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Journal of Clinical and Experimental Neuropsychology

2004, Vol. 26, No. 5, pp. 698–705

PTSD Symptoms and Onset of Neurologic Disease


in Elderly Trauma Survivors
A.B. Grossman1, B.E. Levin1,3, H.L. Katzen2, , and S. Lechner3
1
Department of Neurology, University of Miami School of Medicine, Miami, FL, USA,
2
Department of Neurology, Weill Medical College of Cornell University, New York, NY, USA,
and 3Department of Psychology, University of Miami, Miami, FL, USA

ABSTRACT

In this case study, we present two Holocaust survivors who appeared to have adapted well post-trauma, but
developed severe PTSD symptomatology following the onset of neurologic illness in later life. These
individuals were referred for neuropsychological evaluations by their treating neurologists to assess their
levels of cognitive functioning. We present the neuropsychological findings, and discuss possible
mechanisms for the emergence of PTSD symptoms. These case studies demonstrate the need for systematic
research to further investigate the potential relationship between aging, degenerative disease, and PTSD
symptoms in elderly trauma survivors.

INTRODUCTION 2001) described exacerbations of PTSD symp-


toms in three trauma survivors with dementia; a
There is relatively little known about symptoms combat veteran, a Holocaust survivor, and a
of post-traumatic stress in advanced age. It has survivor of the Titanic. These individuals initially
been reported that some elderly individuals who showed only mild post-traumatic stress symptom-
were exposed to trauma but appear to have atology during their younger years, but the
adapted well during their early and middle adult- development of a neurologic illness increased
hood, experience either the development or re- their vulnerability to the re-emergence of these
emergence of persistent intrusive memories, symptoms.
disturbances in sleep and dreaming, avoidance In light of the recent exposure to acts and
of stressors, and an increased vulnerability to age- threats of terrorism, increasing numbers of com-
appropriate losses (Sadavoy, 1997). There have bat veterans, and increasing survivors of disasters
also been published reports of World War II who will reach old age in the years to come, the
(WWII) combat veterans who develop Post- issue of PTSD and its effect on the aging
Traumatic Stress Disorder (PTSD) for the first population is relevant and timely, and warrants
time in their later years (Brockaway, 1988; careful attention. It is not yet understood how
Hamilton, 1982; Johnson, 2000; van Dyke, trauma-related symptoms acquired at an early age
Zilberg, & McKinnon, 1985). A recent case evolve over time. This issue is further complicated
study (van Achterberg, Rohrbaugh, & Southwick, by the fact that changes in cognitive functioning

 Dr. Katzen is currently affiliated with Ortho-McNeil Pharmaceuticals, Inc., Miami, FL, USA.
Address correspondence to: Bonnie Levin, Ph.D., Department of Neurology, Division of Neuropsychology, 1150 NW
14th Street, Miami, FL 33136, USA. Tel.: þ1-305-243-7529. Fax: þ1-305-243-7218. E-mail: Bonnld@aol.com
Accepted for publication: October 21, 2003.

10.1080/13803390490504362$16.00 # Taylor & Francis Ltd.


