of  pain  by  smaller  fibers  because  pain  mediation  
system  can  only  handle  limited  #  of  sensations  
o Large  fibers  “close  gate”  
 
• Smell  and  Taste  
o Smell  
§ Afferent  pathways  for  smell  run  directly  to  brain  through  limbic  system  
§ Smell  not  relayed  from  thalamus  to  cortex  
§ Most  primitive  sense  
§ Not  crossed  in  brain  
 
• Psychophysics  
o Relationship  btw  magnitude  of  physical  stimuli  and  psychological  sensations  
o 2  kinds  of  thresholds”  

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§ Absolute—weakest  stimulus  that  person  can  detect  
§ Difference  –smallest  physical  diff  btw  2  stimuli  that  is  recognized  as  diff  
o Magnitude  estimation—relationship  btw  physical  stimuli  and  internal  sensation  
differs  for  diff  stimuli  
 
NEUROLOGICAL  DISORDERS  
 
• Diagnosis:    Brain  Imaging  Techniques  
o Structural  Techniques:    MRI  and  CT  
§ Series  of  images  at  diff  levels  giving  info  and  direct  visualization  of  
structures  and  features  
o Functional  Techniques:    PET,  SPECT,  fMRI  
§ Info  about  both  structure  and  function  
§ PET—mapping  distribution  of  neurotransmitters  and  identifying  brain  
dysfunction  due  to  stroke,  epilepsy,  tumor,  dementia,  nerve  tearing  and  
other  brain-­‐impairing  conditions  
 
• Focal  Brain  Syndromes  
o Aphasia—disturbance  in  lang  production  and/or  comprehension  
§ Dysarthria—problems  w  articulation  
o Alexia—reading  disability  
o Apraxia—inability  to  learn/perform  complex,  purposeful  movt  despite  normal  
muscle  strength  and  coordination  
§ Ideomotor  apraxia—cannot  carry  out  command  to  perform  particular  
movt  but  may  be  able  to  perform  movt  spontaneously  
§ Constructional  apraxia—cannot  draw/copy  simple  figures  or  arrange  
clocks  in  pattern  
o Agnosia—inability  to  recognize  fam  obj  in  absence  of  disturbance  in  primary  
sensory  system  
§ Tactile,  auditory,  visual  
§ Visual—recognize  fam  obj  by  sight  
• Aperceptive  agnosia—visual  distortion  that  prevents  recognition  
of  obj  
o Cannot  recognize  obj  by  sight  but  can  ID  it  kinesthetically  
when  it  is  placed  in  hand  
• Associative  visual  agnosia—disconnection  of  visual  and  lang  
areas  of  brain  
o Cannot  name  obj  but  can  demonstrate  how  it  is  used  and  
match  it  w  similar  obj  
• Prosopagnosia—inability  to  recognize  familiar  faces  
o Anosognosia—inability  or  unwillingness  to  recognize  one’s  own  functional  
impairment  
§ Typically  denied  w  hemiplegia  
§ Usually  due  to  stroke  affecting  right  parietal  cortex  
 

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• Brain  Tumors  
o Children  develop  tumors  in  brainstem  or  cerebellum  more  often  
o Adults  more  likely  in  cerebral  cortex  
 
• Stroke  
o Most  occur  in  middle  cerebral  artery—frontal,  temporal,  parietal  and  basal  
ganglia  
§ Contralateral  hemiplegia,  sensory  loss,  dementia,  homonymous  
hemianopsia  
o Anterior  CA—frontal,  parietal,  corpus  callosum,  caudate  nucleus  
§ Hemiplegia  and  sensory  loss  in  contralateral  side,  dementia,  affective  
disturbance  
o Posterior  CA—thalamus,  temporal,  occipital  
§ Cortical  blindness,  visual  deficits,  anterograde  amnesia,  agitated  
delirium  
 
• Head  Trauma  
o Open  head  trauma—do  not  lose  consciousness  
§ Often  resolve  relatively  rapidly  
o CHI—LOC  
§ Duration  of  anterograde  amnesia  is  best  predictor  of  degree  of  injury  
and  recovery  
 
• Motor  Disorder  
o Damage  to  SC,  structures  of  extrapyramidal  motor  system,  or  motor  areas  of  
cortex  
o Extrapyradimal  system  disorders:  
§ Huntington’s  
• Combo  of  cog  deterioration,  personality,  and  affective  changes,  
and  abnormalities  in  movt  
• Dominant,  autosomal  degenerative  d/o  
• Systems  first  appear  btw  30-­‐50  y/o  
• Initial  signs=affective  
o Then  followed  by  forgetfulness,  personality  changes,  
motor  systems  (clumbiness,  incoordination  and  fidgeting)  
o Later,  athetosis  (slow  writhing  movt)  and  chorea  become  
more  prominent  
• Substantia  nigra,  basal  ganglia  and  cortex  all  affected  
o CT/MRI=reduced  volume  in  basal  ganglia  
o PET=reduced  metabolic  brain  activity  
• Neurotransmitters  linked=Ach,  GABA,  dopamine  
§ Parkinson’s  
• Degenerative  brain  d/o  w  abnormalities  in  movt  
• Exhibit  symptoms  of  depression  

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• 20%  have  depressive  symptoms  preceding  onset  of  motor  
impairments  by  average  of  5  yrs  
• Reduced  levels  of  serotonin  
• Due  to  degeneration  of  dopamine-­‐producing  cells  in  substania  
nigra,  which  in  turn  affects  basal  ganglia,  thalamus,  and  cortex  
 
PSYCHOPHARMACOLOGY  
 
• Antidepressants  
o Effects  occur  in  first  2  weeks,  but  way  require  up  to  6  weeks  
o Tricyclics  (TCA)  
§ Imipramine  (Tofranil)  
§ Clomipramine  (Anafranil)  
§ Amitriptyline  (Elavil)  
§ Blocking  reuptake  of  NE  and  serotonin  at  synapse  
§ Most  effective  in  relieving  vegetative  symptoms  of  depression    
• Appetite  disturbance,  sleep  disturbance,  anhedonia,  psychomotor  
retardation  
§ Panic  attacks,  agoraphobia,  obsessive  states,  chronic  pain,  bulimia,  and  
enuresis  
§ Anticholinergic  effects—common  side  effect  
• Also  cause  cardiovascular  effects  
o SSRIs  
§ Fluoxetine  (Prozac)  
§ Sertraline  (Zoloft)  
§ Paroxetine  (Paxil)  
§ Commonly  used  w  OCD,  binge  eating,  Panic  d/o,  and  anx  
§ Increasing  availability  of  serotonin  at  synapse  by  inhibiting  reuptake  
§ Quicker  onset  of  effectiveness  and  produce  fewer/less  severe  side  effects  
than  TCA  
§ Do  not  cause  cog  impairments  or  anticholinergic  side  effects  
§ May  cause  GI,  loss  of  appetite,  decreased  libido,  dizziness,  headaches  
§ May  produce  akathesia  (motor  restlessness)  and  other  extrapyramidal  
side  effects  
§ Prozac  only  FDA  SSRI  for  children  age  8/-­‐  
o MAOIs  
§ Phenelzine  (Nardil)  
§ Tranylcypromine  (Parnate)  
§ Block  action  of  enzymes  that  break  down  NE  and  serotonin,  making  
more  available  in  synapses  
§ Atypical  depression  symptoms  
• Increased  appetite,  hypersomnia,  rejection-­‐sensitivity,  mood  
reactivity,  symptom  increase  as  day  progresses,  accompanying  
symptoms  of  phobic-­‐anxiety,  panic  or  hypochondriasis  

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§Most  serious  side  effect  is  potentially  fatal  hypertensive  crisis,  
characterized  by  elevated  BP  and  convulsions  
• Can  occur  in  conjunction  w  foods  containing  moderate  to  high  
levels  of  amino  acid  tyramine  
o Newer  Antidepressants  
§ Selective  serotonin  NE  reuptake  inhibitors  (SSNRIs)  
• Venlafaxine  (Effexor)  
• Duloxetine  (Cymbalta)  
• MDD,  GAD,  social  anx,  panic  d/o  
§ Serotonin-­‐2  antagonist  and  reuptake  inhibitors  
• Nefazadone  (Serzone)  
• Trazadone  (Desyrel)  
o Impotence  
o May  cause  orthostatic  hypertension  and  penile  erection  
prob  
§ Tetracyclic  antidepressant  
• Mirtazipine  (Remeron)  
o Noradrenaline  and  selective  serotonin  antidepressant  
(NaSSA)  
• Maprotiline  (Ludiomil)  
• Increases  noradrenaline  and  serotonin  in  brain  
• Acts  as  antihistamine  
§ NE  dopamine  reuptake  inhibitor  (NDRI)  
• Bupropion  (Wellbutrin,  Zyban)  
• Depression,  smoking  cessation,  and  distractibility  due  to  ADHD  
§ NE  reuptake  inhibitor  (NRI)  or  noradreneline  reuptake  inhibitor  (NARI)  
• Reboxetine  (Edronax)  
• Atomoxetine  (Stattera)  
 
• Mood  Stabilizers  
o Lithium  
§ Bipolar  
§ Reduces/eliminates  symptoms  of  mania  and  levels  out  mood  swings  
§ Schizophrenia,  intermittent  explosive  d/o,  epilepsy  and  episodic  binge  
drinking  
§ May  reduce  postsynaptic  responsivity  to  dopamine  and  NE  
o Anticonvulsants,  especially  carbamazepine  (Tegretol),  can  be  as  effective  as  
Lithium  for  mania  
§ Valproic  Acid—effective  and  has  fewer  side  effects  
§ Thought  to  affect  serotonin  
 
• Antipsychotics  
o Traditional  antipsychotics  work  by  blocking  dopamine  receptors  
§ Chlorpromazine  (Thorazine)  
§ Haloperidol  (Haldol)  

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§Thioridazine  (Mellaril)  
§Fluphenazine  (Prolixin,  Permitil)  
§Used  for  schizophrenia,  acute  mania  and  psychotic  symptoms  of  other  
mood  d/o  
• For  schizophrenia—most  useful  in  alleviating  positive  symptoms  
o Delusions,  hallucinations,  agitation  
• Unlikely  to  effect  disturbed  cog  functioning  
§ Dopamine  hypothesis—schizophrenia  is  related  to  overactivity  of  
dopamine  
§ Physiological  mechanisms  underlying  schizophrenia  are  more  complex  
and  may  involve  imbalance  of  dopamine,  NE  and  serotonin  
o Atypical  antipsychotics  affect  dopamine,  serotonin  and  glutamate  receptors  
§ Clozapine  (Clozaril)  
§ Risperidone  (Risperdal)  
§ Olanzapine  (Zyprexa)  
§ Ariprazole  (Abilify)  
§ Schizophrenia,  d/o  w  psychotic  features  
§ Clozapine  lowers  activity  of  multiple  neurotransmitters—dopamine,  
serotonin  and  NE  
• Also  used  w  motor  symptoms  of  movt  d/o  (Parkinson’s  and  
Huntington’s)  
§ Alleviate  positive  and  negative  symptoms  (anhedonia,  affective  
flattening)  
o Side-­‐effects  
§ Traditional—anticholinergic  and  extrapyramidal  effects  
• Tardive  dyskinesia—delayed  effect  and  rarely  occurs  until  after  6  
mo  
o Can  be  alleviated  to  some  degree,  esp  in  younger  ct,  by  
w/drawing  gradually  
§ Atypical—not  associated  c  TD  or  other  extrapyramidal  effects  
• Agranulocytosis  
• Higher  rate  of  seizures  
• Anticholinergic  effect—sedation  and  hypotension  
§ Both  can  cause  neuroleptic  malignant  syndrome  typically  w/in  first  2  
weeks  
 
• Sedatives,  Hypnotics,  and  Anxiolytics  
o Benzodiazepines—anxiolytic  (anti-­‐anx)  
§ Diazepam  (Valium)  
§ Alprazolam  (Xanax)  
§ Clonazepam  (Klonopin)  
§ Lorazepam  (Ativan)  
§ Triazolam  (Halcion)  
§ Anx,  insomnia,  severe  EtOH  w/drawl,  cerebal  palsy,  petit  mal  epilepsy  
§ Enhancing  activity  of  GABA—inhibitory  effect  on  CNS  

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§Common  side  effects—drowsiness  and  sedation  
• Anterograde  amnesia—IV  Valium  and  Ativan  
• Addictive  
o Barbituates  
§ Thiopental  (Pentothal)  
§ Amobarbital  (Amytal)  
§ Secobarbital  (Seconal)  
§ Safer  than  benzos  
§ Interrupt  impulses  to  reticular  activating  system  
§ Addictive  
o Azapirones  
§ Buspirone  (BuSpar)  
§ Reduces  anx  w/o  prominent  sedative  effect  or  exerting  anticonvulsant  
or  muscle  relaxant  effects  
§ Enhance  activity  of  dopamine  and  noradrenaline  and  reduce  activity  of  
serotonin  and  Ach  
§ Does  not  appear  to  be  subject  to  abuse,  addictive  or  habit  forming  
o Beta-­‐Blockers  
§ Propranolol  (Inderal)  
§ Anx  (public  speaking  and  performance  anx),  high  BP,  cardiac  
arrhythmia,  migraine,  essential  tremor  
§ Reduce  activity  of  beta-­‐adrenergic  neurons,  which  innervate  
cardiovascular  and  respiratory  systems  
§ Less  effective  than  benzos  w  cog  and  psychic  experience  
§ More  likely  to  cause  mem  impairment  
 
• Psychostimulants  
o Methylphenidate  (Ritalin)  
o Pemoline  (Cylert)  
o Cocaine,  amphetamines  
o Innervate  CNS  by  mimicking  or  petentiating  action  of  catecholamines  (NE  and  
dopamine)    
o Decrease  motor  activity,  diminish  impulsiveness,  increase  vigilance  and  attn  
o Side  effects:    OCD,  exacerbate  tics  
 
• Narcotic-­‐Analgesics  
o Natural  opiods  (opium,  morphine,  codeine)  and  pure/semi-­‐synthetic  
derivatives  (heronin,  Percodan,  Demerol,  methadone)  
o Binding  to  enkephalin-­‐receptors  in  CNS  and  block  transmission  of  neural  
impulses  
o Physically  addictive  
o Methadone—detox  for  heroin  
o Buprenorphine  (Subutex)—approved  by  FDA  for  tx  of  opiod  addiction  
§ No  w/drawal  symptoms  
 

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RESEARCH  METHODS  AND  STATISTICS    
 
 
RESEARCH  DESIGN  
 
IV/DV  
• Correlational  Research—IV=predictor  variables,  DV=criterion  variables  
• Multiple  IVs  
o Combined  every  level  of  one  IV  w  every  level  of  other  IVs=FACTORIAL  
EXPERIMENTAL  DESIGN  
 
Internal  Validity  
• Whether  causal  relationship  exists  btw  IV  and  DVs,  not  extraneous  variables  
• Extraneous  variables=CONFOUND  
o CONFOUNDED  EXPERIMENT=contaminated  by  extraneous  variables  
• Primary  way  to  ensure  internal  validity  is  to  make  sure  that  the  grps  are  equivalent  in  
every  respect  except  for  the  IV  
• Threats  to  Internal  Validity  
o History—any  external  event,  besides  experimental  tx,  that  affects  scores  or  
status  on  DV  
o Maturation—any  internal  change  that  occurs  in  subjects  while  experiment  is  in  
progress  and  exerts  systematic  effect  on  DV  
§ Ex.    Fatigue,  boredom,  hunger,  development  
o Testing—previous  experience  w  test  
o Instrumentation—change  in  DV  scores  may  be  observed  from  pretest  to  post-­‐
test  because  nature  of  measuring  instrument  changed  
§ One  way  to  control—use  highly  reliable  measuring  instruments  
o Statistical  Regression—tendency  of  extreme  scores  to  fall  closer  to  mean  upon  
retesting  
o Selection—pre-­‐existing  subject  factors  that  account  for  scores  on  DV  
o Differential  Mortality—when  study  involves  2/+  grps,  occurs  when  people  who  
drop-­‐out  of  one  grp  differ  in  systematic  ways  from  people  who  remain  in  study  
o Experimenter  Bias—researcher  may  unconsciously  communicate  expectations  
to  subjects  
§ Experimenter  expectancy  (Rosenthal  Effect  or  Pygmalion  Effect)—bx  of  
subjects  changes  as  result  of  experimenter  expectancies,  rather  than  as  
result  of  IV  
§ Another  error  is  when  experimenter  makes  errors  in  direction  of  
research  hypothesis  when  scoring/reporting  results  
§ Effects  can  be  overcome  through  using  double-­‐blind  
 
Controlling  for  Threats  to  Internal  Validity  
•  Random  Assignment—most  powerful  method  for  controlling  extraneous  variables  
o Probability  of  being  assigned  to  particular  grp  is  same  
o “Great  equalizer”  

