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Exp Brain Res (2010) 200:223–237

DOI 10.1007/s00221-009-2002-3

R EV IE W

Mirror neurons: from discovery to autism


Giacomo Rizzolatti · Maddalena Fabbri-Destro

Received: 12 June 2009 / Accepted: 27 August 2009 / Published online: 18 September 2009
© Springer-Verlag 2009

How the things started Our article appeared in Experimental Brain Research a few
months later.
In the winter of 1991 I (GR) sent to Nature a report on a The idea of sending our report on mirror neurons to
surprising set of neurons that we (Giuseppe Di Pellegrino, Experimental Brain Research, rather than to another neuro-
Luciano Fadiga, Leonardo Fogassi, Vittorio Gallese) had science journal, was motivated by a previous positive expe-
found in the ventral premotor cortex of the monkey. The rience with that journal. A few years earlier, Experimental
fundamental characteristic of these neurons was that they Brain Research accepted an article in which we presented
discharged both when the monkey performed a certain (Rizzolatti et al. 1988) a new view (something that typi-
motor act (e.g., grasping an object) and when it observed cally referees did not like) on the organization of the ventral
another individual (monkey or human) performing that or a premotor cortex of the monkey and reported the Wndings
similar motor act (Di Pellegrino et al. 1992). These neurons that paved the way for the discovery of mirror neurons. In
are now known as mirror neurons (Fig. 1). that article we described how, in the ventral premotor cor-
Nature rejected our paper for its “lack of general inter- tex (area F5) of the monkey, there are neurons that respond
est” and suggested publication in a specialized journal. At both when the monkey performs a motor act (e.g., grasping
this point I called Prof. Otto Creutzfeld, the then Coordinat- or holding) and when it observes an object whose physical
ing Editor of Experimental Brain Research. I told him that I features Wt the type of grip coded by that neuron (e.g., pre-
thought we found something really interesting and asked cision grip/small objects; whole hand/large objects). These
him to read our manuscript before sending it to the referees. neurons (now known as “canonical neurons”, Murata et al.
After a few days he called me back saying that indeed our 1997) and neurons with similar properties, described by
Wndings were, according to him, of extraordinary interest. Sakata et al. (1995) in the parietal cortex are now univer-
sally considered the neural substrate of the mechanism
through which object aVordances are translated into motor
G. Rizzolatti (&) · M. Fabbri-Destro
Dipartimento di Neuroscienze, Sezione Fisiologia,
acts (see Jeannerod et al. 1995).
Università di Parma, via Volturno, 39, We performed the experiments on the motor properties
43100 Parma, Italy of F5 in 1988 using an approach that should almost neces-
e-mail: giacomo.rizzolatti@unipr.it sarily lead to the discovery of mirror neurons if these neu-
M. Fabbri-Destro rons existed in area F5. In order to test the F5 neurons with
e-mail: fbbmdl@unife.it objects that may interest the monkeys, we used pieces of
G. Rizzolatti
food of diVerent size and shape. To give the monkey some
Istituto Italiano di Tecnologia (IIT) Unità di Parma, food, we had, of course, to grasp it. To our surprise we
Parma, Italy found that some F5 neurons discharged not when the mon-
key looked at the food, but when the experimenter grasped
M. Fabbri-Destro
Dipartimento SBTA, Sezione di Fisiologia Umana,
it. The mirror mechanism was discovered.
Università di Ferrara, via Fossato di Mortara, The next important role of Experimental Brain Research
17-19, 44100 Ferrara, Italy in the discovery of mirror neurons was its acceptance in

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The organization of the human parieto-frontal mirror


system

In humans the observation of goal-directed motor-acts acti-


vates, besides visual areas, the inferior parietal lobule (IPL)
and the premotor cortex, mostly its ventral part, plus the
caudal part of the inferior frontal gyrus (IFG) roughly cor-
responding to the pars opercularis of Broca’s area. These
two regions form the core of the human parieto-frontal mir-
ror system (Rizzolatti and Craighero 2004; Fabbri-Destro
and Rizzolatti 2008) (Fig. 2).
Both the premotor and parietal nodes of the human mir-
ror system present a somatotopic organization, albeit rather
rough (Buccino et al. 2001; Wheaton et al. 2004; Sakreida
et al. 2005; Etzel et al. 2008). Observation of motor acts
done by others with the leg, hand, and mouth activates the
precentral gyrus and the pars opercularis of IFG in a
medial to lateral direction, as in the classical homunculus of
PenWeld and Rasmussen (1950)and Woolsey et al. (1952).
In IPL, mouth motor acts appear to be represented rostrally,
hand/arm motor acts caudally and leg motor acts even more
caudally, and dorsally extending into the superior parietal
lobule. A similar somatotopic organization based on the
motor properties of the recorded neurons has been recently
reported in monkey IPL by Rozzi et al. (2008) (see also
Hyvarinen 1982).
Fig. 1 Example of an F5 mirror neuron selectively discharging during
monkey grasping movements and during observation of a grasping
It is open question whether the activations found during
movement done by the experimenter. a Lateral view of the brain with the observation of reaching to grasp movements around the
indicated the location of F5. b Grasping observation. c Grasping exe- superior frontal sulcus (e.g., Grèzes et al. 2003; Buccino
cution. a arcuate sulcus, c central sulcus, ip intraparietal sulcus (from et al. 2004a; Gazzola and Keysers 2009) are due to repre-
di Pellegrino et al. 1992)
sentation of proximal movements or to motor preparation.
This uncertainty depends of the fact that there is no clear
1996 of two articles which Wrst reported the existence of the boundary between the ventral (PMv) and dorsal (PMd) pre-
mirror areas in humans (Rizzolatti et al. 1996; Grafton et al. motor cortices in humans. According to the Wrst, somato-
1996). The rational of the experiment was as follows: If topic, interpretation, the dorsal premotor activation is
mirror mechanism exists in humans the observation of
actions done by another individual should activate, besides
visual areas, also areas that have motor properties. We ran
two PET experiments and showed that indeed the areas
where the mirror neurons are located in the monkey
become also active in humans. This Wnding was subse-
quently replicated by dozens of experiments (see Rizzolatti
and Craighero 2004; Rizzolatti et al. 2009; Cattaneo and
Rizzolatti 2009).
At present there is an enormous literature on mirror
neurons. A set of it concerns experiments in monkeys (see
Rizzolatti and Craighero 2004; Rizzolatti et al. 2009) and
more recently in birds (Prather et al. 2008); another set,
much larger, concerns experiments in humans. In the pres-
ent article we (GR and MF-D) will review mirror data in
humans, examining, however, (by necessity) only part of Fig. 2 Later view of human brain. The colored areas form the pari-
the enormous mirror neuron studies triggered by our initial eto-frontal mirror network. Red parietal mirror node, yellow frontal
PET studies published in Experimental Brain Research. mirror node

