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Original Article
a
Division of Neonatology, Department of Pediatrics, Chang Gung Medical Center, School of Medicine,
Chang Gung University, Taoyuan, 33305, Taiwan
b
Department of Respiratory Care, Chang Gung Medical Center, Taoyuan, 33305, Taiwan
Received Jul 13, 2016; received in revised form Jan 16, 2017; accepted Feb 24, 2017
Available online - - -
Key Words Background: There is a lack of evidence to guide step-wise weaning of positive pressure respira-
weaning; tory support for premature infants. This study sought to compare the efficacy of three weaning
nasal continuous protocols we designed to facilitate weaning of very low birth weight (VLBW, less than 1500 g) pre-
positive airway term infants from nasal continuous positive airway pressure (NCPAP) support.
pressure; Methods: This was a prospective, randomized, controlled trial of VLBW preterm infants who
very low birth weight; received positive pressure ventilatory support in our neonatal intensive care unit (NICU) from
nasal air flow April 2008 through March 2009. When these infants were weaned to CPAP as their last step of res-
piratory support, they would be randomly assigned to one of the following three groups as their
further weaning methods (M): (M1) CPAP group, (M2) O2 flow group, and (M3) air flow group. The
time period they needed to wean off any kind of respiratory support, as well as the likelihood of
developing relevant prematurity related morbidities, were compared among patients using
different weaning modalities.
Results: 181 patients were enrolled in the study. Their gestational age (GA) and birth weight (BW)
were 29.1 2.5, 28.7 2.4, 28.7 2.4 (mean SD) weeks and 1142 232, 1099 234,
1083 219 g, in M1, M2 and M3, respectively. The time (period) needed to wean off support
was 16.0 10.0 days (M1), 11.6 6.4 days (M2), and 15.0 8.9 days (M3), respectively
(p Z .033). Incidence of retinopathy of prematurity (ROP) and bronchopulmonary dysplasia
(BPD) were both significantly higher in the O2 flow group (p Z .048).
Conclusions: Although using low oxygen flow significantly shortens CPAP weaning time, it may in-
crease risks of BPD and ROP, both known to be related to oxygen toxicity. Unless the infant has BPD
* Corresponding author. Division of Neonatology, Department of Pediatrics, No. 5, Fu-Shing Street, Kwei-Shan, Taoyuan, 33305, Taiwan.
Fax: þ886 3 328 8957.
E-mail address: reyinl@cgmh.org.tw (R. Lien).
http://dx.doi.org/10.1016/j.pedneo.2017.02.005
1875-9572/Copyright ª 2017, Taiwan Pediatric Association. Published by Elsevier Taiwan LLC. This is an open access article under the
CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
Please cite this article in press as: Yang C-Y, et al., A randomized pilot study comparing the role of PEEP, O2 flow, and high-flow air for
weaning of ventilatory support in very low birth weight infants, Pediatrics and Neonatology (2017), http://dx.doi.org/10.1016/
j.pedneo.2017.02.005
+ MODEL
2 C.-Y. Yang et al
and is O2-dependent, clinicians should consider using air flow or just splinting with no support at
all when weaning NCPAP.
Copyright ª 2017, Taiwan Pediatric Association. Published by Elsevier Taiwan LLC. This is an open
access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/
4.0/).
Please cite this article in press as: Yang C-Y, et al., A randomized pilot study comparing the role of PEEP, O2 flow, and high-flow air for
weaning of ventilatory support in very low birth weight infants, Pediatrics and Neonatology (2017), http://dx.doi.org/10.1016/
j.pedneo.2017.02.005
+ MODEL
Ventilator weaning in very low birth weight infants 3
without CPAP support, he/she would be restarted Patients who had none of these features at the end of
“ON” CPAP at the previous level for at least 48 h. the trial were considered to be successfully weaned. If a
Also, the infant would not undergo another weaning patient had signs of poor tolerance at any time during the
trial until the stability criteria were again satisfied. trial, the NCPAP ventilation would be reinstituted for
(B) Method 2 (M2): The infant would be taken “OFF” another five days before the next trial. If the infant met the
CPAP and placed on O2 flow at 0.2 L/min by NC for an criteria of weaning failure for several times and was later
increasing period of time according to the weaning diagnosed with moderate-to-severe bronchopulmonary
protocol. Once the baby was able to tolerate 12 h dysplasia (BPD), the NCPAP ventilation would be reinsti-
“OFF” CPAP with an O2 flow of 0.2 L/min, an attempt tuted and these patients were taken off the study.
