Introduction
Thyroid hormone is essential for the maturation of many
tissues, including the brain, skeleton, lungs, heart, and intes-
Abbreviations tine, as well as for the development of nonshivering thermo-
Ab: antibody genesis in the neonatal period. Thyroid hormone-dependent
D1: type 1 iodothyronine deiodinase tissue maturation occurs in a highly regulated, temporal
D2: type 2 iodothyronine deiodinase sequence in which the ontogeny of the hypothalamic-
D3: type 3 iodothyronine deiodinase pituitary-thyroid axis is tightly linked to the tissue-specific
MMI: methimazole expression of the thyroid hormone receptor and the local
PTU: propylthiouracil maturation of the deiodinase system that generates T3 from
rT3: reverse triiodothyronine T4. As noted in detail in previous articles in NeoReviews,
SGA: small for gestational age during fetal life, circulating concentrations of T4 and the
T3: triiodothyronine active metabolite T3 are low, and the inactive metabolites
T4: thyroxine reverse T3 (rT3) and T3 sulfate are high. This pattern is a
TBG: thyroxine-binding globulin consequence of both immaturity of the hypothalamic-
TSH: thyroid-stimulating hormone pituitary-thyroid axis and coordinated adjustments in the
deiodinase system that result in high concentrations of the
*Division of Endocrinology, Department of Medicine, Children’s Hospital Boston; Department of Pediatrics, Harvard Medical
School, Boston, Mass.
Small-for-gestational-age
(SGA) Infants
SGA infants have significantly
higher TSH and lower total and
free T4 values than do infants of
normal weight. This can be related
Figure 2. Postnatal changes in thyroxine (T4), free T4 (FT4), thyroid-binding globulin to the severity of the malnutrition
(TBG), triiodothyronine (T3), reverse T3 (rT3), and thyroid-stimulating hormone (TSH) in these infants as well as to fetal
according to gestational age. Note the increase in T4, FT4, and TBG in the term infant in
hypoxemia and acidemia. Impaired
the first postnatal week. T3 also rises strikingly, while rT3 and TSH decline. The increase
in T4 and free T4 is blunted in infants <31 weeks’ gestation and is not seen at all in very
placental perfusion and chronic
preterm infants in whom thyroid hormone concentrations actually may decline. Graphs starvation also may play roles. This
based on data in Williams et al, 2004. pattern of reduced T4 and elevated
TSH differs from the response to
starvation in older individuals and
consequence of abnormal protein binding or the de- healthy adults in whom TSH is reduced. The explanation
creased TBG in these babies, who have immature liver for the relatively higher TSH in SGA infants is not
function. In contrast to the low circulating T4 concen- known.
tration, serum concentrations of thyroglobulin, the stor-
age form of T4, are higher in the preterm than in the Factors Affecting Postnatal Thyroid Function
term infant, particularly in those who are sick. In view of (Table)
the attenuated postnatal TSH rise in the latter babies, it is Maternal T4
likely that impaired clearance or degradation of this Under normal circumstances, passage of maternal T4
glycoprotein from the circulation rather than increased to the fetus is limited because of the high D3 concentra-
secretion plays an important role. tions in the maternal uterus and placenta that inactivate
The causes of the decrease in T4 observed postnatally most maternal T4. The generated rT3 contributes to
in preterm infants are complex. In addition to the clear- the high rT3 concentration observed in the fetal circula-
ance of maternal T4 from the neonatal circulation, pre- tion, and the iodide can be reused for fetal thyroid
term babies have decreased thyroidal iodide stores hormone synthesis. Maternal T4 disappears rapidly from
(a problem of particular significance in borderline iodine- the newborn circulation, with a half-life of approximately
deficient areas of the world), they are frequently sicker 3 to 4 days.
than their more mature counterparts, they are less able to When the fetus has hypothyroidism, significant ma-
regulate iodide balance, and they may be treated with ternal T4 transfer occurs both because of the increased
drugs that affect neonatal thyroid function. In addition, maternal-fetal gradient and downregulation of placental
because the capacity of the immature thyroid to adapt to D3. Even when the fetus is completely unable to synthe-
exogenous iodide is reduced, there is an increase in size any T4, the cord serum concentration of T4 is of the
Iodine
Factors Affecting
Table. Iodine is an essential element for thyroid hormone synthe-
sis, comprising 65% of T4 and 59% of T3 by weight. Both
Neonatal Thyroid Function iodine deficiency and excess can have adverse effects on
Maternal Thyroxine neonatal thyroid function, particularly in preterm infants.
