Edited by
Sharon Weisser and Naly Thaler
21
Strategies of Polemics in Greek and Roman Philosophy
Jerusalem Studies in
Religion and Culture
Editors
VOLUME 21
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Acknowledgements vii
Notes on Contributors VIII
Introduction 1
Sharon Weisser and Naly Thaler
Cyrenaics and Epicureans on Pleasure and the Good Life: The Original
Debate and Its Later Revivals 113
Voula Tsouna
Index 239
Acknowledgements
This volume brings together papers that were presented at a colloquium at the
Van Leer Jerusalem Institute in January 2014 entitled Strategies of Polemics in
Greek and Roman Philosophy. Some participants did not publish their papers
in this volume, other papers were especially prepared for the publication. This
project could not have seen the light without the financial and logistical sup-
port of the Van Leer Jerusalem Institute. We would like to express our grati-
tude to Prof. Gabriel Motzkin, the director of the Institute, for supporting this
project. Our gratitude also goes to Carole Dreyfus and Shulamit Laron for their
assistance with the logistical support in hosting the conference. The Van Leer
Jerusalem Institute also provided financial support for the publication. We
would like to express our thanks to Dr. Tal Kohavi, executive editor and direc-
tor of Van Leer Institute Press. Sincere thanks are due to our linguistic editor,
Deborah Schwartz, who was requested to do a “polish editing” but ended doing
much more than that. We are deeply thankful for her untiring work, her dedi-
cation and uncommon insight. We also wish to thank Pieter van Roon, produc-
tion editor at Brill and Stephanie Paalvast, editor at Brill, as well as Prof. Guy
Stroumsa and Prof. David Shulman, the directors of the collection. Thanks are
due to two anonymous referees for their careful reading, helpful comments,
corrections and recommendations. Finally, we would like to express our warm
gratitude to the contributors, who enthusiastically accepted our offer to parti-
cipate in this project. It has been a pleasure working with all of them.
Unless indicated otherwise, ancient authors and works are referred to accor-
ding to the abbreviations listed in the OCD.
Notes on Contributors
Mauro Bonazzi
teaches History of Ancient Philosophy at the University of Milan. His most
recent books are À la recherché des Idées. Platonisme et philosophie hellénis-
tique d’Antiochus à Plotin (2016), Il platonismo (2015), and a commented
translation of Plotinus’ Ennead I 4, On Happiness (2016).
André Laks
is Professor Emeritus of Ancient Philosophy at Paris-Sorbonne University, and
currently teaches at the Universidad Panamericana, Mexico, D.F. His most
recent contribution to the study of Greek philosophy is the Early Greek Philo-
sophy in 9 volumes, published by Loeb (2016), and its French counterpart
published by Fayard, in collaboration with Glenn W. Most.
Robert Lamberton
is Professor of Classics Emeritus at Washington University in St. Louis. His
books include Homer the Theologian (1986) and Proclus the Successor on Poetry
and the Homeric Poems (2012).
Carlos Lévy
is Professor Emeritus of Roman Philosophy and Literature at Paris-Sorbonne
University. He is the founder of the Centre d’Études sur la Philosophie Hellé-
nistique et Romaine. His publications include Recherches sur les Académiques
et sur la philosophie cicéronienne (1992), Les scepticismes (2008) and Devenir
dieux (2010) as well as numerous papers on Cicero, Philo of Alexandria, Ancient
Skepticism and Rhetoric.
Daniel Marković
is Associate Professor of Classics at the University of Cincinnati. He studies
Greco-Roman philosophical literature, rhetoric, and Latin poetry. His publi-
cations include several notes and articles on Lucretius and The Rhetoric of
Explanation in Lucretius’ De rerum natura (2008).
Jozef Müller
is Assistant Professor of Philosophy at the University of California, Riverside.
He is the author of several articles on Aristotle.
notes on contributors ix
Charlotte Murgier
is Assistant Professor of Philosophy at the University of Paris Est Créteil Val de
Marne. She is the author of Éthiques en dialogue, Aristote lecteur de Platon
(2013).
Christopher Shields
is Shuster Professor of Philosophy at the University of Notre Dame. His books
include Aristotle, De Anima, trans. and comm. (2016), (with Robert Pasnau)
The Philosophy of Thomas Aquinas (2016), Aristotle (2014), Ancient Philosophy:
a Contemporary Introduction (2011), and, as editor, The Oxford Handbook of
Aristotle (2013) and The Blackwell Guide to Ancient Philosophy (2009).
Naly Thaler
is Lecturer of Philosophy at the Hebrew University of Jerusalem. He has
published various papers on Plato’s Theaetetus and Republic, and on Plotinus’
philosophy of nature.
Voula Tsouna
is Professor of Philosophy at the University of California, Santa Barbara. Her
publications include [Philodemus] [On Choices and Avoidances] (1995), which
received the Theodor Mommsen Award; The Epistemology of the Cyrenaic
School (1998); The Ethics of Philodemus (2007); and a volume of collected essays
on the Socratics and the Hellenistic philosophers in modern Greek translation
(2012). She has written numerous articles on Plato and the Hellenistic and
Roman philosophers in English, French, and Modern Greek.
Sharon Weisser
is Lecturer at the Department of Philosophy at Tel Aviv University. Her area of
specialization includes Stoicism and Philo of Alexandria, on which she has
published several papers.
Introduction
Sharon Weisser and Naly Thaler
. . . and all the philosophers on all sides struggling against their neigh-
bors, and mrost bravely joining in battle and wrestling, so that even with
hands and tongue, or rather with pen and ink, they raise strongholds of
war against each other, striking, as it were, and being struck by the spears
and various weapons of their wordy war. (Praep. evang. 14.2.3; trans.
E. H. Gifford)
Eusebius was not the only Christian steeped in Greek culture who saw the
tradition of Greek and Roman philosophy as a mere battlefield. Thus, a few
years before Constantine’s conversion to Christianity, the “Christian Cicero,”
Lactantius, writes in his Divine Institutes:
Philosophy has split into a multiplicity of sects, and they all think dif-
ferently. Which one do we go to for truth? . . . Any one sect dismisses all
others in order to confirm itself and its own ideas, and it admits wis-
dom in no other sect in case it concedes error of its own; but its pro-
cess of dismissing other sects is the same process by which they dismiss
it, for those who condemn a sect for its folly are philosophers none the
less: praise any one sect and call it true, and philosophers condemn it
as false. . . . This way they all perish together: like the Sparti of the poets,
they kill each other in turn till none survive at all, and that happens
because they have swords but no shields. If then individual sects are
found guilty of folly on the verdict of the many, then they all turn out to
be vain and futile. Thus philosophy works its own end and destruction
itself. (3.4.3–10; trans. A. Bowen)
Lactantius’s words indicate that for him controversies and polemics are the
ultimate sign of the failure of Greek philosophy. The abundance of points of
view, the divisions between schools and thinkers, and the many divergent doc-
trines among them testify, in his eyes, that philosophy has patently failed to
reach the one, unique truth.2
In a similar vein Philo of Alexandria, the first century CE Jewish exegete,
singles out the many divergent opinions concerning the genesis of the cos-
mos, the nature of elements, and the validity of sensible perception and claims
that the rivalry prevalent among philosophers debating these topics serves as
testimony to the fact that “the philosophical issues have become full of discord
(diaphōnia)” and that truth has escaped the arena of philosophy (Her. 248).
For Philo, as was the case for many Christian authors, it was time to end the
1 Praep. evang. 15.62.15; Timon 795 SH = 21 D. Clayman, Dee L. trans., Timon of Phlius: Pyr-
rhonism into Poetry. Berlin: Walter de Gruyter, 2009, 96.
2 In the same vein, for Justin Martyr, the second century CE Christian apologist, the many con-
tradictions on most important points among the Greek schools of philosophy serve as a sign
that they do not to possess heavenly wisdom (Apol. 2.13).
Introduction 3
disputes and to replace the many divergent doctrines with a higher and unique
dogma disclosing the only truth.
Needless to say, this project was never realized. Philo had no discernable
impact on Jewish thought in the subsequent centuries, and from its incep-
tion early Christianity became the privileged scene of many forms of contro-
versies, external as well as internal. The engagement with Greek philosophy
often served to fuel contemporaneous debates inside the Christian tradition
itself: the accusation of being a “Stoic” or “Epicurean” was commonly used as a
slander against contemporary authors considered as heretics,3 as it was widely
believed that all later heresies sprung from the various Greek philosophical
schools.4
Yet the consideration of “pagan philosophy” as essentially polemical was
by no means confined only to early Christianity or to Alexandrine Judaism.
Famously, the most eminent representative of the Second Sophistic, Lucian of
Samosata, often lampoons the disorderly heteroclite and controversial aspects
of philosophy. In the Icaromenippus, the central character voices his complete
despair concerning the possibility of apprehending the truth by associating
with philosophers, insofar as they uphold completely opposed doctrines and
quarrel with one another to no apparent resolution (Icar. 5–10). Later on in
the same work, it is Zeus himself who voices an even harsher version of this
accusation against the “lazy, disputatious, vainglorious, quick-tempered, glut-
tonous (Icar. 29)” Stoics, Academics, Epicureans, and Peripatetics, who under
the pretense of teaching virtue, in fact
accuse everyone else; they amass biting phrases and school themselves
in novel terms of abuse, and then they censure and reproach their
fellow-men; and whoever of them is the most noisy and impudent and
reckless in calling names is held to be the champion. (Icar. 30–31; trans.
A. M. Harmon)
3 See Bureau, Bruno and Colot, Blandine. “Le thème de la philosophie païenne dans la
polémique chrétienne, de Lactance à Augustin.” In La parole polémique, edited by Gilles
Declercq, Michel Murat, and Jacqueline Dangel, 57–102, esp. 83–84. Paris: H. Champion, 2003.
4 See, for example, the proemium of the first book of the Refutation of All Heresies, attributed
to Hippolytus (and also Ref. 9.26; 5.1; 5.15; 6.17; 6.24; 6.50; 7.7; 7.17–19); Irenaeus adv. Haer.
2.14.2–7; Tertullian, de praescr. haer. 7. Origen figures as an exception: C. Cels. 3.12.
4 Weisser and Thaler
That Persuasion, when added to speech, can also make any impression it
wishes on the soul, can be shown, firstly, from the arguments of the mete-
orologists, who by removing one opinion and implanting another, cause
what is incredible and invisible to appear before the eyes of the mind;
secondly, from legal contests, in which a speech can sway and persuade
a crowd by the skill of its composition, not by the truth of its statements;
thirdly, from the philosophical debates, in which quickness of thought is
shown easily altering opinion. (Helen 13, trans. Freeman)
6 See Sedley, David. “Epicurus’ Professional Rivals.” In Études sur l’épicurisme antique, edited
by Jean Bollack and André Laks, 121–59. Lille: Publications de l’Université de Lille III, 1976.
7 Diog. Laert. 4.62. On this topic see, for instance, Hankinson, R. J. “Stoic Epistemology.” In The
Cambridge Companion to the Stoics, edited by Brad Inwood, 59–84. Cambridge: Cambridge
University Press, 2010; Allen, James. “Academic Probabilism and Stoic Epistemology,” Classical
Quarterly 44 (1994): 85–103; and Frede, Michael. “Stoic Epistemology.” In The Cambridge History
of Hellenistic Philosophy, edited by Keimpe Algra et al., 295–322. Cambridge: Cambridge
University Press, 1999.
Introduction 7
onward, then, polemic clearly plays a role in the dynamic process of negotiat-
ing and consolidating one school’s identity vis à vis the others.
The process of the decentralization of philosophy in the early first century
BCE—from Athens, its former center of gravity, to Rome—resulted, among
other consequences, in the transformation of Hellenistic polemics. During this
period the emergence of new forms of philosophical inquiry and new social
and discursive conventions gave philosophical polemics new attire. Thus
Cicero, in introducing Greek philosophy to his fellow Romans, remodels the
genre of philosophical dialogue. Favoring extended speeches over short ques-
tions and answers, Cicero’s dialogues present readers with extensive exposi-
tions of competing systems of thought. Philosophical inquiry becomes a
Roman affair, whose protagonists—including Cicero himself—are members
of the Roman aristocracy. Each interlocutor represents a distinct Hellenistic
school of philosophy and defends it against attacks by protagonists of similar
standing (see Lévy). And Lucretius engages in polemics by fashioning a trium-
phal portrait of Epicurus, silencing opponents by pointing out their internal
inconsistencies (see Marković). Even Seneca’s letters, which are aimed primar-
ily at offering moral guidance and fostering spiritual progress, are not devoid of
polemical slants directed against Epicurean hedonism or Aristotle’s followers.
Late antiquity was marked by radical changes in the cultural, political, and
religious settings of the Roman Empire. From the perspective of the history
of philosophy, one of the most radical transformations was the gradual disap-
pearance of the previous schools of philosophy. Doctrinal diversity, which had
characterized Hellenistic and early Roman philosophy, was gradually replaced
by the new dominant Neoplatonic movement. But despite this philosophical
hegemony, polemics still constitute a noticeable part of Neoplatonic writing.
The emergence and rapid growth of Christianity in effect engendered a new
school to rival Neoplatonism. Plotinus ferociously attacks his contemporary
Gnostics’ designation of matter as evil in Ennead. II. 9 (33), and his student
Porphyry devoted a fifteen-book treatise to fighting Christian dogma—the
now lost Against the Christians. The ongoing dispute between the Neoplatonic
philosophers and the various groups of early Christianity constitutes one of
the most vibrant polemical encounters of late antiquity, which had far-
reaching implications for the doctrinal developments of these movements.
Polemics with the Christians compelled the Neoplatonic philosophers not
only to develop new defensive strategies (see Lamberton) but also to adopt
the role of the last representatives of a pagan culture in danger of extinction.
Despite the fact that polemic constituted an integral aspect of ancient
philosophy, and was perceived so by its own practitioners, the forms and
mechanisms of ancient philosophical polemics are not usually the subject of
8 Weisser and Thaler
polemic comes to critique, the more the role of the ‘polemical instance’—that
is, the public in front of whom and in view of whom the confrontation takes
place—decreases. Laks notes that there are many cases in which ‘polemic-as-
critique’ can in fact take the form of a “personal” attack, which is nonetheless
non-offensive. Such cases, labeled “depersonalized personal argument,” are
found in arguments pointing at the discrepancy between words and deeds, in
arguments that avoid naming the opponents and instead use generic place-
holders, or again, in arguments ad hominem (such as the Socratic elenchoi or
performative contradictions). Polemics in which something vital is at stake,
such as ethical truth or ultimate convictions, are more prone to be directed
against individuals than against the doctrines they represent, and in such
cases value feelings come to the fore. Finally, Laks notes the close relationship
between polemic and hermeneutics, which is explained not only in light of
the reliance of polemics on a (noncharitable) interpretation of the opponent’s
statements but also by the fact that the absorption of, and the conciliation
with, the defeated enemy is part and parcel of the polemical dynamic.
In “The Young Dogs of Eristic: Dialectic and Eristic in the Early Academy,”
the first chapter dealing with philosophy and polemics in the classical period,
Christopher Shields reexamines Plato’s familiar contrast between genuine
philosophical argumentation and that of the Sophists. In light of the fact that
the Socratic elenchus seems to share so many features with eristic argumen-
tation (and appeared to Socrates’s own contemporaries to be indistinguish-
able from it), is there in fact a substantive line demarcating the two practices
that Plato seems so eager to keep separate? If we try to transcend the familiar
psychological aspersions of the Sophists, those that distinguish between the
contentious motivations driving their practices and those of philosophers,
and instead attempt to find a more principled boundary, we seem to fall back
on the distinction between the Sophists’ manipulation of “mere” appearances
and the philosopher’s interest in the being of each thing. But, as Shields argues,
the basic materials of Socrates’s arguments are his interlocutors’ beliefs, or how
things “seem” to them. In that important respect his methods seem fully in
line with the basic characterization of the practice and subject matter of eris-
tic argumentation. To show that it is in fact possible to take into account the
fact that in Plato’s dialogues philosophy, like sophistry, deals with appearances
and yet draw a clear distinction between the two, Shields appeals to Aristotle’s
Sophistical Refutations and to his distinction between the sort of appearances
that figure in ‘dialectical’ syllogisms and the ones that serve as premises for
those dubbed ‘sophistic’. After providing an interpretation of the nature of the
difference between these two kinds of appearances, Shields returns to Plato
10 Weisser and Thaler
and shows that the same distinction is operative in the Sophist, in the very
context of the definition of the sophist. Shields’ chapter exposes the poten-
tially unsettling fact that at the level of appearance, philosophy might turn
out to be indistinguishable from eristic and sophistry. The difference between
them will only be detectable to those who already have an insight into the dif-
ference between appearance and reality—in other words, to those who come
from within the practice of philosophy.
In “A Hidden Argument in Plato’s Theaetetus,” Naly Thaler examines the
question of moral relativism in the Theaetetus. As has been noticed by many
scholars, while Socrates attacks and refutes Protagorean relativism from many
angles, he fails to provide an explicit refutation of its moral manifestation. This
has appeared strange, since moral relativism is explicitly presented by Socrates
as a view that many people find appealing and that serves as one of the final
strongholds of Protagorean relativism. In the past, several scholars have argued
that Socrates’s impassioned speech in the famous digression that compares the
life of the philosopher with that of the litigious man should be viewed as an
attack on and implicit refutation of moral relativism. In contrast Thaler argues
that a straightforward argument against that view is found in the passages
leading to and immediately following the digression. After putting together
the two detached parts of Socrates’s argument against moral relativism, Thaler
asks what purpose Socrates could possibly have for not declaring openly that
a refutation of moral relativism has in fact taken place. Thaler shows that the
digression in fact contains the reasons motivating Socrates’s strategy here: it
indicates not only why philosophical refutation is useless against a genuine
adherent of moral relativism but also why it is morally appropriate to leave
such an adherent in his contented ignorance of the falsity of his view. The
digression shows that some philosophical positions serve as testimony to their
champion’s intellectual and moral disposition and that the strategy one uses
against that position must take these into consideration.
Polemic involving other schools or thinkers often acts as a decisive factor
in the development or formation of philosophical views. Charlotte Murgier’s
chapter, “Polemical Arguments about Pleasure: The Controversy within and
around the Academy,” shows that the ongoing debates concerning pleasure
had a profound impact on Plato’s and Aristotle’s elaboration of their philo-
sophical standpoints on this issue. Dealing first with Plato’s Philebus, she dis-
closes the two distinct purposes for which Plato employs the arguments of the
duschereis—thinkers who take pleasure to be mere relief from pain. His first
purpose is to use them as temporary allies against hedonistic claims, and
second, to distinguish their extreme form of anti-hedonism from his own
more conciliatory position regarding the possibility of true pleasures. Next
Introduction 11
and Epicureans on Pleasure and the Good Life: The Original Debate and Its
Later Revivals,” Voula Tsouna shows this to be the case with the polemic
involving the two main hedonistic schools of antiquity. The chapter begins
by placing the original debate in context: Tsouna argues that the basic
tenets of Epicurus’s hedonistic doctrine were formed in response to the hedo-
nism of Aristippus the Younger and not, as is often supposed, that of Anniceris.
The views of Anniceris, she claims, should in fact be considered as a defense of
Aristippus’s view against the attacks of Epicurus. Tsouna then begins to trace
the various ways in which the polemic between the two schools was kept alive
even after the Cyrenaic school had ceased to exist. She begins by examining its
revival in the writings of Plutarch and Cicero—two staunch enemies of hedo-
nism. Tsouna argues that the two Academic philosophers take pains to show
that the long-dead Aristippus offers a more cogent version of hedonism, and
this in order to attack and discredit the living threat of Epicureanism. But the
resurrection of the polemic can also be found in Epicurean authors: Tsouna
discusses Philodemus’s attack on the presentism and subjectivism of Cyrenaic
hedonism and argues that his main purpose for presenting the Cyrenaic life
as one devoid of rationality in action is to accentuate and extol the rational-
ity inherent in an Epicurean life. And she shows how Diogenes of Oinoanda,
when attacking the Cyrenaic emphasis on the immediate and bodily aspects
of pleasure, in fact has as a target the vulgar conception of pleasure held by
“the many.”
It often happens that philosophers’ use of rhetorical devices while engag-
ing in controversy blurs the line between philosophical and rhetorical engage-
ment. Daniel Marković’s chapter, “Polemics in Translation: Lucretius,” points
to the conceptual unity existing between Roman rhetorical theory and philo-
sophical refutation—a unity that is reflected in Lucretius’s polemical argu-
ments in his De rerum natura. Lucretius’s polemical patterns are characterized
by great regularity, both in their place and function in the general structure
of each individual book and in their internal arrangement. Lucretius rejects
rival views by pointing out the contradictions of his opponents, either with the
evidence from sense perceptions or with their own premises. A curious feature
of Lucretius’s polemic is that although he employs amplifications reductio ad
absurdum or parodies of arguments against his adversaries, he nevertheless
avoids naming them—with the exception of those belonging to a distant past.
According to Marković these features should be seen in the light of the gen-
eral intention of the author. By removing the attention from his rivals’ names,
Lucretius presents Epicurus as the triumphant general of the philosophical
arena and fashions what can be considered Epicurus’s res gestae.
Introduction 13
than the Christian ones (the elephant in the room). Lamberton’s careful deci-
phering of Proclus’s coded language shows that, in Proclus’s eyes it is Christian
adversaries who are guilty of misreading the myths. While they can be easily
overlooked, they are nonetheless very present in the text. Lamberton argues
that Proclus’s cryptic language makes the nature of his attack clearly apparent
to those who share his views and thus provides an important indication of his
intended audience.
The Continuation of Philosophy by Other Means?
André Laks
Wenn Cato maior im Senat seiner Rede die Worte anschloss: “Ceterum
censeo Carthaginem esse delendam,” so war es das erste Mal nur eine
Meinung. Beim vierten oder fünften Mal war es ein Tick, beim zehnten
Mal war es eine Losung und nach einigen Jahren der Anfang der
Zerstörung Karthagos geworden. . . . Es lässt sich viel aus ihm (i.e., diesem
Diktum) lernen. Jeder Polemiker hat sein Karthago und anfangs gar nichts
in der Hand als seine Meinung. Wie schmiedet er sie aber zur Waffe um?
Zum Instrumente der Zerstörung, die er plant? Er leiht ihr seine Stimme,
seine Gegenwart; er stattet sie mit allem Inkommensurablen, Zufälligen
seines privaten Daseins aus. Für ihn, den wirklichen Polemiker, gibt es
zwischen Persönlichem und Sachlichem gar keine Grenze. Nicht nur
was die Erscheinung seines Gegners angeht, sondern vor allem, und
noch mehr, die eigene. Ja—man erkennt ihn daran, dass er sein mor-
alisches und intellektuelles, sein publizistisches und sein privates Leben
der öffentlichen Meinung so deutlich macht wie ein Akteur sein Dasein
auf der Bühne. Ihm ist die Kunst vertraut, die eigene Meinung so virtuos
und bis in ihre letzten Konsequenzen zu verfolgen, dass der gesamte
Vorgang umschlägt und die fast idiosynkratische Betonung der pri-
vaten Standpunkte, Vorurteile und Interessen zu einer schonungslosen
Invektive gegen die herrschende Gesellschaft wird.
WALTER BENJAMIN, “Jemand meint,” 360–61
∵
In a study dedicated to Karl Kraus’s art of polemics, Stefan Straub lists six
necessary features for a discourse to qualify as polemical, namely: person-
alization (Personalisierung), aggressiveness (Aggressivität), argumentation
(Argumentation), credibility (Glaubwürdigkeit), activation of value feel-
ings (Aktivierung von Wertgefühlen), and direction toward a concrete and
practical goal (konkrete Zielsetzung).1 The question I want to raise in this
sketch, which was inspired by Sharon Weisser’s idea about a possible typol-
ogy of ancient philosophical polemics, is whether these characterizations, or
at least the most relevant among them, also specifically apply to philosophi-
cal polemics or whether philosophical polemics represent a special case of
polemics—due, perhaps, to the very nature of philosophy. The question essen-
tially arises because argumentation, which certainly belongs to the essence of
polemics if it is to be distinguished from sheer personal attacks, plays a partic-
ular, constitutive role in philosophy: under this assumption, are philosophical
polemics, strictly speaking, possible? Must not a philosophical argument be by
definition neither aggressive nor personal nor practical (in the relevant sense)
nor emotionally loaded?2 In other words, are philosophical polemics philosophy
continued by other means? The alternative would be to assume, in agreement
with an intuition we might wish to preserve, that ‘philosophical polemics’ is a
well-formed, nonoxymoronic expression. In what follows I present some con-
siderations to this effect. I shall first look at the relationship between polemics
and critique (Part 1); I shall pinpoint various ways in which personal references
of a certain kind play a role in philosophical polemics—what I call ‘deperson-
alized personalization’ (Part 2); I shall then say something about how polem-
ics can be philosophically reevaluated (Part 3); and add an observation about
polemics and hermeneutics (Part 4). In dealing with these different points,
I shall refer to various ancient philosophical polemics, but I shall not engage in
a detailed analysis of any of them, in order to keep these preliminary remarks
at a general level. On the other hand, I shall mention some modern polemics
and modern views on polemics. One reason for this is that ‘polemics’, if not
a modern phenomenon, is at least a modern word: for whereas polemikos in
Greek means “related to war” or more generally “hostile,” it very seldom, if ever,
specifically applies to literary or philosophical polemics (the same is true of
polemos).3 The second related but more important reason is that whereas the
notion and practice of blame (psogos) in ancient rhetoric has attracted schol-
arly attention, conceptual reflection about ancient polemics as such remains
relatively rare.4
2 This would not preclude that philosophers could engage in actual polemics, but their argu-
ment would in this framework not be as such philosophical, but just this, polemical.
3 Georgia Tsouni mentioned, in the discussion of my paper during the colloquium, a passage
of Eusebius, Praep. evang. 14.8.10, in which Carneades is said to be fighting (prospolemein)
against the other philosophers. Note, however, that this is specifically linked to Carneades’s
skeptic position and does not exactly correspond to the general phenomenon we call
‘polemics’. At Theaetetus 168b3, Plato uses machētikōs in the sense of ‘polemically’.
4 See the bibliography in Stauffer, “Polemik.”
18 Laks
‘Polemics’ is a metaphor—it is war at a verbal level, a battle “of the books,” to use
Swift’s title.5 As with any metaphor the question that then arises is that of the
similarities and dissimilarities existing between its ‘tenor’ and its ‘vehicle’—
what remains and what is lost or abstracted from when we move from one
item to the other? Here are two important points of comparison, both of which
point to the elimination of some war-related features from polemics.
First, polemics are warlike to the extent that they target human beings,
be they individuals (Epicurus, Philoponus, etc.) or collective entities (the
Epicureans, the Christians, etc.); they are attacks; and they can even sometimes
kill. On the other hand, their weapons are words, which surely tend to kill less
than weapons do. As a matter of fact, verbal wars are endowed with a number
of features that are not available in real wars, at least before these are pur-
sued, to paraphrase Clausewitz’s famous dictum, through diplomatic means.
Since their medium is language (‘discourse’, in the most general sense of the
term), they can often use, and in fact often do use, all the offensive linguis-
tic resources that any language has to offer: insults, slander, caricature, and so
on.6 But the fact that the weapons are words also means that polemics can in
principle be directed less at the person than at her argument—its target being
the ‘argument-of-a-person’, so to speak. There are degrees here: one can say as
a general rule that the more the argument comes to the fore and the person
recedes, the more the polemics become ‘object-directed’ or ‘objective’. In other
words, polemics, in as much as its medium is language, can take the form of
critique. Thus, one can and should distinguish Simplicius’s philosophical, that
is, critical, arguments against, say, Philoponus’s dismissal of the eternity of the
world, from his personal, rhetorical attacks.7 But it is not as if ‘polemics’ and
‘critique’ could simply be spatially distributed between the rhetorical appara-
tus and the substantial critique. For there is a sense in which we still want to
say that Simplicius’s critique of Philoponus is ‘polemical’ independently of his
violent attacks against him and those of his faith. This we might dub ‘polemics-
as-critique’ (or in shorthand, ‘critique’).
8 Modern examples of such ongoing polemics are Pascal’s Provinciales and Lessing’s
Anti-Goeze.
9 This is true not only in the sense that already existing institutions have to defend them-
selves against their competitors or enemies but also in the sense that some polemics can
be foundational for the shaping of new institutions. Glenn W. Most, in “One Hundred
Years of Fractiousness,” analyzes in this sense three famous nineteenth-century philologi-
cal polemics—Hermann vs. Creuzer, Hermann vs. Boeckh, and Hermann vs. Müller.
10 Hirschman, Exit, Voice and Loyalty.
11 This does not mean that Metaphysics A, notoriously written when Aristotle still consid-
ered himself as belonging to Plato’s Academy and used “we (Platonists),” is less polemical
than books M–N, where community markers have been removed.
12 Glucker, Antiochus and the Late Academy.
20 Laks
13 On this point, see Sedley, “Epicurus’ Professional Rivals.” Interestingly, if somewhat para-
doxically, the philosopher and theologian Friedrich Schleiermacher wanted to restrict
polemics to internal debates within the Church, whereas outwardly directed fights would
fall into the domain of apologetics (cf. “Kurze Darstellung des theologischen Studiums
zum Behuf einleitender Vorlesungen,” §§39 and 40 [cf. §§32 and 35], and the two cor-
responding developments, §§43–53 and 54–62): an extreme manifestation, it seems,
of the inner drive of philosophical polemics to take the form of sheer, non-‘polemical’
(in the sense of hostile) critique.
14 To extend Norbert Elias’s famous formula to this context. On the semantics of elenchos,
cf. Lesher, “Parmenides’ Critique of Thinking: The poluderis elenchos of Fragment 7.”
15 Stenzel, “Rhetorischer Manichäismus.”
16 Because polemics always also bear on a certain topic, what the polemics is about
(“das polemische Thema”), the geometrical scheme of polemics is not a triangle, how-
ever, but a pyramid, see Stenzel’s “Rhetorischer Manichäismus” drawing, 6 (reproduced in
Straub, Der Polemiker Karl Kraus, 17).
The Continuation of Philosophy by Other Means ? 21
is, in its basic form, directed against a person, it is also by essence a public
phenomenon. This makes it immediately understandable that polemics can
be treated, especially if one considers polemics-as-attack, as a phenomenon
that falls, no less than praise and blame, within the field of rhetoric (hence
the title of Stenzel’s article, “Rhetorischer Manichäismus”). On the other
hand, the more we construe polemics as discursive critique, the more the role
of the public, at least taken in the common, broad sense of the term, becomes
smaller and the more the dyadic structure tends to dominate the triadic one.
At least in principle, the Gelehrtenrepublik, the République des lettres, abstracts
from persons and discusses how the world is.
