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Handbook of Clinical Neurology, Vol.

84 (3rd series)
Parkinson’s disease and related disorders, Part II
W. C. Koller, E. Melamed, Editors
# 2007 Elsevier B. V. All rights reserved

Chapter 52

Vascular parkinsonism

YACOV BALASH1 AND AMOS D. KORCZYN2*

1
Movement Disorders Unit, Department of Neurology, Tel-Aviv Sourasky Medical Center, Tel-Aviv, Israel
2
Sieratzki Chair of Neurology, Tel-Aviv University Medical School, Ramat-Aviv, Israel

Parkinson’s disease (PD) is a degenerative brain This concept was criticized by Schwab and England
disease consisting of a progressive loss of dopaminer- (1968) and Parkes et al. (1974), who claimed that a coin-
gic neurons in the substantia nigra (SN) and other neu- cidence or superposition of vascular changes in some
ronal systems in certain brain areas. A loss of 60–70% patients with PD could account for this overlap. Many
of the nearly 450 000 dopamine-producing neurons of years later Critchley himself corrected his basic idea
the SN pars compacta and related decrease of the of arteriosclerosis as a possible cause of PD and termed
dopamine level at the striatum must occur before PD the condition ‘arteriosclerotic pseudoparkinsonism’,
symptoms will take place. Several other diseases share considered as alien to PD both clinically and pathogen-
some clinical features of PD, like tremor, muscle rigid- etically (Critchley, 1981). Nevertheless, the neurologi-
ity, hypokinesia and bradykinesia, gait instability and cal entity of VP remains a matter of debate ever since.
freezing of gait. These disorders, collectively called Up to now, VP and PD are not clearly separated clini-
parkinsonian, can sometimes be clearly distinguished cally and for example are lumped together in the Ninth
from PD, although on other occasions the distinction Revision of the International Classification of Diseases
is difficult. Neuroimaging data (e.g. single-photon (ICD-9) as item 332.0 without any differentiation
emission computed tomography, SPECT), drug between arteriosclerotic and idiopathic, primary
response or the pathological demonstration of specific parkinsonism (ICD-9-CM International Classification
changes in the SN or elsewhere can help in such cases. of Diseases, 2005).
The present review will discuss one of these entities, Until recently, VP remained a poorly defined
called vascular parkinsonism (VP). clinicopathological entity, which overlaps with other
In 1929 Critchley, after analysis of the literature, diagnoses. There are few pathologically verified
described five types of parkinsonism induced, accord- cases with suitable clinical correlation. The clinical
ing to his opinion, by cerebrovascular diseases in diagnosis of VP may be difficult and sometimes its
elderly patients. He identified the first (commonest) confirmation is only possible by neuropathological
type as ‘rigidity, fixed facies and short-stepping gait’ examination, which is still considered the gold
with absence of rest tremor; the second type is similar standard for making the definite diagnosis of VP
but with the addition of pseudobulbar manifestations; (Jellinger, 2002). However, pathological diagnosis of
the third type has the addition of dementia and incon- VP is non-specific and the changes are largely those
tinence; the fourth type shows signs of pyramidal dis- of small-vessel disease. Because of this fact there are
ease; and the fifth has superimposition of a cerebellar doubts whether VP should be regarded as a clinical
syndrome. entity or, more correctly, whether VP is a variant of
Critchley suggested that VP is a spectrum of hetero- small-vessel brain disease, manifested neurologically
geneous syndromes resulting from multiple vascular by parkinsonian-like features, usually accompanied
(arteriosclerotic or syphilitic) lesions in the basal by additional neurological signs (Zijlmans et al.,
ganglia (BG), rather than a certain idiopathic disease. 2004).

*Correspondence to: Professor Amos D. Korczyn, Tel-Aviv University Medical School, Sieratzki Chair of Neurology,
Ramat-Aviv 69978, Israel. Email: amosk@tasmc.health.gov.il, Tel: þ972-3-697-4229, Fax: þ972-3-640-9113.
