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Quaternary Science Reviews 86 (2014) 49e62

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Quaternary Science Reviews


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Early and Middle Holocene evidence for plant use and cultivation in
the Middle Cauca River Basin, Cordillera Central (Colombia)
Francisco J. Aceituno a, *, Nicolás Loaiza a, b
a
Grupo medioambiente y sociedad, Departamento de Antropología, Universidad de Antioquia, Calle 67 No 53-108, AA 1226 Antioquia, Colombia
b
Temple University Department of Anthropology, Philadelphia, PA 19119, USA

a r t i c l e i n f o a b s t r a c t

Article history: This paper presents the latest results of research done in the Colombian Andean region known as Middle
Received 5 July 2013 Cauca River Basin, an important location for the study of the origins of plant use and the dispersal of
Received in revised form domesticates throughout the Americas due to its geographical position in northwest South America. We
30 November 2013
discuss humaneenvironment interactions during Pleistocene/Holocene transition to middle Holocene
Accepted 13 December 2013
Available online
(ca 10,000e4000 BP), specifically humaneplant interaction and environmental factors that led to the
adoption of horticultural practices. Three lines of evidence are analyzed: archaeological stratigraphy,
lithic technology, and microbotanical remains. Our results suggest that early Holocene environmental
Keywords:
Colombia
stability allowed Middle Cauca settlers to use the diverse local resources for several millennia, altering
Cauca River Basin the local vegetation, and leading to the development of horticultural practices that included the use of
Early Holocene both local and foreign plants. These results inform the ongoing debate about the antiquity and nature of
Lithic technology plant domestication and dispersals in the Americas.
Starch grains Published by Elsevier Ltd.
Plants management

1. Introduction societies of the Intermediate Area, such as the origin of plant


cultivation and expansion of agriculture are two important evolu-
Until recently, our understanding of preceramic occupation in tionary developments that enabled the rise of sedentary villages
the humid montane forests of the Colombian Andes was limited and the development of complex societies (e.g. Piperno and
due to the lack of known archaeological sites dating to this period in Pearsall, 1998; Diamond, 2002; Dickau, 2005; Iriarte, 2009).
this region. With the implementation of cultural resource man- After the Pleistocene/Holocene transition and the end of the
agement in Colombia in the mid 1990’s, contract archeology started Paleoindian period ca 10,000 BP, significant climatic changes
to yield new information about the preceramic period in the Andes occurred that affected the flora and fauna of northern South
and increased the meager data produced by previous studies America, altering the conditions to which hunteregatherers
(Correal and van der Hammen, 1977; Correal, 1979, 1986; Herrera needed to adapt (Reichel-Dolmatoff, 1997 [1965]: 57). Although the
et al., 1988; Salgado, 1988e1990; Gnecco and Salgado, 1989; archaeological data for the period between 10,000 and 7000 BP is
INCIVA, 1995e1996; INTEGRAL, 1997; Gnecco, 2000; Cano, 2001, very limited, it has been suggested that significant environmental
2004; Aceituno and Castillo, 2005; Otero and Santos, 2006; and cultural changes occurred that shaped early Holocene human
Santos, 2008). The information presented here combines the lat- occupation (e.g. Herrera et al., 1988; Gnecco and Salgado, 1989;
est data from several early preceramic sites as well as a broader Gnecco, 2000; Aceituno and Castillo, 2005; Aceituno, 2007;
archaeological contextualization using data published elsewhere Aceituno and Loaiza, 2007). The increase of archaeological sites
(e.g Aceituno, 2001; Aceituno et al., 2001; Aceituno and Castillo, indicates that this was a period of expansion and population
2005; Aceituno and Loaiza, 2006, 2007, 2008, 2010; Castillo and growth along the Northern Andes (Aceituno, 2007; Aceituno and
Aceituno, 2006) that provide relevant information for under- Loaiza, 2007; Aceituno et al., 2013). The archaeological record
standing the evolution and adaptive changes in prehistoric shows a high heterogeneity in lithic technology between regions,
including the emergence of stone tools used for preparing plant
foods. The new environmental conditions imposed by an increase
* Corresponding author. Tel./fax: þ57 211 83 59.
in temperature and rainfall (Marchant et al., 2002), and the sub-
E-mail addresses: csfjace@antares.udea.edu.co, aceitunob@hotmail.com (F. sequent expansion of the humid tropical forests, led human groups
J. Aceituno). to make adaptive adjustments depending on the characteristics of

0277-3791/$ e see front matter Published by Elsevier Ltd.


http://dx.doi.org/10.1016/j.quascirev.2013.12.013
50 F.J. Aceituno, N. Loaiza / Quaternary Science Reviews 86 (2014) 49e62