ELDERLY TRAUMA SURVIVORS 699

are associated with the normal aging process. white matter disease adjacent to the left ventricle,
Further, it is estimated that approximately 5% of with no acute intracranial abnormality. A follow-
individuals over the age of 65 and over 20% of up cranial CT scan several days later was normal.
those over 80 suffer from a dementing illness Mr. A was discharged with a diagnosis of cere-
(Caine & Lyness, 2000). For these individuals, it brovascular accident and was transferred to a
would be important to clarify the interrelationships rehabilitation unit.
between effects of neurologic illness, advancing Mr. A was born and raised in Hungary. He is a
age, and past exposure to trauma. To date, there are concentration camp survivor whose entire family
no neuropsychological studies examining the perished in the War. Mr. A met his wife in
neurologic factors that impact PTSD in the elderly. Hungary, and they have been married for 51 years.
We present two cases of Holocaust survivors The couple had two of their three children before
who developed neurologic illnesses in later life. immigrating to the United States in 1957. Mr. A’s
They were referred for neuropsychological evalua- educational background includes high school in
tions by their treating neurologists to assess in- Hungary and trade school for electrical contract-
tellectual and cognitive functioning, and were ing. He owned and operated his own electrical
seen in the Division of Neuropsychology at the business for over 30 years, and retired with his
University of Miami School of Medicine. The sur- wife in South Florida at the age of 67. His
vivors underwent comprehensive neuropsycholo- children now run the family business. Mr. A was
gical assessment including a clinical interview and always socially active. He served as the president
a 3-hr cognitive battery examining: general intelli- of his condominium for many years. He denied
gence, language, visuospatial skills, judgment and any significant past medical or psychiatric history
reasoning, attention and memory, executive func- including the range of PTSD symptoms. During
tioning, motor skills, and psychological well-being. an interview with the patient’s wife, she denied
Both individuals exhibited significant emotional that her husband exhibited evidence of PTSD
distress during their evaluation. They were tearful symptomatology prior to the onset of his illness.
throughout the examination and reported height- At the time of testing, Mr. A complained of
ened levels of depressive and anxious symp- right-sided weakness and cognitive changes in-
tomatology. Although they were reluctant to fully cluding forgetfulness, problems sustaining atten-
discuss the details of the traumatic events, clinical tion, impaired judgment and slurred speech. He
interviews revealed frequent highly distressing required assistance with activities of daily living
intrusive thoughts involving the Holocaust begin- such as bathing, dressing, and feeding. Mr. A and
ning after their neurologic symptoms began. his wife reported dramatic changes in his mood
following the vascular event. He reportedly suf-
Case 1 fered from severe depression. Mr. A also met
Mr. A is a 74-year-old, right-handed male formal criteria for a diagnosis of PTSD, having
who suffered a cerebrovascular accident (CVA) experienced a traumatic event that involved actual
approximately 2 years prior to his having been or threatened death, which in turn, caused a
referred for neuropsychological assessment. The substantial amount of fear. Mr. A re-experiences
patient apparently was taken to the hospital after his memories of WWII repeatedly due to uncon-
he passed out in the elevator of his apartment trollable and recurrent, distressing thoughts. He is
building. According to medical records, Mr. A woken up two to three times a night and has
presented with right-sided weakness and dyspha- difficulty falling back asleep. Mr. A also exhibits
gia. Hospital progress notes indicated a ‘‘com- a low frustration tolerance with decreased anger
pleted left hemisphere stroke and bilateral control. He is often irritable, socially withdrawn,
internal carotid artery stenosis.’’ An MRA and has stopped participating in the condominium
revealed critical stenosis of the right internal activities that he was so active in before. Mr. A
carotid artery and severe to critical stenosis at also exhibited an intense fear of being left alone.
the origin of the left internal carotid artery. A His wife stated that he would cry and panic if he
cranial CT scan indicated focus of non-specific thought she was leaving him alone, even for a
700 A.B. GROSSMAN ET AL.

short while. Mr. A had attempted suicide Table 1.