418 Y. BALASH AND A. D. KORCZYN
52.1. Parkinsonism associated with course, more extensive lesions due to basilar occlusion
brainstem lesions will also affect the SN but the extrapyramidal signs
will be overshadowed by other manifestations of
Vascular lesions to the brain can cause almost any con- brainstem dysfunction.
stellation of neurological symptoms, depending on the Acute or subacute parkinsonism was also observed
site of the lesions and other factors, and parkinsonism as a result of tentorial herniations with brainstem
cannot be assumed to be as exception. Thus, focal hemor- compression in patients with subdural hematomas of
rhagic and ischemic brainstem strokes were shown to traumatic or hypertensive etiology or as a result of
produce contralateral parkinsonian signs. To illustrate rupture of arterial aneurysms (Cosi and Tonali, 1964;
the point we can discuss a case of a patient in whom right Pau et al., 1989; Trosch and Ransom, 1990; Turjanski
hemiparkinsonism was diagnosed following hemorrhage et al., 1997). In some of these cases parkinsonism
into the left SN. Technetium-99m hexamethylpropylene improved following removal of the hematoma (Sunada
amine oxime (99mTc-HMPAO) single photon emission et al., 1996), but in others it persisted and usually
computed tomography (SPECT) showed reduced uptake responded to levodopa (Trosch and Ransom, 1990).
in the left putamen, globus pallidus (GP) and thalamus Sudden onset of small-stepping gait with stooped pos-
(Abe and Yanagihara, 1996). The SPECT abnormalities ture, severe akinesia and freezing of gait and increased
were assumed to be the result of the stroke, rather than muscle tone with bilateral cogwheel phenomenon in
a coincidental abnormality. the arms was seen in a patient with a small high-
In another report, a patient developed right-sided density lesion in the medial side of the right cerebral
cogwheel rigidity and resting tremor. In this case the peduncle and a lens-shaped low-density lesion in
magnetic resonance imaging (MRI) scan showed a the left putamen. On T1- and T2-weighted MRI
contralateral midbrain hemorrhage affecting the SN images a low signal was seen in a right peduncular
and n-isopropyl-p-123I iodoamphetamine (123I-IMP) lesion extending to the SN, which was also partially
SPECT images showed reduced radioisotope uptake destroyed. The parkinsonism rapidly improved and
in the left striatum, thalamus and frontal lobe (Inoue completely disappeared within 2 weeks. The high-
et al., 1997). density lesion of the right peduncle also disappeared
These cases had in common an apoplectic appearance on CT (Miyagi et al., 1992). Interestingly, destruc-
of unilateral parkinsonian signs, which are the logical tion of the left subthalamic nucleus by hematoma
result of an ischemic or hemorrhagic lesion of the SN can improve contralateral parkinsonian rigidity after
or the nigrostriatal tract and therefore constitute the most extinction of the ballistic movement phase (Yamada
straightforward examples of VP. Such cases should have et al., 1992).
an acute onset, be non-progressive and even improve Kim (2001) reported patients with (hemi)parkinson-
spontaneously over time and respond to levodopa. How- ism after infarction in the territory of the anterior cer-
ever, such cases are extremely rare. Microscopically ebral artery. Parkinsonism was usually related to large
such cases should not contain Lewy bodies. lesions involving the supplementary motor area and
The etiology of vascular damage should not observed after the motor dysfunction improved in
necessarily be atherosclerotic. Unilateral rest tremor patients with initially severe limb weakness.
associated with bilateral extrapyramidal syndrome In patients with clinically suspected VP, the com-
responsive to levodopa was seen in a 25-year-old parison of levodopa response with the pathologically
man 7 months after subarachnoid hemorrhage due to confirmed presence of macroscopic vascular damage
rupture of a peduncular subthalamic arteriovenous in the nigrostriatal pathway and cell loss in the SN
malformation (Defer et al., 1994). showed that the majority of patients with good or
Parkinsonism has been described in patients with excellent response to levodopa had infarcts or lacunae
central nervous system vasculitis (Fabiani et al., in the SN in the absence of Lewy bodies (Zijlmans
2002), rheumatoid arthritis (Ertan et al., 1999; Hrycaj et al., 2004).
