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The American Journal of Surgery (2013) 205, 511-516

North Pacific Surgical Association

Prolonged pain and disability are common after rib


fractures
Loic Fabricant, M.D., Bruce Ham, M.D., Richard Mullins, M.D., John Mayberry, M.D.*

Division of Trauma, Critical Care, & Acute Care Surgery, Department of Surgery, Oregon Health & Science University,
L611, 3181 SW Sam Jackson Park Road, Portland, OR 97239

KEYWORDS: Abstract
Rib fracture; BACKGROUND: The contribution of rib fractures to prolonged pain and disability may be underap-
Thoracic trauma; preciated and undertreated. Clinicians are traditionally taught that the pain and disability of rib fractures
Chronic pain; resolves in 6 to 8 weeks.
Disability METHODS: This study was a prospective observation of 203 patients with rib fractures at a level
1 trauma center. Chest wall pain was evaluated by the McGill Pain Questionnaire (MPQ) pain rating
index (PRI) and present pain intensity (PPI). Prolonged pain was defined as a PRI of 8 or more at 2
months after injury. Prolonged disability was defined as a decrease in 1 or more levels of work or func-
tional status at 2 months after injury. Predictors of prolonged pain and disability were determined by
multivariate analysis.
RESULTS: One hundred forty-five male patients and 58 female patients with a mean injury severity
score (ISS) of 20 (range, 1 to 59) had a mean of 5.4 rib fractures (range, 1 to 29). Forty-four (22%)
patients had bilateral fractures, 15 (7%) had flail chest, and 92 (45%) had associated injury. One hun-
dred eighty-seven patients were followed 2 months or more. One hundred ten (59%) patients had pro-
longed chest wall pain and 142 (76%) had prolonged disability. Among 111 patients with isolated rib
fractures, 67 (64%) had prolonged chest wall pain and 69 (66%) had prolonged disability. MPQ PPI
was predictive of prolonged pain (odds ratio [OR], 1.8; 95% confidence interval [CI], 1.4 to 2.5),
and prolonged disability (OR, 2.2; 95% CI, 1.5 to 3.4). The presence of significant associated injuries
was predictive of prolonged disability (OR, 5.9; 95% CI, 1.4 to 29).
CONCLUSIONS: Prolonged chest wall pain is common, and the contribution of rib fractures to dis-
ability is greater than traditionally expected. Further investigation into more effective therapies that pre-
vent prolonged pain and disability after rib fractures is needed.
Ó 2013 Elsevier Inc. All rights reserved.

Rib fractures are responsible for a substantial portion of


Supported by a grant from the Medical Research Foundation of Ore- injury-related morbidity in the United States.1,2 Patients
gon.
John C. Mayberry, M.D. has disclosed consultant fees and honoraria of
sustain rib fractures in circumstances that range from
less than $10,000 over the past 5 years from Acute Innovations, LLC. ground- level falls to motor vehicle crashes to industrial
Presented at the 99th Annual Meeting of the North Pacific Surgical or work-related incidents, and they experience a spectrum
Association, November 9–10, 2012, Spokane, WA. of outcomes, from a temporary need for pain medication
* Corresponding author. Tel.: 11-503-494-5300; fax: 11-503-494- to prolonged and significant disability.3–7 As the number
6519.
E-mail address: mayberrj@ohsu.edu
of fractured ribs increases, a patient’s risk for undesired
Manuscript received November 7, 2012; revised manuscript December outcomes is increased not only because of other serious in-
26, 2012 juries but also because of the respiratory complications that

