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Review on micro molding of thermoplastic polymers

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2004 J. Micromech. Microeng. 14 R1

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INSTITUTE OF PHYSICS PUBLISHING JOURNAL OF MICROMECHANICS AND MICROENGINEERING
J. Micromech. Microeng. 14 (2004) R1–R14 PII: S0960-1317(04)68657-8

TOPICAL REVIEW

Review on micro molding of


thermoplastic polymers
M Heckele and W K Schomburg1
Forschungszentrum Karlsruhe, Institut für Mikrostrukturtechnik Postfach 3640,
D-76021 Karlsruhe, Germany

Received 21 August 2003


Published 17 December 2003
Online at stacks.iop.org/JMM/14/R1 (DOI: 10.1088/0960-1317/14/3/R01)

Abstract
Molding of micro components from thermoplastic polymers has become a
routinely used industrial production process. This paper describes both the
more than 30-year-old history and the present state of development and
applications. Hot embossing, injection molding, reaction injection molding,
injection compression molding, thermoforming, and various types of tool
fabrication are introduced and their advantages and drawbacks are
discussed. In addition, design considerations, process limitations, and
commercially available micro molding machines are presented.

1. Introduction (PA) filled with graphite. Polymers such as PVDF even exhibit
a piezo-electrical effect.
Micro molding of thermoplastic polymers is one of the Hence, micro molding of thermoplastic polymers should
most promising fabrication techniques for non-electronic be considered whenever a micro component leaves the
micro devices. Fabrication costs of molded micro parts are laboratory and enters the market.
hardly affected by the complexity of the design. Once a The development of micro molding started more than 30
mold insert has been made, several thousand parts can be years ago. A lot of experience has been gathered in that
molded with little effort. The cost of the raw material in time, and today micro molding machines are commercially
most cases is negligibly low, because only small material available and routinely used in industry every day. A variety of
quantities are required for micro components. Therefore, parts micro molding tools can be purchased from several suppliers.
fabricated by micro molding, even from high-end materials, Therefore, use of micro molding in industry and the number
are suitable for applications requiring low-cost and disposable
of scientific institutes working in this field are expected to
components.
increase in the forthcoming years. This will cause a growing
Moreover, thermoplastic materials are a very large
interest in an overview of the current situation of micro
material class, which allows one to find a suitable polymer
molding, which is given in this review.
for nearly every application (see table 1). There are
polymers which are stable at temperatures as high as
250 ◦ C (e.g., polyetheretherketone, PEEK) and others 2. Micro molding processes
which resist aggressive chemicals such as alkaline solutions,
acids, and solvents (e.g., perfluoralkoxy, PFA). Polymers There are five processes which are employed for micro
are electrical and thermal insulators, but when filled with molding of thermoplastic polymers: Injection molding,
appropriate powders they can be used as electrical conductors, reaction injection molding, hot embossing, injection
heat sinks, and even magnets. Molded micro structures can compression molding, and thermoforming.
be either soft and elastic such as polyoxymethylene (POM)
or hard and brittle such as polysulfone (PSU). They are
2.1. Injection molding
available from optically transparent materials such as (cyclo-
olefin copolymer) COC and opaque ones such as polyamide The well-known macroscopic injection molding can be
adapted to the micro scale by employing a variotherm process
1 On leave to RWTH Aachen, Germany. [1]. It comprises the following process steps: The mold cavity

0960-1317/04/030001+14$30.00 © 2004 IOP Publishing Ltd Printed in the UK R1


Topical Review

Table 1. A list of thermoplastic polymers that have been used for micro molding.
Acronym Full name Temperature stability [◦ C] Properties Structure
COC Cyclo-olefine 140 High transparency Amorphous
copolymer
PMMA Polymethylmethacrylate 80 High transparency Amorphous
PC Polycarbonate 130 High transparency Amorphous
PS Polystyrene 80 Transparent Amorphous
POM Polyoxymethylene 90 Low friction Semi crystalline
PFA Perfluoralkoxy copolymer 260 High chemical resistivity Semi crystalline
PVC Polyvinlchloride 60 Cheap Amorphous
PP Polypropylene 110 Mechanical properties Semi crystalline
PET Polyethylene terephtalate 110 Transparent, low friction Amorphous/Semi crystalline
PEEK Polyetheretherketone 250 High temperature resistivity Semi crystalline
PA Polyamide 80–120 Good mechanical properties Semi crystalline
PSU Polysulfone 150 Chemical and temperature Amorphous
resistivity
PVDF Polyvinylidenefluoride 150 Chemically inert, piezo-electric Semi crystalline

(a)

Mold inserts
Injection channel

(b)

Figure 2. Typical batch of micro structures as it comes from an


Polymer injection
injection-molding machine.