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o Random  assignment  vs  Random  Selection  
§ Random  selection=method  of  selecting  subjects  into  study  
• All  members  of  population  have  equal  chance  of  being  selected  
§ Random  assignment=takes  place  after  subjects  selected  
•  Subjects  who  have  already  selected,  probability  of  being  assigned  
to  each  grp  is  same  
• Matching—can  control  for  effects  of  specific  extraneous  variable  
o Identifying  subjects  who  are  similar  in  terms  of  status  on  extraneous  variable,  
then  grping  similar  subjects  and  randomly  assigning  members  of  matched  grp  
to  tx  grps  
• Blocking—studying  effects  of  extraneous  variable  to  determine  if  and  to  what  degree  it  
is  accounting  for  scores  on  DV  
o Making  extraneous  variable  another  IV  
o Matching  vs  Blocking  
§ Matching=ensure  equivalency  in  terms  of  extraneous  variable  
§ Blocking=determine  effects  of  extraneous  variable  
• Holding  Extraneous  Variable  Constant  
o Completely  eliminates  effects  of  extraneous  variable  
o Involves  including  only  subjects  who  are  homogenous  in  terms  of  status  on  
extraneous  variable  
o Problem=results  of  study  cannot  be  generalized  to  populations  that  are  not  
sampled  
• Analysis  of  Covariance  (ANCOVA)  
o Statistical  strategy  for  increasing  internal  validity  
o Like  post-­‐hoc  matching,  after  data  are  obtained,  DV  scores  are  adjusted  so  that  
subjects  are  equalized  in  terms  of  status  on  1/+  extraneous  variables  
o Problem=does  not  control  for  extraneous  variables  that  researcher  has  not  
identified  and  measured  
 
External  Validity  
• Generalizability  of  results    
• Threats  to  External  Validity  
o Interaction  btw  Selection  and  Tx—“interaction”=some  variable  has  one  effect  
under  one  set  of  circumstances  but  different  effect  under  another  set  of  
circumstances  
§ Given  effect  is  not  generalizable  
§ Effects  of  given  tx  would  not  generalize  to  other  members  of  population  
of  interest  
o Interaction  btw  Hx  and  Tx—effects  of  tx  do  not  generalize  beyond  setting  
and/or  time  period  in  which  experiment  is  done  
o Interaction  btw  Testing  and  Tx—results  in  which  pretests  are  used  might  not  
generalize  to  cases  in  which  pretests  were  not  used  
§ Pretest  may  “sensitize”  subjects  to  purpose  of  study  or  otherwise  
increase  susceptibility  to  respond  to  tx  (PRETEST  SENSITIZATION)  

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o Demand  Characteristics—cues  in  research  setting  that  allow  subjects  to  guess  
research  hypothesis  
§ Subjects  may  behave  differently  than  they  would  in  field  
o Hawthorne  Effect—tendency  of  subjects  to  behave  differently  due  to  mere  fact  
they  are  participating  in  research  
o Order  Effects  (Carryover  Effects  or  Multiple  Tx  Interference)—repeated  
measures  design  
• Ways  to  Increase  External  Validity  
o Random  Selection—random  sampling—all  members  of  population  under  study  
have  equal  chance  of  being  selected  to  participate  
§ Stratified  Random  Sampling—taking  random  sample  of  each  of  several  
subgrps  of  total  target  population  
• Ensure  proportionate  representation  of  defined  pop  subgrps  
§ Cluster  Sampling—unit  of  sampling  is  naturally  occurring  grp  of  ind  
rather  than  ind  
• Mutlistage  Cluster  Sampling—selecting  successively  smaller  
clusters  
o Naturalistic  Research—bx  observed  and  recorded  in  natural  setting    
§ Controls  for  threats  to  external  validity  that  are  due  to  artifacts  of  lab  
(Hawthorne  Effect  and  Demand  Characteristics)  
§ Study  will  lack  internal  validity  
o Single-­‐  and  Double-­‐Blind  Research—single-­‐blind=subj  not  informed  of  purpose  
of  study  or  tx  assigned  to;  double-­‐blind=neither  experimenter  nor  subj  knows  
grp  assigned  to  
§ Useful  in  reducing  threats  to  external  validity  that  habe  to  do  with  
artifacts  of  lab  setting  
o Counterbalancing—controlling  order  effects  
§ Diff  sub/grps  receive  tx  in  diff  order  
§ Latin  Square  Design—ordering  administration  of  tx  so  that  each  appears  
once  and  only  once  in  every  position  
 
Specific  Research  Designs  and  Strategies  
• True  Experimental  Research—investigator  randomly  assigns  sub  to  diff  grps,  which  
receive  diff  levels  of  manipulated  variable  
o Offer  greatest  internal  validity  
• Quasi-­‐Experimental  Research—random  assignment  of  subj  to  grps  not  possible  
o Involves  use  of  intact  grps  
• Correlational  Research—research  does  not  manipulate  variable  of  interest  
o Variables  are  measured  rather  than  manipulated  
o Does  not  have  any  internal  validity  
§ Impossible  to  infer  casual  relationship  btw  variables  on  basis  of  results  
of  correlational  research  
o Used  for  purpose  of  prediction  
• Developmental  Research—assessing  variables  as  function  of  time  
o 3  types:  

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§ Longitudinal  Design—same  people  are  studied  over  long  period  of  time  
• Problems=high  cost  (money/time),  high  drop  out,  practice  effects  
• Underestimate  true  age-­‐related  change  
o Subj  drop  out  tend  to  be  those  who  are  less  able  on  task  
studied  
§ Show  misleading  low  level  of  age-­‐related  decline  
o Practice  effects  can  facilitate  performance  on  DV  
§ True-­‐age  related  declines  in  performance  may  be  
masked  
§ Cross-­‐Sectional  Design—diff  grps,  divided  by  age,  are  assessed  at  same  
time  
• Problem:    Cohort  Effects—observed  diff  btw  age  grps  may  have  to  
do  with  experience  rather  than  age  
• Tend  to  over-­‐estimate  true  age-­‐related  declines  in  performance  
§ Cross-­‐Sequential  Design—combines  methods  of  longitudinal  and  cross-­‐
sectional  
• Samples  of  diff  age  grps  are  assessed  on  2/+  occasions  
• Control  for  cohort  effects  associated  w  cross-­‐sectional  studies  
• Less  time-­‐consuming  than  longitudinal  
• Reduce  drop  out  
• Time-­‐Series  Design—taking  multiple  measurements  over  time  in  order  to  assess  
effects  of  IV  
o Sometimes  referred  to  as  interrupted  time-­‐series  design—series  of  
measurements  on  DV  is  interrupted  by  administration  of  tx  
o Advantage:    rule  out  many  threats  to  internal  validity,  such  as  maturation,  
regression  and  testing  
o In  one-­‐grp  interrupted  time-­‐series  design,  major  threat  to  internal  validity  is  hx  
§ Control  by  using  2-­‐grp  time-­‐series  design  
• Single-­‐Subject  Designs—bx  mod  
o DV  is  measured  several  times  during  both  phases  
o Great  deal  of  variability  in  target  bx  poses  major  threat    
o AB  Design—simplest  
§ Single  baseline  and  single  tx  
o Reversal/Withdrawal  Design—controls  for  hx  and  other  extraneous  factors  in  
AB  
§ Tx  withdrawn  and  data  collected  to  determine  if  bx  returns  to  original  
level    
§ ABA  design—additional  baseline  during  which  tx  withdrawn  
§ ABAB  design—tx  re-­‐applied  after  second  baseline  
• Advantages  over  ABA:  
o If  bx  changes  in  predicted  direction  after  second  tx,  
additional  confirmation  that  tx  is  responsible  for  observed  
changes  on  DV  
o If  study  ends  w  w/drawal  condition,  subj  is  left  back  in  
condition  research  is  trying  to  change  in  first  place  

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o Multiple  Baseline  Design—when  reversal  not  possible  
§ Applying  tx  sequentially,  across  diff  baselines  
• Qualitative/Descriptive  Research—theory  is  developed  from  data  rather  than  derived  
a  priori  
o Surveys—vulnerable  to  many  threats  to  validity  
§ Often  internal  validity  is  not  issue  
§ External  validity—mail  surveys,  subj  self-­‐select  themselves  into  study  
o Case  Studies—detailed  examination  of  single  case  
§ Based  on  assumption  that  case  under  study  can  be  viewed  as  example  of  
more  general  class  
§ Most  useful  as  pilot  studies  for  identifying  variables  that  can  be  studied  
in  more  thorough  and  systematic  manner  
o Protocol  Analysis—research  involving  collection  and  analysis  of  verbatim  
reports  
§ Usually  does  not  involve  traditional  quantitative  tech  
§ Analysis  is  based  on  interpretation  of  verbal  protocol  
 
 
INTRODUCTORY  AND  DESCRIPTIVE  STATISTICS  
 
• Descriptive  stats  are  used  to  describe  set  of  data  collected  from  sample  
o Inferential  methods  are  used  to  make  inferences  about  entire  pop  on  the  basis  
of  sample  
 
Scales  of  Measurement  
• Nominal  Data—divided  variables  into  unordered  categories  into  which  data  may  fall  
o Ex.    Sex,  hair  color  
• Ordinal  Data—ordering  of  categories  
o Orders  amts  of  variable  being  measured  so  that  we  know  that  individuals  in  cat  
1  have  less/more  of  attribute  than  cat  2  
o However  we  do  not  know  anything  about  how  much  more/less  is  possessed  
o Ex.  Rank  order,  high/mod/low  
• Interval  Data—numbers  are  equal  distances  apart  but  scale  has  no  absolute  zero  point  
o Ex.    IQ,  most  standardized  tests  
o Addition  and  subtraction  can  be  performed  but  not  multiplication  or  division  
• Ratio  Data—identical  to  interval,  except  w  absolute  zero  point  
o Multiplication  and  division  
o Ex.    Dollar  amt,  time,  distance  
 
Frequency  Distributions  
• Provides  summary  of  set  of  data  
• Number  of  cases  that  fall  at  given  category  or  score  or  w/in  given  score  range  
• Normal  Distribution  
o Bell  shaped  curve  
o Symmetrical  

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o Greatest  number  of  cases  fall  close  to  mean  of  distribution,  w  fewer  and  fewer  
cases  occurring  the  farther  one  gets  from  the  mean  
• Skewed  Distribution  
o Negatively  Skewed—larger  portion  of  scores  fall  toward  high  end  of  scale  
§ Long  tail  on  left  
§ “Easy  test”  
o Positively  Skewed—larger  portion  of  scores  fall  at  low  end  of  scale  
§ Long  tail  on  right  
§ “Difficult  test”  
 
Measures  of  Central  Tendency  
• Mean—average  
o Most  useful  measure  of  CT  
o V  sensitive  to  extreme  values—misleading  when  data  is  highly  skewed  
• Median—middle  value  of  data  when  ordered  from  lowest  to  highest  
o Md  
o Less  sensitive  to  extreme  scores  
o May  be  more  useful  measure  when  distribution  is  skewed  
• Mode—most  frequent  value  in  collection  of  #s  
o When  more  than  1  #=multimodal  
§ Bimodal=2  modes  
• Relationship  btw  mean,  median,  mode  
o Normal  distribution—three  are  equal  
o Positively  skewed—mean>median>mode  
o Negatively  skewed—mode>median>mean  
o Mean  will  always  be  pulled  towards  the  tail  
 
Measures  of  Variability  (Dispersion)  
• How  spread  of  scores  are  
• Range—difference  btw  highest  and  lowest  scores  in  set  
o Limited:      
§ Affected  by  extreme  scores  
§ Tells  us  nothing  about  distribution  
§ Useful  only  as  v  general  description  of  variability  
• Variance—average  of  squared  differences  of  each  observation  from  mean  
o Measure  of  how  score  disperse  around  mean  
o Measure  of  variability  of  distribution  
o Measure  of  variability  that  many  statistical  tests  use  in  formulas  
o Equal  to  square  of  SD  
• Standard  Deviation—square  root  of  variance  
o Expected  deviation  from  mean  of  score  chosen  at  random  
o Normal  distribution—SD  can  be  used  to  calculate  percentage  of  score  that  will  
fall  w/in  given  range  or  at  cut-­‐off  scores  
 
Transformed  Scores  

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• Allow  ind  raw  score  to  be  compared  to  scores  in  rest  of  distribution  
• Z-­‐scores  (Standard  Scores)—raw  scores  stated  in  SD  terms  
o Measures  how  many  SD  given  raw  score  is  from  mean  
o Advantage:    permit  comparison  across  diff  measures/tests  
o When  raw  scores  are  transformed,  shape  of  distribution  does  not  change  
(LINEAR  TRANSFORMATION)  
• T-­‐scores—based  on  10  pt  intervals  w  T=50  being  mean  and  every  10  pts  above/below  
50  equivalent  to  SD  away  from  mean  
• Stanine  Score—divide  distribution  into  9  equal  intervals  w  1  being  lowest  ninth  of  
distribution  and  9  being  highest  ninth  
o Mean  of  5  and  SD  of  2  
• Percentile  Ranks—flat  distribution—w/in  given  range  of  percentile  ranks,  there  will  
always  be  same  #  of  scores  
o Converting  raw  scores  to  PR  will  result  in  change  in  shape  of  distribution  
(NONLINEAR  TRANFORMATION)  
 
Standard  Deviation  Curve  
• 68%  of  all  scores  fall  btw  SD  -­‐1  and  +1  
• 95%  fall  btw  SD  -­‐2  and  +2  
• 99.7%  fall  btw  SD  -­‐3  and  +3  
• In  normal  distribution:  
o Z-­‐score  of  +1.0=  PR  of  84  
§ Cutoff  point  for  top  16%  
o Z-­‐score  of  -­‐1.0=  PR  of  16  
§ Cutoff  pt  for  bottom  16%  
o Z-­‐score  of  +2.0=PR  98  
§ Cutoff  for  top  2%  
o Z-­‐score  of  -­‐2.0=  PR  of  2  
§ Cutoff  for  bottom  2%  
 
 
INFERENTIAL  STATISTICS  
 
Samples,  Pops,  Sampling  Error  
• Sampling  Error—invariable  result  of  using  samples  to  study  pop  
o Inaccuracy  of  sample  value  
o Diff  btw  sample  value  (Statistic)  and  corresponding  pop  value  (Parameter)  
 
Standard  Error  of  Mean  
• Diff  btw  sample  mean  and  pop  mean  
• Expected  error  of  given  sample  mean  
• SEmean=s.d./√N  
o N=size  of  sample  
o S.d.=SD  of  population  
• As  sample  size  increases,  SE  becomes  smaller  

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o Relationship  btw  SE  of  mean  and  size  is  INVERSE    
 
Statistical  Hypothesis  Testin  
• Null  vs.  Alternative  Hypothesis  
• Null  hypothesis—hypothesis  of  no  difference  
• Alternative  hypothesis—experimental  hypothesis  
• Two  are  mutually  exclusive  
• Expressed  in  terms  of  population  parameters  
• One-­‐tailed  vs.  Two-­‐tailed  Hypotheses  
o Two-­‐tailed=mean  is  diff  from  another  mean  but  do  not  know  direction  
o One-­‐tailed=mean  is  greater  than  or  less  than  another  mean  
• Statistical  Decision  Making  
o Risk  of  Error  Occurring  in  Testing  Null  
 
• Type  I  Error  and  Alpha  Level  
o Type  I  Error—when  null  is  rejected  when  it  is  true  
§ “thinking  you  have  something  when  you  really  don’t”  
§ Alpha  Level—probability  of  making  Type  I  
• Level  of  significance  (p)  
• Usually  set  by  research  in  advance  
§ Null  is  true  greater  than  5%  (Retention  region)  
• Null  is  rejected  (Rejection  region)  
§ Significance  level—prob  of  rejecting  null  as  being  true  
• Type  II  (Beta)  Error  and  Power  
o Failure  to  reject  null  when  it  is  false    
o “thinking  you  don’t  have  something  when  you  really  do”  
o Not  known  to  researcher  at  outset  of  study  
o Power—prob  of  rejecting  null  when  it  is  false  
§ Prob  of  not  making  Type  II  error  
§ Sensitivity  of  statistical  test  
§ Factors  that  affect  power:  
• Sample  size—larger  sample=greater  power  
• Alpha—as  pre-­‐set  alpha  increases=power  increases  
• Directional  and  Non-­‐directional  Statistical  Tests—directional  
(one-­‐tailed)  is  used  to  test  directional  hypothesis  and  
nondirectional  (two-­‐tailed)  is  used  to  test  nondirectional  
hypothesis  
o One-­‐tailed>two-­‐tailed  
• Magnitude  of  Pop  Diff—greater  diff  btw  pop  means=more  likely  
researcher  will  be  able  to  detect  diff  
§ Increasing  alpha  has  effect  of  increasing  power  
• Prob  of  making  Type  I  error  increases=prob  of  Type  II  decreases  
 