Personal attacks of the kind we find in Simplicius are certainly not the rule
in the philosophical tradition, even if they are not so infrequent;17 Epicurus
himself, who has been for a long time considered prone to polemical
offense because of the seemingly insulting names he used when speaking
of Democritus, Heraclitus, Plato, Nausiphanes and others, has been rehabili-
tated on this count by David Sedley, who showed that Lerocritus (provided
that it means “The Judge of Babbling”), The Stirrer, The Golden, The Jellyfish,
and so on, should be read not as debasing qualifications but rather as witty-
to-affectionate nicknames.18 Whether this is entirely true is an open question,
I think. But what is certain is that Epicurus was successfully stigmatized, espe-
cially in the wake of Stoic attacks, as an incarnation of indecency for consid-
ering pleasure to be the end of life, for being an atheist and . . . an offender.
We can leave this material aside (interesting as it may be), under the assump-
tion that it represents at best a collateral effect of properly philosophical
polemics—of ‘polemics-as-critique’. What I want to point to here are cases in
which philosophical polemics may be described as ‘personal’ without being
offensive (although it may well create the condition for further offenses). I am
especially thinking of three such cases.
The first one is linked to the claim that philosophy has a practical dimen-
sion or even implies a certain way of life. Given the assumption that one’s con-
duct should correspond to what one professes, the life of the philosophers,
17 Diogenes Laertius provides rich material here. As far as I know, there is no special study
devoted to ancient philosophical insults. Owen’s title (“Philosophical Invective”) is prom-
ising, but its content rather disappointing.
18 Sedley, “Epicurus’ Professional Rivals.”
22 Laks
the kind of person they are and how they actually or potentially behave, far
from being indifferent, represents an integral constituent of their philoso-
phy. One can understand in this light the harshness displayed by Colotes, one
of the earliest and dearest disciples of Epicurus, in his polemics about the
impossibility of living according to the doctrines of other philosophers. But
the question of the possibility of living well also constitutes the background
of the apparently much narrower and more technical Stoic-Academic debate
about whether sensations are as a rule cataleptic or not. For while the Stoics
notoriously argued that unless this were the case, there would be no way of
living, Academics insisted that denying sensory knowledge did not entail that
one could not have probable opinions—which are all it takes in order to live a
good life.19
There are, second, what I have called ‘non-personal forms of personifica-
tion’. A paradigmatical instance of this procedure is to be found in a nonphi-
losophical text, namely Pindar’s Ol. 2.87f., where crows, representing the (bad)
poets (whoever they are—the scholia name Bacchylides and Simonides)
whose skills come from apprenticeship, are contrasted with Zeus’s eagle,
which stands for the (good) naturally gifted poet (Pindar).20 But it is highly
significant that Simplicius refers to these verses in his polemics against
Philoponus (a crow).21 What happens in these nonpersonal personifications
is that the author avoids naming individuals while unmistakably referring
to them—or, better, to what they represent—through generic placeholders.
Further examples would not be difficult to find from the very beginnings of
philosophy onward—Parmenides’s “double-headed” (dikranoi) mortals in
Frag. B 6, 8 (most probably referring to Heraclitus’s views about opposites),
Plato’s “immobilists” (stasiōtai) at Theaetetus 181a (obviously referring to
Parmenides’s immobile being), and Epicurus’s use of the indefinite “someone”
(tis) to refer to Leucippus or Democritus (Ad Pyth. 90) belong to this category,
as well as the so-called “code phrases” that Neoplatonic philosophers use in
order to refer in an indirect and discreet way to their Christian opponents.22
19 On Plutarch and Colotes, cf. Kechagia, Plutarch against Colotes and Morel, “Le Contre
Colotès de Plutarque”; on Academics and Stoics, cf. (among others) Frede, “Stoics and
Sceptics on Clear and Distinct Impressions,” Striker, “Sceptical Strategies,” and Brittain,
Philo of Larissa: The Last of the Academic Sceptics, especially chaps. 2 and 3.
20 Most, “Pindar, O. 2.83–90,” 314n60, makes clear that the crows are not attacking the eagle,
as many interpreters would have it (“chatter in vain against the god-like bird of Zeus”).
21 Cf. Simplicius, in Cael. 42, 17f. with Hoffmann’s remarks, “Simplicius’ Polemics,” 60.
22 On code phrases, see Hoffmann, “Simplicius’ Polemics,” 67n78 (with reference to
Cameron’s works and further bibliography).
The Continuation of Philosophy by Other Means ? 23
Of course, by c ontrast with Proclus and Simplicius, who had to exercise cau-
tion because their target was not only the doctrine but also their persecutors,
neither Parmenides nor Plato nor Epicurus had reasons to dissimulate whom
they were referring to. Rather, the point is to suggest that what were at stake
in the attack on their respective targets were not the persons themselves but
the doctrines they were the representatives of—the argument-of-the-person.
The third case I want to mention, the so-called arguments ad hominem, can
be considered as an especially refined form of depersonalized personal argu-
ment, but it constitutes a category by itself because of its level of abstraction
and its special importance for the history of philosophy. All Socratic elenchoi
(at least to the extent that they are refutative and do not claim to establish a
truth) are of this sort;23 a specific and radical form of ad hominem argument is
the one that points to the contradiction between the content of a given asser-
tion and the very fact of holding it—what we call a performative contradic-
tion and the ancients described as a ‘reversal’ (peritrope), the (potentially)
‘personal’ character of which is so vividly brought out in Lucretius’s concrete
rendering of Epicurus’s phrase “perikatō ho logos trepetai”: when an argument
“is turned upside down,” its head occupies the place of its feet and vice-versa—
as if it were a person.24
We can now see that on the scale that stretches from (straightaway) per-
sonal polemics to critical argumentation, there exist a number of interme-
diate points that form a kind of continuum. The successive refutations of
Protagoras in the first part of Plato’s Theaetetus provide by themselves a good
illustration of this continuum. Replacing “man” with “pig” or “baboon” (at 161c)
in Protagoras’s phrase “Man is the measure of all things” in order to criticize
Protagoras’s sensualist epistemology is surely far from being a personal insult of
the anti-Philoponus type; nevertheless, it is still offensive enough in its implica-
tions, in that it suggests that Protagoras is in some sense—like the rest of us—
comparable to a pig. But Socrates’s first refutation (161c–162a), which is based
on this assumption, is certainly unfair, and to this extent it is also ‘polemical’.
Protagoras, as a matter of fact, is represented as complaining that Socrates’s
argument is purely demagogical (162d). Socrates’s second argument is devoid
of any such misrepresentation and attempts to argue “ unpolemically,” pointing
23 On the difference between refuting and truth-establishing elenchos, cf. Vlastos,
“The Socratic Elenchus” and the ensuing discussion (Benson, “The Dissolution of the
Problem of Elenchus”).
24 Lucretius, DRN 4.469–72; Epicurus, On nature, Liber incertus (= 20C Long-Sedley, vol. 2,
106, 23), cf. Burnyeat, “The Upside-Down,” and Castagnoli, Ancient Self-Refutation, 148f
(the book entirely devoted to peritrope arguments in ancient philosophy).
24 Laks
to the fact, among others, that one can very well know something without
actually seeing it, and that to know something is to be capable of anticipat-
ing future events (cf. 163e–164a); but is it a good, convincing objection? Since
Protagoras does not think it is, he engages in a detailed and quite remarkable
reply (the so-called apology of Protagoras, 166a–c2). At the end of the day, the
only way for Socrates to refute Protagoras’s thesis will be a peritrope argument
in virtue of which Protagoras’s thesis is shown to be self-refuting (170a): the
critique is now coming not from the outside, but from the inside—from an
“internal outside,” so to speak, and in this sense it is unpolemical. Has not the
opponent been completely eliminated from the argument whose very form is
traditionally described as ad hominem?
The rational drive to abstract from the person in philosophical polemics
is present all along the history of philosophy and has often led philosophers
(among others) to deny polemics the status of a (philosophically) respectable
genre. This antedates, of course, the appearance of the word itself, for other
words could have the same function. In the Topics, in which he formalizes the
rules of dialectical confrontation, Aristotle is careful to distinguish an ‘agonis-
tic’ from a ‘dialectical’ exchange:25 dialectic may well be a fight of some kind,
but this “fight” remains in the framework of a common enterprise ultimately
directed toward the discovery of truth; it is to be distinguished from an agon,
where there is a winner and a loser (161a37–b1).26 The Enlightenment brought
this tendency to full completion by distinguishing sharply between critique
and polemics. The idea here is that critique preserves civility, good manners,
and humanity in discursive exchanges, whereas polemics indulges in vulgar-
ity, rhetoric, and mean-spiritedness.27 Philosophy is to polemics as satire is to
pamphlets. Here is how Kant drew the line between critique and polemics in
his first Critique:
25 It is interesting in this respect that the original title of Moraux’s contribution, as pre-
sented to the third Symposium Aristotelicum, was not “La joute dialectique d’après le 8e
livre des Topiques . . .” but “L’entraînement à la dialectique . . .” (cf. Brunschwig, Aristote:
Topiques, vol. 1, xxiii, n. 1).
26 “And since it is a poor participant who impedes the common work, so it is clearly also in
an argument. For there is also a common project in these (except for competitive ones:
in these, it is not possible for both to achieve the same goal, for it is impossible for
more than one to win” (trans. Robin Smith). This is why Brunschwig expressed reser-
vations about Moraux’s description of the dialectical exchange as “a dialectical joust”
(cf. Brunschwig, Aristote: Topiques, vol. 2, 263).
27 In his polemics with Lessing (cf. infra), Goeze’s recurrent complaint is that “Lessing
verletzt Anständigkeit, guten Ton, Lebensart” (cf. Oesterle, “Das ‘Unmanierliche der
Streitschrift,’ ” 112).
The Continuation of Philosophy by Other Means ? 25
This would not suppress polemics in real life, of course;29 as Aristotle had
already conceded in the Topics: “There are times when it is necessary to attack
the speaker, not the thesis—when the answerer is particularly abusive and
ready to pounce on the questioner with the contrary of whatever he asks for.
By being cantankerous, then, these people make discussions competitive and
not dialectical” (161a22–25; trans. Robin Smith).
Kant represented but one possible view on polemics; others were more sen-
sitive to its positive sides than Kant could ever be. Lessing and Schlegel are
undoubtedly the two crucial figures when it comes to the rehabilitation of
polemics, and the arguments they developed in this respect loom large behind
modern views such as Karl Kraus’s or, for that matter, Walter Benjamin’s, from
which I took the motto of my paper. We have already seen how the idea of phi-
losophy as the way of conducting one’s life played an important, and perhaps
central, role in ancient philosophical polemics. One can generalize and say that
polemics appears to be justified whenever something really vital is at stake—
as just wars sometimes are. Is not ethical truth too serious a matter to be left
28 Kant, Kritik der reinen Vernunft, A750–751/B778–B779 = Akademie Ausgabe, vol. 3, 491
(trans. Paul Guyer and Allen W. Wood). That Kant’s distinction represents the official
attitude toward polemics of the Enlightenment can be supported by numerous passages
from various authors quoted by Oesterle, “Das ‘Unmanierliche der Streitschrift.’ ”
29 See Saner, Kants Weg vom Krieg zum Frieden, 98 (in a chapter titled “Kant als Polemiker”).
26 Laks
30 Cf. Morel and Verde, “Le Contre Colotès de Plutarque” on Plutarch Against Colotes: “De ce
point de vue, il semble que Plutarque entende suggérer au lecteur que réfuter Colotès est
un devoir moral” (19).
31 Cf. Schlegel, “Über Lessing,” which has been aptly described as “a justification of polem-
ics” (“eine Rechtfertigungsschrift des Polemisierens,” Oesterle, “Das ‘Unmanierliche der
Streitschrift,’ ” 112). Oesterle collects much interesting material (from Humboldt and
Hegel, among others) going in the same direction.
32 “Wenn man die Polemik auf den Meinungstreit reduziere, bringe man sie um ihr bestes
Teil, um ihr rauschhaftes Element” (quoted by Quack, Bemerkungen, 48; my translation).
33 Cf. 1107 E–F.
34 Note, however, that the literary distinction between Plutarch and Aristodemus is prob-
ably significant—Plutarch’s official view would certainly be that one should not write
under the pressure of passion.
The Continuation of Philosophy by Other Means ? 27
the heretics, and many others. This material can of course be analyzed from
a technical (that is, essentially rhetorical) perspective, but my point here is,
rather, that in all these cases rhetoric and radical questioning and values are
indissociably linked. This is certainly why polemics should interest us, and why
we should try to better define its various kinds.
thing on the question of fate; and of course it was one of the main tasks of
Simplicius to show that Aristotle and Plato do not diverge (diaphōnia) but are
fundamentally in agreement (sumphōnia)38—and not only Plato and Aristotle,
but Greek philosophers in general, as far as this can be maintained: this is why
he took upon himself to defend Anaxagoras, Empedocles, and Melissus against
Aristotle’s criticisms.39
In all these cases, looking for agreement is looking for allies in a fight whose
outcome is more important than differences now considered as superficial: in
Antiochus’s case, the alliance between Stoics, Plato, and Aristotle is directed
against Philo’s New Academy and its alleged skeptical stance.40 Thus, com-
promise or harmonization goes hand in hand with a redirection of polemics
and a kind of externalization of polemics. And Simplicius’s case is especially
significant because this externalization occurs on a large scale: the Greek
philosophical schools must now form one solid block against the Christians.
As for the Christians, some agreed that fighting was the way to go. But as we
know, those Christians who pleaded for absorbing the Greeks rather than
defeating them were the side that won. And this was perhaps the best way to
win the war.41
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Castagnoli, Luca. Ancient Self-Refutation: The Logic and History of the Self-Refutation
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30 Laks
Christopher Shields
The matter of appearing (τὸ φαίνεσθαι) and seeming (τὸ δοκεῖν), but not
being, and of saying things, but not true ones—all this is forever full of
difficulty, in times gone by and even now.1
PLATO, Sophist 236e1–3
∵
1 The First Fruits of Dialectic
Plato condescends to the young, who as a matter of course turn their earliest
training in argumentation to eristic gamesmanship:
I don’t suppose it has escaped your notice that when young people get
their first taste of arguments, they abuse them as in a game, forever using
them for the sake of contradiction. They imitate those who have refuted
them by refuting others themselves, and, like young dogs, they take
delight in dragging and tearing those around them by means of an argu-
ment. —Yes, they’re excessively fond of it. (Resp. 539b2–7)2
Plato’s observation will resonate with anyone who has spent time in the facul-
ties of philosophy in Oxford or other leading centers of analytic philosophy:
the sport among the young first exposed to philosophy is confutation. When
the young imitate their teachers, the implied criticism follows their gaze
upward; there is, Plato intimates, something misplaced, something untoward,
in the overzealous quest for victory in argumentation as an end in itself. In the
young it is unseemly; in their elders it is sophistic.
1 τὸ γὰρ φαίνεσθαι τοῦτο καὶ τὸ δοκεῖν, εἶναι δὲ μή, καὶ τὸ λέγειν μὲν ἄττα, ἀληθῆ δὲ μή, πάντα ταῦτά
ἐστι μεστὰ ἀπορίας ἀεὶ ἐν τῷ πρόσθεν χρόνῳ καὶ νῦν.
2 οἶμαι γάρ σε οὐ λεληθέναι ὅτι οἱ μειρακίσκοι, ὅταν τὸ πρῶτον λόγων γεύωνται, ὡς παιδιᾷ αὐτοῖς
καταχρῶνται, ἀεὶ εἰς ἀντιλογίαν χρώμενοι, καὶ μιμούμενοι τοὺς ἐξελέγχοντας αὐτοὶ ἄλλους
ἐλέγχουσι, χαίροντες ὥσπερ σκυλάκια τῷ ἕλκειν τε καὶ σπαράττειν τῷ λόγῳ τοὺς πλησίον ἀεί.
What, though, is the precise locus of Plato’s criticism? The eristic exalt in
victory—for there are winners and losers in these games—while the van-
quished are shamed into silence. Victory resides in refutation, and a sure sign
of refutation is unanswerability, and, just as Plato says, forced contradiction
seals the deal. Whether played then or now, in Oxford or in Athens, such games
have as their primary goal argumentative victory achieved through reduction
to self-contradiction.
So much might seem to be little more than the harmless foibles of youthful
exuberance—were it not for the fact, at least as Plato sees the situation, that
the tumble of competitive sport breeds bad intellectual habits:
Then, when they have refuted many others and been refuted by them,
they quickly and vehemently fall into disbelieving what they believed
before; and, as a result, they themselves and the whole of philosophy are
discredited in the view of others.—Most true. (Resp. 539b9–c4)3
Winning too often and too readily yields to triumphalism, while defeat leads
to self-doubt and disaffection; corporately, this form of gamesmanship induces
the young to become doxastically fickle, which in turn lowers them in the esti-
mation of others. Worse, in so proceeding, the eristically inclined drag down
the whole enterprise of philosophy with them. Nonphilosophers, not ascer-
taining any difference between true philosophy and unregenerate sophistic,
come to view the entire discipline of philosophy as little more than pointless
quibbling about the meanings of words. It is, after all, not terribly difficult to
blur any boundaries as may obtain between the punctiliousness of Prodicus
(Plato, Euthd. 187e; Cra. 384; Lach. 197d; Prt. 340a, 341a; Chrm. 163d; Meno 75c)
and the precision of Plato (cf. Cra. 384b). Perhaps this is unsurprising, given
that Socrates identifies himself, however facetiously, as an admirer and stu-
dent of Prodicus (Chrm. 163d; Meno 96d).
Be that as it may, there remains from our distant vantage point an easy ten-
dency to join with Socrates of the Republic in condemning, or at least criticiz-
ing, the young dogs of eristic for their conduct, and thence, at least implicitly,
to identify ourselves with the purer, higher-minded Socrates, whose innocent
avocation is the earnest quest for truth. Socrates, we are minded to believe, is a
philosopher and not an eristic; and whereas philosophy is noble and uplifting,
eristic is puerile and jejune.
3 Οὐκοῦν ὅταν δὴ πολλοὺς μὲν αὐτοὶ ἐλέγξωσιν, ὑπὸ πολλῶν δὲ ἐλεγχθῶσι, σφόδρα καὶ ταχὺ ἐμπί-
πτουσιν εἰς τὸ μηδὲν ἡγεῖσθαι ὧνπερ πρότερον· καὶ ἐκ τούτων δὴ αὐτοί τε καὶ τὸ ὅλον φιλοσοφίας
πέρι εἰς τοὺς ἄλλους διαβέβληνται.
The Young Dogs of Eristic 33
The alignment and criticism may, though, be made all too readily, in two
respects. First, the situation with Socrates, even within the Platonic dialogues,
is far more complex than this easy determination would pretend. Second, and
more substantively, a principled distinction between eristic and elenchtic
investigation—as between sophistic and philosophy within the early Academy
more generally4—is surprisingly difficult to draw. This, at any rate, is the pur-
port of an instructive Aristotelian intervention into the matter: when he seeks
to regiment the distinction between eristic and dialectic in the form of syllo-
gistic, Aristotle makes clear that the fault lines cannot be given in purely inten-
tional or procedural terms.
This is not to say, however, that no distinction can be drawn, or even that it
cannot be drawn in a principled manner. Rather, the distinction between eris-
tic and dialectic, as between sophistic and philosophy in the early Academy
more generally, can be indeed be drawn, but only in substantive terms. More
exactly, the distinction can be drawn only once various normative determi-
nations have been admitted, to the effect that philosophy, unlike eristic, is
truth-implicating—where truth is understood in fully realist terms, and so
in a manner unlikely to be countenanced by a practiced, dedicated eristic. To
this extent, then, the distinction will be unavoidably and permanently conten-
tious and contestable. To draw the distinction in a principled way, it seems, is
already to decide to side with the philosophers—a decision that, while hardly
arbitrary, does require deep-level substantive conviction about the defining
characteristics of philosophical inquiry.
4 Recall that according to Aristotle, at least, eristic and sophistic syllogisms are the same
(Top. 162a16–17, Soph. el. 171b80). Moreover, arguments of dialectic are always directed against
another (πρὸς ἕτερον; Top. 155b26–28).
5 In Timarch. 173.
34 Shields
tors they take the Sophists to be.6 The same holds for the perhaps mocking,
perhaps affectionate (perhaps both) portrait of Socrates in Aristophanes’s
Clouds, where Socrates is pointedly portrayed as someone willing to take pay-
ment to “teach . . . both methods of reasoning, the strong and also the weak,
by which false arguments triumph over the strong.”7 The portrait of Socrates
the Sophist, if discomfiting and alien to one easily embraced view of him, is
not therefore absurd; nor even is it constrained among his contemporaries to
the lampooning Aristophanes. Plato’s disquieting Hippias Minor, for instance,
presents a polutropic Socrates capable of chameleon shifts and cunning dia-
lectical maneuvering,8 as a character indulging in a sport not so far removed
from the play of the young dogs of eristic whose undisciplined, misdirected
polemics are lamented in the Republic.
In fact, and more tellingly, a genuine concern to differentiate Socrates from
the Sophists permeates the Platonic dialogues; this concern clearly reflects
a genuine worry on Plato’s part as to the traction of this ascription. C. C. W.
Taylor astutely compares the situation to that of a later polemicist:
6 Helen 1.
7 Ar. Nub. 545.
8 Disquieting, for instance, to Kahn (Plato and the Socratic Dialogue, 118): “We can well imagine
that, if this dialogue were not expressly cited by Aristotle, many scholars would have judged
it as unworthy of Plato and hence inauthentic.” Kahn’s view is reasonable, if we have already
decided that the Socrates we esteem is no sort of Sophist.
9 Taylor, “Socrates the Sophist,” 157. Some of the following paragraph concurs with Taylor.
I set aside, however, his investigation into the degree to which Socrates, like a sophist, can
be thought a bewitching hunter of young men. He notes, rightly, that Socrates does at times
proceed in a manner reminiscent of those defined in the first four definitions of the Sophist
(221c–224e; cf. Prt. 313c4–6). More complicated is the question of whether Taylor is right to
see Socrates in the sixth definition of the Sophist, there described as an educator who differ-
entiates the better from the worse by turning up contradictions through cross-questioning
(Soph. 231c9–e6). Compare Crivelli (“Socratic Refutation and Platonic Refutation”) who,
unlike Taylor, denies that the definition offers an implicit characterization of Socrates at
work. It is to be noted, however, that the disagreement between Crivelli and Taylor actually
turns on a point of agreement between them: both agree that the sixth definition is a portrait
of a sophist, which indicates to Crivelli that it is no portrait of Socrates, whereas it provides
grist for Taylor’s mill that Plato self-consciously intends to portray Socrates as having more
than a little in common with the sophists.
The Young Dogs of Eristic 35
But an older person will not want to take part in such madness. He will
want to imitate someone who is willing to engage in discussion (or, dia-
lectic; διαλέγεσθαι), someone looking for the truth, rather than someone
playing and engaging in contradiction for the sake of play; and this one
will be more measured and will bring this pursuit greater honor rather
than dishonor. (Resp. 539c5–d1)10
According to Plato, then, dialectic is not eristic. He commends and praises the
more measured art while dismissing the frenzied gamesmanship of the young
as madness (μανία).
Plato’s initial distinction is given in three terms, evidently connected with
one another: (1) eristic is for the young; dialectic is for the mature; (2) eristic
is for sport; dialectic is in earnest; and (3) eristic serves contradiction as an
end in itself; dialectic serves the truth. Elsewhere, Plato summarizes his view
thus: “Dialectic is a gentler method of discussion between friends” (Meno 75d;
cf. Prt. 348d). We are thus given to believe that Plato, and Plato’s Socrates, prac-
tice dialectic in service of the truth. They are philosophers and not sophists
(so, e.g., Ap. 19d–e). Protagoras and his ilk practice eristic in service of confuta-
tion, victory, and profit. They are sophists and not philosophers.
Or so it is comforting to believe. This is because Socrates equally seems in
various ways uncomfortably close to the sophists from whom Plato strives to
differentiate him. That is to say, then, that Plato fights because he needs
to fight: the similarities between Socrates and the sophists are real. Indeed,
difficulty already surfaces in the semantic instability of the very word ‘sophist’
(σοφιστής); and this instability begins to fray the boundaries of the tidy demar-
cations upon which Plato relies in drawing his demarcation. We find it used
in Plato primarily as a term of derogation; moreover, the dominant tendency
in Plato’s usage lines up with a broader tendency of the Greek of his time.
10 Ὁ δὲ δὴ πρεσβύτερος, ἦν δ’ ἐγώ, τῆς μὲν τοιαύτης μανίας οὐκ ἂν ἐθέλοι μετέχειν, τὸν δὲ
διαλέγεσθαι ἐθέλοντα καὶ σκοπεῖν τἀληθὲς μᾶλλον μιμήσεται ἢ τὸν παιδιᾶς χάριν παίζοντα καὶ
ἀντιλέγοντα, καὶ αὐτός τε μετριώτερος ἔσται καὶ τὸ ἐπιτήδευμα τιμιώτερον ἀντὶ ἀτιμοτέρου
ποιήσει.
36 Shields
Socrates of the Clouds: he wants “to fight in words and to refute whatever is
said, whether it happens to be false or true” (Euthd. 272a8–b1).
Perhaps this is why, in what seems a moment of mild desperation, Plato
goes so far as to introduce a distinction between two kinds of sophistry: the
noble kind, presumably practiced by Socrates, and the ignoble kind, presum-
ably practiced by the likes of Protagoras and Prodicus (Soph. 211b7–8). One
may say in response, then, that a noble sophist is a sophist all the same, so that
the fight is lost and Socrates is, after all, a sophist, just as Aeschines observed.
Or, one may say, rather, that a noble sophist is a decoy duck, such that the simi-
larities between Socrates and the sophists are, so to speak, deeply superficial.
The question thus arises as to whether we have a neutral vantage point for
adjudicating these disputes. Is there, in short, a distinction between dialectic
and eristic, to which Plato may legitimately avert, whereby dialectic is neutral
or salubrious, while eristic, as he intimates in the Republic, is at best youthful
folly and at worst soul-warping contumely?
Plato evidently thinks so. He begins a more substantive account of dialectic
in the Republic by characterizing it as intellectual as opposed to perceptual, as
dedicated to grasping what each thing is in its own right (533b2–3), and most
important, as that discipline whose objective involves formulating an account
of the being or essence of each thing: “Do you call the person who grasps an
account (λόγος) of the being (or essence οὐσία) of each thing a dialectician?”
“Yes, of course,” comes the ready response (534b3–7).11 So the first thought is
plain enough. Only those grasping an account of being, that is, an essence-
specifying account, will qualify as dialecticians. The others are merely chatter-
boxes, spinning endlessly in the realm of seeming, not being.
One natural thought, then, is already irredeemably normative: a distinc-
tion between dialectic and eristic can be made just as Plato makes it in the
Republic: dialectic aims at truth, eristic at victory; truth is attained when and
only when the logos of a thing’s being is attained. A logos of a thing’s being is
an essence-specifying definition that captures the real nature of that thing and
not merely its appearance. From this perspective the elenchus as practiced by
Socrates is a ground-clearing exercise, aimed, even if it is nonconstructive,12 at
the destruction of false belief as propaedeutic to a progression toward essence-
specification. By contrast the sophists practice confutation with a goal of profit,
11 ἦ καὶ διαλεκτικὸν καλεῖς τὸν λόγον ἑκάστου λαμβάνοντα τῆς οὐσίας; . . . πῶς γὰρ ἄν, ἦ δ᾽ ὅς,
φαίην.
12 For an instructive discussion of the question of whether one should regard the
Socratic elenchus as constructive or destructive, see Benson, “A Note on Eristic and
the Socratic Elenchus.”
38 Shields
and an eristic plays at refutation for the glory of local victory vouchsafed by the
reduction of the defeated to the silence of self-contradiction.
Need the eristic capitulate to this unflattering characterization?
3 An Aristotelian Intervention
Evidently not, at least not without putting up a fight. Consider, for instance,
the regimented distinction between eristic and dialectic offered by Aristotle
in the Sophistici Elenchi, his handbook of argument that seems to have been
constructed in a manner reflecting actual Academic practice. Aristotle offers
a crisp regimentation by distinguishing various forms of syllogistic. In his
terminology
13 Ἔστι δὴ συλλογισμὸς λόγος ἐν ᾧ τεθέντων τινῶν ἕτερόν τι τῶν κειμένων ἐξ ἀνάγκης συμβαίνει
διὰ τῶν κειμένων (Top. 100a25–27).
The Young Dogs of Eristic 39
off the appearance of being the sorts of progressions of propositions that syl-
logisms comprise, but in fact they are not syllogisms at all (Soph. el. 165a3–4).
Still others are formally syllogisms but rely on merely apparent endoxa rather
than genuine endoxa (Top. 100b23–25). These, then, are sophistical or eristi-
cal syllogisms (Top. 162a16–17; Soph. el. 171b23–29). If we can follow such a
regimentation of syllogisms into the genuine, the homonymous, and the eris-
tic, then perhaps we can arrive at a principled distinction of just the sort the
Academic Plato seeks.
In his nineteenth-century discussion of Aristotle’s Sophistici Elenchi, Grote
is doubtful that we can follow Aristotle down this path. He begins with a fair-
minded recapitulation:
Aristotle thus draws a broad and marked line between Dialectic on the
one hand, and Eristic or Sophistic on the other; and he treats the whole
important doctrine of Logical Fallacies as coming under this latter
department. The distinction that he draws between them is two-fold: first
as to purpose, next as to subject-matter. On the part of the litigious or
sophistical debater there is the illicit purpose of victory at all cost, or for
profit; and probabilities merely apparent—such as any one may see not
to be real probabilities—constitute the matter of his syllogisms.14
17 On the role of phainomena as witnesses in metaphysics, see Shields, “The
Phainomenological Method in Aristotle’s Metaphysics.” The following brief recapitulation
draws on the fuller treatment there.
18 See Owen, “τιθέναι τὰ φαινόμενα”; Nussbaum, “Saving Aristotle’s Appearances”; Pritzl,
“Opinions as Appearances.” Shields, “The Phainomenological Method in Aristotle’s
Metaphysics,” reviews and assesses the main approaches.
42 Shields
This principle has two main features, one positive and one negative. On the
positive side, phainomena look beyond themselves to the way things are, to
beings (ὄντα); they are not reflexive, providing evidence for their own seeming
selves. On the negative side, PPC is self-limiting in that phainomena qualify
as evidentiary without thereby being guarantors of the truth. Both sides are
important in Aristotle’s understanding of the eristic syllogism.
While we see that Grote was wrong to understand the eristic syllogism in terms
of “probabilities,” because that obscures the evidentiary role of phainomena as
captured by PPC, we should not on that basis ignore a subtler, more penetrat-
ing remark that he drops in the course of his dismissal of Aristotle’s substan-
tive characterization. Grote notes, rightly once the adjustments are made, that
“to discriminate between what is really probable (i.e., accredited either by the
multitude or by a wise few), and what is only probable in appearance and not
in reality is a task of extreme difficulty.” To discriminate between a phainom-
enon that is genuinely evidential and a phainomenon which is only spuriously
evidential is indeed a “task of extreme difficulty.” In fact Aristotle’s dominant
point about the eristical and dialectical syllogisms, and thence more generally
his distinction between eristic and dialectic, turns on just this point.