0002-9610/$ - see front matter Ó 2013 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.amjsurg.2012.12.007
512 The American Journal of Surgery, Vol 205, No 5, May 2013

are a direct consequence of the pain and impaired capacity questions of pain descriptors are asked of the patient
to ventilate.1,8,9 Patients with multiple rib fractures or a flail from which the pain rating index (PRI) is calculated.13
chest may require mechanical ventilation and are at risk for Values ranging from 0 to 50 are possible. The present
death. pain intensity (PPI) is based on a scale of 0 to 5 and is cal-
Current inpatient therapy for rib fractures consists of culated from a single question of 6 pain descriptors. The
nonoperative measures that control pain and enable the types of analgesics received by the patient in the 24 hours
patient to ventilate. Multiple prospective clinical trials have before administration of the MPQ were recorded.
reported the benefits of aggressive in-hospital pain control At 2 months (65 days), participants were seen in person
and respiratory therapy.10,11 Outpatients are counseled to or contacted by phone to complete another MPQ. The types
keep their pain under control, to cough and breathe deeply of analgesics used in the preceding 24 hours were again
to prevent the development of pneumonia, and to expect recorded. Patients were asked whether they had returned to
their rib fractures to heal and become relatively pain free employment. Level of activity after injury and functional
in 6 to 8weeks. However, few prospective studies have val- status were also determined.
idated this oft-quoted expectation. With this prospective ob- Prolonged chest wall pain was defined as an MPQ PRI
servational trial of patients with rib fractures we sought to of 8 or greater at 2 months after injury. In our pilot study,
establish evidence-based pain and disability expectations rib fracture pain diminished from approximately 6 of 10 on
and to determine acute injury characteristics that may be day 1 to 2.5 of 10 at 60 days (42% drop).6 Mean acute frac-
associated with prolonged rib fracture pain and disability. ture pain determined by the MPQ PRI was approximately
20 of 50.14 A corresponding decrease of 40% would bring
the expected PRI to 8. Prolonged disability was defined as a
Methods decrease in 1 or more levels of work or functional status at
2 months.
All injured patients evaluated in the Oregon Health & The patient demographic, injury, and pain characteristics
Science University (OHSU) emergency department or inpa- listed earlier were evaluated with univariate analysis (chi-
tient units from July 2005 to January 2008 were screened for square or t test) to determine associations with prolonged
rib fractures. Patients with rib fractures confirmed by radi- chest wall pain or disability. Variables with a P value of
ologist interpretation of plain films or computed tomo- .2 or less were selected for inclusion in a multivariate anal-
graphic scan were contacted for enrollment within 14 days ysis to determine independent associations with prolonged
of injury. Exclusion criteria included patients 15 years or pain or disability. Among variables with significant covari-
younger, non–English-speaking patients, patients deter- ance, only 1 variable was chosen to include in the model.
mined by the investigators as being unlikely to be able to Odds ratio (OR) and 95% confidence interval (CI) were cal-
report pain levels or complete the survey instruments at culated and a P value less than .05 was chosen to indicate
60 days (eg, patients with severe head injury, dementia, or statistical significance. Subset analysis for patients with iso-
delirium), and patients not expected to survive 60 days after lated rib fractures (no associated injuries with an OIS R3)
injury. Patients or their legally authorized representatives was repeated as described earlier.
provided informed consent for participation. The Oregon
Health & Science University Institutional Review Board
approved and monitored the conduct of this study. Results
At study entry, the age, sex, race or ethnicity, preinjury
work status (employed, unemployed, retired), preinjury One hundred forty-five male patients and 58 female
functional status (physical labor, nonphysical labor, dis- patients with a mean ISS of 20 (range, 1 to 59) had a mean
abled), and preinjury level of activity (vigorous, moderately of 5.4 rib fractures (range, 1 to 29). Forty-four (22%)
active, ambulatory, sedentary, or requires care) were deter- patients had bilateral fractures, 15 (7%) had flail chest, and
mined. Pre-existing comorbidities were recorded and the 92 (45%) had 1 or more associated injuries with an OIS of 2
Charlson comorbidity index was calculated.12 Associated or more. The region of the chest wall with the most rib
injuries and their corresponding organ injury scale (OIS) fractures was posterior in 50%, lateral in 26%, and anterior
were recorded and the injury severity score (ISS) was cal- in 24% of patients.
culated. The number of rib fractures, bilaterality of rib frac- Race and ethnicity included white non-Hispanic (191
tures, the chest wall region where the majority of the rib patients [94%]), Native American (7 patients [3%]), His-
fractures were located (anterior, lateral, posterior), the pres- panic (3 patients [1%]), and black non-Hispanic (1 patient
ence of flail chest, the need for mechanical ventilation, and [,1%]). One hundred fifty-two participants (75%) were
the use of epidural pain control and lidocaine patches were employed, 27 (13%) were unemployed, and 23 (11%) were
also recorded. The McGill Pain Questionnaire (MPQ) was retired at the time of injury. One hundred four (51%)
administered to patients who were able to communicate reported a vigorous activity level, 66 (33%) a moderate
within 7 to 14 days after injury. The MPQ is a validated in- activity level, 24 (12%) an ambulatory activity level, and 8
strument designed to provide quantitative measurements of (4%) a sedentary or ‘‘requires care’’ activity level. Func-
subjective pain that can be treated statistically. Twenty tional status reported included physical labor (122 patients
L. Fabricant et al. Prolonged pain and disability after rib fractures 513

