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Aust. N . Z . J . Surg. 19!

31,61,340-348 340

A HISTORY OF PHOTODYNAMIC THERAPY

AND J. s. HILL
M.D.DANIELL
Higginbotham Neuroscience Research Institute, Department of Surgery, Royal Melbourne Hospital,
Parkville, Victoria

The origins of light as a therapy in medicine and surgery are traced from antiquity to the modem day.
Phototherapy began in ancient Greece, Egypt and India but disappeared for many centuries, only being
rediscovered by Western civilization at the beginning of the twentieth century through the Dane, Niels Finsen,
and the Germans Oscar Raab and Herman von Tappeiner. The discovery of the tumour-localizing ability of
haematoporphyrin,together with its phototoxic effect on tumour cells led to the development of photodynamic
therapy, a promising tool in modem cancer treatment.

Key words: cancer, haematoporphyrin, history, laser, photodynamic therapy, phototherapy, tuber-
culosis, tumour.

Introduction photosynthetic process which forms the basis for


iife on this planet. Yet there are simultaneous
The use of light as a therapeutic tool in surgery is phototoxic reactions, the result of singlet oxygen
becoming increasingly important, with the routine
formation, that would prove rapidly lethal if they
use of lasers for photocoagulation and in the
were not quenched by the orange and yellow
photodynamic therapy of cancer. The use of light as
carotene pigments of plants. In humans, naturally
a therapy in human diseases has a very long history,
occurring porphyrins, usually in iron complexes
stretching back into antiquity. There was a long
such as haemoglobin, myoglobin and cytochrome,
period in which its uses were not appreciated, how-
are also essential for life and are operative in all
ever, and only this century, through photodynamic
aerobic cells. However, disturbance of synthesis of
therapy and psoralen molecules and ultraviolet A
porphyrins responsible for the haem group leads to
radiation (PUVA) therapy of some dermatological
a class of diseases called porphyrias, each with a
conditions, has light undergone a renaissance as a
unique pattern of over-production, accumulation
useful therapeutic tool in medicine and surgery.
and excretion of intermediaries of haem biosyn-
The rediscovery and development of phototherapy
thesis. The main clinical manifestations are inter-
is also remarkable in that it was not until the second
mittent episodes of nervous system dysfunction and
half of the 20th century that the English-speaking
sensitivity of the skin to sunlight. This skin photo-
world began to appreciate its full potential. It is
sensitization is due to porphyrin accumulation and
only by translating the old German, French and
Danish texts that the discoveries of these early the consequent photodynamic action, after light acti-
pioneers can be appreciated. The origins of photo-
vation, of singlet oxygen induced tissue damage. '**
Similar phototoxic reactions have been used for
dynamic therapy have been investigated by review-
the treatment of a variety of diseases including
ing this early literature that, until now, has been
psoriasis, vitiligo and, more recently, cancer, via
largely neglected. This paper traces the develop-
photodynamic therapy. This technique exploits
ment of light as a treatment and the use of pho-
naturally occurring but usually suppressed reac-
todynamic therapy in surgery. tions. A photosensitizing dye is administered which
The interaction of light with some living cells is localizes specifically in the tumour and is subse-
vital for their survival and yet under certain circum-
quently activated by light (usually a laser). When
stances can lead to their destruction. Light is neces-
the sensitizer absorbs light of the appropriate wave-
sary for the production of carbn dioxide and oxygen
in plants via its interaction with magnesium dihy- length it is converted from a stable electronic struc-
ture (ground state) to an excited state (singlet state).
droporphyrin, better known as chlorophyll, in the
The short-lived singlet state may undergo conver-
sion to a long-lived excited state (triplet state),
Correspondence: Dr M. D. Daniell. Department of Surgery, which is the photo-active species responsible for
Royal Melbourne Hospital, Parkville. Vic. 3052, Australia. the photochemical generation of cytotoxic prod-
Accepted for publication 12 December 1990. ucts. Interaction of the triplet state with oxygen
PHOTODYNAMIC THERAPY 341