approximately 6 months before the evaluation.
Mental status
He was prescribed Paxil (30 mg) and had begun Folstein MMSE 21/30
psychological counseling.
Neuropsychological testing revealed that at the Language
WAIS-III Information SS ¼ 7
time of the evaluation, Mr. A was alert and ori- WAIS-III Vocabulary SS ¼ 4
ented to person and place. He knew the day of the Phonemic Fluency (CFL) 5
week and the year, but was disoriented to month Animal Fluency 10
or date. Mr. A’s premorbid level of intelligence Boston Naming Test 19/60,
was estimated to be in the Average to High Abstract reasoning
Average range based on educational and employ- WAIS-III Similarities SS ¼ 6
ment histories. His current overall level of intel- WAIS-III Comprehension SS ¼ 8
lectual functioning was estimated to be in the WAIS-III Picture Arrangement SS ¼ 8
Borderline Impaired range. Although he exhibited Visuospatial skills
strengths in certain cognitive domains such as WAIS-III Picture Completion SS ¼ 7
reasoning and auditory and visual memory, most WAIS-III Block Design SS ¼ 5
areas assessed were impaired. Mr. A exhibited an Judgment of Line Orientation 4/15
expressive aphasia (confrontational naming, repe- Executive functions
tition, oral comprehension, and phonemic and Wisconsin Card Sorting Test 0/6 categories
semantic fluency). His performance was impaired Number of Perseverative Errors 87, <1st percentile
on tests assessing visuospatial and constructive Attention and memory
skills, reflecting poor planning and organization WAIS-III Arithmetic SS ¼ 8
(Table 1). His performance on the Wisconsin Card WAIS-III Digit Span SS ¼ 8; 5F, 4B
Sorting Test, a measure of complex problem WMS-III Logical SS ¼ 10, SS ¼ 10
solving abilities and mental flexibility, was also in Memory I & II
the impaired range. An examination of his WMS-III Verbal Paired SS ¼ 10, SS ¼ 14
Associates I & II
performance revealed a significantly high number WMS-III Faces I & II SS ¼ 9, SS ¼ 6
of perseverative errors (1st percentile). Mr. A’s WMS-III Family SS ¼ 6, SS ¼ 9
pattern of errors was not random, as evidenced by Pictures I & II
a tendency to become stuck in set, despite being
Motor
able to demonstrate an understanding of the task WAIS-III Digit Symbol SS ¼ 4
demands. A psychological screening consisting of
clinical interview, behavioral observations, and Psychological screen
Beck Depression Inventory 31
self report inventories indicated severe levels of Geriatric Depression Scale 27
depression and feelings of hopelessness about his Beck Hopelessness Scale 12
future. The results of the evaluation were indicative
of a significant decline in cognitive functioning
from estimated premorbid levels, which was disturbing memories. His tendency to get stuck in
believed to be attributed to a vascular dementia. set causes the thoughts to get repeated over and
Mr. A’s emergence of PTSD symptoms can be over, without any meaningful organization or
related to neuropsychological test results. Perfor- temporal perspective. This causes him to experi-
mance deficits were noted on tasks assessing ence anxiety.
language skills, visuospatial abilities, and tasks
requiring organizational skills and problem solv- Case 2
ing. His performance was also characterized by Ms. B is an 80-year-old, right-handed female who
frequent perseverative errors. It can be argued that was referred for neuropsychological assessment
Mr. A’s inability to organize and inhibit intrusive by her treating neurologist in order to rule out
thoughts may have been compromised by his Dementia of the Alzheimer’s Type. One year and
tendency to perseverate on these traumatic and a half prior, Ms. B fell and broke her right hip and
ELDERLY TRAUMA SURVIVORS 701

wrist. She did not sustain a head injury at that time. Ms. B was born and raised in Lithuania. She
Following the surgery on her hip and wrist, Ms. B has a high school education. She served as a nurse
suffered from post-operative confusion lasting 2.5 in WWII in the Russian army caring for wounded
days. Her daughter reported that since the opera- soldiers. During that time she was repeatedly
tion Ms. B’s memory has progressively worsened. exposed to individuals with severe war related
A CT scan of the brain performed 1 month prior injuries and death. Her entire family died in the
to the current neuropsychological evaluation re- camps. Ms. B married at age 24 and moved to
vealed age appropriate cerebral atrophy, bilateral Poland with her husband. They moved to
mild atrophy of both temporal lobes, and scattered Australia in 1956 and worked together to build a
foci of abnormal high T2 signal in the subcortical successful apparel company. A few years later,
and deep paraventricular of both hemispheres her husband died in a swimming accident. Ms. B
likely related to small vessel disease. ran the company and raised her daughter alone.

Table 2.

Mental status
Folstein MMSE 16/30

Language
Boston Naming Test 20/60
Animal Fluency 6
Automatized Series Months F ¼ 12/12; serial 3’s ¼ 12/12; Alphabet ¼ 4/26; Months B ¼ 3/12

Abstract reasoning
WAIS-III Similarities SS ¼ 10

Visuospatial skills
Judgment of Line Orientation 2/10
Hooper Visual Organization Test 10/15

Executive functions
Trails A 263 s
Trails B Discontinued at 2 min due to patient’s confusion with the task
Design Fluency (fixed condition) Five novel designs in 4 min
WISC-III Mazes Inefficient strategizing, inability to learn from mistakes
Clock Drawing (copy) Poor planning in number placement
Clock Drawing (spontaneous) Numbers placed in reverse sequence, incorrect placement of hands

Attention and memory


WAIS-III Digit Span SS ¼ 9; 6F, 3B
Rey 15-Item Test one row (three items)
WMS-III Faces I SS ¼ 8
WMS-III Faces II SS ¼ 11

Motor
Grooved Pegboard
Dominant (right) 128 s (3rd percentile)
Non-dominant (left) 134 s (7th percentile)

Psychological screen
Beck Depression Inventory II 23
Beck Anxiety Inventory 9
702 A.B. GROSSMAN ET AL.