the new ecosystems, amongst which we highlight the increased with the Eje Cafetero (the coffee belt), with elevations ranging from
usage of plant resources and the first manifestations of plant ca 800 m asl (meters above sea level) at the river level in the north
cultivation in tropical and premontane forests (Cavelier et al., end to ca 5300 m asl at the highest peaks in the Cordillera Central,
1995; Piperno and Pearsall, 1998; Gnecco, 2003; Mora, 2003; temperature and rainfall vary according to elevation.
Castillo and Aceituno, 2006; Piperno, 2006; Aceituno and Loaiza, So far, over 20 archaeological sites that date back to the early
2007, 2008; Santos, 2008). Holocene have been found within the MC region in several inter-
Within this context, this paper aims to report, review, and Andean river valleys of the Central Cordillera (INCIVA, 1995e1996;
summarize the archaeological record of the preceramic occupa- INTEGRAL, 1997; Tabares and Rojas, 2000; Cano, 2004, 2008;
tions in the Middle Cauca River Basin (MC), an inter-Andean region Tabares, 2004; Aceituno and Loaiza, 2007; ; Aceituno and
located in the western central part of the Northern Andes Lalinde, 2011; Herrera et al., 2011; Restrepo, 2013). According to
(Colombia), and suggest some explanations about adaptive pat- the Holdridge classification (adapted to local environments by
terns to humid montane forest ecosystems for the period between Espinal, 1990), these sites are located in the very humid pre-
the early and middle Holocene. This period was marked by warmer montane forest life-zone that ranges between 1000 and
and wetter conditions than those of the Late Pleistocene, and the 2000 m asl, with average temperatures ranging between 18 and
spread of seasonal and humid tropical forests (Marchant et al., 24  C, and yearly rainfall from 2000 to 2750 mm (Espinal, 1990;
2004). IGAC, 1998). In geological terms, the Central cordillera landscape
The Colombian Andes, due to its geographical position and high was formed under strong volcanic influence. Enormous mudflows
environmental diversity, is an important region to investigate generated by the melting of ice sheets after volcanic eruptions
major issues regarding the early human history of Northwest South around four million years ago make up most of the base formation
America, such as population dispersals, cultural diversity, and ad- (Tistl, 2006). During the height of the last glaciation (ca 20,000 e
aptations of mobile huntereforagers and early cultivators. The cal. BP.), activity was shifted to volcanic explosions that covered
Colombian Andes links Panama and Ecuador where during the the region with successive ash falls that happened on average
early Holocene, there is evidence of ecosystems alteration and every 3000e4000 years, which differentially eroded to create an
intensive use of plants (e.g. Pearsall and Piperno, 1990; Piperno undulating landscape of smooth hills (Salomons, 1989; Tistl,
et al., 1991; Piperno and Pearsall, 1998; Piperno et al., 2000; 2006). Early settlers found a landscape similar to the present
Piperno and Stothert, 2003; Ranere and Cooke, 2003; Stothert one, with deep, well-drained, fertile soils (IGAC, 1998; Hermelin,
et al., 2003; Pearsall et al., 2004; Zarrillo et al., 2008). This pro- 2001). Preceramic deposits were covered by more recent ash
vided the basis for later development of wide-spread swidden falls that preserved most sites, burying them as much as 2 m
horticulture in the middle Holocene, accompanied by a territorial below the modern surface.
growth and population expansion (e.g. Cooke and Ranere, 1992; The data presented here come from the sites El Jazmín, La
Bruhns, 1994, p.83; Pearsall, 1994; Ranere and Cooke, 1995; Pochola, San Germán, and La Selva, all located between 1600 and
Piperno and Pearsall, 1998; Cooke, 2005). The MC region is 1677 m asl. We compare these sites with several others from similar
known to have an abundance of sites (<20) with occupations environmental settings, representing two different areas: the San
reaching back to the Pleistocene/Holocene transition where plant Eugenio Valley, El Antojo (lithic analysis) (INTEGRAL, 1997) and
usage has been inferred (Herrera et al., 1988; INCIVA, 1995e1996; Guayabito (palynological analysis) (INTEGRAL, 1997) (Fig. 1); and
INTEGRAL, 1997; Aceituno and Loaiza, 2007). The data discussed from a nearby area ca 15 km north from the main sites in the MC,
in this paper helps bridge the gap between the other tropical re- Campoalegre site (INTEGRAL, 1997), and 39 El Recreo Cancha site
gions, because it provides a strategic location to investigate early (Herrera et al., 2011).
plant cultivation, and dispersal of various plant species in the A small description of each of the four sites follows:
Neotropics, such as Zea mays (maize), Phaseolus vulgaris (beans),
Dioscorea spp. (yam) and Manihot esculenta Crantz (manioc). In  El Jazmin (1650 m asl): located on top of a wide ridge east of the
addition, the humid premontane and montane tropical forests of San Eugenio River. Preceramic deposits have been dated from
the MC region represent environments that have little archaeo- 4715  45 BP to 10,120  70 BP (Aceituno and Loaiza, 2007)
logical attention in the past in contrast to the lowland rainforest (Table 1), and include handstones, grinding bases, notched axes/
(e.g. Bailey et al., 1989; Bauchet et al., 1991; Piperno and Pearsall, hoes (over 20 in total), flake tools, and debitage. Both palyno-
1998) new information in terms early human history as well as logical and starch grain analyses have been done at this site.
the origins of plant cultivation.  La Pochola (1677 m asl): located on top of a rounded terrace
To investigate these issues, multiple lines of data were analyzed ca 3 km south of El Jazmín but west of the San Eugenio River. The
within a broad stratigraphical context that the correlation of preceramic lithic assemblage is composed of handstones,
archaeological evidence with paleoenvironmental conditions grinding bases, flaked tools, and debitage. Four radiocarbon
within tightly restricted periods of time. Lithic tools are the main dates refer to the preceramic deposits; 6743  45 BP,
technological indicator, from which starch grains were extracted for 6903  45 BP, 8680  55 BP and 9312  45 BP. (Aceituno and
analysis and identification of direct plant usage. Sediment columns Loaiza, 2007; Aceituno and Lalinde, 2011) (Table 1). Both paly-
for pollen analysis were taken from walls at excavation sites and nological and starch grain analyses have been done at this site.
enabled paleobotanical reconstruction as well as the identification  San German (1649 m asl): located less than one kilometer south
of potential economic plant species. of La Pochola on the same side of the San Eugenio River, on the
top of a terrace overlooking the junction of two small streams
2. Regional setting that join the San Eugenio River approximately 600 m to the
northeast. From a single small excavation unit, grinding and
The Colombian Andes are comprised of three major cordilleras: flaked tools, as well as debitage, were recovered associated with
Occidental, Central, and Oriental. The Oriental and Central Cordil- a date of 8136  65 BP (Aceituno and Loaiza, 2007) (Table 1).
leras are separated by the Magdalena River, while the Central and Starch grain analysis was done at the site.
Occidental Cordilleras are separated by the Cauca River, a tributary  La Selva (1600 m asl): located on a high terrace overlooking the
of the Magdalena which rejoins it in the Mompox Depression north Cauca River Valley ca 20 km northwest from El Jazmin. Pre-
of the Central Coridllera(Fig. 1). The MC region roughly coincides ceramic deposits, associated with four dates between
F.J. Aceituno, N. Loaiza / Quaternary Science Reviews 86 (2014) 49e62 51

Fig. 1. Maps of the Middle Cauca Region showing the location of the sites discussed in the paper.
52 F.J. Aceituno, N. Loaiza / Quaternary Science Reviews 86 (2014) 49e62

Table 1
Midde Cauca Early and Middle Holocene chronology of the sites referred in Fig. 1.
14
Site C years BPa Calibrated dateb 1 d Lab. code Material Reference