et al., 2003), systemic lupus erythematosus (Tan These anecdotal cases of vascular lesions of the SN
et al., 2001; Garcia-Moreno and Chacon, 2002), anti- or nigrostriatal pathway had features resembling PD,
phospholipid syndrome (Milanov and Bogdanova, including responsiveness to levodopa. However, the
2001; Adhiyaman et al., 2002; Huang et al., 2002), follow-up, long-term prognosis and special features
disseminated intravascular coagulation (Yoritaka of the dopaminergic treatment in relation to PD are
et al., 1997) and some neuroinfections like syphilis unknown. Motor fluctuations, so common in advanced
(Critchley, 1929; Sandyk, 1983; Pineda et al., 2000). PD (Korczyn, 1972), have not so far been described in
Not unexpectedly, most patients had additional cases such as these. Neither had a gradual increase in
manifestations, consistent with the damaged area. Of dose over the years been documented. These cases
VASCULAR PARKINSONISM 419
then typically consist of a non-progressive, levodopa- following short terms after exposure to CO (Silverman
responsive (hemi)parkinsonism of acute onset. et al., 1993). MRI abnormalities augmented with CT
findings that revealed bilateral lucencies of the GP
52.2. Parkinsonism associated with basal suggested that their damage is of vascular origin, prob-
ganglia lesions ably hemorrhagic infarction (Bianco and Floris, 1996).
Old necrotic lesions of the GP were earlier found on CT
Ischemic infarcts in the territory of the lenticulostriate scans (Klawans et al., 1982). No correlation between
arteries were said to be the most frequent cause of the neuroimaging findings and the development of
unilateral parkinsonism (Friedman et al., 1986; parkinsonism has, however, been demonstrated (Choi,
Kulisevsky et al., 1996; Fenelon and Houeto, 1997; 2002). The damage in CO poisoning, however, is not
Sibon et al., 2004a). In these cases, there was an acute restricted to the BG and the direct role of the BG
onset of the disorder with supportive imaging data to damage is unknown in these cases.
suggest the vascular etiology.
A lateralized subacute parkinsonism with CT evi- 52.3. Parkinsonism with white-matter lesions
dence of a single lacunar infarct in the contralateral
BG was described by Lazzarino et al. (1990). A clini- A more common picture is that of short-stepped gait
cal syndrome indistinguishable from PD, in which with or without freezing (Giladi et al., 1997), lead-pipe
postmortem examination revealed extensive lacunar rigidity, no or mild upper-limb involvement, absence
infarctions of the BG without evidence of coexistent of rest tremor, which develops insidiously, and nega-
PD, was also reported (Murrow et al., 1990). However, tive response to levodopa (FitzGerald and Jankovic,
subdivision of parkinsonian patients with lacunar 1989; Chang et al., 1992; Yamanouchi and Nagura,
infarcts in the BG into those with lacunes in the caudate 1995; van Zagten et al., 1998; Winikates and Jankovic,
nucleus, lentiform nucleus or both did not correlate with 1999). Pseudobulbar palsy is observed in nearly half
the clinical presentation (Reider-Groswasser et al., of the patients (Yamanouchi and Nagura, 1995). The
1995). Lacunar infarctions in the BG are frequently patients frequently have cognitive decline and detrusor
observed in patients without parkinsonism and even in overactivity (Cummings, 1994; Holstein et al., 1994).
completely asymptomatic cases. The extrapyramidal Long tract signs in the limbs, indicating damage to
signs, if present, can be asymmetrical without consis- the corticospinal tracts, are found in more then half
tent relationship to the side of the lacuna (Inzelberg of patients (Yamanouchi and Nagura, 1997). Many of
et al., 1994). these patients have vascular risk factors and particu-
Specific regions of the brain, such as central white larly hypertension. The evolution of this disease is
matter, GP and hippocampus, are selectively vulnerable typically slow, occurring over several month or even
to carbon monoxide (CO) (Koehler and Traystman, years (Inzelberg et al., 1994), an evolution similar to
2002). Parkinsonism after CO poisoning could be seen that seen in PD. Brain imaging shows diffuse subcortical
in 10% of sufferers from CO encephalopathy (Choi, white-matter damage, not unlike that seen in patients
2002). The most frequent signs are symmetric rigidity, with Binswanger’s disease, sometimes accompanied by
hypokinesia, masked face, glabellar sign, grasping, unilateral or bilateral BG infarcts (Demirkiran et al.,
short-step gait and retropulsion. Rest tremor has not 2001). Loss of postural reflexes and gait abnormalities
been observed but intentional tremor may occasionally seen in these cases may indicate extrapyramidal features,
be found. The latency before the appearance of parkin- but are difficult to disassociate from coexisting spasticity
sonism varies from 2 weeks to 6 months, but most and the slowness may also reflect pyramidal, rather than
frequently occurs within 1 month of CO exposure. extrapyramidal, damage.