Injection molding is a technique that has been well


established in the macroscopic production of polymer parts for
(c)
decades. Therefore, vast know-how and machine technology
is available to be made use of in micro injection molding as
well. In general, cycle times are shortest (on the order of
some minutes) when producing micro parts from polymers
Figure 1. Principal process steps of micro injection molding: by injection molding. In almost all cases industrial series
(a) the molding tool is closed, evacuated, and heated above the glass production is based on injection molding.
transition temperature of the polymer, (b) the polymer is injected
into the tool, and (c) tool and polymer are cooled down and the
polymer is demolded. 2.2. Reaction injection molding

Reaction injection molding is similar to injection molding, but


equipped with a micro structured tool (mold insert) is closed, instead of one type of plastic, two components are injected into
evacuated, and heated above the glass transition temperature the closed molding tool. This technique allows fabrication
of the polymer (see figure 1(a)), an injection unit heats the of parts from polymers that are not thermoplastic, such as
polymer up and presses the viscous polymer into the mold thermosetting materials and elastomers. The manufacture of
(figure 1(b)), and the polymer (and the tool) is cooled down micro parts by reaction injection molding was investigated
below its glass transition temperature and demolded from the in the mid-1980s [3, 4] but turned out to be difficult to
tool (figure 1(c)). This cyclic temperature control is called perform because a good mixture of the components needs
variotherm (variothermal). to be achieved on the micro scale and a chemical reaction
Figure 2 displays a photograph of parts made from PC as has to take place in the micro structures of the molding tool,
they come from the injection-molding machine. They are still which requires a comparatively long time and results in long
connected to the sprue and runners, which are the part of the cycle times. Now, with the possibility of UV-curing instead
injection channel and distribution system, respectively, which of thermal initiation of the polymerization, reaction injection
are molded together with the micro parts to be fabricated. From molding has appeared again. Today, this process is quite fast
the micro parts, shown in figure 2, optical fiber connectors [2] and allows a type of rapid prototyping, because thermal cycling
are assembled. is not necessary any more.

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Topical Review

dicing process. The main costs of molded micro components


typically result from mounting them into a system. This can be
facilitated significantly by arranging single micro components
(a) on a batch in a well-ordered manner.
In contrast to injection molding, during hot embossing
the polymer flows a very short way from the foil into the
micro structure only. As a result, very little stress is produced
Thermoplastic foil in the polymer and the molded parts are well suited as optical
Mold inserts components, such as wave-guides and lenses. The temperature
cycle of the polymer may be smaller for hot embossing, since
the viscous polymer does not need to be transported a long way
(b) into the molding tool. This reduces shrinkage during cooling
and the friction forces acting on the micro structures during
demolding. Thus more delicate micro structures with higher
aspect ratios can be fabricated by hot embossing compared to
injection molding. Hot embossing is particularly suited for
forming plane plates or foils, as a small amount of plastic has
to be molded only.
(c) Hot embossing allows for a very simple setup of the
plant, which is particularly advantageous if tool or plant
reconstructions or modifications are necessary. This results in
very short set-up times. When using standardized mold inserts,
Residual layer a few minutes are sufficient to exchange a tool. Moreover, foils
made of various thermoplastic materials can be put into the
Figure 3. Principal process steps of hot embossing: (a) a machine successively without any further modifications being
thermoplastic film is inserted into the molding machine, (b) the required. Therefore, hot embossing makes the production of
molding tool is evacuated and heats up the polymer above its
softening temperature, and (c) the polymer is cooled down and
small and medium-scale series economically more efficient
demolded. and is especially suited for laboratory applications.
On the other hand, relatively long cycle times of up to
30 min may be required for some components. For some
applications such a long time can be advantageous if, e.g.,
inner stress is reduced by extreme slow cooling rates. But
long cycle times are caused mainly by the fact that the
heated polymer is not supplied continuously by an injection
unit. Such problems can be reduced considerably by further
developing hot embossing machines and their periphery as
has been done for injection molding machines. The principal
limit for shortening the molding cycle of hot embossing is a bit
larger than for injection molding, because in injection molding
the molten polymer can be filled into a mold insert which is
colder than the softening point of the polymer while in hot
embossing the polymer needs to be heated up by the mold
Figure 4. Typical batch of micro structures molded by hot insert. This means that the thermal cycle of a mold insert
embossing.
can be smaller in an injection molding machine than in a hot
embossing machine. On the other hand, hot embossing has
2.3. Hot embossing not yet reached this limit and it is not yet clear how large the
The principal process steps of hot embossing are [5]: A difference in cycle time will be, due to this effect.
thermoplastic film is inserted into the molding machine (see Cycle times are also strongly affected by the tool design.
figure 3(a)), a micro-structured tool (mold insert) in an For mass fabrication a tool can be designed with heating
evacuated chamber is pressed with high force into the film, and cooling features adapted to the special design of the
which has been heated above its softening temperature, and the component. Such an expensive tool will be not very flexible
mold insert is filled by the plastic material which replicates the and not be applicable for another micro component.
microstructures in detail (figure 3(b)). Then the setup is cooled Originally designed for the LIGA standard format of
and the mold insert is withdrawn from the plastic (figure 3(c)). 26 × 66 mm2, the embossing area has been extended
Figure 4 displays a photograph of a batch of housings of micro considerably in the past few years, and this year molding
valves [6] from PSU as it comes out of the molding machine. machines for samples with a diameter of up to 200 mm are
The embossing die and countertool are not closed being introduced onto the market. With increasing area,
completely, a characteristic residual layer is produced by shrinkage of the plastic component gains significance. A
hot embossing. The residual layer may serve as a kind of sophisticated execution of the process is required to prevent
magazine during demolding and handling before a subsequent deformations, such as overdrawn edges of the components or