Here it is crucial to emphasize that Aristotle identifies two classes of
sophistical syllogisms. Those in the first class of seeming syllogisms are soph-
isms, are only homonymously syllogisms, that is, not really syllogisms at all
(Soph. el. 165a3–4). These include those that are formally invalid. Those in the
second class, by contrast, qualify as formal syllogisms but rely upon merely
apparent endoxa (Top. 100b23–25). These are sophistical or eristical syllogisms
(Top. 162a16–17; Soph. el. 171b23–29).
How, then, to differentiate the dialectical from the eristical syllogisms, when
both are formally valid and both begin not with necessary premises but with
endoxa or phainomena? The distinction turns precisely on the “task of extreme
difficulty,” mentioned by Grote, namely that of sorting genuinely eviden-
tiary phainomena and only spuriously evidentiary phainomena. Here is how
Aristotle marks the distinction in his Metaphysics:
For sophistic and dialectic focus on the same genus of things as philoso-
phy, but philosophy differs from dialectic in the kind of power it has and
from sophistic in its choice of life. Dialectic merely probes in areas where
philosophy is knowledgeable, while sophistic gives off the appearance of
The Young Dogs of Eristic 43
Both possibilities introduce the notion of seeming but not real endoxa. Given
that endoxa can also sometimes be phainomena (Eth. Nic. 1154b3–8), Aristotle
here equally introduces seeming versus genuine phainomena. The question,
then, is to draw this distinction crisply and compellingly, in such a way as to
determine a principled distinction between dialectical and eristical syllogisms.
One might suppose that any such distinction is bound to fail, because if
something seems to be so, then whether or not it is as it seems, it still seems to
be as it seems to be. We can look at the Müller-Lyer lines, agree that they are
the same length, and then yet insist that they really do seem to be different
lengths. So, it may, from this vantage point, be difficult to see which distinction
Aristotle is after.
We can make some progress in two phases, first abstractly and then by
observing Aristotle’s distinction at work. The abstract point is this: some
appearance φ may prove spurious either by indicating that something is the
case that is not the case, or, more obliquely, by being a phenomenal token of a
type that is normally evidence for the truth of some proposition p that, how-
ever, in an individual case, is not in fact evidence of anything at all.
In the first case, we can think of the very same Müller-Lyer lines from another
vantage point. In fact we are so wired that we tend to see the lines as being of
different lengths: they so appear. This sort of appearance, however, systemati-
cally misleads and misdirects. Were we not to correct for it, we would accept
it as evidence for the truth of a false proposition p—namely, that the lines are
of different lengths. Note that the point here is not that the evidence fails to
19 περὶ μὲν γὰρ τὸ αὐτὸ γένος στρέφεται ἡ σοφιστικὴ καὶ ἡ διαλεκτικὴ τῇ φιλοσοφίᾳ, ἀλλὰ διαφέρει
τῆς μὲν τῷ τρόπῳ τῆς δυνάμεως, τῆς δὲ τοῦ βίου τῇ προαιρέσει· ἔστι δὲ ἡ διαλεκτικὴ πειραστικὴ
περὶ ὧν ἡ φιλοσοφία γνωριστική, ἡ δὲ σοφιστικὴ φαινομένη, οὖσα δ’ οὔ.
44 Shields
show the truth of p; for that is the way of almost all evidence. Evidence is not
(with the possible exception of self-intimating propositions, which we may set
aside) such as to guarantee the truth of that for which it qualifies as evidence.
Rather, the appearance φ in this case systematically misleads or misdirects;
it is not just that the proposition p for which it provides evidence is false, but
that even when the falsity of p is known, φ continues to have its evidentiary
pull. Here we may compare a case where φ is the passing appearance of some-
one’s being your uncle, when seen in crowd. When you approach the man, you
see that it is not your uncle but note that he really does bear him a striking
resemblance. In such a case you cease to suppose that this man’s resembling
your uncle, which was initially why he seemed to be your uncle, is a reason to
believe that he is your uncle. Knowing that p is false robs φ of its evidentiary
value. Plausibly, an analogous case can be built for intellectual phainomena in
the case, for example, of the set-theoretic paradoxes; but that case need not be
made to secure the point at hand.
The second sort of case is related but more complex. Here the idea is that a
token of a type normally thought to be evidentiary of the truth of some prop-
osition is present, though in this instance the proposition is false. Consider,
for example, whether an emergent condition qualifies as a symptom for some
underlying condition. Imagine that someone presents with cramping in the
lower right side of the abdomen coupled with a high white blood cell count.
Let us suppose, however, that in this case the conditions have no common
cause (one is simply gastrointestinal distress and the other is caused by exces-
sive smoking). In this case the emerging conditions are jointly symptomatic of
nothing, though very often the occurrence of these types in concert qualifies
as evidence that the patient has appendicitis. In such a case it will be fair to
say that the phainomena are spurious but phainomena all the same. Such will,
then, also qualify as a case where a phainomenon φ is not genuinely eviden-
tial of p, where p is the proposition that the patient is presenting with acute
appendicitis.
If we grant Aristotle this much latitude, then we can begin to appreciate
how he intends to differentiate eristical from dialectical syllogisms: both begin
in endoxa, but in some cases the endoxa are merely apparent: they seem to be
evidence for p but in fact they are not.
Now, who is to adjudicate the merely apparent phainomena from the genu-
ine phainomena? Evidently, as our examples illustrate, it should be those with
craft knowledge, that is, those who can determine whether there is an eviden-
tiary connection between the phainomena and the way things in fact are, the
onta. Needless to say, so much already presupposes that there is a distinction
between the phainomena and the onta, and so also already sets aside one form
The Young Dogs of Eristic 45
All of that proceeds at a fairly abstract level of specification. One can best
appreciate Aristotle’s understanding of the distinction between eristical and
dialectical syllogisms by examining his treatment of a syllogism that falls afoul
of dialectic because of its trading on seeming phainomena. In Metaphysics iv 2,
Aristotle distinguishes philosophy and sophistry as follows:
20 καὶ ἔστι τοῦ φιλοσόφου περὶ πάντων δύνασθαι θεωρεῖν. εἰ γὰρ μὴ τοῦ φιλοσόφου, τίς ἔσται ὁ
ἐπισκεψόμενος εἰ ταὐτὸ Σωκράτης καὶ Σωκράτης καθήμενος, ἢ εἰ ἓν ἑνὶ ἐναντίον, ἢ τί ἐστι τὸ
ἐναντίον ἢ ποσαχῶς λέγεται; ὁμοίως δὲ καὶ περὶ τῶν ἄλλων τῶν τοιούτων. ἐπεὶ οὖν τοῦ ἑνὸς ᾗ
ἓν καὶ τοῦ ὄντος ᾗ ὂν ταῦτα καθ’ αὑτά ἐστι πάθη, ἀλλ’ οὐχ ᾗ ἀριθμοὶ ἢ γραμμαὶ ἢ πῦρ, δῆλον
46 Shields
He sees, as others have seen since,21 that philosophy, dialectic, and sophistic
have more than a passing similarity to one another. To begin with, they all
engage similar sorts of questions, deep questions concerning the very nature
of beings in so far as they are beings. There is, however, a difference.
Aristotle faults the sophists, not for engaging in deep questions but for
doing so unphilosophically, where this means for him that they do so without
having first understood some basic facts about category theory. He thinks, for
instance, that they are right to pose the odd-sounding question of whether
Socrates and Socrates seated are one and the same. They go awry, however,
when offering ill-considered, ill-educated answers. How so?
When Aristotle asks who—if not the philosopher—shall investigate
whether Socrates and Socrates seated are one and the same, he is not making
a wry allusion to the philosopher’s characteristic preoccupation with abstruse
questions.22 Instead, he is posing a perfectly earnest question that he thinks
has a perfectly plain answer, one that he thinks ought to prompt the genuine
philosopher to engage the matter head on. Who shall consider this question,
if not the philosopher? Both the dialectician and the sophist. One can see in
particular that Aristotle means to parry an ensnaring sophism:
ὡς ἐκείνης τῆς ἐπιστήμης καὶ τί ἐστι γνωρίσαι καὶ τὰ συμβεβηκότ’ αὐτοῖς. καὶ οὐ ταύτῃ
ἁμαρτάνουσιν οἱ περὶ αὐτῶν σκοπούμενοι ὡς οὐ φιλοσοφοῦντες, ἀλλ’ ὅτι πρότερον ἡ οὐσία, περὶ
ἧς οὐθὲν ἐπαΐουσιν . . . σημεῖον δέ· οἱ γὰρ διαλεκτικοὶ καὶ σοφισταὶ τὸ αὐτὸ μὲν ὑποδύονται σχῆμα
τῷ φιλοσόφῳ· ἡ γὰρ σοφιστικὴ φαινομένη μόνον σοφία ἐστί, καὶ οἱ διαλεκτικοὶ διαλέγονται περὶ
ἁπάντων, κοινὸν δὲ πᾶσι τὸ ὄν ἐστιν, διαλέγονται δὲ περὶ τούτων δῆλον ὅτι διὰ τὸ τῆς φιλοσοφίας
ταῦτα εἶναι οἰκεῖα.
21 Here again, Taylor, “Socrates the Sophist,” is especially instructive.
22 Compare Matthews, “Accidental Unities”; and Cohen, “Kooky Objects Revisited.”
See Shields, “First Philosophy First,” for a fuller treatment of this passage.
The Young Dogs of Eristic 47
e vident; taken together, they yield a preposterous conclusion, namely (4), that
whenever Socrates stands up, he ceases to exist.
One may then return to the premises, each of which seems to qualify as
a phainomenon. One might deny (1), insisting that Socrates is one thing, and
Socrates seated is another.23 One might try to deny (2) by insisting that the
Identity of Indiscernibles in fact is inapplicable in this sort of context, even
though it is not an intensional context. Or one might deny (3), perhaps by
importing temporal indexes, such that Socrates seated at t1 does not cease to
exist when Socrates seated at t2 is not. Something, however, evidently must
give—unless, that is, one is prepared to embrace (4), as, from a certain per-
spective, many present-day metaphysicians following Lewis are prepared to
do. For the sophistic argument in question bears more than a mere family
resemblance to the Problem of Temporary Intrinsics.24
In the current context we need not adjudicate this question. Instead, we
need only note that unless we are prepared to embrace (4), we must resist one
phainomenon or another and so must also suggest why something that quali-
fies as prima facie evidence for p in fact does not. Now, so much does not show
that some phainomena are merely spuriously appearing phainomena, since
one need not suppose that a phainomenon is a mere or systematically mis-
leading sort of phainomenon simply by dint of the fact that that for which it
is evidential is false. We expect it in addition to continue to have evidentiary
pull even when its indicated proposition is known to be false or when it is an
exceptional token of a type that tends in fact to be evidential for some true
proposition. Even so, it does bring us part of the way to the following thought:
something is amiss in the phainomenological basis of a syllogism if the syllo-
gism has plausible premises and is in fact valid even though it has an outland-
ish conclusion. More generally, if a phainomenon at work in an argument has a
corrupting influence from the standpoint of the truth, then that provides some
reason for supposing it spurious.
Now, in the syllogism of the seated Socrates, we seem to be in some such
circumstance. Here there are two points to make, one material and (more sig-
nificantly) one formal.
In the material mode one wishes to know which phainomenon Aristotle
questions. Although the matter is disputed, it is clear that Aristotle registers
his complaint against the Sophists by insisting that they go awry “by failing
to understand anything about substance, which is prior to other things.” This
suggests in different ways that he himself intends to reject either (1) or (2) or
both. He might reject (1), the claim that Socrates and Socrates seated appear
to be one and the same, by claiming either that Socrates is a substance while
Socrates seated is not, with the result that they are in fact not one and the
same, but merely coincide,25 or by claiming that Socrates seated is in fact noth-
ing at all beyond Socrates, seated, in which case there are not two things to be
identified but merely one thing variously described. (From the fact that being
seated is in the category of position [Cat. 2a2–3], we are not licensed to infer
that for all x, if x is seated, then a seated x is a being distinct from x.) Or, looked
at from another angle, he might be thought to deny (2), the premise that when
two things are one and the same, what is true of the one is also true of the
other, not by denying the Indiscernibility of Identicals but by denying its appli-
cability in this case. This he might in turn do in two ways, first by again claim-
ing, as with (1), that Socrates seated is nothing at all, or by contending, less
plausibly, that Socrates and Socrates seated seem to be one but are in fact two,
that they are merely coinciding beings.26 In any case, it would seem that the
sort of phainomenon to which the sophist is appealing would qualify as a mere
or spurious phainomenon in one or both of the senses identified.
Now, one might dispute which of these solutions Aristotle actually favors
and then thereafter which solution he should favor, given his various other
commitments. However those disputes might be resolved, there should be
agreement on another matter—and this is the formal point of moment. It is
plain that Aristotle faults the sophists not for swimming in the philosophical
pool but rather because they have done so without having studied philoso-
phy and, in particular, because they have not studied category theory and so
have no conception of the relation between substance and nonsubstance and
so also no inkling of the priority relations obtaining between the various cat-
egories of beings. Aristotle is here implicitly contending that to sort through
the various appearances, to determine which of them are in fact evidential
for the obtaining of this or that state of affairs, one must already be prepared
in the first instance to accept a distinction between the phainomena and the
onta, between appearances and beings, and then also do so in a way tutored by
category theory. In short, to proceed aright, one must already be a philosopher
rather than a sophist.
25 Although they do not structure their view this way, this seems to be the purport of both
Matthews (“Accidental Unities”) and Cohen (“Kooky Objects Revisited”).
26 This is again, evidently, the purport of Matthews (“Accidental Unities”) and Cohen
(“Kooky Objects Revisited”). See Shields, Order in Multiplicity, for a detailed discussion of
their approach.
The Young Dogs of Eristic 49
One should not suppose, however, that Aristotle’s goal in diagnosing the
flaws in this eristic argument is to refute the sophist or to convert the eristic
to dialectic or the sophist to philosophy. Rather, in the context of Metaphysics
iv 2, Aristotle is making the case that there is a subject called first philosophy
and that it has a legitimate claim to be distinguished from sophistic, despite
the fact that the sophists, like the philosopher, stand prepared to consider all
beings as ripe for speculation, and not only some beings. As he allows, “sophis-
tic and dialectic focus on the same genus of things as philosophy,” even though,
he hastens to add, “philosophy differs from dialectic in the kind of power it
has and from sophistic in its choice of life” (Metaph. 1029b22–25). The job of
showing that not all appearances are true does fall to the philosopher, and
this is a task Aristotle undertakes. Here, however, he is simply illustrating the
dangers of heading into the philosophical pool without having first learned
to swim. Anyone who does so runs the risk of having no framework for distin-
guishing those appearances that are rightly regarded as evidential from those
that are not. They have no ability, that is—to return the matter to our point of
departure—to do precisely what Plato requires of the philosopher, namely to
contrast the appearances (φαινόμενα) with the things that “truly and surely are
the case” (ὄντα γέ που τῇ ἀληθείᾳ) (Resp. 596e5; cf. Top. 100b24, Eth. Nic. 1113a24).
27 This sentence contains at least three controversial claims: first, that the divisions are sub-
ordinated; second, that they are dichotomous; and finally, that they are progressive, in
the sense that only the last is intended to capture the nature of the sophist. Moravcsik
(“Plato’s Method of Division”) doubts all three claims. Brown’s (“Definition and Division
in the Sophist”) rejection of his case (which does not therefore establish the views asserted
here) strikes me as decisive.
50 Shields
28 Soph. 236b3–7: Τί δέ; τὸ φαινόμενον μὲν διὰ τὴν οὐκ ἐκ καλοῦ θέαν ἐοικέναι τῷ καλῷ, δύναμιν
δὲ εἴ τις λάβοι τὰ τηλικαῦτα ἱκανῶς ὁρᾶν, μηδ’ εἰκὸς ᾧ φησιν ἐοικέναι, τί καλοῦμεν; ἆρ’ οὐκ,
ἐπείπερ φαίνεται μέν, ἔοικε δὲ οὔ, φάντασμα. As Crivelli (Plato’s Account of Falsehood, 25)
rightly notes: “There are two types of images here: a likeness (εἰκών) is like its model; and
apparition (φάντασμα) appears (φαίνεται) to be like its model, but is not.”
29 This is appreciated by Notomi (The Unity of Plato’s Sophist, 149), whose nuanced discus-
sion of this passage sheds light on various of its less tractable features.
The Young Dogs of Eristic 51
7 Conclusion
Plato derogates the young dogs of eristic and laments their competitive zeal.
He contends that if left unchecked, their eristic games will lead to disrepute all
around, first their own and then also that of the entire discipline of philosophy.
He must, then, think that what they do is not philosophy; yet he must at the
same time fear that their activity bears a sufficient semblance to philosophy
30 This is one of the several ways in which Guthrie’s characterization is inapt (Aristotle:
An Encounter, 161): “The name ‘dialectic’ is familiar from Plato, but the concept
has changed almost out of recognition.” Same again, then, for his contention that
(ibid., 153): “In spite of Aristotle’s righteous indignation at the unfair tactics of others
(Soph. el. 171b21–25), his own instruction-manual makes it difficult to credit his protesta-
tions about the superiority of dialectic to its wicked ‘neighbour’ (183b2) sophistic as of a
genuine to a counterfeit art.” If the findings of this paper are correct, then in fact they are
walking down a very similar road with respect to dialectic and its relation to eristic.
52 Shields
that the unschooled will regularly mistake it for the real thing. He is right, it
seems, on both counts: eristic certainly seems like the dialectic practiced by
Socrates, the philosopher. Socrates, like the eristics, regularly reduces his inter-
locutors to contradiction; and Socrates, like the eristics, does so by confound-
ing them with his deft dialectical superiority.
Is there, then, a principled distinction to be drawn? There is, but for bet-
ter or worse it is not a distinction that can be drawn by someone who has
already decided that what seems to be the case and what is the case are one
and the same. By contrast when someone has drawn the realist’s distinction
between seeming and being, a two-fold task comes to the fore: the philosopher
must not only sort the world into what is the case and what seems to be the
case but must also sort the appearances, along some normative dimension,
into the rogue and the reliable. This task is delicate and dangerous—which is
just why Plato says that “the matter of appearing (τὸ φαίνεσθαι) and seeming
(τὸ δοκεῖν) . . . is forever full of difficulty.” It is not that a logos qualifies as eris-
tic because it lands an interlocutor in a contradiction from which he cannot
escape. So much holds of dialectic no less than eristic. The point is rather that
from the eristic’s point of view, the evidently better logos lands an interlocutor
in a contradiction whose rejection points nowhere and so ends the game. This
is because unlike the philosopher the eristic has nowhere else to go: there is
only appearance and so nothing beyond the apparent victory of unanswered
confutation.31
Bibliography
Benson, Hugh H. “A Note on Eristic and the Socratic Elenchus.” Journal of the History of
Philosophy 27 (1989): 591–99.
Brown, Lesley. “Definition and Division in the Sophist.” In Definition in Greek Philosophy,
edited by David Charles, 151–71. Oxford: Oxford University Press, 2010.
Cohen, S. Marc. “Kooky Objects Revisited: Aristotle’s Ontology.” Metaphilosophy 39
(2008): 3–19.
31 I am grateful to the editors of this volume and to its two anonymous referees for their
helpful criticisms and corrections of earlier drafts. I thank also the audience members of
the conference Strategies of Polemics in Greek and Roman Philosophy, held at the Van
Leer Jerusalem Institute in 2014, for their lively and instructive reactions to my first reflec-
tions on these matters.
The Young Dogs of Eristic 53
Crivelli, Paolo. “Socratic Refutation and Platonic Refutation.” In Socrates: 2400 Years
since his Death, edited by Vassilis Karasmanis, 247–48. Delphi: European Cultural
Center of Delphi, 2004.
Crivelli, Paolo. Plato’s Account of Falsehood. Cambridge: Cambridge University Press,
2012.
de Romilly, Jacqueline. The Great Sophists in Periclean Athens. Oxford: Clarendon Press,
1998.
Dillon, John and Tania Gergel, eds. The Greek Sophists. London: Penguin, 2003.
Ebert, Theodor. “Der fragende Sokrates: Überlegungen zur Interpretation platonischer
Dialoge am Beispiel des ‘Menon.’ ” Logical Analysis and History of Philosophy 2
(1999): 67– 85.
Giglioni, Guido. “The Matter of the Imagination: The Renaissance Debate over Icastic
and Fantastic Imitatio.” Camenae 8 (2010): 1–19.
Grote, George. Aristotle. 2 vols. London: John Murray, 1872.
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Cambridge: Cambridge University Press, 1982.
Moravcsik, J. M. E. “Plato’s Method of Division.” In Patterns in Plato’s Thought, edited by
J. M. E. Moravcsik, 157–80. Dordrecht: Reidel, 1973.
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37 (1999): 551–73.
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1999.
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in Ancient Greek Philosophy, edited by Malcolm Schofield and Martha Nussbaum,
267–93. Cambridge: Cambridge University Press, 1982.
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(1994): 41–50.
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54 Shields
Much of the first part of Plato’s Theaetetus is devoted to investigating and refut-
ing Protagoras’s man-measure doctrine, according to which “man is the mea-
sure of all things, of those that are that they are and of those that are not that
they are not.” After having refuted an unrestricted version of the Protagorean
doctrine using the self-refutation argument (170a–171d), Socrates continues
its investigation, albeit with a more limited scope. The original formulation
of the man-measure doctrine had it that man is the measure of all things. The
self-refutation argument, which proved so deadly for Protagoras’s position,
invoked the fact that most people deny the validity of this general claim and
argued that Protagoras, who does accept it, must admit the objective validity
of his opponents’ view that the doctrine is false.1 After the conclusion of the
self-refutation had been acknowledged by Theodorus, acting as Protagoras’s
spokesman, Socrates points out that although most people do not accept
the truth of the man-measure doctrine in its original unrestricted scope,
they do subscribe to some limited version of it. While people may resist the
idea that man is the measure of truth in relation to all things, they tend to agree
that there are in fact cases in which there are no criteria to appeal to in deter-
mining the truth of men’s judgments, over and above fact that the judgments
are accepted as true by those who hold them (171e–172a).
In cases pertaining to the sphere of the individual, there is general agree-
ment among men that Protagoras’s doctrine is true in regard to perception: it
is commonly believed that an individual really is the measure of the way things
are for him, namely, of their being hot, cold, sweet, and bitter. When it comes
to such cases, Socrates claims, people agree that what appears to a man is so
for him, and that there is no way to disprove or refute any of his pronounce-
ments. But, as Socrates emphasizes, this general acceptance of Protagoras’s
view in relation to the individual is limited to acts of perception. In contrast,
when it comes to matters of health and what is beneficial for the body in
1 The precise interpretation of the self-refutation argument is fraught with controversy. The
brief sketch presented above is of the one suggested in Burnyeat, “Protagoras and Self-
Refutation in the Theaetetus.”
might count as further reinforcement for its truth in relation to perception and
value. This means that in order to complete the refutation of the man-measure
doctrine, Socrates must supply at least two independent arguments against it:
one that pertains to judgments of perception and one that pertains to judg-
ments of value.
At this point in the dialogue, after the spheres in which the man-measure
doctrine still appears credible have been delineated, the argument is inter-
rupted, and Socrates launches on the so-called digression (172c–177c) that
compares the life, character, and habits of the true philosopher with those of
the politically savvy, litigious “man of the world.” The digression depicts the
litigious man’s practical and intellectual scorn for the idea that justice has any
claim on one’s life, and it describes how this man’s shrewdness in practical
matters turns into acute inadequacy when it comes to a philosophical discus-
sion of notions such as justice and happiness, about which he considers him-
self an expert due to his worldly success. In contrast to the litigious man, the
digression tells of the other-worldly philosopher who is both scornful of and
completely inept at matters that are considered of prime importance in the
city, such as deriding one’s political opponents and boasting of one’s own lin-
eage, and whose gaze is turned instead to the study of general truths in both
the moral and the physical sphere.
After the six pages of the digression, Plato has Socrates and Theodorus
resume their earlier discussion regarding the areas in which Protagoras’s doc-
trine might still prove valid. Socrates argues that the aforementioned judg-
ments regarding what is advantageous, that is, those that fall outside the scope
of Protagoras’s doctrine in regard to both the individual and the civic sphere,
constitute one species of a wider genus of judgments in relation to which
the man-measure doctrine is inapplicable, namely, judgments concerning the
future (178a–179a). Thus for example, when cities legislate, Socrates claims,
they do so with a view to what will prove advantageous for the city in the
future. And it is plain to see that judgments about how things will be, or appear,
in the future, are not true simply because of the fact that they seem so to those
who pronounce them. When it comes to predicting how things will appear in
the future, and to whom they will appear so, experts are clearly superior to lay-
men. Thus, a doctor is more authoritative than a patient at predicting whether
or not the patient will feel hot tomorrow, a cook is better than his guests at
determining which combination of ingredients will appear tasty to them, and a
rhetorician is better than anyone else at predicting in advance which speeches
will appear persuasive to an audience. In just the same way, legislators who aim
for the future advantage of the city often fail to predict the true effects of the
laws they enact and bring more future harm than good to a city.
58 Thaler
Since it has been agreed that an expert’s judgments about the future are
superior to those of laymen, Socrates now claims that it has been proven
that men are not all equal in regard to wisdom, and that consequently it is
false that all of them must serve as measures of the truth. The one sphere in
which Protagoras’s theory still stands, he claims, is that of individual percep-
tions and the judgments that pertain to them. In relation to these it seems
extremely difficult to show that what appears to a man is not really so for him
(179a–c). Nevertheless, Socrates proceeds to offer two complementary argu-
ments intended to refute the man-measure doctrine in this last sphere in
which it had taken refuge.3
But Socrates’s claim about what remains of the man-measure doctrine
should give us pause. Remember that prior to the digression and the subse-
quent short exchange about benefit and its relation to the future, Socrates
had claimed that there are two spheres in which the man-measure doctrine
might still prove true—namely, personal judgments about sensation and
political decrees regarding justice and piety. But now, following the digression
and the discussion of benefit and its relation to the future, Socrates claims
that the man-measure doctrine must be restricted to judgments regarding pres-
ent sensations. This should strike us as odd, since it completely neglects the
fact that at the present stage in the argument, Protagoras’s doctrine remains
true not only in relation to personal judgments of perception but also in rela-
tion to civic judgments about value. It seems that the claim in 179c about where
the argument with Protagoras currently stands is either a flagrant oversight
of the fact that the man-measure doctrine has yet to be refuted in the sphere of
moral judgments or is intended as a subtle indication to the reader that some-
thing in the immediately preceding passages should count as a refutation of
the man-measure doctrine in that sphere.
In the past commentators have attempted to locate such a refutation in
the digression itself.4 But while I agree that the Theaetetus does contain a
3 The first of these arguments occurs at 181b–183c and is designed to refute the man-measure
doctrine under the assumption that the world is in constant flux. The second appears in
183c–186e and proceeds under the assumption that the world is stable. For the relation
between these two arguments, see Thaler, “Plato on the Importance of ‘This’ and ‘That,’ ”
37–42.
4 Thus Barker, in “The Digression in the Theaetetus,” argues that the digression achieves a refu-
tation of the Protagorean view of justice by highlighting a familiar phenomenon—namely,
the distinct form of discourse that characterizes philosophers as opposed to orators—and
using it as evidence for the existence of two correspondingly distinct realms of reality. But
(as Barker himself concedes) this sort of proof can be rejected by anyone who does not accept
an entailment from the existence of the philosophers’ distinct discourse to the existence
A Hidden Argument in Plato ’ s Theaetetus 59
of a distinct realm of reality that it allegedly concerns. And, in fact, the digression makes
amply clear that the litigious man will simply treat the Platonic-sounding claims about para-
digms in the heavens as fool’s talk. According to an alternative interpretation suggested by
Bradshaw in “The Argument of the Digression in the Theaetetus,” the digression shows that
of the two competing lives, only that of the philosopher is successful according to his own
standard of success. This practical superiority is then taken as sufficient evidence for the
truths of the beliefs that constitute that life. But (as Bradshaw himself concedes) such an
argument is lacking in important respects. First, it makes the philosopher win “by points”
over the politician. Second, it relies on our familiarity with and acceptance of basic tenets of
Plato’s middle period dialogues.
60 Thaler
5 It is perhaps noteworthy here that newly elected members of the council, one of whose func-
tions was to present preliminary decrees to the assembly for discussion and deliberation,
were required to swear an oath “to advise what is best for the city” (τὰ βέλτιστα βουλεύσειν τῇ
πόλει, Lys. 31.2; 30.10) or, according to a slightly different formulation, “to advise what is best
for the Athenian people” (τὰ βέλτιστα βουλεύσειν τῷ δήμῳ τῷ Ἀθηναίων, Dem. 59.4) where
A Hidden Argument in Plato ’ s Theaetetus 61
The second difference is that following the digression, in the course of reit-
erating the difference between justice and advantage, Socrates introduces a
distinction that he did not make before, between laying down what a thing
is and laying down what it will be called. He claims that though cities cannot
simply stipulate that the laws on which they decide are advantageous, they
can decide that these laws will be called by the name “advantageous,” or any
other name they choose for that matter (177d). This implies that the man-
measure doctrine has some, albeit highly limited, claim to truth in the sphere
of the civic good: while a city is not the measure of whether or not its laws are
advantageous, it is the measure or criterion of the name that its laws shall be
known by.
I would like to argue that these two features—which Socrates adds, after the
digression, to his account of how the man-measure doctrine fares in relation to
justice and advantage—are intended to show that man is in fact not the mea-
sure of truth regarding justice as well as advantage. Remember that prior to the
digression Socrates’s opponents agreed that a city lays down laws with a view
to what is just and that its judgment in the matter determines what is in fact
just for it. On the other hand, it was agreed that in matters of advantage a city
is not the criterion for the truth of judgments, since many of the judgments it
makes regarding what is advantageous turn out to be mistaken. Following the
digression, Socrates’s opponents accept what appears to be the contradictory
claim that cities lay down laws not with regard to what is just but always with
regard to what is advantageous for themselves. So according to the proponents
of this limited version of Protagoras’s doctrine, it seems that cities both are,
and are not, the measure of the truth in regard to their laws. But this apparent
contradiction easily dissipates in light of Socrates’s further claim that cities can
name the laws they enact by any name they choose. This claim clarifies both
what the true aim of legislators is and why Socrates’s opponents vacillate when
asked to specify it: cities do in fact legislate with a view to what is advantageous
for themselves, as Socrates and Theodorus agree following the digression. But
the further agreement that cities are free to call these laws by whatever name
they choose explains why people tend to be confused about legislation’s true
aims: it serves as a reminder of the familiar fact that after legislating its laws
with a view to its advantage, the city calls them by the name “just.”
“best for” clearly means ‘advantageous’. Somewhat speculatively, assuming that Theodorus
would have been familiar with the wording of the oath, this could go some way towards
explaining his confident assent to Socrates’s claim that laws are enacted with a view to the
city’s advantage.
62 Thaler
Here we finally have an explanation of why most people think that cities are
the measure of what is just. The process of laying down laws turns out to be a
complex one: its main part consists in an attempt to deliberate about what is
advantageous; its subsidiary consists in simply calling the resulting decision by
the name “justice.” The basic mistake that Socrates’s two conflicting formula-
tions of the common position about justice and advantage help expose is that
justice and advantage are not two distinct objects or properties, one of which
falls within the sphere of Protagoras’s dictum and the other outside it. The sort
of justice that people usually take as falling completely under the city’s author-
ity is in fact nothing other than a name. It is not justice, but merely “justice.”