El Jazmin 10,120  70 10,019 BC: 9558 BC Ua-24497 Charcoal Aceituno and Loaiza, 2007
La Selva 9490  110 9221 BC: 8556 BC Beta-87188 Charcoal INCIVA, 1995e1996
La Pochola 9312  55 8640 BC: 8460 BC LTL4223A Charcoal Aceituno, 2010
La Pochola 9047  45 8290 BC: 8240 BC LTL5436A Charcoal Aceituno, 2010
El Jazmin 9020  60 8297 BC: 8208 BC Beta-95061 Charcoal INTEGRAL, 1997
La Selva 8712  60 7791 BC: 7605BC X23803 Charcoal Ranere, 2012, com. per.
La Selva 8704  56 7756 BC:7604 BC X23805 Charcoal Ranere, 2012, com. per.
La Selva 8680  60 7739 BC:7600 BC Ua-24498 Charcoal Aceituno and Loaiza, 2007
La Selva 8674  61 7734 BC:7599 BC X23804 Charcoal Ranere, 2012, com. per.
39 El Recreo Cancha 8550  60 7711 BC:7498 BC Beta-285871 Charcoal Herrera et al., 2011
39 El Recreo Cancha 8480  40 7587 BC:7498 BC Beta-290954 Charcoal Herrera et al., 2011
El Antojo 8380  90 7539 BC: 7344 BC Beta-93154 Charcoal INTEGRAL, 1997
San German 8136  65 7284 BC: 7051 BC CSIC 1987 Charcoal Aceituno and Loaiza, 2007
La Pochola 8095  55 7731 BC: 7602 BC Ua-24499 Charcoal Aceituno and Loaiza, 2007
39 El Recreo Cancha 8030  80 7303 BC: 6824BC Beta-283582 Charcoal Herrera et al., 2011
Guayabito 7990  100 7056 BC: 6768 BC Beta-95064 Charcoal INTEGRAL, 1997
La Selva 7685  110 6819 BC: 6344 BC Beta-87189 Charcoal INCIVA, 1995e1996
Campoalegre 7600  90 6587 BC: 6584 BC Beta-87730 Charcoal INTEGRAL, 1997
El Jazmin 7590  60 6492 BC: 6490 BC Beta-95602 Charcoal INTEGRAL, 1997
El Jazmin 7080  50 6012 BC: 5906 BC Ua-24496 Charcoal Aceituno and Loaiza, 2007
La Pochola 6903  45 5675 BC:5620 BC LTL4222A Charcoal Aceituno and Lalinde 2011
La Pochola 6743  45 5840 BC: 5730 BC LTL4221A Charcoal Aceituno and Lalinde 2011
La Selva 5825  70 4840 BC: 4514 BC Beta-87508 Charcoal INCIVA, 1995e1996
El Jazmin 5625  50 4501 BC: 4370 BC Ua-24495 Charcoal Aceituno and Loaiza, 2007
El Jazmin 4715  45 3629 BC: 3378 BC Ua-24494 Charcoal Aceituno and Loaiza, 2007
Campoalegre 4270  70 3011 BC: 2977 BC Beta-99859 Charcoal INTEGRAL, 1997
Guayabito 4180  70 2885 BC: 2836 BC Beta-95063 Charcoal INTEGRAL, 1997
a
All dates are given in uncalibrated 14C years BP unless noted.
b
Calibration done using Calib Rev. 5.0.1.

5825  70 BP and 9490  110 BP, contained handstones, Extraction from tools was done by a) humidifying the surface
grinding bases, flake tools, and debitage (Aceituno and Loaiza, with distilled water; b) extracting the grains with metallic probes;
2007) (Table 1). Both palynological and starch grain analyses and c) collecting the dissolved sediment in water vials perfectly
have been done at this site. sealed to avoid sample contamination. Once the samples were
obtained, the starch grains were separated from the sediments
3. Materials and methods attached to stone tools. First, Sodium Hexameta-phosphate
(NaPO4)6, was added in a stir plate to disaggregate the sample.
Archaeological sites were excavated in arbitrary 5 cm levels. Soil The sample was then centrifuged at 2000 r.p.m. for 15 min to
horizons were determined based on typical indicators such as color concentrate the residue and later decanted. A solution of heavy
and texture (Tobon and Perez, 2005; Tobon and Castaño, 2006). Soil water prepared with Cesium Chloride (CsCl) with a density of
samples taken from defined horizons were separated into thick and 1.8 g/ml, was then added in order to separate the starch grains by
thin fraction using ASTM sieves. Thick fraction (>200 ASTM sieve) flotation (Dickau, 2005; Pagan et al., 2005; Piperno, 2006, p. 60).
was done using binocular petrographic microscope at a 10 The sample was centrifuged an additional five at 2000 r.p.m. to
magnification in order to determine soil texture and to identify allow the heavier particles to settle and the starch grains to float;
provenance and mineral transport (based on degree of roundness) 2 ml was removed from the floating surface and later deposited in
(Tobon and Perez, 2005; Tobon and Castaño, 2006). Thin fraction a separate test tube. Distilled water was added to the tube with
(200 > ASTM sieve) was analyzed using X-ray diffraction to the floating section; the sample was stirred and centrifuged at
determine the weathering degree of clays, which is related to the 2000 r.p.m. for 15 min and decanted. This standard procedure was
climatic conditions they were exposed to (Tobon and Perez, 2005; repeated three times until the residue was concentrated at the
Tobon and Castaño, 2006). bottom of the test tube. The final residue was affixed to micro-
Stone artifacts recovered in excavations were bagged, and tag- scope slides and observed under an Olympus CX-41 microscope, at
ged according to archaeological context. Artifacts were classified magnifications between 100 and 1000. The slides were
and, in general terms, 6 major types were defined: debitage flakes, observed through a zigzag scan starting at the lower right corner.
cores, handstones (Fig. 4B), milling stones (Fig. 4C) flake tools, and Starch grains were described using metric and morphological
axe/waisted hoes (Fig. 4A). Typical metric variables were described variables that can be used for taxonomical identification by com-
for each tool, as well as raw materials, to facilitate correlation and parison to reference specimens of archaeological starch grains (Loy,
proper classification. Tool frequencies create cultural stratigraphy, 1994; Perry, 2002; Dickau, 2005; Piperno, 2006; Torrence and
define the preceramic component of sites, and were key elements Barton, 2006; Babot, 2007). Identification of recovered archaeo-
in the selection process of datable materials. logical starch grains was made using a regionally specific reference
Fifteen tools were analyzed from preceramic levels of La collection of 59 wild and domesticated plant specimens kept at the
Pochola, El Jazmin, San German II, and La Selva. Starch grains were Archeology Laboratory of the Universidad de Antioquia, Medellin,
extracted in the lab following standard protocols (Loy, 1994; Colombia, as well as comparisons with digital images from the
Pearsall et al., 2004; Piperno, 2006; Torrence and Barton, 2006). University of Exeter Neotropical Archaeobotanical Reference
In all but two cases, grinding tools were selected for extraction Collection (235 species), and numerous published sources (Piperno
because these types of artifacts are more likely to have starch grains and Holst, 1998; Piperno et al., 2000; Perry, 2002, 2004; Dickau,
embedded within their microtopography (Table 2). 2005; Pagan et al., 2005; Dickau et al., 2007; Holst et al., 2007;
F.J. Aceituno, N. Loaiza / Quaternary Science Reviews 86 (2014) 49e62 53