Parametric  and  Nonparametric  Stat  Tests  
• Parametric=used  for  interval  and  ratio  data  

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o Ex.  T-­‐test,  ANOVA  
o Based  on  assumptions:  
§ Normal  distribution  
§ Homogeneity  of  Variance—variance  of  all  grps  equal  
§ Independence  of  Observations  
o If  assumptions  not  met,  use  of  parametric  tests  can  lead  to  misleading  results  
• Nonparametric=ordinal  or  nominal  scales  
o Ex.  Chi-­‐square,  Mann-­‐Whitney  U  
o Generally  less  powerful  than  parametric  tests  
• Both  share  one  assumption:    both  assume  data  come  from  unbiased  sample  
 
INFERENTIAL  STAT  TESTS  
 
Parametric  Tests  
• T-­‐test/Student’s  t-­‐test—test  hypotheses  about  2  diff  means  
o Cannot  be  used  if  there  are  more  than  2  means  involved  in  comparison  
o One  Sample  t-­‐test—compare  mean  of  single  sample  to  known  pop  mean  
§ Degrees  of  freedom=N-­‐1  
o T-­‐test  for  Independent  Samples—compare  2  means  derived  from  independent  
(unrelated)  samples  
§ Df=N-­‐2  
o T-­‐test  for  Correlated  Samples—samples  related  to  each  other  in  some  way  
§ Df=N-­‐1    (N=PAIRS  of  scores)  
• One-­‐Way  Analysis  of  Variance  (ANOVA)  
o 1  IV  w  more  than  2  grps  are  compared  
o F  ratio  
o Only  tells  you  if  there  is  some  diff  btw  grp  means  
§ Does  not  indicate  specifically  which  grps  differ  from  which  other  grps  
§ Post-­‐hoc  tests  must  be  conducted  to  identify  exactly  where  significance  
lies  
o Logic  of  ANOVA  and  Deviation  of  F  Ratio  
§ F  ratio=comparison  btw  2  estimates  of  variance  (btw-­‐grp  and  w/in-­‐grp)  
• Btw=treatment  variance—degree  to  which  grps  as  whole  differ  
from  one  another  
• W/in=error  variance—degree  to  which  subjects  w/in  
experimental  grp  differ  from  each  other  
§ ANOVA  stat  is  fraction:  variance  btw  grps/  variance  w/in  grps  
 
o ANOVA  Summary  Table  
§ Sum  of  Squares=measure  of  variability  of  set  of  data  
§ Degrees  of  Freedom  
• 2  sources  of  degrees  of  freedom  for  one-­‐way  ANOVA:  
o Dfb=k-­‐1      (k=#  grps)  
o Dfw=N-­‐k        (N=total  #  subj)  
§ Mean  Square=estimate  btw  and  w/in  grp  variance  

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• Btw  grp  variance=Mean  Square  Btw  (MSB)  
o Sum  of  Squares  btw/dfb  
• W/in  grp  variance=Mean  Square  Within  (MSW)  
o Sum  of  Squares  w/in/dfw  
§ F-­‐Ratio  and  Significance  Level  
• F=MSB/MSW  
§ Post-­‐hoc  Tests  for  Analysis  of  Variance  
• More  comparisons  you  make=more  likely  at  least  one  Type  I  
• Post-­‐hoc  takes  this  into  account  by  controlling  alpha  level  for  
individual  comparisons  
• Ex.    Scheffe  test  and  Tukey  Honestly  Significant  Difference  Test  
o Scheffe  is  most  conservative—provides  greatest  
protection  against  inflation  in  Type  I  rate  that  occurs  w  
multiple  comparisons  
§ Problem:    decreasing  Type  I  increases  Type  II  
o Pairwise  comparisons,  Tukey  is  appropriate    
§ Provide  enough  protection  against  Type  I  when  
only  pairwise  comparisons  made  
§ Other  Forms  of  ANOVA  
• One-­‐way  ANOVA  for  repeated  measures—used  when  subjs  
receive  all  levels  of  IV  
• Analysis  of  Covariance  (ANCOVA)—used  to  adjust  DV  scores  to  
control  for  effects  of  extraneous  variable  
• Factorial  ANOVA  
o Involves  more  than  1  IV  
§ Ex.    Two-­‐way  ANOVA=2  IVs,  Three-­‐way  ANOVA=3  IVs  
o Main  effect  refers  to  effect  on  1  IV  by  itself,  while  interaction  effect  has  to  do  w  
effects  of  IV  at  diff  levels  of  other  IVs  
§ Main  effect=diff  of  marginal  means  
o Whenever  there  is  an  interaction  effect,  you  must  interpret  main  effects  w  
caution  
§ Need  to  know  how  effect  of  1  variable  is  moderated  by  level  of  other  
variable  
o More  than  1  F  ratio  
o Variations  of  Factorial  ANOVA  
§ Factorial  ANOVA  for  repeated  measures—all  levels  of  all  IVs  are  applied  
to  single  grp  of  subj  
§ Mixed  ANOVA—more  than  1  IV  
• Design  has  at  least  1  btw-­‐subj  IV  and  at  least  1  repeated  measures  
(w/in  subj)  variable  
• Multivariate  Analysis  of  Variance  (MANOVA)  
o 2/+  DVs  and  1/+  IVs  
o Advantage  over  multiple  ANOVAs=reduces  experiment-­‐wise  error  rate  (reduces  
prob  of  making  at  least  1  Type  I)  
 

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Nonparametric  Tests  
• Chi-­‐Square  
o Categorical/nominal  data  
§ Used  when  frequencies,  #  subj  w/in  category,  are  given  
o x  
2

o Single-­‐sample  Chi-­‐Square—collecting  categorical  data  from  only  one  sample  of  


individuals  
§ Df=C-­‐1    (C=#  categories)  
o Multiple  sample  Chi-­‐Square—adding  another  variable  in  addition  to  one  that  
gives  rise  to  classification  categories  
§ Df=(C-­‐1)(R-­‐1)    (R=#  of  rows  or  levels  of  2nd  variable)  
o Cautions:  
§ All  observations  must  be  independent  of  each  other  
§ Each  observation  can  be  classified  into  only  one  category  or  cell  
§ Percentages  of  observations  w/in  categories  cannot  be  compared  
o Calculating  Expected  Frequencies  
§ Single-­‐sample—depend  of  nature  of  null  hypothesis  itself  
§ Total  #  of  sub/  #  cells  
• Other  Nonparametric  Tests  
o Mann  Whitney  U—rank-­‐ordered  involves  2  IVs  
o Wilcoxon  Matched-­‐Pairs  Test—2  correlated  grps  are  being  compared  using  
rank-­‐order  data  
o Kruskal-­‐Wallis  Test—more  than  2  grps  are  compared  
§ Analysis  of  variance  for  rank-­‐ordered  data  
 
 
Design  of  Study     Parametric  Test     Nonparametric  Alternative  
1  IV,  2  independent  grps   t-­‐test  for  ind.  samples     Mann-­‐Whitney  U  
1  IV,  2  correlated  grps   t-­‐test  for  correlated  samples   Wilcoxon  Matched  Pairs  
1  IV,  2/+  ind  grp     one-­‐way  ANOVA       Kruskal-­‐Wallis  
 
 
 
CORRELATION  AND  REGRESSION  
 
Correlation  and  Correlation  Coefficient  
• Correlation=relationship  btw  2/+  variables  
• Correlation  coefficient=number  ranges  from  -­‐1.00  to  +1.00  
o Magnitude  and  direction  
• Scattergram  
• Correlation  and  Causality—high  correlation  btw  2  variables  does  not  mean  variables  
have  causal  relationship  
 
Type  of  Correlations  
• Pearson  r—most  commonly  used  

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o Measured  on  interval  or  ratio  scale  
o Factors  affecting  Pearson  r:  
§ Linearity—assumes  linear  relationship  
§ Homoscedasticity—dispersion  of  scores  is  equal  
• Heteroscedasticity  will  lower  correlation  coefficient  
§ Range  of  Scores—wider  range=more  accurate  estimation  of  correlation  
• Restricted  section=lower  r  
o Interpretation  of  r  
§ Coefficient  of  Determination—square  of  correlation  coefficient  indicates  
percentage  of  variability  in  1  measure  that  is  accounted  for  by  variability  
in  other  measure  
• Other  Correlation  Coefficients  
o Point-­‐Biserial  and  Biserial  Coefficients  
§ Relates  one  continuous  variable  and  one  dichotomous  variable  
o Phi  and  Tetrachoric  Coefficients  
§ Phi—both  variables  are  dichotomous    
§ Tetrachoric—both  are  artificially  dichotomized  
o Contingency  
§ Two  nominally  scaled  variables  
o Spearman’s  Rho  
§ Two  variables  that  have  been  ordinally  ranked  
 
 
Name  of  Coefficient     If  X  is:         If  Y  is:  
Pearson       continuous       continuous  
Point  Biserial       true  dichotomy     continuous  
Biserial       artificial  dichotomy     continuous  
Phi         true  dichotomy     true  dichotomy  
Tetrachoric       artificial  dichotomy     artificial  dichotomy  
Spearman’s  rho     ranked       ranked  
Eta         continuous       continuous  
 
Regression  
• IV=predictor  variable,  DV=criterion  variable  
• Assumptions:        
o Linear  relationship  and  that  relationship  can  be  depicted  as  straight  line  
(REGRESSION  LINE)  
o Error  score  is  diff  btw  predicted  and  actual  criterion  scores  
§ Assumed  to  be  normally  distributed  w  mean  of  0  
§ Correlation  btw  error  scores  and  actual  criterion  scores  is  assumed  to  be  
0  
§ Both  must  be  homoscedastic  
• Regression  can  be  used  as  substitute  for  one-­‐way  ANOVA  
• Multiple  correlation  and  multiple  regression  

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o Relationship  btw  2/+  predictor  variables  and  1  criterion  variable  can  be  
assessed  w  multiple  correlation  coefficient  (multiple  R)  
o Use  of  scores  on  more  than  1  predictor  to  estimate  scores  on  criterion  is  
multiple  regression  
o Multiple  correlation  coefficient  is  highest  when  predictor  variables  each  
have  high  correlations  w  criterion  but  low  correlations  w  each  other  
§ Better  when  each  predictor  provides  new  info  about  criterion  
§ Significant  predictor  overlap=multicollinearity  
§ After  you  have  3-­‐4  predictors,  adding  additional  ones  will  not  yield  
significant  increase  in  predictive  power  of  multiple  regression  even  if  
new  tests  have  substantial  correlation  w  criterion  
• Due  to  5th  test  being  bound  to  have  high  correlation  w  one  of  
previous  predictors  
o Multiple  correlation  coefficient  is  never  lower  than  highest  simple  
correlation  btw  ind  predictor  and  criterion  
o Multiple  R  can  never  be  negative  
o Multiple  R  can  be  squared  in  order  to  facilitate  its  interpretation  
§ Coefficient  of  multiple  determination—proportion  of  variance  in  
criterion  variable  accounted  for  by  combination  of  predictor  
variables  
• Stepwise  Multiple  Regression  
o Relatively  large  number  of  potential  predictors,  but  you  want  to  use  smaller  
subset  of  predictors  in  final  multiple  regression  equation  
o Goal=come  up  w  smallest  se  of  predictors  that  maximizes  predictive  power  
o Forward  stepwise  regression—start  out  w  one  predictor  and  ass  predictors  to  
equation  one  at  a  time  
o Backward  stepwise  regression—start  out  w  all  potential  predictors  and  remove  
predictors  one  at  a  time  
Other  Correlational  Techniques  
• Canonical  Correlation—multiple  criterion  and  multiple  predictor  variables  
o 2/+  predictors  to  2/+  criterion  variables  at  once  
• Discriminant  Function  Analysis—scores  on  2/+  variables  are  combined  in  order  to  
determine  whether  they  can  be  used  to  predict  which  criterion  grp  person  will  belong  
to  
o Compared  to  multiple  regression  where  multiple  predictors  are  used  to  
estimate  criterion  score,  rather  than  criterion  grp  membership  
o Differential  Validity—each  predictor  has  diff  correlation  w  each  criterion  
variable  
§ Low  differential  validity=would  not  be  useful  in  helping  to  place  ind  in  
specific  grp  criterion  
• Logistic  Regression—like  DFA  in  making  predictions  about  criterion  grp  person  
belongs  to  
o Differences:    

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§ DFA  requires  that  number  of  assumptions  about  data  be  met  
(multivariate  normal  distribution  and  homogeneity  of  variance  and  
covariance)  
• Logistic  regression  does  not  rest  on  these  assumptions  
§ While  predictors  in  DFA  must  use  continuous  data,  LR  may  be  nominal  
or  continuous  
o Primarily  used  in  research  w  dichotomous  DVs  or  cases  in  which  person  can  be  
classified  into  1  of  2  criterion  grps  
• Multiple  Cutoff—identifying  diff  cutoff  scores  on  series  of  predictors  
o Ind  must  score  at/above  cutoff  on  each  predictor  to  be  predicted  as  successful  
on  criterion  
§ If  does  not  meet  cutoff,  unsuccessful  regardless  of  scores  on  other  
predictors  
o Compared  to  multiple  regression,  high  scores  on  one  of  predictors  can  
compensate  for  low  score  on  another  
• Partial  Correlation—if  relationship  btw  2  variables  is  obtained,  but  it  is  suspected  that  
one  or  more  other  variables  contribute  to  relationship,  other  variables  can  be  
controlled  for  statistically  by  partialling  out  its  effect  
o Converse  of  partial  correlation  is  ZERO-­‐ORDER  correlation—correlation  btw  2  
variables  is  determined  w/o  regard  to  any  other  variables  
§ All  other  variables  are  ignored  even  though  they  might  contribute  to  
relationship  
o Suppressor  Variable—3rd  variable  may  account  for  spuriously  low  correlation  
btw  1/+  predictors  and  criterion  
§ Suppresses  relationship  btw  predictor  and  criterion  
• Structural  Equation  Modeling—assumption  is  linear  relationship  btw  variables  
o Path  Analysis  and  LISREL  
§ PA  used  to  verify  simpler  causal  models  that  propose  only  one-­‐way  
causal  flow  btw  variables  
• LISREL  can  be  used  when  model  includes  one  or  two-­‐way  
causal  relationships  
§ Whereas  PA  can  be  used  in  models  that  includes  observed  variables  
only,  LISREL  can  be  used  when  model  specifies  both  latent  and  
observed  variables  
• Trend  Analysis—measuring  nature  of  effect  in  repeated  measures  design  
o Both  variables  are  quantitative  
o Research  not  so  much  interested  in  determining  magnitude  of  relationship  btw  
2  variables  as  trend  of  change  in  DV  over  time  
o Break  points—scores  for  all  subjs  change  direction  in  predictable  way  
 
ADVANCED  STATISTICS  
 
Theoretical  Sampling  Distribution  
• Decisions  concerning  how  close  values  of  particular  sample  are  to  actual  pop  
values=Inferential  stats  

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o Theoretical  distribution—sampling  distribution  
§ Pop—whole  set  of  cases  researcher  is  interested  in  
• Includes  every  single  score  in  pop  
§ Sample  distribution—set  of  scores  from  sample  
§ Sampling  Distribution—distribution  of  values  w  each  value  computed  
from  same-­‐sized  samples  drawn  w  replacement  from  pop  
• All  possible  sample  we  choose  must  have  same  size  
• Each  pop  member  must  have  same  probability  of  being  included  
or  re-­‐included  over  and  over  again  into  same  sample  
 
Central  Limits  Theorem    
• Assumptions:  
o As  sample  size  increases,  shape  of  sampling  distribution  of  means  approaches  
normal  shape,  even  if  pop  distribution  is  not  normally  distributed  
o Mean  of  sampling  distribution  of  means  is  equal  to  mean  of  pop  
• Sampling  distribution  of  means  has  less  variability  than  pop  distribution  
• SD  of  sampling  distribution  of  means  is  equal  to  pop  SD  divided  by  square  root  of  size  
of  samples  from  which  means  were  obtained  
o SD  will  tell  you  how  much  given  value  can  be  expected  to  deviate  from  pop  
mean  
 
Robustness  of  Stat  Tests  
• Robust—rate  of  false  rejections  of  null  is  not  substantially  increased  by  violation  of  
these  assumptions  
 
Time-­‐Series  Analysis  
• Interrupted  time-­‐series  design  is  one  in  which  DV  is  measure  multiple  times  before  
and  after  tx  is  administered  
• Independence  of  observations  will  be  violated  because  means  across  measurements  
will  be  related  to  each  other  
• Autocorrelation—correlation  btw  observations  at  given  lags  
 
Bayes’  Theorem  
• Formula  for  obtaining  special  type  of  conditional  probability  
• Used  to  revise  conditional  probabilities  based  on  additional  info  
• Conditional  probabilities  and  base  rates  
 