In fact, the view that justice is simply a more attractive designation for
the legislators’ advantage, and that it is the prerogative of legislators to use
that designation when presenting the public with the laws designed to pro-
mote their own advantage, is precisely that of Thrasymachus in book I of
the Republic. It is important to note that, unlike Socrates’s opponents in the
Theaetetus, Thrasymachus is not confused about the phenomenon of legisla-
tion. Thrasymachus does not take justice to be a distinct property, over and
above advantage, that somehow conforms to a different logic. Rather, he is
quite clear that “justice” is simply a name that those in power use in order to
hide the true target of their deliberations when formulating laws. And it is this
clarity of thought that immediately exposes Thrasymachus to Socrates’s objec-
tion that rulers may fail to deliberate properly about their own advantage. In
such cases, since justice is simply another name for their advantage, it will turn
out that the laws they legislate will not only be nonadvantageous but will also
not deserve to be called “just.”6
3 Why Hide
7 It is a marked tendency of Plato not to portray the older sophists who hold some general phil-
osophical view as morally corrupt, but only as intellectually incompetent. The insinuation
of moral corruption is usually reserved for their followers who use aspects of these views to
further their extraphilosophical aims. This seems particularly clear in the case of the Gorgias,
where Gorgias himself is portrayed as genuinely privy to the search for truth, whereas his
successors in the argument seem to be much more intent on winning the argument and, in
general, on acquiring power.
8 Note that when contrasting the litigious man with the philosopher, Socrates claims that he
will be examining the epitome of each sort of life (173c). This makes the connection between
the immoral life and the relativistic position about justice somewhat complex, since clearly
not all those who hold the relativistic position about justice are successful and completely
corrupt litigants. As I shall show in what follows, Socrates’s method for dealing with the rela-
tivistic position takes into account this potential diversity among its proponents.
A Hidden Argument in Plato ’ s Theaetetus 65
high personal stakes involved in litigation, lead the litigious man to abandon
any regard for truth and apply his full intellectual resources to flattering the
masters of the court. This practice eventually causes both psychological and
intellectual deformities that become integrated in the soul as time passes. The
result of this habituation is a crooked soul and a mind that has nothing sound
in it (172e–173b).
Note also the emphasis in the digression on the fact that the litigious man is
necessarily oblivious to his intellectual failing. The reason for this, as Socrates
makes clear, is that this intellectual inadequacy is inseparable from the litigious
man’s practical success. The litigious man takes the success of his life-strategy
both as an indication of his own wisdom and as proof that considerations of
truth do not belong in the sphere of justice. In fact, according to Socrates’s
description of him, the litigious man’s intellectual inaptitude directly corre-
sponds to and is causally determined by his ignorance of his own situation.
As Socrates puts it, such people are all the more what they think they are not
(that is, foolish), because they do not think they are so (176d).
I would like to argue that the moral and intellectual characteristics9 that
are described in the digression as corollaries of the view that justice has no
independent nature are the key to understanding why Socrates keeps the refu-
tation of this view hidden. From the intellectual perspective, the digression
has made clear that a basic and deeply ingrained disregard for truth is part and
parcel of the psychology of those who subscribe to the doctrine. But if so, the
utility of presenting its proponents with a refutation begins to appear ques-
tionable. When it comes to dealing with most philosophical positions that are
the result of some inquiry about the truth of the matter, refutation represents a
viable move, since it exposes to one’s opponent the fact that the target at which
he has been aiming has been missed. Thus, in most cases, the basic motiva-
tion for upholding and defending a philosophical position should render its
proponents vulnerable, sensitive, or at least responsive to refutation. That is
why Socrates does take the trouble to refute the original Protagorean position,
according to which man is the measure of all things. Since Protagoras’s avowed
interest is in the truth, he is a fitting candidate for receiving the benefits of a
9 It should be clear that these are not distinct characteristics but merely two ways of looking at
one and the same failing. A deeply ingrained disregard for truth may have intellectual rami-
fications that show up in the context of a philosophical discussion. But in the digression it is
the same basic failing that stands at the heart of the more familiar practical manifestations
of vice.
66 Thaler
refutation.10 But when a philosophical position results not from a search for
the truth but rather from a disregard for it, the use of a refutation against its
adherents becomes futile. As Socrates makes clear, the litigious man has no
real interest in philosophical discussion. It is only in rare cases that someone
of this sort would be willing to endure a sustained philosophical examination
of their view.11
I would like to suggest that laying out each necessary assumption in the
refutation while refraining from openly announcing its conclusion is meant
to serve as a kind of litmus test for the intellectual motivations of its audi-
ence. Those who are guided by a genuine desire to find the truth, and who
subscribe to the theory through intellectual error, should be sufficiently alert
to recognize the incoherence that undermines their position. Those, on the
other hand, who hold the theory out of practical convenience and are charac-
terized by the intellectual deformity of having complete disregard for truth will
be happy to listen to Socrates’s words without realizing the implications they
have for their position. Socrates’s refutation of the man-measure doctrine in
the sphere of justice, we might say, is written in invisible ink, one that can only
be seen when viewed under the light of the proper motivations.
But one might object that regardless of whether the supporters of the
theory are sufficiently truth oriented to realize that the two formulations of
their position (those that appear before and after the digression) are incon-
sistent, Socrates should have sufficient motivation to free them of this error
and set them on their way to self-improvement. In fact this seems to represent
Socrates’s conduct in many of his conversations with particularly contentious
and obstinate opponents, such as Meno, Polus, Callicles, and Thrasymachus,
to name but some. In all these cases refutation represents a benign service
Socrates is willing to render his opponents out of good will and concern for
their well-being.12 In the present context, what could account for this devia-
tion from his usual habit?
In order to see why Socrates elects to leave his philosophical opponents to
wallow in their ignorance, we must again turn to the digression. After hearing
Socrates’s account of the intellectual and ethical failings of those who support
the man-measure doctrine in the sphere of justice, Theodorus claims that if it
10 In fact Socrates explicitly portrays Protagoras in 166a–c as asking for a fair refutation of
his view.
11 It appears that a litigious man who has the courage to persevere in an argument while
being refuted shows himself to be not yet fully corrupt. I say more on this in what follows.
12 In the Gorgias (458a–b) Socrates claims that he would be happy to be refuted, since there
is no greater evil than retaining ignorance in one’s soul.
A Hidden Argument in Plato ’ s Theaetetus 67
were possible to convince everyone of this account, there would be more peace
and less evil in the world (176a). Somewhat surprisingly, Socrates replies that
Theodorus’s wish cannot ever be fulfilled. There is, he claims, a certain amount
of evil in the world that cannot be eradicated, and since this evil cannot dwell
in the divine sphere, it necessarily inhabits the mortal one. Consequently, the
best course of action for anyone living in this mortal sphere (and who, like
Socrates and Theodorus, is opposed to this evil) is to escape it as quickly as
possible, an escape that Socrates describes as an assimilation to or becoming
like god (homoiōsis theōi) (176a–b). The precise nature of this assimilation is
presently made clear: since god lacks any form of injustice, the assimilation to
god by man takes the form of becoming as just and pious as possible, together
with wisdom (176b–c).
The idea that assimilation to god consists in becoming as just and pious
as humanly possible leads to the discussion of the kind of motivation people
should have for an escape from the human sphere. After all, it might seem that
the litigious man who is able to escape the penalties set down by civic law has
no real need to change his way of life and the values it embodies. In fact the
ability to escape the penalties set down by law appears to have been one of the
basic motivations for making the distinction between the sphere of human
law and the sphere of nature in the first place, and for concluding that, unlike
natural properties or objects, justice has no real being. One of the ways this
distinction becomes apparent is when one notices that whereas in the sphere
of nature an action has certain inescapable consequences (hitting one’s head
against a wall will necessarily lead to pain), transgressions against human laws
will only have negative consequences if one is seen or caught in the act.13
So if Socrates means to present a palatable reason for escaping the human
realm, he must show that injustice has some necessary and inescapable nega-
tive consequences that override the apparent benefits of being a successful
villain. True to this purpose, Socrates claims that the real penalties for injustice
are not ones that have to do with the body, those which the successful litigious
man is indeed able to escape. The real penalties are those that follow directly
from the possession of an unjust character and from the corrupt intellectual
state that accompanies it. Socrates had already claimed that becoming just,
pious, and wise constitutes an assimilation to god. He now claims that living
the opposite life, that which is characterized by unchecked injustice and fool-
ishness, is not merely a failure to become like the godly paradigm but consti-
tutes an assimilation to a different model, one that is set up as the contrary to
13 The very same rationale for distinguishing between nature and convention makes an ear-
lier appearance in Antiphon’s On Truth and in book 2 of Plato’s Republic.
68 Thaler
the divine one (176e–177a). The relevance of these two models for the notions
of penalty and reward stems from the fact that Socrates describes the godly
model as “most happy” (eudaimonestatou) and the ungodly one as “most mis-
erable” (athliōtatou). It turns out then that by living a life of unhampered vice,
the litigious man unwittingly becomes more and more like the ungodly model.
And this turns out to be the very penalty for his conduct (177a: hou de tinousin
dikēn): the litigious man is destined to live a life that most resembles the height
of miserableness, and to do so unknowingly—that is, without realizing that he
has the strongest possible reason to change his ways.
Now, remember that the litigious man is presented not only as someone
who lives a life of vicious activity: from an intellectual perspective, he is some-
one who adheres to a pseudophilosophical view about the nature of justice, a
view he developed by reflecting on the lack of any negative ramifications from
his own conduct. According to this view justice has no nature of its own but is
completely dependent on stipulation or how things “seem” to those who have
power. In light of this I would like to suggest that the reason Socrates does not
openly announce that he has presented the materials for refuting the man-
measure view of justice is that allowing the litigious man who champions this
view to continue to hold it constitutes part of the lawful penalty for this man’s
actions, character, and corresponding intellectual leanings. The digression
that separates the two formulations of the man-measure view of justice, and
that outlines the rewards of attempting to live justly with wisdom, as opposed
to the unavoidable penalties for living a life that ignores the claims of justice
altogether, contains an explanation of why Socrates will not openly declare
the fact that the man-measure view of justice is incoherent. The digression
is intended as a warning that some of the basic rules of engagement pertain-
ing to philosophical polemic will not be relevant in the case of the position
in question.
But this warning is meant solely for those who are sufficiently motivated
to heed it. In the case of the litigious man, his intellectual complacency will
undoubtedly prevent him from realizing that the digression provides an
account of his perverted psychological and intellectual state, and also of its
ramifications, which Socrates describes in terms of “punishment.” Unlike the
litigious man, readers who are not staunch adherents of the man-measure
view of justice, but who nonetheless lean toward it, are expected to feel at least
a modicum of uneasiness about their position after reading the digression and
to entertain the worry that by virtue of possessing a degree of doctrinal resem-
blance to the litigious man, they may have overlooked, to their own detriment,
a refutation of their philosophical position.
A Hidden Argument in Plato ’ s Theaetetus 69
14 That the Theaetetus, while being a late dialogue, reverts at the surface level to Socrates’s
own philosophical views is part of the general thesis about the dialogue suggested in
Sedley, The Midwife of Platonism.
15 For a recent statement of the problem, see Rowe, “A Problem in the Gorgias: How Is
Punishment Supposed to Help with Intellectual Error?”
16 This solution is the one suggested by Rowe, ibid.
70 Thaler
This, I suggest, is the way in which the peculiar moral and epistemologi-
cal assumptions Plato (or his Socrates) brings to the discussion of the litigious
man shape the strategy of the polemic against him. Throughout the dialogue
Socrates treats the persistence of Theaetetus’s desire to reach the truth con-
cerning knowledge as a moral virtue. This provides at least some backdrop to
the converse idea, which figures so prominently in the digression, that the liti-
gious man’s moral vice is a manifestation of a complete disregard for truth.
And this moral cum intellectual vice in turn shapes the “philosophical” view
that he champions—namely, that there is no objective truth to justice. Once
Plato’s view of the inseparability of the moral sphere from the intellectual
one is brought to the fore, we gain an improved understanding of Socrates’s
motivation for keeping the refutation of the relativistic view of justice unan-
nounced. Being allowed to remain oblivious to the refutation of one’s position
in a dialectical confrontation is the realization of an ideology of punishment
no less than a strategy of polemic.
Bibliography
Charlotte Murgier
It comes as no surprise that polemics were numerous and vivid among ancient
philosophers, whose distinct schools were competing in order to strengthen
their intellectual and social influence against one another as well as against
other rival practices such as rhetoric and sophistic. Although Hellenistic philos-
ophy was doubtlessly the “golden age” for polemics,1 given the context of high
rivalry between the three dominant schools (Academics, Stoics, Epicureans),
this polemical mood started much earlier. Heraclitus is well known for bashing
his predecessors and peers; later, the competition among Socrates’s disciples
for embodying the Socratic legacy was tough, as numerous testimonies—com-
ing mainly from the later work of Diogenes Laertius—indicate.2 Moreover,
the spectrum of what can be called polemics is broad and diversified. Indeed,
it mixes personal aspects and argumentative means in various proportions.
According to Jacques Brunschwig, polemics is to be located between the mere
invective—passionate and personal—and the rational and more impersonal
refutation, focused on arguments.3 With the birth of the first institutional
philosophical school, Plato’s Academy, the competition became internal and
therefore perhaps less personally aggressive, though no less active. The dia-
lectical content of the philosophical exchanges that took place within Plato’s
school still allows for looking for polemical aspects, provided polemics is not
understood too narrowly. The personal attack is indeed softened in order to
promote the argumentative contest. Polemics may appear less embodied and
more formalized, but it is still present and arguably played a significant part in
the philosophical development of its main actors. This seems to me exemplar-
ily instantiated in the case of what several testimonies single out as a major
subject of controversy within the Academy: the issue of pleasure.
Constituting one standard ethical problem in ancient thought—along-
side friendship, virtue, and happiness—the topic is indeed expected to be a
The controversy grew so big as to quickly involve many actors and various
arguments. Indeed, what started as an ethical problem—namely, assessing the
place pleasure deserves in a good human life—eventually turned into a wide-
ranging discussion concerning the identification of pleasure with the good,
going far beyond the ethical realm to touch upon metaphysical arguments. In
this case the polemical dimension of the debate is interesting, not only for a
historical account of the debating processes in the Academy5 but also because
there are reasons for thinking that it largely contributed to shaping the philo-
sophical doctrines on this topic. The purpose of this paper is to point out how
the elaboration of two major theories of pleasure, those of Plato and Aristotle,
can be read as resulting from the necessity to reply to their respective adversar-
ies in the polemics.
From the lively debate recalled by Burnyeat, the main evidence at our dis-
posal lies in Plato’s Philebus and Aristotle’s Nicomachean Ethics, along with
scarce testimonies concerning other figures that are always difficult to interpret
in the absence of their original work or context. The Philebus and Aristotle’s
treatises on pleasure (Eth. Nic. 7 and 10) provide us with two complete but dif-
ferent settings for polemics: one that is partly hidden because of its elusive and
encoded character, and another one that is more transparent. I will first focus
on the Philebus, where two polemical arguments are introduced in a way that
makes them worthy of attention. I will then proceed to assess which specific
part these arguments played in the elaboration of Platonic theory and how the
6 The tendency to seek pleasure as the good is attributed at 11b, 22b, and 60a to all animal and
human beings, echoing Eudoxus’s claim (see Gosling, Philebus, 139).
7 See, for example, Gosling and Taylor, The Greeks on Pleasure, 160–64.
8 See Arist. Eth. Nic. 10.2, 1172b18–9.
9 See Dillon, “Speusippus on Pleasure,” 101.
74 Murgier
In any case we should not expect here the genuine restitution of doctrinal
claims. Most scholars agree that the dialogue form allows Plato great liberty
in depicting the contemporary views. Consequently, the identification of the
actors in this polemical discussion and their arguments must always be taken
with a grain of salt and remain highly conjectural, since it allows for all kinds
of polemical distortion. As will be shown the Philebus offers a first approach
to the dispute, even though the views it puts forward may have been distorted
by Plato for the sake of the polemics. Aristotle’s Nicomachean Ethics completes
and partially illuminates the picture by putting real names on the historical fig-
ures involved in the controversy, whereas Plato often likes dissimulating them
beneath fictional characters (Philebus, Protarchus) or cryptic nicknames—the
“refined people” (kompsoi), the “difficult people” (duschereis). After recalling
the specific way each philosopher enters the polemics, it is time to proceed to
the kind of polemical material at use in the debate, in order to inquire how it
impacted the construction of the philosophical concept of pleasure.
10 Schofield’s well-known paper (“Who Were οἱ δυσχερεῖς in Plato, Philebus 44a ff.?”) has
brought several convincing arguments in favor of the identification of these people with
Speusippus and his followers. Although Tarán (Speusippus of Athens, 79–80) and Frede
(Philebos, 268–69) challenged the case, most interpreters agree with Schofield’s identi-
fication: see Tarrant, “ ‘A Taste of the Doctrines of Each Group of Sages,’ ” 111–12; Dillon,
“Speusippus on Pleasure,” 104–5.
11 Dillon, “Speusippus on Pleasure,” 101.
Polemical Arguments About Pleasure 75
claims that deeply undermine the reality and value of pleasure. Their polemi-
cal function is obvious in the dialogue, for Socrates draws attention to the fact
that he borrows them from other thinkers (whose identities remain hidden
under these cryptic nicknames). That does not mean that he fully endorses
these arguments: in fact, as we will see, he explicitly does not do this for the
first argument, whereas the second case is more ambiguous. Nonetheless, they
prove crucial in elaborating the Platonic position concerning the nature and
value of pleasure.
12 Frede (Philebos, 270–71) nonetheless doubts that it actually aims at any definite thinker(s),
arguing for a construction of Plato himself. But the frequency of the allusion to other
thinkers through nicknames in other dialogues might speak against this assumption:
see the “battle of giants” of the Sophist contrasting the “earth people” (gēgeneis) with the
“friends of the forms” at 248a–c and later the reply to the “late learners” (opsimatheis) at
251b–c, and the Theaetetus 156a opposing the “uninitiated” (amuētoi) materialists to the
“more subtle” (kompsoi) mobilists.
13 See Tarrant, “ ‘A Taste of the Doctrines of Each Group of Sages,’ ” 112: “Plato is conscious
that he has invented a name here (46a5), and he intended that some of his readers
should notice this language, recognizing the source of this dyschereia and the individual
dyscherasmata.”
76 Murgier
14 For a review of the arguments and objections, see Frede, Philebos, 268–69.
15 See Tarrant, “ ‘A Taste of the Doctrines of Each Group of Sages,’ ” 111.
16 See Laks’s contribution in this volume concerning this practice that “avoids naming indi-
viduals while unmistakably referring to them—or, better, what they represent—through
generic placeholders,” 22.
17 Ibid., 17.
18 See Balansard’s view (Enquête sur la doxographie platonicienne, 99–100) of the doxography
of the Sophist where generic names cover precise people (in that case rather easy to iden-
tify): if the “the Ionian and Sicilian muses” of 242e designate Heraclitus and Empedocles
for certain, the point of this indirect way of naming might be to indicate that the Eleatic
Stranger refutes doctrinal claims rather than historical figures (16).
Polemical Arguments About Pleasure 77
Socrates of the Philebus endeavors to take over the polemical strength of their
argument, using them as “allies” (summachous, 44d7), “seers” (mantesi, 44c5),
and “witnesses” (martusi 51a4). The method of these allies that Socrates is
ready to follow, if only provisionally, will lead him to explore the most extreme
cases: the mixed forms of pleasure and pain. This will indeed enable him to
show that the kind of pleasure pursued by hedonists does belong to the type
of pleasure linked to the relief from pain, the impure and false pleasures as
opposed to pure and true ones. That is a sufficient reason for paying attention
to their claim. Still, that does not imply that Socrates shares their radical views
on pleasure. These people might have a partially sound intuition about plea-
sure by acknowledging its bewitching power, although this intuition, which
does not rely on any technical expertise, leads them astray with regard to the
nature of pleasure.
There is then a further reason to qualify Socrates’s mention of the “diffi-
cult people” as polemical. Plato might intend to distance himself, by the same
token, from Speusippus’s or any extreme antihedonist views that go as far as
denying the very existence of pleasure. In fact a couple of scholars take Plato’s
move in ascribing such a denial to the duschereis to be an uncharitable inter-
pretation of Speusippus’s position.19 According to the testimony of Clement
of Alexandria (Strom. 2.22.133), Speusippus did conceive the supreme good,
the end of the human life as an intermediate neutral state—that is, deprived
of pain but also of the so-called pleasure sought by the many. This does not
necessarily imply that he would dismiss the existence of pleasure or deny that
this untroubled state of mind is “enjoyable.” In pointing to the consequences
of Speusippus’s position, the presentation made of the “difficult people” might
distort his genuine view.20 Plato’s attempt at differentiating himself from too
radical antihedonists holds not only for the Philebus but also for Republic 9
where a similar view confusing pleasure with mere relief from pain is ascribed
to another kind of people called the “patients.” These people in pain also take
the motion toward the neutral state, painlessness, to be a pleasure. The cases
on which Socrates relies in both dialogues seem to be quite different—learned
people with a “noble nature” on the one hand, ignorant and suffering people
on the other. But the common ground of their mistake concerning the nature
of pleasure is disclosed in the course of the argument: they focus on the most
intense pleasures, which bodily pleasures most evidently instantiate, forgetting
19 See Warren, “Aristotle on Speusippus on Eudoxus on Pleasure,” 272–73; Dillon, “Speusippus
on Pleasure,” 109–12.
20 See Tarrant, “The Dyschereis of the Magna Moralia,” 13.
78 Murgier
that another kind of pleasure does exist.21 Plato makes it clear that he is not
committed to such a mistake. His decisive argument to prove these two groups
of people wrong consists therefore in putting forward the existence of pure
pleasures. The dialectical moves in the Philebus and in Republic 9 appear
then quite parallel. Indeed, in Republic 9 pleasures that do not arise from a
prior pain (like those from smell—the only example given) are opposed to
the mistaken view of the “patients,” who experience pleasures that are only
appearances, illusions. The introduction of pure pleasures, independent of any
antecedent pain, helps demarcate a true from an illusory experience of plea-
sure (584b–585a). Likewise, in the Philebus the fact that some pleasures do not
have any reality (because they are linked with pain) does not mean for Socrates
that this holds for every kind of pleasure. Rather it motivates him to advocate
the existence of pure pleasures omitted by the duschereis.
Although I am not really in agreement with those who hold that all plea-
sures are merely release from pain, I nevertheless treat them as witnesses,
as I said before, to prove that there are certain kinds that only seem to be
pleasures, but are not so in reality, and furthermore, that there are others
that have the appearance of enormous size and great variety, but which
are in truth commingled with pain or with respite from severe pains suf-
fered by soul and body. (Phlb. 51a)22
By doing so he makes it clear that he does not express his own view: he says
twice (53c7, 54d6) how grateful he is to those who provided him with a strong
argument sufficient to definitely preclude the identification of pleasure with
the good. The role of “allies” or “witnesses” of the duschereis had also been
indicated at the beginning (44c–d) and at the end (51a) of the presentation of
their stance and the elucidation of their mistake. Besides, the “difficult people”
23 Socrates grasps a couple of pairs (things self-sufficient/in need; things supremely venera-
ble/inferior; beautiful beloved/lover) that are easy to rank under the two headings “ends/
things for the sake of an end,” which are meant to encompass the entire realm of existing
things (53d–e). He then links these duos with the ontological pair of genesis/ousia, the
genesis type being for the sake of the ousia type (54a–c). Pleasure, provided it belongs to
the genesis type, must be for the sake of an end that is an ousia.
80 Murgier
were used as “prophets” (44c5): likewise, the subtle are said to “reveal”24
something crucial to the discussion. The structural parallel with the presen-
tation of the duschereis’ posture is therefore obvious, save one major differ-
ence. It was pretty clear that Socrates did not share the duschereis’ view. On the
contrary, in the case of the kompsoi, twice thanked as useful for making
the case against hedonism, Socrates never expresses any explicit criticism or
qualification.25 That significant difference leads to some uncertainty about the
scope and value of the thesis of the kompsoi, to which I shall briefly return.
Scholars have pointed out that, in the recapitulation of the argument, the
person whom Socrates has to be grateful to is not designated by the plural any-
more but by the singular. This slight change makes it more probable that the
epithet kompsos is purported to allude to a precise figure, but this is not of great
help in pinpointing the identity of the latter. There is indeed a vast debate on
the identity of the kompsoi/kompsos. The use of such an adjective is not very
helpful in solving the mystery, since Plato seems to load it with various conno-
tations. In the comparative form it is often paired with another group qualified
as less refined, more vulgar (see Resp. 505b, Tht. 156a), but as a positive adjec-
tive, it points to some doctrine or people credited with nontrivial theoretical
assumptions.26 Be it ironic or not, positive or critical, the adjective does not
enable the disambiguation of the value of the thesis and its proponents.
Scholars have put forward the most antagonist suppositions concerning the
identity of the latter. The easiest one might be to relate these mysterious figures
once again to antihedonists like Speusippus,27 although the change of designa-
tion between the two passages might sound a bit odd. The most sophisticated
scenario would be to see behind the kompsos anēr Plato himself.28 This pos-
sibility, advocated by Frede—which I am still reluctant to share, for it hardly
fits the other uses of the adjective in Plato’s works29—would not be deprived
of polemical interest. This would imply that Plato did already consider himself
as an important actor in the battlefield about pleasure and worth being cited.
There is also an interpretation qualified as “ironic” for it reads the argument as
24 Phlb. 53c7 μηνύειν, 54d5 μηνύσαντι. For the meaning of μηνύειν as “to indicate a direction,
a way to follow for searching,” especially in the Cratylus, see Dixsaut, Platon et la question
de la pensée, 245.
25 The mention of εἴπερ at 54c6, d1 hardly counts as a critique, pace Hackforth, The
Examination of Pleasure. See Evans’s critical remarks, “Plato’s Anti-Hedonism,” 132–33.
26 See Gorgias 493a and Tarrant’s comment on this passage, “ ‘A Taste of the Doctrines of
Each Group of Sages,’ ” 117.
27 See Gauthier and Jolif, L’Éthique à Nicomaque 2:2, 788.
28 See Frede, Philebus, iv.
29 See, for example, Grg. 493a5, Resp. 505b6, Tht. 156a3.
Polemical Arguments About Pleasure 81
30 See Diès (Philèbe, 65–67), followed recently by Zilioli (The Cyrenaics, 164–70). According
to Aristocles of Messene (On Philosophy) transmitted by Eusebius, “Aristippus the Younger
defined the goal of life clearly as living pleasantly, maintaining that pleasure is a kind of
change” (14.18.32), quoted from Wolfsdorf, Pleasure in Ancient Greek Philosophy, 153.
31 See Campbell, “Tous les plaisirs sont-ils des genèses?,” 47–48; and Evans, “Plato’s Anti-
Hedonism,” 125–27. For the opposite view, see for example, Hackforth, Plato’s Examination
of Pleasure, 105–8.
32 This major point is stated twice (33d–34a; 43b–c). See Van Riel, Pleasure and the Good Life,
24–27; and Wolfsdorf, Pleasure in Ancient Greek Philosophy, 40–62.
82 Murgier
S. But this same person will also laugh at those who find their fulfillment
in processes of generation. Pr. How so, and what sort of people are you
alluding to? S. I am talking of those who cure their hunger and thirst or
anything else that is cured by processes of generation. They take delight
in generation as a pleasure and proclaim that they would not want to live
if they were not subject to hunger and thirst and if they could not experi-
ence all the other things one might want to mention in connection with
such conditions. (Phlb. 54e)
These lines plainly disclose the polemical target of this argument, namely the
dismissal of the kind of life supported by hedonism, which proves to be mis-
taken and unsustainable in so far as it confines itself to processes of genera-
tion and destruction of the body.34 They echo accurately the vigorous attacks
of Socrates against the strong hedonism of Callicles in the Gorgias,35 making
it clear that the ethical stance of hedonism, as much as its theoretical posi-
tion, is the ultimate target of Socrates’s move. This ultimate argument against
hedonism that the kompsoi provide the Socrates of the Philebus is also prom-
ised a further career in the long-standing Academic controversy about plea-
sure. Evidence comes from the ethical works of Aristotle, our main alternative
source on the debate, where this theory is worthy of special and recurrent
attention. It seems that the argument has meanwhile become the key claim of
the antihedonists: either this was already the case at the time of the Philebus
or the Philebus advertised the power of such an ontological claim, contributing
to turning it into a basic and cogent antihedonistic argument.
33 See Burnyeat, “Fathers and Sons,” 86: “The Philebus is the dialogue in which the ‘replenish-
ment’ theory gets its most metaphysical treatment, with replenishment subsumed under
the wider category of γένεσις or becoming.”
34 On this topic, see Evans, “Plato’s Anti-Hedonism,” 136.
35 The close intertextual reference to the Gorgias is pointed out by Tarrant, “ ‘A Taste of the
Doctrines of Each Group of Sages,’ ” 117.
Polemical Arguments About Pleasure 83
36 I leave aside the issue of the two treatments of books 7 and 10, with closely related,
though nonidentical, contents but deprived of any cross-reference. The consensus in the
scholarly literature seems to take the book 7 version as earlier and initially part of the
Eudemian Ethics and the book 10 version as later (and often as more advanced): see Harte,
“The Nicomachean Ethics on Pleasure,” 292. For an evolving account of the relationship
between the two versions, see Wolfsdorf, Pleasure in Ancient Greek Philosophy, 131–33; for
a unitarian account, taking the two treatises as pursuing distinct aims, see for example,
Pakaluk, Aristotle’s Nicomachean Ethics, 286–315; Harte, “The Nicomachean Ethics on
Pleasure,” 310–12. Because of the uncertainty concerning the authorship and dating of the
Magna Moralia, I will leave it aside: a number of scholars (Menn, Tarrant, Wolfsdorf) take
it to be early or reflecting an early stage in Aristotle’s career.
37 The uniqueness of the reviews of Eth. Nic. 7.11–14 and 10.1–5 is underlined by Frede,
“Nicomachean Ethics VII. 11–12: Pleasure,” 184.
38 See Warren, “Aristotle on Speusippus on Eudoxus on Pleasure,” 249–50, 279.
39 See Frede, Philebos, 419–20.
40 See Warren, “Aristotle on Speusippus on Eudoxus on Pleasure,” 275.
84 Murgier
are less furnished with arguments: two moralizing cases back up b, whereas c
relies once again upon the genesis argument. Book 10’s account has quite a dif-
ferent structure. One chapter (10.2) is directly devoted to exposing Eudoxus’s
hedonist arguments and the weaknesses of the objections raised against him,
with the sole exception of Plato’s telling one. The following chapter (10.3) goes
back to countering methodically several antihedonist arguments; as in book 7,
replying to the genesis or kinēsis view constitutes the major part of the agenda.