[60%]), nonphysical labor (67 patients [33%]), and disabled were associated with prolonged disability: enrollment MPQ
(13 patients [6%]). The Charlson comorbidity index was 0 PPI, ISS, number of rib fractures, bilateral rib fractures, and
in 79%, 1 in 8%, 2 in 7%, 3 in 3%, and 4 or more in 2% of associated injuries. In multivariate analysis, enrollment
patients (range, 0 to 7). MPQ PPI was independently predictive of prolonged pain
One hundred ninety-three (95%) patients were admitted (OR, 1.8; 95% CI, 1.4 to 2.5) and prolonged disability
as inpatients and stayed for more than 24 hours. Mean (OR, 2.2; 95% CI, 1.5 to 3.4), and the presence of associ-
length of stay was 8.3 days (range, 0 to 56). Mean length of ated injuries was independently predictive of prolonged dis-
stay in the intensive care unit was 3.8 days (range, 0 to 33). ability (OR, 5.9; 95% CI, 1.4 to 29).
Fifty (25%) patients required mechanical ventilation. Ep- Among 111 patients with isolated rib fractures, chest
idural analgesia was used in 18 (9%) patients. Lidocaine wall MPQ PPI and MPQ PRI at enrollment were a median
patches were used in 29 (14%) patients. Chest wall MPQ of 3 (range, 0 to 5) and a mean of 31 6 14 (range 0 to 70),
PPI and MPQ PRI on enrollment (9 6 2 days after injury) respectively. One hundred four (94%) patients were fol-
were a median of 3 (range, 0 to 5) and a mean of 28 6 16 lowed 2 months or longer. Chest wall MPQ PPI and MPQ
(range, 0 to 70), respectively. Table 1 lists the types of an- PRI at 2 months were a median of 1 (range, 0 to 5) and a
algesics received by the patient in the 24 hours before en- mean of 11.3 6 10.9 (range, 0 to 42), respectively. Sixty-
rollment. Twenty-two percent of patients received 2 or seven (64%) patients had prolonged chest wall pain and 69
more specific opioids (morphine, hydromorphone, hydroco- (66%) had prolonged disability. In multivariate analysis,
done, or fentanyl) or received opioids by different routes of enrollment MPQ PPI was independently predictive of
administration simultaneously (intravenous, oral, or patch), prolonged chest wall pain (OR, 1.6; 95% CI, 1.1 to 2.3)
or both. No patient received paravertebral or intercostal and enrollment MPQ PPI (OR, 3.2; 95% CI, 1.8 to 6.5) and
nerve blocks and none had surgical rib fracture fixation. ISS were independently predictive of prolonged disability
Eighty-six percent of patients were discharged home and (OR, 1.2; 95% CI, 1.1 to 1.4).
14% were discharged to a skilled nursing facility or other
acute care facility. There were 5 deaths, all occurring after
discharge. Four patients died of complications relating to Comments
their injuries and comorbidities, and 1 patient died from in-
juries suffered in a subsequent motor vehicle crash. Although rib fractures are notoriously painful, the
One hundred eighty-seven (92%) patients were followed natural history of rib fracture pain and disability has not
for 2 months. Chest wall MPQ PPI and MPQ PRI at 2 been well studied.6 The expectations that most rib fracture
months were a median of 1 (range, 0 to 5) and a mean of pain resolves by 8 weeks and that rib fractures contribute
10.6 6 10.9 (range, 0 to 44), respectively. Table 1 lists the little to long-term disability have never been subjected to
types of analgesics taken by the patient in the 24 hours be- prospective scrutiny. These unvalidated expectations have
fore the 2-month MPQ. Nineteen percent of patients took 2 been an obstacle to the development of treatments that
or more specific opioids orally and 5% of patients were us- might be expected to improve the outcome of patients
ing a fentanyl patch. One hundred ten patients (59%) had with rib fractures. With this prospective observation of a
prolonged chest wall pain and 142 (76%) had prolonged large number of patients with rib fractures presenting to
disability. In univariate analysis, the following acute patient the emergency department and inpatient wards of our hos-
characteristics were associated with prolonged chest wall pital, we report that significant chest wall pain and overall
pain: enrollment MPQ PPI and MPQ PRI, preinjury func- disability at or beyond 8 weeks after injury is common.
tional status, ISS, number of rib fractures, bilateral rib frac- This is true for patients with and those without significant
tures, and associated injuries. The following characteristics associated injuries, indicating that rib fractures themselves