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Exp Brain Res (2010) 200:223–237 225

located in a speciWc sector of PMv where proximal move- An overlap between executed, observed, and imagined
ments are represented. According to the motor preparation reaching activation was found in SPL extending into IPS,
interpretation, the dorsal premotor activations are located in and in PMd. This study provides the Wrst demonstration of
PMd, an area that according to monkey single neuron data a mirror mechanism for reaching movements (Filimon et al.
is mostly involved in covert motor preparation (Kalaska 2007).
and Crammond 1995; Crammond and Kalaska 2000).
The parietal region active during the observation of
object-directed motor acts is mostly located in the sector of Evidence for the activation of human cortical motor
the IPL close to and inside the intraparietal sulcus. This system during the observation of actions done by others
restricted localization raises an interesting question: Are
other types of motor act also represented in other parts of The brain imaging studies reviewed above show that human
IPL and, in that case, what kinds of act? An answer to these cortical areas, active when individuals watch actions done
questions has been recently obtained by two fMRI studies. by others, strictly correspond to the cortical areas that are
The Wrst investigated the localization of intransitive move- endowed with mirror properties in the monkey (Rizzolatti
ments (Lui et al. 2008), the other that of actions performed et al. 2009; for monkey fMRI data see Nelissen et al. 2005).
with tools (Peeters et al. 2009). Because mirror neurons are motor neurons, the observation
In the Wrst study, volunteers were scanned while they of motor acts done by others should determine, if mirror
observed mimed, symbolic, and meaningless motor acts. As neurons are present in humans, an increase of motor cortex
during the observation of object-directed actions, fMRI sig- excitability congruent with the observed motor act.
nal increase was found in the premotor cortex and in IPL. Evidence that this is the case has been obtained using
However, while the premotor cortex activation overlapped transcranial magnetic stimulation (TMS). Fadiga et al.
that previously found during the observation of object- (1995) recorded the motor-evoked potentials (MEPs)
directed actions, in the parietal lobe the signal increase was induced by the stimulation of the left motor cortex in vari-
not restricted to the intraparietal sulcus region, but extended ous muscles of the right hands and arms of volunteers asked
into the posterior part of the supramarginal gyrus and the to watch an experimenter while he grasped objects with his
angular gyrus. Most interestingly, while the mimed actions hand or performed meaningless arm movements. As a con-
were located dorsally close to the intraparietal sulcus, that trol for attentional factors there was a third condition in
is in a location similar to that activated by the observation which volunteers detected the dimming of a small light.
of actual object-directed movements, symbolic motor acts During both the experimental conditions there was a clear
were located ventrally, mostly in the angular gyrus. (Lui increase in the observer’s MEPs, relative to the control con-
et al. 2008). dition. This increase was present in those muscles that were
In the second study, volunteers observed a variety of recruited when the tested individuals were asked to execute
motor acts performed by another individual either by hand the observed movements. Several TMS experiments con-
or using tools. The results showed that the observation of Wrmed these Wndings (e.g., Strafella and Paus 2000; Gangitano
motor acts performed with tools activates the parieto-fron- et al. 2001; Maeda et al. 2002; Borroni et al. 2005). Among
tal circuit mediating hand grasping and, in addition, a spe- them particularly interesting is the study by Gangitano et al.
ciWc sector of the anterior part of the left supramarginal (2001). These authors showed not only that MEPs recorded
gyrus (aSMG). In a parallel experiment carried out in the from the hand muscles increased during grasping observa-
same study on naïve as well as on monkeys proWcient in tion, but also that the relative cortical facilitation closely
using tools (rake and pliers), no evidence was found for a reXected the diVerent grasping phases (Fig. 3).
parietal sector activated during tool action observation. It EEG and MEG studies provided further evidence of acti-
was concluded that aSMG is a new evolutionary acquisition vation of the motor cortex during action observation.
of homo sapiens that mediates the human capacity to under- Already, in the 1950s, Gastaut and Bert (1954) showed that
stand the causal relationship between tools and the goal of the  rhythm, a rhythm recorded in the correspondence of
the action achieved by using tools. the cortical motor areas and known to desynchronize during
Typically, an activation of SPL is absent or marginal in movement execution, also desynchronizes during the obser-
those studies where the experimenters use as visual stimuli vation of actions carried out by others. Following the dis-
distal motor acts or acts in which the distal component is covery of mirror neurons, several studies (e.g., Altschuler
prominent. The possibility of a proximal mirror represen- et al. 1997; Cochin et al. 1999) repeated these experiments
tation in SPL was recently tested in an fMRI study where conWrming the desynchronization of  rhythm during
volunteers were asked to transport their hand to a partic- action observation.
ular location in space without grasping objects. The Similar results were also obtained using magneto-
reaching movements were executed, observed, or imagined. encephalography (MEG) (Hari et al. 1998), a technique that