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Topical Review

even damage of the mold insert. Shrinkage of hot embossed Evacuation


samples is smaller, and, therefore, it is especially suited for a Sealing
further extension of the format.

2.4. Injection compression molding (a)

Injection compression molding is a combination of injection


molding and embossing to overcome the problem of heating
the polymer by the tool. The plastified polymer is injected Polymer film
from a screw into the semi-closed molding tool and then Mold insert
pressed into the micro structures by closing the tool. In this
way, the problem of injection through a small gap is avoided
when producing a micro structure on a thin carrier layer. (b)
Injection compression molding is widely used to produce CDs
and DVDs. CDs possess critical dimensions of less than one
micro meter, but the aspect ratio is rather small and, therefore,
demolding is no problem. Pressurized gas

2.5. Thermoforming
Micro thermoforming is employed to form thin thermoplastic (c)
films. The polymer film is inserted into a molding tool,
which shows micro structures on one side (mold insert). The
molding tool is evacuated (see figure 5(a)), the film is clamped
(figure 5(b)), heated up and pressed into the micro structure by
a gas (figure 5(c)), cooled down and demolded (figure 5(d )).
Figure 6 shows a 25 µm thick PS film with 125 µm deep and (d )
250 µm wide micro channels.
Only a few papers have been published on molding of
thin thermoplastic films [7, 8]. In contrast to the processes
described above, the film does not fill the micro structures of
the molding tool completely. The film may not be heated so Figure 5. Principal process steps of micro thermoforming: (a) a
that it becomes too soft, because the permeability of polymers thermoplastic film is inserted into the molding machine and the tool
for gases increases with temperature. As a result, and due to is evacuated, (b) the film is fixed by clamping, (c) the molding tool
heats up the polymer above its softening temperature and a gas
the high flexibility of thin films, demolding is easy for films
presses the film against the mold insert, and (d ) the polymer is
molded by thermoforming, and even micro structures with a cooled down and demolded.
cross section similar to the form of the Greek letter  can be
demolded. Thermoforming is not suitable for achieving high
aspect ratios, as a thin film cannot be stressed too much, if it
is not made soft enough by heating.

3. Micro molding tools

Molding tools used in micro engineering generally consist of


a micro-structured mold insert and the tool. This separation
is unknown in macroscopic molding technology. It is due
to the completely different requirements to be met by the
micro structure and by the tool. The tool has to fulfill the
classical tasks of encapsulating the polymer and ejecting the
molded parts. In addition, the micro-molding tool needs to
Figure 6. Micro channels manufactured in a PS film by micro
provide for a vacuum and to undergo a variotherm process. thermoforming.
Evacuated tools are required in micro molding, because the
micro structures form pocket holes from which air cannot The requirements, which need to be fulfilled by the mold
escape when the polymer is filled in. Consequently, the insert, are very different. The mold insert has to provide for
structure has to be empty right from the start. In addition, the primary micro structure and, therefore, is manufactured
the mold inserts need to be heated above the glass transition with techniques appropriate for this. The micro structure
temperature, so the small amount of thermoplastic material should exhibit smooth side walls to avoid friction during
processed does not solidify immediately when getting into demolding and a small inclination angle is desirable, if this
contact with the large mass of the mold insert. For demolding, can be tolerated by the application of the micro structures
the mold insert has to be cooled down again. to be molded. Furthermore, the mold insert should preserve

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Topical Review

(a) (b) (c )

(d ) (e) (f )

Figure 7. Mold inserts fabricated by different processes: (a) milling with a CNC machine, (b) laser-manufactured tool with different
surface roughnesses, (c) x-ray lithography and electroplating, (d ) silicon etching (courtesy of Jenoptik Mikrotechnik GmbH),
(e) photolithography with SU8, and ( f ) electric discharge machining (courtesy of Institut für Mikrotechnik Mainz).