Worldwide, iodine deficiency continues to be an im-
Elements portant cause of congenital hypothyroidism and is the
● Iodine (eg, topical antiseptic solutions, contrast most common treatable cause of intellectual disability.
media, drugs) Preterm infants are unusually susceptible to the effects of
● Selenium iodine deficiency, not only because of decreased thyroi-
● Thiocyanate dal iodine stores accumulated in utero, but because of
● Perchlorate?
immaturity in the capacity for thyroid hormonogenesis,
Drugs the hypothalamic-pituitary-thyroid axis, and the ability
● Maternal antithyroid drugs (propylthiouracil, to convert T4 to the more metabolically active T3.
methimazole) Furthermore, preterm infants are in negative iodine bal-
● Dopamine ance for the first 1 or 2 weeks of postnatal life, particularly
● Steroids
● Aminophylline when they are sick.
● Caffeine The recommended daily intake of iodine is
● Diamorphine 15 mcg/kg per day for term neonates and 30 mcg/kg
● Lithium per day for preterm infants. In a recent study in Spain,
Thyroid-stimulating Hormone Receptor Antibodies the iodine intake of 67 preterm infants born before
● Stimulating 30 weeks’ gestation was recorded. Due to the small
● Blocking amounts of formula ingested, preterm neonates did not
achieve the recommended intake of 30 mcg/kg per day.
Nonthyroidal acute illness
Furthermore, infants receiving parenteral nutrition had
an intake of only 3 mcg/kg per day. By 31 to 36 weeks’
gestation, healthy infants were in positive iodine balance.
Similar studies have not been performed in North America.
order of 3 to 4 mcg/dL, ie, 25% to 50% of normal. The Fetal and neonatal iodine stores are critically depen-
maternal T4 transfer, coupled with coordinate adjust- dent on maternal iodine status in utero and on the iodine
ments in deiodinase, is critical in preserving brain T3 content of formula or human milk postnatally. Although
concentrations and probably accounts for the excellent North America is usually considered to be an iodine-
cognitive outcome, even in babies who have severe hy- sufficient area, several years ago, 6.7% of pregnant women
pothyroidism and receive adequate postnatal treatment. in the United States were found to have moderate-to-severe
These mechanisms also may provide a partial explanation iodine deficiency, as reflected by a urinary iodine concen-
for the relatively normal clinical appearance at birth of tration of 50 mcg/L (394 nmol/L) or less (normal range,
more than 90% of infants who have congenital hypo- 100 to 199 mcg/L [788 to 1,568 nmol/L]).
thyroidism. In addition to iodine deficiency, both the fetus and
In contrast, in situations in which both the mother newborn are sensitive to the thyroid-suppressive effects
and fetus exhibit hypothyroidism, maternal T4 is unable of excess iodine, whether administered to the mother
to compensate for the fetal hypothyroidism, and the cord during pregnancy or lactation or directly to the baby.
serum concentration of T4 is markedly reduced or un- This occurs, in part, because recovery from the thyroid-
detectable. Not surprisingly, the clinical features at birth inhibitory effect of iodine (the Wolff-Chaikoff effect)
of babies born after maternal-fetal hypothyroidism are does not mature before 36 weeks’ gestation, although
more severe than after fetal hypothyroidism alone, and other factors, including increased skin absorption, are
affected babies may have permanent cognitive delay, likely to play roles. Reported sources of iodine have
despite early postnatal therapy. The most common cause included drugs (eg, potassium iodide, amiodarone), io-
of maternal-fetal hypothyroidism worldwide is iodine defi- dinated contrast agents, and topical antiseptic solutions
ciency. Other models include TSH receptor-blocking (eg, povidone-iodine) used for skin cleansing. Even vag-
Ab-induced congenital hypothyroidism and maternal- inal douches used by the mother prenatally have been
fetal POU1F1 deficiency. implicated. Iodine-induced transient hypothyroidism ap-
pears to be less frequent in North America and other significant effect on the fetal thyroid economy. Both
iodine-sufficient areas than in Europe, and it is found stimulating and blocking TSH receptor Abs have been
primarily in preterm infants and in infants in whom the described.
