revealed few studies beyond the acute survivorship 2006 and May 2010, at Princess Margaret Hospital, a
phase of diagnosis and treatment [8]. Despite the comprehensive cancer centre in Toronto, Canada. This
heightened caregiving burden in the palliative phase study was undertaken as part of a cluster-randomized
of illness [10], studies of QOL at this stage are particu- controlled trial of early intervention by a specialized
larly sparse. Those that have been conducted were in palliative care team versus conventional oncology care
mixed samples, comparing QOL in patients with ad- in patients with advanced cancer, the main purpose of
vanced disease to those in acute phases of illness [11], which was to assess whether early palliative care
or were small studies of patients who were already receiv- improves patient QOL; caregiver QOL was included
ing hospice care [12–14]. To our knowledge, only one as a secondary outcome. The methods have been
study has focused specifically on the QOL of caregivers described previously [18] but are summarized below.
of patients in the ‘late palliative phase’, which the authors Eligible patients had a diagnosis of stage IV gastroin-
described as ‘a condition beyond the curative phase, but testinal, genitourinary, breast, or gynaecological
[which] is not considered to be terminal’ [5]; these patients cancer, stage III/IV lung cancer, or locally advanced
had metastatic cancer but a clinical prognosis of more than pancreatic or oesophageal cancer. Other patient
4 months. This study, which was conducted in Norway, eligibility criteria included an Eastern Cooperative
compared caregiver physical health and mental health Oncology Group performance status score of 0–2 [19]
(MH), measured by the Medical Outcomes Study Short and a clinical prognosis of 6 months to 2 years (both
Form (SF-36), with previously reported gender-specific determined by the patient’s primary oncologist). Each
norms. Physical QOL was higher than the norm in both patient was asked to identify his/her primary caregiver,
genders, whereas MH was lower in male caregivers. This who was subsequently approached in person (if pres-
study did not, however, assess factors associated with ent) or by telephone to request study participation and
QOL and MH in this population. to seek informed consent. Exclusion criteria for both
It has been theorized that variables associated with patients and caregivers were age less than 18 years or
the caregiving experience and MH of caregivers of insufficient English to complete the questionnaires;
patients with cancer can be categorized into patient, patients were also excluded if they obtained a low score
caregiver and care-related factors [15]. We have used on a cognitive screening test [20] (Short Orientation–
this model to categorize possible factors associated Memory–Concentration Test score <20, or >10 errors).
with caregiver QOL. Potential patient-related factors All caregivers and patients provided written
include demographic and disease-related characteris- informed consent; those who declined to proceed with
tics; caregiver-related factors include demographics, the trial were asked for written consent to complete
physical health and MH, other roles (occupational, baseline measures only. Patients and caregivers
family and social), living arrangements and the quality completed measures at baseline and monthly for
of the relationship with the patient; and care-related 4 months; for this study, baseline data were used for
factors include the intensity and duration of care, help all analyses. The study was approved by the Research
with caregiving and change in activities as a conse- Ethics Board of the University Health Network.
quence of caregiving [15]. Caregiver QOL has been
found to be more strongly related to the MH than to
Measures
the physical health of the caregiver [6,16]. Therefore,
in addition to examining the influence of MH on Patients and caregivers completed a demographic ques-
QOL, as has been done previously [17], we also exam- tionnaire at accrual; items included age, gender, ethnic-
ined factors that may specifically affect caregiver MH. ity, religion, level of education, marital status, living
The purpose of the present study was to examine the arrangement, employment status and household
QOL and MH of caregivers of ambulatory patients with income. Other items included on this questionnaire
advanced cancer and identify associations with patient, were the caregiver’s relationship to the patient; the
caregiver and care-related variables. We hypothesized number of hours per day spent providing care and
that caregiver QOL would be related to caregiver char- whether caregivers had any chronic illness or disability,
acteristics, such as mental and physical health, female cared for others in addition to the patient, had formal or
sex and younger age; to the QOL of the patient and to informal help caring for the patient or had experienced
care-related characteristics, such as the amount of care a change in their work or living situation following the
provided and presence of and/or impact on roles other patient’s diagnosis. Patient medical records were reviewed
than that of caregiver. For caregiver MH, we had by research staff to obtain patient cancer diagnosis and
similar hypotheses but also that there would be an asso- stage, cancer treatment status and comorbid diagnoses.