the micro structure over many molding cycles and withstand of up to some weeks. For certain purposes thinner backings
lateral and normal forces during injection and demolding. This (shims) are possible and electroplating is much quicker.
is achieved by using a material that is hard and ductile enough Another problem is that the electrochemical process is very
for the mold insert and by choosing a suitable design. Which sensitive to disturbing artifacts, such as thin insulating layers
material is hard and ductile enough and which design is proper and gas bubbles in the electrolyte. Control of the concentration
depends on a lot of parameters, such as the polymer to be of chemicals in the electrolyte is another important issue,
molded, the molding process, etc, and no general rule can be which may affect the mechanical stress in the mold insert,
given. and thus, may result in the bending of the mold insert.
While the tool with its closing and sealing units Consequently, a lot of know-how is required for electroplating
and ejection systems is manufactured by classical metal mold inserts. This know-how is available at some companies
processing, various methods are applied for micro structuring and research institutes, which offer electroplating of mold
the mold insert. These are methods of direct structuring, inserts as a service [12].
including mechanical micro machining, laser structuring, and
Mechanical micro machining is closest to traditional tool
electric discharge machining (EDM) on the one hand, and
technology. Techniques such as turning, drilling, or milling are
lithographic processes with x-rays or UV radiation combined
employed for fabricating mold inserts (see figure 7(a)). Mold
with electroplating, on the other. Figure 7 shows some
inserts fabricated by mechanical micro machining with CNC
examples of mold inserts fabricated by different techniques.
machines are offered by companies (e.g., [13] and [14]) and
Electroplating allows fabrication of a metal mold insert
from micro structures made of plastics, silicon, and other available from research institutes e.g., [15]. The smoothest
materials not suitable for use as a mold insert [9–11]. It may side walls of micro structures are obtained with diamond tools
be also advantageous to transform a metal micro structure but these are not suitable for work in steel which is a favorite
worked from a solid soft metal into a hard alloy (e.g., Fe–Ni material for mold inserts. Moreover, the smallest diameter
or Co–Ni) or hard metal by electroplating. Another reason for of diamond tools is approximately 200 µm. When narrower
employing electroplating is that some critical micro structures grooves need to be fabricated on a mold insert or the mold insert
such as narrow grooves or sharp concave corners cannot be needs to be made of tool steel, milling and drilling tools made
milled while their inverted forms (narrow rib or sharp convex of hard metal can be used, with the requirements regarding
corner) can easily be manufactured by mechanical means. the smoothness of side walls being reduced. Compared to
Even structures in the nanometer range can be replicated by lithographic processes it is easy to fabricate mold inserts with
electroplating and, therefore, this is an important technique three-dimensional micro structures even with curved surfaces
for tool manufacturing. For very high microstructures mold by mechanical micro machining, and sloped side walls of the
inserts need a thick backing in order to provide the necessary micro structures can be achieved by simply using milling tools
mechanical stability. This results in quite long plating times with the required profile.

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Another technique initially developed for macroscopic