Table 1 Percent use of various medications at enrollment and 60 days after injury for all patients and for those with isolated rib
fractures (no significant associated injuries)
All patients (%) Patients with isolated rib fracture (%)
Medication Enrollment* 60 d Enrollment* 60 d
Opioids 89 66 68 31
Acetaminophen 55 33 46 68
NSAID 25 26 35 5
Lidocaine patch 19 14 2 3
Gabapentin/pregabalin 4 5 9 4
Benzodiazepine 4 3 4 3
Antidepressant 4 4 6 1
NSAID 5 Nonsteroidal anti-inflammatory drug.
*7–14 days after injury.
514 The American Journal of Surgery, Vol 205, No 5, May 2013

contribute substantially to prolonged pain and disability. infection; there are numerous relative contraindications as
The fact that the most predictive indicator of both pro- well. Even in centers with an emphasis on epidural pain
longed pain and disability is the pain intensity within the control, a minority of patients with severe rib fractures re-
first several days after injury is intriguing. These results ceive epidural catheters.11,22 A recent meta-analysis raises
mirror the findings of Katz et al15 who found that the sever- doubts regarding the clinical effectiveness of epidural
ity of acute pain after thoracotomy predicted long-term pain control for rib fractures in general practice.23
pain after thoracotomy. Surprisingly, none of the traditional Interest in local anesthetic pain control with the ‘‘caine’’
acute injury characteristics, including the number and bilat- family of amides and esters has recently resurged. Truitt
erality of rib fractures, were independently predictive of et al24 have extensively evaluated continuous intercostal
prolonged pain or disability. nerve blockade with local anesthetic instilled through a cath-
These results raise some interesting questions. First, are eter placed at the bedside in the extrathoracic paraspinous re-
we doing enough to control pain in the acute phase and if gion directly over the ribs posteriorly. Compared with
not how could we do better? Acute pain from injury is a historical controls, this modality significantly improved pul-
challenging problem, but fortunately there are several monary function and pain control and shortened hospital
analgesic modalities available and much progress has length of stay. Eighty percent of patients were discharged
recently been made in identifying more optimal manage- home with the catheters in place and returned to the clinic
ment.10 Traditional injury pain control is heavily reliant on for removal. No other pain medications were used in 92%
opioid analgesics. Opioids have been extensively studied, of patients. ‘‘Caine’’ analgesics work through blockade of
and their benefits and detriments are well described.16 Opi- the voltage-gated sodium channels within the neuronal cell
oids primarily act centrally and at the spinal cord level to membrane.25 By binding to receptors on damaged nerves,
mute the neurotransmitter response to ascending pain sig- these drugs attenuate abnormal ectopic discharges, and the
nals. Common adverse effects of opioids include dysphoria, transmission of the pain signal is interrupted. Furthermore,
pruritus, nausea, constipation, delirium, immune suppres- sprouting of abnormal nerve fibers can occur in damaged
sion, and respiratory depression. Also, in an unknown per- nerves, leading to hyperirritability. Lidocaine has been
centage of patients, opioids cause hyperalgesia, a shown to decrease nerve sprouting in injured nerves.26 It
phenomenon in which acute pain intensity increases with can thus be theorized that an early emphasis on local anes-