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Fig. 3 Modulation of the motor cortex excitability during grasping observation of grasping movements. 500 ms: hand at the starting
observation. a Schematic sequence of events during a grasping position (time value refers to the onset of the video clip showing the
trial. b Averaged values of motor-evoked potentials (MEPs) of a hand action), 3,000 ms: hand maximum aperture (from Gangitano et al.
muscle (Wrst dorsal interosseus) collected at diVerent times during the 2001)

analyses the brain electric activity on the basis of the mag- Mirror neuron activation is also related to the observer’s
netic Welds it generates. MEG data provided evidence of a motor experience of a given action. This has been nicely
desynchronization of the cortical rhythms of observer’s demonstrated in experiments using dance steps as observed
motor cortex (including those originating from the cortex stimuli. First it was shown that, in the observer, the amount
located inside the central sulcus) during object manipula- of mirror activation correlated with the degree of the
tion and when the manipulation was observed. observer’s motor skill for that action (Calvo-Merino et al.
2005). A further experiment ruled out the possibility that
this eVect could be due to mere visual familiarity with the
Mirror activity is modulated by motor experience stimuli. The observation of steps that are peculiar to male
dancers determined a stronger mirror activation in male
There is evidence that only motor acts that are present in professional dancers than those performed by female danc-
the motor repertoire of the observer are eVective in activat- ers and vice versa (Calvo-Merino et al. 2006). A further
ing the mirror neuron system. In an fMRI experiment nor- prospective study showed that dancers initially naïve to cer-
mal volunteers observed video-clips showing mouth motor tain steps showed an increase in mirror activation over time
acts made by humans, monkeys, and dogs. In one condi- if they underwent a period of motor training in which they
tion, the observed motor act was biting, a motor act present became skillful in performing the same steps (Cross et al.
in the motor repertoire of all three species and in another 2006).
condition the stimuli were communicative gestures proper Some clues to the mechanism responsible for these
to each species: reading silently a text, lip-smacking, and eVects come from experiments that tested whether conver-
barking. The data demonstrated that the left IPL and IFG gence of observation and execution of motor acts facilitates
responded to actions made by human and nonhuman per- the building of motor memories. These experiments
formers, as long as the action was part of the human motor showed that after a training period in which participants
repertoire (e.g., biting). In contrast, there was no activation simultaneously performed and observed congruent move-
(barking) or almost no activation (lip-smacking) when the ments there was a potentiation of the learning eVect, with
action belonged to another species (Buccino et al. 2004b). respect to motor training alone, as shown by the kinematics

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Exp Brain Res (2010) 200:223–237 227

of the movement evoked by TMS (Stefan et al. 2005, mirror network in the monkey. Other cognitive functions
2008). Further evidence in favor of plasticity of the mirror like imitation (see below) and, most likely, language
mechanism comes form experiments showing that the mir- (Rizzolatti and Arbib 1998) evolved on the top of it.
ror responses triggered by a corresponding movement In the present review we will discuss Wrst the relations
could be modiWed by repetitively coupling the performed between mirror mechanism and imitation. We will deal
movement with the observation of diVerent movements later with goal and intention understanding, because the
(Catmur et al. 2007, 2008). discussion of neurophysiological mechanisms underlying
these capacities leads directly to the issue of autism, whose
discussion will conclude this article.
The functional roles of mirror neurons