Meta-­‐Analysis  
• Method  of  analyzing  grp  of  independent  studies  w  common  conceptual  basis  
• Yields  EFFECT  SIZE—magnitude  of  IV’s  effect  
• Advantage:    allows  for  consideration  of  size  of  effects  
• Criticism:    process  is  subject  to  biases  of  person  doing  analysis  
 
 

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PSYCHOLOGICAL  ASSESSMENTS  
 
Intelligence  
THEORIES  OF  INTELLIGENCE  

• Francis  Galton  
o Pioneered  measurement  of  individual  differences  more  than  century  ago  
o Intelligence  is  unitary  faculty,  inherited  trait,  and  distributed  normally  in  
population  from  high  to  low  
§ Inherited  as  genetic  traits  are  inherited  
o Present  controversy  regarding  “nature  vs.  nurture”  
• Charles  Spearman  
o Two-­‐factor  theory  of  intelligence  
o All  mental  tasks  require  two  kinds  of  ability:  
§ General  ability  (“g”)  
• Common  to  all  intellectual  tasks  
§ Specific  ability  (“s”)  
• Always  specific  to  given  task  
• Louis  Thurstone  
o Single  unitary  intelligence  index  is  inadequate  to  describe  mental  
endowment  
o Group  of  independent  intellectual  factors  
§ Primary  Mental  Abilities—word  fluency,  memory,  spatial  
relationships,  reasoning  
o Multiple-­‐factor  analysis  method  
• J.  P.  Guilford  
o Matrix  of  120  elements  that  comprise  intelligence  
§ Divergent  Thinking—generate  new,  creative,  and  different  ideas  
§ Convergent  Thinking—ability  to  group  divergent  ideas  and  
synthesize  them  into  one  unifying  concept  
• Raymond  Cattell  
o Two  kinds  of  intelligence:  
§ Fluid—on-­‐the-­‐spot  reasoning  ability  
• Ability  to  see  complex  relationships  and  solve  problems  
• Tied  to  nervous  system  and  independent  of  culture  and  formal  
training  
• Most  susceptible  to  effects  of  aging  or  brain  damage  
§ Crystallized—almost  entirely  dependent  on  cultural  and  educational  
experience  
• Vocabulary  and  information  knowledge  
• Remains  stable  
• David  Wechsler  
o Global  way  

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o High  ability  on  one  intellectual  reasoning  task  is  reasonably  predictive  of  
high  ability  on  another  
o Centered  on  ability  to  act  purposefully,  think  rationally,  and  deal  effectively  
with  environment  
 

• Robert  Sternberg  
o Triarchic  model:  
§ Componential  (analytical)—methods  that  are  used  to  process  and  
analyze  info  
§ Experimental  (creative)—unfamiliar  circumstances  and  tasks  are  
dealt  with  
§ Practical  (contextual)—respond  to  environment  
• Howard  Garner  
o Multiple  intelligences  (8):  
§ Linguistic  
§ Logical-­‐mathematical  
§ Musical  
§ Bodily-­‐kinesthetic  
§ Spatial  
§ Interpersonal  
§ Intrapersonal  
§ Naturalist  
 
STUDIES  OF  INTELLIGENCE  

• Heredity  vs.  Environment  


o Difference  in  IQ’s  can  be  attributed  to  50%  heredity  and  50%  to  
environment  
o Children  resemble  biological  parents’  scores  to  significantly  greater  degree  
(.50)  than  foster  children  resemble  foster  parents’  scores  (.00-­‐.20)  
o Orphaned  infants  with  MR  given  individual  attention  showed  significant  
improvement  in  IQ  scores  compared  to  infants  who  remains  in  orphanage  
 

• Stability  of  Intelligence  


o Ability  of  infant  intelligence  tests  to  predict  IQ  is  low  
o Infant’s  visual  recognition  memory  and  visual  attn  appear  to  correlate  with  
some  later  intellectual  faculties,  such  as  vocab  
o Such  tests  do  show  better  long-­‐term  prediction  for  very  low-­‐scoring  babies  
§ Screening  purpose  
 

• Group  Differences  in  Intelligence  


o Gender  Differences  
§ Females—higher  on  tests  of  verbal  skills  

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§Males—higher  on  tests  of  spatial  ability  
§Differences  have  declined  sharply  over  years  
§Differences  noted  in  hemispheric  specialization  
• Greater  quantity  of  circulating  testosterone  in  brains  of  
prenatal  males  shows  growth  rate  of  left  hemisphere  and  
results  in  relatively  greater  development  of  right  hemisphere  
• Lack  of  testosterone  in  females  results  in  reverse  
developmental  pattern  
o Birth  Order  
§ First-­‐born  tend  to  have  greater  intellectual  ability  than  later-­‐born  
§ Confluence  Model—as  number  of  children  in  fam  increase,  amount  of  
intellectual  stimulation  and  other  important  fam  resources  available  
to  each  child  declines  
• Older  children  have  advantage  in  intellectual  development  
compared  to  younger  siblings,  for  they  have  greater  access  to  
stimulation  and  fam  resources  in  early  years  
• Predicts  fam  size  is  negatively  correlated  with  intellectual  
ability  of  children  
o Children  closer  together  in  age  will  suffer  more  from  
adverse  effects  of  larger  fam  
o Race/Ethinicity  
§ Caucasians  tend  to  score  higher  than  AA  of  intellectual  functioning  
• Differences  are  primarily  due  to  innate,  genetic  differences  
o Widely  criticized  
o AA  children  adopted  by  Caus.  Parents  
§ Environmental  influences  can  considerably  
impact  intelligence  tests  scores  later  
 

MEASURES  OF  INTELLIGENCE  

• Originally  developed  by  Alfred  Binet  and  Theodore  Simon  in  1905-­‐1908  
o Discriminate  children  in  Parisian  schools  with  MR  
o Measured  judgment,  comp,  and  reasoning  
 

• STANFORD-­‐BINET  
o Lewis  Terman—1916  
o Adapted  Binet-­‐Simon  scales  for  American  use  
o Hierarchical  model  of  intelligence  with  global  g  factor,  routing,  subtests,  and  
functional-­‐level  design  
o Age  2-­‐85+yrs  
o Can  diagnose  developmental  abilities  and  exceptionalities,  abilities  and  
aptitude  research,  early  childhood  assessment,  psychoeducational  evals,  
career,  clinical,  forensic  and  neuropsych  assessment  
o Subtests  are  grouped  into  content  factors:  

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§ Fluid  Reasoning  
§ Knowledge  
§ Quantitative  Reasoning  
§ Visual-­‐Spatial  Processing  
§ Working  Memory  
o Testing  begins  with  two  routing  subtests:  Vocab  and  Object  Series/Matrices  
§ Divided  into  age  levels  and  chronological  age/estimated  ability  level  
o Deviation  IQ—standardized  deviation  across  all  age  levels  
§ Advantage—scores  can  be  compared  across  ages  
o Composite  Scores:  
§ Factor  Index—combining  one  nonverbal  subtest  and  its  verbal  
components    
§ Domain  (verbal  and  nonverbal  IQ)—based  on  subtests  of  respective  
five  factor  index  scales  
§ Abbreviated  IQ—two  routing  subtests  
§ Full  Scale—all  10  subtests  
 

• WECHSLER  SCALES  
o WISC  
§ Ages  6-­‐16.11  
§ Developed  on  neurocognitive  models  of  info  processing  
§ 10  core  subtests  and  5  optional  subtests  
§ 4  Index  Scores:  
• Verbal  Comprehension  
• Perceptual  Reasoning  
• Working  Memory  
• Processing  Speed  
§ Scores  also  obtained  for  subtests  and  FSIQ  
o WPPSI  
§ Ages  2.6-­‐7.3  
• Divided  into  2  age  bands:  
o 2.6-­‐3.11  
o 4-­‐7.3  
§ Newest  version  adds  General  Language  Composite  for  both  groups,  
and  Processing  Speed  Quotient  for  older  
§ Scores  also  obtained  for  VIQ,  PIQ,  and  FSIQ  
o WAIS  
§ Ages  16-­‐89  
§ Efforts  made  to  make  test  less  biased  against  various  ethnic  groups,  
less  sexist  in  appearance,  and  eliminate  items  that  were  too  
easy/ambiguous  
§ 14  subtests—7  verbal  and  7  nonverbal  
§ VCI,  PRI,  WMI,  PSI  and  FSIQ  
§ Verbal  Subtests  

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• Vocab—most  accurate  for  general  intellectual  capacity  (“g”)  
and  most  resistant  to  aging,  mental  deterioration,  and  
emotional  disturbance  
o Entails:    learning  ability,  fund  of  knowledge,  concept  
formation,  long-­‐term  memory,  and  language  
development  
o POOR  PERFORMANCE:    poor  education,  low  
intelligence,  alternate  cultural  background  or  early  
brain  injury  
• Info—long-­‐term  memory  and  available  crystallized  
intelligence  resulting  from  interaction  of  ability  and  cultural  
experience  
o Least  affected  by  organic  disorder  or  brain  injury  
o POOR  PERFORMANCE—educational  deficits,  low  
intelligence,  alternate  cultural  background  
• Comp—judgment,  insight,  common  sense  
o POOR  PERFORMANCE—impaired  judgment,  early  
brain  damage  or  psychosis  
• Arith—reasoning  ability,  concentration,  mental  arithmetic  
and  memory  
o POOR  PERFORMANCE—impaired  concentration  or  
antisocial  tendencies  
• Sim—abstract  and  logical  thinking  and  verbal  concept  
formation  
o POOR  PERFORMANCE—severe  brain  dysfunction,  
schizophrenia,  depression  and  long-­‐term  deterioration  
• LNS—concentration,  attention,  tracking,  and  sequencing  
ability  
o Most  sensitive  verbal  subtest  to  effects  of  aging  
o POOR  PERFORMANCE—dyslexia,  illiteracy,  inattention,  
anxiety  or  lack  of  concentration  
• Digit  Span—attn,  short-­‐term  memory,  immediate  auditory  
recall  
o POOR  PERFORMANCE—MR,  distractibility,  anxiety,  
hearing  impairment  or  brain  damage  
§ Performance  Subtests  
• Pict  Compl—visual  organization,  long-­‐term  memory,  
concentration,  reasoning  
o Relatively  unaffected  by  brain  damage  
o POOR  PERFORMANCE—alternate  cultural  background,  
poor  concentration,  poor  perceptual-­‐conceptual  
integration,  psychotic  depression  or  schizophrenia  
• Pict  Arr—nonverbal  reasoning,  interpretation  of  social  
situations,  visual  perception,  foresight,  planning  

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o POOR  PERFORMANCE—visual  perception,  right  
hemispheric  damage,  anxiety,  schizophrenia,  or  varied  
cultural  background  
• BD—visual  motor  coordination,  nonverbal  concept  formation,  
visual  spatial  comprehension  
o POOR  PERFORMANCE—hyperactivity,  anxiety,  
paranoia  or  brain  damage  
• Obj  Assem—perceptual  organization,  visual-­‐motor  
coordination,  speed  of  mental  processing  and  ability  to  
perceive  visual  part-­‐whole  relationships  
o POOR  PERFORMANCE—anxiety,  depression,  
schizophrenia,  hyperactivity,  visual-­‐perceptual  
problems  brain  damage  (notably  right  parietal)  
• Digit  Sym  Cod—visual  motor  coordination,  speed  of  mental  
operations,  psychomotor  speed  and  short-­‐term  memory  
o Most  sensitive  subtest  to  effects  of  aging  and  affected  
by  lesions  in  many  areas  of  brain  
• MR—nonverbal  reasoning,  such  as  analogy  and  serial  
reasoning,  visual  info,  and  simultaneous  processing  
o One  of  best  measures  of  “g”  among  performance  
subtests  
• Sym  Search—processing  speed,  visual  short-­‐term  memory.  
Planning  and  perceptual  organization  
o POOR  PERFORMANCE—learning  disability,  
distractibility,  anxiety  or  visual  perceptual  problems  
§ WAIS  RELIABILITY  and  VALIDITY  
• High  reliability  
o Average  reliability  coefficients  range  from  .88-­‐.97  
o When  testing  profound  MR  or  extremely  gifted,  
Stanford-­‐Binet  is  more  useful  measure  
• Factors:  
o Verbal  Comp—Info,  Vocab,  Sim  
§ Good  estimate  of  person’s  premorbid  
functioning  
• “Hold”  tests  
o Percep  Org—Pict  Comp,  BD,  MR  
§ “No  Hold  Tests”—Digit  Span,  BD,  Digit  Sym,  and  
Sim  
o WM—Digit  Span,  Arith,  LNS  
§ Concentration,  attn,  sequential  processing  
§ Affecting  by  anxiety  and  ability  to  make  mental  
shifts    
o Processing  Speed—Digit  Sym  Coding,  Sym  Search  
§ Concentration,  hand-­‐eye  coordination,  visual  
analysis  

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§VCI-­‐PRI  Discrepancies:  Interpretation  
• Alzheimer’s  disease  
o Do  better  on  verbal  subtests  (highest  on  Info  and  
Vocab)  than  performance  subtests  (lowest  on  Digit  
Sym  and  BD)  
o Discrepancy  is  usually  10/+  pts  
• Hearing  Impairment  
o Lower  scores  on  verbal  (lowest  on  Digit  Span)  
o Performance—BD  and  Obj  Assem=normal  
§ Difficulty  with  Pict  Comp,  Pict  Arr  and  Coding  
subtests  
§ Lowest  score  on  Pic  Arr  
• Alcoholism  
o Higher  VCI—normal  range  
o Higher  on  Verbal  Comp  than  Percep  Org  
• ADHD  
o Higher  Verbal  Comp  than  WM  
o Higher  Percep  Org  than  Processing  Speed  
o Correlated  for  individuals  with  learning  disabilities  
 
• Cognitive  Assessments  
o Kaufman  Tests  
§ Kaufman  Assessment  Battery  for  Children  (K-­‐ABC-­‐II)  
• Cognitive  ability  based  on  Luria’s  neuropsych  model  and  
Cattell-­‐Horn-­‐Carroll  Theory  of  cognitive  abilities  
• By  minimizing  verbal  instructions  and  responses,  it  is  
designed  to  be  culture-­‐free  
• Ages  3-­‐18  
• Scales:  
o Simultaneous  
o Sequential  
o Planning  
o Learning  
o Knowledge  
§ Kaufman  Brief  Intelligence  Test  
• Ages  4-­‐90  
• Brief  measure  of  verbal  and  nonverbal  abilities  
o Cognitive  Assessment  System  (CAS)  
§ Ages  5-­‐17.11  
§ Diverse  backgrounds  
§ Distinguish  learning  disability,  ADHD  
§ Design  interventions  to  improve  learning  
§ 4  cognitive  functions:  
• Planning  
• Attn  

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• Simultaneous  Processing  
• Sequential  Processing  
o Slosson  Tests  
§ Slosson  Intelligence  Test-­‐Primary  (SIT-­‐P-­‐1)  
• Quick  estimate  of  cognitive  abilities  
• Ages  2-­‐7.11  
• IQs  from  10-­‐170+  
• Assist  in  identification  of  children  at  risk  for  educational  
failure  or  those  who  may  need  additional  testing  
• VIQ  and  PIQ  and  total  standard  score  
§ Slosson  Intelligence  Test  for  Children  and  Adults  (SIT-­‐R3)  
• Brief  individual  screening  test  for  Crystallized  Verbal  
Intelligence  
• Ages  4-­‐65  
• IQs  from  36-­‐164  
• Appropriate  for  visually  impaired  or  blind  
o Differential  Ability  Scales  (DAS)  
§ Cognitive  and  achievement  tests  
§ Ages  2.6-­‐17.11  
§ Cognitive=General  Conceptual  Ability—ability  to  perform  complex  
mental  processing  that  involves  conceptualization  and  
transformation  of  info  
§ Achievement=info  for  ability-­‐achievement  discrepancy  analysis  
o Woodcock-­‐Johnson  Tests  of  Cognitive  Ability  
§ Achievement  (WJ-­‐III)—scholastic  aptitude  and  oral  language  
§ Cognitive—general  intellectual  ability  and  specific  cognitive  abilities  
§ Ages  2-­‐90+  
§ Ability/achievement  discrepancy  is  most  commonly  used  method  of  
evaluating  eligibility  for  special  programs  
 

• Developmental  Scales  
o Infant  and  early  childhood  intelligence  tests  are  typically  developmental  
scales  measuring  motor,  social,  perceptual,  sensory,  and  language  (at  age  18  
mo)  
o Gesell  Developmental  Schedules  
§ Standardized  measures  of  infant  and  early  childhood  development  (4  
wks  to  6  yrs)  
§ Areas  of  motor,  adaptive,  language,  person-­‐social  functions  
§ Observations  of  child’s  activities  and  info  given  by  mother/caretaker  
o Bayley  Scales  of  Infant  Development  
§ Identify  developmental  delays  and  plan  intervention  strategies  
§ Ages  1-­‐42  mo  
§ New  scales  of  social-­‐emotional  and  adaptive  behavior  
§ Old  scales  of  cognitive,  language,  and  motor  

