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Nutrition and the developing brain: nutrient priorities and

measurement1–3
Michael K Georgieff

ABSTRACT All nutrients are important for neuronal cell growth and
Nutrients and growth factors regulate brain development during fetal development, but some appear to have greater effects during
and early postnatal life. The rapidly developing brain is more vul- the late fetal and neonatal time periods. These include protein,
nerable to nutrient insufficiency yet also demonstrates its greatest iron, zinc, selenium, iodine, folate, vitamin A, choline, and
degree of plasticity. Certain nutrients have greater effects on brain long-chain polyunsaturated fatty acids (1–3). The effect of
development than do others. These include protein, energy, certain nutrient deficiency or supplementation on the developing
fats, iron, zinc, copper, iodine, selenium, vitamin A, choline, and brain is a function of the brain’s requirement for a nutrient in

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folate. The effect of any nutrient deficiency or overabundance on specific metabolic pathways and structural components. The
brain development will be governed by the principle of timing, dose, effects are regionally distributed within the brain on the basis
and duration. The ability to detect the specific effects of nutrient of which areas are rapidly developing at any given time (4).
deficiencies is dependent on knowing which area of the brain is During late fetal and early neonatal life, regions such as the
preferentially affected and on having neurologic assessments that hippocampus, the visual and auditory cortices, and the stria-
tap into the functions of those specific areas. As examples, protein- tum are undergoing rapid development characterized by the
energy malnutrition causes both global deficits, which are testable morphogenesis and synaptogenesis that make them functional
by general developmental testing, and area-specific effects on the (5, 6). The hippocampus that subserves recognition memory
hippocampus and the cortex. Iron deficiency alters myelination, behavior is one of the earliest areas to show cortical-cortical
monoamine neurotransmitter synthesis, and hippocampal energy connectivity and functionality. Furthermore, brain-wide pro-
metabolism in the neonatal period. Assessments of these effects cesses such as myelination accelerate during late fetal and
could include tests for speed of processing (myelination), changes in early neonatal life and are vulnerable to deficits of nutrients
motor and affect (monoamines), and recognition memory (hip- that support them. A nutrient that promotes normal brain
pocampus). Zinc deficiency alters autonomic nervous system regu- development at one time may be toxic at another point in
lation and hippocampal and cerebellar development. Long-chain development. Similarly, a nutrient that promotes normal brain
polyunsaturated fatty acids are important for synaptogenesis, mem- development at one concentration may be toxic at another.
brane function, and, potentially, myelination. Overall, circuit- Several nutrients, including iron, are regulated within a rela-
specific behavioral and neuroimaging tests are being developed for tively narrow range, where either an excess or a deficiency
use in progressively younger infants to more accurately assess the induces abnormal brain development. Others have wider
effect of nutrient deficits both while the subject is deficient and after ranges of tolerance.
recovery from the deficiency. Am J Clin Nutr 2007;85(suppl): Nutrients are necessary not only for neurons but also for sup-
614S–20S. porting glial cells. For any given region, early nutritional insults
have a greater effect on cell proliferation, thereby affecting cell
KEY WORDS Nutrition, brain, development, assessment, ne- number (7, 8). Later nutritional insults affect differentiation,
onate, fetus including size, complexity, and in the case of neurons, synapto-
genesis and dendritic arborization. Microarray analysis of
GENERAL PRINCIPLES OF NUTRIENT EFFECTS ON genomic transcripts from various brain regions in the developing
THE DEVELOPING BRAIN rat shows an important breakpoint at approximately postnatal
day 7, before which proliferation genes are predominantly ex-
Nutrients and growth factors regulate brain development dur-
pressed (8). After this time point, genes that control differentia-
ing fetal and early postnatal life. The developing brain between
tion are preferentially expressed. Postnatal day 7 in the rat brain
24 and 42 wk of gestation is particularly vulnerable to nutritional
is roughly equivalent to a late-gestation human fetal brain.
insults because of the rapid trajectory of several neurologic pro-
cesses, including synapse formation and myelination (for more 1
From the Department of Pediatrics and Child Development, University
extensive reviews, see references 1–5). Conversely, the young
of Minnesota School of Medicine, Minneapolis, MN.
brain is remarkably plastic and therefore more amenable to repair 2
Presented at the conference “Maternal Nutrition and Optimal Infant
after nutrient repletion. On balance, the brain’s vulnerability to Feeding Practices,” held in Houston, TX, February 23–24, 2006.
nutritional insults likely outweighs its plasticity, which explains 3
Address reprint requests to MK Georgieff, MMC 39, D-136 Mayo Build-
why early nutritional insults result in brain dysfunction not only ing, 420 Delaware Street SE, Minneapolis, MN 55455. E-mail:
while the nutrient is in deficit, but also after repletion. georg001@umn.edu.