Together with the parkinsonism, all patients have mild Comparing the brain pathology in these patients
to severely impaired cognitive functions. Other com- with that in matched patients with Binswanger’s dis-
mon symptoms are mutism, gait disturbances and ease who had no parkinsonism according to clinical
urinary incontinence. Extreme cases manifest a general records failed to reveal any significant differences in
akinetic-mute state up to bed-bound (Lee and Marsden, the extent of BG damage (Yamanouchi and Nagura,
1994). Neither levodopa nor anticholinergic drugs were 1997), thus pointing to the central role of white-matter
shown to be effective. However, nearly 80% of patients damage. The number of oligodendrocytes in the fron-
improved or recovered spontaneously within 6 months tal white matter of VP patients was significantly less
(Choi, 2002). than in age-matched normal control subjects, but
Abnormally high signal bilaterally in the GP on T1- significantly more than in those with Binswanger’s
weighted MRI images was observed in patients disease. Widespread lesions in the frontal white matter
420 Y. BALASH AND A. D. KORCZYN
with only meager lesions in the BG were the main BG lacunae are quite common in the elderly, fre-
pathological features of VP. The extent of frontal quently without parkinsonian signs. If parkinsonian
white-matter pallor tended to be less broad in VP signs do exist they do not bear a clear relationship to
than in Binswanger’s disease without parkinsonism the side of the lesion. The etiology of most BG lesions
(Yamanouchi and Nagura, 1997). Marked atrophy in is microvascular and in fact many, perhaps most, cases
the frontal cortex as well as lacunar lesions around with BG lacunae also have white-matter lesions and it
the lateral ventricles in VP were previously shown by is best to look at these cases as reflecting an incidental
Grundl et al. (1991). The exact pathogenesis of these manifestation of BG lesions, whereas the principal
white-matter changes is debated and likely heteroge- changes responsible for the motor dysfunction occur
neous, but generally thought to represent areas of in the white matter.
chronic or recurrent partial ischemia. Although
patients with BG lacunar infarct could recover sponta-
neously, those with frontal lobe infarcts could remain 52.3.1. Brain imaging
static and those with periventricular and deep subcorti-
cal white-matter lesions usually had progressive The integrity of the nigrostriatal pathway can be
deterioration (Chang et al., 1992). inferred from radioligand studies, in which the chemi-
From the clinical and pathological data presented so cals used have affinity to the dopamine transporter
far, it seems that VP can occur as an acute syndrome, molecules at the terminals of the dopaminergic
resulting from lesions of the SN or the nigrostriatal synapses in the BG.
tract. These cases would be unilateral, non-progressive Small studies failed to find specific changes in VP
and respond well to levodopa. patients and indeed were not significantly different from
Diffuse white-matter damage, resulting from micro- those in healthy individuals. The characteristic reduc-
vascular lesions, typically manifests as a combination tion of the uptake is pronounced in the contralateral
of extrapyramidal, pyramidal and sometimes vascular putamen of PD patients with unilateral symptoms, but
changes, frequently with cognitive decline not in VP (Tzen et al., 2001). Normal striatal 123I-FP-
(Fig. 52.1). These cases would not typically respond CIT binding with no significant differences in striatal
to levodopa, because the lesions involve the ascending or subregional binding ratios compared with those of
loop of the BG–thalamic–cortical loop (Bergman and the controls was seen in patients with VP. PD patients
Deuschl, 2002), distal to the striatal site of action of had significantly diminished striatal binding compared
dopamine. Such cases are best described as pseudopar- with that of controls (Lorberboym et al., 2004). As
kinsonian because the extrapyramidal features are only compared to normal controls, patients with VP had sig-
part of a more extensive clinical picture and because nificant reduction of the ratio between N-acetylaspartate
of a lack of response to dopaminergic drugs. and creatine plus phosphocreatine in the frontal cortex

Fig. 52.1. T1 and T2 magnetic resonance images of a 73-year-old patient with severe parkinsonism resistant to levodopa, gait
disorders, freezing of gait, recurrent falls and urinary urgency. Multiple infarcts are seen in the basal ganglia and brain white
matter as well as periventricular white-matter changes (own observation).