produces singlet oxygen, an electronically excited encouraging doctors to apply phototherapy at the
state of oxygen which is highly reactive in biologi- London Hospital, of which she was president. A
cal systems and leads to photo-oxidation and cell plaque at the base of a statue of Queen Alexandra
death.’ The photosensitizer dyes used are usually commemorates her contribution (Figs 1, 2). Today
porphyrins, flat molecular tablets approximately phototherapy is most widely used in the treatment
7A square with a central hole that can accommo- of infants with neonatal jaundice, a treatment
date a metal ion. developed by Cremer er al. at Rochford Hospital
in &sex more than 30 years ago (Figs 3-5).7’
History of phototherapy
The first uses of light as a therapeutic agent go back
many centuries. It was used by the Egyptians, Chi-
nese and Indians in the treatment of many diseases
including vitiligo, rickets, psoriasis, skin cancer
and even One of the earliest known
reports of the sun as a therapeutic agent was
heliotherapy, introduced by the Greeks 3000 years
ago. The Greeks preferred a form of heliotherapy
whereby total body exposure to the sun, or arena-
tion, took place as the participants lay nude in spe-
cially set aside areas. Herodotus, the renowned
physician of the 2nd century BC was the father of Ng. 1. Plaque commemorating Queen Alexandra visiting
heliotherapy . His teaching stressed the usefulness patients with lupus vulgaris beiig treated with photo-
of exposure to the sun for the restoration of health. therapy. Located on pedestalof statue of Queen Alexandra,
Sun worship was the basis of many ancient re- London Hospital, London. From New Scientist, 28
ligions in Europe, Asia and the Americas and this January 1989.
may have had as much to do with the healing prop
erties of the sun as with their importance to agricul-
ture. With the advent of Christianity both sun
worship and the use of sunlight as a healing History of photochemotherapy
modality came to be regarded as pagan practices, Photochemotherapy, or use of an exogenous sen-
although they continued in many forms. sitizer to absorb photons and then react for a
It was not until the late 18th century that the therapeutic effect, also has a long history.
beneficial effects of exposure to the sun became re- Psoralens were used in India as early as 1400BC.’
established as effective therapy for rickets. A 19th Detailed descriptions in India’s s a d book
century physician, Cauvin, stated in 1815 that Atharva-Veda (1400BC) indicate that Hindus prac-
‘Sunlight is a curative agent for scrofula, rickets, tised the ancient Ayurvedic system of medicine using
scurvy, rheumatism, paralysis, swellings and psoralens obtained from the seeds of Psoralea cory-
dropsy and muscle weakness’.6 Phototherapy was lifoliu for repigmentation of vitiligenous skin.
developed into a science and popularized by the Around the 12th century AD, the Egyptians ob-
Danish physician Niels Finsen who initiated the use tained psoralens from another plant, Anmi majus,
of carbon arc phototherapy for lupus vulgaris and which grows along the south bank of the Nile river,
won the Nobel prize in 1903 for his w o k 7 Finsen and used them in the treatment of leucoderma. It
was born in the Faroe Islands and his interest in the was many hundreds of years before Kalbrunner iso-
contrasts of light and dark in the Arctic Circle led lated the chemical bergapten or 5-methoxypsoralen
him to study the effects of light on living organ- from bergamot oil in 1834, but even he did not
isms. Finsen conducted experiments on light and think to apply his lotion in the same way as the
published a paper in 1893on treatment of smallpox earlier civilizations. It was not until 1974 that
with red light, which prevented suppuration of pus- PUVA was found to be effective in the treatment of
t u l e ~Later
. ~ he found actinic rays to be responsible psoriasis.’ PUVA involves use of psoralen dyes
for the bactericidal property of sunlight, and this activated by ultraviolet A radiation - that is. light
enabled him to develop a method of treatment of between 320 and 400nm.Subsequently, the devel-
lupus vulgaris by ultraviolet rays. The Finsen Light opment of an artificial, high intensity source of
Institute was founded in Copenhagen in April 18% UV-A radiation made PUVA practical for the treat-
and is still an active establishment. Princess Alex- ment of psoriasis and vitili o and, more recently, as
andra, wife of the future Edward VII, was respon- a part of immunotherapy.B
sible for introduction of her countryman’s discovery It was at the beginning of the 20th century that
to England. By the turn of the century she was Oscar Raab, a medical student of Professor Herman
342 DANIELL AND HILL