Fig. 2. Stratigraphic profile from the El Jazmín site. See the text for a description of the layers.

Perry and Flannery, 2007; Piperno and Dillehay, 2008; Rumold, volcanic glass and weathering of minerals. This horizon separates
2010; Aceituno and Lalinde, 2011; Bonomo et al., 2011). the preceramic (IIIAb and below) component from the ceramic
component (B/C and above) (Fig. 3) (Tobon and Perez, 2005; Tobon
and Castaño, 2006).
4. Results

A comparison of soil horizons between archaeological sites


suggest that El Jazmin’s profile can serve as the type profile for the
zone (Fig. 2). The major soil developments and events can be traced
in this sites 5 horizons (A, B/C, IIC, IIIAb, IIIB) that can be further
subdivided into different ash-falls that became the parent materials
for the soil formation process (Fig. 3). This also enabled the iden-
tification of a particular event that buried the preceramic compo-
nent and separated it from the posterior ceramic component
(Aceituno and Loaiza, 2010).
Mineralogical analysis, particularly of volcanic glass frequencies,
identified 2 major events that are clearly separated. These two
major events roughly coincide with the preceramic and ceramic
cultural components. IIIB and IIIAb horizons. According to the
volcanic glass record they represent an initial sedimentary event
(Fig. 3). IIC horizon is described as a reworked horizon due to loss of

Fig. 4. Lithic artifacts. A- Axes/waisted hoes: 1) El Jazmin Block III Level 20 (5 cm above
a 10,120  70 BP date), 2) El Jazmin Block III Level 14 (dated 5625  50 BP). B-
Handstones: 1) El Jazmin Block III Level 15 (dated between 7080  50 and
5625  50 BP), 2) La Pochola Block I Level 13 code 733 (dated between 6903  45 and
6743  45 BP. Starch grains extracted see Table 2), 3) San German Block I Level 9 (dated
8136  65). C- Milling Stones: 1) La Pochola Block I Level 12 (dated 6743  45), 2) El
Fig. 3. Stratigraphic distribution volcanic glass at the El Jazmín site. Jazmin Block III Level 16 (dated between 7080  50 and 5625  50 BP).
54 F.J. Aceituno, N. Loaiza / Quaternary Science Reviews 86 (2014) 49e62

Table 2
Starch grains recovered from tools and associated dates.
14
Site Stone tool Assoc date C BP Phaseolus spp. Zea mays Dioscorea spp. Manihot spp. Unidentified Total

La Pochola Handstone 55 8095  55 0 43 43


La Pochola Handstone 79 8095  55 1 21 22
La Pochola Handstone 23 6903  45 & 6743  45 3 1 24 28
La Pochola Handstone762 6903  45 & 6743  45 4 24 28
La Pochola Handstone733 6903  45 & 6743  45 3 23 26
La Pochola Handstone 236 6743  45 2 16 18
El Jazmín Base 315 >7590 5 2 7
El Jazmín Base 514 >7590 2 1 5 1 9
El Jazmín Handstone 265 7080  50 5 1 76 82
El Jazmín Handstone 830 5625  50 1 27 29
El Jazmín Handstone 202 5625  50 & 7528  51 4 1 31 36
San Germán Handstone 8136  65 16 16
La Selva Base 39 8712  60 2 1 10 13
La Selva Chopper 90 >8712  60 1 2 5 11 20
La Selva Axe 281 8712  60 1 12 13
Total 22 11 5 13 337 390

