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TOPICAL REVIEW
Abstract
Molding of micro components from thermoplastic polymers has become a
routinely used industrial production process. This paper describes both the
more than 30-year-old history and the present state of development and
applications. Hot embossing, injection molding, reaction injection molding,
injection compression molding, thermoforming, and various types of tool
fabrication are introduced and their advantages and drawbacks are
discussed. In addition, design considerations, process limitations, and
commercially available micro molding machines are presented.
1. Introduction (PA) filled with graphite. Polymers such as PVDF even exhibit
a piezo-electrical effect.
Micro molding of thermoplastic polymers is one of the Hence, micro molding of thermoplastic polymers should
most promising fabrication techniques for non-electronic be considered whenever a micro component leaves the
micro devices. Fabrication costs of molded micro parts are laboratory and enters the market.
hardly affected by the complexity of the design. Once a The development of micro molding started more than 30
mold insert has been made, several thousand parts can be years ago. A lot of experience has been gathered in that
molded with little effort. The cost of the raw material in time, and today micro molding machines are commercially
most cases is negligibly low, because only small material available and routinely used in industry every day. A variety of
quantities are required for micro components. Therefore, parts micro molding tools can be purchased from several suppliers.
fabricated by micro molding, even from high-end materials, Therefore, use of micro molding in industry and the number
are suitable for applications requiring low-cost and disposable
of scientific institutes working in this field are expected to
components.
increase in the forthcoming years. This will cause a growing
Moreover, thermoplastic materials are a very large
interest in an overview of the current situation of micro
material class, which allows one to find a suitable polymer
molding, which is given in this review.
for nearly every application (see table 1). There are
polymers which are stable at temperatures as high as
250 ◦ C (e.g., polyetheretherketone, PEEK) and others 2. Micro molding processes
which resist aggressive chemicals such as alkaline solutions,
acids, and solvents (e.g., perfluoralkoxy, PFA). Polymers There are five processes which are employed for micro
are electrical and thermal insulators, but when filled with molding of thermoplastic polymers: Injection molding,
appropriate powders they can be used as electrical conductors, reaction injection molding, hot embossing, injection
heat sinks, and even magnets. Molded micro structures can compression molding, and thermoforming.
be either soft and elastic such as polyoxymethylene (POM)
or hard and brittle such as polysulfone (PSU). They are
2.1. Injection molding
available from optically transparent materials such as (cyclo-
olefin copolymer) COC and opaque ones such as polyamide The well-known macroscopic injection molding can be
adapted to the micro scale by employing a variotherm process
1 On leave to RWTH Aachen, Germany. [1]. It comprises the following process steps: The mold cavity
Table 1. A list of thermoplastic polymers that have been used for micro molding.
Acronym Full name Temperature stability [◦ C] Properties Structure
COC Cyclo-olefine 140 High transparency Amorphous
copolymer
PMMA Polymethylmethacrylate 80 High transparency Amorphous
PC Polycarbonate 130 High transparency Amorphous
PS Polystyrene 80 Transparent Amorphous
POM Polyoxymethylene 90 Low friction Semi crystalline
PFA Perfluoralkoxy copolymer 260 High chemical resistivity Semi crystalline
PVC Polyvinlchloride 60 Cheap Amorphous
PP Polypropylene 110 Mechanical properties Semi crystalline
PET Polyethylene terephtalate 110 Transparent, low friction Amorphous/Semi crystalline
PEEK Polyetheretherketone 250 High temperature resistivity Semi crystalline
PA Polyamide 80–120 Good mechanical properties Semi crystalline
PSU Polysulfone 150 Chemical and temperature Amorphous
resistivity
PVDF Polyvinylidenefluoride 150 Chemically inert, piezo-electric Semi crystalline
(a)
Mold inserts
Injection channel
(b)
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2.5. Thermoforming
Micro thermoforming is employed to form thin thermoplastic (c)
films. The polymer film is inserted into a molding tool,
which shows micro structures on one side (mold insert). The
molding tool is evacuated (see figure 5(a)), the film is clamped
(figure 5(b)), heated up and pressed into the micro structure by
a gas (figure 5(c)), cooled down and demolded (figure 5(d )).