Fig. 2. Photodynamic therapy today. Gold vapour laser in operation at the Royal Melbourne Hospital.

von Tappeiner in Munich, first examined photosen-


sitized reactions in a scientific way and introduced
the subject to Western medicine. loVon Tappeiner's
initial interest was in identifying the process by
which quinine was effective in malaria whereas
other chemicals, in particular acridine, were more
toxic against the protozoan in vitro but were not
effective in vivo. Hence, von Tappeiner investigated
the properties of acridine (a coal tar derivative),
initially demonstrating its potency in vitro with
serial dilutions. However, Oscar Raab, who was
performing the experiment, came upon an apparent
paradox at the lowest limit of concentration. Ini-
Fig. 3. 'Le Chalet', the first Dr Rollier's Clinic (opened tially the paramecia all died 60- min
in 1903) for treatment of patients suffering from surgical
tuberculosis.
after acridine at dilutions of 1-2OOOO had been
added. In a subsequent experiment they lived for
800-1OOOmin, a markedly different result. The
only difference in protocol between the two experi-
ments was a great thunderstorm which occurred
during one, causing distinctly different light condi-
tions, and so they began to wonder if it was the
light that had caused the difference in their results.
Subsequent experiments confirmed that acridine
and light increased the toxicity whereas acridine
alone, light alone, or acridine exposed to light and
then added to paramecium were not toxic. Raab's
experiments identified the optical property of
fluorescence as that responsible for the in vifrotox-
Fig. 4. The school in the sun for delicate and predisposed icity and realized that it was not the light itself but
children. 'Les Noisetiers' at Cergnat near Leysin. some product of the fluorescence that was active.
PHOTODYNAMIC THERAPY 343

Fig. 5. Extensive lupus vulgaris. cured after I year of heliotherapy. Photographs from a collection of glass lantern slides
held in the Medical History Unit of the University of Melbourne.

Raab’s explanation for the toxic property of of tumours. Three patients with skin tumours had a
fluorescence was incomplete, partly because of the 5% solution of eosin typically applied, in some
limited understanding of the physical nature of cases supplemented by intra-tumour injection dye.
fluorescence at that time. His hypothesis was of a The tumour area was irradiated with light, either
transfer of energy from light to chemical, as is seen sunlight or an arc lamp, for several weeks, with
in plants following absorption of light by chloro- reported improvement. In 1905. the same investi-
phyll. This paper concluded with a prophecy of the gators reported on a further six patients.I5 In most
future application of fluorescent material as a of these patients eosin was used at various concen-
therapeutic agent in dermatology. ’’ trations, although the sensitizer was supplemented
Von Tappeiner took over Raab’s research and, with fluorescein in one case and sodium dichloro-
with a dermatologist named Jesionek, published anthracine disulphonate in another, and one patient
clinical data using eosin as a photosensitizer in the was treated with Grubler’s magdalene red. Again,
treatment of skin cancer, lupus of the skin and favourable results were reported in most cases. The
chondylomata of female genitalia.” In 1904 von first recorded instance of a photosensitizing drug
Tappeiner and Jodlbauer reported that the presence administered parenterally to humans was that of
of ox gen was a requirement for photosensitiza- eosin in 1900. Prime, a French neurologist, began
tion. Y In 1907 these experimentswere collated into to administer eosin orally for the treatment of
a book in which von Tappeiner coined the term epilepsy. He observed that dermatitis occurred on
‘photodynamic therapy’ to describe the phenom- areas of the body exposed to light.16
enon of oxygen-dependent photosensitization. l4
The term ‘photodynamic therapy’ was used to
distinguish these reactions from the phenomenon of History of haematoporphyrin
photosensitization of photographic plates, which The history of porphyrins and their role in medicine
was popular at the time and which was the basis for is. by contrpt. very brief. Haematoporphyrin was
modem photography. Von Tappeiner is probably first made by Scherer in I 8 4 I . ” Scherer added con-
the most important early pioneer of photodynamic centrated sulfuric acid to dried blood and washed
therapy, clearly predicting the photochemothera- the precipitate free of iron. When the iron-free resi-
peutic application of photosensitizers as early as due was treated with alcohol it took on a blood red
1900. He was also the first to attempt phototherapy colour, and he was able to show in this way that
344 DANIELL AND HILL