This quick review brings out the wide range of arguments and the unequal
attention they receive from Aristotle. While he is not really interested in dis-
missing the moralizing argument, he does care about the dialectical44 and
ontological cases. Beyond the ethical issue Aristotle proves eager to win the
discussion on theoretical and ontological grounds. In the polemical discus-
sion about pleasure, he clearly favors the theoretical weapons over the moral
ones for defending pleasure against its devaluation, although not being strictly
speaking a hedonist himself.
44 See Warren’s “Aristotle on Speusippus on Eudoxus on Pleasure” on how the dialectical
argument of pleasure and pain as opposites (1153b1–7, 1172b18–20, 1173a5–13) is used by
these three philosophers.
45 Here and after, the Nicomachean Ethics is quoted from Irwin’s translation.
86 Murgier
They hold that what is good is complete, whereas processes and becom-
ings are incomplete, and they try to show that pleasure is a process and a
becoming [κίνησιν καὶ γένεσιν]. (Eth. Nic. 10.3, 1173a29–31)
46 According to Van Riel, “Aristotle’s Definition of Pleasure: a Refutation of the Platonic
Account,” 127: “Plato’s definition had become the ‘standard working definition’ which cir-
culated in the Academy, and which the disciples took over to elaborate their own theory
of pleasure.”
47 Although the case is more ambiguous in the Philebus, since pleasures of thought do
involve a (painless) lack. But it is strongly debated whether the account of pure pleasures
is also valid for pleasures of contemplating—that is, exercising knowledge (see Frede,
“Disintegration and Restoration,” 453). For Aristotle opposing Plato’s “pure pleasures” to
the Platonic replenishment account, see also Eth. Nic. 10.3, 1173b16–20.
48 See Pakaluk, Aristotle’s Nicomachean Ethics, 304. Later in book 7 (1154b17–20) Aristotle
will maintain that even in the case of pleasures occurring along with restorations, the
curative ones, the pleasure experienced is due to an activity of the part remaining healthy:
that seems to suggest that the “activity view” expressed in chapter 13 is actually endorsed
by Aristotle.
Polemical Arguments About Pleasure 87
The scope of Aristotle’s refutation appears here to be larger because the adver-
sary thesis is featured either in terms of genesis (1173b4) or of kinēsis (1173a32).
Although pleasure is rarely featured as kinēsis in Plato,49 this reframing need
not trouble us, because as pointed out by Burnyeat,
The main part of the refutation targets the kinēsis formula. The first dialectical
strategy Aristotle engages in (10.3) consists in very carefully contrasting every
feature of a process to those of pleasure, in order to dismiss such identity and
the ontological devaluation that follows. Aristotle starts by showing that predi-
cates such as slowness and speed, peculiar to processes, cannot be applied to
pleasure.51 The next step in the following chapter (10.4), more constructive,
keeps opposing the properties of a process to those of pleasure (1174a19–29),
but it also endeavors to make clear that pleasure does possess the completion
of an end (telos).
52 As rightly pointed out by Harte, “The Nicomachean Ethics on Pleasure,” 302.
53 See Frede, Philebos, 420.
54 This point is convincingly made by Harte (“The Nicomachean Ethics on Pleasure,” 308)
concerning the mention of the “lover of building” in the following chapter (10.5, 1175a35),
arguably alluding to the Philebus.
55 See, for example, Frede, “Pleasure and Pain in Aristotle’s Ethics,” 262.
Polemical Arguments About Pleasure 89
of its refutation for advancing his own view on pleasure.56 Indeed, the discus-
sion of book 10 appears not only more sophisticated but also more construc-
tive: it is striking that the refutation of the kinēsis account is inseparable from
the elaboration of the properties of pleasure. As if, faced with the necessity to
counter such a cogent view,57 Aristotle felt the need to have at his disposal a
conceptual structure compelling enough to replace it. The elaboration of the
notion of energeia, although it is not restricted to solving the problem of the
nature of pleasure,58 once clearly distinguished from that of kinēsis, proves
helpful in putting forward a consistent alternative.
Indeed, according to the picture drawn by Stephen Menn,59 Aristotle did
not have at his disposal the full concept of some energeiai as distinct from
and opposed to kinēseis from the outset. He came only progressively to
achieve this distinction famously put forward in Metaphysics 9.6 (1048b18–35).
Consequently, his various treatments of the pleasure controversy might keep
some traces of this gradual construction.60 This would explain, were one to
follow Menn’s suggestion, why Aristotle, in some texts dealing with the vexed
issue of the nature of pleasure, formulates the antihedonists’ argument only
through the genesis wording, as is the case in book 7, and even seems to have
no qualms about depicting pleasure as a kinēsis.61 Book 10 of the Nicomachean
Ethics is the unique Aristotelian text on pleasure, contrasting energeia with
kinēsis62 and using that opposition to dispose of the genesis theory. The prog-
ress of the Aristotelian doctrine of pleasure is inseparable from the necessity to
refute the core antihedonist argument: the polemical scope of the latter urged
Aristotle to elaborate a conceptual categorization that enables pleasure to be
part of the class of the good. Although the tone of Aristotelian texts might
seem less polemical than those by Plato, there is then little doubt that the trea-
tises on pleasure are thoroughly informed by this ongoing polemics. Its viru-
lence and its technicality are witnessed by the conceptual resources provided
by Aristotle to participate in it, up to the decisive support of his metaphysical
kinēsis/energeia distinction.
It seems clear that the polemical arguments in use in the pleasure controversy
pervading the Academy have been a powerful incentive to the elaboration of
Plato’s and Aristotle’s doctrines of pleasure. For Plato, the urge to distance him-
self from extreme antihedonism led him to construct the concept of pure plea-
sures, essential for admitting, though carefully, pleasure in the mix of the good
life. For Aristotle, the polemical career of a cogent argument, first voiced in the
Philebus and promised to play a major part in the antihedonist arsenal, urged
him to face it with an increasingly sophisticated ontology of pleasure. That
ontology culminates in book 10 of the Nicomachean Ethics through the full-
blown energeia account, sustained with a powerful metaphysical distinction.
The polemics about pleasure agitating the Academy verifies, then, Aristotle’s
claim in Eudemian Ethics that “the refutation of those who dispute a certain
position is a demonstration of the opposing view” (1215a6–7). Polemical argu-
ments not only nourished the debate but also decisively contributed to shap-
ing or refining concepts and doctrines, showing that polemics and dialectic are
hardly separable.63
Bibliography
62 This idea is nonetheless contested by Burnyeat (“Kinēsis vs. Energeia,” 265–72), followed
by Harte, “The Nicomachean Ethics on Pleasure,” 303.
63 I would like to thank the participants and organizers of the conference for their com-
ments on the oral presentation of this paper.
Polemical Arguments About Pleasure 91
Jozef Müller
1 Introduction
Aristotle’s critical review of Plato’s Republic and Laws in Politics 2, as well as his
criticism of other constitutions in the same book, has had a mixed reception.
Franz Susemihl and Robert Hicks say that Aristotle’s “attack upon the polity of
pure reason, as it claims to be, in Plato’s Republic ranks among the most suc-
cessful parts of the whole work,”1 while Julia Annas describes it as “surprisingly
crass and literal-minded, much below Aristotle’s best.”2 In the same vein some
scholars have accused Aristotle of failure to engage Plato in a fair way or even
to understand Plato at all,3 while others have defended his criticisms as largely
or completely justified.4 In this paper I will not offer a systematic interpreta-
tion of the content of Aristotle’s criticism, since neither the content of the crit-
icism nor the questions concerning its validity will be my focus. Instead I will
concentrate on some of the peculiar features of Aristotle’s discussions, features
that could well be called polemical. These features include Aristotle’s several
rather sharp or ironic remarks about Socrates and his project in the Republic,
his use of rhetorical questions, and his tendency to bring out the most extreme
consequences of Socrates’s theory (such as that it will destroy the polis and that
it will lead to incestuous relationships). As I will argue, some of these polemi-
cal features result from the special character of Socrates’s theory, and some
play a crucial role in Aristotle’s argument in that they are consciously aimed
at countering the attractive force of Socrates’s image of the ideal city, which
appeals to readers over and above its theoretical, purely rational credentials.
There is no doubt that there is something distinctly peritton (odd)5 about the
second book of Aristotle’s Politics, especially regarding his discussion of Plato’s
views in chapters 2–6. The book begins with what appears to be the standard
way in which Aristotle introduces critical examinations of the theories or opin-
ions of his predecessors.6 He tells us that as a part of the study of the best polit-
ical community (politikē koinōnia), one must also examine (episkepsasthai)
other constitutions (politeiai) to discover what, if anything, is correct and use-
ful about them. In particular one has to look at constitutions that have already
received some approval and are thought to be well designed (kalōs echein).
These involve both constitutions that are already in use in states thought to
have good laws and those that, although not in actual use, were proposed in
theory. Aristotle then discusses four theoretical constitutions (Plato’s in the
Republic and the Laws, Phaleas’s of Chalcedon, and Hippodamus’s of Miletus)
along with three actual constitutions (Spartan, Cretan, and Carthaginian).
The first odd feature of the discussion comes at the end of this introduction.
It features what Aquinas calls an apology (excusatio)7 for the critical examina-
tion. Aristotle tells us that we must review other constitutions not only in order
to find out what is correct and useful about them but
5 The adjective peritton (odd) occurs four times in Pol. 2. First, at Pol. 2.3, 1261b29, it is
mentioned by Aristotle as one example of words that are ambiguous and “give rise to
contentious [eristikoi] arguments.” Here peritton has the value-neutral meaning of “odd”
(as, in “odd numbers”). This is clear from its juxtaposition with “even” (artion). Second, at
1265a11, Aristotle uses it to describe Socratic dialogues, this time in the positive sense of
“extraordinary.” Third, at 1267b24, it is used (in comparative) to describe Hippodamus’s
lifestyle (bios), now in its negative meaning of “excessive” or “extreme.” Last, at 1272b25, it
is used to describe (positively) the way in which Carthaginians govern themselves as being
extraordinary in comparison to others. The inherent ambiguity of the word enables Aristotle
to use it for expressing both admiration and contempt. These are also the two attitudes that
commentators tend to take toward Pol. 2.
6 The introduction is understood as the first part of Aristotle’s standard dialectical procedure
by a number of interpreters, including Susemihl and Hicks, The Politics of Aristotle, ad loc.;
Stalley, “Aristotle’s Criticism of Plato’s Republic,” 183; or Mráz, “Die Kritik an Platons Politeia
im II. Buch von Aristoteles’ Politik,” 80.
7 This is Aquinas’s comment: “Deinde cum dicit adhuc autem quaerere etc., excusat propriam
intentionem; et dicit quod non oportet alicui videri quod hoc ipsum quod est quaerere aliquid
aliud in ordinationibus civitatum, praeter ea quae ab aliis dicta sunt, procedat ex hoc quod
ipse (velit) sophizare, id est suam sapientiam ostentare: sed ideo interserit hanc artem, quia
ea quae ab aliis dicta sunt, in multis videntur non bene se habere” (T. Aquinas, Sententia Libri
Politicorum, lib. 2 l. 1 n. 3).
The Politics of Aristotle ’ s Criticism of Plato ’ s Republic 95
also so as to avoid giving the impression that our search for something
different from them results from a wish to show off cleverness (sophizest-
hai) at all costs rather than that we have taken up the inquiry because the
currently existing constitutions are not well designed. (Pol. 1160b33–36)8
The passage suggests that the task of the examination is to provide (or make
clear) the true (but perhaps not obvious) motivation behind Aristotle’s attempt
to construct an ideal constitution of his own and, at the same time, to forestall
the (perhaps obvious) view that Aristotle just wants to show how clever he is.
One can profitably compare this passage with the opening paragraph of
Eth. Nic. 1.6, in which Aristotle tells us that for the sake of preserving (epi
sōtēria) the truth, it is better to destroy (anairein) even that which is our own
(ta oikeia), since although one should love both friends and truth, as a philoso-
pher one should honor the truth (protimān tēn alētheia) above all. In the Eth.
Nic. passage, Aristotle presents himself as facing the following dilemma: he
can pursue the truth and in the process destroy what is close to him, or he can
shrink from pursuing the truth and preserve what is close to him. The dilemma
stems from two honorable but, in this particular case, incompatible attach-
ments—to truth and to friends. At the beginning of Pol. 2, however, Aristotle
wants to dispel the suspicion that his motivation for developing his own theo-
ries, and in the process destroying those of others, is a wish to appear clever
(or perhaps a wish to play clever tricks—sophizesthai) rather than his love of
truth and beauty. In other words Aristotle does not want his reader to see him
as someone who argues for argument’s sake in order to profit in some way,
whether in reputation or otherwise (that is, as a sophist of sorts); he wants to
be seen as someone concerned with truth, who only shows other’s theories
incorrect incidentally, since that is what he must (1260b28) do if he is to find
the truth.
What makes the apology (to use Aquinas’s description) interesting is the
discussion that follows, since being “more than unusually vivacious,”9 it
can well make Aristotle appear in exactly the light that he tried to avoid.10 In
Pol. 2.2–6, Aristotle offers his most explicit and extended discussion of Plato’s
political theories in what are arguably his two most important works (Republic
and Laws). But the discussion concentrates on only a couple of Plato’s the-
ses in the Republic, without paying much, if any, attention to their context;
his discussion of the Laws is, by most accounts, short and superficial. Perhaps
most notably, Aristotle leaves out the Republic’s most notorious claim that it is
philosophers who should be the kings, while including a thesis that Plato does
not seem to hold (namely, the communism of property). Thus even indepen-
dently of whether the actual criticisms are justified or not, this strangely nar-
row focus can already give rise to suspicions. These suspicions are heightened
even further once one (inevitably) notices that the discussion contains several
sharp or ironic remarks as well as claims—offered as part of Aristotle’s reasons
for disagreeing with others—that can easily be seen as contradicting his own
assertions elsewhere.11 If one adds to this mix the issue of the actual validity
of Aristotle’s criticisms, one can certainly be left with the impression that his
excusatio notwithstanding, Aristotle’s arguments in Pol. 2.2–6 are motivated by
more than just his attachment to and respect for truth.
In the next two sections, I will concentrate on Aristotle’s aim in discussing
constitutions in Politics 2 (section 2) and on the method he employs in the dis-
cussion (section 3). In section 4 I will argue that the aim and the methods avail-
able to him to achieve the aim necessitate a certain way of arguing that carries
an emotive content (and so results in emotional responses on the part of the
reader). Furthermore, I will argue that Aristotle’s aim is not achievable, given
the content and the appeal of Socrates’s theory, by purely rational argument,
so Aristotle resorts to (or consciously employs) certain polemical devices such
as rhetorical questions or ironic remarks. In other words the odd, polemical
features are a deliberate strategy that Aristotle feels justified in using for philo-
sophical purposes.
11 In Pol. 2.2, Aristotle says: “So it is clear from this that the city-state is not naturally one in
the way people think, and that what has been alleged to be the greatest good [i.e., unity]
in city-states destroys them, whereas the good of each thing preserves it” (1261b6–9). He
adds that “a city-states does not come from people who are alike” (1261a24). In Pol. 7.8 he
says that “a city-state is a community of similar people” (1328a35). It is possible to explain
away these apparent contradictions—see, for example, Schütrumpf, Die Analyse der
Polis durch Aristoteles, 67–75 for a perceptive and (to my mind) satisfactory discussion.
Nevertheless, it remains true that at least on the face of it, some of Aristotle’s statements
in Pol. 2 appear to contradict his statements elsewhere.
The Politics of Aristotle ’ s Criticism of Plato ’ s Republic 97
According to this and other passages of this sort,13 Aristotle’s review of other
theories is a necessary method aimed at finding out the truth concerning a
given subject (such as the nature of the soul or the causes of being). As far
as this aim is concerned, the method appears eminently reasonable. It con-
firms that the subject matter is worthy of investigation, since other reputable
thinkers thought about it too. It summarizes the results achieved so far, and in
doing so it enables one to avoid unnecessary work and previous mistakes, thus
providing the best grounds and starting points for further investigation. It does
even more since, as we learn elsewhere, it provides the problems that the new
investigation needs to address:
As in the other cases, we must set out the appearances, and first of all
go through the puzzles. In this way we must prove the common beliefs
about these ways of being affected—ideally, all the common beliefs, but
if not all, most of them, and the most important. For if the objections
are solved, and the common beliefs are left, it will be an adequate proof.
(Eth. Nic. 7.1, 1145b4–8)
These then are the sorts of puzzles that arise. We must undermine some
of these claims, and leave others intact; for the solution of the puzzle is
the discovery [of what we are seeking]. (Eth. Nic. 7.2, 1146b6–8)
12 See note 6 above for a list of interpretations that adopt this view.
13 Examples include Metaph. 983a24–983b5; and Soph. el. 183b15–184a9.
98 Müller
discover what (if anything) was true in the views we examined, and we arrive
at a satisfactory new solution. In this way Aristotle can claim to both build
upon the work of others and advance (or even complete) an investigation of
his own.14
The beginning of Pol. 2 looks like the first step in a procedure of this sort,
but Aristotle does not raise any puzzles (aporiai) in the sense in which they
figure in his lists of such puzzles as we find them, for example, in Eth. Nic. 7.1–2,
De an. 1.2–5, or Ph. 1.3–9. That is, Aristotle does not concentrate on collecting
contradictory statements about various political problems that he would then
try to resolve in order to arrive at a new solution. Instead we find Aristotle
immediately raising problems or difficulties for the theories or constitutions he
reviews—most famously, for Plato’s theories in the Republic (1264b24–5) and
the Laws.15 Unlike the aporiai in the dialectical procedure, these difficulties are
not something to be resolved later on—they are treated as decisive objections
to the theories discussed.16 If anything, Aristotle’s procedure is more reminis-
cent of the way in which he raises objections to Socrates’s denial of akrasia
in Eth. Nic. 7.3 (by drawing distinctions between various ways of knowing but
not using knowledge) than it is of his collecting aporiai concerning akrasia in
Eth. Nic. 7.1–2.
To see what Aristotle is up to, it might be useful to attend to the well-known
(and to most commentators, puzzling) feature of Aristotle’s discussion—
namely, its very narrow focus on one particular topic: the nature of political
community or association (koinōnia). Some commentators have concluded
that this narrow focus is in fact an expression of Aristotle’s ignorance of, or
only superficial acquaintance with, the Republic. Others have argued that the
narrow focus is natural insofar as a city-state (polis) is a type of koinōnia, and
since koinōnia means something like “having in common,” one must inquire
14 Perhaps the best known summary (and, at the same time, appraisal) of this method
comes from a famous passage in the Soph. el. 183b15–184a9.
15 These would be equivalent to the kind of problems (such as how many basic principles
of being or motion there are, whether soul is moved or unmoved, or whether the uncon-
trolled person acts knowingly or not) in those other works.
16 The distinction between aporiai as problems (i.e., objections) and aporiai as puzzles
can be best seen at Pol. 2.8, 1268b23–31, where Aristotle mentions the aporia (puzzle)
concerning whether or not it is good for states to change their ancestral laws. This is a
puzzle because there are different views or theories about it. The aporiai concerning the
views of Socrates raised in Pol. 2.2–6 are, however, problems or objections that undermine
Socrates’s theory, not aporiai that arise from there being alternative views to his views.
The Politics of Aristotle ’ s Criticism of Plato ’ s Republic 99
into what the citizens of a polis (as opposed to a family or a household) should
have in common or share.17
But this second line of thought cannot be correct. First, the question about
how much the citizens should share is in fact answered very quickly. Aristotle
starts by listing three options: citizens can either share all things, or none, or
some but not others (1260b37–9). The second option is excluded immediately
(since a city-state must at least have a territory that the citizens share). The
first option is refuted by the end of Pol. 2.5, since only Plato suggested a theory
along such extreme lines (Pol. 2.7, 1266a34–6). The third option is thus estab-
lished even before views other than Plato’s are on the table, and it is already
defended in Pol. 2.5, 1263a30–b14 (namely, that possession should be private,
but use should be common). Second, the interpretation becomes much less
plausible once one looks at the details of the discussion of other constitutions.
Aristotle discusses not only the sharing of property but also the divisions of
citizens into groups, the arrangements for who becomes a judge, the system
of awarding honors, or the place of leisure in the city (the list could go on). In
other words as one goes further into book 2, it becomes much less plausible to
think that the topic of “what citizens ought to share”18 is really at the center of
Aristotle’s discussion, even if it is clearly a part of that discussion.
But, I argue, there is an alternative and much better interpretation.19 The
clue is given by Aristotle at the end of his discussion of the community of
wives and children in Pol. 2.5. At 1262a40, Aristotle remarks that although, as
he has just argued, the sharing of wives and children will prove disadvanta-
geous to the city-state, it could be said to be more useful for farmers (that is, for
Plato’s lowest class) than for the Guardians. This is because the community of
wives and children leads to less affection or friendship (philia) among citizens
and so, it is implied, it would make the farmers less attached to their families
and more obedient to the Guardians. This alleged advantage notwithstanding,
Aristotle goes on to say that
17 This line of thought is taken, with some differences, by Mayhew, Aristotle’s Criticism of
Plato’s Republic, 20; Simpson, A Philosophical Commentary, 73; and Stalley, “Aristotle’s
Criticism of Plato’s Republic,” 183.
18 Mayhew, Aristotle’s Criticism of Plato’s Republic, 21.
19 My interpretation to some extent follows and is heavily influenced by two articles:
Cooper, “Political Animals and Civic Friendship,” and Irwin, “Aristotle’s Defense of Private
Property.”
100 Müller
the results of a law of this sort are necessarily the opposite of those that
come about from correctly laid down laws and [so also] of the reason
why Socrates thought that it is necessary to arrange things concerning
wives and children in this way. For we think that philia20 is the greatest of
goods for the city-states (for in this way they are least prone to factions).
And Socrates praises most of all the unity of the city-state, which (as it
seems he says as well)21 is an ergon of philia. (1262b4–11)
In this passage Aristotle both praises Socrates for recognizing that a city-state is
sustained by philia but also blames him for thinking that this is to be achieved,
or at least achieved in the best possible way, by extending the kind of philia
found among family members to the relationships between citizens. Rather, as
he tries to demonstrate, the kind of laws Socrates proposes will have the oppo-
site effect and will lead to the lack of philia among citizens and, ultimately, to
the destruction of the city-state (1261a22–3 and 61b7–9).
This could suggest that Aristotle is trying to find out what holds political
communities together and distinguishes them from, on the one hand, families
and households (in which the bonds relate to natural feelings) (1262a40–b24)
and, on the other hand, mere alliances (in which there are no bonds among
the members over and above their specific, agreed-upon goal) (1261b23–7).
Consequently, Aristotle’s focus in discussing the various constitutions is quite
narrow and concentrates largely on the mechanisms and safeguards they have
(at least, in his view) for creating the required social cohesion for and within
the city-state. If this is his goal, he does not need to investigate the various
competing constitutions in their entirety. Rather, he would only need to con-
centrate on particular constitutional provisions that either foster or impede
the political cohesion of the city-state.
20 One could translate philia here as friendship. But there is a certain ambiguity in the term
that plays a role in Aristotle’s argument against Socrates that the translation can obscure.
In particular Aristotle objects to Socrates that the kind of philia present within families
(or perhaps even in close circles of friends) is not the kind of philia that holds political
communities together. The former but not the latter kind carries emotional attachment
and is a matter of feeling. It thus seems to me best to leave philia untranslated, since the
Greek word, unlike English “friendship,” covers both cases.
21 The thought is expressed in the (dubious) dialogue Clitophon: “the peculiar product [idion
ergon] of justice, one which is not the product of anything else, is to produce friendship
[philia] in the cities” (409d).
The Politics of Aristotle ’ s Criticism of Plato ’ s Republic 101
23 It is sometimes thought that Politics 2 does not discuss the issue of political stability
(Garver, Aristotle’s Politics: Living Well and Living Together, 65). This view seems to me
mistaken not only in view of Aristotle’s explicit focus on it in the case of the constitu-
tions of Sparta (1271a41–b6), Crete (1272b1–23), and Carthage (1272b29–32 and 73b18) but
also in view of his criticism of Plato (which only concentrates on the question of unity),
Hippodamus, and Phaleas. One must bear in mind that Aristotle is not really interested
in criticism of the theories for its own sake but in finding out what he can take away from
them as correct for building the right kind of constitution. So Phaleas’s idea of equality
as preventing factions (1267a37–38) is highlighted, as is Hippodamus’s failure to prevent
factions (1268a14–29). But in both cases Aristotle immediately goes on to more general
discussion of the usefulness of a given provision, given human nature, for political cohe-
sion and the rule of law (1267a38–b9 for Phaleas and 1268b31–69a24 for Hippodamus).
24 Of course, Aristotle could attack the assumptions on other, for example moral, grounds.
But that would not help him to discover whether the constitution manages to establish
political cohesion, which is what he is interested in.
25 Erga can, of course, mean deeds or things one does. But in the relevant contexts under
discussion, the meaning is more akin to ‘facts’, although not necessarily facts in the sense
of states of affairs. I will explain this as I go along. For a discussion, see Kraut, “Aristotle on
Method and Moral Education,” 274n4.
104 Müller
In Eth. Nic. 2.2, Aristotle tells us that the purpose of his present endeavor
(pragmateia) (that is, of the investigations in the Eth. Nic. and the Politics) is
unlike that in his other studies in which he aims at theoretical knowledge. The
current purpose is to “become good” (1103b27), and that means that one has to
examine how one is to act (1103b29–39). This focus has a direct consequence
for what Aristotle sees, in the practical context, as the criterion of truth:
For arguments (logoi) about matters of actions and feelings are less per-
suasive (pistoi) than facts (erga). Thus, when they come into conflict
with what accords with perception (aisthēsis), they are regarded with
contempt, and they also destroy (prosanairein) the truth. (Eth. Nic. 10.1,
1172a34–b1)
According to this passage, when it comes to actions and feelings, facts (erga)
carry more weight than arguments (logoi), so their conflict (if and when it
occurs) is always resolved in favor of facts. As an example Aristotle points out
that if somebody says that pleasure is bad but is then seen seeking pleasure,
people will think that despite his arguments and claims to the contrary, he
in fact regards pleasure as something to pursue. This is because they will con-
clude, on the basis of his observed behavior, that he acted like this not only on
the particular occasion that they saw him but all the time, being guided by a
principle that pleasure is good even while he does not acknowledge the prin-
ciple publicly (1172b1–4).
It is important to keep in mind that Aristotle does not mean that some
people (like “the many”) are more likely to judge according to erga rather
than arguments but that if they were better educated, they would go with the
Socratic “wherever the argument blows” (hopēi an ho logos hōsper pneuma
pherēi) (Rep. 394d). Aristotle is committed to the view that there are certain
facts that constrain even rational arguments:
The truth in practical matters (en tois praktikois) is judged (krinetai) from
the facts (tōn ergōn) and the way of life (tou biou). For these are authori-
tative [in practical matters]. We have to examine, then, what has been
said in the light of the facts and the way of life, and if it harmonizes with
the facts, we must accept it, but if it conflicts, we must suppose it to be
[mere] words. (Eth. Nic. 10.8, 1179a18–22)
unassailable by arguments, and these facts can serve (in a practical context)
as the criterion of truth.26
But what are the facts (erga) that Aristotle has in mind? It will be best to
look at a few examples of Aristotle explicitly appealing to facts (as opposed to
words or arguments) in order to support his claims. In Pol. 7.1, Aristotle tells us
that from facts (erga) we can find persuasive evidence about the kind of life
that is most choice-worthy, insofar as we can see that virtues are not acquired
or preserved by means of external goods. Rather, we see that (1) the exter-
nal goods are acquired and preserved by means of one’s being virtuous, and
(2) that a happy life belongs more often to people who are virtuous and mod-
erate in acquisition of external goods than to those who focus on them exclu-
sively (1323a39–b5). In Pol. 7.4, he tells us that it is evident from ‘facts’ that an
overly populated state cannot be well governed (1326a25–7 and 1326b9–25),
since it precludes those who are supposed to make decisions from knowing all
the relevant parties equally well. This leads them to make at best uninformed
and at worst prejudiced and unjust judgments. And in Pol. 8.5, he tells us that it
is evident from ‘facts’ that rhythms and melodies contain likenesses of virtues
and vices, since we can see that listening to music changes our soul (1340a17–
21). Finally, as we have seen in the passage from Eth. Nic. 10.1 quoted above, he
contrasts facts—or rather principles derived from observing one’s behavior—
with arguments about what that principle should be.
From these examples it seems clear that Aristotle has in mind, at least in his
ethical works, psychological or sociological truths derived from observation of
actual human behavior. For Aristotle, then, if an ethical or political theory is
to be both logically valid and useful in promoting actual human good, it needs
to take into proper account various relevant psychological or sociological facts
about human beings. If a theory fails to do so—that is, if it comes into con-
flict with such facts—it is, in his view, reduced to mere words, no matter how
coherent and persuasive it appears on its own. By coming into conflict with
facts, arguments and theories lose their relevance, since they do not refer to
anything that can be based in human experience and so have no bearing on
what the issue really is—how are we, real human beings, to act or organize our
lives if we are to become good.27
26 Here I agree with Kraut, “Aristotle on Method and Moral Education,” 273–77.
27 Here Aristotle’s famous passage from Ph. 2 is especially relevant: “That there is nature, it
would be ridiculous to try to show. For it is obvious that there are many things of the sort
[just described]. To show what is obvious through what is obscure is a mark of inability
to judge what is known through itself and what is not known through itself. And that it
is possible to be in such a state since someone blind from birth might still reason about
106 Müller
In Pol. 2.3–4, Aristotle looks at Plato’s proposal (Rep. 462c–466d) that the
Guardians must use the words “mine” and “not mine” in relation to the same
things, especially in relation to their wives and children. To achieve this
Socrates argues that the Guardians are to be kept in ignorance of who their
relatives are. The intended result is that they will end up regarding each other
as being related, as one family. In other words they will all treat each other as
sisters, brothers, fathers, mothers, sons, and daughters. The apparent purpose
of this proposal is, of course, to extend the strong feelings that go along with
the kind of philia that holds families together to the whole city-state, while
simultaneously abolishing the kind of familial blood ties that normally hold
within families, since they pull people’s allegiances away from the state and
toward only a select few. Aristotle takes this proposal (along with communal
property) to be aimed at establishing ideal political cohesion in the city, and
he proceeds to examine whether it in fact does that. His argument against the
proposal has three aspects. First, he argues that the theory is psychologically
impossible and that it would not be possible to even establish a community
in the manner and of the type that Socrates talks about (1261a10–13). Second,
even if it were possible to do so, the community would in fact be anything but
the kind of political and socially cohesive unit it was intended by Socrates to be
(1261a20–22). Finally, he argues that the assumption that led Socrates to postu-
late the theory in the first place was wrong (1263b29–41).
colors. For such people an argument must be about words only, with nothing [to corre-
spond] to thought” (193a2–9).
28 As I have indicated, my focus will be on the formal, polemical features of Aristotle’s dis-
cussion rather than on the actual content and validity of his arguments. The discussion
that follows is thus not in any way an attempt at a systematic interpretation of Aristotle’s
criticism of Plato. In particular I have almost nothing to say about Aristotle’s arguments
concerning communal property.
The Politics of Aristotle ’ s Criticism of Plato ’ s Republic 107
Aristotle begins by arguing that “all say” in “all say ‘mine’ ” is ambiguous.