ciation with patient emotional well-being. Caregiver QOL was measured using the Caregiver
QOL Index—Cancer (CQOLC). This is a multidimen-
Patients and methods sional tool developed through in-depth interviews with
caregivers of patients with cancer and is the only
validated measure designed specifically for caregivers
Participants
of patients with cancer [6]. It has been internationally
Patients and their caregivers were recruited from 24 validated, including in curative and palliative settings
outpatient medical oncology clinics between December [16,21], and uses a five-point Likert-type scale to
Copyright © 2011 John Wiley & Sons, Ltd. Psycho-Oncology 22: 403–410 (2013)
DOI: 10.1002/pon
Quality of life in caregivers of advanced cancer outpatients 405
measure physical, emotional, social family/financial versions of a single variable were significant on simple
and spiritual elements of caregiver QOL. Each item is linear regression analysis (e.g. age), only the caregiver
rated from 0 to 4; the 35 items are summed to generate variable was included. Analyses were performed using
the total score. SPSS, version 19.0 (IBM Corporation, Somers, NY,
The Medical Outcomes Study Short Form, version 2 USA). A two-sided p ≤ 0.05 was considered statisti-
(SF-36v2), was used to measure caregiver health and cally significant.
functioning [22]. Its 36 items are organized into eight
subscales: physical functioning, role limitation due to
physical health problems, bodily pain, general health,
Results
vitality (energy/fatigue), social functioning, role limita-
tion due to emotional problems and MH. Items from Caregiver and patient characteristics
these subscales are combined into two summary scores: Of the 1016 eligible patients approached for enrolment
physical component summary and mental component into the randomized controlled trial, 477 identified a
summary, evaluating physical health and MH, respec- caregiver; 105 caregivers were not approached for the
tively [22]. These summary scores were calculated following reasons: patient refused for the caregiver
using SF-36v2 scoring software, which uses norm- (n = 41), patient withdrew before the caregiver could
based scoring: scores are T-transformed so that in a be approached (n = 20), the caregiver could not be
US norm population, the mean is 50 and the standard reached (n = 12) and reason not indicated (n = 32). Of
deviation 10. It is well validated [23,24] and has been the 372 caregivers approached, 182 consented and were
used as an outcome in other studies assessing the health enrolled; a further nine consented to completion of
of caregivers of cancer patients [10,25]. baseline measures but not to participation in the full
The Functional Assessment of Cancer Therapy— trial. Thus, the study sample included 191 caregiver–
General is a 27-item internationally validated measure patient pairs.
of health-related QOL [26] and was used in this study Caregiver and patient demographic and medical
to measure patient QOL. It has four subscales measur- characteristics are shown in Table 1. The majority of
ing physical, social/family, emotional and functional caregivers were women, lived with the patient and/or
well-being, which are summed to obtain the total Func- were their spouse/partner; 35% reported caring for
tional Assessment of Cancer Therapy—General score. others, in addition to the patient (children ≤ 18,
The Edmonton Symptom Assessment System is a n = 44; parents, n = 13; spouse/partner, n = 7; other
validated, self-administered tool, which uses a numeri- family member, n = 21). Caregivers spent a mean of
cal scale from 0 to 10 to measure the severity of nine 3.5 h/day caring for the patient (3.7 h/day for female
main symptoms in patients with advanced disease and 3.3 h/day for male caregivers), and 40% (76/191)
(pain, fatigue, drowsiness, nausea, anxiety, depression, had formal (13/76) or informal (69/76) help. Informal
appetite, dyspnoea and sense of well-being) [27]. help was from family (59/69), friends (4/69), family
Because no time window is stipulated, we added and friends (5/69) or unknown (1/69); formal help
instructions that symptoms were to be rated based on was through the home care system (11/13) or privately
the previous 24-h period [28]. The Edmonton Symp- paid (2/13). Approximately half of caregivers were
tom Assessment System Distress Score is the sum of employed, and 25% described a change in work situa-
the nine symptom ratings and ranges from 0 to 90, with tion, the most common being a reduction in work hours
higher scores indicating greater symptom burden [27]. (12% of participants; Table 2). Mean scores for
Additional patient measures included the Eastern caregiver and patient outcome measures are presented
Cooperative Oncology Group measure of performance in Table 3.
status [19] and the Charlson Comorbidity Index, which
generates a weighted score based on the presence of
various medical illnesses [29] and is the most
Factors associated with caregiver quality of life and
commonly used measure of comorbidity for patients
mental health
with cancer [30].