Mirror neurons, directly recorded or demonstrated by non- Mirror mechanism and Imitation
invasive techniques, are present in various cortical areas of
primates (Rizzolatti and Craighero 2004) and in birds The term imitation has many deWnitions in human litera-
(Prather et al. 2008). All of them are endowed with the ture. There are, however, two main senses in which it is
same mechanism: a mechanism that translates sensory most commonly used (see Rizzolatti 2005). The Wrst deW-
information describing motor acts done by others into a nes imitation as the capacity of an individual to replicate an
motor format similar to that the observers themselves gen- observed motor act; the second deWnes imitation as the
erate when they perform those acts. capacity to acquire, by observation, a new motor behavior
While the mirror mechanism is the same regardless of and to repeat it using the same movements employed by the
the location of neurons endowed with it, the result of the teacher. In both cases imitation requires the capacity to
sensory-motor transformation depends on the location of transform sensory information into a motor representation
mirror neurons. Those located in emotional centers like the of it.
insula or the cingulate cortex intervene in phenomena like There is convincing evidence that the mirror mechanism
empathy (see Gallese et al. 2004), while those located in is involved in imitation as an immediate replica of the
the parieto-frontal circuit provides the observer with motor observed motor act. In an fMRI experiment, volunteers
representations of others’ motor actions devoid of emo- were tested in two main conditions: “observation” and
tional content (Rizzolatti and Craighero 2004). “observation–execution”. In the “observation” condition,
From the discovery of mirror neurons in area F5 of the participants were shown a moving Wnger, a cross on a sta-
monkey, two explanations, not mutually exclusive, have tionary Wnger, or a cross on empty background. The
been proposed for the functional role of the mirror neurons instruction was to observe the stimuli. In the “observation–
in this area and in the IPL. The Wrst was that mirror neurons execution” condition, the same stimuli were presented, but,
underlie imitation. The second was that the correspondence this time, the instruction was to lift the right Wnger, as fast
between the motor format generated by observing others as possible, in response to them. The crucial contrast was
and that generated internally in order to act enables the between the trials in which the volunteers made the move-
observer to understand others’ behavior, without the neces- ment in response to an observed action (“imitation”) and
sity for complex cognitive elaborations. the trials in which the movement was triggered by the cross
The Wrst view has been thought of as unlikely because of (a non-imitative behavior). The results showed that the acti-
ethological data showing that monkeys, unlike humans and vation of the mirror system and in particular of the posterior
apes, do not imitate (Visalberghi and Fragaszy 1990). As a part of IFG was stronger during “imitation” than in other
matter of fact “imitation” phenomena are also present in conditions (Iacoboni et al. 1999).
“lower” primates (see Zentall 2006). For example, tongue Further evidence that the mirror system plays a crucial
protrusion in response to the same motor act done by role in this kind of imitation was provided by repetitive
another individual, described many years ago by MeltzoV TMS (rTMS), a technique that determines a transient
and Moore (1979) in newborn babies, has been recently depression of the stimulated region. In a group of volun-
reported in macaque monkeys (Ferrari et al. 2006). Yet, teers the caudal part of the left frontal gyrus (Broca’s area)
convincing evidence of “true imitation”, that is imitation in was stimulated while they (a) pressed keys on a keyboard,
which the learned behavior is performed with the same (b) pressed the keys in response to a point of red light indi-
movements (including hand movements) as shown by the cating which key to press, (c) imitated a key pressing
teacher is lacking. Thus, the presence of a well-developed movement done by another individual. The data showed
mirror mechanism concerning hand movements suggests that that rTMS lowered the participants’ performance during
understanding motor acts done by others, rather than imita- imitation, but not during the other two tasks (Heiser et al.
tion, is the evolutionary older function of the parieto-frontal 2003).

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Evidence that mirror system is involved in imitation by a guitarist, (2) a pause following model observation, (3)
learning comes both from EEG and fMRI studies. Marshall execution of the observed chords, and (4) rest. The results
et al. (2009) examined diVerences in EEG desynchroniza- showed that the basic circuit underlying imitation learning
tion during observation of drawing of various characters consists of the IPL and the posterior part of IFG plus the
selected from the Cham alphabet, an alphabet used in adjacent premotor cortex. This circuit starts to be active
Southeast Asia, and with which none of the participants during the Wrst event: observation. During pause, i.e.,
was familiar. Compared to carrying out unrelated drawing during the phase in which visual information is elaborated
(Latin letters), brief imitative experience was speciWcally for action production, activations are observed in the
associated with a signiWcantly larger desynchronization in middle frontal gyrus (area 46) and in structures involved in
the 11–13 Hz band at mid-frontal sites (F3 and F4) when a motor preparation (dorsal premotor cortex, superior parietal
previously imitated action was presented again. In addition, lobule, rostral mesial areas). The activation of these areas
higher Wdelity of imitation was signiWcantly correlated with plus the somatosensory and motor areas contralateral to the
greater bilateral desynchronization of the  rhythm at cen- hand used to execute chords dominates the subsequent
tral sites (C3 and C4) during subsequent observation of the execution phase (Fig. 4).
previously imitated action. On the basis of this experiment and a following one also
A more elaborate experimental design was used by based on learning of playing guitar chords (Vogt et al.
Buccino et al. (2004a). Using an event-related fMRI 2007), the authors proposed a model of imitation learning
paradigm these authors tested musically naive participants (see Byrne 2002 for a similar model-based ethological
during four events: (1) observation of guitar chords played observations) consisting of two distinct processes: (a)

Fig. 4 Cortical activations dur-


ing imitation learning. Upper
part graphic illustration of the
events forming the experimental
conditions imitation (IMI) and
non-imitation (NON IMI). Both
conditions consisted of four
events preceded by the presenta-
tion of a colored cue (a square)
informing the participants on the
task they have to perform. IMI
condition: event 1 observe the
teacher’s hand playing the chord
(IMI-1), event 2 rehearse the
observed chord (IMI-2), event 3
replicate it. Event 4 keep the
hand still. NON IMI condition:
event 1 observe the teacher’s
hand playing the chord (Non
IMI-1), event 2 do not rehearse
the observed chord (Non IMI-2),
event 3 touch the neck of the
guitar, without playing a chord
(Non IMI-3). Event 4 keep the
hand still. Lower part cortical
areas activated during events 1
and 2 in IMI and Non IMI
conditions (modiWed from
Buccino et al. 2004a, b)