Figure 6 shows a 25 µm thick PS film with 125 µm deep and (d )
250 µm wide micro channels.
Only a few papers have been published on molding of
thin thermoplastic films [7, 8]. In contrast to the processes
described above, the film does not fill the micro structures of
the molding tool completely. The film may not be heated so Figure 5. Principal process steps of micro thermoforming: (a) a
that it becomes too soft, because the permeability of polymers thermoplastic film is inserted into the molding machine and the tool
for gases increases with temperature. As a result, and due to is evacuated, (b) the film is fixed by clamping, (c) the molding tool
heats up the polymer above its softening temperature and a gas
the high flexibility of thin films, demolding is easy for films
presses the film against the mold insert, and (d ) the polymer is
molded by thermoforming, and even micro structures with a cooled down and demolded.
cross section similar to the form of the Greek letter can be
demolded. Thermoforming is not suitable for achieving high
aspect ratios, as a thin film cannot be stressed too much, if it
is not made soft enough by heating.
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(a) (b) (c )
(d ) (e) (f )
Figure 7. Mold inserts fabricated by different processes: (a) milling with a CNC machine, (b) laser-manufactured tool with different
surface roughnesses, (c) x-ray lithography and electroplating, (d ) silicon etching (courtesy of Jenoptik Mikrotechnik GmbH),
(e) photolithography with SU8, and ( f ) electric discharge machining (courtesy of Institut für Mikrotechnik Mainz).
the micro structure over many molding cycles and withstand of up to some weeks. For certain purposes thinner backings
lateral and normal forces during injection and demolding. This (shims) are possible and electroplating is much quicker.
is achieved by using a material that is hard and ductile enough Another problem is that the electrochemical process is very
for the mold insert and by choosing a suitable design. Which sensitive to disturbing artifacts, such as thin insulating layers
material is hard and ductile enough and which design is proper and gas bubbles in the electrolyte. Control of the concentration
depends on a lot of parameters, such as the polymer to be of chemicals in the electrolyte is another important issue,
molded, the molding process, etc, and no general rule can be which may affect the mechanical stress in the mold insert,
given. and thus, may result in the bending of the mold insert.
While the tool with its closing and sealing units Consequently, a lot of know-how is required for electroplating
and ejection systems is manufactured by classical metal mold inserts. This know-how is available at some companies
processing, various methods are applied for micro structuring and research institutes, which offer electroplating of mold
the mold insert. These are methods of direct structuring, inserts as a service [12].
including mechanical micro machining, laser structuring, and
Mechanical micro machining is closest to traditional tool
electric discharge machining (EDM) on the one hand, and
technology. Techniques such as turning, drilling, or milling are
lithographic processes with x-rays or UV radiation combined
employed for fabricating mold inserts (see figure 7(a)). Mold
with electroplating, on the other. Figure 7 shows some
inserts fabricated by mechanical micro machining with CNC
examples of mold inserts fabricated by different techniques.
machines are offered by companies (e.g., [13] and [14]) and
Electroplating allows fabrication of a metal mold insert
from micro structures made of plastics, silicon, and other available from research institutes e.g., [15]. The smoothest
materials not suitable for use as a mold insert [9–11]. It may side walls of micro structures are obtained with diamond tools
be also advantageous to transform a metal micro structure but these are not suitable for work in steel which is a favorite
worked from a solid soft metal into a hard alloy (e.g., Fe–Ni material for mold inserts. Moreover, the smallest diameter
or Co–Ni) or hard metal by electroplating. Another reason for of diamond tools is approximately 200 µm. When narrower
employing electroplating is that some critical micro structures grooves need to be fabricated on a mold insert or the mold insert
such as narrow grooves or sharp concave corners cannot be needs to be made of tool steel, milling and drilling tools made
milled while their inverted forms (narrow rib or sharp convex of hard metal can be used, with the requirements regarding
corner) can easily be manufactured by mechanical means. the smoothness of side walls being reduced. Compared to
Even structures in the nanometer range can be replicated by lithographic processes it is easy to fabricate mold inserts with
electroplating and, therefore, this is an important technique three-dimensional micro structures even with curved surfaces
for tool manufacturing. For very high microstructures mold by mechanical micro machining, and sloped side walls of the
inserts need a thick backing in order to provide the necessary micro structures can be achieved by simply using milling tools
mechanical stability. This results in quite long plating times with the required profile.