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Optional  scale  assessed  behavior  during  testing  
§
Best  assessment  measure  of  infant  development  and  provides  
§
valuable  info  about  patterns  of  early  development  
o Denver  Developmental  Screening  Test  II  (Denver  II)  
§ Birth-­‐6yrs  
§ Screens  for  developmental  delays  
§ Based  on  direct  observation  of  child’s  performance  
§ 4  developmental  domains:  
• Personal-­‐social  
• Language  
• Fine  motor  adaptive  
• Gross  motor  
§ Often  used  in  medical  setting  
 

• Assessments  of  Adaptive  Behavior  


o MR—subaverage  intelligence  and  significantly  below  average  social  
adaptation  
o Adaptive  Bx—ability  and  competency  of  individual  to  meet  expected  
standards  of  personal  independence  and  social  responsibility  in  relation  to  
his/her  age  and  cultural  group  
o Differentiate  btw  “six-­‐hr  retardation”  (one  who  is  slow  only  in  school  
environment)  from  MR  child  who  is  below  average  in  all  environments  
o Vineland  Adaptive  Behavior  Scale  
§ Individual’s  personal  and  social  sufficiency  
§ Assist  in  developing  educational  and  treatment  plans  
§ Birth  to  90  yrs  
§ MR,  autism  spectrum,  brain  injury,  ADHD,  dementia  
§ Domains:  
• Communication  
• Daily  living  skills  
• Socialization  
• Motor  Skills  
• Maladaptive  Bx  (optional)  
§ AAMD  Adaptive  Behavior  Scale  
• Age  3+  
• Observations  of  social,  personal  hygiene,  language  and  
maladaptive  bx  
§ Adaptive  Behavior  Inventory  for  Children  
• More  sensitive  assessment  of  racial  minority  children  
• 242  interview  questions,  with  parent/caregiver  providing  
answers  
• Dimensions:  
o Family  
o Community  

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o Peer  relations  
o Non-­‐academic  school  roles  
o Earner/consumer  
o Self-­‐maintenance  
 

• Nonverbal  and  “Culture  Free”  Measures  of  Intelligence  


o Peabody  Picture  Vocabulary  Test  (PPVT-­‐III)  
§ 175  cars  with  4  pictures  on  each  
o Columbia  Mental  Maturity  Scale  
§ General  reasoning  
§ Set  of  pictures  and  asked  to  indicate  which  one  doesn’t  belong  with  
others  
§ IQ  score  
§ Ages  3.6-­‐9.11  
§ Useful  for  sensorimotor  disorders  or  for  trouble  speaking/reading  
o Haptic  Intelligence  Scale  
§ Ages  16+  
§ Partially-­‐sighted  or  blind  
§ Subtests:  
• BD  
• Object  Completion  
• Pattern  Board  
• Digit  Symb  
• Obj  Assem  
• Bead  Arithmetic  
§ Uses  tactile  stimuli  
§ Can  be  administered  alone  or  along  with  WAIS  
o Leiter  International  Performance  Scale-­‐Revised  (Leiter-­‐R)  
§ Administered  without  verbal  instructions  
§ Ages  2-­‐21  
§ Language  or  reading  problems  or  hearing  impaired  
§ Match  picture  response  cards  to  same  pictures  on  an  easel  
o Culture  Fair  Intelligence  Test  
§ 3  scales  for  different  age  groups  
• 4-­‐8yrs  and  adults  with  MR  
• 8-­‐13  and  average  adults  
• Grades  10-­‐16  and  superior  adults  
§ Responses  to  picture  and  pattern  stimuli  and  test  nonverbal  skills  as  
seriation,  classification,  and  matrices  
§ Not  possible  to  design  culture-­‐free  or  culture-­‐fair  test  
o Raven’s  Progressive  Matrices  
§ Perceptual  ability  and  spatial  logic  
§ Ages  6-­‐80  
§ “culture-­‐fair”  intelligence  test  

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o System  of  Multicultural  Pluralistic  Assessment  (SOMPA)  
§ Broad-­‐based  assessment  
§ Social  competency  
§ Ages  5-­‐11  
§ Measures:  
• Adaptive  behavior  inventory  
• Sociocultural  scales  
• Health  history  
• WISC-­‐IV/WPPSI-­‐III  
• Bender-­‐Gestalt  
• Set  of  physical  dexterity  tasks  
§ Standardized  scores  available  for  Caucasian,  Latino  and  AA  
 

• Group  Intelligence  Tests  


o Used  in  army,  industry,  schools  and  other  settings  that  require  testing  large  
group  of  people  
o Frequently  multiple  choice  and  organize  questions  by  content  with  each  
area  separately-­‐times,  or  combine  various  content  questions  and  organize  
questions  in  order  of  increasing  difficulty  
o Otis-­‐Lennon  School  Ability  Test  (OLSAT7)  
§ Reasoning  skills  and  strengths/weaknesses  in  performing  variety  of  
reasoning  tasks  
§ Areas:  
• Verbal  comp  
• Verbal  reasoning  
• Pictorial  reasoning  
• Figural  reasoning  
• Quantitative  reasoning  
o Cognitive  Abilities  Test  (CogAT)  
§ Kindergarten  through  grade  12  
§ Patterns  and  level  of  abilities  in  reasoning  and  problem  solving  
§ Verbal,  quantitative  and  nonverbal  reasoning  abilities,  and  composite  
score  
o Wonderlic  Personnel  Test  
§ 12  min  paper  and  pencil  test  of  mental  ability  for  adults  
§ 50  numerical,  verbal  and  spatial  items  
§ Unfairly  discriminates  against  individuals  of  culturally-­‐diverse  
groups  for  various  jobs  
 
•  Achievement  vs.  Aptitude  Tests  
o Aptitude=limited,  defined  homogeneous  groups  of  abilities  
§ PREDICTORS  of  future  bx  
§ General  measures  correlate  strongly  with  educational  achievement  
o Achievement=end  result  of  learning  program  

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§ Retention  of  content  and  typically  used  in  educational  settings  
o While  aptitude  tests  supposedly  measure  potential  capacity  for  future  
learning,  achievement  measures  what  person  has  already  
learned/developed  capacity  
 

MISC  ISSUES  IN  INTELLIGENCE  TESTING  

• Effects  of  Coaching  on  Standardized  Tests  


o Improve  only  minimally  with  intensive  short-­‐term  coaching  
o Effects  on  SAT  somewhat  greater  on  math  than  verbal  
o Larger  if  there  are  multiple  practice  tests  and  if  practice  and  criterion  tests  
are  similar/identical  
 

• Test-­‐Wiseness  
o Nothing  more  than  application  of  individual’s  general  cognitive  ability  of  
test-­‐taking  task  
 

• Gifted  Children  
o Achieve  slightly  higher  scores  on  measures  of  self-­‐concept,  especially  in  
areas  related  to  academics  
o Better  with  metacognitive  skills  
o Process  information  more  efficiently,  especially  on  novel  tasks  that  require  
insight  
 

• Test  Anxiety  
o Related  to  fear  of  failure  in  situation  in  which  person  is  being  evaluated  
o High  test  anxiety—lower  achievement  scores  and  decreased  educational  
attainment  across  board  
 
PUBLICATIONS  RELEVANT  TO  TESTING  

• Mental  Measurement  Yearbooks  


o Most  commercially  available  psychological,  educational,  and  vocational  tests  
o Critical  reviews  of  tests,  info  on  reliability  and  validity  
 

School  Psychology  
SCHOOL  ENVIRONMENT  

• Effective  school:  
o Strong  leadership,  with  principals  who  are  active  and  energetic  
o Orderly  and  structured,  but  not  oppressive  and  rigid,  atmosphere  

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o Teachers  who  participate  in  decision  making  
o Educational  staff  who  have  high  expectations  that  children  will  learn  
o Emphasis  on  academics    
o Frequent  monitoring  of  student’s  performance  
 

• Smalls  schools  are  more  effective  than  large  


o Large=too  few  opportunities  to  assume  roles,  leading  to  easy  alienation  
o Small=under-­‐manned  
§ Students  exposed  to  opportunities  to  engage  in  several  social  roles  
and  feel  more  involved  
 

• School  Psychologists  and  Consultations  


o Models:  
§ Mental  health  model—consultant  interacts  with  
parents/teacher/principal  in  order  to  help  person  resolve  problem  
involving  child  
§ Behavioral  model—consultant  focuses  directly  on  presenting  
problem  of  consultee  
§ Adlerian  model—emphasizes  preventative  interventions  by  
consultants,  who  educate  parents/teachers  and  apply  assumptions  
and  content  of  Adlerian  theory  
o Targeting  school  environment,  rather  than  student,  is  more  effective  
 

• Curriculum-­‐Based  Assessment  
o Educational  assessment  that  is  closely  linked  to  particular  curriculum    
o Performance  level—provide  feedback  about  instruction  itself,  so  that  
necessary  changes  can  be  made  to  better  fit  student’s  ability  and  current  
knowledge  
o Purpose  is  to  help  identify  progress  in  terms  of  existing  curriculum  and  any  
changes  in  instruction  that  would  aid  student’s  progress  in  completing  
curriculum  
 

• Montessori  Teaching  Method  


o Cognitive  development  is  product  of  interactions  btw  individual  and  
environment  
o Orderly  but  stimulating  environment  
o Children  are  encourages  to  select  own  activities  from  environment  that  
contains  variety  of  self-­‐teaching  toys/materials  
§ Are  free  to  do  what  they  want,  within  limits,  and  are  encouraged  to  
exercise  self-­‐discipline  
§ Materials,  which  children  can  work  with  and  master  at  own  rate,  are  
designed  to  promote  motor,  sensory  and  language  development,  
which  are  viewed  as  prerequisites  to  academic  learning  

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Academic  training  begins  at  age  4  and  builds  on  sensory,  motor  and  
§
language  skills  previously  acquired  
o Criticized  for  not  providing  enough  opportunity  for  small-­‐group  interaction,  
cooperative  activities,  and  verbal  interaction  with  peers  and  teachers  
 

 
RESEARCH  ISSUES  IN  SCHOOL  PSYCHOLOGY  

• Project  Head  Start  


o Early  intervention  program  for  children  of  poverty  
o Involves  year  of  preschool  education,  nutritional  and  medical  services,  and  
parent  involvement  in  education  and  program  administration  
o Study  found  that  one  year  had  only  marginal  effects  on  intelligence  and  
school  achievement  
 

• Bilingual  Education  
o Immigrant  non-­‐English  speaking  children  in  quality  bilingual  programs  
learn  English  and  subject  matter  at  least  as  well  
 

• Ability  Tracking  
o Grouping  children  in  classrooms  based  on  their  ability  level  
o Significant  negative  effects  on  low  to  moderate  achieving  children,  and  few  
to  no  positive  effects  for  high  achievers  
 

• Teachers’  Gender  Bias  


o Male  and  female  teachers  pay  more  attn  to  boys  than  girls  
§ Both  positive  and  negative  biases  
• Boys—educational  needs  or  behavior  problems,  attn  that  
fosters  academic  achievement  
o They  are  more  likely  to  bring  attn  to  themselves  and  
act-­‐out  behaviorally  
 

• Cooperative  Learning  
o Teacher  assigns  students  to  learning  groups  consisting  of  4-­‐6  members  
o Forms:  
§ Student  Team  Learning—team  competes  with  other  teams  of  
learners  
• After  teacher  presents  lesson,  teams  meet  to  discuss  lesson  
• Each  student  takes  quiz  and  performance  is  summed  to  
create  team  score  

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Jigsaw—each  student  is  given  unique  info  on  topic  that  while  group  
§
is  studying  
• Teach  other  group  members  what  they  have  learned  
§ Learning  Together—students  work  together  to  complete  single  
worksheet    
§ Group  Investigation—each  group  takes  different  task  and  is  
responsible  for  allocating  subtasks  to  each  member  
• Open-­‐ended  investigations  using  variety  of  resource  
materials  
• Group  prepares  reports  to  present  to  rest  of  class  
o Research  
§ Designed  properly  have  positive  effect  on  achievement  
• Equally  likely  in  elementary/secondary  school,  
urban/suburban/rural,  high/average/low  achievers,  
whites/minorities  
• Positive  effect  in  other  areas  besides  achievement  
o Increases  quantity  and  quality  of  cross-­‐ethnic  
friendships  and  interactions  
o Improves  relationships  btw  mainstream  academically  
handicapped  and  nonmainstream  
o Increase  self-­‐esteem,  altruism,  and  probability  that  
student  will  be  liked  by  others  
§ Reduces  interpersonal  problems  in  emotional  
disturbed  
§ Student  accountability—distinguishes  success  from  nonsuccessful  
 

LEGAL  ISSUES  IN  SCHOOL  PSYCHOLOGY  

• Federal  Guidelines  
o Education  for  All  Handicapped  Children  Act  of  1975/Individuals  with  
Disabilities  Education  Act  
§ Free  appropriate  public  education  ages  3-­‐21  regardless  of  ability  
§ IEPs  
§ “Least  restrictive  environment”  
§ Parental  access  to  child  evaluations,  reports  and  inclusion  in  
meetings  
o Family  Educational  Rights  and  Privacy  Act/Buckley  Amendment  
§ Eligible  students  (after  age  18)  and  parents  have  right  to  access  
educational  records  and  challenge  any  content  
§ Psychologist’s  evals  and  materials  created  and  maintained  by  
psychologist  for  educational  institution  
• Personal  and  individual  notes  not  included  
§ Records  no  longer  useful/relevant  be  destroyed  
 

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• Testing  
o Placement  in  special  classes  on  basis  of  scores  on  intelligence  tests  have  
been  challenged  
o Larry  P.  vs.  Riles  
§ Parents  of  group  of  AA  children  challenged  placement  in  EMR  
classes  because  they  claimed  tests  were  culturally  biased  
§ Preliminary  injunction  banning  use  of  intelligence  test  scores  as  
criterion  for  placing  children  in  EMR  
§ 1979—ban  was  permanent  
o PACE  vs.  Hannon  
§ Concluded  only  eight  items  on  WISC-­‐R  were  biased  
§ Because  intelligence  tests  only  one  part  of  assessment  procedure,  
finding  minimal  bias  in  one  predictive  measure  was  in  consequential  
o Present  time,  issue  still  unresolved  
 

• Mainstreaming  
o Placing  disabled  students  in  regular  classes  for  all/part  of  day  
o Beneficial  effects  on  academic  achievement  of  students  with  disabilities  
 
 

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SOCIAL  PSYCHOLOGY  
 
INTRO  AND  HX  
• Definition  
o Scientific  study  of  how  ind’s  feelings,  thoughts  and  bx  are  influenced  bu  social  
stimuli  
•  Hx  Background  
o Muzefer  Sherif  
§ It  is  possible  to  study  social  stimuli  in  rigorous,  scientific  manner  
o Kurt  Lewin  
§ First  major  theorist  to  study  how  internal  and  external  factors  influence  
bx  
§ Field  Theory  
• LIFE  SPACE  of  ind—consists  of  person  and  psych  environment  
o IMMEDIATE  PRESENT  
o Totality  of  all  possible  factors  that  influence  person  
§ Needs,  goals,  external  events  
• Conflict  situations  
o Person  moves  toward  goals  in  field  that  have  positive  
valence  and  away  from  negative  valence  
o Conflict  occurs  when  forces  directing  person  
towards/away  from  goal  are  opposite  and  about  equal  
strength  
§ Approach-­‐Approach  Conflict—located  btw  2  pos  
goal  obj  of  equal  attractiveness  
• Initially,  response  is  ambivalence,  but  as  
moves  toward  1  goal,  it  becomes  more  
attractive  and  other  goal  becomes  less  
attractive  
§ Avoidance-­‐Avoidance  Conflict—choose  btw  2  neg  
alternatives  
• If  it  is  possible  to  leave,  then  conflict  
resolved  
• Person  will  vacillate  btw  2  goals  and  then  
achieve  equilibrium    
§ Approach-­‐Avoidance  Conflict—drawn  to/repelled  
by  same  situation  at  same  times  
• Similar  to  avoidance-­‐avoidance,  if  person  
can  leave  
• Personal  eventually  reaches  equilibrium  at  
point  where  approach  and  avoidance  forces  
are  balanced  
• Avoidance  gradient  is  steeper  than  approach  
gradient—avoidance  response  becomes  
much  stronger  

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o Zeigarnik  Effect  
§ Interrupting  sub  in  middle  of  task  has  effect  of  leaving  him  in  state  of  
tension  and  disequilibrium  
§ To  reduce  tension,  sub  wants  to  complete  task  and  remembers  
uncompleted  tasks  better  than  completed  ones  
 