Thus “all say ‘the child is mine’ ” can be understood as “all collectively say ‘the
child is mine’ ” or “all individually say ‘the child is mine.’ ” In the former case
(collective use), Aristotle argues that it would be admirable if that were the
case (that is, if all actually meant it that way), but that it is impossible that
they would in fact mean it (that is, that they would have the corresponding
psychological attitude), since people cannot but be aware that they cannot, as
a matter of fact, all be parents. In the latter case (individual use), they would
end up arguing about who is in fact the parent of a given child. They would
only be able to guess, and many would lay claim to the same one. Hence, in
one interpretation the theory is impossible, and in another it leads to faction
rather than cohesion.
Aristotle further argues that the word “mine” exhibits a similar ambiguity.
Take three sentences: (1) “this is my fellow citizen”; (2) “this is my town”; and
(3) “this is my son.” Although in all three cases, one uses the same word “my,”
one’s use of it carries different semantic and emotional implications. In the
first case it is an expression of belonging to a group of people. In the sec-
ond case it usually expresses a relation to some object that is personal but
not uniquely individual since the town “belongs” in this sense to many other
people. In the third case it expresses personal and unique, individual relation
to somebody. Along with these semantic variations, there are also variations
of feelings. There might not be any particular feelings in (1); there might be
something like an intense liking for (2); but there usually is a strong emotional
attachment in (3). According to Aristotle, Socrates wants to extend the kind of
attitude that goes with (3), all the way to (1), but in fact what he would achieve
would be erasing feelings present in (3) and leaving only those in (1). This is
because, among other things, the attitudes in (3) can only be aimed at a few
people. In fact, as he goes on to remark, the emotional attachments that belong
to (3) are essentially part of human nature, so people would, despite all the
arrangements, try to find their proper objects.29 And that would lead us back
to faction rather than cohesion.
What is the persuasive force of Aristotle’s objections? So far he wants to
argue that, given human nature, Plato’s proposals in the Republic are in fact
impossible to execute. But one may object that either Aristotle’s view of
human nature is not correct or that even if it were true, Plato’s proposal would
still yield, were it possible to execute it, the best kind of political community. In
29 Aristotle here famously points to countries in which such communism of wives and chil-
dren is present (Libya), but people nevertheless end up guessing who is whose parent and
treating those who resemble them preferentially (1262a14–24).
108 Müller
fact one could appeal to Plato’s own words to support the latter option. At Rep.
471c, Glaucon famously raises the question “whether this constitution could
come into existence, and in what way could it ever do so.” Glaucon agrees
that if it were to come into existence, it would be great (ibid.). But he doubts
whether it is even possible. Socrates’s reply is that the inquiry is equally suc-
cessful whether or not it is possible to demonstrate that it is possible to found
a city of that sort (Rep. 472e). In other words insofar as Socrates is searching for
an ideal city and the nature of justice itself, his account stands independently
of whether or not the city is actually possible.
Aristotle has two options at this point. He can maintain that since he has
already shown that the proposals are impossible (because they do not accord
with facts), the theory is really reduced to mere words and, in that sense, is false.
This, of course, would not persuade somebody who does not buy Aristotle’s
methodology, or even somebody who accepts it but also maintains that Plato’s
proposals are not subject to it since they are, in the relevant sense, theoretical
and not practical (as Aristotle understands them). Aristotle’s next move is thus
to show that even if implemented (that is, assuming that they are in fact pos-
sible), the proposals would lead to the exact opposite of Socrates’s intentions.
It is at this point that the polemical features of Aristotle’s discussion come
to the fore. It begins in Pol. 2.3 with Aristotle’s remark that “it is better to be
someone’s cousin than a son in the manner described [by Socrates]” (1262a13–
4). But they are most prominently present in Pol. 2.4–5 where Aristotle argues
that even if the constitution were possible, it would not achieve its intended
results—neither by establishing the community of wives and children nor by
making all property communal. First, there is Aristotle’s choice of the con-
sequences of Socrates’s proposals. These are not just bad but the worst and
most shocking: assaults, murders, homicides, fights, abuses, incestuous sex,
and adultery. But the features multiply as we go on. Aristotle several times (for
example, 1262a32, 37, 63b37) introduces Socrates’s views by saying, “it is strange
that” (even “absurd”—atopon). He calls Socrates’s overall theory “insanity”
(parakrousis) (1263b30). He uses rhetorical, often somewhat snarky, questions
to point to the deficiencies of Socrates’s theory (for example, 1264a18–26 or
1264b24). And he several times repeats that Socrates did not define things
properly and has filled his account with “extraneous topics” (1264b39). This
series of polemical features culminates in Aristotle’s famous remark that “all
the Socratic dialogues possess something extraordinary (peritton), brilliance,
originality, and searching spirit, but perhaps it is difficult to do everything well
(kalōs)” (1265a12–4).
What are Aristotle’s reasons for spicing up his discussion with these fea-
tures? At least part of the reason concerns the way in which he has to argue
The Politics of Aristotle ’ s Criticism of Plato ’ s Republic 109
against Socrates’s thesis at this point. Theoretically, he could argue that the
implementation of Socrates’s proposals (assuming it were possible to imple-
ment them) would not make things better than they are in current city-states.
But a move of this sort would undermine his previous criticism, since it would
show that Socrates’s ideal city is in fact conceivable without running into
some sort of contradiction (whether theoretical or practical). But since now
he grants the existence of the city, he cannot also argue that the city would
be immediately destroyed (that would simply restate his previous argument).
Thus he must show that Socrates’s ideal city would be an unjust, horrible city
to live in, to the point that it really would not be a city all. In other words it
would come very close to its own destruction at least insofar as the quality,
both moral and material, of life in it is concerned. Since the core of Plato’s
proposal is to extend familial feelings and blood relations to the whole body
of citizens, showing this involves arguing that such an extension would lead
to the destruction of the basic human ties rather than to their strengthening
across the board. Hence, we get not only murders and adultery but murders of
family members and incestuous sex.
Some of the polemical features that I have listed—namely, Aristotle’s ten-
dency to resort to the most extreme and shocking consequences—are thus
to be attributed to his need to further his argument. Given the content of
Socrates’s proposals, and Aristotle’s argumentative options, he cannot but
draw the reader’s (or listener’s) attention to precisely those kinds of issues that
have highly emotive content and are prone to raising emotional response.
But one cannot explain all the polemical features in this way, since Aristotle
could have done so without resorting to some of the more ad hominem tac-
tics that concern more the tone and way in which he argues rather than the
content. Can those features be explained as fulfilling some philosophically rel-
evant role in Aristotle’s argument? Here one must bear in mind that Socrates
is arguing that the way we live—in terms of our attachments, priorities, and
behaviors in relation to material goods or characters and, more important, in
relation to our very basic human emotions tied to our own existence as mem-
bers of a certain natural species—is in need of radical reform. In this sense
Socrates’s proposal in the Republic is even more radical than his well-known
arguments in the Gorgias, which Callicles perceived as turning our lives com-
pletely upside down (481b–c). Those proposals—counter-intuitive as they
seemed to Callicles—concerned the nature of what is truly good and there-
fore the ways in which we should value things. They concerned the primacy of
character and of internal goods over material things and pleasures. The pro-
posal in the Republic goes much deeper—it aims at the reversal of what one
might well regard as an unalienable part of human nature.
110 Müller
An obvious point is that from Aristotle’s point of view, Socrates gets things
upside down, since it is precisely in the light of our being members of a cer-
tain natural species that we need to start thinking about how to live. But per-
haps more important, the radical nature and, to Aristotle, the shocking falsity
of Socrates’s proposal can be easily lost, since the resulting, ideal picture that
Socrates paints might persuade one simply in virtue of its promised goodness
and beauty. He makes this point clear in his discussion of communal property
in Pol. 2.5:
5 Conclusion
In the paper that headlines this volume, André Laks, following Stefan Straub,
lists several features of polemics. Among them we find personalization, aggres-
siveness, argumentation, and activation of value feelings, credibility, and
direction toward a concrete, practical goal.30 Aristotle’s discussion of Plato’s
Republic and the Laws in Politics 2 (and of the other constitutions as well) does
not perhaps qualify as a full-fledged polemic in this way. It is, after all, not a
systematic refutation of Plato’s entire project. And although Aristotle’s over-
all tone and some remarks toward Socrates are ironic or disparaging, Aristotle
does not forget to praise Plato, and he never resorts to something like direct
insults.31
Nevertheless, Aristotle’s criticism does bear some distinctly polemical fea-
tures. It is to some extent personal—for, as he argues, Plato’s proposals are in
fact unlivable by human beings. This personal aspect is, however, not of the
sort that Aristotle describes in the Topics at 161a22–25. There the idea is that
one sometimes needs to attack the person rather than the argument because
the person is particularly abusive. Obviously, there is no question of any abuse
coming from Plato. Rather, Aristotle employs the rhetorical devices to distract
the reader from the apparent attractiveness, and so to some extent the decep-
tiveness, of Plato’s theory, which can thus persuade the reader independently
of its actual (as Aristotle sees them) credentials. Finally, Aristotle’s discussion
is prone to activate feelings—both Aristotle’s (insofar as his criticism is per-
vaded by passionate argumentation) and the reader’s. But this is not surprising,
since the topic is the way we should live and the political arrangements that
we should adopt, and Plato’s proposals challenge and go to the core of what
we as human beings feel toward each other. In this sense Aristotle’s criticism
of Plato’s Republic in Politics 2 is an early example of the use of rhetorical and
polemical devices to achieve goals that are, strictly speaking, philosophical.
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Cyrenaics and Epicureans on Pleasure and the
Good Life: The Original Debate and Its Later Revivals
Voula Tsouna
Both ancient and modern historians of philosophy contrast the ethics of the
Cyrenaics and the Epicureans with each other. And although this opposition
often derives from doxographical interventions, there is no doubt that it reflects
a historical fact, namely a longstanding and persistent rivalry between the two
schools. Philosophical as well as chronological factors appear to have favored
its development: both schools posit pleasure as the supreme good and pain as
the supreme evil. And they temporally overlap: Epicurus was a near contem-
porary of the later Cyrenaic sects, whose leaders were Paraebates, Theodorus,
Anniceris, and Hegesias. As for the last known representatives of these sects,
they coincide in time with Epicurus’s immediate successors.
The purpose of this paper is to lay out the initial controversy and exam-
ine its revivals in the late Hellenistic and Roman eras. Part One offers some
necessary background about the earlier stages of interaction between the two
schools. Part Two explains how the Academics Cicero and Plutarch appeal to
the Cyrenaic doctrine in order to pursue their own anti-Epicurean agendas.
Parts Three and Four examine the ways in which two late Epicurean authors,
Philodemus (first century BCE) and Diogenes of Oinoanda (second century CE),
target the Cyrenaics for their own philosophical and dialectical purposes.
Part Five argues that both the original debate and its reenactments qualify
as cases of philosophical polemics. Also, it speculates on the reasons why the
Epicureans and their critics resurrect the Cyrenaics to advance their own aims.
1 All translations are mine, unless I indicate otherwise. However, I have also consulted Long
and Sedley, The Hellenistic Philosophers, and the translations of Diogenes’ fragments by
Hammerstaedt and Smith.
and clothing and availing himself of the services of the famous Lais. He urged
people to keep their thoughts focused on the present (Aelian, VH 14.6) and not
to pain themselves by thinking pointlessly about the past or the future. Hence
his critics took him to advocate the heedless pursuit of present pleasures and
reduce eudaemonia, happiness, to the mere aggregate of them (Aristocles
ap. Euseb. Praep. evang. 14.18.31).
Aristippus’s hedonic presentism2 received a more technical formulation
by his grandson, Aristippus the Younger, who apparently invented the term
monochronos, ‘unitemporal’ (Athenaeus, Deipn. 12.544a–b), to designate the
fact that pleasure lasts and has value only as long as we are experiencing it.3
He defended the primacy of bodily pleasure over mental pleasure, possibly
on the analogical grounds that bodily pain is considered worse than its psy-
chic counterpart (Diog. Laert. 2.87).4 He conceived of all pleasures and pains
as kinetic—that is, as consisting, respectively, in smooth or rough motions
of the flesh or of the soul (Diog. Laert. 2.86). And, probably, he was the first
Cyrenaic to argue that unitemporal present pleasure ought to replace eudae-
monia, happiness, as the moral end. That is, physically, past and future plea-
sures cannot be enjoyed because “the movement of the soul disappears with
time” (Diog. Laert. 2.89). Metaphysically, only present pleasure has value, since
past pleasures do not exist anymore and future pleasures are not certain to
occur. Prudentially, we should concentrate on present pleasure and not strive
after happiness, because our hedonic calculations often prove unsuccessful
and unable to secure us a happy life (Diog. Laert. 2.91).5
Of course, this sort of presentism does not preclude future planning: assum-
ing that our identity remains stable over time,6 there is no reason why we
should not try to secure future pleasures or avoid future pains.7 However, even
“Epicurus and the Pleasures of the Future” and The Pleasures of Reason in Plato, Aristotle,
and the Hellenistic Hedonists, 175–209. O’Reilly, “The Cyrenaics on Anticipating Pain,”
offers illuminating insights on the Cyrenaic technique of the prerehearsal of future evils.
8 For instance, see my discussion in Tsouna, The Epistemology of the Cyrenaic School, ad loc.
9 On different doxographical traditions concerning Aristippus, see Tsouna-McKirahan,
“The Socratic Origins of the Cynics and the Cyrenaics.” Aristippus’s rejection of areas of
philosophical study such as physics and perhaps also dialectic (Diog. Laert. 2.92; Sext.
Emp., Math. 7.11) has often been used to bolster his portrait as a flimsy intellectual without
philosophical depth. And while some of his later followers may have developed an inter-
est in logic (Sext. Emp., Math. 7.15), no Cyrenaic philosopher is known to consider physics
relevant to ethics and the good life.
10 “Freedom from disturbance (ataraxia) and freedom from physical pain (aponia) are katas-
tematic pleasures; but joy (chara) and delight (euphrosynē) are kinetic activities” (Diog.
116 Tsouna
14 Lampe, The Birth of Hedonism, 22, plausibly takes the evidence to indicate that Anniceris
claimed that he was restoring the spirit of Aristippus’s philosophy to the Cyrenaic doc-
trine, in reaction to Hegesias’s pessimism and egoistic individualism.
15 Of course another possible scenario is that Epicurus initially bore in mind both these
rivals, and after he established his own school, he had to confront the reactions of both.
However, I shall not explore that hypothesis here.
16 References to the interaction between Epicureans and Cyrenaics as witnessed by the
Herculaneum papyri are assembled and discussed in Dorandi, “Epicureanism and
Socratism: The Evidence on the Minor Socratics from the Herculaneum Papyri.”
17 See Spinelli, “Metrodoro contro i dialettici?,” 34–35.
118 Tsouna
How does Anniceris react to Epicurus? At the outset it is worth noting that
Anniceris’s much-discussed emphasis on friendship, gratitude, social ties, and
political participation (Diog. Laert. 2.96–97) resulted, in all probability, from
the pressure exercised upon Anniceris by Epicurus’s doctrine. For these fea-
tures are central to Epicurean ethics, whereas they were not aspects of early
Cyrenaicism.18 One gets the same impression from a considerable part (though
not all) of the doxography concerning the Annicerians. Assuming that the
section in Diogenes Laertius about the mainstream Cyrenaics (2.86–93) con-
tains an Annicerian interpolation,19 Anniceris’s “restorations” of Aristippus’s
philosophy seem intended, precisely, to defend this latter vis-à-vis Epicurus.
First, in keeping with the spirit of both the founder of the school and his
grandson,20 Anniceris makes sharper and clearer the dissociation of pleasure
from happiness and hence the contention that present pleasure, not lifelong
happiness, is the moral end.21 Second, he emphatically rejects Epicurus’s the-
sis that the state of freedom from pain comprises the pleasures of memory
and anticipation (Diog. Laert. 2.89–90): since only present goods can generate
the motion resulting in pleasure, it follows that pleasure cannot be derived
from goods located in the past or in the future. Third, he denounces Epicurus’s
telos by comparing the condition of aponia to that of a corpse (Diog. Laert.
2.89). Fourth, contrary to Epicurus, who tries to uphold both the superiority of
mental pleasure over bodily pleasure and the claim that every mental pleasure
18 Annas, The Morality of Happiness, 234, notes that Diogenes’s doxography attributes to
Anniceris a sort of double-minded attitude regarding friendship. See the discussion of
this point in Lampe, The Birth of Hedonism, 115–19.
19 Mannebach, Aristippi et Cyrenaicorum fragmenta; Döring, Der Sokratesschüler Aristipp
Und Die Kyrenaiker; Goulet-Cazé, Diogène Laërce: Vies et doctrines des philosophes illus-
tres; and others make different attempts to identify the Annicerean material, while Laks,
“Annicéris et les plaisirs psychiques: quelques préalables doxographiques” denies inter-
polation. The case for interpolation is fully and convincingly argued by Lampe, The Birth
of Hedonism, 211–21. Of course not all parts of Diog. Laert. 2.86–93 report the Annicerean
doctrine. As Lampe, The Birth of Hedonism, 212, notes, for instance, the utilitarian doc-
trine of friendship reported at 2.91 must belong to the mainstream Cyrenaics, since it is
incompatible with the Annicerean “correction” of that doctrine in 2.96–97. I find plau-
sible the suggestion by Lampe, The Birth of Hedonism, 215, that Diogenes Laertius 2.86–89
and Clement, Strom. 2.21.130, 7–9 draw from the same Annicerian source.
20 A different view is suggested by Lampe, The Birth of Hedonism, passim. According to
my own approach, Anniceris lies closer to Cyrenaic orthodoxy than Lampe and others
allow for.
21 Clement attributes to Anniceris and his adherents the claim that the only meaningful
telos is located within the confines of each action: it is the pleasure arising from that
action (Strom. 2.21.130, 7).
Cyrenaics And Epicureans On Pleasure And The Good Life 119
has some bodily source, Anniceris contends that the converse is true: in fact,
bodily pleasures are superior to mental ones, and some mental enjoyments
are completely autonomous with respect to the body.22 Aesthetic experiences
are a notable example (Plutarch, Quaest. conv. 5.1, 674A–B; Diog. Laert. 2.90).23
Fifth, Anniceris defends Aristippus’s rejection of physics against Epicurus’s
view that the study of nature is crucial to the good life: “When one has learnt
the [Cyrenaic] account of good and evil, one is able to speak well, to free one-
self from superstition, and to escape the fear of death” (Diog. Laert. 2.92).24 To
summarize, Anniceris does take on board certain features of Epicurean ethics,
especially the value of friendship and other-concern, but he also undertakes
to defend afresh the central tenets of Cyrenaic philosophy against Epicurus.
The above outline is sketchy and selective. However, I hope that it suffices
to demarcate the main points of the initial controversy between the Cyrenaics
and the Epicureans and to identify certain themes addressed by later authors.
These constitute my principal concern in the following sections of the paper.
22 “We feel joy not only because of (bodily) pleasures but also because of the association
with other people and the love of public distinction. Epicurus, however, believes that all
psychic joy supervenes on previous experiences of the body” (Strom. 2.21.130, 9). “Not all
mental pleasures and pains supervene on bodily pleasures and pains. For joy occurs also
for the simple prosperity of one’s country, just as it occurs for our own” (Diog. Laert. 2.89).
23 See the excellent discussion in Warren, “Epicureans and Cyrenaics on Pleasure as a
Pathos.”
24 Lampe, The Birth of Hedonism, 220, convincingly argues that, in this passage, Anniceris
scores a point specifically against Epicurus.
25 Inwood, “Rhetorica Disputatio: The Strategy of De Finibus II,” does full justice to the rhe-
torical and philosophical sophistication of Cicero’s argument. Schofield, “Ciceronian
Dialogue,” offers an admirable study of Ciceronian dialogue that contains valuable
insights into the structure and content of the De finibus.
120 Tsouna
First, Torquatus makes a feeble attempt, with the help of a joke, to establish
the superiority of the Epicurean over the Cyrenaic telos. As the story goes, there
was a statue of Chrysippus in the Ceramicus, sitting with one hand stretched
out in reminder of the following syllogism: if pleasure were a good, the hand
would be in want of pleasure; but the hand is not in want of anything; there-
fore pleasure is not a good. Torquatus observes that the syllogism could be
used at the expense of the Cyrenaics but not of the Epicureans.26 However, in
De finibus II, Cicero introduces the Cyrenaics to drive home a weightier point.
On the one hand, he says, it is clear that Aristippus is a hedonist: he posits as
telos what we all recognize as pleasure—that is, kinetic pleasure (2.18–19). On
the other hand, it is also unambiguous that Hieronymous is not a hedonist: he
defines the telos as the absence of pain (2.19) and considers it different from
pleasure. But where does Epicurus stand? As Cicero argues in the sequel, the
issue is not merely verbal but substantive (2.20), and the reference to Aristippus
serves to highlight that point.27 Cicero’s dialectical stance is that, while both
Epicurus and Aristippus are hedonists, Aristippus defended his views better
and more straightforwardly than Epicurus (melius liberiusque: 1.23). Cicero
even suggests that the founder of the Garden does not really belong to the
choir of philosophers (1.26), whereas, for all their faults, the Cyrenaics are part
of it.28 In the end, however, he thinks that both doctrines ought to be rejected
because hedonism of any sort is unsuitable to the dignity of man (ibid.).
Given Cicero’s distaste for hedonism, his strategy seems puzzling. Why does
he revive the polemics between those two schools, and why does he occasion-
ally show the Cyrenaics in a relatively favorable light? Consider how things
stand in Cicero’s time: while Epicureanism has become popular in Rome and
represents for Cicero a real moral threat, this is not the case with Cyrenaic
ethics. Its teachers and preachers are no longer around, and even if they were,
it is unlikely that the doctrine would have attracted many Roman followers,
26 For according to the Epicureans, the hand is not in want of anything and therefore is in
a state of the highest pleasure (1.39), whereas according to the Cyrenaics the hand does
not have the only good there is—that is, kinetic pleasure—and therefore is in want of the
good.
27 Recall that some modern interpreters have challenged the authenticity of the distinction,
while others debate whether Epicurus’s supreme good lies only in freedom from pain or
also in kinetic pleasure on grounds similar to those mentioned by Cicero.
28 The Cyrenaics aim at a lifestyle full of kinetic pleasure, and although they are more con-
sistent (constantius) than their adversaries, they also are more shameful; on the contrary,
Torquatus’s friends (and Cicero’s contemporaries) reject such profligacy and, although
less consistent, they are more decent (verecundius) than their rivals (2.114).
Cyrenaics And Epicureans On Pleasure And The Good Life 121
29 Plutarch sets out to refute a work that was composed several centuries earlier by Colotes,
Epicurus’s younger follower, and that had the title On the Fact That It Is Not Possible Even
to Live According to the Doctrines of the Other Philosophers. In that work, Colotes attacks
a number of older philosophers whom he does identify by name, and also two schools
active in his time that are not named but can nonetheless be easily recognized as the
Cyrenaics and the Academic followers of Arcesilaus.
30 The issue of whether the Cyrenaics subjectivize the perception only of properties or of
both properties and objects is of great philosophical import and has caused disagree-
ment among scholars. Different views include, on the one hand, Irwin, “Aristippus against
Happiness,” and Zilioli, The Cyrenaics, and on the other hand, Tsouna, The Epistemology of
the Cyrenaic School, 82–88, 124–37, and Lampe, The Birth of Hedonism, passim.
122 Tsouna
Plutarch’s basic contention is that the Epicureans cannot explicate the phe-
nomenon under discussion, whereas the Cyrenaics can.32 The Epicureans
believe that aesthetic pleasures result from the unmediated effect of the object
on the perceiver’s senses. We experience delight through the direct impact of
a theatrical performance on the ear, or through the direct effect of a beautiful
31 Plutarch is wrong about that: see Tsouna, The Epistemology of the Cyrenaic School,
117–23.
32 The most extensive treatment of the topic is found in Warren, “Epicureans and Cyrenaics
on Pleasure as a Pathos.” I am much indebted to the author for answering my queries in
writing.
Cyrenaics And Epicureans On Pleasure And The Good Life 123
statue on the eye.33 On the other hand, the Cyrenaics contend that aesthetic
pleasures do not arise from mere sight or hearing (Diog. Laert. 2.90) but cru-
cially involve also a cognitive element—namely, the conceptualization of
what is being experienced. Our delight when we look at the statue of Jocasta
derives not only from our seeing it but also from the awareness that it repre-
sents Jocasta faint or dying. Conversely, our irritation at the persistent cawing
of a crow results not only from its adverse effect on the ear but also from the
knowledge that the cawing is real, not artfully represented.
The Cyrenaics’ subjectivization of every experience raises no obstacle for
that position. For both the pleasure deriving from an imitative work of art and
its informational content can be understood in terms of pathē—that is, in
terms of the manner in which one is affected. And since the Cyrenaics posit
not only the pathē of pleasure and pain but also the category of intermediate
pathē, they might say that the affective aspect of one’s aesthetic experience, for
example, one being affected pleasurably, is complemented by a rich and com-
plex cognitive content as well. Plutarch points out the clear advantage of the
latter position over the former: it can explain why perceptual objects that are
phenomenologically the same sometimes cause pleasure (when they are prod-
ucts of artistic imitation) but other times pain (when the object is perceived
as real). On the contrary, the bare sensationalism of the Epicureans cannot
provide one with the means of drawing the above distinction.34
In this case too the confrontation construed by Plutarch advances his own
goals. Earlier in the treatise (473D–E), he maintains that we are naturally made
to appreciate the products of art and skill because they are products of reason,
and we ourselves are rational beings. He introduces the Cyrenaics to bolster
just that point: we have the natural capability to grasp more than the nar-
row content of sense perception and therefore to appreciate works of artistic
creation. By contrasting the Cyrenaics’ position with that of the Epicureans,
Plutarch shows that the Epicureans cannot account for aesthetic pleasure, and
they also fail to appreciate crucial aspects of human rationality.
Plutarch sets the Cyrenaics and the Epicureans against one another in
another polemical context as well. In his treatise Non posse suaviter vivi secun-
dum Epicurus, he tries to establish that Epicurus actually makes a pleasant
33 Presumably, this view implies that aesthetic pleasures are incorrigible: there is no room
for error, because pleasure is generated passively in the senses, without the intervention
of reason. Moreover, Philodemus’s aesthetic works indicate that the view under discus-
sion lies at the basis of Epicurean formalism. Compare the Stoic position that aesthetic
value mainly (or exclusively) has to do with content, not with form.
34 See Warren, “Epicureans and Cyrenaics on Pleasure as a Pathos,” 94–95.
124 Tsouna
Notwithstanding some ambiguities, the main point of the critique is clear: the
Cyrenaics realize that the mind can generate pleasure independently of the
body, and they therefore recommend practices of self-restraint. Having sex in
the dark is one such strategy, which prevents the mind from repeatedly arous-
ing and prolonging sexual desire. Since they value only present pleasure but
not past and future ones, they offer us no incentive for accumulating in our
memory as many past pleasures as possible. For the pleasures of memory are
irrelevant to the telos—that is, that which is confined only to the present. On
the contrary the Epicureans believe that pleasure arises in the bare sense, and
they consider the mind capable of causing the senses to experience more and
more pleasures. Also, since they consider past pleasures relevant to the telos,
and since such experiences usually have to do with the body and are kinetic,
they motivate their followers to pursue as many pleasures as possible and store
35 In brief the dialectical situation is this: Theon, one of Plutarch’s characters, wants to
refute the Epicurean theses that all pleasure originates in the body; that, nonetheless,
mental pleasures are superior to bodily ones; that pain is easy to endure because when it
is excruciating it lasts a short time; and, importantly, that because the Epicureans favor
mental pleasures over bodily pleasures, they ipso facto champion a sober and respectable
lifestyle. The first three positions are refuted by using the Cyrenaic’s materials but without
mentioning the Cyrenaics by name. However, Theon explicitly identifies them in order to
contrast their lifestyle with that of Epicurus’s followers.
Cyrenaics And Epicureans On Pleasure And The Good Life 125
them in the soul. So, the famous sobriety of the Epicurean sage is a myth. The
lesson to draw is not that the Cyrenaic mode of life is good, but only that it is
preferable to that recommended by Epicurus. Once again, Plutarch’s final ver-
dict is the same as Cicero’s: neither doctrine is suitable to the rational nature
of human beings.
36 On the author and the title of PHerc. 1251, see Indelli and Tsouna-McKirahan, Philodemus:
On Choices and Avoidances, 61–70.
37 Indelli and Tsouna-McKirahan, Philodemus: On Choices and Avoidances. The analysis that
follows draws on that edition but contains modifications and new elements as well.
126 Tsouna
Philodemus sketches out various skeptical views, all of which deny the pos-
sibility of rationally evaluating one’s actions and of integrating one’s experi-
ences in a rational life plan.38 In column II the identity of the skeptics under
discussion is not clearly indicated, but it seems very plausible that at least cer-
tain passages refer to the Cyrenaics.
The claim that no judgement takes precedence over any other (II.5–7), that
is, no judgement is more credible than any other, could refer to all sorts of skep-
tics. However, the subsequent contention that moral decisions are dictated by
bodily and mental pathē and, notably, pathē of pain (II.5–11) points specifically
to the Cyrenaics. Philodemus chooses to highlight an aspect of their doctrine
that is not emphasized by other sources, namely the antirationalistic implica-
tions of Cyrenaic subjectivism for decision and action. If we can only know
our pathē, we have no grounds for preferring one of them over another as a
guide to action. Instead we act impulsively, by attending to the pathē of the
body or the mind (II.11–12), without being in a position to provide a rational
explanation for our choices. Furthermore, Philodemus refers to the rejection
of the joys deriving from some expectation or anticipation (II.12–15), and this
too is a Cyrenaic element marking the hedonic presentism of the mainstream
school. In this respect also Philodemus has something original to say: not only
does the Cyrenaic doctrine preclude a temporally extended conception of the
moral end but it also entails an antirationalist outlook. Philodemus’s point is
sound: people who espouse hedonism need to explain their choices in part by
referring to the joys and benefits that they expect to receive in the future; but
since the Cyrenaics deny that anticipated pleasures have any value, they also
implicitly deny that their choices can be rationally justified.
Column III explores further the links between skepticism and a conception
of action according to which action is guided by pathē, not by rational con-
siderations. Philodemus flags three different groups of people. Assuming that
the first group are Cyrenaics, as I think,39 Philodemus attributes to them the
38 Presumably, this holds for past experiences as well, but they are not mentioned in the
extant remains of these columns.
39 I take it that at least two of them (III.6–14, 14–18) and probably all three (cf. III.1–6) are
Cyrenaics, who may, but need not all, belong to different sects. On the other hand, in
Indelli and Tsouna-McKirahan, Philodemus: On Choices and Avoidances, 123–24, we have
suggested that the first group may be Pyrrhonian Skeptics. According to Giannantoni, “Il
piacere cinetico nell’etica epicurea,” columns II and III refer to the polemics between
the Epicureans and Theodorus. However, there is no indication that Philodemus has spe-
cifically Theodorus in mind. Moreover, the claim that grief and pain are empty notions
because of the indeterminacy of things (III.14–18) cannot be attributed to Theodorus,
because he determined these two notions as the moral ends (Diog. Laert. 2.98).