exposure is great. Maternal exposure to iodinated con- Transplacental passage of TSH receptor-stimulating
trast material used in computed tomography scan during Abs are the cause of neonatal Graves disease (see Her-
pregnancy does not appear to affect fetal thyroid func- nandez and Lee. NeoReviews. 2008;9:e305– e309), but
tion, although limited data are available. most babies born to mothers who have Graves disease
have normal thyroid function. TSH receptor Ab potency,
Other Elements
severity and duration of the in utero hyperthyroidism,
The iodothyronine deiodinases, D1, D2, and D3, are
and maternal antithyroid medication all contribute to
selenoproteins, and selenium deficiency has been re-
neonatal thyroid status. Hyperthyroidism develops only
ported to worsen endemic hypothyroidism due to iodine
in babies born to the 1% to 2% of mothers who have the
deficiency. Thiocyanate, whether derived from cigarette
most potent stimulatory activity in serum, corresponding
smoking or ingestion of thiocyanate-containing foods
to approximately 1 in 50,000 newborns. By contrast,
such as cassava, also can worsen endemic hypothyroid-
overt or subclinical hypothyroidism due to transpla-
ism, but a role for either selenium deficiency or thio-
cental passage of maternal antithyroid drugs is threefold
cyanate excess in iodine-sufficient babies has not been
more common. Rarely, babies born to mothers who had
established. Similarly, a role for perchlorate in neonatal
hyperthyroidism during pregnancy develop transient
hypothyroidism remains controversial at present.
hypothalamic-pituitary suppression. Such hypothyrox-
Antithyroid Medication inemia is usually self-limited, but in some cases it may last
Maternal administration of antithyroid medication (ei- for years and require replacement therapy. In general, the
ther propylthiouracil [PTU] or methimazole [MMI]) for titer of TSH receptor-stimulating Abs in this population
the treatment of Graves disease is an important cause of of infants is lower than in those who develop transient
transient congenital hypothyroidism. Antithyroid drugs neonatal hyperthyroidism.
inhibit thyroid hormonogenesis by interfering with the Unlike TSH receptor-stimulating Abs that mimic the
action of the key thyroid enzyme, thyroid peroxidase. action of TSH, TSH receptor-blocking Abs inhibit both
Even maternal PTU doses of 200 mg or less have been the binding and action of TSH. Because TSH-induced
associated with an effect on neonatal thyroid function, growth is blocked, affected babies do not have a goiter.
illustrating the increased fetal sensitivity to these drugs. Similarly, inhibition of TSH-induced radioactive iodine
Babies who have PTU- or MMI-induced hypothyroid- uptake may result in a misdiagnosis of thyroid agenesis.
ism characteristically develop enlarged thyroid glands, TSH receptor-blocking Ab-induced congenital hypothy-
which may cause respiratory embarrassment in severe roidism is much less common than neonatal Graves
cases. Both the hypothyroidism and goiter resolve spon- disease (approximately 1 in 180,000). Babies who have
taneously with clearance of the drug from the baby’s TSH receptor-blocking Ab-induced hypothyroidism are
circulation. difficult to distinguish at birth from those who have
thyroid dysgenesis, the most common cause of perma-
Other Medications
nent congenital hypothyroidism, but they differ from the
Both steroids and dopamine, commonly used in the
latter in a number of important ways. They do not
treatment of sick preterm infants, inhibit TSH secretion
require lifelong therapy, and there is a high recurrence
and are relatively common causes of the depressed T4
rate in subsequent offspring due to the tendency of the
concentration observed in many sick preterm infants.
Abs to persist for many years in the maternal circulation.
