Chapter 16
16.1 Introduction
Particles with 12 -integer angular momentum obey the Pauli Exclusion Principle
(PEP) – a restriction that no more than one such identical particle can occupy the
same quantum state. Alternatively, PEP states that any single particle 12 -integer
spin quantum state can have an occupation number of only 0 or 1. This restriction
was announced by W. Pauli in 1924, for which, in 1945, he received the Nobel Prize
in Physics. The exclusion principle was later generalized – independently – by P.
Dirac and E. Fermi who integrated it into quantum mechanics. As a consequence
1
2 -integer spin particles are called Fermi-Dirac particles or fermions. PEP applies to
electrons, protons, neutrons, neutrinos, quarks – and their antiparticles – as well as
composite fermions, such as He3 atoms. Thermodynamic properties of metals and
semiconductors are dominated by electron behavior. Metals exhibit the uniquely
fermionic low temperature heat capacity CV ∝ T while some Fermi-Dirac systems
undergo a transition to a distinctive superconducting state with signature properties
of magnetic flux exclusion (no interior B field) and zero electrical resistivity.
1
2 CHAPTER 16. IDEAL FERMI GAS
with Es the single particle eigen-energies and ∣Ēs ⟩ the corresponding single particle
eigenstates. hop is the single particle hamiltonian operator for the ith particle1
̵2
h
hop (i) = − ∇2 + V (i) . (16.2)
2m i
We must first solve the single particle problem, i.e. Eqs.16.1 and 16.2. Generally,
V (i) represents some charge neutralizing positive background potential, e.g. posi-
tive ions, so obtaining a solution may be computationally intensive. It is, however,
common and useful to assume that the background ions are replaced by a uniform
positive charge, which is called the free electron approximation. Presuming a solution
is obtained, we can proceed to introduce Fermi-Dirac particle thermodynamics.
ˆ op = Hop − µNop
H (16.3)
1
This initial step applies to particles of either integer or half-integer spin.
16.2. IDEAL GAS EIGEN-ENERGIES 3
− λ0 ∑ PF −D (n1 , n2 , . . . )
n1 ,n2 ,...= 0,1
where PF −D (n1 , n2 , . . . ) is the probability there are n1 particles in the single particle
state ∣Ē1 ⟩, n2 particles in the single particle state ∣Ē2 ⟩, etc. and where the sums
mean
∑ ⇒ ∑ ∑ ⋯. (16.7)
n1 ,n2 ...=0,1 n1 =0,1 n2 =0,1
1
where, as usual, λ1 = T1 with β = .
kB T
F −D
The denominator in Eq.16.8 is identified as the grand partition function, Zgr
F −D −β ∑ (Es −µ)ns
Zgr = ∑ e s . (16.9)
n1 ,n2 ,...= 0,1
2
Here we picture each single particle state as an “open system” into and out of which particles
“diffuse” so that in thermodynamic (diffusive) equilibrium all particles have the same chemical
potential.
4 CHAPTER 16. IDEAL FERMI GAS
F −D
Zgr = ∏ ∑ e−β(Es −µ) ns (16.10)
s ns =0,1
Taking electron spin into account, the non-degenerate pair of single particle states
∣Ēs,↑ ⟩, ∣Ēs,↓ ⟩ emerges with corresponding eigen-energies Es,↑ and Es,↓ so that
F −D
Zgr = ∏ [1 + e−β(Es,↑ −µ) ] [1 + e−β(Es,↓ −µ) ] . (16.12)
s
With zero magnetic field Es,↑ = Es,↓ . As a result of this two-fold degeneracy
F −D 2
Zgr = ∏ [1 + e−β(Es −µ) ] (16.13)
s
1 F −D
ΩFgr−D = − ln Zgr , (16.14)
β
2
ΩFgr−D = − ∑ ln [1 + e−β(Es −µ) ] (16.15)
β s
2 ∏ [ ∑ ns e−β(Es −µ)ns ]
s ns =0,1
⟨Nop ⟩ = (16.16)
∏[ ∑ e−β(Es −µ)ns ]
s ns =0,1
where ⟨nFs −D ⟩ is a single particle average occupation number for the state s,
1
⟨nFs −D ⟩ = [ ], (16.20)
eβ(Es −µ) +1
U = 2 ∑ Es ⟨nFs −D ⟩ . (16.22)
s
3
At T = 0 the electron chemical potential is referred to as the Fermi energy, F :
i.e., µ (T = 0) ≡ F .