opioid use. Additionally, opioid dependence has become thetic analgesia in the acute phase of injury may stabilize
an alarming public health problem in the United States. damaged neurons, encourage neuronal healing, and diminish
Many researchers and clinicians have thus described dissat- neuropathic pain.
isfaction with the emphasis on opioids and recommend that Second, if rib fracture pain were better controlled in the
opioids be used only in conjunction with other analgesic acute phase would patients experience less prolonged pain
modalities.10 and disability? In response to tissue or nerve injury, neurons
Other medications and modalities available in the clinical in the dorsal horn of the spinal cord and in the brain
evaluation phase for acute injury pain control include acet- become sensitized.27 Sensitized neurons demonstrate de-
aminophen, nonsteroidal anti-inflammatory drugs, the anti- creased activation thresholds, increased receptive field
convulsants gabapentin and pregabalin, cannabinoids, topical size, and increased spontaneous activity. Inhibitory inter-
lidocaine patch, acupuncture, transcutaneous nerve stimula- neurons that normally regulate the spinal cord response to
tion, and dietary soy.17–19 Gabapentin, which most likely excitatory input may also be damaged. These changes are
works through calcium channel blockade, has an opioid- demonstrated both peripherally and centrally and may per-
sparing effect in acute postoperative pain management.20 sist in the long term, contributing to chronic pain. Modali-
The 5% lidocaine patch (Lidoderm, Endo Pharmaceuticals, ties such as local anesthetics that block the noxious signals
Chadds Ford, PA) is associated with a reduction in pain scores at their origin may thus diminish sensitization and the risk
in patients with rib fractures within 24 hours of placement of long-term pain.
and, interestingly, a sustained reduction in pain that outlasts Third, do differences in pain tolerance account for the
the duration of therapy.19 A randomized trial of the lidocaine development of prolonged pain? Evidence for individual
patch failed to show a benefit, but this study was underpow- predispositions to chronic pain is accumulating.28 The dif-
ered and the investigators did not use enough patches per pa- fuse noxious inhibitory control test administered preopera-
tient.21 Each of these nonopioid medications has a modest tively to patients undergoing elective thoracotomy was
analgesic effect on rib fracture pain individually, but their predictive of chronic post-thoracotomy pain and has been
more benign safety profile should encourage clinicians to touted as a diagnostic approach that may allow individually
use them adjunctively to reduce opioid use. tailored pain management.29
Regional pain control such as epidural catheter analgesia Fourth, does surgical intervention have a role in acute rib
has shown benefit in several prospective trials but is fracture pain management? Certainly there is evidence that
frequently not an option for patients with multiple in- rib fracture fixation is beneficial in selected patients with
juries.11,22 Contraindications to epidural catheter placement flail chest.30 It is likewise possible that select patients with
include thoracic vertebral body or spinal cord injury, coag- multiple displaced rib fractures that would not anatomically
ulopathy, significant brain injury, and the presence of qualify for the diagnosis of flail chest would benefit from
L. Fabricant et al. Prolonged pain and disability after rib fractures 515