Lithic artifacts are the earliest indicators of human occupations domesticated and wild varieties (Piperno, 2006, p. 53e57). Five of
in the valley, dating to 10,120  70 BP, from associated charcoal in El the starch grains present longitudinal fissures, two present Y-sha-
Jazmin (Aceituno and Loaiza, 2007). There are a few lithic artifacts ped fissures, 2 present wing-shaped fissures and two stellate fis-
in levels up to 10 cm below this dated association in the IIIB Hz, but sures, the remaining grains having no fissures.
they remain undated. In the time interval between 9000 and
5000 BP, lithic artifacts appear in their the highest frequencies at all 5. Discussion
sites, associated with an increase of grinding tools (Fig. 4B, C) and
the appearance of axes/waisted hoes (Fig. 4A). Frequencies start In all sites, the preceramic component is associated with an Ab
dropping and lithic artifacts practically disappear towards soil horizon that has slight variations (and subdivisions at El Jaz-
ca 4200 BP, when environmental conditions rapidly changed in the mín) depending on geomorphology and topography. This period
valley due to a series of volcanic events documented between 5400 was dated between 10,120  70 BP and 4180  70 BP, with inter-
and 3100 BP (Salomons, 1989, p. 33). mediate dates shown in Table 1. At El Jazmín, the full period is
A total of 372 starch grains were recovered from ten hand- represented: the earliest date (10,120  70 BP) was obtained at the
stones (La Pochola, El Jazmín and San German II), three grinding stratigraphic boundary with the horizon below Ab, and the latest
bases (La Selva and El Jazmin), an axe/waisted hoe, and a chopper date (4715  45 BP) was obtained at the boundary with the horizon
(La Selva). No grains presented alteration due to heat (Henry et al., above Ab.
2009). On a regional scale, the Ab Horizon represents an environ-
Twenty two oval/kidney shaped grains with lengths ranging mentally stable period, lasting from the end of the Pleistocene
from 14.75 mm to 54.9 mm averaging 27.34 mm, falling well within through Middle Holocene, even though there is evidence of some
the length range values for modern common bean (P. vulgaris) volcanic activity during this time (Orozco, 2001). Stability is sug-
between ca 13 and ca 60 mm (Piperno and Dillehay, 2008) were gested by the fact that three separate paleosols have been identified
identified in nine artifacts from La Pochola, El Jazmin, and La Selva at nearby Otun Lake, dated 8000, 6000, and 3000 BP, respectively,
(Table 2). They have no pressure facets, have discernible lamellae, suggesting that despite the ash falls, there were also periods of time
and a ragged longitudinal fissure (Fig. 5) (Piperno and Holst, 1998; that lasted long enough to form stable and durable A Horizons (Toro
Dickau, 2005, p.186; Piperno and Dillehay, 2008). et al., 2001). Landscape stability is also supported by mineral
Eleven starch grains extracted from two handstones from El morphology, which reveals very low particle movement, inferred
Jazmin and La Pochola were consistent with Z. mays (Table 2). These by of the angular nature of the sediment particles: a phenomenon
grains are between 10 mm and 20 mm long, averaging 16.14 mm. This also observed at other sites where mineralogy analysis has been
fits within the average of modern maize starch, which is larger than carried out, such as La Pochola, San German (Aceituno and Loaiza,
other Poaceae seed starch (Holst et al., 2007). They are irregularly 2007) and 39 El Recreo Cancha (Herrera et al., 2011). This enables
shaped with pressured facets on their sides. The hilum is open and us to extend the argument of landscape stability to the entire
centric, and four of them display transverse fissures and one stel- zone (Aceituno and Loaiza, 2007).
late fissure (Fig. 6) (Piperno and Holst, 1998; Perry, 2004; Dickau, El Jazmin’s stratigraphy is representative of the formation pro-
2005, p.185; Dickau et al., 2007; Holst et al., 2007). cesses that acted upon the sites of the San Eugenio River basin. The
Five triangular starch grains ranging between 17 and 34 mm stratigraphic profile from Block 3 is divided into five soil horizons
long, averaging 25.86 mm with cunate lamellae, and eccentric hilum (Hz) that may be partitioned into sub-horizons (subhz) (Fig. 2) The
have been identified as Dioscorea spp., extracted from tools from La A Hz extends between 5 cm and 55 cm below datum level (BDL)
Pochola, El Jazmin, and La Selva (Table 2) (Fig. 7). These features are and is divided into three sub-horizons, A1, A2, and A3, all associated
consistent with Dioscorea spp. starch grains described in the liter- with ceramics, and disturbed by modern coffee cultivation. The B/C
ature (Piperno and Holst, 1998; Dickau, 2005, p. 192; Pagan et al., Hz underneath the A Hz has the same parent material and extends
2005). between 55 cm and 80 cm BDL. This horizon has low bioturbation
A total of 13 bell shaped grains with lengths ranging from and at its bottom there is a discontinuity that marks the presence of
13.01 mm to 20.75 mm, averaging 16.63 mm identified as Manihot a different parent material. The IIC Hz, underneath B/C, lays buried
spp. starch grains (Fig. 8) were extracted from five stone tools, four between 80 cm and 110 cm BDL and is the product of a major
from El Jazmin and one from La Selva (Table 2). These values are depositional event: an ash flow with volcanic characteristics and
well within the ranges described in the literature for both probably regional effects (following the volcanic emission
F.J. Aceituno, N. Loaiza / Quaternary Science Reviews 86 (2014) 49e62 55

Fig. 5. Starch grains Phaseolus spp. a) La Pochola (762); b) El Jazmín (514); c) La Selva (90); def) modern Phaseolus vulgaris (code Larq 155).

chronology given by Orozco, 2001) that covered and preserved the undetermined artifacts with different shapes and sizes. Grinding
preceramic surfaces dealt with by this study. IIIAb Hz starts tools consist of handstones and milling bases made out of coarse
ca110 cm and ends ca 155 cm BDL; it is divided into IIIAb1 subhz, grain andesite and dacite river cobbles and boulders (e.g. Correal
and IIIAb2 subhz. These two sub-horizons contain the archaeo- and van der Hammen, 1977; Correal, 1979, 1986; Lynch and
logical and botanical evidence discussed in this paper and are dated Pollock, 1981; Temme, 1982; Stothert, 1985; Salgado, 1988e1990;
between 4715  45 BP at the intersection with II C on top and Ardila and Politis, 1989; Barse, 1995; Cavelier et al., 1995; Ranere
10,120  70 BP at the intersection with IIIB at the bottom. III B Hz is and Cooke, 1995; Morcote et al., 1998; Gnecco, 2000; Aceituno
the deepest horizon buried from 155 cm to the bottom of the and Castillo, 2005; Cooke, 2005; Aceituno and Loaiza, 2007, 2008;
excavation at 180 cm BDL and marks the base of the formation of Ranere and López, 2007; Ranere, 2008; Santos, 2008).
anthropic soils. Most of these characteristics are shared with other Colombian
Middle Cauca lithic technology shares some features with other regions, such as the use of local raw materials, the high frequencies
Intermediate Area lithic industries from the same time period. of grinding tools, the predominance of expedient flaked artifacts,
Broadly speaking, these include: 1) a decrease in bifacial technol- and the presence of axes or axes/waisted hoes (e.g. Salgado, 1988e
ogy during the early and middle Holocene, 2) an increase of plant 1990; Rodríguez, 1995; Aceituno and Castillo, 2005; Ranere and
processing tools such as handstones, milling bases, and axes during López, 2007; Santos, 2008). Compared with most of these other
the same time period, 3) the use of local materials for production, areas, MC sites have little evidence of tool making, except El Antojo.
and 4) the predominance of simple flaked tools. Early to middle This may be due to recurrent cleaning of living areas, off-site tool
Holocene lithic technology dating to ca 10,000/4000 BP is charac- making, and transportation of some tools made from higher quality
terized by a high proportion of grinding tools, a low proportion of raw materials (Aceituno and Loaiza, 2007, p. 80). It is important to
flaked tools (and their by-products), and a number of note that recent findings in the MC include two stemmed projectile
56 F.J. Aceituno, N. Loaiza / Quaternary Science Reviews 86 (2014) 49e62