Results of the simple and multiple regression analyses
examining caregiver and patient factors related to care-
Statistical analysis
giver QOL and MH are shown in Tables 4 and 5. On
Descriptive statistics were calculated for all variables. multiple regression analysis, better caregiver MH and
Simple linear regression was used to determine the better patient physical well-being were associated with
impact of patient, caregiver and care-related character- better caregiver QOL, whereas providing care for addi-
istics on caregiver QOL and MH; backward stepwise tional individuals other than the patient was associated
multiple regression was used to determine factors that with worse caregiver QOL. Because items pertaining to
were independently associated with caregiver QOL. MH are included in the CQOLC scale, we conducted
Variables significant at p ≤ 0.05 in the simple regres- another analysis in which we removed all items related
sion analyses were included in the multiple regression to MH from the CQOLC. The SF-36 mental compo-
model. Employment status was excluded due to nent summary score remained significantly associated
collinearity with age. When both patient and caregiver with caregiver QOL (p < 0.0001).
Copyright © 2011 John Wiley & Sons, Ltd. Psycho-Oncology 22: 403–410 (2013)
DOI: 10.1002/pon
406 D. Wadhwa et al.
Age [median (min–max)] 61.0 (28–88) Age [median (min–max)] 57.0 (22–83)
Female sex 89 (46.6) Female sex 124 (64.9)
Primary tumour site Relationship to patient
GI 72 (37.7) Spouse/partner 160 (83.8)
Lung 31 (16.2) Son/daughter 21 (11.0)
Genitourinary 34 (17.8) Other 10 (5.2)
Gynaecology 21 (11.0) Marital status
Breast 33 (17.3) Married/common law 182 (95.8)
Marital status Separated/divorced 1 (0.5)
Married/common law 176 (92.1) Single 7 (3.7)
Separated/divorced 8 (4.2) Living with patient 171 (89.5)
Single 1 (0.5) Caring for others (other than patient) 67 (35.1)
Widowed 6 (3.1) Non-European ethnicity 34 (17.8)
Living with others 184 (96.3) Religion
Caring for others 55 (28.9) Catholic/Christian 133 (69.6)
Non-European ethnicity 29 (15.2) Non-Catholic/Non-Christian 13 (6.8)
Religion Atheist/agnostic/none 45 (23.6)
Catholic/Christian 124 (70.1) Education
Non-Catholic/Non-Christian 16 (9.0) High school or less 65 (34.6)
Atheist/agnostic/none 37 (20.9) College/university/other 123 (65.4)
Education Employment status
High school or less 67 (35.4) Retired 68 (35.6)
College/university/other 122 (64.6) Employed 94 (49.2)
Employment status Unemployed/Student 25 (13.1)
Retired 85 (44.5) On disability 4 (2.1)
Employed 39 (20.4) Income
Unemployed 26 (13.6) <$14 999 5 (3.6)
On disability 41 (21.5) $15 000–29 999 13 (9.4)
Income $30 000–59 999 36 (26.1)
<$14 999 6 (4.4) ≥$60 000 84 (60.9)
$15 000–29 999 13 (9.6) Change in work situation 48 (25.1)
$30 000–59 999 38 (28.1) Change in living situation 17 (8.9)
≥$60 000 78 (57.8) Hours/day spent caregiving [mean (SD)] 3.5 (5.5)
Treatment status Help caring for patient 76 (39.8)
Receiving active treatment 141 (73.8) Own chronic illness or disability 35 (19.7)
Awaiting new line of treatment 28 (14.7)
Not on active treatment 22 (11.5)
Factors associated with worse caregiver MH on not yet receiving support from formal hospice or palli-
multiple regression analyses were female caregiver ative care services. Caregivers were generally in good
sex, change in work situation, spending a larger physical health, as indicated by the SF-36v2 physical
number of hours per day on caregiving tasks and caring component summary score of 52.5, which is higher
for patients with worse emotional well-being. than the US population norm of 50 and higher than
that reported in caregivers in a home hospice setting
Discussion (46.0). However, the score for the mental component
summary was only 41.0. This is not only lower than
To our knowledge, this study is the first to assess the US norm of 50 but also lower than the values of
factors associated with the QOL and MH of caregivers 44.4 in men and 43.5 in women recorded in a
of ambulatory patients with advanced cancer who are Norwegian sample of caregivers of ambulatory patients
with advanced cancer [5]. It is also lower than the value
of 44.0 found in a study of caregivers in a US home
Table 2. Changes in caregiver work situation following hospice setting [16], despite the fact that overall
patient’s cancer diagnosis
caregiver QOL in our sample was not as compromised
Total sample, n = 191 as that of caregivers in that study (CQOLC score 99 vs
No. Percent (%) 85). Thus, there appears to be considerable mental
Change in work situation 48 25.1
strain associated with caring for patients with advanced
Less hours worked 22 11.5 cancer who are still receiving hospital-based ambula-
Quit job 9 4.7 tory care.