614S Am J Clin Nutr 2007;85(suppl):614S–20S. Printed in USA. © 2007 American Society for Nutrition
NUTRITION AND THE DEVELOPING BRAIN 615S
Nutrients can affect not only neuroanatomy, but also neuro- TABLE 1
chemistry and neurophysiology. Neurochemical alterations in- Important nutrients during late fetal and neonatal brain development1
clude changes in neurotransmitter synthesis, receptor synthesis, Predominant brain circuitry
and neurotransmitter reuptake mechanisms (9, 10). Neurophys- Brain requirement for the or process affected by
iologic changes reflect changes in metabolism and signal prop- Nutrient nutrient deficiency
agation. The changes across all 3 venues ultimately result in
Protein-energy Cell proliferation, cell Global
altered neuronal performance at the time that the nutrient status
differentiation
is altered. Long-term changes in form and function can occur if Synaptogenesis Cortex
the altered nutrient state changes the trajectory of brain devel- Growth factor synthesis Hippocampus
opment in a substantive anatomical or neurochemical way, be- Iron Myelin White matter
yond the period where repair can occur. Monoamine synthesis Striatal-frontal
Neuronal and glial energy Hippocampal-frontal
metabolism
BRAIN DEVELOPMENT BETWEEN 24 AND 44 WK Zinc DNA synthesis Autonomic nervous system
AFTER CONCEPTION Neurotransmitter release Hippocampus, cerebellum
Copper Neurotransmitter synthesis, Cerebellum
The human brain undergoes remarkable structural and func- neuronal and glial energy
tional changes between 24 and 44 wk after conception, progress- metabolism, antioxidant
ing at the beginning of the third trimester from a smooth bilobed activity
structure with few gyrations or sulcations to a complex one at LC-PUFAs Synaptogenesis Eye
term that morphologically resembles the adult brain (11). The Myelin Cortex