VASCULAR PARKINSONISM 421
(Abe et al., 2000), suggesting a lesion beyond the clas- (Berding et al., 2003; Goldstein, 2004). In patients
sical extrapyramidal system. with PD, even without clinical evidence of autonomic
failure, reduction in iodine-123-metaiodobenzylgua-
52.3.2. Transcranial ultrasonography nidine (123I-MIBG) uptake on scintigraphy occurs in
the heart. This is considered to be a specific finding
The structurally normal SN could be visualized using for PD and useful for the differential diagnosis from
ultrasound waves delivered through a cranial other parkinsonian syndromes, occurring even in the
‘window’, similar to that when flow in the middle earliest stage of the disease (Taki et al., 2000). Parkin-
cerebral arteries is examined (Fig 52.2). sonian syndromes other than PD did not demonstrate
This method can distinguish between lesions affect- reduction in MIBG uptake.
ing the SN directly, such as PD and other disorders 2. Testing olfactory function could be helpful in
causing extrapyramidal features (Berg et al., 1999). This differentiating VP from PD (Katzenschlager
effect is based on the high iron level in the SN, thought to et al., 2004). For example, olfactory function,
promote generation of reactive oxygen species (Berg diagnosed according to the Pennsylvania smell
et al., 2002) and has been shown to be specific to PD identification test, was significantly better in VP
(Berg et al., 2005). Thus, if all PD patients show a patients than in PD and did not differ from normal
bilateral SN hyperechogenicity, a low echogenic SN, controls.
particularly combined with hyperechogenic lentiform 3. Colonic transit time measured in VP patients was
nuclei, could suggest other kinds of parkinsonism normal (about 59 hours), as opposed to PD
(Walter et al., 2002; Behnke et al., 2005). (Hardoff et al., 2001), where markedly slow transit
is observed (Jost et al., 1994).
52.3.3. Additional methods of diagnosis of vascular
parkinsonism
52.3.4. Parkinson’s disease versus vascular
parkinsonism: comparison of pathophysiology
Non-motor differences between VP and PD could be
used in the differential diagnosis:
PD results from the slowly progressive death of
1. Measurement of myocardial innervation may contri- selected populations of neurons, including the neuro-
bute to the differential diagnosis of parkinsonism melanin-containing dopaminergic neurons of the pars

Fig. 52.2. Sonographic image of the midbrain axial section in a patient with PD. The butterfly-shaped midbrain section of
low echogenicity is surrounded by the hyperchogenic basal cisterns (encircled area, centre of fig.). Note the marked hyperecho-
genicity of the left SN. This area is encircled for computerized measurement. Courtesy of Prof. Heinz Reichmann from the
Department of Neurology, Technical University of Dresden, Germany.
422 Y. BALASH AND A. D. KORCZYN
compacta of the SN, some other catecholaminergic Thus, PD is a neurodegenerative disease, which
and serotoninergic brainstem nuclei, the cholinergic selectively affects certain categories of neurons,
nucleus basalis of Meynert, hypothalamic neurons chiefly manifests as a progressive diminution of
and small cortical neurons (particularly in the cingu- dopamine level in the nigrostriatal system, induces an
late gyrus and entorhinal cortex), as well as the olfac- overactivation of the output nuclei of the BG and
tory bulb, sympathetic ganglia and parasympathetic STN and inhibits the thalamocortical motor system.