On leave (four paid, four unpaid) 8 4.2 Despite the fact that the caregivers in this study were
Changed job 5 2.6 caring for patients with relatively good performance
Lost job 4 2.1
status, caregiver QOL correlated strongly with patient
Copyright © 2011 John Wiley & Sons, Ltd. Psycho-Oncology 22: 403–410 (2013)
DOI: 10.1002/pon
Quality of life in caregivers of advanced cancer outpatients 407
Table 3. Mean scores for patient and caregiver outcome measures (n = 191)
Patients Caregivers
Scale and subscale(s) Mean (SD) Scale and subscale(s) Mean (SD)
Score ranges for measures: ESAS Symptom Distress Score 0–90; FACT-G: Total, 0–108; PWB, 0–28; SWB, 0–28; EWB, 0–24; FWB, 0–28; SF-36v2 PCS, 22.4-59.0; MCS,
10.6-62.3; Caregiver QOL—Cancer, 0–140.
ECOG, Eastern Cooperative Oncology Group; ESAS, Edmonton Symptom Assessment System; FACT-G, Functional Assessment of Cancer Therapy—General.
physical well-being. Similarly, caregiver MH was patients with advanced disease [33,34] and that there
associated with patient emotional well-being. There is an association between caregiver and patient depres-
are few studies that have compared QOL of caregivers sion scores [35]. In contrast, a study in the hospice set-
to that of patients [8]. A small study of 30 ovarian can- ting found no association of caregiver QOL with the
cer patient–caregiver pairs showed a direct relationship patient’s physical state [13]. This may be due to the
between the QOL of women with cancer and the QOL support provided by health care professionals in
of their caregivers [31], as did two studies in cancer hospice care or due to the more uniformly poor patient
survivors [11,32]. Our findings are consistent with QOL in this population.
these studies, as well as with others showing that the There are few studies documenting the socio-
QOL of family members is worse in those caring for economic hardship experienced by caregivers of patients
Table 4. Caregiver and patient variables associated with caregiver quality of life (n = 191)
Simple regression analysisa Multiple regression analysis (adjusted R2 = 0.456)
Variable Bb SE P b SE P
Caregiver variables
Female 4.869 2.4 0.047
Age 0.427 0.1 <0.001
Unemployedc 7.623 3.6 0.034
Retiredc 6.096 2.4 0.013
SF36-v2 mental component summary 0.817 0.1 <0.001 0.761 0.1 <0.001
Care-related variables
Caring for others 9.067 2.4 <0.001 6.214 2.3 0.007
Change in work situation 8.607 2.6 0.001
Patient variables
Age 0.303 0.1 0.004
Income ≥ $60 000 5.919 2.8 0.038
ECOG performance status score 5.432 2.1 0.010
Edmonton Symptom Assessment System
Pain 0.937 0.4 0.033
Depression 1.482 0.5 0.002
Anxiety 0.984 0.4 0.021
FACT-G
Physical well-being subscale score 0.700 0.2 0.001 0.565 0.2 0.004
Emotional well-being subscale score 0.763 0.2 0.001
Functional well-being subscale score 0.538 0.2 0.007
ECOG, Eastern Cooperative Oncology Group; FACT-G, Functional Assessment of Cancer Therapy—General.
a
Only variables that were significant on simple regression analysis at p ≤ 0.05 and were therefore included in the initial multiple regression analysis are shown. Other vari-
ables examined on simple regression analysis were caregiver disability or chronic illness, caregiver spouse of patient, caregiver living with patient, caregiver ethnicity, care-
giver education, caregiver income, SF36 v2 physical component summary, number of hours per day spent on caregiving tasks, receiving formal help, receiving informal help
(no help was the referent), patient gender, tumour type, patient receiving no cancer therapy, patient awaiting new line of treatment (patient receiving treatment was the
referent), patient Charlson comorbidity, patient fatigue, nausea, appetite, well-being and dyspnoea.
b
B, unstandardized regression coefficient.
c
Not included in multiple regression analysis due to collinearity with age.