use is electric discharge machining (EDM) (see figure 7( f )).
Today, it also allows micro structured mold inserts to be
produced. This is achieved by using wires as thin as 30 µm for
wire erosion or by sinking erosion with electrodes produced
by electroplating. In this way, micro structures from nickel
or other metals can be transformed into mold inserts made of
steel. A disadvantage of this technique is that the side walls
of micro structures fabricated in this way are rough compared
to milling.
Lithographic processes are particularly suited for minute
structures. A resist is patterned with a micro structure
that is electroplated to build up a mold insert. Classical
LIGA technology based on x-ray deep-etch lithography is
characterized by extremely high structural heights, smallest Figure 8. SEM of a hot-embossed micro structure from PVC for a
hologram on a movie picture, 1.4 µm in height [25].
lateral dimensions, and side walls with a roughness of less
than 50 nm (see figure 7(c)) [16, 17]. UV lithography
is a less complex and less expensive alternative to x-ray The first paper on micro molding of optical waveguides
technology, which is able to meet less demanding was published in 1972 [27]. A simple groove was hot
specifications. Both methods are based on the lithographic embossed into PMMA with a glass fiber and the groove was
generation of non-conductive plastic micro structures that are filled with poly(cyclohexyl methacrylate) (PCHMA) which
filled by electroplating. Mold inserts made by both methods shows a higher optical index.
are available from companies and research institutes [12]. Independent of this work, the development of micro
Mold inserts from silicon (see figure 7(d )) or glass micro molding started in Karlsruhe, Germany in the mid-1980s as a
structured by wet etching [18–20] or reactive ion etching [21] replication technology for LIGA microstructures, to provide
can also be employed for micro molding, but silicon is a very this technique with an economic mass fabrication process.
brittle material, so wafers tend to break. Therefore the wafer LIGA initially was an acronym for ‘Lithografie und Galvanik’
is bonded on top of a quartz glass to get a stable compound. If which means ‘lithography and electroplating’ [28]. Then
less than 10 molding steps are to be performed for prototyping micro molding was introduced in the process and the acronym
purposes, mold inserts from silicon may be suitable. Silicon was reinterpreted as ‘Lithografie, Galvanik und Abformung’
treated by wet etching is more favorable, because it shows which means ‘lithography, electroplating, and molding’
inclined side walls and a smoother surface than dry-etched [3, 29]. First investigations had been carried out using reaction
silicon. injection molding [4] until it turned out that injection molding
Another possibility for structuring metal is laser is a much easier process, which can be performed with a shorter
technology (see figure 7(b)) [11]. This development is still cycle time. Therefore, further work focused on injection
at its beginning, but promises to have enormous potential in molding [30, 31].
terms of aspect ratios and minimum structural dimensions. During the first years the parts manufactured with micro
This technology is of particular interest, as it allows processing molding were intended to demonstrate that high aspect ratios,
of materials such as stainless steel or tungsten carbide. steep side walls, and stepped profiles can be achieved and
various materials can be used [30, 31]. In the following years,
micro molding turned out to be the most important production
4. History step of LIGA in industrial applications, because this low-cost
process makes LIGA an economic success. On the other
To the knowledge of the authors, the first paper on micro hand, micro molding can not only be done with LIGA-made
molding of thermoplastic polymers was published in 1970 by mold inserts. A lot of products do not need to have high
a group of researchers from RCA laboratories at Princeton, aspect ratios, and inclined side walls are advantageous for the
NJ, USA [22]. The objective of this work was to develop a demolding of micro structures. Mold inserts made by micro
low-cost reproduction technique of hologram motion pictures milling and electroplating of micro structures made by UV
for television playback [23]. A master tape was made by lithography in several 10 µm thick resist layers were brought
electroplating nickel into photo resist patterns. The master up for discussion.
was run through heated rollers together with a vinyl tape and, Meanwhile, the development of hot embossing had been
thus, the micro structure (see figure 8) was transferred into the started at Karlsruhe [32]. The intention of this work was
vinyl. to find a way to produce a molded LIGA microstructure
This work was continued in Zurich, Switzerland on top of electronic circuits, i.e. to fabricate an acceleration
[24], where diffraction gratings for color filtering were sensor directly on top of an amplifying circuit on a silicon
manufactured by hot embossing of PVC [25]. The ratio of wafer [33]. When hot embossing turned out to be suitable
the depth of the micro structure to its width reached up to for molding micro structures with aspect ratios as high
5.7 (0.4 µm wide and 1.4 µm high gratings). Work at RCA as 10 and introduction of low mechanical stress in the
laboratories was stopped, because no market success had been products, this process was employed for other devices as well
achieved [26]. [34, 35].

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new components were developed in the next years such as


micro pumps [41, 47], micro valves [48–50], and micro sensors
[51].

5. Design

Polymers show properties that differ from those of silicon,


glass, and metals. Of major significance are thermal
expansion, creep, diffusion, and chemical properties.
Especially the large thermal expansion of polymers has to be
considered when micro components are to be designed from
polymers. For a lot of applications it is necessary to combine
different materials, which results in stresses that are a function
Figure 9. Micro pump fabricated by injection molding [45].
of temperature. Even when two different types of polymers are
bonded to each other the difference in their thermal expansion
may cause remarkable effects. On the other hand such effects
In the same year in which the first publication was made can be avoided with a proper design.
by the Karlsruhe group, a group from Zurich reported on their A 10 mm long device with a typical expansion coefficient
work related to hot embossing of integrated optical micro of 100 ppm will be extended by 1 µm with every degree
structures [36, 37]. Two years later, the first paper on hot of temperature change. This means that polymers are not
embossing by a group from Mainz, Germany, was published suitable for building up high-precision components with small
[38] and first papers on micro molding of thermoplastic tolerances. The example of an anemometric flow transducer
polymers from Santa Cruz, CA, USA [26], Middlesbrough, [52] illustrates how such difficulties can be overcome.
UK [39], Dortmund, Germany [40], Stockholm, Sweden Figure 10 shows that a metal heater wire is mounted in a
[41], Ann Arbor, MI, USA [42], Hayward, CA, USA [19], flow channel. The wire is supported by a membrane, which is
Gaithersburg, MD, USA [18], Jena, Germany [43], and Taiwan adhesively bonded between two hot-embossed housing shells.
[44] followed. Both the wire and the membrane are designed to be very
In recent years hot embossing became an emerging thin (100 nm and 2.4 µm, respectively) in order to achieve
technology for the fabrication of electronic devices with a low heat capacity. If the membrane was spread over the full
critical dimensions in the nanometer range [79–84]. width of the flow channel, thermal expansion of the housing
The first components based on micro molding were made would result in a change of the transducer signal, because
for micro optical applications as described above [22, 27]. the wire would behave like a strain gauge. Therefore, the
The first micro fluidic component was a micro pump [45] membrane is fixed to the housing at two points only and
(see figure 9). It was fabricated by injection molding from the sensitive part of the wire is placed on a tongue-like part
polysulfone (PSU). Two housing shells fabricated by molding of the membrane, which is not affected by the strain of the
were adhesively bonded to a membrane made of polyimide housing. Moreover, the heater wire is arranged on the neutral
patterned by photolithography. The mold had been fabricated axis where bending of the membrane does not result in any
by milling with a CNC machine. The fabrication process strain. In this way, the signal of the transducer is changed by
of the micro pump was later called the AMANDA process 1% only when the temperature rises from 20 ◦ C to 60 ◦ C.
[46]. Today, it is still employed to produce micro fluidic Polymer parts tend to creep much more than metals and
devices. With this process and other similar processes several glasses when subjected to a permanent load. Making housings