was made to stop the CPAP during the next off period. The following factors were analyzed and compared
If the infant met the “failure criteria,” the baby among the three groups of patients: demographic data at
would be restarted “ON” CPAP for 6 h or until the birth; length of weaning duration; body weight and post-
“stability criteria” were met. conceptional age (PCA) of successful weaning; causes of
(C) Method 3 (M3): The CPAP was weaned “OFF” in a failure; risks of relevant morbidities of prematurity [reti-
similar way to “M2” but the premature infants in this nopathy of prematurity (ROP) and BPD]; and the duration of
group were given air flow at 1.5 L/min by NC when hospital stay.
CPAP was taken off.
2.3. Statistical analysis
Duration of time off the ventilator would be increased
daily in the same manner for all three groups. The weaning
Statistical analysis was performed using SPSS 17 for Win-
process would be considered successful if the patient
dows. Data were expressed as either mean standard error
remained stable off CPAP for five days.
of the mean or standard deviation where appropriate.
The trial would be suspended if a patient had at least
Analysis of variance (ANOVA) was used for repeated mea-
two of the following signs of distress:
sures. The post-hoc analysis used Fisher’s least significant
difference test. Continuous variables were analyzed by
(1) Visible increase in the work of breathing (intercostal Student’s t-test and by the one-way ANOVA-test for non-
recession and accessory muscles contributing for parametric data. A p value of <0.05 was considered sta-
respiration) with a respiratory rate of >75/min; tistically significant.
(2) An increase in apnea and/or bradycardia events and/
or >2 desaturation episodes in 1 h for the previous 6-
hr period. 3. Results
(3) An increase in the FiO2 of more than 25% to maintain
an oxygen saturation of >86%. 3.1. Study population and clinical outcomes
(4) An arterial blood gas with pH of <7.2
(5) A PaO2/transcutaneous PaO2 ratio of >65 mmHg
Of the 189 study patients, 8 patients with signs of poor
(6) A major apnea or bradycardia episode requiring
tolerance during the weaning procedure who were even-
resuscitation.
tually diagnosed with severe BPD were excluded from the
Please cite this article in press as: Yang C-Y, et al., A randomized pilot study comparing the role of PEEP, O2 flow, and high-flow air for
weaning of ventilatory support in very low birth weight infants, Pediatrics and Neonatology (2017), http://dx.doi.org/10.1016/
j.pedneo.2017.02.005
+ MODEL
4 C.-Y. Yang et al
M1 study group. One hundred and eighty-one VLBW infants could be achieved alternatively by using air flow NC, or by
were randomly assigned to one of the 3 groups: M1 taking off CPAP and giving no support (splitting CPAP with
(n Z 55), M2 (n Z 63), and the M3 (n Z 63) (Fig. 1). De- no support) gradually. We also found that although weaning
mographic data are shown in Table 1 and they were similar by O2 flow could achieve weaning faster than using air flow
among the groups. The birth weight and GA were or by splitting CPAP, infants using O2 flow to wean had a
1142 232 gms., 1099 234 gms., 1083 219 gms., higher risk of development of BPD and ROP. In our study,
(mean SD); and 29.1 2.5 weeks, 28.7 2.4 weeks, weaning with O2 flow shortened the weaning duration, but
28.7 2 0.4 weeks for M1, M2, and M3 study groups, the length of hospital stay did not decrease.