surgical intervention and have less prolonged pain and dis- 17. Lynch ME, Craig KD, Peng PWH, editors. Clinical Pain Management
ability.31–33 This is a fertile area for study. A Practical Guide. West Sussex, UK: John Wiley & Sons; 2011.
18. Oncel M, Sencan S, Yildiz H, et al. Transcutaneous electrical nerve
Limitations of this study include the inherent heteroge- stimulation for pain management in patients with uncomplicated mi-
neity of this injured populationdincluding patients with nor rib fractures. Eur J Cardiothorac Surg 2002;22:13–7.
pre-existing disabilities and the elderlydthe confounding 19. Zink KA, Mayberry JC, Peck EG, et al. Lidocaine patches reduce pain
role of associated injuries, and the possibility of potentially in trauma patients with rib fractures. Am Surg 2011;77:438–42.
debilitating injuries with an OIS of 2 or less in the isolated 20. Ho KY, Gan TJ, Habib AS. Gabapentin and postoperative painda sys-
tematic review of randomized controlled trials. Pain 2006;126:91–101.
fracture cohort. In addition, we did not screen patients for 21. Ingalls NK, Horton ZA, Bettendorf M, et al. Randomized, double-
pre-existing pain syndromes or narcotic use. blind, placebo-controlled trial using lidocaine patch 5% in traumatic
In summary, prolonged rib fracture pain and disability is rib fractures. J Am Coll Surg 2010;210:205–9.
common after rib fractures, and the intensity of acute pain 22. Bulger EM, Edwards T, Klotz P, et al. Epidural analgesia improves
in the several days after injury independently predicts both. outcome after multiple rib fractures. Surgery 2004;136:426–30.
23. Carrier FM, Turgeon AF, Nicole PC, et al. Effect of epidural analgesia in
More effective measures for controlling acute pain from rib patients with traumatic rib fractures: a systematic review and meta-
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on nonopioid medications such as anti-inflammatory 24. Truitt MS, Murry J, Amos J, et al. Continuous intercostal nerve block-
agents, nerve stabilization agents such as gabapentin, and ade for rib fractures: ready for primetime? J Trauma 2011;71:1548–52;
local anesthetic continuous nerve block may improve acute discussion 1552.
25. Gammaitoni AR, Alvarez NA, Galer BS. Safety and tolerability of the
pain control and lead to less prolonged morbidity. The role lidocaine patch 5%, a targeted peripheral analgesic: a review of the lit-
of surgical intervention in selected patients with more erature. J Clin Pharmacol 2003;43:111–7.
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is unknown. pathologic sensory ganglia: a new mechanism for treating neuropathic
pain using lidocaine. Pain 2004;109:143–9.
27. Cavanaugh DJ, Basbaum AI. Basic mechanisms and pathophysiology.
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516 The American Journal of Surgery, Vol 205, No 5, May 2013

pain rating index (PRI) greater than 8 to define prolonged Your finding that the best predictor of both prolonged
pain. I do not have a very good idea of what a PRI of 8 pain and disability is the pain intensity within the first
means. A PPI of 1 on a scale of 0 to 5 is easier for me to several days after injury is indeed intriguing as you state.
comprehend. Does this mean patients who perceive a lot of pain at time
There seem to be 2 conflicting statements in your of injury will perceive a lot of pain at 2 months, or do you
manuscript that you could perhaps clarify for me. You imply that if we do a better job of managing the acute pain,
state that the number of rib fractures and bilaterality were we can reduce the incidence of chronic pain? If the latter is
associated with prolonged disability, but then you go on true, we certainly need to do a better job of pain control
to say that the number and bilaterality of rib fractures early on, not just for the pulmonary complications we
were not independent predictors of prolonged pain and usually worry about but also to reduce long-term pain and
disability. disability.

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