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5. Design
Figure 10. Flow sensor made of PSU with a support membrane from PI [52]. By the design of the membrane, sensitivity to temperature
changes is reduced.
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from polymer does not cause any problem in most cases, If a mold insert is covered by areas with micro structures
because they can be designed thick enough to withstand the of different height or varying density, these areas should be
load. However, creep is a problem if, e.g., the elastic element arranged symmetrically on the mold insert. In this way, tilting
of a sensor or actuator is made of a polymer. Often, it is a of the mold insert during molding is avoided.
good idea to fabricate the housing by micro molding and use
another material as an elastic element. 6. Applications
It is also known that polymers allow for the diffusion of
gases and are not tight over a longer term. The usual way of Micro molding has been employed to fabricate a variety of
solving this problem is to evaporate approximately 100 nm of polymer components. Most applications are in the field of
a metal layer onto the polymer [53]. This increases fabrication micro optics and micro fluidics, but there are also some
costs, but is no problem under most circumstances. examples of micro (and nano) electrical and mechanical
The design of polymer micro components needs to devices.
account for bonding techniques which differ very much The most widely sold micro molding product probably
compared to bonds made between silicon, glass, or metals. is the well-known CD and DVD for data storage, music,
Adhesive bonding is quite popular, because it avoids high and videos. Another wide spread article are holograms
temperatures that may damage micro structures or induce which are affixed to credit cards [26]. Other molded
mechanical stresses. If adhesives are used, they need to be micro optical components are spectrometers [35, 62]
kept away from micro cavities by stopping grooves or sealing (see Figure 11(a)), lenses [65–67], optical switches [68, 69],
partitions [54, 55]. The design of the same micro component optical fiber connectors [2], waveguides [27, 70, 71],
may be very different when it is to be bonded by ultrasonic anti-reflective surfaces [72], optical gratings [9, 25], and
power, because energy directors are necessary in this case. photonic structures [73].
The lid of capillary systems is often bonded by welding There is a variety of molded micro fluidic devices,
[56–60] or with solvents [59]. Most of these bonding such as pumps [41, 46, 47, 64] (see Figure 11(d ), valves
techniques are tolerant to small damages or particles on [6, 48–50], nebulizers [62], ink jets [62], degassers for HPLC
the surface to be bonded because adhesives can fill small systems [74], capillary analysis systems [18–20, 63, 75–77]
holes, ultrasonic power and welding processes locally melt (see figure 11(c)), devices for investigations of living cells
the polymer and the liquid may close holes, and solvents let [62, 78] (see figure 11(b)), pressure sensors [51], and flow
polymers swell. This facilitates the design of polymer micro sensors [52]. Today, the largest turnover is probably reached
components and contributes to the success of micro molding. with nebulizers for inhalers used in asthma therapy, the largest
Last but not the least, there are design rules caused by market is expected for lab-on-a-chip applications.
the molding process. Sharp corners should be avoided in the Prospective applications of thermoplastic molding also
design where possible, because they cause stress peaks in the lie in electronics. One of them is nano imprinting [79–84]
polymer, which may result in cracks. which may allow for the low-cost replication of electronic
Most problems in micro molding are not caused by the circuits with critical dimensions as small as ten nanometers.
filling of the mold, but by demolding. During demolding, Embossing techniques provide for the transfer of the desired
micro structures may be torn apart, deformed, or destroyed. geometry into a thin resist layer on a silicon wafer, and this
Demolding very much affects the wear of mold inserts and geometry is the basis for generating circuits by reactive ion
delicate parts of the mold insert may even be destroyed after a etching, lift-off, and other methods. For this application
single molding process, if the micro structure is not designed the polymer is used in an intermediate step only. Hence,
properly or unsuitable molding parameters are chosen. It is the most important properties are a good adhesion to the
possible to demold micro structures with vertical side walls, substrate, dimensional stability, easy dissolution, and a low
but an inclination angle of just 2◦ reduces demolding forces a glass transition temperature which allows one to keep the
lot and is even more important than the roughness of the side thermal cycle small or even to avoid it completely.
