byfocused microwave-
assisted aqueous two-phase extraction coupledwith reversed micellar extraction
abstract
1. Introduction
and Leser, 1994; Ding et al., 2015; Guo et al., 2008; Li and Cao,2014; Rosa et al., 2011;
Ruiz-Ruiz et al., 2012; Song and Tang,2004). Aqueous two-phase system (ATPS) is usually
consisted ofeither two incompatible polymers or a polymer and an inorganicsalt in water
above a certain critical concentration. Since shortchain alcohols/hydrophilic solvents and
salts came in to use, ATPEhas simultaneously achieved high extraction yield and high prod-
uct purity in extraction of small molecules from the plants due todemixing effect, low
viscosity and interfacial tension, biocompati-bility and nontoxic. Reverse micelles (RM) are
thermodynamicallystable nanometre droplets containing a certain amount of water,stabilized
in an apolar environment. The constituents could be sol-ubilised in the inner core of a RM (or
be reextracted into a freshaqueous phase using a backward transfer technique), and
isolatedfrom impurities that would be left in the original solution. In termsof the advantages
mentioned above, RME has now been recog-nized as one of the most promising techniques
for separation andpurification of effective constituents.
Recently, ATPE and RME have been applied to extraction of smallmolecules from
biological samples and natural products, holdingor carrying their biologic activities based on
their selectivity, anddemonstrated specific and excellent performance for extraction
ofalkaloids (Chen et al., 2012; Chuo et al., 2014; Dong et al., 2009; Guoet al., 2013; Li et al.,
2011; Liu et al., 2013; Mohd-Setapar et al., 2012;Persona et al., 2015; Ramezani et al., 2015;
Tan et al., 2013, 2014;Wu et al., 2015). Microwave-assisted extraction (MAE) using as oneof
field intensification techniques has been paid more and moreattention in separation of
effective active constituents from naturalproducts due to improving yield, shortening
extraction time, reduc-ing solvent, etc. (Delazar et al., 2012; Liu et al., 2012a). ATPE
canextract effectively alkaloids from Sophora flavescens Ait., removemost of impurities (Liu
et al., 2012c), and attain higher extractionyield when coupled with MAE (Ma et al., 2013;
Zhang et al., 2012;Zhu et al., 2013). Compared with a simple ATPE and other conven-tional
extraction methods, Microwave-assisted aqueous two-phaseextraction (MAATPE) integrated
extraction and purification to one-step procedure, not only intensifying extraction process but
alsopurifying alkaloids based on effects of demixing and microwaveon ATPS. To meet
requirement in pharmaceutical uses especiallycompound drug preparation, further
purification must be devel-oped even if the relative purity of alkaloids could achieve
over70% (w/w) by MAATPE (Zhang et al., 2015). Usually, solvent extrac-tion, ion-exchange
resin and macroporous resin etc can be used topurification of alkaloids, but the procedures
are complicated, longprocess time and large solvent consumption. In our previous work,RME
was found to selectively extract alkaloids from complicatedmatrix under pH 5.0 using the
reverse micelles system of sodiumdodecyl benzene sulfonate (SDBS)/isooctane/n-octanol
(Liu et al.,2012b). Alkaloids in cationic forms were enwrapped into micel-lar droplets while
most of impurities would be left in the aqueoussolution. In view of characteristics and
mechanisms of MAE, ATPEand RME, we integrated MAE with ATPE for rapid extraction of
alkaloids, and subsequently coupled with RME for further purifi-cation. Considering greater
scale of sample pretreatment, focusedmicrowave-assisted extraction (FMAE) is a more
suitable approachto produce more alkaloids than pressurized microwave-assistedextraction
(PMAE) (Delazar et al., 2012; Kaufmann and Christen,2002; Zhang et al., 2012).