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Exp Brain Res (2010) 200:223–237 229

segmentation of the action to be imitated into its individual robot arms, the parieto-frontal mirror system was activated
elements and their transformation into the corresponding in both conditions. These data was recently conWrmed and
potential movements of the observer; (b) organization of extended by Peeters et al. (2009).
these potential movements into a temporal and spatial pat- Further evidence in favor of goal coding in the human
tern that replicates that shown by the demonstrator. The mirror network comes from an fMRI study in which indi-
Wrst process is achieved through the mirror mechanism, viduals were tested both during motor execution and when
while the second one is mostly due to the activity of the listening to the sound of an action made by the same eVec-
prefrontal lobe and in particular of area 46 that memorizes tor (Gazzola et al. 2006). The results showed, in both cases,
and recombines the motor elements in the new pattern. a similar activation of the left parieto-frontal circuit.
An experiment on aplasic individuals conWrmed that the
mirror network codes the goal of motor acts (Gazzola et al.
Action and intention understanding 2007b. In this study the authors addressed the following
question: Can the goal of a hand movement be recognized
Coding the goals of the motor acts in the absence of any experience of hand movements? To
answer it two individuals born without arms and hands
Social life is based on our capacity to understand the behav- were studied. While being scanned they were asked to
ior of others. Let us imagine this situation. John and Mary watch video-clips showing hand actions and their brain
are in a pub and John’s hand comes into contact with a mug activations were compared with those of control volunteers.
of beer; Mary immediately understands whether he is All participants also made actions with diVerent eVectors
grasping it or not. Moreover, according to how he grasped (feet, mouth and, for normal volunteers, hands). The results
it, she can also understand why he is doing it (e.g., for showed that the mirror system of aplasic individuals was
drinking or for giving the mug to a friend). How does Mary activated by the observation of hand motor acts. This dem-
understand the goal of the John’s motor act and the inten- onstrates that the brains of aplasics can mirror motor acts
tion behind it? that they have never executed. The goal is recognized
One possibility is that she is using an inferential reason- through the recruitment of areas involved in the execution
ing elaborating the acquired visual information through of motor acts having the same goal but using diVerent eVec-
some cognitive mechanism (see Frith and Frith 1999; tors.
Csibra and Gergely 2007). Another possibility is that this is The issue of goal coding was recently addressed by
not necessary in this simple situation, and the understand- Hamilton and Grafton (2006) using the adaptation tech-
ing of what John is doing and why he is doing it, is acquired nique, a technique based on the trial-by-trial reduction of a
through a mechanism that directly transforms visual physiological response to repeated stimuli. Participants
information into a motor format. The proprieties of mirror observed a series of video-clips showing goal-directed
neurons support the existence of such a mechanism. motor acts with the sequence controlled so that some goals
There is clear evidence from monkey experiments that were novel and others repeated relative to the previous
neurons in the parietal lobe, premotor cortex, and even in movements. Repeated presentation of the same goal caused
the primary motor cortex, code the goal of a motor act the suppression of the response in the left intraparietal sul-
rather than, as traditionally thought, movements of body cus (IPS) while this region was not sensitive to the trajec-
parts (Rizzolatti et al. 1988; Kakei et al. 1999, 2001; tory of the actor’s hand.
Fogassi et al. 2005; Umiltà et al. 2008). Mirror neurons While the fMRI data support, in agreement with monkey
located in F5 and in IPL have motor properties identical to data, the notion that mirror neurons code motor acts, most
those of purely motor neurons. Thus, because the electrical TMS data appear to indicate that during the observation of
activity recorded in these experiments during voluntary motor acts performed by others, there is an activation of the
behavior and action observation always consists of action neural substrate controlling the muscles that are involved in
potentials (the neuron output) the messages conveyed dur- that motor act (see Rizzolatti and Craighero 2004). There is
ing voluntary movement and during mirror activation are an ingenious study, however, that was able to demonstrate,
identical. In both cases the neurons send information on the using TMS, goal coding in human motor cortex (Gangitano
goal of the observed motor act. et al. 2001). In this study motor-cortex excitability was
Given these Wndings, it appears logical to assume that a tested during the observation of hand movements directed
similar organization does exist also in humans. Evidence in to a speciWc goal (predictable movements) and in trials in
this sense came from fMRI studies. Gazzola et al. (2007a) which the hand moved in a diVerent direction (unpredict-
instructed volunteers to observe video-clips where either a able movements). The data showed that the observation of
human or a robot arm grasped objects. In spite of diVer- unpredictable movements did not elicit the expected change
ences in shape and kinematics between the human and in the excitability of the motor cortex corresponding to the