Alternative therapies, therefore, should be sought wher-
Unlike babies who have thyroid dysgenesis, in whom a
ever possible, although these may not be as effective.
normal cognitive outcome is found if postnatal therapy is
Aminophylline, caffeine, and diamorphine also have been
early and adequate, babies who have maternal-blocking
implicated in the hypothyroxinemia of prematurity. Ma-
Ab-induced hypothyroidism may have a permanent def-
ternal administration of lithium has been reported to
icit in intellectual development if fetomaternal hypothy-
cause goitrous congenital hypothyroidism.
roidism was present in utero. TSH receptor-blocking
Maternal Thyrotropin Receptor Antibodies Abs most often are found in mothers who have been
Maternal TSH receptor Abs are immunoglobulins of the treated previously for Graves disease or who have the
G class and readily cross the placenta by active transfer. nongoitrous form of chronic lymphocytic thyroiditis
When present in a sufficiently high titer, they can have a (“primary myxedema”). Occasionally, such mothers are
not aware that they have hypothyroidism, and the diag- Boyages SC. Clinical review 49: iodine deficiency disorders. J Clin
nosis is made only after congenital hypothyroidism has Endocrinol Metab. 1993;77:587–591
Brown RS. Autoimmune thyroid disease in pregnant women and
been recognized in their infants. Usually, the hypo-
their offspring. Endocr Pract. 1996;2:53– 61
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adolescence. In: Thyroid Disease Manager. 2009. Accessed Au-
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congenital hypothyroidism due to maternal thyrotropin
abnormalities commonly observed in preterm infants. In
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one multicenter collaborative study, infants who had crinol Metab. 1996;81:1147–1151
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Klein RZ, Carlton EL, Faix JD, et al. Thyroid function in very low
cians caring for newborns should be able to distinguish
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normal from abnormal thyroid function and to identify Matsuura N, Konishi J. Transient hypothyroidism in infants born to
the most common causes of these abnormalities. Adult mothers with chronic thyroiditis—a nationwide study of twenty-
normal ranges provided by many general hospital labo- three cases. The Transient Hypothyroidism Study Group.
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• Know the relationship between fetal Van Wassenaer AG, Kok JH. Thyroid function and thyroid hor-
and maternal thyroid physiology. mone requirements of very preterm infants. NeoReviews. 2000;
• Know the embryology and normal 1:e116 – e120
physiological function of the thyroid Vulsma T, Gons MH, de Vijlder JJ. Maternal-fetal transfer of
gland. thyroxine in congenital hypothyroidism due to a total organifi-
• Know the proper use of laboratory tests (including screening cation defect or thyroid agenesis. N Engl J Med. 1989;321:
tests) in the diagnosis of thyroid dysfunction. 13–16
Williams FL, Ogston SA, van Toor H, et al. Serum thyroid hor-
mones in preterm infants: associations with postnatal illnesses
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NeoReviews Quiz
9. A surge in the serum concentration of thyroid-stimulating hormone (TSH) occurs within 30 minutes of
birth in term neonates. This surge is believed to be a consequence of cold exposure in the ambient
atmosphere. The serum concentration of TSH falls thereafter to normal values by 7 days of age. The serum
concentration of TSH remains elevated in cases of primary hypothyroidism. Of the following, the serum
TSH concentration at 7 days of age most suggestive of permanent congenital hypothyroidism is greater
than:
A. 5 mcU/mL.
B. 10 mcU/mL.
C. 20 mcU/mL.
D. 30 mcU/mL.
E. 40 mcU/mL.
10. Thyroid function in the preterm neonate, in contrast to the term neonate, reflects immaturity of the
hypothalamic-pituitary-thyroid axis. Of the following, the thyroid enzyme/hormone most likely to show a
higher serum concentration in the preterm neonate than in the term neonate is:
A. Tetraiodothyronine.
B. Thyroglobulin.
C. Thyroid peroxidase.
D. Thyroxine-binding globulin.
E. Triiodothyronine.
11. Maternal administration of antithyroid drugs (propylthiouracil or methimazole) for the treatment of
Graves disease is an important cause of transient hypothyroidism in the neonate. Of the following, the key
thyroid enzyme/hormone in the neonate inhibited by maternal antithyroid drugs is:
A. Thyroid-coupling enzyme.
B. Thyroid peroxidase.
C. Thyroid-stimulating hormone.
D. Thyroxine-binding globulin.
E. Type 3 iodothyronine deiodinase.
12. Critical illness in preterm infants is a frequent contributor to thyroid dysfunction, referred to as euthyroid
sick syndrome. Of the following, the thyroid dysfunction characteristic of euthyroid sick syndrome is most
likely the result of inhibition of:
A. Thyroid-coupling enzyme.
B. Thyroid peroxidase.
C. Thyroid-stimulating hormone.
D. Thyroxine-binding globulin.
E. Type 3 iodothyronine deiodinase.
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