iron was not essential for the red colour of blood. tumours was observed by the Frenchman Policard
Three years later Mulder named this purple-red (1924) in Lyon, who noted the spontaneous fluores-
substance iron-free haematin.” The spectrum of cence in experimental tumours exposed to a Woods
this substance and its remarkable fluorescence were lamp and correctly attributed this finding to accu-
described by Thudichum in 1867 in his re rt to the mulation of porphyrin in the turnour.” The second
Medical Officer of the Privy CounciLrHoppe- major finding was by Auler and Banzer in Berlin,
Seyler (1871) was the first to describe the purple who were the first to observe photodynamic action
substance found in iron-free haematin as haemato- involving haematoporphyrin on t u m o ~ r s In. ~ 1942
~
porphyrin.” The name porphyrin comes from the they investigated the uptake of haematoporphyrin
Greek ‘porphuros’ meaning reddish purple. Prior to into tumour, proving conclusively its specific up-
this it was known as ‘cruentin’, being a product take and retention, with higher levels in the tumour
extracted by alcohol and sulfuric acid from than in the normal surrounding tissues. During their
haemoglobin. which was also known as cruorin. investigations they noted that the fluorescing
The first studies of the biological properties of tumours tended to be on the whole more necrotic
haemato rphyrin were by Hausmann (1908) in and so for the first time observed photodynamic
Vienna.‘He reported destruction of paramecia and action by haematoporphyrin on tumours. They fol-
red blood cells, and observed in detail symptoms lowed up these findings with a series of experi-
and signs of sensitized mice on exposure to light. ments using animals bearing Jensen’s sarcoma and
Hausmann (191 I ) and Pfeiffer (191 I ) reported sen- Flicks-Jobling carcinomas. They injected them
sitization in guinea-pigs and white mice with haem- with photodyn (haematoporphyrin) and subse-
atoporphyrin, describing fairly acute, subacute and quently illuminated the tumours with a strong
chronic photosensitivity chan es and some photo- quartz lamp. Sections of the tumours showed
toxicity with intense ? First proof that por- marked necrosis and cystic softening. One animal
phyrins could act as photosensitizing agents in was left with only a superficial scab after 4 irradia-
humans came when the German Friedrich Meyer- tions -the tumour had been completely necrosed.
Betz (1913) injected himself with 200 mg haemato- Experiments began on humans with tumours but
porphyrin. Within minutes after light exposure he research was interrupted by the Second World
noticed severe pain and swelling confined to the War.29 It was more than 20 years before their
light-exposed areasz4 He remained exquisitely experiments were repeated.
photosensitive for more than 2 months. This reac-
tion was studied more recently by Zalar et a / .
( 1973) in two patients similarly photosensitized
Post-war advances
with haemat~porphyrin.~’ Meyer-Betz and the Ger- The findings of Auler and Banzer did, however,
man chemist Fischer made several observations on stimulate much work on accumulation and retention
the effect of porphyrin structure on photodynamic of porphyrins. Figge (1948) showed selective reten-
activity. In 1912 they found that haematoporphyrin tion in vivo and recognized the importance of
sensitized mice but that mesoporphyrin did not, and
Fischer (1925) found uroporphyrin almost as photo- x
haematoporph rin as a potential tool for the diagno-
sis of cancer: Rasmussen-Tiurdal. Ward and Figge
toxic as haematoporphyrin.26 Hans Fischer was (1955) studied haematoporphyrin and confirmed its
inspired by and commenced a study of one of Gun- tumour-localizing ability in a variety of tumours.”
ther’s original patients, a man named Petry, who However, consistent uptake without large doses was
had been diagnosed as suffering from congenital not possible and the associated risks of phototoxicity
haematoporphyria. Between 1915 and 1945 he made haematoporphyrin unsuitable as a diagnostic
made monumental contributions to porphyrin aid in humans. Schwartz ct a/. (1955) investigated
chemistry, showing that the naturally occurring the nature of haematoporphyrin and found it to be a
porphyrins of excreta - uroporphyrin and copro- crude, variable mixture of numerous porphyrins,
porphyrin - were of a different structure than many of which had different properties. With par-
haematoporphyrin. He was also the first to suggest tial purification, the pure haematoporphyrin was the
abandoning the prefix ‘haemato’. except where poorest localizer and it was the usually discarded resi-
specifically required. With the exception of Fis- due that showed the greatest affinity for turnours.32
cher’s laboratory, most work in porphyrins was Schwartz focused his attention on tests of the non-
halted by the First World War. A student of Fis- haematoporphyrin fraction and made new prepara-
cher. Max Lemberg, emigrated to Australia as a tions trying to purify this more active component.
refugee in the late 30s. He later wrote the first book Among these new porphyrin preparations was a
in English on p o r p h ~ r i n s . ~ ~ acetic-sulfuric acid porphyrin, which has come to
In the period between the wars there were two be known as haematoporphyrin derivative (HpD).
significant advances in photodynamic therapy. The discovery of HpD was another example of
First, selective localization of porphyrins to serendipidity in science. In the process of produc-
PHOTODYNAMIC THERAPY 345