walls. An important factor in demolding is the shrinkage of Other future electronic applications may be electronic and
the polymer, which occurs when cooling down the polymer optical circuit boards [71], acceleration sensors [33, 85], and
between the filling of the mold and demolding. Therefore, simple devices, such as electrical switches [86], may find a
demolding forces also are a function of the orientation of market share as well.
microstructures relative to the direction of shrinkage and the
placement of critical micro structures relative to the center of 7. Machine development
shrinkage. This is why the path of the polymer into the mold
has to be chosen with care for injection molding. The development of micro molding and the development of
Delicate micro structures, such as pins with a high aspect molding machines have always been connected with each
ratio can be protected against shear forces resulting from other. The simple process technology, which mainly requires
shrinkage and mold filling by neighboring auxiliary structures a heating device and a pressure unit, inspired several research
which are stable enough to withstand these forces. groups to start thermoplastic molding [87]. Simple optical
Shrinkage of the samples may be not identical over a structures with aspect ratios of up to 1 did not require
longer production run. For this reason, molded parts that any special equipment. Modified laminating presses or
need to fit together in the later production should be placed on small stamping presses with an electrical heating plate were
the same mold insert and pieces from the same molding step sufficient to transfer microstructures from a metallic master to
should be attached to each other. a plastic sheet.
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(a ) ( b)
(c ) (d )
Figure 11. Products made by thermoplastic molding. (a) Hot-embossed micro spectrometer [35], (b) injection-molded cell chip
LILLIPUT [62] (courtesy of Steag microParts GmbH and Merlin Diagnostica GmbH), (c) hot-embossed micro titer plate [63],
and (d ) piezo-driven micro pump XXS2000 made by injection molding [64] (courtesy of thinXXS GmbH).
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(a) (b)
(c ) (d ) (e )
Figure 13. Commercially available micro molding machines. (a) Injection molding machine for CD fabrication [88] (courtesy of
Ferromatik Milacron Maschinenbau GmbH), (b) hot embossing machine HEX03 [93] (courtesy of Jenoptik Mikrotechnik GmbH), (c) hot
embossing machine Stamp Press MS 1 [94] (courtesy of Wickert Maschinenbau GmbH), (d ) injection molding machine microsystem 50
[92] (courtesy of Battenfeld Kunststoffmaschinen GmbH), and (e) EVG R 520HE hot embossing system for embossing and nanoimprinting
[95] (courtesy of EV Group).
caused defects in high aspect ratio micro structures. Therefore, molding on both sides of a polymer or on an already
a vacuum unit needed to be included. patterned substrate is possible. A new concept of alignment
Another constraint in high-aspect-ratio molding is a high working also under high load and high temperature changes
stiffness of the machine frame to ensure precise movements was developed under the BMBF-funded project PROBE
during demolding. Steep side walls mean contact between [96] and implemented in the machine generation of HEX03
the mold and replica during the whole demolding process. (see figure 13(b)). An alignment accuracy of less than 10 µm
Any lateral movement has to be avoided along the demolding can be achieved with this machine.
path of up to some millimeters. Finally, the requirement Hot embossing machines which aim at the industrial
made on machine control is extremely high. Minimal speed market are the Stamp Press MS 1 (see figure 13(c)) [94], which
of a few microns per second and position control with an was the first machine used by industry for hot embossing of
accuracy of a few microns even at high forces are necessary. micro spectrometers. This year, a new type of hot embossing
Critical points are transient stages when the polymer softens machine will be introduced on the market by the same
and viscosity changes rapidly. At this moment machine company. This machine reaches much shorter cycle times
control must maintain the pressure without damaging the mold and is able to produce hot-embossed layers of up to 200 mm
insert. in diameter. It can be equipped with an automatic handling
In cooperation with Jenoptik Mikrotechnik, the first hot system, which contributes essentially to the reduction of cycle
embossing press suitable for high aspect ratio replication was times, because the polymer workpiece can be exchanged more
developed at Karlsruhe: The HEX02. The high accuracy quickly and at much higher temperatures.
of this machine allows alignment of the upper and lower Another direction of development are for machines
crosshead of the machine very precisely. Thus, aligned suitable for the production of smaller details. The demand
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