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observed movements. During the observation of the unpre- assess the meaning of a motor act in an implausible context
dictable movements, the excitability pattern was the same (Brass et al. 2007; Liepelt et al. 2008) or to judge whether
as that found during the observation of the predicted ones. the intention of the observed action was ordinary or unusual
This indicates that the observed motor acts were coded, (de Lange et al. 2008), there is an increase of activity in the
from their very beginning, in terms of the Wnal goal of the posterior superior temporal sulcus (STS) region, posterior
action and not in terms of the movements forming them. cingulate cortex, and the medial prefrontal cortex.
Some studies suggested that a region of right temporo-
Coding the intention behind the motor acts of others parietal junction, often referred to as right TPJ, plays a cru-
cial role in ‘mentalizing’ (e.g., Saxe and Wexler 2005,
Studies of the mirror mechanism have provided evidence 2006). This view, however, should be accepted with cau-
for its role in motor act understanding. What about inten- tion. In fact, as shown by Mitchell (2008) (see, however,
tion understanding? Evidence that the mirror mechanism Scholz et al. 2009) the same right TPJ activated during
play a role in this capacity has been Wrst provided by an “mentalizing” is also active in task requiring attention. The
fMRI study. In this study there were three conditions. In the overlap between these two mental functions casts serious
Wrst one (“context”) the volunteers saw some objects (a tea- doubts on the hypothesis that TPJ plays a crucial role in
pot, a mug, a plate with some food on it) arranged as if a intention understanding.
person was ready to drink the tea or as if a person had just In accord with the interpretation of Mitchell’s view are
Wnished having his/her breakfast; in the second condition some data by Buccino et al. (2007). In an fMRI study these
(“action”) the volunteers were shown a hand that grasped a authors investigated the neural basis of human capacity to
mug without any context; in the third condition (“inten- diVerentiate between actions reXecting the intention of the
tion”) the volunteers saw the same hand action within the agent (intended actions) and actions that did not reXect it
previous two contexts. The context and the diVerent grip (non-intended actions). Volunteers were presented with
shapes suggested the intention of the agent, i.e., grasping video-clips showing a large number of actions performed
the cup for drinking or grasping it for cleaning the table with diVerent eVectors, each in a double version: one in
(Iacoboni et al. 2005). which the actor achieved the purpose of his or her action
The results showed that in both action and intention con- (e.g., pour the wine), the other in which the actor performed
ditions there was an activation of the mirror mechanism. a similar action but failed to reach the goal of it because of
Crucial was the comparison between intention and action a motor slip or a clumsy movement (e.g., spill the wine).
conditions. This comparison showed that the understanding The data showed the activation of the mirror system areas
of the intention of the doer determined a marked increase in in both conditions. The contrast, however, non-intended
the activity of the mirror mechanism. versus intended actions showed an activation of the right
The importance of the mirror system in understanding TPJ and the mesial prefrontal cortex. Because there is little
intention has been recently conWrmed by an fMRI experi- doubt that a person observing another person falling down
ment based on the adaptation paradigm. Participants were or spilling the wine because of a motor slip does not “put
asked to observe repeated movies showing either the same himself in the shoes” of that individual, the activation
movement or the same outcome independent of the exe- observed in the experiment by Buccino et al. (2007) is
cuted movement. The results showed activity suppression hardly due to an attempt to understand the other’s intention,
in the right inferior parietal and in the right IFG when the but rather depends on an increase of the observer’s atten-
outcome was the same. Kinematic parameters do not appear tion due to the surprising course of the event.
to inXuence the activity of these regions. These Wnding
indicate therefore that the right hemisphere mirror system
encodes the physical outcomes of human actions, an initial An impairment of the mirror mechanism explains some
step for inferring intentions underlying these actions deWcits in children with autism
(Hamilton and Grafton 2008).
Taken together, these data suggest that the intentions Autistic spectrum disorder (ASD) is a heterogeneous syn-
behind the actions of others can be recognized by the mirror drome characterized by impairment in social skills, verbal
neuron mechanism. These Wndings do not imply that other and nonverbal communication, coupled with restricted, and
more cognitive ways of “reading minds” do not exist. repetitive behaviors (DSM-IV-TR 2000). DeWcits in the
Indeed, recent fMRI studies showed that, in speciWc condi- domains of aVective links and emotional behavior are other
tions, the understanding of motor acts performed by others aspects of ASD (Kanner 1943).
might require, beside the mirror mechanism, the activation Autism aVects a variety of nervous structures, from the
of areas outside those forming the mirror system. For cerebral cortex to the cerebellum and brainstem (see
example, when tasks require a top–down inference either to Minshew and Williams 2007). However, in the context of a

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Exp Brain Res (2010) 200:223–237 231

broader neurodevelopmental deWcit, a set of ASD symp- expressions. The results showed a signiWcantly weaker acti-
toms (impairment in communication, language, and the vation in IFG in children with autism than in typically
capacity to understand others) appears to match functions developing (TD) children. Most interestingly, the activation
mediated by the mirror mechanism. The hypothesis that was inversely related to symptom severity (Dapretto et al.
this speciWc set of deWcits might depend on an impairment 2006).
of the mirror mechanism (Altschuler et al. 2000; Williams Taken together, these data indicate that children with
et al. 2001) has therefore been advanced. autism process the actions done by others in a manner
Evidence coming from EEG, TMS, and brain imaging diVerent from that of TD children. The simplest way to
studies supports this hypothesis (e.g., Nishitani et al. 2004; account for these diVerences is to postulate (see also above)
Oberman et al. 2005; Theoret et al. 2005; Dapretto et al. that children with ASD have an impairment of the mirror
2006). Oberman et al. (2005) studied the suppression of  mechanism. This hypothesis is also known as the “broken
rhythm during the execution and observation of motor acts mirror” hypothesis (Ramachandran and Oberman 2006).
in typically developing (TD) and children with autism. The There are some behavioral studies indicating, however,
results showed that, in contrast with TD children, ASD do that this hypothesis is not fully satisfactory and needs spec-
not present  rhythm suppression during the observation of iWcations. These studies reported that children with ASD do
motor acts done by others. The  rhythm suppression is not present deWcits in understanding the goal of motor acts
present only during active movements (Fig. 5). Similar data done by others (Hamilton et al. 2007; Bird et al. 2007;
were obtained by Martineau et al. (2008). Leighton et al. 2008; Southgate and Hamilton 2008). It
Additional evidence for an impaired mirror mechanism was, therefore, claimed that the “broken mirror” hypothesis
in autism came from behavioral and TMS studies. Avikainen of autism is wrong (e.g., Southgate and Hamilton 2008).
et al. (2003) showed that, unlike TD individuals, who, It must be noted, however, that these studies took into
when viewing persons face-to-face, tend to imitate them in account only one aspect of mirror organization, the one
a mirror way, children with autism do not show this prefer- related to the role of the mirror neurons in the recognition
ence. This imitation peculiarity is most likely due to a deW- of motor acts done by others. If only this aspect of the mir-
cit of mirror mechanism coding other person’s movements ror system is considered, the criticism against the broken
on one’s own. Theoret et al. (2005) demonstrated an mirror hypothesis appears to be well taken.
impaired motor facilitation in children with autism during Neurophysiological studies showed, however, that there
action observation by using TMS. is a second aspect of the mirror neuron organization based
Finally, strong evidence in favor of a deWcit of the mirror not on the activity of single neurons, but on the organiza-
mechanism in ASD came from an fMRI study. High tion of cortical motor system. The neural basis of this orga-
functioning children with autism and matched controls nization consists of chains of motor acts. These chains are
were scanned while imitating and observing emotional formed by populations of neurons, each coding speciWc,