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increase in complexity largely reflects cortical neuronal growth, Choline Neurotransmitter synthesis Global
differentiation, and synaptic connections. In particular, the DNA methylation Hippocampus
Myelin synthesis White matter
auditory and visual cortices begin to develop rapidly, as do
1
areas underlying receptive language and higher cognitive LC-PUFAs, long-chain polyunsaturated fatty acids.
function (5). Myelination begins before term birth as well. Most
importantly, experience-dependent synapse formation occurs be-
arbor complexity (14 –19). The cortex and hippocampus appear
fore birth and provides a neuronal basis for the fetus to learn. The
to be particularly vulnerable to protein-energy malnutrition (20).
hippocampus, which is central to recognition memory processing,
Protein-energy malnutrition in humans between 24 and 44 wk
has established most of its connections from the entorhinal cortex
postconception can occur either in utero or ex utero. Fetal
and has begun to send projections through thalamic nuclear struc-
protein-energy malnutrition results in intrauterine growth retar-
tures to the developing frontal cortex (12). These structures and
dation and is usually due to maternal hypertension or severe
processes are worth considering because they (and the functions
malnutrition during pregnancy (21). Postnatal malnutrition is
they serve) are the ones that will be vulnerable to nutritional insults
common in sick preterm infants who are fluid restricted or who
in this time period.
do not tolerate high rates of nutrient delivery. Severe or pro-
longed intrauterine growth retardation results in poor prenatal
head growth associated with poorer developmental outcome (22,
NUTRIENTS AND PERINATAL BRAIN CIRCUITRY
23). In the absence of overt microcephaly, infants with intrauter-
As mentioned above, all nutrients are important for brain de- ine growth retardation nevertheless have a 15% rate of mild
velopment, but some appear to have a particularly large effect on neurodevelopmental abnormalities characterized by cognitive
developing brain circuits during the last trimester and early neo- (rather than motor) disabilities (24). Verbal and visual recogni-
natal period (Table 1). The importance of these nutrients has tion memory systems appear particularly to be vulnerable, which
been established primarily through nutrient deficit studies and is consistent with structures that are rapidly developing in this
through knowledge of their role in the specific biochemical path- time period (25, 26).
ways that underlie neuronal and glial growth and function. A
complete consideration of all nutrient effects on brain develop- Iron
ment is beyond the scope of this article, but the subject has been Iron is accreted rapidly by the fetus during the last trimester
reviewed elsewhere (1– 4). Nevertheless, certain nutrients are and is necessary for basic neuronal processes such as myelina-
commonly deficient in preterm and growth-retarded infants, and tion, neurotransmitter production, and energy metabolism (9).
their effects on the developing brain in animals and humans are The effect of iron deficiency on the developing brain has been
presented below. assessed largely in the rat model, where variations in the timing
and severity of the deficiency have helped to elucidate the bio-
Protein-energy malnutrition chemical, structural, and behavioral effects. Biochemically, fetal
Protein-energy malnutrition in fetal and early neonatal animal and neonatal iron deficiency results in reduced oxidative metab-
models reduces neuronal DNA and RNA content and alters the olism in the hippocampus and frontal cortex (27), elevated in-
fatty acid profile (7, 13). Neuropathologically, this results in tracellular neuronal glutamate concentrations (10), reduced stri-
lower neuronal number, reduced protein synthesis, and hypomy- atal dopamine concentrations (9), and altered fatty acid and
elination. Brain size is reduced through all of these mechanisms myelin profiles throughout the brain (28). Structurally, dendritic
as the result of changes in structural proteins, growth factor arbors are truncated in the hippocampus (29), and global and
concentrations, and neurotransmitter production. Ultrastructural regional brain masses are reduced while the animals are iron
changes include reductions in synapse number and dendritic deficient and after iron repletion (30). Behaviorally, rodents have
616S GEORGIEFF

long-term deficits in trace recognition memory (31), proce- not be reviewed here (3, 54, 55). Nevertheless, it is important to
dural memory (32), and spatial navigation (33) that indicate note that these fats, particularly docosahexaenoic acid (DHA),
structural and functional abnormalities in the hippocampus are potent neurobiological agents that affect neuronal membrane
and striatum. structure, synaptogenesis, and myelination. Studies in preterm hu-
Newborn human infants can have altered iron status as the mans indicate important benefits for retinal and cognitive develop-
result of severe maternal iron deficiency anemia, intrauterine ment, as indexed by improved electroretinogram activity, visual
growth retardation due to maternal hypertension, increased fetal acuity, and short-term global developmental outcome after DHA
iron demand for erythropoiesis due to maternal diabetes mellitus, supplementation of preterm infant formula (56, 57). The effects in
or lack of fetal iron accretion due to premature birth (34 –38). Far term infants are far less convincing and are substantially underpow-
fewer studies have been conducted on the neurologic conse- ered to draw any conclusions (58). DHA supplementation trials
quences of perinatal iron deficiency than on classic postnatal should be considered “formula repletion of deficit state” studies,
dietary iron deficiency. Infants with cord ferritin concentrations because the fetus normally receives adequate DHA transplacentally,
in the lowest quartile have poorer neurodevelopment at school and breastfed neonates receive DHA in human milk.
age (39). Iron-deficient infants of diabetic mothers have im-
paired auditory recognition memory processing at birth (40), Other nutrients
whereas iron-deficient premature infants have a higher rate of Additional nutrients that affect brain and behavior develop-
abnormal neurologic reflexes at 36 wk postconception (41). ment include iodine and selenium, which mediate their effects
through thyroid hormone metabolism (59, 60); folate and cho-
Zinc line, which mediate their effects through one-carbon metabo-