Cyrenaics And Epicureans On Pleasure And The Good Life 127
following argument: we cannot know anything about the world but can only
apprehend our present experiences. Hence the latter constitute the only sound
motivation for immediate action;40 conversely, in the absence of present moti-
vation, we have no grounds for acting in a direct and spontaneous manner (or,
possibly, we have no adequate grounds for acting at all).
The next group (III.6–14), which may or may not overlap with the previ-
ous one, maintains the recognizably Cyrenaic position that the pathē are the
moral ends.41 But then Philodemus draws two implications that do not occur
anywhere else in the surviving testimonies about the Cyrenaics: according to
them, the pathē do not require any additional element in order to guide one’s
actions; and, to the extent that Cyrenaic agents rely on the pathē as the sole cri-
teria of action, they feel entitled to use any means to pleasure and do not hold
themselves accountable for their own choices. To put it differently, Philodemus
suggests that, because the Cyrenaics are skeptics, they adopt a subjectivist and
presentist criterion of action, and because the latter is of that sort, it entails a
crude hedonism according to which the agent’s choices are incorrigible and do
not involve evaluation of different ways of procuring pleasure. So, Philodemus
intimates that Cyrenaic hedonism is both deeply antirationalist and com-
pletely amoral. Later in the papyrus, he denounces the carpe diem conduct
standardly associated with Cyrenaic presentism by pointing out that it is also
exhibited by people whose rationality is impeded by the fear of death. They
too seek only the things that provide immediate pleasure and refuse to endure
any pains (XVII.1–3).42
The last group of thinkers may be Hegesias and his followers. Indeed,
doxographical sources confirm Philodemus’s claim that these philosophers
rejected the possibility of grief and joy because they are long-term states that
one has little chance of achieving (Diog. Laert. 2.93–94). Also, the doxogra-
phers attribute to Hegesias the belief that things are ‘manifestly indetermi-
nate’, either in the sense that they are not pleasant or unpleasant by nature
(Diog. Laert. 2.94) or in the sense that they cannot be determined by us because
40 This is what I make of the obscure thesis that if nothing occurs at present on account of
which we would make a choice, we must not choose amesōs, in an immediate manner
(III.1–6).
41 However, the Cyrenaics do not posit as the moral ends “the affections of the soul,” but the
affections of both the soul and the body. I think that the genitive tēs psuchēs either quali-
fies telē or is used in a generic sense indicating the entire living person.
42 Philodemus invites us to draw similar parallels between, for example, Hegesias’s rejec-
tion of beneficence, gratitude, and friendship, and the corresponding characteristics dis-
played by the sybarites who fear death (XVII.10–20).
128 Tsouna
To our knowledge, the last Epicurean author to revive the polemics between
his own school and the Cyrenaics is Diogenes of Oinoanda (second century
CE)—an eminent citizen who toward the end of his life erected in his native
town a monumental Epicurean inscription for the instruction and salvation of
mankind. Diogenes only once refers by name to the founder of the Cyrenaic
school or his followers: specifically, he attacks Aristippus the Elder in fr. 49.
43 According to Philodemus, the features contributing to the rationalization of moral choice
include the cardinal tenets of the Fourfold Medicine (IV–V), the study of the nature of
desires and their causes (V–VII), arguments demonstrating the disvalue of supersti-
tion regarding the gods and fate (VII–X), clarifications concerning the precise manner
in which the kuriōtata, the cardinal principles of Epicureanism, lead to decision mak-
ing (XI–XIII), the paramount importance of physics for moral choice (XIII–XIV), and
the intrinsic connection between the virtues (cognitively understood) and the enjoy-
ment of pleasure (XIV). Additional elements comprise the correct evaluation of external
goods (XV), the reasons why we should not fear the gods and death (XVI–XX), and finally,
the measured manner in which the good Epicurean takes care of himself and of oth-
ers, engages in practical activities, and contributes in important ways to communal life
(XXI–XXIII).
Cyrenaics And Epicureans On Pleasure And The Good Life 129
. . . [as suppose] some of the philosophers and especially Socrates and his
companions.46 They claim that pursuing [natural philosophy] and busy-
ing oneself with investigation of the [celestial phenomena is] redundant
and useless, [and that they do not even] deign [to concern themselves
with such matters] . . . (fr. 4 II.1–9)47
Like Philodemus, Diogenes puts the Cyrenaics on a par with other philosophers
to whom he ascribes some sort of skepticism: seekers who assert that things are
inapprehensible and hence discard natural science (fr. V I.1–12);48 ephectics,49
such as Lacydes of Cyrene, Arcesilaus’s successor as head of the Academy (fr.
V.III.12–14); and, very surprisingly, Aristotle and the Peripatetics, to whom the
inscription attributes the view that nothing can be known because everything
is continually in flux and hence escapes our perceptual apprehension (fr. V
I.13–II.8).50 Regardless of the injustice of this latter attribution, in matters of
natural science and scientific knowledge, Diogenes pushes further the line of
interpretation suggested by Philodemus: he aligns the Cyrenaics with both the
Pyrrhonian and the Academic Skeptics and also with defenders of a kind of
metaphysics that precludes epistēmē of the physical world.51
44 I offer a much fuller critical discussion of this topic in “Diogenes and the Cyrenaics.”
45 Regarding the Greek text, I use the editions by M. F. Smith as well as by J. Hammerstaedt
and M. F. Smith, unless otherwise indicated.
46 On the interpretation of the expression οἱ π[ερὶ Σω]κράτην, see Smith, Supplement to
Diogenes of Oinoanda: The Epicurean Inscription, ad loc.
47 On the limitations of what we customarily call Cyrenaic epistemology, see Tsouna, The
Epistemology of the Cyrenaic School, 1–6. A very different view is implied by Zilioli, The
Cyrenaics, passim.
48 Diogenes probably refers to Pyrrhonists: see Smith’s note ad loc.
49 See Smith’s conjecture ἐ[φεκτικοῖς] in fr. V III.12.
50 On the attribution of that view to Aristotle and a survey of the relevant literature, see
Smith, Diogenes of Oinoanda. The Epicurean Inscription, 128–30.
51 Compare Colotes, who takes the Cyrenaic theory of perception seriously and puts the
Cyrenaics on a par with those who hold other philosophical positions that he takes to be
skeptical. I owe this remark to Refik Güremen.
130 Tsouna
[Even if I did nothing to reveal and point out the nature of pleasures,
still they themselves reveal] their own nature to us53 . . . in this manner . . .
well . . . no longer . . . [by virtue of bodily pleasures] the soul also readily
receives those (sc. pleasures of both recollection and anticipation) who
are productive of this (sc. aponia).54 For our nature [requires what] is
better for [our] soul. Moreover, the soul has clearly more [capacities]
than the body. For it [has] control of the extreme and supremacy over
the other pathē, as indeed we also claimed it to have [above]. [Therefore
if], paying attention to the arguments of Aristippus, on the one hand,
we take care of the body [by choosing] all the pleasures deriving from
drink, food, and sexual acts and, in general, all things that no longer [give
pleasure after they have been enjoyed but, on the other hand, neglect the
soul, we shall deprive ourselves of the greatest pleasures]. (fr. 49)
In this passage Diogenes exploits the well-worn contrast between the hedonism
of Aristippus and that of Epicurus to show the superiority of the Epicurean
position and also to intimate that the doctrine of Aristippus and his followers
provides theoretical justification for the vulgar pleasures of the many. Contrary
to the primacy that Aristippus gives to the body, Diogenes advances the novel
and original claim that our nature demands what is better for the soul, in other
words, psychic pleasure.55 Also, he attacks Aristippus’s presentism by making
the puzzling observation that, somehow in virtue of its capacity to receive
52 Following Smith, I take it that fr. 49 comes after fr. 44 and both concern the same cluster
of issues. Also, possibly, fr. 44 is followed by fr. 45, and this latter is followed by one more
missing column. If so, the correct sequel of the text is this: fr. 44, fr. 45, one missing col-
umn, fr. 49. See Smith ad loc.; Hammerstaedt, “Zum Text der epikureischen Inschrift des
Diogenes von Oinoanda,” 39–41; Hammerstaedt and Hinzer-AlHasan, “First Investigations
of the Three-Dimensional Scans of the Epicurean Inscription of Diogenes of Oinoanda,”
63–65. I thank Jürgen Hammerstaedt for these latter references.
53 Fr. 49 I.1–4 is almost entirely conjectured. According to Smith’s restitution of the text,
here Diogenes refers to the self-evident character of pleasure.
54 Other proposals include εὐδαιμονία or εὐθυμία: cf. Smith ad loc.
55 Although he does not formally defend this claim, the emphasis that he places on the
superior capabilities of the soul and its control over physical affects renders his position
plausible.
Cyrenaics And Epicureans On Pleasure And The Good Life 131
bodily pleasure, the soul is also able to receive not only present but also past
and future pleasures. The basic idea seems to be this: since the soul can expe-
rience kinetic pleasure (paradigmatically related to the body), it also has the
power to experience the kinetic pleasures deriving from memory or hope.
Of course, Aristippus could retort that the phenomenological facts refute, or
at least do not confirm, the contention that the pleasures and pains of the soul
are greater than those of the body and exercise control over their bodily coun-
terparts. In fact ordinary people mostly tend to assert the opposite. I believe
that fr. 44 addresses precisely that worry and therefore is likely to be targeted,
inclusively or exclusively, at the Cyrenaics.
[The soul experiences] pathē far greater than the cause which generated
them, just as [a fire] vast enough to burn down ports and cities is kindled
by an exceedingly small spark. But the pre-eminence of these feelings of
[the soul] is difficult for ordinary people to gauge ([δυσε]πιλόγιστος). For
since it is [im]possible, by comparing them against each other, to expe-
rience simultaneously the extremes of both—I mean of the feelings of
both the soul and the body—for the reason that this seldom ever hap-
pens and, when it does happen, life is destroyed, the criterion for deter-
mining the pre-eminence of one of the two is not found. Rather, when
someone encounters bodily pains, he declares that these are greater than
those of the soul; on the other hand, when [he encounters pains of the
soul, he says that] these [are greater than the others. For] what [is pres-
ent is] invariably more convincing [than what is absent, and each per-
son is likely], either through [necessity] or through pleasure, to confer
pre-eminence on the pathos which has hold of him. However, this mat-
ter, which is difficult for ordinary people to gauge, a wise man reasons
through (ἀν[α]λογίζεται) on the basis of many factors [including] . . .
(fr. 44 I.1–III.14)
stronger, whereas in other cases it is a psychic one, and therefore they claim
that the affections of the soul are stronger. On the contrary, the Epicurean sage
judges such matters not under the influence of his current feelings but on the
basis of reasoning. Ideally, he takes into consideration all the relevant factors,
including the temporally extended nature of psychic experiences and their pri-
ority over bodily ones (cf. fr. 49).56
The next fragment I wish to discuss is controversial. It has been debated for
over a decade whether Diogenes’s unnamed opponents in fr. 33 (including
NF 128) are the Stoics57 or the Cyrenaics58 or both.59 Following David Sedley,
I am inclined to believe that the opponents under discussion are the Cyrenaics,
for reasons that I develop elsewhere.60 If this hypothesis is correct, then
Diogenes presents us with a new and interesting critique of the Cyrenaics’
position on virtue and its relation to pleasure. I cite the crucial excerpts of the
fragment, relying on Sedley’s emendation and translation of the text:
Even if these people (sc. the Cyrenaics and whoever else shares their atti-
tude towards virtue) agree that, as a matter of fact, pleasure is insepa-
rable from the virtues . . . (I.11–14)61 . . . [Prospective pleasure], as these
people lay it down for all human beings like a snare, has the power to
draw them like birds or fish open-mouthed to the names of the virtues,
and sometimes enters people’s minds and paints all kinds of illusory
pictures of itself, and the poor wretches are not ashamed [of bestowing
favors on] each other, [and charming people by their wit], [in pursuit of
their own eventual] pleasure, agreeing adroitly [also to face dangers] in
order to avoid pain, like those who endure marching out to war and those
56 Diogenes’s point is not as intuitively plausible with regard to pleasure as it is with regard
to pain. For it is not obvious that extreme pleasures destroy life, whereas it is clear that
extreme pains can. I owe this remark to Refik Güremen.
57 Smith, Diogenes of Oinoanda. The Epicurean Inscription, and Supplement to Diogenes of
Oinoanda: The Epicurean Inscription, ad loc.
58 Sedley, “Diogenes of Oinoanda on Cyrenaic Hedonism.”
59 See Francesca Masi, “Virtue, Pleasure, and Cause: Diogenes of Oinoanda against the
Cyrenaics and the Stoics.”
60 See Tsouna, “Diogenes and the Cyrenaics.”
61 Fr. 33 I.10–12 ----- πασῶν ἀρετῶν/ -----ν ἀχώριστον οὖ-/[σαν τ]ὴν ἡδονήν, εὑρισ -/[κόμε]νον
δ’ὁμολογοῦσι/ [τυχεῖν] καὶ οὗτοι πολλά-/[κι]ς οὐκ ἀπο[ Sedley. On the other hand, Smith
2003, ad loc., proposes the following reconstruction of fr. 33 I.9–14: [--- τὸ ζ]ῆν δι[ὰ] παντὸς
ἡ-/[δέως τῶν] πασῶν ἀρετῶν/ [αἰεὶ ἐστ]ὶν ἀχώριστον, οὒ/ [φασι τὴ]ν ἡδονὴν εὐρίσ-/[κειν, μό]
νον δ’ὁμολογοῦσί/ [γε σοφισ]ταὶ οὖτοι πολλά-/[κι]ς οὐκ ἀπο[.
Cyrenaics And Epicureans On Pleasure And The Good Life 133
The rest of the fragment gives examples of each category of causes (VI.4–
VIII.6) and concludes thus:
Therefore you, being unable to draw these distinctions and not realizing
that the virtues have their place among the causes that are simultane-
ous with their effects—for [they] are borne along [with pleasure—go
entirely astray]. (VIII.7–15)
While both the Cyrenaics and the Epicureans view pleasure as the only ulti-
mately intrinsic good, nonetheless they conceive of the instrumental status
of virtue in different ways. On the one hand, the later Cyrenaics by and large
endorse a sort of consequentialist hedonism, which can plausibly be taken to
entail that they view the virtues as bothersome means of securing the satisfac-
tion of bodily desires and needs. As for psychic pleasures, virtuous activity but
also friendship can be tiresome, though the wise man may choose them for the
sake of their pleasant consequences. On the other hand, Epicurus contends
that virtue and pleasure are interrelated and inseparable (ad Men. 132), so
that the exercise of the virtues for the sake of pleasure is itself a pleasant act.63
Moreover, not only does virtue get practised at the same time as the pleasure
resulting from that practice, but also it clears the ground for future pleasures
that, we should recall, are aspects of the Epicurean telos. Virtue is what makes
such future pleasures possible.
After introducing the subject of the relation between virtue and pleasure in
fr. 32, in fr. 33 (including NF 128) Diogenes proceeds to criticize his unnamed
opponents for failing to understand what sort of cause of pleasure virtue is.
62 See Hammerstaedt, “Zum Text der epikureischen Inschrift des Diogenes von Oinoanda,”
32–38.
63 However, such acts derive their value from the pleasure that ensues, not from the virtue
involved in their performance.
134 Tsouna
Assuming that his opponents are the Cyrenaics,64 he accuses them of believ-
ing, mistakenly, that virtue is a sort of cause that precedes its effects in the way
in which cautery and surgery precede the restoration of health (VI.4–11). In
fact, however, virtue is a kind of cause that temporally coincides with its plea-
surable outcome.65 If a hedonist holds, as Diogenes accuses the Cyrenaics of
holding, that pleasure has only antecedent causes, then he must exclude the
pleasures of anticipation, as indeed the Cyrenaics do. If, on the other hand, a
hedonist also recognizes simultaneous as well as a posteriori causes, then he
has the conceptual room both to view virtue as intrinsically pleasant and to
value present experiences whose causes lie in the future. Of course this is pre-
cisely what Epicurus recommends, and Diogenes’s polemics are intended to
show why Epicurus’s position is far better than the brutal instrumentalism of
his opponents.
The hypothesis that Diogenes directs his argument at the Cyrenaics is
also corroborated by the fact that Diogenes attributes to his rivals a φίλαυτον
πάθος, a feeling of self-love. As mentioned some Cyrenaics view friendship in
merely instrumentalist terms, whereas Epicurus and even more so Philodemus
emphasize the independent value of friendship and of other-concern. If τὸ
φίλαυτον πάθος is taken in a pejorative manner, as I am convinced it should,66
then Diogenes accuses the Cyrenaics also of egocentrism67 and selfishness.68
64 I dodge the controversy between Martin Ferguson Smith and David Sedley, as well as the
interpretative issues that result from it, and I simply outline what I take the fragment
to mean, on the assumption that Diogenes’s opponents are the Cyrenaics. Much of the
picture derives from Sedley, “Diogenes of Oinoanda on Cyrenaic Hedonism.” In “Diogenes
and the Cyrenaics,” I air some fresh considerations concerning the debate between Smith
and Sedley, and I point to what I take to be the main difficulties that each side still has to
answer for. Here, however, I do not have the space to go into the details of the matter.
65 As Sedley, “Diogenes of Oinoanda on Cyrenaic Hedonism,” points out, the Cyrenaics are
the only group of ancient hedonists that both view virtue instrumentally and describe it
as an irksome means to pleasurable ends. And therefore it is plausible to think that they
are the targets of Diogenes’s charge.
66 Sedley, “Diogenes of Oinoanda on Cyrenaic Hedonism,” 168–69, makes a very strong case
for this interpretation. On the other hand, Smith retorts that even if the expression τὸ
φίλαυτον πάθος (V.5) does not refer to Stoic oikeiōsis, a natural feeling of self-love, but
has a pejorative sense, as Sedley thinks, it makes excellent sense as an accusation of the
Stoics “for being selfish beasts, wrapped up in the thought of their own virtue.” (Jonathan
Barnes, letter of December 2, 1999, cited by Smith, Supplement to Diogenes of Oinoanda:
The Epicurean Inscription, 93–94).
67 The other thing they are accused of is that they take all causes to be antecedent causes.
68 I think that the most powerful objection against Sedley, “Diogenes of Oinoanda on
Cyrenaic Hedonism,” raised by Smith, Supplement to Diogenes of Oinoanda: The Epicurean
Cyrenaics And Epicureans On Pleasure And The Good Life 135
I now turn to fragments that have never before been associated with the
Cyrenaics. I submit that we can best understand and interpret these fragments
if we assume that Diogenes’s polemical attitude towards the Cyrenaics is part
of their subtext.
One group of passages touches on the topic of frs. 44 and 49: Diogenes
refutes all those who believe that the titillation of the senses secures the
utmost pleasure, and he argues for positing aponia and ataraxia jointly as
the supreme natural good. His uses of the first person plural in fr. 49 regard-
ing the pleasures advocated by Aristippus, taken jointly with his reference to
the many in fr. 44, indicate that he follows the common topos of taking the
Cyrenaics to be the theoretical defenders of vulgar hedonism. We may assume
therefore that when Diogenes denounces self-indulgence and profligacy but
praises Epicurean pleasure, he is likely to have also the Cyrenaics in mind.69
For instance, let us look at fr. 2 III.7–14.70 Having mentioned that it is the
soul rather than the body that is responsible for the pain caused by non-
necessary desires (I.1–II.4), Diogenes says that he feels sadness at the behavior
of the profligates and at the way in which they waste their lives (II.4–11): “Joy
[of genuine value is generated not by theaters] and . . . baths [and perfumes]
and ointments, [which we have left] to the masses, [but by natural science . . .]”
(fr. 2 III.7–14). We should recall that the Cyrenaics are commonly accused of
indulging in just these sorts of pleasures, and also that they reject natural sci-
ence because they consider it useless.
Inscription, 94, is this: it does not seem probable that the Cyrenaics, who advocated
the pursuit of the physical pleasures of the present, would believe (only) in anteced-
ent causes. Normally, they should have been “the very last people who needed to be told
what Diogenes tells his opponents in VI.11–VII.11—that the pleasures derived from eat-
ing, drinking, and ejaculating semen are simultaneous.” It would be more reasonable for
Diogenes to reprimand the Cyrenaics for believing (only) in simultaneous causes, not
in antecedent ones. Is there a way to answer this challenge? One possibility might be to
argue that the supreme Cyrenaic pleasures—that is, those deriving from eating, drink-
ing, and having sex—neither entail nor habitually require the simultaneous exercise of
the virtues. Another possible answer is that Diogenes does not refer to a Cyrenaic causal
theory but rather to a specific faulty inference: the Cyrenaics believe that we value virtue
only because it causes pleasure, and on the basis of that belief, they fallaciously infer
that we value virtue only because pleasure follows from it. If this is their reasoning, then
Diogenes is right to point out that they take all causes to be antecedent causes and that
this is a mistake. On this topic, see my article “Diogenes and the Cyrenaics.”
69 However, this is not always the case. For instance in NF 192, in which Diogenes also men-
tions the pleasures of the masses, his targets are not the Cyrenaics but the Stoics.
70 This fragment lies in the vicinity of fr. 4, which refers to the Socratics’ rejection of
φυσιολογία and which we treated above.
136 Tsouna
[There are many who] pursue philosophy for the sake of [wealth and
fame], with the aim of procuring these either from private individuals
or from kings, by whom philosophy is believed to be some great and pre-
cious possession. Well, it is not in order to gain any of those objectives
that we have embarked upon the same undertaking, but rather so that
we may enjoy happiness having attained the goal desired by nature. What
this goal is, and how neither wealth can furnish it, nor political fame, nor
royal office, nor a life of luxury and sumptuous banquets, nor pleasures of
delectable sexual affairs, nor anything else, while philosophy [alone can
secure it], we [shall now demonstrate after setting the entire question
before you]. (fr. 29 I.1–III.4)71
In another fragment of the inscription (fr. 34), Diogenes opposes the thought-
less day-to-day pursuit of pleasure to the sustained effort of achieving supreme
pleasure in a rational manner over a lifetime.
Thus, I say, where the danger is great, so also is the fruit. Here we must
turn aside these sophistical arguments, because they are insidious and
offensive, and have been contrived on the basis of terminological ambi-
guity to [lead astray] us miserable humans . . . [Do let us] not [avoid
every pain that is present nor choose every pleasure, as the many always
do. For each person must employ reasoning], since he [will not always
achieve immediate success: just as] exertion [often] involves one [gain
at the beginning and] certain [others as time unfolds], so it is also with
[the experience of pleasure]. For sowing seeds does [not] bring [the same
benefit] to the sower, [but we observe] some of the seeds [very quickly]
germinating and [bearing fruit but others taking longer]. (fr 34 II.4–V.1)
Diogenes concludes his argument to the effect that pleasure is the supreme
good by exhorting us to reject the sophistical arguments (τοὺς σοφιστικοὺς
λόγους: II.7–8), which advocate the thoughtless hedonism of the many ([οἱ
71 See Hammerstaedt and Smith, “Leib, Seele, und Umwelt. Überlegungen zum Hedonismus
des Diogenes von Oinoanda,” 11–12 (fr. 29 III + NF 207).
Cyrenaics And Epicureans On Pleasure And The Good Life 137
πολ]λοί: III.13–14),72 but to make use instead of the rational calculation of plea-
sures and pains ([λογισμῷ χρῆσθ]αι: III.14–IV.1).73 Why is the latter important?
Because, as Diogenes argues, we are not always immediately successful in our
efforts. Rather, we need foresight and a correct understanding of human affairs
(comparable to a correct understanding of natural things and processes) in
order to achieve greater pleasure in the end. Here I believe that Diogenes has
in mind Aristippus and the Cyrenaics for at least two reasons. First, the dia-
lectical situation is a familiar one: it closely resembles Philodemus’s move in
On Choices and Avoidances, where he contrasts the carpe diem attitude dic-
tated by Cyrenaic presentism with the hedonic calculus recommended by
the Epicureans. Second, Diogenes’s reference to insidious sophistical argu-
ments recalls the well-known representation of Aristippus as a smart soph-
ist (Alexis’s Galateia ap. Athenaeus, Deipn. 12.63; cf. also Aristotle, Met. 996a32
and Alexander ad loc.).74 A host of anecdotes purport to illustrate the ways in
which he made sophistical use of language and argument to live a luxurious
life. We are not in a position to tell whether Diogenes has that doxographi-
cal tradition in sight. But it would not be surprising if he did, and it certainly
would be fitting given the topic of this fragment.
Diogenes’s programmatic statements toward the end of the fragment also
can be read so as to indicate an anti-Cyrenaic agenda:
On the other hand (δέ), we should investigate now how our life will
become pleasant in both the states (ἐν τοῖς καταστήμασι) and the actions
(ἐν ταῖς πράξεσιν). And let us first discuss the states, keeping an eye on the
point that, when the emotions which disturb the soul are removed, those
which produce pleasure enter into it to take their place. (fr. 34 VI.2–14)
Having contrasted thoughtless presentism with the Epicurean use of the cal-
culus, Diogenes, in a part of fr. 34 that is almost illegible (V.1–14), appears to
have referred to another rival doctrine (cf. the antithesis marked by the word
δέ in VI.2), which he now rejects by announcing his own Epicurean program.
72 I provisionally accept Smith’s restoration of III.12–14. However, I wonder how secure
are the readings of the α at the beginning of l.13 and of the λ at the beginning of l.14.
If they are not certain and could be some other letters instead, a possible conjecture,
which has roughly the same line length as Smith’s supplement, is this: 13–14 προ[λέγουσιν
οἱ Κυρηναϊ]/κοί.
73 This is a conjecture, but nonetheless it is clear from the context that here Diogenes talks
about the hedonistic calculus.
74 I owe these references to David Sedley.
138 Tsouna
75 N F 146 probably stood toward the end of the ethical treatise. As the editors point out
(Hammerstaedt and Smith, “Diogenes of Oinoanda: The Discoveries of 2008 (NF 142–
167),” ad loc.), it is likely to be part of Diogenes’s demonstration of how life is made pleas-
ant “in actions.”
Cyrenaics And Epicureans On Pleasure And The Good Life 139
It is unfortunate that those who are sick with the erotic passion do not
realize that they derive perfect pleasure from sight, even without inter-
course. On the other hand, the sexual act itself is the same, whether one’s
partner has a superior or an inferior appearance. (NF 157, 1–11)77
Recall the debate attested by Plutarch between the Epicureans and the
Cyrenaics on the nature of aesthetic pleasure. The Epicureans claim that plea-
sure and pain are generated solely by the senses without any conceptualiza-
tion at all, whereas the Cyrenaics maintain that these feelings crucially involve
conceptualization, since they are generated by thought (περὶ τὴν διάνοιαν) (cf.
Plutarch, Quaest. conv. 5.1, 674A–B).78 Several centuries later Diogenes joins
the discussion. He dissociates the aesthetic pleasure of merely looking at the
beloved from the physical pleasure of sex, and he suggests that the rejected
lover can always enjoy the former (which occurs solely through sight), even
76 Hammerstaedt and Smith, “Diogenes of Oinoanda: The Discoveries of 2009 (NF 167–181),”
19, suggest that NF 157 may have been close to fr. 107 and other texts concerned with the
desires, pleasures, and pains of the body, such as fr. 107.
77 See Hammerstaedt and Smith, “Diogenes of Oinoanda: The Discoveries of 2009 (NF 167–
181),” 19.
78 See again Diog. Laert. 2.90.
140 Tsouna
if he cannot have the latter.79 In fact I think that Diogenes proposes a twofold
strategy: to delight in the mere sight of the person we are in love with but also
to seek sexual gratification elsewhere.80
To conclude I wish to return to the issue that has motivated much of this paper:
what is the exact nature of the interactions between the Cyrenaics and the
Epicureans and their later revivals? Do they qualify as philosophical polemics
and in what way? The answer depends on what we take to be the criteria of
polemical discourse.81 Although these vary, it has been plausibly suggested that
they include the following: personalization, aggressiveness, argumentation,
and the activation of value feelings.82 Moreover, many of us would agree that
philosophical polemics typically provoke responses and counterresponses,
that the opponents usually fight under their institutional banners, and that
such debates have a public aspect and sometimes a practical goal as well. I sub-
mit that the above characteristics mark both the original debate between the
two schools and its dialectical reenactments in later periods. Therefore, we are
entitled to view all of them as cases of polemics. The following brief comments
aim to clarify and illustrate this claim.
1. Personalization: The evidence suggests that the Epicureans attack the
Cyrenaics by pointing to them in a transparent manner but without naming
79 Presumably, Diogenes considers false the common belief that one can get sexual satisfac-
tion only by having sex with the particular person that one is in love with, but this is not
mentioned in the surviving text. Nor is there mention of how the lover is to deal with the
beloved person’s refusal to have sex with him/her.
80 Refik Güremen pointed out to me that fr. 43 II (NF 12) may also be relevant to Diogenes’s
conception of aesthetic pleasures. Regarding the text and content of NF 157, see also
Hammerstaedt, “Leib, Seele, und Umwelt. Überlegungen zum Hedonismus des Diogenes
von Oinoanda.”
81 At the outset, I should make this clear: barring rare exceptions, I take it that the exchanges
of Greek and Roman philosophers that we might call polemical fall squarely within the
realm of philosophical discourse, just as dispassionate critical engagement does.
82 I borrow these criteria from the contribution to this volume by André Laks. Laks also
adds to the list two further criteria: polemics must have a practical goal, and also they
must have credibility. Although I do not discuss these criteria, the former is related to my
claim that polemics provoke responses and counter-responses, while the latter is involved
in the observation that authors conducting philosophical polemics typically fight under
their institutional banner.
Cyrenaics And Epicureans On Pleasure And The Good Life 141
them. The Epicurean authors appear to have followed this practice both at the
time when the Cyrenaics were still active and after they had disappeared from
the stage:83 Epicurus and his associates,84 but also Philodemus and Diogenes,
for the most part avoid explicitly personalizing their attacks. On the contrary
Cicero as well as Plutarch put name tags on both schools and their adherents.
2. Aggressiveness: With the exception of Colotes, who caricatures Cyrenaic
subjectivism, there is no record of incidents of verbal violence, personal insult,
systematic slander, or grossly unfair presentation of each theory by its rivals.
Despite Epicurus’s largely undeserved reputation for abusiveness, he is not
known to have made vitriolic comments about the Cyrenaics (cf. Diog. Laert.
10. 6–8).85 All the same, he and his later followers openly denounce the pro
fligate lifestyle associated with Cyrenaic hedonism. As for Colotes, he heaps
ridicule on the Cyrenaics because of their epistemological stance, which he
claims makes life impossible. But the Cyrenaics too are known to occasionally
indulge in strong criticism: recall Anniceris’s association of the Epicurean telos
of aponia with the condition of a corpse.
3. Argumentation: There is little to say on this count other than to point out
the obvious: the polemics under discussion are conducted by means of argu-
ments, and all of the interested parties appear concerned about the validity
and persuasiveness of their case. In the end the attacks are at the schools but
about the doctrines. And although each participant wants his favorite camp to
win, they mostly appear to play by the rules. Anniceris, Epicurus, Philodemus,
and Diogenes, but also Cicero and Plutarch, make valuable philosophical con-
tributions even in explicitly polemical contexts.