respectively. There were no significant differences in cor- NCPAP is used as respiratory support after extubation
rected GA or body weight among the groups at the time and in the management of apnea of prematurity. It has been
of randomization or commencement of weaning either shown to increase the functional residual capacity, improve
(Table 1). oxygenation, and decrease the rate of BPD.2 Despite the
many documented benefits of NCPAP, it is a form of respi-
ratory support that has its complications including trau-
3.2. Outcome analysis
matic injuries to the nose, pulmonary air leak syndromes
and gaseous distension of the stomach. Therefore, reducing
The effectiveness of weaning is summarized in Table 2. The the duration of NCPAP application could decrease associ-
CPAP weaning success rate on the first trial was 53%, 56%, ated complications. However, premature discontinuation of
and 43% (p Z .044) in M1, M2 and M3 groups, respectively; NCPAP has potential hazards including increased apnea,
the oxygen days in groups M1, M2, and M3 were 47 28 days oxygen demand and the need to restart NCPAP, and occa-
(mean), 53 39 days, and 55 28 days, respectively. The sionally mechanical ventilation. Oxygen delivery through
mean body weight and PMA at successful weaning in the NC for neonates is preferred by caregivers because of the
three groups were 1924 454 g and 35.4 2.0 weeks, ease of administration and the ability to feed and care for
1821 415 g and 34.9 1.9 weeks; and 1973 576 g and the infant, while continuing oxygen administration. Infants
35.5 2.2 weeks in M1, M2 and M3, respectively (Table 3). with NC also have increased mobility compared with those
The time (duration) needed to wean off pressure support who are weaned with intermittent CPAP off, which may
from commencement of weaning trial was 16.0 10.5 days allow increased interactions with the parents, caregivers,
(mean SD), 11.6 4.2 days, and 15.0 8.1 days and environment and may be developmentally beneficial.17
(p Z .033). Serum theophylline levels were measured at These benefits are balanced by some drawbacks, including
the time infants failed and succeeded weaning, and there the instability of oxygen administration in transition be-
were no differences among the 3 groups. tween oral and nasal breathing, the drying of the nasal
Table 4 lists the risks of relevant morbidities using the 3 mucosa, and the lack of precise knowledge about the
weaning techniques. Significantly, the group of infants who delivered oxygen concentration. The last factor may
received O2 flow as weaning measure had higher occurrence contribute to the highly variable weaning practices among
of ROP and BPD than those infants who received CPAP or institutions and physicians and to the continued prescrip-
nasal air flow support. tion of oxygen through NC which delivers concentrations of
oxygen that are effectively similar to room air. Such prac-
tices may contribute to the unnecessary days of oxygen
4. Discussion
delivery, hospitalization, and costs of care.18
The use of air and/or mixture with oxygen gas flow
In this study we found that in preterm infants without se-
through NC to deliver end-expiratory pressure to reduce the
vere BPD, instead of using O2 flow, weaning of nasal CPAP
Please cite this article in press as: Yang C-Y, et al., A randomized pilot study comparing the role of PEEP, O2 flow, and high-flow air for
weaning of ventilatory support in very low birth weight infants, Pediatrics and Neonatology (2017), http://dx.doi.org/10.1016/
j.pedneo.2017.02.005
+ MODEL
Ventilator weaning in very low birth weight infants 5
Table 3 Comparison weaning results between NCPAP, low-flow O2, and high-flow air.
M1 (n Z 55) (%) M2 (n Z 63) (%) M3 (n Z 63) (%)
Success PMA (Off NCPAP) 35.4 2.0 weeks 33.4 1.1 weeks 34.8 2.0 weeks
Success PMA (Off any support) 35.4 2.0 weeks 34.9 1.9 weeks 35.5 2.2 weeks
Success BW 1924 454 g 1821 415 g 1973 576 g
Weaning duration 16.0 10.5 days 11.6 4.2 days* 15.0 8.1 days
Theophylline level e Failure 4.70 4.99 4.72
e Success 4.08 4.35 4.32
Cause of failure
-Apnea or bradycardia 31/52 (60%) 17/23 (74%) 33/57 (58%)
-SpO2 < 90% 21/52 (40%) 2/23 (8%)* 21/57 (37%)
-Resp. distress 14/52 (27%) 8/23 (35%)* 10/57 (18%)
*P < .05, significant.