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lism, DNA methylation, and neurotransmitter synthesis (61– 63);
Fetal and neonatal zinc biology has been assessed in rodent
and vitamins A and B-6. A review of their effects can be found in
and primate models. Zinc is a cofactor in enzymes that mediate
reference 1.
protein and nucleic acid biochemistry (42). Fetal zinc deficiency
results in decreased brain DNA, RNA, and protein content (43).
Importantly, insulin-like growth factor I and growth hormone
receptor gene expression are regulated by zinc (44). Neuronally, CIRCUIT-SPECIFIC ASSESSMENT OF NUTRIENT
presynaptic boutons are dependent on adequate zinc for delivery EFFECTS ON THE DEVELOPING BRAIN
of neurotransmitters to the synaptic cleft (45). Structural studies Ideally, specific nutrient deficiencies would result in a recogniz-
have shown truncated dendritic arbors and reduced regional able, characteristic spectrum of neuroanatomical, neurochemical,
brain mass in the cerebellum, limbic system, and cerebral cortex and neurophysiologic dysfunction in perinatal humans. Each nutri-
(45). Zinc-deficient rats have abnormal cortical electrophysiol- ent would thus have a “signature” neurodevelopmental effect. Un-
ogy (46). The orbitofrontal cortex appears to be particularly fortunately, limitations exist that preclude the use of this concept to
vulnerable. Behaviorally, zinc-deficient rhesus monkeys have generate accurate developmental outcome predictions for preterm
poor short-term memory (47). These effects suggest that zinc is infants, based on neurologic assessment in the newborn period.
particularly important for the medial temporal lobe, frontal lobe, Preterm and term infants have limited behavioral expression of the
and cerebellar development. higher-function cortical activities that are the basis for behaviors
Fetuses of zinc-deficient mothers show decreased fetal move- later assessed as intelligence. For example, they are preverbal,
ment and heart rate variability, which is suggestive of altered which distinctly limits intellectual reasoning. Furthermore, ongoing
autonomic nervous system stability (48). Although intelligence illness can depress brain activity and behavior. Finally, later
quotient does not seem to be affected, infants born to zinc- catch-up brain growth and the capacity for repair make predictive
deficient mothers have decreased preferential looking behavior, assessments difficult.
which is indicative of altered hippocampal function. Nevertheless, neurobehavioral assessments can be per-
formed in infants at or near term that can give insight into
structure and function. Brain size can be estimated either by
Copper occipitofrontal head circumference (assuming no hydroceph-
Copper is an essential divalent cation for proteins involved in alus), computerized axial tomography (CAT), or magnetic
brain-energy metabolism, dopamine metabolism, antioxidant resonance imaging (MRI) scans. Moreover, regional brain
activity, and iron accretion in the fetal and neonatal brain (49 – volumes or track size can be measured by structural MRI and
52). Although nutritional copper deficiency does not appear to be diffusion tensor imaging (DTI) (64, 65). Objective metrics of
a common clinical problem in the human fetus and neonate, the brain electrical function can be obtained by electroencepha-
neurodevelopmental effects in the developing rodent are strik- logram (EEG), auditory brainstem evoked response (ABR), or
ing, both while the animals are copper deficient as pups and after event-related potentials (ERPs) (66). The advantage of ERPs
copper repletion. In particular, the developing cerebellum ap- is that activity in response to cognitive stimuli and events,
pears to be particularly at risk in models of gestational copper such as auditory recognition memory, can be assessed (66,
deficiency with long-term effects on motor function, balance, 67). Functioning of the hypothalamic-pituitary-adrenal axis
and coordination (53). and the autonomic nervous system in response to stressors can
also be measured at this age (68). Finally, limited information
can be obtained from neurologic examination of the infant,
Long-chain polyunsaturated fatty acids including assessment of neurologic reflexes (41).
Extensive reviews of the effects of long-chain polyunsaturated Although these measurements are not specifically designed to
fatty acids on the developing brain have been published and will assess nutritional effects in the perinatal period, they can be used
NUTRITION AND THE DEVELOPING BRAIN 617S
TABLE 2 nutrient. The repertoire of assessments expands rapidly after the
The repertoire of neurodevelopmental assessments that can be used in neonatal period, particularly at 4 mo of age, when infant behavior
infants between 36 and 44 wk after conception and the relation to specific
becomes more cortically dominant. By 4 – 6 mo of age adjusted
nutritional deficits1
for prematurity, the recognition memory system can be assessed
Assessment Brain region or process Risk nutrients behaviorally by the preferential looking task (69), and both the
OFC Whole brain Protein-energy explicit and implicit memory systems can be assessed electro-
Neurologic reflexes Whole brain, nervous system Protein-energy physiologically by using ERPs (70). Speed of processing,
Myelination Iron which indexes myelination and synaptic efficacy, can be es-
Neurologic examination Whole brain, nervous system Protein-energy timated from ABR and ERPs. Affect and distractiblility,
Copper
which at this age index striatal integrity and monoamine neu-
EEG maturity Cortex Protein-energy
(LC-PUFAs) rotransmitter function, can be assessed through direct obser-
Stimulated heart rate, Autonomic nervous system Zinc (Protein- vation and scoring (71). By the end of the first postnatal year,
blood pressure, energy) more complex reasoning skills can be inferred from the sub-
salivary cortisol scales of the Bayley Scales of Infant Development (BSID) and
responses from specific testing of memory encoding, storage, and re-
HPA axis
trieval using elicited imitation (72, 73). The recent develop-
ABR, ERG Myelination Iron
Synaptic efficacy LC-PUFAs ment of these region- and process-specific assessments for
Auditory ERP Hippocampal function Iron (Zinc) at-risk newborns and young infants are welcome additions to
(Choline) the repertoire that has depended on global assessments in the