Fig. 6. Starch grains Zea mays. aeb) La Pochola (236); c) El Jazmín (265); def) modern Zea mays (code Larq 9).

points. Both were recovered in excavations and one of them made The association between lithic technology and microbotanical
from quartz has been dated between ca 8000 BP and ca 8500 BP. evidence suggests that plant use was an important adaptive strat-
(Herrera et al., 2011), while the other, made in black chert still re- egy of the preceramic groups in the MC premontane forests. Starch
mains undated. This suggests that even though activities were grains recovered from grinding tools and the edges of the axes/
mainly focused on plant resources, hunting may still have played waisted hoes, reinforce the idea that they were used for plant
some role in adaptive strategies. processing.
MC lithic technology shares some major similarities to that of Phaseolus is a genus of the Fabaceae family, whose two most
other preceramic sites in Neotropical forests: much of it appears to important species in the Americas are P. vulgaris (common bean)
be aimed at the exploitation of diverse resources of the humid and Phaseolus lunatus (lima bean). The wild varieties of common
forests, it is made with local materials, and it is highly expedient bean have a wide distribution in the Americas, from Mexico to the
(Ranere, 1980, 2008; Stothert, 1985; Bruhns, 1994:67; Ranere and Andes of Peru, Bolivia and Argentina (Chacón et al., 2005; Chacon,
Cooke, 1995; Piperno and Pearsall, 1998; Rossen, 1998; Ranere 2009), preferring habitats with dry, warm temperatures, and an
and López, 2007). Lithic assemblages are composed of tools made altitude that varies by region, at elevations between ca 1000 m asl
on flakes that are either not retouched or are minimally retouched to ca 2600 m asl in the Andean region (Piperno and Pearsall, 1998,
as well as specialized artifacts for obtaining and processing plant p.134). Wild Lima bean has a wide distribution between Meso-
resources, such as axes/waisted hoes and grinding tools. america through north Argentina. South American varieties can be
F.J. Aceituno, N. Loaiza / Quaternary Science Reviews 86 (2014) 49e62 57

Fig. 7. Starch grains Dioscorea spp. a) La Selva (90); b) El Jazmin (510); ced) modern Dioscorea trifida (code Larq 139).

found in the western slopes of the Ecuadorian Andes and northern Z. mays was originally domesticated in the Balsas River Basin of
Peru between ca 400 and ca 2000 m asl (Chacon, 2009). southwestern Mexico before 7900 BP (8700 cal. BP) (Piperno et al.,
Recent phylogenetic studies indicate two major regions as in- 2007, 2009), and likely sometime around 9000 cal. BP based on
dependent domestication centers for P. vulgaris. The first one is a molecular evidence (Matsuoko et al., 2002). Much has been dis-
region that encompasses portions of several Mexican States (i.e. cussed about the importance of maize in prehispanic economies.
Oaxaca, Durango, and Jalisco), and studies have yet to determine if For the tropical forests the case has been made that maize spread
it was domesticated only once or more times (Chacón et al., 2005, rapidly because it became a basic resource since its arrival, due to
Chacon, 2009). The second domestication center is located in the its advantages for storage and transport less bountiful tropical
Apurimac-Cuzco region of southern Peru, where a single domes- forests (Piperno and Pearsall, 1998, p.315). Whatever the case,
tication event took place (Chacón et al., 2005; Chacon, 2009). In archaeobotanical data suggest that maize adapted well to the
the case of P. lunatus two independent domestication centers have environmental conditions of tropical rainforests. In the MC the
been identified in South America one in southern Ecuador, the starch grain evidence suggests that maize was introduced, around
other one in northern Peru (Piperno and Dillehay, 2008). That 7000 BP, to local plant cultivation practices and was part of the
said, Chacon (2009) argues that since there are wild populations consolidation of this adaptive strategy that now encompassed the
of P. lunatus in the regions mentioned above but also in Meso- use of higher return rate crops planted in gardens near campsites
america, this crop could have been originally domesticated in (Dickau, 2005; Aceituno and Loaiza, 2007).
Mesoamerica too. Dioscorea spp. starch grains indicate the use of a plant from this
According to Piperno and Dillehay (2008), starch grains from genus for its carbohydrate rich rhizomes. To date, little is known
wild ancestral species of both P. vulgaris and P. lunatus overlap in regarding the domestication process of this plant (Piperno, 2011).
size with domesticated species, obscuring species-level tax- Many Dioscorea species are cultivated in household gardens in the
onomical identification. In their study of the Ñanchoc Valley, in Neotropics today (Brücher, 1989, p. 19), and it is likely that the same
northern Peru, they further conclude that it is not possible to applies to the past. Several edible species are commonly used by
distinguish between common and lima bean starch grains, nor to indigenous and peasant societies in northern South America, i.e.
determine if they belong to a wild or domesticated species. Piperno Dioscorea dodecaneura and Dioscorea trifoliata, and the domesti-
and Dillehay (2008) base their assessment that their identified cated species Dioscorea trífida. The latter is the most important
Phaseolus dated ca 8080 and ca 6970 BP is a cultivar since the wild member of the genus for human beings whose domestication lo-
Phaseolus distribution does not match with what they found. At this cality has been hypothesized as a wide lowland area of northern
point, we cannot give a precise taxonomical identification for the Brazil, the Guyanas, Suriname, and southern Venezuela (Piperno
archaeological Phaseolus starch grains from MC, since there are and Pearsall, 1998, p.117; Piperno, 2011). MC starch grains are
several species and varieties that grow in Colombia, none of which amongst the oldest recovered from this genus, and with exisitng
have been suggested as ancestral to the domesticated species. the evidence species assessment is inconclusive at this time. An
Therefore all we can say is that by ca 8700 BP MC inhabitants were extensive comparison is needed with other species in order to be
using and processing with stone tools some wild species of Pha- able to assess a precise taxonomical identification of the Dioscorea
seolus that cannot be identified to the species level at this point and starch grains recovered from the archaeological tools. Dioscorea
that is unlikely related to either of the domesticated species. spp. pollen grains were identified in the column samples from sites
Neither can we suggest whether or not it was cultivated or at El Jazmín, Campoalegre and Guayabito (Aceituno, 2002), indi-
collected, local or foreign. cating the local availability of one still unidentified species that was
58 F.J. Aceituno, N. Loaiza / Quaternary Science Reviews 86 (2014) 49e62