PMA, post menstrual age; BW, body weight.
frequency of apnea and desaturation has not been tested Sixty-three infants in our study were randomized to
adequately, although such use has become increasingly receive NC with room air at a flow rate of 1.5 L/min.
common. As stated previously, our study design of Method 3 Twenty-seven (43%) of those infants were weaned suc-
to wean CPAP with air flow was based on the pathophysi- cessfully to room air during the first weaning procedure,
ology of apnea of prematurity to provide tactile stimulation but 57% were not. It would be difficult to delineate for
by an air flow to the nostrils, and use it as a modality for those who succeeded weaning through “high” air flow by
weaning. However, although some recent researchers tried NC, whether the weaning was facilitated by the positive
to use “high flow” by nasal cannulae for newborn infants distending pressure generated by the air flow, or by tactile
reaching flow rates as high as 6 L/min, or 4 L/min/Kg, stimulation of the nostril to decrease apnea episodes.
previous reports demonstrated that the air flow rate we It was among our aims for this study to eliminate un-
used for weaning (1.5 L/min) was high enough to generate a necessary oxygen exposure by replacing air flow or splinting
positive distending pressure for the premature infants. CPAP for low flow oxygen NC in the weaning process. It is
Locke et al.13 first described the ability of NC to generate still alarming to us that although we achieved CPAP wean-
inadvertent positive end-distending pressure. Others later ing faster by using low flow O2, we also noted the fact that
exploited this possibility as a deliberate therapeutic inter- infants using O2 flow to wean had higher risk to develop
vention. Sreenan et al.14 found that NC used at flow rates significant BPD and ROP. Both BPD and ROP are known to be
between 1.0 and 2.5 L/min for preterm infants delivered complications of premature infants that are highly likely to
CPAP as high as 8 cm H2O and performed equivalently to the be associated with oxygen toxicity. In this study, all infants
conventional CPAP delivery among the infants who were should have had FiO2 of less than 25% before they qualified
studied at a mean weight of 1260 g. for CPAP weaning. Considering our results, we want to un-
derscore that everyone caring for the preterm infants
should be aware that even a brief prolongation of such a
small amount of oxygen use may result in a significant dif-
ference in major complications.
Table 4 Risk of complications. The body weight and PMA at the time of successful
M1 (n Z 55) (%) M2 (n Z 63) (%) M3 (n Z 63) (%) weaning showed no significant difference among the three
groups. While the body weight was still less than 1500 g,
BPD 26/55 (47%) 40/63 (63%)* 27/54 (50%)
about one-third of the infants were able to come off NCPAP in
ROP 21/55 (38%) 33/63 (52%)* 24/54 (44%)
groups using M1 and M3, whereas 50% of the infants were
*p < .05, significant. successfully weaned in group M2. When the infants were
BPD, bronchopulmonary dysplasia; ROP, retinopathy of stable, we were able to discontinue the positive pressure
prematurity. support in two-thirds of the NCPAP group of patients, and only
Please cite this article in press as: Yang C-Y, et al., A randomized pilot study comparing the role of PEEP, O2 flow, and high-flow air for
weaning of ventilatory support in very low birth weight infants, Pediatrics and Neonatology (2017), http://dx.doi.org/10.1016/
j.pedneo.2017.02.005
+ MODEL
6 C.-Y. Yang et al
Please cite this article in press as: Yang C-Y, et al., A randomized pilot study comparing the role of PEEP, O2 flow, and high-flow air for
weaning of ventilatory support in very low birth weight infants, Pediatrics and Neonatology (2017), http://dx.doi.org/10.1016/
j.pedneo.2017.02.005
+ MODEL
Ventilator weaning in very low birth weight infants 7
16. Kobayashi S, Onimaru H, Inoue M, Inoue T, Sasa R. Localization 18. Walsh M, Engle W, Laptook A, Kazzi SN, Buchter S, Rasmussen M,
and properties of respiratory neurons in the rostral pons of the et al. Oxygen delivery through nasal cannulae to preterm in-
newborn rat. Neuroscience 2005;134:317e25. fants: can practice be improved? Pediatrics 2005;116:857e61.
17. Dani C, Pratesi S, Migliori C, Bertini G. High flow nasal cannula 19. Jobe AH, Bancalari E. Bronchopulmonary dysplasia. Am J
therapy as respiratory support in the preterm infant. Pediatr Respir Crit Care Med 2001;163:1723e9.
Pulmonol 2009;44:629e34.
Please cite this article in press as: Yang C-Y, et al., A randomized pilot study comparing the role of PEEP, O2 flow, and high-flow air for
weaning of ventilatory support in very low birth weight infants, Pediatrics and Neonatology (2017), http://dx.doi.org/10.1016/
j.pedneo.2017.02.005