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(Protein- past. The BSID administered at 12 mo corrected age remains
energy) the most commonly used general assessment in many nutrient
MRI (structural) Global and regional volume Protein-energy
and structure (Iron) (Zinc)
outcome studies because it is widely available, requires little
(Copper) special equipment, and is easily performed in multicenter
MR-DTI Myelin and tract integrity Protein-energy trials. Nevertheless, significant specific neurobehavioral
(Iron) morbidities can be embedded with a normal Bayley-derived
(Copper) Developmental Quotient, which can mask potentially impor-
MR-proton Neurochemistry (Iron)
tant neurologic processing deficits.
spectroscopy
More detailed and region-specific interrogation of the in-
1
Nutrients with unproven but likely effects based on animal models are fant’s neurobehavioral repertoire can be conducted as post-
marked in parentheses. EEG; electroencephalogram; LC-PUFAs, long-chain natal age increases. The frontal lobes become more testable
polyunsaturated fatty acids; HPA, hypothalamic-pituitary-adrenal; ABR, audi-
by 5 y of age with use of the Cambridge Neuropsychological
tory brainstem evoked response; ERG, electroretinogram; ERP, event-related
potential; MRI, magnetic resonance imaging; DTI, diffusion tensor imaging; Test automated battery (CANTAB), which assesses behaviors
OFC, occipitofrontal head circumference. such as strategy switching, executive function, planning,
and working memory (74). The integrity of these behaviors
may ultimately determine success in school performance (75).
in such a manner (Table 2). It is important to note that many of By 6 y of age, children can be imaged by MRI scanning
the nutrient deficits will affect similar regions and processes, without sedation. Functional MRI becomes a useful tool
making it difficult to obtain a signature effect of any single for assessing attention, structure-function relations on

TABLE 3
Neurobehavioral and neuroimaging assessments that can be performed to evaluate the effects of neonatal nutrients on general brain development during
the first 6 y of postnatal life1
Risk nutrients for Age of
Neurologic domain domain Behavioral reliability Neuroimaging technique Age of reliability

Global function Protein-energy, iron, Bayley Scales 12–36 mo OFC Any age
zinc, LC-PUFAs
WPPSI 쏜4 y MR regional volumetrics Newborn and 쏜6 y
Myelination Iron Speed of 4 mo ABR, VEP Any age
processing
LC-PUFAs ERP After term
DTI Newborn and 쏜6 y
Motor function Protein-energy Bayley Scales 12–36 mo Regional MR Newborn and 쏜6 y
(PDI)
Iron Activity Any age Actigraph Any age
Copper Coordination Any age
1
LC-PUFAs, long-chain polyunsaturated fatty acids; WPPSI, Wechsler Preschool and Primary Scale of Intelligence; MR, magnetic resonance; ABR,
auditory brainstem evoked response; VEP, visual evoked potential; ERP, event-related potential; DTI, diffusion tensor imaging; OFC, occipitofrontal head
circumference.
618S GEORGIEFF

TABLE 4
Neurobehavioral and neuroimaging assessments that can be performed to evaluate the effects of neonatal nutrients on cognitive development during the
first 6 y of postnatal life1