Ms. B has been living in the United States for the visuospatial tasks were more characteristic of
past 20 years. She reported being very close with poor planning and organizational skills, rather
her daughter, son-in-law, and granddaughter. She than primary visuospatial deficits. For example,
developed a large social network and has regularly on spontaneous drawing of a clock, the numbers
participated in card games. Her past medical were written in backward order, and the hands
history is significant for hypertension. Psychiatric were incorrectly placed. There was no evidence
history indicates she had received short-term of spatial planning deficits. She had difficulty
outpatient treatment for depression following her initiating and maintaining mental sets, as well.
husband’s death in the late 1950s. However, the Affect was characterized by extreme anxiety. In
patient’s daughter denied that her mother exhibited fact, she was unable to complete memory tests,
overt PTSD-related symptoms through the years. giving up easily and asking to leave the room. Her
At the time of the evaluation, Ms. B acknowl- inability to understand her symptoms, as demon-
edged that she had been experiencing some short- strated by a notable lack of insight, brought on
term memory difficulties. For example, she increasing levels of anxiety.
described instances when she forgot to turn off
the stove. Ms. B also reported experiencing severe
levels of depression and anxiety. She met formal DISCUSSION
criteria for a diagnosis of PTSD. Her symptoms
included a pronounced perseveration of intrusive It is not possible to know with certainty whether
memories of frightening experiences during the PTSD symptoms experienced by these two
WWII. Her daughter reported that at times, her individuals were a re-emergence of prior sympto-
mother exhibited confusion, stating she was still matology or if the neurologic illness served as a
in Europe. During these times she became catalyst for late PTSD onset. It is possible that
reclusive. Socially, she had become withdrawn, stress-related symptoms were present but not
refusing to participate in her usual card games and evident to family members. What is significant
social activities, and avoiding her friends. She is that in each case, their symptoms became
also exhibited signs of hypervigilance with an uncontrollable and highly disruptive following
increased startle response. Eventually, Ms. B the onset of a neurologic illness. During WWII,
became intensely fearful of being alone and both individuals experienced and/or witnessed
moved in with her daughter’s family. Ms. B was traumatic events involving serious threats to
treated with Zoloft and Zyprexa after her fall, and their physical safety and that of others. Each
at the time of the current evaluation, was being presumably led productive lives following the
weaned off the Zyprexa by her primary physician. War. Both individuals married, raised children,
The results of neuropsychological testing and had active social lives. Each patient and their
revealed that Ms. B was oriented to person and caregivers denied the presence of PTSD-like
place, but not to time. Her premorbid intellectual symptoms interfering with their quality of life
functioning was estimated to be in the Average to predating the onset of their neurologic symptoms.
High Average range. Her current neuropsycholog- We believe, in each case, these individuals
ical profile was consistent with a dementing most likely experienced some degree of post-
illness, characterized by impaired performance on traumatic stress, but may have been able to
tests assessing language skills, memory, executive regulate their emotions and utilize adaptive
functioning, visuospatial skills, and fine motor coping responses (i.e., distraction, suppression)
coordination (Table 2). Current relative strengths to prevent the symptoms from interfering with
for Ms. B were simple auditory attention and their lifestyles. Cognitive decline added a layer
verbal abstract reasoning. Psychological screen- of complexity, in that it diminished the capacity
ing indicated that Ms. B was suffering from a to inhibit the intrusive traumatic memories of
great deal of emotional distress. their pasts, resulting in a re-emergence of PTSD
A close examination of Ms. B’s neuropsycho- symptoms accompanied by intense feelings of
logical profile indicates that her errors on anxiety and depression.
ELDERLY TRAUMA SURVIVORS 703