Fig. 5 Absence of EEG desynchronization during the observation of locations; C3, Cz, and C4 refer to scalp coordinates of the 10/20 EEG
movements done by others. The charts show desynchronization of the system. SigniWcant  activity, indicated by asterisks, is present for the
 rhythm in controls (a) and patients with autism spectrum disorder hand observation condition only in controls, showing that patients with
(b). Observation of movement of an inanimate object (pale green), autism spectrum disorder fail to react to the observation of other
movements made with the hand (green), and active hand movements people’s actions in the standard way (modiWed from Oberman et al.
(red). The bars represent the amount of  activity in central scalp 2005)

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232 Exp Brain Res (2010) 200:223–237

serially connected motor acts (e.g., reach-grasp-bring to the the mylohyoid muscle (MH), a muscle involved in opening
mouth; or reach-grasp-move away). During voluntary of the mouth, was recorded. In TD children the muscle
movements the agent recruits one of these chains according became active as soon they moved the arm to reach the
to his/her motor intention. These chains also contain food. In contrast, no MH muscle activation was observed
“action constrained” mirror neurons, that is neurons that during food reaching and grasping in autistic children. MH
Wre only if the motor act they code is part of a motor chain muscle activation appeared only when the children brought
(e.g., grasping for placing, but not grasping for eating, or the food to their mouth. These data indicate that ASD chil-
viceversa). During the observation of actions done by oth- dren are unable to organize their motor acts into a unitary
ers, “action constrained” mirror neurons Wre when the action characterized by a speciWc intention.
observed behavior matches the speciWc action coded by the In a further experiment TD children and children with
chain in which those neurons are embedded. Their Wring autism were tested while they observed an experimenter
activates an entire action chain providing the observer with either grasping a piece of food for eating or grasping a
a motor representation of the action that the agent is ready piece of paper for placing it into a container (Fig. 6). The
to do. In virtue of this mechanism the observer understands EMG of MH muscle was recorded. The results showed that
the agents’ intention (Fogassi et al. 2005). in TD children, the observation of food grasping
Recently, it has been shown that the chained motor act determined the activation of MH, while this activation was
organization is impaired in autism (Cattaneo et al. 2007). lacking in children with autism. In other words, while the
TD children and children with autism were asked to per- observation of an action done by another individual
form the two actions: grasping an object to eat it or grasp- intruded into the motor system of a TD observer, this
ing to place it into a container (Fig. 6). The EMG activity of intrusion was lacking in children with autism. This Wnding

Fig. 6 Responses of typically


developing children (TD) and
children with autism (AU) dur-
ing the observation and execu-
tion of two actions. Upper panel
schematic representation of the
actions. Top the individual
reaches a piece of food located
on a touch-sensitive plate, grasps
it and brings it to the mouth.
Bottom the individual reaches a
piece of a paper located on the
same plate, grasps it, and puts
into a container placed on the
shoulder. Middle panel time
course of the rectiWed EMG
activity of MH muscle for TD
children and children with
autism (AU) during the
observation of the two tasks.
Lower panel EMG activity of
MH muscle during the execution
of the two tasks. Bringing-to-
the-mouth action (red), placing
action (blue). Vertical bars
indicate the SE. All curves are
aligned with the moment of
object lifting from the touch-
sensitive plate (t = 0, dashed
vertical line) (modiWed from
Cattaneo et al. 2007)

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Exp Brain Res (2010) 200:223–237 233