6 CHAPTER 16. IDEAL FERMI GAS
⟨Nop ⟩
Element V
Cu 8.47
Ag 5.86
Au 5.90
Al 18.1
Be 24.7
Sn 14.8
Mg 8.61
Fe 17.0
Pb 13.2
Hg 8.65
Table 16.1: Average electron density ⟨Nop ⟩/V of several elemental metals. Densities
are in units of 1028 m−3 . (N. W. Ashcroft and N. D. Mermin, Solid State Physics,
Saunders, 1976.)
Figure 16.1: The Fermi-Dirac function in Eq.16.20. The solid line (red) represents
⟨ns ⟩ at low temperature. The short dashed curve (green) is representative at higher
temperatures. With increasing temperature ⟨ns ⟩ → exp (−βEs ) – the semi-classical
limit. At T = 0 ⟨ns ⟩ is a step function with unit jump at Es = EF .
16.2. IDEAL GAS EIGEN-ENERGIES 7
The independent Fermion model for metals usually includes interactions with a static
array of positive ions (band structure approximation) but neglects both electron-electron
repulsion (correlations) and interactions with vibrating ions (electron-phonon inter-
actions.)4
Independent fermion thermodynamics begins with ΩFgr−D [see Eq.16.15] where, using
Dirac’s δ − f unction5 property
∞
∞
2
ΩFgr−D = − ∫ dωD (ω) ln [1 + e−β(ω−µ) ] . (16.31)
β
0
and
∞
D (ω)
U = 2 ∫ dω ω β(ω−µ) (16.33)
e +1
0
Evaluating integrals Eqs.16.32, 16.33 and related types that appear in degenerate
fermion models (βµ ≫ 1) often require specialized techniques. The simplest of these
is Sommerfeld’s asymptotic expansion, which is discussed in Appendix H.7,8
⟨N ⟩
density Vop by expanding the right hand side of Eq.16.32 about µ = F to linear
order, where F is the chemical potential at T = 0, to give
∞ ∞
D (ω) β (µ − F ) β
⟨Nop ⟩ = ∫ dω β(ω− ) + ∫ dωD (ω) sech2 [ (ω − F )] (16.34)
e F +1 4 2
0 0
where D (ω) has been similarly expanded about µ = F . Combining Eqs.16.35 and
16.36 with Eq.16.34, while noting that
F
gives,
π 2 D ′ ( )
F
6β 2
µ = F − 2 (16.38)
D (F ) + π 2 D ′′ (F )
6β
which to order T 2 is
π 2 D ′ (F )
µ = F − . (16.39)
6β 2 D (F )
Note the important result that the chemical potential decreases from F with in-
creasing temperature. At very high temperature, T >> 0, µ → −∞.
10 CHAPTER 16. IDEAL FERMI GAS
Similar to the argument above, the internal energy, [Eq.16.33], is first expanded
about µ = F
∞ ∞ ∞
ωD (ω) ωD (ω) β (µ − F ) β
∫ dω eβ(ω−µ) + 1 ≈ ∫ dω eβ(ω−F ) + 1 + ∫ dω ωD (ω) sech2 [ (ω − F )] .
4 2
0 0 0
(16.40)
Applying Sommerfeld’s approximation to the first term on the right-hand-side
∞ F
ωD (ω) π2 d ′ ′
∫ dω eβ(ω−F ) + 1 ≈ ∫ dω ωD (ω) + 6β 2 { dω ′ [ω D (ω )]} ′ (16.41)
ω =F
0 0
F
π2
U = 2 ∫ dω ωD (ω) + 2 D (F ) (16.43)
3β
0
is
2π 2 2
CV = k D (F ) T , (16.44)
3 B
a result quite different from the constant valued classical result. This follows since
PEP allows only the small fraction of particles near F , i.e. Nef f ∼ N kB T , to par-
ticipate in low temperature thermal processes. Interestingly, measured macroscopic
heat capacity is proportional to the density of states D (F ), a microscopic quantum
property.