Fig. 8. Starch grains Manihot spp. a) El Jazmín (265); b) El Jazmin (514); c) La Selva (90); def) modern Manihot esculenta Crantz (code Larq 2).

processed with stone tools by MC inhabitants. As with the beans, belonging to the Manihot genus. The evidence for the use of this
we can only say that at least one species of Dioscorea was being genus in MC is also reinforced by the identification of pollen grains
ground and chopped with stone tools around 7600 BP in the MC. at the Guayabito site (Aceituno, 2002). As with beans and yams we
To determine if a particular starch grain can be identified as M. cannot be certain of the exact taxonomic group the starch grains
esculenta Crantz, the domesticated variety of this genus, several belong to, but we can say that some type of Manihot was being
attributes need to be analyzed (Piperno, 2006). Comparatively, ground in the MC by the middle Holocene.
domesticated Manihot starch grains tend to be larger in general Pollen column samples from El Jazmin, Campoalegre, and
size, with an open and centric hilum, and stellated, Y-shaped and Guayabito suggest that prior to any human evidence there are high
cross-shaped fissures (Piperno, 2006, p.53). A highly diagnostic frequencies of cool and humid climate taxa such as Podocarpus,
feature for the domesticated variety is a higher frequency of pres- Junglans nigra, Quercus and Cyathacea present (Jaramillo and Mejía,
sure facets on the distal end (Piperno, 2006, p.57). Wild varieties 2000a, 2000b; Aceituno, 2001). These types of plants are related to
tend to be smaller, with narrower pressure facets, lower percentage the cooler conditions of the final Pleistocene and the climatic
of fissures (especially stellate-shaped fissure), and the hilum is amelioration of the early Holocene (Marchant et al., 2002). During
usually eccentric and closed (Piperno, 2006, p.53). Five of the MC the early and middle Holocene, when there are clear human oc-
Manihot spp. starch grains display the features described by cupations, there are no strong indicators of deforestation or forest
Piperno (2006) as M. esculenta Crantz, and were extracted from clearance, but there are indicators of forest disturbances in the form
three handstones from El Jazmin dated between 7600 and 5600 BP of pioneer elements in the pollen record represented by several
(Table 2). The rest of the grains do not display all the required families such as Araceae, Melastomataceae, Dioscoraceae, Sapin-
features for the domesticated variety, but can still be classified as daceae, Cecropiaceae, Rubiaceae, and grasses (i.e. Andropogon spp.).
F.J. Aceituno, N. Loaiza / Quaternary Science Reviews 86 (2014) 49e62 59