indicates that, in autism, the mirror system is silent during distance from the observer, there are other mirror neurons
action observation and the immediate, experiential under- in area F5 that discharge depending on whether the motor
standing of others’ intention is absent. act is performed within or outside the monkey’s periper-
Summing up, these data strongly suggest that children sonal space. Most interestingly, some of these neurons code
with autism have a deWcit in the chained organization of space operationally. That is, these neurons describe the
motor acts and, as a consequence, they are unable to acti- action of others in term of their possibility to act on an
vate it during action observation. Without this internal object. For a set of these neurons, for example, the periper-
“replica” of the actions of others, they cannot grasp sonal space becomes extrapersonal if a transparent barrier
directly, without cognitive inferences, the intention of oth- is placed between the observing monkey and the stimulus
ers. (Caggiano et al. 2009).
According to this new mirror hypothesis on the neural A second recent study showed that a subset of neurons,
basis of the autistic deWcit in understanding others, there is located in area LIP, “mirrors” observed attention by Wring
a dissociation, in autism, between the capacity to under- both when monkey looks in the preferred direction of the
stand the what of an action (carried out by the basic mirror neuron and when the observed monkey looks in that direc-
neurons mechanism) and the why of it (depending on the tion. Another subset of LIP of neurons was, in contrast,
integrity of the chained motor organization). In order to test suppressed by social gaze cues, possibly subserving behav-
this point an experiment was recently performed by Boria ioral demands by maintaining Wxation on the observed face.
et al. (2009). In this study TD and autistic children were As proposed by the authors (Shepherd et al. 2009), these
presented with pictures showing goal-directed motor acts Wndings suggest that the mirror mechanism of area LIP
and asked to report what the actor was doing and why he contributes to sharing of observed attention, a fundamental
was doing it. These two tasks test two diVerent abilities: the step in social cognition.
Wrst is that of recognizing the goal of the observed motor Finally a third study showed that, in the monkey ventral
act, that is something occurring “now” (e.g., grasping an intraparietal area (VIP) and the adjacent area PFG there are
object); the second consists in understanding the intention neurons that code the peripersonal space of the observing
of the action that is something that will occur in the future (recorded) monkey and the peripersonal space of another
(e.g., grasping to eat). The results showed that while both individual facing it (Ishida et al. 2009). This Wnding sug-
TD and ASD children recognized what the actor was doing, gests that mirror neurons are critical for understanding not
ASD children were impaired in recognizing the why of that only the motor acts of others, but also others’ body parts
action. The type of why error was systematic: ASD chil- and body-centered motor acts.
dren constantly tended to attribute to the actor the intention As one can imagine, a new view of the neural basis of
related to the common use of the grasped object. Thus, cognition has also raised doubts and criticisms. Some
grasping a pair of scissors indicates the intention to cut, of them have been very useful for clarifying various points
while grasping a mug that of drinking, this regardless of of the “immediate action perception” theory and, more gen-
how the object was grasped. In other words, ASD children erally, for sharpening and rendering more precise its claims
interpreted the behavior of others on the basis of the com- (e.g., Jacob and Jeannerod 2005; Knoblich and Prinz 2005;
mon use of observed object rather then on the basis of the Csibra and Gergely 2007).
motor behavior of the actors (Boria et al. 2009). Beside these constructive criticisms, recently some arti-
cles appeared expressing a curious “anti-mirror” stance
(Dinstein 2008; Dinstein et al. 2008; Lingnau et al. 2009).
How the things are now Their main argument is the following: action observation
activates in humans, as in the monkeys, parietal and motor
I (GR) suppose that none of the authors of the Wrst short areas, but the properties of the activated neurons are diVer-
report on mirror neurons (Di Pellegrino et al. 1992) would ent in the two species. While in monkeys the activated neu-
have predicted the enormous impact that that discovery rons are mirror neurons, this is not so in humans. In
would have not only on neuroscience but also on a host of humans, motor areas are endowed with two distinct popula-
disciplines ranging from social sciences to esthetics. What tions of neurons: one merely sensory, the other merely
is particularly rewarding for who discovered mirror neu- motor. The two populations do not communicate one with
rons is that, after so many years, new important Wndings another. Hence the mirror neurons do not exist in humans.
related to the mirror mechanism continue to appear. Three It was also claimed that, in order to prove “really” the
recent particularly interesting contributions on mirror existence of mirror neurons in humans, one has to show
mechanisms in the monkey are worth mentioning. that they present the “repetition suppression”, that is that
The Wrst shows that, besides mirror neurons describing they decrease their response not only following repetitive
the motor acts done by others independently of their observation of the same motor act done by another, but

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234 Exp Brain Res (2010) 200:223–237

also, crucially, following visual presentation of a motor act the motor output is absurd. First, even the staunchest
after its execution. If mirror neurons do exist, they should cognitivist would admit that sensory information is used
habituate in this cross-modal test. for motor purposes and not only for perception. Thus,
As stressed by Logothetis (2008) there are serious diY- sensory information must reach cortical motor neurons.
culties in interpreting the results obtained with the repeti- Second, TMS studies (see above) showed that there is a
tion suppression technique. This is especially true for its clear congruence between the observed motor act and the
cross-modal variant. Repetitions suppression, in fact, takes activated motor representation. In other words higher
place when information arrives at a neuron using the same order sensory information describing motor acts activates
or largely common pathways, but not when information neurons that code those motor acts. But, if motor neurons
reaches a neuron using diVerent pathways. This because receive sensory information congruent with their motor
repetition suppression is a phenomenon that occurs at the properties, these neurons are ‘mirror neurons’ by deWni-
synaptic level and not as a consequence of repetitive dis- tion. The “incommunicado populations” hypothesis
charge of a neuron (Sawamura et al. 2006). seems, therefore, a remote possibility rather than some-
It is important to keep in mind that, in the case of the thing grounded in physiological reality. However, even
activation of mirror neurons, the communality of input in wrong assumptions sometimes generate interesting exper-
the cross-modal test is typically lacking because during iments.
action observation the input is coming mostly from STS,
while during voluntary movement the neurons are triggered Acknowledgments The study was supported by Fondazione Monte
Parma and by a grant (FIL) of the University of Parma to GR. M.F-D.
by commands arriving form the frontal lobe and other was supported by Fondazione Cassa di Risparmio di Ferrara. We thank
higher order centers. The results of adaptation experiments Rachel Wood for her comments on the article.
will depend therefore on the degree of input communality
to motor neuron that is introduced in the experimental
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