ing non-haematoporphyrin fractions, Schwartz malignant and pre-malignant lesions of the bladder
used a basic purification system that included ex- and reported the treatment of a single case of blad-
traction into a mixture of ethyl acetate and glacial der carcinoma using HpD and light from a mercury
acetic acid, with subsequent esterification in sul- lamp dirscted into the bladder by a glass light
furic acid. Much to his surprise, the product guide.45 Following the promise of the in vivo test-
showed enhanced localization in tumours, despite ing and encouragement from anecdotal reports. the
producing a new compound. Further experiments first systematic human trials were performed by
showed that it was the combination of glacial acetic Dougherty er al. in 1978 on a series of 25 patients,
acid and sulfuric acid, with dissolution in dilute with complete or partial response in 111 of 113
alkali, that led to its improved properties. Although cutaneous or subcutaneous malignant lesions.46
Schwartz had failed to purify the porphyrin frac- Tumours treated included carcinomas of the breast,
tions, he had produced a far more effective tissue colon, prostate, squamous cell, basal cell and
localizing agent (pers. comm.). endometrium, malignant melanoma, mycosis fun-
At this stage, Lipson from the Mayo Clinic was goides, chondrosarcoma and angiosarcomas. HpD
convinced by Schwartz to drop his work on was injected intravenously at doses of 2.5 and
haematoporphyrin and take over investigation of 5 mgkg and a 5000mW xenon arc lamp with a
this new derivative (Schwartz, pers. comm.). L i p filter producing 600-700nm light was used 1-7
son, together with Baldes, showed enhanced local- days after injection. No tumour was found to be
ization in malignant tissue, with improved unresponsive.46 Since then, numerous studies have
photodynamic properties. HpD also had a far more reported the use of HpD-mediated photodynamic
constant composition than haematoporphyrin, al- therapy of a wide variety of tumours, notably blad-
though it was far from being a pure substance.33*" der, lung, oesophagus, stomach (unpubl. data),
This material was used in humans to localize skin, gynaecological, head and neck, choroidal
tumours of the bronchus, oesophagus and cervix, melanoma and gli~ma.~'-~? The fmt photodynamic
with good correlation between fluorescing sites and therapy of human glioma using haematoporphyrin
biopsy-proven derivative and helium neon laser was performed
Despite the preliminary studies of Auler and by Pema (1980) and showed no improvement in
Banzer and widespread investigation of the localiz- patient survival but some tumour necrosis.68 Since
ing properties of HpD, the use of photodynamic then, trials run by Laws (1981), Wharen ef af.
therapy with HpD in humans did not begin until the (1983), McCullough et 01. (1984), Muller and Wil-
1960s. In 1966, Lipson er al. reported the first use son (1990) and Kaye et al. (1988) have shown
of HpD to treat cancer in a patient with a large, significant success using photodynamic therapy,
ulcerating, recurrent breast carcinoma.38 The pa- especially at higher light doses, following introduc-
tient was treated with multiple HpD injections and tion of the gold vapour l a ~ e r . ~ - ~ O
local exposure of the tumour to filtered light from a
xenon arc lamp. The lesion recurred after several
weeks but objective evidence of response was found. Present status of pbotoaylrpmic therapy and
Berg and Jungstaad in 1966 and 1967 examined luture directions
methylene blue, thiopyrinine and anachroquinine- Today, more than 2000 patients have been treated
2-sulfonate as sensitizers with moderate success, by photodynamic therapy in uncontrolled clinical
observing significant tumour destruction followed trials. Treatment of endobronchial cancer, superti-
by healing of superficial turn our^.^^*^ cia1 bladder cancer, head and neck cancer, gynae-
Effective destruction of tumour cells in vivo was cological cancer, gastrointestinal cancer, ocular
first shown by Diamond et al. (1972) using haema- cancer, skin cancer and intracranial cancer using
toporphyrin-sensitized glioma cells implanted sub- haematoporphyrin derivative or its more purified
cutaneously in rats and followed by fluorescent form, Photofrin 11, has shown encouraging results,
lamp expo~ure.~' About the same time Dougherty with tumour response rates of 50- 100%. Phase II1
reported that fluorescein could act in a similar clinical trials are currently being undertaken in
way.42 Two years later, using an argon laser and North America for lung cancer, superficial bladder
acridine dye, Thomson et al. effectively treated cancer and oesophageal cancer. Photodynamic
mouse epithelial t ~ r n o u r s . Dougherty
~~ et al. therapy is a technique that offers special advantages
(1975) were the first to show long-term cures in as an adjuvant therapy of malignant brain tumours
haematoporphyrin-sensitizedmice and rats bearing as it has been shown to be an effective method of
a variety of tumours and irradiated with a xenon arc controlling local tumour.
lamp filtered to produce a wavelength greater than The major role of photodynamic therapy will
600nm.'"' This was non-toxic to the animals and continue to be in more aggressive local control of
there was minimal damage to overlying skin. In malignancy without extensive damage to surround-
1976, Kelly and Snell reported HpD uptake in ing normal structures. The major reasons for failure
346 DANIELL AND HILL