Nowadays, all these taxa are very common in MC human disturbed are scarce in terms of determining when this plant was domesti-
areas such as cultivation plots, roads, and rural living areas (Mer- cated as well as in determining possible dispersion routes into
cado 2009, per. Com). Northern South America, given the fact that it was likely domesti-
Also in the pollen record, we identified several genera with cated in Southwest Brazil (Mato Grosso, Rondonia and Acre states)
edible species, such as Xanthosoma, Dioscorea and Manihot in the transition zone between the savanna (i.e the Cerrado) and
(Aceituno, 2002). Xanthosoma appears in El Jazmin’s pollen record the south of the Amazonia Basin (Olsen and Schall, 1999; Arroyo-
by ca 9000 BP, strongly increasing towards ca 5000 BP; Dioscorea Kalin, 2010; Clement, 2010; Isendahl, 2011). Panamanian, Colom-
pollen has been identified at the El Jazmin, Campoalegre and bian and Peruvian data suggest that the domestication of this
Guayabito sites during the early Holocene (from ca 9000e7600 BP) important crop happened prior to ca7500 BP in the Brazilian region
(Aceituno, 2002). Manihot spp. pollen was recovered from Guayabito mentioned above (Clement, 2010).
dating 4180 BP (Aceituno, 2001, 2002). It is clear that the sole Evidence from Middle Cauca suggests that human groups
presence of these genera in the pollen record is not a clear indicator exploited and manipulated plants since the Pleistocene/Holocene
of plant use, but for the case of Dioscorea and Manihot there is also transition. The development of horticulture is suggested by the
the starch grain evidence that reinforces the argument that at least presence of maize, and may be manioc, since the middle Holocene.
one species of each one of this genera was present in MC. Other Nonetheless, we know little so far about production intensification
plants identified in the pollen record that have potential human use and preparation of cultivation plots, mainly because most of the
for early settlers include palms (Bactris, Geonoma, Astrocaryum, record comes from habitation sites. Pollen records suggest plant
Socratea) (Jaramillo and Mejía, 2000a, 2000b) and for Guayabito site coverage alteration due to human activities but, as mentioned
Passiflora spp. with high frequencies at 4180 BP (Aceituno, 2001). above, we have yet to assess if it is associated with gardening, plot
Z. mays pollen was identified at El Jazmin and dated between preparation for camps, or both activities.
ca 7000 and 5000 BP. At Guayabito maize pollen was recovered in a
sample along with Manihot spp. pollen dating to 4180 BP (Aceituno 6. Conclusions
et al., 2001; Aceituno, 2002). Maize pollen coincides chronologi-
cally with the starch grains, suggesting that there is some form of The data presented in this paper are important to understand
cultivation at least of this plant species as an economical strategy early human settling of the humid montane forests. The archaeo-
starting at ca 7000 BP. logical evidence, along with 14C dating suggests the importance of
The palynological record suggests small alterations to the plant MC in the inhabiting of northern Andes since the Pleistocene/Ho-
coverage at nearby sites, nonetheless, this evidence is not strong locene transition (Aceituno et al., 2013). Relatively stable environ-
enough to determine if the alteration was due to intentional mental conditions, a soil enriched with volcanic ash, and access to
clearing or if it was due to the incidental alteration by human different life zones and altitudes, made MC a region with ideal
settlement in a forested area as in the case of the Nukak, Awa or conditions for long term settlement of preceramic hunteregath-
Hoti (Politis, 1996, 2007). erers groups.
The only domesticated plant identified up to this point is maize, Lithic technology from MC is oriented to plant usage. Hand-
with dates similar to those in Panama of 6680  90 BP (Dickau et al., stones, grinding bases and axes/waisted hoes are associated to the
2007) and Ecuador 6600 BP (Piperno, 2009), indicating the rapid earliest dates around 10,000 BP and remain present in the
dispersion of this crop (Dickau et al., 2007). In the MC there is a archaeological record up to Late Holocene (Aceituno and Loaiza,
report of maize starch grains identified and dated ca 5600 BP 2007). The recovery of starch grains from the edges of lithic tools
(Dickau, 2007, 2008). In neighboring regions there are reports of indicates both, the use of plants and the importance of a
maize pollen and starch grains such as in Porce (Central Cordillera) carbohydrate-rich diet, a basic requirement for the development of
where both were evidenced and dated ca 6000 BP (Castillo and human populations in tropical environments (Piperno and Pearsall,
Aceituno, 2006), and in the Calima region (Occidental Cordillera) 1998, p.53e54). Several authors have stated the importance of this
were pollen was dated en ca 6680 BP (Monsalve, 1985). So far, with kind of evidence for the study of plant usage in tropical environ-
the identification of starch grains and pollen of Z. mays from the ments where local conditions do not favor the preservation of
middle Holocene we can suggest that active plant cultivation was organic remains (Piperno and Pearsall, 1998; Perry, 2002, 2004;
taking place as a subsistence strategy, but in no way does it reflect Haslam, 2004; Piperno, 2006, 2009; Balter, 2007; Dickau et al.,
substant change in ecological, economical, or technological strate- 2007; Holst et al., 2007).
gies. Prior to this we can only suggest that the use of plants, likely The four genera of plants identified using starch grain analysis
local plants, was part of the economic activities of the MC in- (Phaseolus, Dioscorea, Zea and Manihot) suggest plant use during
habitants, and according to the data presented here and elsewhere the early and middle Holocene. However, we have two main
this kind of plant exploitation extends the Pleistocene/Holocene unresolved issues regarding this genera, 1- at this point we’re
transition. unable to determine if the Phaseolus, Dioscorea, and some of the
In the case of Manihot type starch grains identified as M. escu- Manihot starch grains are local or foreign plants, 2- we cannot
lenta Crantz have been described for contexts in Panama and dated assess if Phaseolus and Dioscorea were collected or cultivated. For
between ca 7000 and ca 5000 BP (Piperno, 2006, p.60; Dickau et al., Phaseolus we have stated the difficulty to differentiate between
2007), with ranges similar to those of MC, but as mentioned before, wild and domesticated species using starch grains. Based on the
we are not yet certain if we are dealing with the domesticated age of the remains and the location within the tropics we
species. Manihot spp. pollen has been identified in the Abeja site strongly suggest that they do not represent ancestral forms of
(Colombia, Caqueta River Basin-Greater Amazon Basin) 10 cm domesticated species. For Dioscorea we need to increase our
below a layer dated 4696  40 BP (Piperno and Pearsall, 1998, p. starch grain reference collection to determine its status, but also
263). Also in Colombia, in the Central Cordillera (about 200 Km compare it to regional species. The identification of Z. mays
north of MC) Manihot spp. pollen was recovered from the 021 Site starch grains and pollen is important because it indicates the
dated between ca 6500 and 6000 BP (Castillo and Aceituno, 2006). presence of this important crop in MC starting at ca 7000 BP and
In the Zaña Valley of Peru Manihot starch grains were identified in during middle Holocene. Some of the Manihot starch grains have
Las Pircas Phase (9800/7800 BP) (Rossen and Dillehay, 1999; clear indicators of belonging to the domesticated species while
Clement, 2010; Rossen, 2011, p. 184). Continental data for Manihot others to wild species.
60 F.J. Aceituno, N. Loaiza / Quaternary Science Reviews 86 (2014) 49e62

Middle Cauca data support the idea that plant resources played Aceituno, F.J., Loaiza, N., 2010. Estructura interna y movilidad en el valle del río San
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rent availability of microbotanical data do not allow us to conclude settlement of Northwest south America during the Pleistocene/Holocene
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Acknowledgments Cano, M., 2001. Reconocimientos arqueológicos en los municipios de Marsella,
Dosquebradas y Pereira (Risaralda). In: González, V., Barragán, C. (Eds.),
We want to thank the anonymous reviewers for the com- Arqueología preventiva en el eje cafetero. Reconocimiento y rescate arqueoló-
gico en los municipios jurisdicción del fondo para la reconstrucción del eje
ments and kind suggestions. This research project was financed cafetero, FOREC. Serie ordenamiento territorial y reconstrucción del eje cafe-
by the Vicerrectoría de Investigación from the Universidad de tero, Patrimonio arqueológico en el ordenamiento territorial, vol. XI. ICANH,
Antioquia (UdeA - CODI) and by the Instituto Colombiano de Bogotá, pp. 39e50.
Cano, M., 2004. Los primeros habitantes de las cuencas medias de los ríos Otún y
Antropología e Historia (ICANH). Thanks to all the people that
Consota. In: López, C., Cano, M. (Eds.), Cambios ambientales en perspectiva
helped in this research project. Nicolás Loaiza wishes to thank histórica ecorregión del eje cafetero, vol. I. Universidad Tecnológica de Pereira,
the Wenner-Gren Foundation for the Wadsworth International Programa Ambiental GTZ, Pereira, pp. 68e91.
Fellowship awarded to him from 2006 to 2009, Colciencias for Cano, M., 2008. Evidencias precerámicas en el municipio de Pereira: efectos del
vulcanismo y colonización temprana de los bosques ecuatoriales en el abanico
the Francisco Jose de Caldas Fellowship awarded in 2011, as well fluvio-volcánico Pereira-Armenia. In: López, C., Ospina, G. (Eds.), Ecología His-
Temple University for its support. Thank you to Ruth Dickau for tórica: interacciones sociedad ambiente a distintas escalas sociotemporales.
comments on starch identifications and suggestions on earlier Universidad Tecnológica de Pereria-Universidad del Cauca-Sociedad Colo2mbi-
ana de Arqueología, Pereira, pp. 84e89.
drafts of the manuscript. Castillo, N., Aceituno, F.J., 2006. El bosque domesticado, el bosque cultivado: Un
proceso milenario en el valle medio del rio Porce en el noroccidente Colom-
biano. Lat. Am. Antiq. 17, 561e578.
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