 
SOCIAL  PERCEPTION  
 
• Ways  in  which  people  try  to  make  sense  of  themselves,  others  and  grps  
 
• Self-­‐concept  
o Sum  total  of  ind’s  beliefs  about  own  personal  attributes  
o Self-­‐Perception  Theory  
§ Person  arrives  at  self-­‐concept  in  same  way  he  obtains  concept  of  others  
§ When  internal  cues  are  weak/difficult  to  interpret,  people  infer  what  
they  think  or  how  they  feel  by  observing  own  bx  and  situation  in  which  it  
takes  place  
§ Two-­‐Factor  Theory  (Schachter)  
• To  experience  specific  emotion,  person  must  first  experience  
physiological  arousal  and  then  must  make  cog  interpretation  of  
arousal  
• Reactions  of  others  helps  us  make  interpretations  
o Overjustification  Hypothesis  
§ Rewarding  people  for  enjoyable  activity  can  undermine  interest  in  
activity  
§ INTRINSIC  and  EXTRINSIC  motivation  
• People  are  intrinsically  motivated  when  they  engage  in  activity  
out  of  enjoyment,  w/o  expecting  reward  
• Extrinsically  motivated  when  we  do  something  to  get  reard  
§ When  we  are  rewarded  for  activity  that  was  previously  intrinsically  
motivated,  bx  becomes  overjustified  or  over-­‐rewarded  
• Intrinsic  motivation  loses  power  and  activity  no  longer  perceived  
as  inherently  enjoyable  
• Lose  interest  in  activity  
§ When  people  are  rewarded  for  enjoyable  bx,  they  observe  themselves  
engaging  in  bx  to  obtain  reward  
• Reason  they  engage  in  activity  in  first  place  was  to  be  rewarded  
o Social  Comparison  Theory  
§ Influence  of  other  people  affects  self-­‐concept  
§ When  people  are  uncertain  about  their  abilities/opinions,  they  evaluate  
themselves  by  comparing  themselves  to  similar  others  
§ People  we  turn  to  for  social  comparison  are  similar  to  us  in  relevant  
ways  
§ When  our  self-­‐esteem  is  at  stake,  we  may  make  downward  comparisons  

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• When  individuals  feel  threatened,  neg  characteristic  is  subject  to  
self-­‐evaluation,  low  self-­‐esteem  
o Self-­‐Verification  Theory  
§ People  need  and  seek  confirmation  of  self-­‐concept,  regardless  of  
whether  self-­‐conceot  is  +  or  –  
§ Prefer  to  be  right  rather  than  happy  
§ Selective  interaction—choosing  to  interact  w  those  who  confirm  self-­‐
concepts  and  avid  those  that  do  not  
§ Not  only  seek  confirmation  of  self-­‐concept,  but  are  motivated  to  attend  
to,  recall  and  believe  it  
§ Depressed  people  seek  more  –  feedback  from  others  and  are  more  
rejected  by  others  
• Exacerbate  symptoms  
 
• Attribution  Theory  
o Understanding  of  how  people  perceive  and  think  about  causes  of  what  happens  
to  themselves  and  others  
o Fundamental  Attribution  Error  
§ Tendency  to  UNDERESTIMATE  impact  of  situations  and  OVERESTIMATE  
role  of  personal  factors  
§ Focus  on  person  rather  than  situation  
o Actor-­‐Observer  Effect  
§ Situational  attributions  of  own  bx  
§ Exception:  
• Cause  of  our  own  successes  
o More  likely  attributional    
• We  explain  failures—actor-­‐observer  effect  holds  true  
o Tendency  to  credit  our  successes  but  blame  situational  
factors  for  our  failures—SELF-­‐SERVING  BIAS  
§ Does  not  apply  to  depression  or  low  self-­‐esteem  
o Weiner’s  Attributional  Theory  of  Motivation  and  Emotion  
§ Attributions  for  success  and  failure  
§ Can  be  to  factors  that  are:  
• Internal  or  external    
• Stable  or  unstable  
• Controllable  or  uncontrollable  
§ Rotter’s  notion  of  locus  of  control  
• Internal  or  external  locus  of  control  
o High  internal—themselves  as  causes  of  things  that  happen  
to  them  
§ More  achievement  oriented  and  self-­‐confident  
o High  external—external  factors  as  cause  of  what  happens  
to  them  
§ Anx,  suspicious,  dogmatic  
§ Intent  and  Global  

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• Accomplishments  attributed  to  intentional  and  specific  causes  
produce  greatest  pride  
• Neg  bx  attributed  to  specific  and  intentional  causes  produce  
greatest  blame,  shame,  guilt  
o Belief  in  Just  World  
§ Attributions  for  misfortunes  of  others  
§ Get  what  we  deserve  and  deserve  what  we  get  
§ Common  tendency  to  blame  victim  
§ Defense  against  painful  reality  that  we  are  vulnerable  to  twists  and  turns  
of  fate  
 
o Locus  of  Control  and  Locus  of  Responsibility  
§ Person’s  attributions  are  influenced  by  ethnicity  and  racial  identity  
§ Locus  of  Control—beliefs  that  fate  is  determined  either  by  own  actions  
or  independently  of  own  actions  
§ Locus  of  Responsibility—degree  of  responsibility  or  blame  one  places  on  
ind  or  system  
§ Independent  of  one  another  
§ Intersection  of  two  creates  worldviews:  
• Internal  Control  and  Internal  Responsibility—success/failure  is  
due  to  one’s  own  efforts/abilities  
o Dominant  culture  in  US  
• Internal  Control  and  External  Responsibility—ability  to  shape  
own  life,  but  recognizes  external  barriers  such  as  discrimination  
do  exist  
o Minority  groups  
• External  Control  and  Internal  Responsibility—marginalized  ind  
who  feel  they  have  little  control  over  own  fate,  and  deny  
existence  of  racism  and  blame  selves  for  plight  
• External  Control  and  External  Responsibility—little  control  over  
lives  (learned  helplessness)  and  blame  system  for  it  
 
• Impression  Formation  
o Process  of  integrating  info  about  person  to  form  coherent  impression  
o False  Consensus  Bias  
§ Tendency  to  overestimate  degree  to  which  others  conform  to  us  in  terms  
of  their  opinions,  attributes,  and  bx  
o Central  Traits  
§ Certain  characteristics  imply  more  about  person  than  others  
§ Provide  unique  info  about  person  and  are  associated  w  many  other  
characteristics  
o Primacy  Effect  
§ Info  presented  early  in  sequence  has  greatest  impact  
• Impact  of  info  may  persist  even  when  later  opposing  evidence  is  
presented  

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§Does  not  occur  in  all  cases  
• Irrelevant  activity  intervenes  
• Person  warned  not  to  jump  to  conclusions,    
o Trait  Negativity  Bias  
§ Evaluating  other—weigh  neg  info  more  heavily  than  pos  info  
o Confirmation  Bias  
§ Tendency  to  form  impressions  on  basis  of  above  mentioned  cog  
distortions  is  compounded  by  tendency  to  seek,  interpret,  create  info  
that  verifies  existing  beliefs  
§ Once  we  form  impression,  strategies  for  learning  about  world  are  likely  
to  confirm  impression  
§ Rosenhan’s  “pseudopatient  study”  
• Real  pts  were  able  to  recognize  pseudopts  were  not  mentall  ill  
• None  of  the  psychiatrists  or  staff  members  did  
• Tend  to  view  reality  in  terms  of  beliefs  and  impressions  about  it  
§ Self-­‐fulfilling  Prophecy—person’s  expectations  about  bx  of  others  can  
lead  to  fulfillment  of  those  expectations  
• Pygmalion  in  Classroom  study—teachers  told  of  intellectual  
growth  spurt,  which  was  later  observed  in  class  
• Stereotypes,  Prejudice,  and  Discrimination  
o Stereotype—cog  BELIEF  that  associates  grps  of  people  w  certain  traits  
o Prejudice—neg  FEELINGS  about  person  based  solely  on  grp  membership  
o Discrimination—BX  directed  against  persons  due  to  identification  w  grp  
o Prejudice  and  Discrimination  
§ Authoritarian  Personality—prejudiced  personality  
§ Conventional,  rigid  in  thinking,  sexually  inhibited,  submissive  to  
authority,  and  intolerant  of  others  who  are  different  
o Social  Identity  Theory—strive  to  maintain  and  enhance  self-­‐esteem  
§ Social  identity—enhanced  by  believing  our  own  group  is  attractive  and  
belittling  members  of  other  grps  
• Enhance  own  self-­‐esteem  
o Reducing  Intergroup  Hostility  
§ Robber’s  Cave  Study—development  and  mitigation  of  grp  hostility  
through  competition  
• Superordinate  goals—shared  goals  that  required  cooperation  btw  
grps  
§ Jigsaw  Classroom—cooperation  as  method  of  reducing  hostility  
• Racially  mixed  classrooms  where  materials  were  divided  into  
subtopics  and  each  student  was  responsible  for  learning  one  
subtopic  and  teaching  other  students  
• Less  prejudice  
§ Doll  study—2/3  of  children  preferred  playing  w  white  doll  than  brown  
ones  
• Brown  dolls  looked  “bad”  while  white  ones  were  perceived  as  
“nice”  

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• 1/3  picked  white  doll  as  doll  that  looked  like  them  
§ Contact  Hypothesis  
• Direct  contact  btw  members  of  hostile  grps  will  reduce  
stereotyping,  prejudice  and  discrimination  
• Conditions  must  be  met:  
o Contact  must  be  btw  2  equal  status  grps  
o Contact  should  involve  personal  contact  btw  2  grps  
o Contact  situation  should  provide  opportunity  for  mutual  
cooperative  activity  to  achieve  joint  goal  
o Social  norms  in  contact  situation  must  favor  and  
encourage  cooperation,  grp  equality,  and  intergroup  
contact  
• School  desegregation—increase  prejudice  in  majority  of  white  
students  and  failed  because  conditions  were  not  met  
 
SOCIAL  INTERACTION  
 
• Affiliation  and  Attraction  
o Variables  related  to  Affiliation  
§ Anxiety—affiliation  reduces  fear  and  anx  
• First  born  and  only  children  showed  strongest  tendency  to  
affiliate  and  need  to  affiliate  decreased  for  later-­‐born  children  
• Situations  where  survival  is  issue—affiliate  w  those  who  have  
successfully  undergone  experience  and  are  better  informed  
§ Gender—females  spend  more  time  in  conversation,  more  likely  to  talk  to  
same  sex,  affiliate  more  in  public  
o Variable  related  to  Interpersonal  Attractiveness  
§ Physical  Proximity—tend  to  like  others  near  us  
• Exposure  Effect—repeated  contact  w  something/someone  is  
sufficient  to  increase  attraction  
• Proximity  may  not  guarantee  +  social  interaction,  but  provide  
opportunity  
§ Similarity  
§ Complementary  
§ Physical  Attractiveness  
§ Self-­‐Disclosure—best  if  reciprocal  
§ Reciprocity  
§ Costs  and  Benefits  
• Social  Exchange  Theory—economic  model  of  relationships  that  
offer  greater  reward  than  cost  
o Emotion-­‐in-­‐Relationships  Model  
§ +  and  –  emotions  are  most  likely  to  arise  in  relationship  when  one  
partner’s  bx  disconfirms  other  partner’s  expectations  
 
• Altruistic  and  Prosocial  Bx  

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o Helping  Bx  
§ Presence  of  bystanders  reduces  helping  of  any  one  person—Bystander  
Apathy  
• Greater  #  bystanders,  greater  bystander  apathy  
§ Causes:  
• Diffusion  of  responsibility  
• Social  influence    
• Evaluation  apprehension  
• Confusion  of  responsibility—person  approached  victim,  that  
person  perhaps  may  feel  responsible  for  misfortunes  by  others  
that  may  come  upon  scene  
§ Victim  is  obviously  in  distress  and  problem  is  not  ambiguous,  likelihood  
of  prosocial  bx  is  increased  
§ Others  are  more  likely  to  help  when  someone  has  already  intervened  
§ More  likely  to  help  in  rural  areas  
 
o Cooperation  
§ Non-­‐zero-­‐sum  game—games  where  gains  and  losses  do  not  sum  to  0  
§ Even  if  it  is  in  players  interests  to  cooperate,  most  people  compete  
anyway  
§ Prisoner’s  Dilemma  
 
• Aggression  
o Instrumental  aggression—bx  is  means  to  some  other  end  
o Hostile  aggression—venting  of  neg  emotions  
o Learned  Aggression—greatly  influences  by  learning  
§ Children  tend  to  imitate  aggr.  bx  of  adults  
• More  important,  powerful,  successful,  liked,  familiar  adult  is,  
more  child  will  imitate  
o Social  and  Situational  Influences  of  Aggression  
§ Frustration-­‐Aggression  Hypothesis  
• Frustration  always  leads  to  aggression  and  aggression  is  always  
preceded  by  frustration  
• If  aggression  is  inhibited  by  fear/punishment  or  lack  of  access  to  
source  of  frustration,  it  will  be  displaced  to  another  target  
• Contemporary  psych—path  btw  frustration  and  aggressive  
response  is  held  to  include  intervening  cog,  attributions,  prior  
learning,  and  person’s  characterological  means  of  dealing  w  
aversive  stimuli  
§ Catharsis  Theory  
• Aggressive  act  can  reduce  person’s  inclination  to  engage  in  other  
aggressive  acts  
• Not  supported  by  research  
§ Temperature  
• High  temp  are  +  coorelated  w  crime  rates  

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§ Deindividuation  
• People  who  would  rarely/never  be  violent  in  interactions  will  
display  uncharacteristic  violence  and  aggression  under  sway  of  
crowd  
• Sense  of  autonomy  
• Attend  less  to  internal  standards  of  conduct,  react  more  to  
immediate  situation  and  are  less  sensitive  to  long-­‐term  
consequences  of  bx  
§ Assigned  Roles  
• Prison  study  by  Zimbardo  
• Assigned  institutional  roles  can  have  powerful  effect  on  
aggressive  bx  
 
SOCIAL  INFLUENCE  
 
• Conformity  and  Compliance  
o Conformity  
§ 2  types  Conformity  
• Informational—using  other’s  bx  as  source  of  accurate  info  in  
order  to  avoid  mistakes,  particularly  when  ind  is  unsure  of  own  
accuracy  
• Normative—“going  along”  w  group  norms  simply  due  to  grp  
pressure—desire  to  be  accepted  by  grp  and  void  criticism  
o Factors  influencing  conformity:  
§ Grp  size—increases  w  size,  but  only  up  to  a  point  
§ Unanimity  
§ Ambiguity  
§ Cohesiveness  
§ Personality  Characteristics—low  self-­‐esteem,  low  intelligence,  high  need  
for  approval,  authoritarianism  
o Minority  influence  
§ Large  grp  can  change  its  opinions/bx  based  on  lead  of  one  person  
§ Conditions  under  which  minority  will  influence  majority:  
• Minority’s  position  is  consistent  
• Minority  is  not  perceived  as  rigid,  psych  imbalanced,  biased  
• Minority  must  not  waver  in  support  of  position  
• Minority  is  not  member  of  familiar  gro  arguing  in  favor  of  that  
grp’s  interests  
§ People  stand  up  for  beliefs  against  majority  are  generally  perceived  as  
competent  and  honest,  they  are  also  highly  disliked  
§ Idiosyncrasy  credits—person  must  first  conform  to  grp  in  order  to  
establish  credentials  as  “competent  insider”  
• Once  person  has  collected  these  credits,  attempts  to  
deviate/become  leader  will  be  more  accepted  
o Psych  Reactance  

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§ If  person  perceived  that  sense  of  control  or  freedom  of  choice  is  
threatened,  there  will  be  attempt  to  re-­‐establish  freedom  
§ Conformity  and  compliance  are  less  likely  to  occur  in  situations  where  
person  feels  freedom  to  choose  is  being  threatened  
o Compliance  
§ Occurs  when  people  agree  to  explicit  requests  to  do  something  
§ Foot-­‐in-­‐the-­‐Door  
• Start  w  very  small  request  and  proceed  from  there  to  larger  
request  
• Oncer  we  observe  ourselves  complying  w  small  request,  we  
comply  w  larger  one  because  we  want  our  bx  to  remain  
consistent  
§ Door-­‐in-­‐the-­‐Face  
• Making  initial  request  that  is  so  large  that  it  is  sure  to  be  rejected  
and  then  coming  back  w  2nd  more  reasonable  request  
 
 
§ Low-­‐Balling  
• Securing  agreement  w  request  and  then  increasing  size  of  request  
by  revealing  hidden  costs  
• Effective  technique    
 