Risk nutrients Behavioral Age of


Cognitive domain for domain assessment reliability Neuroimaging technique Age of reliability

Explicit-recognition Protein-energy, VPC 쏜4 mo ERP (auditory) Newborn


memory iron, zinc
DNMS 쏜6 mo ERP (visual) 쏜4 mo
Elicited imitation 쏜12 mo MR volume Newborn and 쏜6 y
(hippocampus)
Working memory Protein-energy Elicited imitation 쏜12 mo MR volume (prefrontal Newborn and 쏜6 y
cortex)
Iron CANTAB 쏜4 y
fMRI 쏜6 y
Implicit-procedural Iron Priming 쏜4 mo MR volume (striatum) Newborn and 쏜6 y
memory
fMRI Newborn and 쏜6 y
1
VPC, Visual Paired Comparison (test); ERP, event-related potential; DNMS, Delay Non-Match to Sample (test); MR, magnetic resonance; CANTAB,
Cambridge Neuropsychological Test Automated Battery; fMRI, functional magnetic resonance imaging.

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working memory, and implicit memory tasks (76). The be- It is important to recognize that nutritional effects on the devel-
havioral and neuroimaging assessments for general, cogni- oping brain include not only the provision of specific substrates,
tive, and affective neurobehavioral domains and the corre- but also the synthesis and activation of growth factors.
sponding ages of utilization in this population between the Although it would be attractive for each nutrient deficit to have
neonatal period and 6 y of age are summarized in Tables 3, 4 a signature effect on the brain that could be assessed behaviorally
and 5. or through neuroimaging, this is unlikely to occur with the cur-
Unfortunately, the longer the time period between the nutri- rently available neuroimaging and behavioral techniques, in part
tional deficiency and the subsequent neurobehavioral assess-
because common nutrient deficiencies in the neonate occur to-
ment, the greater the risk that intervening confounding variables
gether and affect the same developing brain region. For example,
such as postdischarge nutrition, illness, and home environment
will influence the outcome measure (77). Thus, there is a high protein-energy, iron, and zinc malnutrition all affect the devel-
premium on further development of neurobehavioral assess- oping hippocampus. Ultimately, the attribution of short- and
ments in close temporal proximity to the time of nutritional insult long-term neurodevelopmental dysfunction to perinatal nutri-
in the neonatal period. Potential new methods that may be useful tional status will need to follow specific rules of developmental
include near infrared spectroscopy (NIRS) and magnetoen- neuroscience. The nutrient deficit must be present during the
cephalography (MEG) (78, 79). developmental window when the brain requires that nutrient for
growth and function. Furthermore, the abnormal behavioral
SUMMARY function should be subserved by a brain region or process that is
Fetal and neonatal malnutrition can have global or circuit- affected by the nutrient. Usually, a multitier approach from hu-
specific effects on the developing brain. These effects are based man epidemiology to animal and cellular models will be neces-
on the timing and magnitude of the nutrient deficit and on the sary to provide reasonable scientific evidence of a cause-and-
brain’s need for the particular nutrient at the time of the deficit. effect association.

TABLE 5
Neurobehavioral and neuroimaging assessments that can be performed to evaluate the effects of neonatal nutrients on affective development during the
first 6 y of postnatal life1

Risk nutrients Age of


Affective domain for domain Behavioral assessment reliability Neuroimaging technique Age of reliability

Attention Iron, zinc Bayley Scales rating 쏜12 mo MR volume (prefrontal cortex) Newborn and 쏜6 y
CANTAB 쏜4 y
Flanker task 쏜5 y fMRI 쏜6 y
Reactivity (HPA/ Iron, zinc Response to: 쏜Newborn
ANS)
Restraint Salivary cortisol Any age
Separation HR response Any age
Immunization Vagal tone Any age
Social interaction Iron, zinc Spontaneous movement Any age fMRI 쏜6 y
Bayley Scales rating 쏜12 mo
1
MR, magnetic resonance; CANTAB, Cambridge Neuropsychological Test Automated Battery; fMRI, functional magnetic resonance imaging; HPA/
ANS, hypothalamic pituitary adrenal/autonomic nervous system; HR, heart rate.
NUTRITION AND THE DEVELOPING BRAIN 619S
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