Membrane Heater wire

Figure 10. Flow sensor made of PSU with a support membrane from PI [52]. By the design of the membrane, sensitivity to temperature
changes is reduced.

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from polymer does not cause any problem in most cases, If a mold insert is covered by areas with micro structures
because they can be designed thick enough to withstand the of different height or varying density, these areas should be
load. However, creep is a problem if, e.g., the elastic element arranged symmetrically on the mold insert. In this way, tilting
of a sensor or actuator is made of a polymer. Often, it is a of the mold insert during molding is avoided.
good idea to fabricate the housing by micro molding and use
another material as an elastic element. 6. Applications
It is also known that polymers allow for the diffusion of
gases and are not tight over a longer term. The usual way of Micro molding has been employed to fabricate a variety of
solving this problem is to evaporate approximately 100 nm of polymer components. Most applications are in the field of
a metal layer onto the polymer [53]. This increases fabrication micro optics and micro fluidics, but there are also some
costs, but is no problem under most circumstances. examples of micro (and nano) electrical and mechanical
The design of polymer micro components needs to devices.
account for bonding techniques which differ very much The most widely sold micro molding product probably
compared to bonds made between silicon, glass, or metals. is the well-known CD and DVD for data storage, music,
Adhesive bonding is quite popular, because it avoids high and videos. Another wide spread article are holograms
temperatures that may damage micro structures or induce which are affixed to credit cards [26]. Other molded
mechanical stresses. If adhesives are used, they need to be micro optical components are spectrometers [35, 62]
kept away from micro cavities by stopping grooves or sealing (see Figure 11(a)), lenses [65–67], optical switches [68, 69],
partitions [54, 55]. The design of the same micro component optical fiber connectors [2], waveguides [27, 70, 71],
may be very different when it is to be bonded by ultrasonic anti-reflective surfaces [72], optical gratings [9, 25], and
power, because energy directors are necessary in this case. photonic structures [73].
The lid of capillary systems is often bonded by welding There is a variety of molded micro fluidic devices,
[56–60] or with solvents [59]. Most of these bonding such as pumps [41, 46, 47, 64] (see Figure 11(d ), valves
techniques are tolerant to small damages or particles on [6, 48–50], nebulizers [62], ink jets [62], degassers for HPLC
the surface to be bonded because adhesives can fill small systems [74], capillary analysis systems [18–20, 63, 75–77]
holes, ultrasonic power and welding processes locally melt (see figure 11(c)), devices for investigations of living cells
the polymer and the liquid may close holes, and solvents let [62, 78] (see figure 11(b)), pressure sensors [51], and flow
polymers swell. This facilitates the design of polymer micro sensors [52]. Today, the largest turnover is probably reached
components and contributes to the success of micro molding. with nebulizers for inhalers used in asthma therapy, the largest
Last but not the least, there are design rules caused by market is expected for lab-on-a-chip applications.
the molding process. Sharp corners should be avoided in the Prospective applications of thermoplastic molding also
design where possible, because they cause stress peaks in the lie in electronics. One of them is nano imprinting [79–84]
polymer, which may result in cracks. which may allow for the low-cost replication of electronic
Most problems in micro molding are not caused by the circuits with critical dimensions as small as ten nanometers.
filling of the mold, but by demolding. During demolding, Embossing techniques provide for the transfer of the desired
micro structures may be torn apart, deformed, or destroyed. geometry into a thin resist layer on a silicon wafer, and this
Demolding very much affects the wear of mold inserts and geometry is the basis for generating circuits by reactive ion
delicate parts of the mold insert may even be destroyed after a etching, lift-off, and other methods. For this application
single molding process, if the micro structure is not designed the polymer is used in an intermediate step only. Hence,
properly or unsuitable molding parameters are chosen. It is the most important properties are a good adhesion to the
possible to demold micro structures with vertical side walls, substrate, dimensional stability, easy dissolution, and a low
but an inclination angle of just 2◦ reduces demolding forces a glass transition temperature which allows one to keep the
lot and is even more important than the roughness of the side thermal cycle small or even to avoid it completely.
walls. An important factor in demolding is the shrinkage of Other future electronic applications may be electronic and
the polymer, which occurs when cooling down the polymer optical circuit boards [71], acceleration sensors [33, 85], and
between the filling of the mold and demolding. Therefore, simple devices, such as electrical switches [86], may find a
demolding forces also are a function of the orientation of market share as well.
microstructures relative to the direction of shrinkage and the
placement of critical micro structures relative to the center of 7. Machine development
shrinkage. This is why the path of the polymer into the mold
has to be chosen with care for injection molding. The development of micro molding and the development of
Delicate micro structures, such as pins with a high aspect molding machines have always been connected with each
ratio can be protected against shear forces resulting from other. The simple process technology, which mainly requires
shrinkage and mold filling by neighboring auxiliary structures a heating device and a pressure unit, inspired several research
which are stable enough to withstand these forces. groups to start thermoplastic molding [87]. Simple optical
Shrinkage of the samples may be not identical over a structures with aspect ratios of up to 1 did not require
longer production run. For this reason, molded parts that any special equipment. Modified laminating presses or
need to fit together in the later production should be placed on small stamping presses with an electrical heating plate were
the same mold insert and pieces from the same molding step sufficient to transfer microstructures from a metallic master to
should be attached to each other. a plastic sheet.