FMAE, unlike PMAE limited to 0.1–1.0 gof sample and 5.0–50 mL of solvent, run at
atmospheric pressure,increased the capacity of sample and solvent more than ten times.The
reason is given for allowing FMAE to use larger container forincrease of sample throughput.
Thus, focused microwave-assistedaqueous two-phase extraction (FMAATPE) combining
ATPE withFMAE prior to RME is a better strategy for separation and purifi-cation of
alkaloids from Sophora flavescens Ait. It is would be anattractive, efficient and green
alternative to obtain a relatively highpurity of alkaloids from the herb materials to meet
acquirement of pharmaceutical manufacturing.
In this study, a novel, rapid and effective method for separa-tion and purification of
alkaloids from Sophora flavescens Ait. wasdeveloped by FMAATPE coupled with RME. On
the basis of theresults of PMAE using ATPS of ethanol/ammonium sulfate as sol-vent,
FMAATPE as alternative was established to extract alkaloidsfrom the herb materials in larger
scale of sample pretreatment.Therefore, the factors including microwave power, solvent-to-
materials ratio and the extraction time etc were investigated tooptimize FMAATPE
conditions for improvement of extraction yield.Subsequently, the extract obtained was further
purified by RMEto remove impurities for production of relatively pure alkaloids.Thus,
integrating three technologies together could exhibit theirrespective advantages in extraction
and purification of alkaloidsas compared with the combination of solvent extraction and ion-
exchange separation etc. The method proposed is potential, simpleand easy to operation and
amplification for large scale production
Oxymatrine and matrine (purities were ≥98.0%) were purchasedfrom Xi’an Xuhuang
Bio-Tech Co., Ltd. (China). N-oxysophocarpine,sophocarpine and sophoridine (purities
≥98.0%) were boughtfrom Nanjing Zelang pharmaceutical science and technology Co.,Ltd.
(China). sodium dodecyl benzene sulfonate, isooctane andn-octanol(Tianjin Fuchen chemical
regents factory). Acetonitrileand methanol of HPLC grade were purchased from Merck
Darm-stadt Ltd. (Germany). All other chemicals were analytical grade(Guangzhou Chemical
Reagent Factory, China).
2.3. The preparation of aqueous two-phase system (ATPS) andreverse micelles system
(RMS)
The ATPS of ethanol/ammonium sulfate was prepared accord-ing to the phase
diagram plotted by Liu et al. (2012c); Zhang et al.(2015). A certain amount of ammonium
sulfate was dissolved indeionized water, and then added ethanol, mixed them by a
vortexstirrer. The ATPS containing ethanol (28.0%, w/w) and ammoniumsulfate (18.0%
w/w) was obtained when the mixture showed twophase separation.
RMS was prepared according to literature (Liu et al., 2012b).Mixed a certain amount
of SDBS and isooctane-n-octanol (4:1, v/v),and dissolved for 10 min by an ultrasonator.
Added a quantity ofwater to the mixture above, heated in an oscillation bath at 25◦Cand
shook at 180 r/min for 2 h, allow to stand up for a night soas to form a reverse micelles
containing 0.05 mol/L of SDBS andW025 of water. Here W0is water content in reverse
micelles, andcharacterized by the following equation:
W0 = nH2O(mol) / nSDBS(mol) (1)
where nH2Oand nSDBSare the molar mass of water and SDBS, respec-tively.
Fig. 2. The apparatus of FMAATPE for extraction of alkaloids from Sophora flavescensAit.
Yield(mg/g) = me / m (2)
where meis the total amount of alkaloids extracted from the herbmaterial (m)
where mRMis the amount of alkaloids extracted by REM, and mTotalis the amount of
alkaloids in the residue from FMAATPE; WeandW represent the amount of total alkaloids
and the amount of driedresidue respectively.
Fig. 3. HPLC Charomatograms of alkaloids before and after RME extraction. 1-Oxymatrine;
2-N-oxysophocarpine; 3-Sophoridine; 4-Matrine; 5-Sophocarpine.
a It represents total alkaloids, including oxymatrine, N-oxysophocarphine,sophoridine,
matrine and sophocarphine.