neurons in the gut (Korczyn, 1993; Braak and Braak, VP is a clinical syndrome that may have similarities
2000). to the cardinal motor manifestations of PD. Approxi-
According to the accepted model, dopamine loss mately 10% of cases of parkinsonism clinically recog-
increases the activity of the indirect pathway and nized as PD could pathologically be the result of
reduces the activity of the direct pathway (Wich- cerebrovascular disease and, in contrast, the emer-
mann and DeLong, 2003). The final result of these gence of one or more clinical signs of parkinsonism
changes is an overexcitation of the main output was revealed in 30% patients after stroke (Sibon
nuclei of the BG, GP interna and SN pars reticulata, et al., 2004b). As distinct from PD, however, VP is
leading to inhibition of the thalamocortical motor the result of endothelial dysfunction and arteriolo-
system. If the latter is essentially important in the sclerosis causing lacunar strokes or punctate hemor-
pathogenesis of rigidity, bradykinesia and loss of rhages, disseminated mainly in the centrum
postural reflexes, the white-matter lesions affecting semiovale and/or BG. Risk factors of cerebrovascular
the latter pathway should result in a similar pheno- disease, like hypertension, diabetes mellitus type 2,
type. However, these should not respond to levodopa hyper-/dyslipidemia, hyperhomocysteinemia, previous
since there is no dopamine loss and in any case the stroke history and genetic predisposition are usually
site of action of dopamine, the BG, is disconnected present (Keskin and Yurdakul, 1996; Ekinci et al.,
from the motor cortex. Thompson and Marsden 2004).
(1987) suggested that the gait disorder of Binswan- In the pathogenesis of VP without a direct lesion
ger’s disease is probably due to diffuse vascular affecting the SN, the dopamine level and its
lesions disrupting the interconnecting fiber tracts metabolites in the cerebrospinal fluid should be normal
between the BG and the motor cortex. Multiple lacu- (Loeffler et al., 1995). Thus, the accepted explanation
nar subcortical infarcts interrupting thalamocortical is that the clinical symptoms in VP are related to post-
drive are critical for the development of VP (Bhatia synaptic lesions of the nigrostriatal system mainly as a
and Marsden, 1994; van Zagten et al., 1998; Peralta result of a patchy destruction of neurons or axons at
et al., 2004). the putamen, GP and probably the cerebral white
Three characteristic features of presynaptic process matter.
affecting the dopaminergic system in PD are:
1. A major reduction of striatal levodopa uptake 52.4. Conclusions
of the nigrostriatal pathways (Leenders, 1997;
Broussolle et al., 1999; Brooks, 2004; Thobois VP is not a homogenous syndrome. Its etiology may
et al., 2004) which is correlated with degeneration be atherosclerotic in many cases, but it could result
of the SN neurons found by pathological studies from embolic, arteritic or hemorrhagic processes.
(Jellinger, 2002; Snow, 2003). This process may be Pathophysiologically, two forms of VP should be con-
accompanied by increased raclopride binding of sidered: the first affects the nigrostriatal system unilat-
postsynaptic dopamine receptors in the putamen as erally. A discrete lesion of the SN or the nigrostriatal
a sign of postsynaptic hypersensitivity in de novo, pathway should be seen in imaging. These patients
drug-naive PD patients (Antonini et al., 1994; Kaasi- should have an acute onset, should not progress and
nen et al., 2000). should respond to levodopa. The other, much more
2. An obvious effect of levodopa, which can be common group, consists of patients presenting at more
seen particularly at the early stages of PD advanced age and with predominantly lower-body
(Hornykiewicz, 2002). involvement and gait abnormalities rather than tremor.
3. Presence of pathologic hallmarks – degenerating A history of stroke, heart disease, arterial hypertension
ubiquitin-positive neuronal processes or neurites and other risk factors for stroke support a vascular ori-
(Lewy neurites), which have been found in all gin of these symptoms. Usually, these patients do not
affected brainstem regions and especially at the have the typical parkinsonian rest tremor. In these
dorsal motor nucleus of the vagus and later in cases imaging demonstrates an extensive white-matter
the SN (Braak et al., 1999; Gai et al., 2000). disease.
VASCULAR PARKINSONISM 423
BG lesions are frequently seen in patients with Bhatia KP, Marsden CD (1994). The behavioural and motor
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