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Topical Review

(a ) ( b)

(c ) (d )

Figure 11. Products made by thermoplastic molding. (a) Hot-embossed micro spectrometer [35], (b) injection-molded cell chip
LILLIPUT [62] (courtesy of Steag microParts GmbH and Merlin Diagnostica GmbH), (c) hot-embossed micro titer plate [63],
and (d ) piezo-driven micro pump XXS2000 made by injection molding [64] (courtesy of thinXXS GmbH).

The goal to provide reliable commercial equipment for


micro replication led to adaptation of the CD stamping
process and film extrusion technology. CD technology very
much inspired injection compression and injection molding
technologies, thus leading to a complete new machine
generation [92] (see figure 13).
Film fabrication with continuous structuring from roll-to-
roll was the first implementation of thermoplastic molding of
micro structures [22] and still provides us with holographic
security elements and light-reflecting films for different
purposes [89–91]. In this case the demanding task is to
develop suitable rotating tools. Production machines are not
commercially available, but need to be developed for each
application.
The appearance of the LIGA technology led to a new
challenge in the thermoplastic molding of micro structures:
The replication of high aspect ratios. As a result, mold Figure 12. Home-made reaction injection machine [4].
filling and demolding became two new issues. Grooves
and pin holes of some hundred microns depth and a few
The broader material range then gave rise to the idea of
microns width only required a very low viscous polymer for
mold filling. In Karlsruhe, first attempts in the mid–1980s developing thermoplastic replication of micro structures, and
focused on reaction injection molding using thermosets of a commercially available injection molding machine for CD
low viscosity [4]. A reaction injection molding machine production was employed. It needed to be adapted to the
was constructed (see figure 12), but process difficulties and molding of micro structures, because operation at very high
problematic properties like large shrinkage prevented a success temperatures close to the decomposition temperature of the
similar to the one achieved by UV-curing and PDMS casting polymer and integral heating of the mold and material turned
nowadays. out to be insufficient for complete mold filling. Trapped air

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Topical Review

(a) (b)

(c ) (d ) (e )

Figure 13. Commercially available micro molding machines. (a) Injection molding machine for CD fabrication [88] (courtesy of
Ferromatik Milacron Maschinenbau GmbH), (b) hot embossing machine HEX03 [93] (courtesy of Jenoptik Mikrotechnik GmbH), (c) hot
embossing machine Stamp Press MS 1 [94] (courtesy of Wickert Maschinenbau GmbH), (d ) injection molding machine microsystem 50
[92] (courtesy of Battenfeld Kunststoffmaschinen GmbH), and (e) EVG R 520HE hot embossing system for embossing and nanoimprinting
[95] (courtesy of EV Group).