Based on the previous work as to ATPE optimized, the composi-tion of ATPS was within
range from 22 to 26% (w/w) of ethanoland from 18 to 22% (w/w) of ammonium sulfate to
achieve higheryield. However, the enlargement of the scale of sample pretreat-ment must be
considered to impact on the effect of microwavewhen using FMAE. The factors of the
microwave power, solvent-to-materials ratio and the extraction time must be
investigatedbecause they would be outstanding and significant on the yield ofalkaloids. Thus,
orthogonal test was employed to further optimizethe extraction conditions according to a
three-variable, three-leveldesign as shown in Table 1. Each extraction was tested in
triplicate,the experimental results and variance analysis also listed in Table 2and Table 3,
respectively.
According to these analytical results, it can be found thatmicrowave power has more
significant effect on the extractionyield of alkaloids among factors. The factors could be
ranked byimportance for total alkaloids as follows: A (microwave power)
Fig. 4. The pictures before (a) and after (b) extraction of alkaloids from Sophoraflavescens
Ait. by FMAATPE.
>B (solvent-to-material ratio) >C (extraction time). As seen fromTable 2, the factors that
gave the extraction optimum level wereA2B2C2, in other words, the optimum conditions of
FMATPE weremicrowave power of 420 W, extraction time of 30 min, solvent-to-material
ratio of 40:1.
alkaloids could be realized by adjusting to the suitable acidity. Fromthe results, RME
successfully extracted alkaloids from FMMATPEresidue using SDBS/isooctane/n-octanol as
reverse micelles, andgreatly increased purity of the product as compared with otherthree
methods. It revealed that RME further could remove resid-uary impurities, achieving more
effective purification due to itshigh selectivity. Thus, it proved that FMAATPE coupled with
RMEis an effective alternative to extraction and purification of alkaloidsfrom Sophora
flavescens Ait.
RMS after back extraction was recycled as follows: added themoderate amount of
water to the collected according to W025 of water content, placed in shaking bath at 25◦C
and 180 r/min,then transferred to a separating funnel, removed aqueous phase,repeated twice.
The replicate use of RMS recycled was conductedfor extraction of alkaloids in the extract
from Sophora flavescensAit. The experimental results listed in Table 6 showed that RMSof
SDBS/isooctane/n-octanol possessed enough ability for recov-ery of alkaloids with 83.98%
and 71.19% (w/w) respectively aftertwo extractions but third extraction down to 63.10%
(w/w). Conse-quently, RMS recycled was used for purification of alkaloids againat least
twice, and keeping their relative content between 84.40%and 82.94% (w/w).
4. Conclusion
In this study, FMAATPE coupled with RME was developedfor extraction and
purification of alkaloids with an ATPS ofethanol/ammonium and a RMS of
SDBS/isooctane/n-octanol,respectively. As integrated FMAE with ATPE into one-step proce-
dure, FMAATPE exhibited great advantages such as intensificationof extraction,
improvement of demixing effect and removal ofimpurities. Under the action of microwave
field, no matter whatFMAATPE or PFMAATPE was superior to the conventional extrac-tion
methods in extraction yield, extraction time and solventconsumption etc. FMAATPE takes a
great advantage of samplehandling size, which is at least twenty times more than that
ofPMAATPE. Additionally, RME showed higher selectivity to furtherseparate alkaloids for
removal of the residual impurities in theextracted from FMAATPE. With FMAATPE
coupled with RME, thepurity of alkaloids was greatly improved from 58.30% and
88.75%(w/w). Moreover, RME used could be recycled at least twice, main-taining recoveries
relative purities of alkaloids between 83.98% and71.19% (w/w). The method proposed
demonstrated a simple, effi-cient and easy scale-up for the selective extraction and
purificationof alkaloids from Sophora flavescens Ait.