16.2. IDEAL GAS EIGEN-ENERGIES 11
The electron gas model is frequently used to describe the behavior of simple (monova-
lent) metals. It assumes a macroscopic collection of non-interacting spin−½ particles,
neutralized only by a uniform positive background, with a single particle hamiltonian
for the (ith ) particle
̵2
h
hop (i) = − ∇2 . (16.45)
2m i
Choosing periodic boundary conditions [see Appendix G], the single particle eigen-
energies are
̵ 2 ∣k∣2
h
(k) = (16.46)
2m
where kj (j = x, y, z) are the eigenstate quantum numbers which assume the val-
ues
2π
kj = νj (16.47)
L
where
Here L is the length of one side of a “notional” periodic cube with macroscopic
volume V = L3 . From Appendix E the density of states, D (ω), corresponding to this
model [see Eq.16.46] is
D (ω) = ∑ δ [ω − (k)]
k
V 2m 3/2 √
= ( ̵2 ) ω, (16.49)
4π 2 h
which is the distinctive 3 − dimensional electron gas result.10
With Eq.16.49 the grand potential [see Eq.16.31] is
∞
V 2m 3/2 √
ΩFgr−D = − 2 ( ̵ 2 ) ∫ dω ω ln [1 + e−β(ω−µ) ] (16.50)
2π β h
0
12 CHAPTER 16. IDEAL FERMI GAS
ω
D(ω)
Figure 16.2: Density of states for 3 − D electron gas model. [See Eq.16.49].
∞
V 2m 3/2 ω 3/2
ΩFgr−D = − 2 ( ̵ 2 ) ∫ dω β(ω−µ) . (16.51)
3π h e +1
0
Since
∂Ωgr
p = −( ) (16.52)
∂V T,µ
∞
F −D 1 2m 3/2 ω 3/2
p = 2 ( ̵ 2 ) ∫ dω β(ω−µ) . (16.53)
3π h e +1
0
The degenerate gas pressure, (βµ >> 1), is expanded in powers of T by applying the
10
The mass can be replaced by an effective mass, m → m∗ , where m∗ approximates the effect of
a crystal lattice.
16.2. IDEAL GAS EIGEN-ENERGIES 13
Therefore Eq.16.54, together with Eqs.16.55, 16.56 and 16.39, gives the pressure of
a degenerate (βµ >> 1) Femi-Dirac gas model
2 2m 3/2 5/2 5π 2
pF −D = ( ) F (1 + ). (16.57)
15π 2 h̵2 12β 2 2F
Unlike a classical ideal gas for which p ≈ T , the pressure of a degenerate Fermi-Dirac
gas is nearly independent of temperature.
Finally, in the Fermi gas model we have [see Eq.16.37]
F
⟨Nop ⟩ 1 2m 3/2 √
= 2 ( ̵ 2 ) ∫ dω ω (16.58)
V 2π h
0
3/2
1 2m 3/2
= ( ̵2 ) F (16.59)
3π 2 h
or
2/3
̵2
h 2 ⟨Nop ⟩
F = (3π ) . (16.60)
2m V
e⟩
⟨Nop
where me is the electron mass and is the electron number density. The stellar
V
mass, M , is approximately
e
M = 2⟨Nop ⟩mHe . (16.62)
with W the mean field gravitational potential energy per He nucleus [see Chapter
14]
with a solution
r
G
Φ (r) = − ∫ ρ (r′ )dr′ (16.67)
r
0
where G is the universal gravitational constant and ρ (r) is the He mass density.
In the extreme non-degenerate (classical) limit (βµ << 1), where boson-fermion statis-
tics are irrelevant, Eq.16.64 becomes
∞
V 2mHe 3/2
Ωcore
gr = − 2 ( ̵ 2 ) ∫ dω ω 3/2 e−β(ω−µ+W ) (16.68)
3π h
0
V mHe 3/2 β(µ−W )
= 1/2
(
(2π 3 ) β 5/2 h ̵2 ) e . (16.69)
16 CHAPTER 16. IDEAL FERMI GAS
V mHe 3/2
He
⟨Nop ⟩ = √ ( ̵ 2 ) eβ(µ−W ) . (16.74)
2 πβ h
Therefore the nuclear core pressure becomes
He ⟩
⟨Nop 1 4π 1/3 GM 2
pcore = − ( ) (16.75)
βV 5 3 V 4/3
where the first term is the classical ideal He gas nuclei pressure, which is negligible
for this cool star. The total pressure – i.e. the equation of state – for the white dwarf
star, is therefore
2/3 e ⟩ 5/3
(3π 2 ) ̵2
h ⟨Nop 1 4π 1/3 GM 2
ptotal = ( )( ) − ( ) . (16.76)
5 me V 5 3 V 4/3
which with
e He
⟨Nop ⟩ = 2⟨Nop ⟩ (charge neutrality) (16.78)
M
= (16.79)
2mHe
yields the remarkable (non-relativistic) white dwarf mass-radius condition
34/3 π 2/3 h
̵2
[ 5/3
] = RM 1/3 . (16.80)
8G(mHe ) me