Copyright © 2011 John Wiley & Sons, Ltd. Psycho-Oncology 22: 403–410 (2013)
DOI: 10.1002/pon
408 D. Wadhwa et al.
Table 5. Caregiver and patient factors associated with caregiver mental health (n = 191)
Simple regression analysisa Multiple regression analysis (adjusted R2 = 0.193)
Variable Bb SE P b SE P
Caregiver variables
Female 4.019 1.9 0.038 5.716 1.9 0.003
Age 0.283 0.1 <0.001
Unemployedc 6.247 2.7 0.022
Retiredc 5.268 1.9 0.006
Spouse (relationship to patient) 5.320 2.4 0.030
Care-related variables
Number of hours/day spent on caregiving tasks 0.382 0.2 0.024 0.389 0.2 0.010
Change in work situation 8.090 2.0 <0.001 8.356 2.0 <0.001
Patient variables
Receiving no cancer therapy 6.180 2.8 0.027
Edmonton Symptom Assessment System
Pain 0.721 0.3 0.035
Fatigue 0.962 0.3 0.005
Depression 1.085 0.4 0.003
Anxiety 0.911 0.3 0.007
Drowsiness 0.868 0.3 0.010
FACT-G
Physical well-being subscale score 0.439 0.2 0.007
Emotional well-being subscale score 0.497 0.2 0.006 0.712 0.2 <0.001
Functional well-being subscale score 0.367 0.2 0.017
Total score 0.162 0.1 0.005
with cancer. In the SUPPORT study, where family outpatients with advanced cancer should be to provide
members of seriously ill patients hospitalized in the some relief from long caregiving hours and to enable
USA were interviewed post-discharge, a family member continued engagement in meaningful activities or
had to quit work or make another major life change to employment if this is desired.
care for the patient in 20% of cases [36]. In the current Independent of female sex, QOL was also worse for
study, 25% of caregivers underwent a change in work caregivers who had other caregiving responsibilities in
situation (the majority working fewer hours, with a addition to those for the patient. These findings are
minority quitting their job, taking leave or losing em- similar to those of a study in cancer survivors [11],
ployment) after becoming a caregiver for the patient. and emblematic of a demographic and cultural circum-
This is a substantial proportion, considering that close stance, in which caregivers, who are most often
to half of the caregivers in our sample were retired, and women, provide care for multiple dependents of differ-
the patients being cared for had a relatively good perfor- ent generations [40]. Our finding that young age was
mance status, were receiving ambulatory cancer care and strongly associated with poor QOL and MH on simple
had a clinical prognosis of greater than 6 months. linear regression analysis, as in some other studies
Changes in work situation and number of hours spent [11,41], but not in multiple regression analyses,
caregiving were independently associated with worse suggests that the distress of those who are younger
caregiver mental well-being. Although, to our knowl- could be related to the role strain of caring for multiple
edge, the association between changes in work situation dependents [42] or to the strains associated with
and caregiver QOL has not previously been reported, changes in work situation. In this vein, a previous study
studies in Turkey [37] and Norway [38] have found that found that employed caregivers of cancer survivors,
being unemployed was associated with worse caregiver who were also taking care of children, reported greater
QOL. In another study, increased emotional distress levels of caregiver stress [43].
was reported by caregivers with lifestyle interference Consistent with other studies [6,44,45], caregivers’
and limitation in their ability to participate in valued mental, but not physical health, was strongly associated
activities and interests, regardless of how much care they with caregiver QOL. Female sex was associated with
were providing [39]. It is difficult in all of these studies, worse MH, consistent with other studies of cancer
including our own, to interpret the directionality of the caregivers [34,37,46]. Possible explanations include
association between reducing work or other activities that women might perceive themselves to have less
and worse QOL. However, it is reasonable to conclude choice in the assumption of a caregiving role or set
that one goal of interventions for caregivers of higher standards for themselves as caregivers. In one
Copyright © 2011 John Wiley & Sons, Ltd. Psycho-Oncology 22: 403–410 (2013)
DOI: 10.1002/pon
Quality of life in caregivers of advanced cancer outpatients 409
Copyright © 2011 John Wiley & Sons, Ltd. Psycho-Oncology 22: 403–410 (2013)
DOI: 10.1002/pon
410 D. Wadhwa et al.
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DOI: 10.1002/pon