of therapy are inadequate dosimetry of light and/or Their Chemistry, Biology and Clinical Use (Eds G .
sensitizer to the tumour; with these factors in mind, Bock & S. Hamett), pp. 40-53. John Wiley & Sons,
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ideas on applications of photosensitised reactions in
efficient delivery to the site of action, better under- health sciences. In: Primary Photoprocesses in Eiol-
standing of the optical properties of tissues, espe- ogy and Medicine (Eds R. V. Bergasson, G. Jori,
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distribution during photodynamic therapy will im- therapy. N . Engl. J . Med. 32, 1149-5 1.
prove clinical results markedly. Many of these 6. CAUVIN J. F. (1815) Des bienfaits de l'insolation.
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shown to be inactive in vivo. Development of pure Stoffe auf Infusorien. Z. Eiol. 39, 524-46.
sensitizers will allow higher doses of more specific 1I . VONTAPPEINER H. (1900) Ueber die Wirkung fluores-
sensitizer to be given without fear of unwanted skin cierenden Stoffe auf Infusiorien nach Versuchen von
0. Raab. Munch. Med. Wochenschr. 47, 5.
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12. VONTAPPEINER H. & JESIONEKA. (1903) Therapeu-
dynamic therapy. It will also dramatically improve tische Versuche mit fluorescierenden Stoffen.
our understanding of the mechanism of action, Munch. Med. Wochenschr. 47. 2042-4.
especially with new advances in confocal micro- 13. VONTAPPEINER H. & JODLBAUER A. (1904) Ueber wir-
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With better understanding of the photophysics, 14. VON TAPFWNER
H. & JODLBAUER
A. (1907) Die Sen-
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23. PFEIFFER
H. (191 I ) Der Nachweis photodynamischer
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