caused defects in high aspect ratio micro structures. Therefore, molding on both sides of a polymer or on an already
a vacuum unit needed to be included. patterned substrate is possible. A new concept of alignment
Another constraint in high-aspect-ratio molding is a high working also under high load and high temperature changes
stiffness of the machine frame to ensure precise movements was developed under the BMBF-funded project PROBE
during demolding. Steep side walls mean contact between [96] and implemented in the machine generation of HEX03
the mold and replica during the whole demolding process. (see figure 13(b)). An alignment accuracy of less than 10 µm
Any lateral movement has to be avoided along the demolding can be achieved with this machine.
path of up to some millimeters. Finally, the requirement Hot embossing machines which aim at the industrial
made on machine control is extremely high. Minimal speed market are the Stamp Press MS 1 (see figure 13(c)) [94], which
of a few microns per second and position control with an was the first machine used by industry for hot embossing of
accuracy of a few microns even at high forces are necessary. micro spectrometers. This year, a new type of hot embossing
Critical points are transient stages when the polymer softens machine will be introduced on the market by the same
and viscosity changes rapidly. At this moment machine company. This machine reaches much shorter cycle times
control must maintain the pressure without damaging the mold and is able to produce hot-embossed layers of up to 200 mm
insert. in diameter. It can be equipped with an automatic handling
In cooperation with Jenoptik Mikrotechnik, the first hot system, which contributes essentially to the reduction of cycle
embossing press suitable for high aspect ratio replication was times, because the polymer workpiece can be exchanged more
developed at Karlsruhe: The HEX02. The high accuracy quickly and at much higher temperatures.
of this machine allows alignment of the upper and lower Another direction of development are for machines
crosshead of the machine very precisely. Thus, aligned suitable for the production of smaller details. The demand

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Topical Review

for nano replication results in a slightly different machine


technology. Machines for large-area replication on wafer areas
of up to 200 mm with modified wafer bonding equipment are
available from Karl Suss and EVG (see figure 13(e)) [95, 97].

8. Limitations and solutions of special problems

What are the limitations of micro molding of thermoplastic


polymers? The investigations of nano imprinting show that
even structures of only a few tens of nanometers in size are
replicated very well. This is a bit astonishing, because the
size of the macromolecules the polymer consists of is more
than that. Obviously, the macromolecules to a certain extent
adapt to the form of the mold. Hence, the limit of the smallest
possible feature size has not yet been approached. Figure 14. Micro riddle (300 × 300 µm) hot embossed into the
However, there is a limitation regarding the achievable upper layer of a stack of two polymers which were separated
aspect ratio of columns, grooves, and walls. This limit is a afterwards [99].
function of the geometry of the microstructure, its position
on the sample, the polymer type, and the process parameters.
The second layer may be a metal conduction path on the
Therefore, there is no simple rule for giving us the maximum
aspect ratio which can be achieved in a particular case. An surface of the plastic semi-finished product [100]. During hot
extreme case is a groove with a width of 10 µm and a depth embossing this conduction path follows the topography and,
of 100 µm, which is filled and demolded with PMMA by thus, an electric connection from the surface to the structure
hot embossing. Another example is the spectrometer with base is generated. This is a way providing micro fluidic
270 nm deep steps of an optical grid in a vertical PMMA wall of structures with an additional functionality.
125 µm in height, which are both hot-embossed and injection-
molded. Finite element calculations could help solve molding 9. Conclusions and outlook
problems of high-aspect-ratio microstructures, but FEM codes
are available for mold filling only and the limiting process step Micro molding of thermoplastic polymers today is a well-
is demolding of the microstructures. Development of FEM established process. Several micro molding machines are
calculations of demolding has just started [98]. sold on the market and mold inserts fabricated with various
Another limitation is the overall size of a sample or batch techniques suitable for most applications are available. This is
of microstructures, which is molded in one step. Shrinkage of reflected by an increasing interest of industry in micro molding
the polymer is a function of the overall size and the farther a processes and machines.
delicate microstructure with a high aspect ratio is placed from While injection molding is the process most frequently
the center of shrinkage, the more difficult does demolding used for micro molding in industry, because short cycle times
become. On the other hand, shrinkage can be reduced both by are achieved, hot embossing is most popular on the laboratory
a proper design and by a proper molding process. Therefore,
scale, because it is more flexible and more delicate structures
further development may open up the way to larger samples
can be produced. Alternative processes are under investigation
and even lower costs for multiple components produced in one
by research groups.
batch.
Further research work will focus on achieving higher
Moreover, the production of through holes may be
aspect ratios on larger scales and on developing special
difficult, because a direct contact of delicate microstructures
functionalities of molded parts, such as through holes and
of the mold insert with the counter plate may cause damage.
electrical paths. Apart from this work, there is still a need
However, if a small gap is left in-between, it will be filled
with the polymer, because the molding process needs to be for the development of processes to be applied after molding,
performed such that microstructures are filled. In general, a such as bonding, and for establishing reliable interconnections
thin residual layer needs to be removed after molding to open to the macroscopic world.
up through holes. Research is required with respect to a proper design of
An alternative to this may be hot embossing of composite devices and components, because design rules can neither be
layers [99]. Interesting effects may be achieved by replacing transferred without changes from micro components made of
the simple semi-finished product by a composite of several silicon or glass nor from macroscopic polymer products.
foils. An example is the micro spectrometer for the UV- There are a variety of applications already known for
VIS range [35] (see figure 11(a)). By combining PMMA micro molding of thermoplastic polymers and many more are
foils of variable refraction coefficients, a waveguide for light expected to come up in the future.
transmission is obtained. If polymers are chosen, which are
not welded during embossing, but still adhere strongly to each
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