• Bases  of  Social  Power  
o Social  power—ability  to  influence  others  and  resist  influence  on  us  
§ Reward  Power—holder’s  ability  to  reward  others  
§ Coercive  Power—holder’s  ability  to  punish  others  
§ Legitimate  Power—holder’s  valid  authority  in  given  situation  
§ Referent  Power—person’s  attraction  to  or  desire  to  be  like  holder  of  
power  
§ Expert  Power—holder  has  special  knowledge  or  expertise  
§ Informational  power—person’s  possession  of  specific,  desired  piece  of  
info  
o Leaders  who  combine  expert  and  reference  power  tend  to  be  most  effective  
 
• Group  Processes  
o Social  Facilitation  
§ Effects  others  have  on  our  performance  
§ Presence  of  others  enhances  performance  on  simple  tasks  and  impairs  
on  complex  tasks  
§ Mere  presence  of  others  increases  drive,  which  can  be  defined  as  diffuse  
physiological  arousal  that  energizes  performance  
o Social  Loafing  
§ Pooled  performance  of  group  
§ Compared  to  what  people  can  do  by  themselves,  ind  output  declines  
when  people  are  working  as  grp  

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Neg  consequences:  
§
• Does  not  occur  under  all  conditions  
• Simple,  boring,  and  require  same  effort  of  everyone  
o Reduced  or  eliminated—believe  that  ind  contributions  are  
identifiable  or  think  that  their  contribution  is  uniquely  
necessary  for  grp  to  succeed  
o Regard  task  as  personally  relevant,  challenging  or  highly  
attractive  
o Group  Decision-­‐Making  
§ Superior  to  ind  decision-­‐making  
§ In  grp,  greater  range  of  ideas  and  info  is  available  
§ Impair  due  to:  
• Group  polarization—tendency  of  inds  to  start  off  w  similar  views  
to  end  up  w  more  extreme  position  after  grp  discussion  
o More  persuasive  arguments  in  favor  of  particular  position  
members  are  exposed  to  
o Grp  members  know  each  other’s  positions  before  
discussion  begins  
o Members  consider  grp  to  be  “ingrp”  
• Groupthink—mode  of  thinking  that  people  engage  in  when  they  
are  involved  in  cohesive  grp,  when  member’s  strivings  for  
unanimity  override  motivation  to  realistically  appraise  
alternative  courses  of  action  
o Excessive  tendency  among  grp  members  to  seek  
concurrence,  to  point  where  decision  reached  by  grp  may  
be  irrational  and  impulsively  made  
o High  cohesiveness,  grp  composition  of  people  from  similar  
backgrounds,  group  isolation  from  others,  presence  of  
strong  leader,  lack  of  systematic  procedures  for  making  
and  reviewing  decisions,  and  presence  of  stressful  
situation  
o Likely  in  newly  formed  grps  
o Symptoms:    overestimation  of  grp,  closemindedness,  
increased  pressures  toward  uniformity  
o Reduce:  
§ Avoid  isolation  by  bringing  people  who  are  not  part  
of  grp  into  grp  discussion  
§ Increasing  leader’s  impartiality  by  having  him  
refrain  from  taking  strong  position  and  
encouraging  criticism  of  his  judgments  
§ Encouraging  norm  of  critical  review  by  creating  
independent  subgrps  to  work  on  same  policy  issue,  
assigning  one  member  role  of  devils  advocate,  and  
holding  second  chance  metg  where  preliminary  
decision  is  reconsidered  

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Brainstrorming  
§
• Ind  working  alone  produce  greater  quantity  of  ideas  
o Group  Tasks  
§ Additive  task—grp  product  is  sum  of  all  members’  contributions  
§ Conjunctive  task—grp  product  is  determined  by  ind  w  poorest  
performance  
§ Disjunctive  task—grp  performance  is  determined  by  performance  of  indi  
w  best  performance  
§ Compensatory  task—grp  product  determined  by  performance  of  
average  member  
o Resolving  Conflict:    Mediation  and  Arbitration  
§ 3rd  party  intervention  
§ Successful  mediation:  
• Modifying  physical  and/or  social  structure  of  conflict  
• Modifying  issue  structure  by  helping  disputants  clarify  issues  and  
indentify  alternative  solutions  
• Increasing  disputants  motivation  to  reach  agreement  by  fostering  
trust  btw  them,  diffusing  emotions,  and  helping  disputants  see  
agreement  is  possible  
§ Arbitration  is  alternative  to  mediation  
 
 
ATTITUDES  AND  ATTITUDE  CHANGE  
 
• Attitude—relatively  stable  and  enduring  predisposition  to  act,  think  or  feel  in  certain  
way  toward  obj/person/situation  
 
• Attitude  Measurement  
o Self-­‐report  Measures  
§ Social  Distance  Scale—measures  attitudes  toward  diff  ethnic  grps  
§ Semantic  Differential  Scale—rate  obj  in  terms  of  several  items  that  
assess  obj’s  favorableness,  power  or  activity  
§ Bogus  Pipeline—ind  may  not  be  totally  honest  about  attitudes  
• Subj  wired  to  elaborate  mechanical  device  that  supposedly  
records  true  feelings  
 
• Relationship  Btw  Attitudes  and  Bx  
o Attitude  has  bx,  cog,  and  affective  dimension  
o Factors  affecting  relationship  btw  Attitudes  and  Bx  
§ Attitudes  could  be  better  predictors  of  bx  when:  
• Measures  of  attitude  and  bx  are  specific  
• Attitudes  are  well-­‐informed  
• Info  on  which  attitude  is  based  was  obtained  through  experience  
• Attitude  is  readily  accessible  to  awareness  
§ Social  norms  

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§ Attitudes  and  norms  don’t  directly  influence  bx,  rather  lead  to  formation  
of  behavioral  intention  
• Not  always  followed  through  on  
§ Attitude  will  predict  bx  if:  
• Attitude  is  not  consistent  w  social  norms  
• Person  is  able  to  follow  through  on  intention  to  carry  through  w  
bx  
 
• Theories  of  Attitude  Change  
o Cognitive  Dissonance  Theory  
§ Cognitions  are  inconsistent,  we  experience  state  of  dissonance  which  is  
unpleasant  state  of  tension  
• To  reduce,  we  must  take  steps  to  restore  consistency  
o Changing  attitude,  adding  consonant  cog,  or  reducing  
importance  of  conflict  
§ Insufficient  justification—dissonance  because  actions  were  inconsistent  
w  beleifs    
• Resolved  by  changing  opinion  
§ 4  steps  necessary  for  arousal  of  dissonance  and  its  reduction  through  
attitude  change:  
• Attitude  discrepant  bx  must  have  neg  consequences  
• Person  must  feel  personally  responsible  for  actions  
• Discrepancy  must  produce  physiological  arousal  
• Person  must  attribute  arousal  to  own  bx  
o Heider’s  Balance  Theory  
§ We  desire  consistency  
§ Consistency  btw  attitudes  and  feelings  toward  others  
• Balance  when  same  attitude  towards  those  we  like  and  diff  
attitude  towards  those  we  dislike  
• Imbalanced—motivated  to  change  either  attitude  or  feelings  
toward  person  in  order  to  have  balance  
 
• Variables  Related  to  Attitude  Change  
o Change  in  response  to  persuasive  communication  is  function  of  communicator,  
communication  or  audience  
o Communicator  
§ Tends  to  be  persuasive  w  more  credibility  and  likability  
§ Credibility—stems  from  competence  and  trustworthiness  
• Sleep  effect—credible  communicator  produces  more  immediate  
attitude  change  
o Over  time,  impact  of  credible  communicator  decreases  and  
that  of  noncredible  increases  
o As  time  passes,  we  forget  source  of  message  but  continue  
to  remember  message  itself  
o Communication  

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§ Amount  of  Info—if  person  is  not  listening  to  message,  long  messages  are  
better  because  they  give  superficial  appearance  of  being  factual  
• For  those  listening,  longer  messages  better  if  they  do  indeed  
contain  a  lot  of  supporting  info  
§ Repetition—repeatedly  presenting  exact  same  message  from  exact  same  
source  may  be  effective  
• Mere  exposure  
• Exposure  effect  is  enhanced  if  presentations  are  brief  and  spread  
out  over  time  
§ One-­‐sided  and  Two-­‐sided  Arguments  
• Presenting  both  sides  is  most  effective  if  person  is  initially  
opposed  to  issue,  is  relatively  well-­‐informed  about  issue,  or  is  
educated  
• If  he  is  initially  favorable,  poorly  informed,  or  relatively  
uneducated,  one-­‐sided  is  more  effective  
• Two-­‐sided—protecting  audience  from  effects  of  competing  info  
o Communicator  presents  weakened  version  of  opposing  
point  of  view,  audience  becomes  more  resistant  to  
opposing  arguments  presented  later  
o Inoculation  Theory—most  effective  way  of  increasing  
resistance  is  to  build  up  defenses  
§ Discrepancy—moderately  discrepant  from  target’s  initial  position  is  
most  effective  
• Too  discrepant,  attitude  change  will  be  too  radical  
• Not  discrepant,  person  will  agree  w  communicator  and  there  will  
be  no  room  for  attitude  change  
• Interaction  btw  credibility  and  discrepancy—highly  credible  
communicator,  optimal  level  of  discrepancy  is  greater  than  for  
low  credible  
§ Appeals  to  Fear—high  levels  of  fear  tend  not  to  produce  much  attitude  
change  
• Inducing  fear  can  be  effective  if  fear-­‐arousing  message  includes  
specific  instructions  on  how  to  avoid  feared  danger  
§ Order  of  Presentation—side  presented  first  will  have  more  impact  if  
second  immediately  follows  and  attitude  measurement  occurs  at  later  
time  
• Primacy  Effect—both  messages  fade  from  memory  and  only  
greater  impact  of  first  impressions  is  left  
• Recency  Effect—period  of  time  elapses  btw  first  and  second,  
second  will  be  more  effective  
o Fresher  in  memory  
• No  primacy  or  recency  occurs  if:  
o Second  immediately  follows  first  and  attitude  assessment  
takes  place  right  away  

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o Period  of  time  elapses  btw  2  messages  and  btw  last  
message  and  attitude  measurement  
o Target  Audience  
§ Personality  and  Demographic  Variables  
• Low-­‐esteem  will  show  greater  attitude  change  
§ Forewarning  
• When  people  know  in  advance  that  they  are  to  be  targets  of  
persuasion,  it  is  more  difficult  to  change  attitudes  
o Elaboration  Likelihood  Model  
§ 2  routes  to  persuasive  communication  
• Central  route—think  carefully  about  contents  of  message  
• Peripheral  route—do  not  think  carefully  
§ Listeners  most  likely  to  take  central  route  when  they  are  well-­‐informed  
and  not  distracted  
• Message  easily  learned  and  stimulated  listener  to  dwell  on  
favorable  thoughts  
§ When  distracted  or  uninformed,  more  amenable  cures  received  by  
peripheral  route  
 
MISC  TOPICS  
 
• Environmental  Psych  
o Effect  of  physical  environment  on  bx  
o Crowding  
§ High  density  seems  to  enhance  feelings  person  already  has  
§ Depend  on  whether  or  not  person  is  distracted  
• Crowding  can  lower  performance  on  complex  tasks  or  improve  
performance  on  well-­‐learned  tasks  
§ Men  being  more  sensitive  to  and  stressed  by  high  density  situations  
• More  negative  for  men  than  women  
o Personal  Space  
§ Greater  required  by  people  low  in  self-­‐esteem  and  high  I  
authoritarianiam  
§ Men  need  more  personal  space    
§ Violations  don’t  have  any  deleterious  effects  
• Intensify  affective  rxn  person  is  experiencing  at  time  
o Climate  
§ Neg  impact  of  air  pollution,  humidity,  lunar  cycles  on  bx  
o Noise  
§ 2  most  damaging  ingredients  in  noise  stress  are  unpredictability  and  
uncontrollability  
• Neg  affect  performance  as  well  as  social  bx  
o Increase  aggressiveness,  reduce  helping  others  
• Decreased  performance  on  number  of  school  tasks  
o TV  Viewing  

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§Read  less,  do  more  poorly  in  school,  spend  less  time  in  fam  interactions  
§Aggressive  bx,  tolerance  for  aggression  
§Reinforce  traditional  sex-­‐role  stereotypes  
 
• Applications  of  Social  Psych  
o Law  
§ Jury  Size—fewer  than  12  people  are  more  likely  to  convict  since  they  are  
less  likely  to  contain  more  than  one  hold-­‐out  for  acquittal  which,  
according  to  small-­‐grp  research,  would  help  lone  dissenter  “stick  to  
guns”  
§ Child  Witnesses—children  ages  5-­‐10y/o  were  less  accurate  witnesses,  
but  did  not  misremember  touches  that  did  not  occur  
§ Procedure—judges  give  jury  instructions  2x  
• Effectively  enhances  juror’s  recall  and  interpretation  of  evidence  
§ Presentation  of  Evidence—graphic  evidence  lowered  juror’s  standards  
of  proof,  and  brought  out  pro-­‐prosecution  biases  
§ Defendant  Features—more  lenient  treatment  to  physically  attractive  
defendents  
• Judges  give  lighter  sentences  to  physically  attractive  convicted  
defendants  
§ Pretrial  Publicity—neg  publicity  more  likely  to  vote  for  conviction  
§ Inadmissable  Evidence—do  not  ignore  it  and  jury  rely  on  it  more  
§ Eyewitness  Memory—bias  and  distort  memory  of  eyewitnesses  
• Reconstructive  memory—after  we  observe  something,  additional  
info  about  it  becomes  integrated  into  our  mem  of  original  event  
o Health  
§ Type  A  Personality  
• Competitive  striving  achievement,  sense  of  time  urgency,  
hostility,  aggression  
• Hostility  complex—cynical  mistrust  of  and  contempt  for  others,  
along  w  tendency  to  readily  express  these  feelings  
• Contrasting  is  hardiness:  
o Sense  of  personal  control  over  events  
o Commitment,  sense  of  purpose  in  one’s  work  and  activities  
o Challenge  or  sense  of  healthy  optimism  in  seeing  life  as  
series  of  challenges  that  make  one  stronger  
§ Buffer  Effect  
• Interaction  btw  stress  and  social  support  
• Under  low  stress,  social  support  is  not  necessary  for  good  health  
• When  stress  is  high,  high  levels  of  social  support  buffer  or  protect  
• Research  shows  actual  relationship  btw  social  support  and  
physical  health  
• Perceived  levels  of  social  support  also  buffer  
§ Health  Belief  Model  

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• Attempt  to  understand  why  people  seem  unwilling  to  use  
preventive  disease  measures  and  screening  tests  that  were  
available  to  them  
• Very  valuable  tool  in  both  predicting  and  understanding  people’s  
health-­‐related  decision  making  process  
• Identifies  perceived  barriers  as  most  influential  variable  for  
predicting  and  explaining  health-­‐related  bx  
 
 
 

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TEST  CONSTRUCTION  AND  INTERPRETATION  
 
TEST  CONSTRUCTION  
 
Psychological  Tests—  Objective  and  standardized  measure  of  sample  of  bx  
• Standardization—uniformity  of  procedure  in  administering  and  scoring  test  
o Reduces  measurement  error  
o Establishment  of  norms  
§ Permits  comparison  of  ind  performance  on  diff  tests  
§ Do  not  provide  absolute/universal  standard  of  “good”  or  “bad”  
performance  
• Norms  always  provide  relative  rather  than  absolute  standards  
• Objective—administration,  scoring,  and  interpretation  of  scores  are  independent  of  
subjective  judgment  of  particular  examiner  
• Sample  of  Bx—bx  sample  will  be  truly  representative  of  whole  bx  
 
Standards  of  Test  Construction  
• Reliability—consistency  
o Provides  repeatable,  consistent  results  
• Validity—measures  what  it  purports  to  measure  
 
Test  Characteristics  
• Maximum  vs.  Typical  Performance  
o Maximum=examinee’s  best  possible  performance  or  what  person  can  do  
§ Ex.  Achievement  and  aptitude  tests  
o Typical=what  examinee  usually  does  or  feels  
§ Ex.    Interest  and  personality  tests  
• Speed,  Power  and  Mastery  Tests  
o Speed—response  time  assessed  
o Power—level  of  difficulty  a  person  can  attain  
o Mastery—designed  to  determine  whether  person  can  attain  pre-­‐established  
level  of  acceptable  performance  
§ All  or  none  score  
§ Test  basic  skills  
• Ceiling  and  Floor  Effects  
o Limited  ceiling=doesn’t  include  adequate  range  of  difficult  items    
§ High  achieving  ind  get  same  or  v  similar  score  
o Limited  floor=doesn’t  include  adequate  range  of  easy  items  so  that  all  low-­‐
achieving  examinees  obtain  same/similar  score  
• Ipsative  vs.  Normative  Measures  
o Ipsative—ind  is  frame  of  reference  in  score  reporting  
§ Scores  are  reported  in  terms  of  relative  strength  of  attributes  w/in  ind  
§ Examinee  express  preference  for  one  item  over  others,  rather  than  
responding  to  each  item  individually  
o Normative—provide  measure  of  absolute  strength  of  each  attribute  measured  