Normative aging research indicates that reactions, whereas right-sided infarcts often
declines in fluid intelligence (Backman, Small, produce indifference (Starkstein & Robinson,
Wahlin, & Larsson, 2000), attention (Vanneste 1992). This difference is likely due to the fact
& Pouthas, 1999), secondary memory (Prull, that a right-sided infarct results in a diminished
Gabrieli, & Bunge, 2000), some aspects of capacity for insight and awareness. Mr. A’s level
language (Kemper, Kynette, Rash, O’Brien, & of self-awareness was likely preserved following
Sprott, 1989), visuoperceptual and motor skills the CVA, thereby increasing his focus on his
(Albert, 1988; Lezak, 1995), and executive current condition and concerns.
functioning (Keys & White, 2000) are frequently Another explanation for the emergence of
reported. These changes usually appear gradually, PTSD symptoms accompanying decreased cog-
allowing the individual to derive strategies to nitive functioning involves a diminished capacity
compensate for the declines (Backman et al., to utilize long-standing adaptive coping mecha-
2000). Dementia, on the other hand, is marked by nisms. Strategies used to inhibit or avoid unpleas-
a persistent decline in cognitive functioning, ant thoughts or to compartmentalize experiences
severe enough to interfere with activities of daily are no longer able to be relied on. According to
living (Lezak, 1995). In light of the existing cognitive-behavioral theory (Beck, 1961), these
geriatric population of Holocaust survivors, a distressing, intrusive thoughts may cause negative
dementing condition will put these individuals at emotional states. It should be emphasized that we
further risk for disabling psychological symp- are not asserting that either Mr. A or Ms. B did not
toms. experience PTSD symptoms prior to the onset of
A possible explanation for the relationship their neurologic illnesses. However, based on
between dementia and PTSD symptoms in pa- patient and caregiver reports, both individuals
tients with prior trauma may lie in the underlying were able to effectively manage these symptoms
pathophysiology of the dementing illnesses and by utilizing adaptive coping strategies. This
the functional disconnections between the pre- allowed them to lead productive lives in spite of
frontal cortex and other areas of the brain. The their symptoms. Following the onset of their
prefrontal cortex has been shown to have an respective diseases, both patients were unable to
inhibitory effect on regulating thoughts and use these coping skills to inhibit or suppress the
emotions (Miller & Cohen, 2001). Damage to troubling symptoms.
the prefrontal cortex is associated with disinhibi- An alternative hypothesis for the phenomenon
tion and perseveration of thoughts and responses. described in this case study is that the PTSD
In patients with a dementing illness, a decline in symptoms observed were triggered by stress
the integrated activities of the prefrontal cortex associated with illness and disability. Current
and the hippocampus results in impaired short- research indicates that elderly patients with
term memory (Grady, Furey, Pietrini, Horwitz, & chronic medical problems frequently experience
Rapoport, 2001) with the preservation of long- symptoms of anxiety (Kim, Seung, Braun, &
term memories. In the case of a trauma survivor, Kunik, 2001; Kvaal, Macijauskiene, Engedal, &
the reliance on long-term memories would be Laake, 2001). The anxiety symptoms can present
especially distressing, especially when one is not as either aspects of a primarily psychiatric
able to inhibit these disturbing recollections. diagnosis, or as physiologic sequelae of illness
In the case of Mr. A, the onset of his emotional and medical treatments. There have also been
disturbance resulted from a left hemispheric reports of a relationship between PTSD symptom-
stroke. Although it is not possible to disentangle atology and various medical conditions and
the complex interrelationship between depression treatments. This type of reaction has been as-
and stroke, it is well known that depression is sociated with the trauma of receiving a life-
commonly associated with vascular events, re- threatening diagnosis, as well as with undergoing
gardless of lesion side (Nelson et al., 1993). prolonged and uncomfortable medical proce-
However, patients with left hemispheric involve- dures. The occurrence of PTSD symptoms has
ment tend to experience more catastrophic been documented in patients with HIV infection,
704 A.B. GROSSMAN ET AL.

cardiac disease, stroke, childbirth, miscarriage, World War II veteran. Military Medicine, 153,
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Caine, E.D., & Lyness, J.M. (2000). Delirium, de-
Only a minority of patients with primary med-
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