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§ Answer  all  items  
§ Compared  to  those  of  other  examinees  
 
RELIABILITY  
 
Classical  Test  Theory  
• Given  examinee’s  obtained  test  score  consists  of  2  components:  
o True  score=actual  status  on  whatever  attribute  is  tested  
o Error=factors  that  are  irrelevant  to  whatever  is  being  measured  
 
Methods  of  Estimating  Reliability  
• Reliability  coefficient=correlation  coefficient  that  ranges  from  0.0  to  +1.0  
o Don’t  square  it—directly  indicated  proportion  of  variability  that  is  true  score  
variability  
• Test-­‐Retest  Reliability  
o “time  sampling”  or  factors  related  to  time  are  source  of  measurement  error  
o Longer  interval  btw  administrations,  more  susceptible  scores  to  effects  of  
random  error  and  lower  test-­‐retest  reliability  coefficient  
o Potential  drawbacks:      
§ Retaking  test  
§ Not  appropriate  for  assessing  reliability  of  tests  that  measure  unstable  
attributes  
o Recommended  only  for  tests  that  are  not  appreciably  affected  by  repetition  
• Alternate  Forms  Reliability  
o Coefficient  of  equivalence  
o Tends  to  be  lower  than  test-­‐retest    
§ Related  to  both  differenced  in  content  btw  2  forms  and  passage  of  time    
• Internal  Consistency  Reliability  
o Correlations  among  ind  items  
o Split-­‐Half  Reliability—dividing  test  in  2  and  obtaining  correlation  btw  halves  
§ Spearman-­‐Brown  formula—estimates  effect  of  shortening  test  will  have  
on  reliability  coefficient  
§ Problem:    correlation  will  vary  depending  on  how  items  divided  
• Use  coefficient  alpha  or  Kuder-­‐Richardson  Formula  20  
o Kudar-­‐Richardson=when  items  are  dichotomously  scored  
o Cronbach’s  coefficient  alpha=multiple-­‐scored  items  
§ Major  source  of  error=content  sampling  or  item  heterogeneity  
§ Inappropriate  for  assessing  reliability  of  speed  tests  
• Interscorer  Reliability  
o Inter-­‐rater  reliability  
o Concern  for  measures  on  which  scoring  depends  on  rater  judgment  
o Kappa  coefficient=measure  of  agreement  btw  2  judges  who  each  rate  set  of  
objects  using  nominal  scales  
o Increased  if  raters  are  well-­‐trained  and  if  they  know  they  are  being  observed  
§ Also  if  rating  scale  used  is  adequate  

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o Recording  bx:  
§ Duration  recording—rater  records  elapsed  time  during  which  target  bx  
occurs  
§ Frequency  recording—count  #  of  times  target  bx  occurs  
§ Interval  recording—in  given  interval,  noting  whether  subj  is  engaging  in  
target  bx  
§ Continuous  recording—recording  all  bx  of  target  subj  during  
observation  session  
 
Standard  Error  of  Measurement  
• How  much  error  ind  test  score  can  be  expected  to  have  
o SEMEAS=SDx√(1-­‐rxx)  
• Confidence  interval  
• Probability  that  true  score  lies  within  range  of  plus/minus  1  SEMEAS  =68%  
o Lies  within  range  of  plus/minus  1.96  SEMEAS  =95%  
o Lies  within  range  of  plus/minus  2.58  SEMEAS  =99%  
• If  reliability  coefficient  is  +1.0,  standard  error  of  measurement  equals  0  
 
Factors  Affecting  Reliability  
• Short  tests  are  less  reliable  than  longer  tests  
• As  grp  taking  test  becomes  more  homogenous,  variability  of  scores  (and  reliability  
coefficient)  decreases  
• It  test  items  are  too  difficult,  most  people  will  get  low  scores  on  test,  and  vise  versa  
• Higher  probability  that  examinees  can  guess  correct  answer,  lower  the  reliability  
coefficient  
• For  particular  kind  of  reliability,  inter-­‐item  consistency  as  measured  by  Kudar-­‐
Richardson  or  coefficient  alpha  methods,  reliability  is  increased  as  items  become  more  
homogeneous  
 
VALIDITY  
 
Content  Validity  
• Test  items  adequately  and  representatively  sample  content  area  to  be  measured  
• Face  validity=test  appears  to  examinees  to  measure  what  it  is  intended  to  measure  
 
Criterion-­‐Related  Validity  
• Predicting  ind’s  bx  in  specified  situations  
o Scores  on  predictor  test  are  correlated  w  outside  criterion  
• Criterion-­‐Related  Validity  Coefficient  
o Correlation  coefficient,  such  as  Pearson  r  is  used  to  determine  correlation  btw  
predictor  and  criterion  
o Ranges  from  -­‐1.0  to  +1.0  
o Square  of  coefficient  indicates  proportion  of  variability  in  criterion  that  is  
explained  by  variability  predictor  
• Concurrent  vs.  Predictive  Validation  

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o Validation=procedures  used  to  determine  how  valid  predictor  is  
o Concurrent  validation—predictor  and  criterion  data  are  collected  at  or  at  about  
same  time  
o Predictive  validation—scores  on  predictor  are  collected  first,  and  criterion  data  
are  collected  at  some  future  point  
o Concurrent  most  appropriate  for  tests  designed  to  assess  current  status  on  
criterion,  while  predictive  is  better  for  tests  designed  to  predict  future  status  
• Standard  Error  of  Estimate  
o Interpreting  ind’s  predicted  score  on  given  criterion  measure  
o Vs.  Standard  Error  of  Measurement:  
§ SEM  is  related  to  reliability  coefficient;  SEE  is  related  to  validity  
coefficient  
§ SEM  is  sued  to  estimate  where  true  test  score  is  likely  to  fall,  given  
obtained  score  on  that  same  test  
• No  predictor  measure  involved  
• SEE  is  used  to  determine  where  actual  criterion  score  is  likely  to  
fall,  given  criterion  score  that  was  predicted  by  another  measure  
• Decision-­‐Making  
o When  using  predictor  tests,  it  is  not  necessary  to  attempt  to  predict  exact  score  
on  criterion  measure  
§ Goal  is  usually  to  predict  whether/not  person  will  meet/exceed  certain  
minimum  standard/criterion  performance—criterion  cutoff  point  
 
False  Negatives  (Invalid    
Rejection)—scored  below   True  Positives  (Valid  
cutoff  pt  on  predictor  but   Acceptance)—scored  above  cutoff  
turned  out  to  be  successful   pt  on  predictor  and  turn  out  to  be  
on  criterion   successful  at  criterion  
   
   
True  Negatives  (Valid    
Rejection)—scored  below   False  Positives  (False  
cutoff  on  predictor  and   Acceptance)—scored  above  cutoff  
turned  out  to  be   pt  but  did  not  turn  out  to  be  
unsuccessful  at  criterion   successful  on  criterion
 
 
 
 
 
 
 
 
 
 

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o Raising  predictor  cutoff  pt  (moving  vertical  line  to  rt)  results  in  fewer  
positives  and  more  negatives  
§ Raising  predictor  cutoff  score  increases  ratio  of  true  positives  to  
false  positive  
• Even  though  there  will  be  fewer  true  positives  overall,  
greater  percentage  of  positives  will  be  true  positives  
o Lower  criterion  cutoff  score  (move  horizontal  down),  there  will  be  more  
false  negatives  and  true  positives,  while  there  will  be  fewer  true  negatives  
and  false  positives  
• Factors  Affecting  Validity  Coefficient  (magnitude)  
o Heterogeneity  of  examinees—coefficient  lowered  if  there  is  restricted  
range  of  scores  
§ More  homogenous  validation  grp,  lower  coefficient  
o Reliability  of  predictor  and  criterion—both  must  be  reliable  
§ Unreliable  test  will  always  be  invalid,  but  reliable  test  will  not  
always  be  valid  
o Moderator  Variables—variables  that  affect  validity  of  test  
§ When  present,  test  is  said  to  have  differential  validity—diff  
validity  coefficient  for  one  subgrp  than  another  
§ Ex.    Males  vs.  females  
o Cross-­‐validation—after  test  is  validated,  typically  re-­‐validated  w  sample  
of  ind  diff  from  original  validation  sample  
o Criterion  Contamination—predictor  scores  themselves  influence  ind’s  
criterion  status  
§ Artificially  inflates  validity  coefficient  
§ To  prevent:    anyone  involved  in  assigning  criterion  ratings  should  
not  have  knowledge  of  examinee’s  scores  on  predictor  
 
Construct  Validity  
• Construct=psychological  variable  that  is  abstract  
o Not  directly  observable  
o Inferred  
• Degree  that  it  measures  theoretical  construct  or  trait  
• Worked  out  over  period  of  time  on  basis  of  accumulation  of  evidence  
• Convergent  and  Discriminant  (Divergent)  Validation  
o Convergent=requires  that  diff  ways  of  measuring  same  trait  yield  similar  
results  
o Discriminant=low  correlation  w  another  test  that  measures  diff  construct  
§ Low  correlation  coefficient=high  validity  
 
 
 
 
 
 

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o Multitrait-­‐Multimethod  Matrix  
 
Monotrait-­‐monomethod  coefficients  —correlation  btw  measure  and  itself  
§ Monotrait-­‐heteromethod  coefficients  —correlations  btw  2  
measures  that  assess  same  (mono)  trait  using  diff  (hetero)  
methods  
§ Heterotrait-­‐monomethod  coefficients  —correlation  btw  2  
measures  that  measure  diff  traits  using  same  method  
§ Heterotrait-­‐hetermethod  coefficients  —correlation  btw  2  
measures  that  measure  diff  traits  using  diff  methods  
• Factor  Analysis  
o Conducted  for  variety  of  purposes,  one  of  which  is  to  assess  construct  
validity  of  test  or  number  of  tests  
o Detect  structure  in  number  of  variables  
§ Start  w  large  number  of  variables  and  classify  them  into  sets  
o Factor  loading—correlation  btw  given  test  and  given  factor  
§ Range  from  +1  to  -­‐1  
§ Squared  to  determine  proportion  of  variability  in  test  accounted  
for  by  factor  
o Communality—to  determine  proportion  of  variance  of  test  that  is  
attributable  to  factors  (h2)  
§ Factor  loadings  squared  and  added  
§ Variance  specific  to  test  and  not  explained  by  these  2  factors  is  
unique  variance  (u2)  
• Subtract  communality  from  1.00  
o Explained  Variance  (Eigenvalues)—sum  of  squares  of  loadings  at  bottom  
of  each  factor  
§ Measure  of  amount  of  variance  in  all  tests  accounted  for  by  factor  
§ Determine  whether  or  not  factor  is  accounting  for  significant  
amount  of  variability  in  tests  
§ Convert  to  percentages  ([Eigenvalue  x  100]/#  tests)  
§ Factors  will  be  ordered  in  terms  of  size  of  eigenvalue  
• Factor  I  will  explain  more  of  what  is  going  on  in  tests  than  
Factor  II  
§ Sum  of  eigenvalues  can  be  no  larger  than  number  of  tests  included  
in  analysis  
o Interpreting  and  Naming  Factors  
§ Rotation—procedure  that  facilitates  interpretation  of  factor  
matrix  
• Redividing  test’s  communalities  so  that  clearer  pattern  of  
loadings  emerges  
• 2  general  strategies  for  rotations:  
o Orthogonal—factors  that  are  
independent/uncorrelated  from  each  other  

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o Oblique—factors  that  are  correlated  w  each  other  to  
some  degree  
• Communiality  can  only  be  calculated  by  squaring  and  
summing  factor  loadings  in  orthogonal  
• Following  rotation,  explained  variance/eigenvalue  for  each  
factor  may  change  
• Techniques  Related  to  Factor  Analysis  
o Principle  Components  Analysis—usually  end  w  similar  results  whether  
you  choose  PCA  or  FA  
§ Similarities  btw  PCA  and  FA  
• Used  for  same  purpose—to  reduce  larger  set  of  variables  to  
fewer  underlying  traits/constructs  
• Derive  factor  matrix,  which  indicates  correlation  btw  
variables  in  analysis  and  underlying  constructs  
• Eigenvalues  are  computed  by  squaring  and  summing  factor  
loadings  in  unrotated  factor  matrix’s  column  
• Underlying  elements  are  ordered  in  terms  of  explanatory  
power  
§ Differences  
• Factor=FA,  principal  component  or  eigenvector=PCA  
• Assumption  of  PCA  is  total  variance  is  variable  consists  of  2  
elements:    explained  variance  and  error  variance  
o FA,  variance  is  assumed  to  be  composed  of  3  
elements:    communality,  specificity,  and  error  
• PCA=factors  always  uncorrelated  
o No  oblique  rotation  in  PCA  
o Cluster  Analysis—place  objects  into  categories  
§ Difference  btw  CA  and  FA  
• Only  variables  that  are  measured  using  interval/ratio  data  
can  be  used  in  FA  
o Any  type  of  data  in  CA  
• Factors  in  FA  are  usually  interpreted  as  underlying  
traits/constructs  measured  by  variables  in  analysis  
o Clusters  in  CA  are  just  categories  and  not  necessarily  
traits  or  latent  variables  
• CA  is  not  designed  for  use  in  studies  where  there  is  a  priori  
hypothesis  regarding  what  categories  objs  will  cluster  into  
o FA  is  often  used  to  test  hypotheses  
 
Relationship  btw  Reliability  and  Validity  
• Validity  coefficient  is  less  than,  or  at  most,  equal  to  square  root  of  reliability  
coefficient  
o Cannot  be  any  higher  
• Correction  for  Attenuation—used  to  determine  what  would  happen  to  validity  
coefficient  if  reliability  were  higher  

© www.modernpsychologist.com/ | EPPP Study Guide 2015 236


ITEM  ANALYSIS  
 
Item  Difficulty  
• Percentage  of  examinees  who  answer  item  correctly  
o Item  difficulty  index  (p)  
§ Higher  p=less  difficult  item  
• Choose  items  w  moderate  difficulty  level    
o Increases  test  score  validity  
o Provide  maximum  differentiation  btw  high-­‐  and  low-­‐scoring  examinees  
• Rule  of  thumb:    average  difficulty  level  of  items  should  be  halfway  btw  1.0  
(everyone  passing)  and  level  of  success  expected  by  chance  alone  
• Nature  of  Item  Difficulty  Data  
o P  level  expresses  item  difficulty  in  terms  of  ordinal  scale  
 
Item  Discrimination  
• Degree  to  which  test  item  differentiates  among  examinees  in  terms  of  bx  that  
test  is  designed  to  measure  
• Can  be  assessed  by  calculating  item  discrimination  index  (D)  
o Range  in  value  from  100  to  -­‐100  
§ 100=maximum  discriminability  
 
Item  Response  Theory  
• Complex  math  approach  to  item  analysis  
• Item  characteristic  curves  (ICC)=graphs  which  depicts  each  item  in  terms  of  how  
difficult  item  was  for  inds  in  diff  ability  grps  
o Useful  way  of  depicting  both  item  difficulty  and  item  discrimination  
o Discrimination  and  difficulty  level  of  item  are  2  of  3  item  parameters  
identified  by  ICC  
§ 3rd  is  probability  that  examinee  can  answer  question  correctly  by  
guessing  
 
INTERPRETATION  OF  TEST  SCORES  
 
Norm-­‐Referenced  Interpretation  
• Developmental  Norms—indicate  how  far  along  normal  developmental  path  ind  
has  progressed    
o Mental  age  score  
o Grade  equivalent  score  
o Disadvantage:    do  not  permit  comparisons  of  inds  at  diff  age  levels  
§ Scores  not  comparable  
• Within-­‐Grp  Norms—comparison  of  examinee’s  score  to  those  of  most  nearly  
standardized  sample  
o Percentile  ranks—percentage  of  persons  in  standardized  sample  who  fall  
below  given  raw  score  
§ Advantage:    easy  to  interpret  

© www.modernpsychologist.com/ | EPPP Study Guide 2015 237


§Disadvantage:    represent  ranks  and  do  not  allow  interpretations  in  
terms  of  absolute  amount  of  diff  btw  scores  
o Standard  scores—express  raw  score’s  distance  from  mean  in  terms  of  SD  
units  
§ Z-­‐scores—directly  indicate  how  many  SD  units  score  falls  
above/below  mean  
§ T-­‐scores—mean  of  50,  SD  of  10  
§ Stanine  scores—range  from  1-­‐9,  mean=5,  SD=2  
§ Deviation  IQ  scores—mean=100,  SD=15  
• Permit  comparison  across  age  grps  
 
 
 

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© www.modernpsychologist.com/ | EPPP Study Guide 2015 238

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