Every participant takes care to highlight his allegiance to his own philo-
sophical institution and to fashion his polemics accordingly. The anti-Cyrenaic
moves of Philodemus and of Diogenes reflect a specifically Epicurean perspec-
tive, while the polemical use of the Cyrenaics by Cicero and Plutarch reveals
their Academic leanings and biases. Moreover, the polemics of the two schools
are represented as having a public character and concrete goals. For instance,
83 Recall that, in the extant remains of his inscription, Diogenes refers to a Cyrenaic by name
only once: Aristippus, in fr. 49 II.8.
84 Notably, Epicurus does not explicitly identify them in his extant remains on ethics.
Surprisingly, Colotes too refrains from naming the Cyrenaics and from thus personalizing
his attacks, although, as Plutarch remarks, he makes it transparently obvious that they are
the object of his ridicule (adv. Col. 1120B–1121C).
85 Sedley, “Epicurus and His Professional Rivals,” effectively dismantles the picture of
Epicurus as an indiscriminate abuser and argues that, although Epicurus occasionally
engaged in sharp polemics, nonetheless he could also take his professional rivals seriously
and recognize their merits.
142 Tsouna
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Polemics in Translation: Lucretius
Daniel Marković
1 For other examples and discussion, see Rozelaar, Lukrez, 67–72; and Marković, The Rhetoric of
Explanation, 1–7.
2 See Kleve, “The Philosophical Polemics,” 58–71. For Epicurus’s and later Epicurean polemical
writings, see Sedley, “Epicurus”; Kleve, “The Philosophical Polemics,” 43–53; and Kechagia,
Plutarch, 71–79.
3 For the phrase, see for example Kleve, “The Philosophical Polemics,” 53.
4 This qualification was proposed by Sedley, Lucretius, 62–93.
5 The controversy over the extent to which Lucretius ignored the Stoics begins with Furley,
“Lucretius.” Schmidt, Lukrez, does not bring any decisive arguments against Furley’s basic
observations.
6 Kleve, “The Philosophical Polemics,” 41. Kleve also provides a useful list of such passages at
pp. 54–57.
a persona often play a more important role than arguments a re. The argu-
mentation of DRN shows a directly opposite tendency and is mostly concerned
with philosophical views, not the personality of their holders; even if the views
that the poet seeks to combat suggest a number of potential individual targets,
very few philosophers are actually mentioned by name. Second, the few per-
sonal names that Lucretius does spell out—Ennius, Heraclitus, Empedocles,
Anaxagoras, and Democritus—do not at all refer to contemporary philosophi-
cal rivals7 but, from the perspective of a mid-first-century BCE author, look
toward a rather distant past.
In order to understand why is this so, and in order to address the question
of the role of philosophical polemics in DRN properly, I would like to begin by
locating Lucretius’s polemical discourse in the general structure of his poem.
The poem consists of six uniformly constructed books with two main constitu-
ents—namely, the introductory exordium and the main body of argumentatio.
Lucretian polemics is always situated in the central, argumentative parts of
individual books. The poet’s regular procedure in these parts consists of first
declaring the main Epicurean principles, then supporting these principles with
arguments, and finally, in a sort of additional note, rejecting the rival views. We
may say that Lucretian argumentatio generally tends to start from announcing
a tenet and then to proceed first to probatio and next to refutatio.
Examples of this sequence can be found both in relatively shorter arguments
(for example, 1.370–417) and in larger argumentative portions, such as the
well-known section in book 1 which refutes the teachings of the Presocratics
(1.635–920) after the main propositions of Epicurean physics have been laid
out and after the principal matter has been defined as atoms. In very few cases
probatio is omitted and the scheme reduced to the tenet followed by a refutatio
of the opposite view.8 In general Lucretius employs the procedure of explica-
tion of a given tenet rather than the procedure of dialectical research, typical
of the writings of Aristotle. The anti-Aristotelian approach is exactly what one
would expect from an Epicurean author. It seems that in his series of lectures
On Nature, Epicurus himself criticized rival views (books 14 and 15) only after
he explained the principles of his own physics (books 1–13).9
7 Ennius at 1.117 arguably stands for the Pythagorean views on the soul.
8 At 3.94–116 the tenet that the mind is a physical part of the body comparable to hands, feet,
and eyes is directly followed by a refutation of the opposite view par excellence—namely,
that it is only a condition, a sort of harmony. The lacuna that precedes the refutatio (between
lines 97 and 98) might have contained a brief probatio, but this is far from certain. For the
lacuna, see below.
9 See Sedley, Lucretius, 113–26.
152 Marković
Just as Lucretian polemics has a fixed place in the general structure of the
poem, its internal organization displays a fairly regular pattern. Polemical pas-
sages in DRN normally consist of three main components. These can be repre-
sented schematically as follows:
The full pattern is found in the majority of polemical passages,10 of course with
a certain degree of variation, which can be attributed to deliberate avoidance
of monotony. Thus two polemical passages display a slightly different sequence
of components, namely 2, 1, 3.11 Lines 1.635–637 introduce only components 1
and 2, and the subsequent three sections devoted to individual Presocratic phi-
losophers are structured according to the following pattern: (1) philosopher,
(2) his teaching, and (3) refutation (in the case of Heraclitus, his teaching is not
formally stated before it is refuted).12 In addition to this, few passages do not
contain one of the three components or their elements.13
One interesting type of variation within the threefold framework is achieved
through skillful control of the length of individual components. The third
component, devoted to the refutation of the view in question, is usually the
longest in any given sequence. A notable exception to this rule is the Magna
Mater passage in book 2 (2.600–60). Here Lucretius develops a description and
allegorical interpretation of the procession and the attributes of the goddess
Cybele in great detail and at great length, only to set up this elaborate poetic
edifice for a great fall. The fall begins with the curt blow at 2.644–45 (this is all
nice and fancy, concludes Lucretius, but far from truth); this reversal leads to
a concise and pointed restatement of the principle introduced in the proem
10 D RN 2.167–82 (full rejection at 5.195–234); 2.225–42; 2.600–60; 4.469–77 (with a variation
of component 2); 4.823–76; 5.156–234 (with variations of components 1 and 2); 6.848–78.
11 D RN 1.370–417 (where component 3 is expanded into a general didactic conclusion) and
3.370–95.
12 Cf. Kollmann, “Lucretius’ Criticism,” 92. For a doxographic pattern in the sequence of phi-
losophers, progressing from monists to pluralists, see Mansfeld, “Doxography,” 3153.
13 D RN 5.318–22 omits component 2; 5.324–415 contains a partial component 1 and no com-
ponent 2; and lines 5.1041–90 contain only a part of component 1.
Polemics In Translation 153
to book 1 (gods are blessed, immortal, and enjoy absolute peace; no human
action—including worship—could really concern them).14
The polemical pattern occurs with sufficient regularity to enable us to con-
jecture with reasonable confidence the content of several lacunae in our text of
the poem. Lines 1.1068–75, for example, form a part of the section that refutes
the theory that all matter presses toward the center of the whole. They were
damaged in the course of textual transmission,15 but the preserved beginnings
of the first two lines suggest that the text can essentially be described as com-
ponent 2.16 Similarly, in the passage beginning at 2.902, there is a lacuna after
line 2.903, and it is not impossible (since the length of the lost text is not cer-
tain) that the missing line(s) also contained component 2.17 The consistency
of the pattern has been used to fill in the text in the lacuna that preceded line
3.98, where we do not have the opening of the section that refutes the theory
that the mind is harmony as a vital condition, not a physical part of human
being.18
While the first two components of the tripartite polemical pattern described
above constitute an introductory formula, the third component is where the
actual refutation of a rival view takes place. The first properly polemical pas-
sage in the poem is particularly interesting because it formulates an important
didactic principle, showing that in addition to their well-defined place and
anatomy, polemical passages in DRN also have a precisely determined role. In
lines 1.370–417, after declaring that void exists, Lucretius refutes the view that
things can move without the void by asking whether movement can ever begin
without a space to accommodate it and whether air can be condensed between
two colliding objects without void to make its rarefaction possible. After mar-
shaling his counterarguments, Lucretius turns to Memmius (1.398–417):
14 That is, if our text is good and lines 1.44–49 are to be retained at their current place. One
less-often mentioned argument in favor of retention is the fact that it would enhance the
rhetorical effect of 2.646–51.
15 See Bailey, T. Lucreti Cari DRN, ad loc.
16 The restored text of Munro reads: Sed vanus stolidis haec <error falsa probavit> | amplexi
quod habent perv<ersa rem ratione.> The words error, falsa, and ratione are typical for
component 2.
17 For example, <profecto a vera longe ratione recedunt> mollia cum faciunt; nam sensus iun-
gitur omnis. Cf. Bailey, T. Lucreti Cari DRN, ad loc.
18 Combining at quidam contra haec, supplied by Diels, and putarunt, supplied by Marullus,
Bailey proposed as the opening line a version of component 1: at quidam contra haec falsa
ratione putantur.
154 Marković
19 The text and translations of Lucretius are from M. F. Smith, Lucretius.
Polemics In Translation 155
Atque hoc totum est sive artis sive animadversionis sive consuetudinis nosse
regiones, intra quas venere et pervestiges quod quaeras. ubi eum locum
omnem cogitatione saepseris, si modo usu rerum percallueris, nihil te effu-
giet atque omne, quod erit in re, occurret atque incidet.
In fact the whole thing boils down to this (whether it is a matter of art or
observation or experience): knowing the areas where you must hunt for,
and track down, what you are trying to find. Once you have surrounded
the entire place with the nets of your thought, at least if practical experi-
ence has sharpened your skill, nothing will escape you, and everything
that is in the subject matter will run up to you and fall into your hands.21
In other sections devoted to the topic, Cicero also uses the vocabulary that
suggests an inexhaustible supply (for example, fontes, copia abundans).22
Cicero’s main speaker, Antonius, explains that art merely indicates the loca-
tion of the argument that one is trying to find, while the actual finding requires
one’s own work.23 The ‘art’ in question is Aristotle’s teaching of the ‘places’,
topoi—that is, formulas that enable both philosophers and orators to find their
arguments. Cicero’s Antonius briefly enumerates the main Aristotelian topoi
and concludes (2.174):
Haec ut brevissime dici potuerunt, ita a me dicta sunt. ut enim si aurum cui,
quod esset multifariam defossum commonstrare vellem, satis esse deberet,
si signa et notas ostenderem locorum, quibus cognitis ipse sibi foderet et id,
quod vellet, parvo labore nullo errore inveniret, sic has ego argumentorum
notavi notas quae quaerenti demonstrant ubi sint; reliqua cura et cogita-
tione eruuntur.
I have described these matters in the briefest possible way. For if I wanted
to show somebody gold that had been buried in many places, it should be
enough for me to point out the signs that indicate its locations; once he
knew these, he would dig for himself, and be sure to find what he wanted
with little effort. In the same way, I have indicated these signs, which
show anyone who is looking for arguments where they are; unearthing
the rest is a matter of care and concentration.24
The parallels from Cicero suggest an underlying conceptual unity behind the
methodologies of philosophical and oratorical refutation, a unity that can be
traced back to Aristotle’s system of topoi. However, as in other similar cases
in Lucretius, a closer look shows that the comparanda from non-Epicurean
sources can serve only as a foil to the poet’s skillful use of the image to promote
his own philosophical teaching. Lucretius most likely draws here on imagery
used by Epicurus; the distant relatives of this imagery in other, non-Epicurean,
sources turn out to be mere shadows. In one extant fragment of Περὶ φύσεως,
Epicurus explains the ultimate ethical motivation of his scientific research,
using the phrase “to hunt for the first principle and the measuring stick and
the standard of judgment” (θηρεύειν τὴν ἀρχὴν καὶ κανόνα καὶ κριτήριον). The
example is not isolated. Epicurus’s Letter to Pythocles also presents the philos-
opher’s method of investigation through the metaphor of hunting (ἴχνευσις),
and in a similar context—both texts contain methodological remarks of wider
importance.25 We should perhaps focus our attention here on the latter, bet-
ter preserved text. The passage from the Letter to Pythocles follows Epicurus’s
speculation on the physical causes of the phenomena related to the moon—
the waning, the waxing, and the well-known face on its surface:
Ἐπὶ πάντων γὰρ τῶν μετεώρων τὴν τοιαύτην ἴχνευσιν οὐ προετέον. ἢν γάρ τις
ᾖ μαχόμενος τοῖς ἐναργήμασιν, οὐδέποτε μὴ δυνήσεται ἀταραξίας γνησίου
μεταλαβεῖν.
24 Text K. Kumaniecki, translation J. M. May and J. Wisse. Problems in the transmission
of this paragraph do not prevent us from grasping its general sense. See commentators
(Leeman, Pinkster, and Rabbie, De oratore, and May and Wisse, Cicero: On the Ideal
Orator) ad loc.
25 [34.32] 6–7 Arrighetti and Ep. Pyth. 96. As Smith, Lucretius, ad loc., points out, the meta-
phor is already prominent in Plato’s dialogues (e.g., θηρεύειν at Phd. 66a3).
Polemics In Translation 157
For in the case of all celestial phenomena such a track of search must not
be abandoned: if one fights against clear evidence, one will never enjoy
genuine peace of mind.26
The second sentence, which concludes the preceding passage, draws atten-
tion to the ultimate weapon of Epicurean philosophical polemics—namely,
“what is evident,” ἐναργές. According to Epicurus, no philosophical princi-
ple can be valid if it contradicts the evidence of, or concepts derived from,
sense perception.27 This fundamental rule of philosophical inquiry points to
the senses and the mind as the “measuring stick” and the “standard of judg-
ment” (κανών, κριτήριον) by which theories concerning the things that cannot
be observed (ἄδηλα) are either accepted or rejected. As for identifying false
theories, Epicurus is brief: “Falsehood comes to be if there is no witnessing
or if there is counterwitnessing” (ἐὰν μὲν μὴ ἐπιμαρτυρηθῇ ἢ ἀντιμαρτυρηθῇ, τὸ
ψεῦδος γίνεται).28 The rule points to contradiction as the main mode of refu-
tation and the main locus in Epicurean polemics. Polemical passages in DRN
confirm the central importance of this mode. Lucretius’s two standard objec-
tions to rival theories are (1) that the theory under scrutiny contradicts the
evidence provided by sense perception, and/or (2) that the theory contradicts
other premises accepted by its advocate(s).29 In the traditional system of loci
argumentorum, the Epicurean mode of refutation has counterparts in the locus
ex contrario30 and the locus ex repugnantibus;31 both loci generate conclusions
based on contradictions of various logical types.
To go back to the example of DRN 1.370–97—allowing that movement exists,
but that the empty space in which it would take place (which the Epicureans
call void) does not, would in the Epicurean view be a blatant contradiction. It
is a good example of “counterwitnessing” (ἀντιμαρτύρησις); theoretical removal
of the conditions that make its appearance possible is refuted by the phe-
nomenon itself. The essence of Epicurean objection is that movement as an
empirical fact cannot be logically compatible with the proposition that void
does not exist.32 Sense perception provides observations that the mind takes
as “signs”; these form the basis of inferences about things that cannot be vali-
dated empirically. The mind draws valid conclusions only as long as there is
“neither trace nor flashing” that leads to a contrary conclusion.33 Lucretius’s
hunting metaphor is thus given a typical dogmatic edge that its relatives in
Cicero’s and other rhetorical texts devoted to loci argumentorum do not have.
The word vestigia at 1.402 and 1.406 evokes both the preceding examples of
Lucretian refutation that illustrate the general Epicurean method of producing
an argument (1.372–97)34 and the signs that form the basis of Epicurean men-
tal calculation.35 The metaphor ultimately points not to the method of arguing
but to the method of finding truth (verum at 1.409).
Lucretius enhances his arguments from contradiction—his standard
method of refutation—with a number of corresponding rhetorical strate-
gies. One of such strategies is the parodic procedure of turning the words of
philosophical opponents against their own theories or followers. In the sec-
tion devoted to Heraclitus, for example, Lucretius turns the critical words of
Heraclitus (fr. 87 DK) against his followers: omnia enim stolidi magis admiran-
tur amantque | inversis quae sub verbis latitantia cernunt (For dolts admire and
love everything more which they see hidden amid distorted words).36 In lines
3.526–30, to take another example, the poet uses the well-known description
of the death of Socrates in the Phaedo as a proof of the mortality of the soul:
in pedibus primum digitos livescere et unguis,
| inde pedes et crura mori, post
inde per artus |
ire alios tractim gelidi vestigia leti (First the toes of the feet grow
livid, and the nails, next die feet and legs, afterwards over the other limbs go
creeping the footsteps of death).37 Other Epicurean writers were also fond of
parodic quotation.38
39 Cf. DRN 2.973–84. For a discussion of Lucretius’s animated critique of Anaxagoras’s teach-
ing, see Brown, “Lucretian Ridicule,” 151–60.
40 For Lucretius’s treatment of Anaxagoras, see Brown, “Lucretian Ridicule,” 151–52; for his
treatment of Empedocles, see Edwards, “Lucretius, Empedocles,” 114–15. Plutarch accuses
Colotes of detaching the statements of the philosophers he criticized from their original
context (Plut. Adv. Col. 1108D).
41 For Epicurus’s phrase περικάτω τρέπεσθαι and the way in which Lucretius’s poetic image
captures the argument of the master, see Burnyeat, “The Upside-Down Back-to-Front
Sceptic.”
42 Cf. 2.1093–1104, 5.195–234.
43 Cf. 5.1041–55.
44 See 1.692, 1.698, 1.704, 2.985, 5.165, 5.1045.
45 See 1.639, 1.641, 1.1068.
160 Marković
example, we learn that in book 12 of Περὶ φύσεως Epicurus described the soph-
ists Prodicus, Diagoras, and Critias as deranged and raving madmen.46
Despite the strongly scornful tone, as I already pointed out, Lucretius rarely
specifies the identity of his opponents.47 In addition to this his arguments
against rival views are often triggered by the objections of an imaginary inter-
locutor, in the manner typical of the so-called diatribe,48 or they address an
anticipated question or difficulty.49 This leaves only one section in which argu-
ments a persona appear prominently—namely, the refutation of the physical
theories of Heraclitus, Empedocles, and Anaxagoras at 1.635–920.50
In fact in this particular section only Heraclitus and Empedocles receive
attention as individuals. Lucretius treats the two philosophers from two very
different points of view. On one hand, he characterizes Heraclitus through the
language of blame, creating an image of a grandiloquent and pompous impos-
tor; on the other, he introduces Empedocles through the traditional epideictic
loci of praise, using a description of the natural wonders of his native Sicily
to suggest the true grandeur of the philosopher’s divine inspiration.51 Both
philosophers advanced theories that are incorrect from the Epicurean point
of view, and both were criticized by Epicurus and other Epicurean authors.52
Poetic medium aside, the reason why Lucretius treats them so differently
might be found in the eminence of Heraclitus as one of the most important
predecessors of the Stoics and in the fact that the theories of Empedocles have
some points of contact and affinity with those of Epicurus.53
The two striking features of Lucretius’s polemics—namely, the poet’s reluc-
tance to name the current opponents and his limiting of direct references to
the names that belong to the distant past, can be recognized as Epicurean.54
The extant writings and fragments of Epicurus show that he also tended to
avoid mentioning his philosophical rivals by name. Most often he made ref-
erences to “someone” and “some people,” identified individual philosophers
using nicknames, or put them in less personal groups such as “the sophists,”
“the dialecticians” (that is, the Megarians), or “the astronomers” or “Cyzicenes.”
The only names of philosophical rivals that the extant remains of Epicurus’s On
Nature explicitly mention are those of Empedocles and possibly Democritus.55
We have indications that a similar approach was taken by other Epicurean
authors too. Plutarch says that Colotes attacked contemporary opponents
under the masks of their predecessors;56 he also finds the Epicurean author
guilty of lumping the opponents together.57 In addition to this it seems plausi-
ble that Hermarchus’s discussion of Empedocles was indirectly aimed against
contemporary philosophers, such as Theophrastus, rather than the ancient
predecessor of some of their views.58
The observation that Lucretius adopts the procedure of Epicurus and attacks
contemporary rivals only indirectly raises the question of why, or, as I would
like to put it, the question of the gains of this rhetorical strategy. One such gain
can be described simply as marginalization of the opponents. For example,
referring only to Heraclitus, a remote Presocratic forerunner, Lucretius makes
the position of the Stoics implicitly derivative and marginal. This does not
mean that the implied reader would not recognize the connection—on the
contrary this reader’s appreciation of Lucretius’s artistry will only gain from
the recognition of his philosophical opponents.59 The main point is that the
poet’s goal is to celebrate the correct views of Epicurus, not to obscure the
glory of the discoverer of truth by offering a detailed and precise discussion
53 For a balanced discussion of Epicurus’s criticism of Empedocles, see Leone, “Epicuro ed
Empedocle.”
54 This is not to deny that they are also a part of a wider practice, attested already in Plato.
55 [29.28.] 17–18 and [29.18.] 4 Arrighetti. For these features of Epicurus’s polemics, see
Sedley, “Epicurus,” 132–33.
56 Plut. Adv. Col. 1120C.
57 Plut. Adv. Col. 1115A–C.
58 For this point, see the discussion in Obbink, “Hermarchus,” 431–32.
59 Cf. Kleve, “The Philosophical Polemics,” 60.
162 Marković
of the personalities and views of his current opponents. In other words as the
passage that describes Epicurus’s “military campaign” in the opening of book 1
suggests, Lucretius’s poem is partly meant to be read as Epicurus’s intellectual
res gestae; the proper rhetorical procedure in this kind of public document
is to leave the enemies of the victorious general simply unnamed, concealed
under vague and generic traits.60
This explanation is further corroborated by the secondary location of
Lucretius’s philosophical polemics in the architecture of argumentative sec-
tions or individual arguments. This feature, it seems to me, reflects both the
poet’s pedagogical and rhetorical goals. In his central work, On Nature, Epicurus
did not set out to find the truth through dialectical examination of the views of
the preceding philosophers, as Aristotle did, but by immediate and dogmatic
sinking in of the foundations of his system. Lucretius takes exactly the same
approach and enters polemics only to refuse the side paths of falsa ratio—
once he had laid down the main coordinates of the true path. This removes
the debate with external opposition from the spotlight; the voice of the rivals
is heard only in a postscript, just to be silenced for the sake of protecting the
promised peace of mind. Epicurean liberation is a liberation from inside.61 As
the programmatic remark in 1.398–417 shows, Lucretius avoids the exhaustive-
ness of a manual and does not want to say everything that can possibly be said
to defend Epicurean positions (although he does not leave any doubt that he
would be capable of doing just that). Instead he prefers to enable Memmius to
apply the principle of contradiction on his own.
To conclude, curious features of Lucretian polemics can be explained by
the medium and the main rhetorical goals of the poet’s work in its cultural
context. In a poem that purports to be a celebration of Epicurus’s conquest
of the universe, in which Epicurus is represented as a victorious general, to
devote much attention to the criticisms that challenge his achievement would
probably not be the best rhetorical choice. Certainly Epicurean philosophical
battles continued to be fought after Epicurus, but Lucretius did not choose to
write a polemical pamphlet or a treatise in Greek. He chose to write an epos
in Latin. The choice was limiting, as much as it was inspiring; it stimulated the
poet to see himself as a translator and creative imitator, not as a philosophical
apologist of Epicurus.62
Bibliography
Mauro Bonazzi
⸪
1
Polemics are part of many people’s everyday life; sometimes they are even nec-
essary or useful. They were, for instance, necessary for ancient philosophers
who, in the absence of any institutional acknowledgment, always needed to
prove their authority and attract students. From the very beginning (think
of Heraclitus or Isocrates, Plato, and Aristotle), to attack or discredit the cre-
dentials of the adversaries was an incisive way to claim one’s own authority.
Polemics were even more useful for philosophers who were trying to fight their
way into an already organized context. This was precisely the problem of the
Platonists at the beginning of the early imperial age. For at least two and a
half centuries, the Hellenistic centuries, it had been clear who were the major
figures and the protagonists. In the Hellenistic age philosophy was the affair
of Stoics, Academics, and Epicureans; the major philosophical debates turned
around them, whereas other thinkers (the Cynics for instance) or schools
(the Peripatos) were relegated to the fringe. In the first century BCE, the pan-
orama was enriched by the arrival of, among others, the Platonists. Seen from
the perspective of later centuries, one can describe the Platonists’ attempt to
conquer the center of the scene as the “chronicle of a triumph foretold”: in a
few decades, and for many centuries, the main problem of philosophy became
Plato’s metaphysics. There was no more room for skeptical doubts or for Stoic
and Epicurean empiricism.
But at the beginning of the early imperial age, the situation for Platonists
was not so simple, for several reasons. For centuries the agenda of problems to
be investigated and discussed was fixed: there was the problem of the criterion,
which is the foundation of knowledge; there was the debate on the telos or
the summum bonum; there was the problem of reconciling determinism and
human responsibility, and so on. It is what Tony Long once described as “pro-
fessionalism,” a “community of concepts, standard questions and answers,
common argumentative methods and objections.”1 The two major Hellenistic
schools, the Stoics and the Epicureans, had been able to build a coherent sys-
tem of thought in order to account for all these problems.
These points raised substantial problems for Platonists. Their basis was
Plato, but in the dialogues the topics of the Hellenistic debates were not
clearly discussed; at best there were only scanty traces. Besides, and even
more problematic, it was very difficult to organize the dialogues in a coher-
ent and perfect system, which was the pride of the Epicureans and, above all,
the Stoics.2 By the way, that the Hellenistic tradition of Platonism—that is, the
Academy of Arcesilaus and Carneades—was in essence antisystematic must
not be neglected.
So for Platonists the problems were how to be accepted by this already orga-
nized community and, hopefully, how to obtain high visibility and become
protagonists in the philosophical debates. Undoubtedly, the task was not easy.
Given this difficult situation, the strategic importance of polemics becomes
clear: to attack the adversaries is a good strategy if you want to discredit their
presumed authority and attract attention. But how can one obtain this result?
To put it more clearly, how should one polemicize?
Until now I have spoken of polemics as if it were evident what polemics
consist of.3 In fact there are several kinds of polemics, and the problem is
to find the most effective one for one’s purposes. In antiquity, and not only
among philosophers, (biographical) calumny was, for instance, very popular. It
is not a kind of polemics that we nowadays appreciate, but at that time it was
widespread, and the reason is clear: for the ancients the connection between
doctrines and life was stronger and more important than it is for us. In conse-
quence, to attack the life and behavior of a philosopher was a way to attack his
philosophical views. Another possibility was to directly attack the philosophi-
cal ideas of the adversary by claiming that they were completely mistaken.
Needless to say this possibility too was very popular; it was probably the most
popular, especially when the divergencies between two schools were too radi-
cal to be reconciled. If we consider early imperial Platonism, the best example
of these two strategies was the polemic against Epicurus and Epicureanism.
Epicurus was the real bête noire for Platonists, as we can see, for instance, in
Plutarch’s anti-Epicurean treatises. Epicurus and Epicureans had violently
attacked Plato—his person and his philosophy. Platonists reacted in the very
same way by attacking both the life and doctrine of Epicurus and his pupils. In
this case there was no real confrontation, but stark opposition.
These were the most popular and widespread kinds of polemics adopted
by Platonists in the early imperial period, but they were not the only ones.
Indeed, Platonists also adopted a different and more subtle strategy, especially
when they confronted Stoicism. There are several reasons for this fact. First of
all, Stoicism was the most important and most influential philosophy of the
time; its prestige was widely recognized, so that a frontal attack was perhaps
not the best strategy to adopt. Besides, one must also take into consideration
that there were many obvious differences between Stoicism and Platonism,
but there were also some affinities, many more than with the Epicureans.4
Nowadays many scholars have argued that Hellenistic Stoicism was influenced
by Plato’s dialogues;5 this was also the view of the later Stoics such as Panaetius
and Posidonius, who presented Plato as a predecessor of their philosophy. This
affinity was also partly recognized by imperial Platonists: as many scholars
have observed, a remarkable feature of Platonist texts is the massive presence
of terms and doctrines that are ascribable to Stoicism. Clearly the adoption of
such terms shows that Platonists were not as hostile to Stoics as they were to
Epicureans. And here we come to an interesting problem: how to evaluate this
striking presence?
The standard explication provided by modern scholars is that this is a con-
sequence of the Hellenistic debates: after centuries of debating together, it is
easy to understand that a common language was created in which words and
terms gradually lost their distinctive philosophical connotations and became
the common property of all philosophers of the Roman Empire. The result
was a sort of koinē or lingua franca, as it is often said, in a world dominated
by eclecticism. In my opinion this explication does not properly account for
the situation, for on closer scrutiny it appears that philosophers, especially
Platonists, were aware of the provenance and original value of terms and doc-
trines. It is probably true to affirm that there was a common jargon, but this
does not imply that the adoption of terms was always or necessarily neutral.
My suggestion is rather that the adoption of terms was part of a polemical
strategy of appropriation and subordination of the rival philosophy. Needless
4 See, with special attention to Plutarch, Opsomer, “Plutarch and the Stoics.”
5 Particularly important is Reydams-Schils, Demiurge and Providence.
The Perfidious Strategy; or, the Platonists against Stoicism 169
to say, to prove this point one should provide an exhaustive analysis of all, or
at least many, terms and show how they were appropriated—which is clearly
impossible to do on this occasion. So I will limit myself to offering an example
of this strategy by focusing on one of the most important topics of discus-
sion between the Hellenistic and early imperial centuries: the problem of
knowledge—in other words, the problem of the criterium.6
That this was probably the most important issue for the Hellenistic philoso-
phies need not be shown. The problem, on the other hand, does not appear to
be so important for imperial philosophers: at that time the skeptical challenge
was less urgent, and so was the challenge that knowledge is impossible; for
imperial philosophers the main epistemological problem was now to account
for the process of knowledge and to show what knowledge is, not to prove that
knowledge is possible and how. This is certainly true, but it does not imply
that imperial Platonists, when accounting for the process of knowledge, were
not also interested in offering a solution to the problem of the foundation
of knowledge. On the contrary it might be argued that Platonists, by show-
ing what knowledge is, also accounted for the fact that knowledge is possible.
Indeed, that this is so is confirmed precisely by the adoption of Stoic terms—
in particular the adoption of ennoia. Ennoia is a distinctive term of the Stoic
vocabulary and has a precise criterial role in the discussion about knowledge.
Remarkably, we also find it in many Platonist texts: it has the same criterial
function, but its meaning is different. As I will try to argue, this difference is
not without importance.7
The Stoic doctrine of ennoiai is notoriously difficult. But what we know from
the scanty testimonies suffices to show what its role was in the Stoic episte-
mological system. In short, ennoiai are the conceptions that come to consti-
tute our mind (reason is the collection of our conceptions)8 as the result of
repeated sense experience.9 For the Stoics these ennoiai naturally arise in
the mind of all human beings, and for this reason, because they come about
6 For a more detailed analysis of this problem and of all the relevant testimonies, I refer to
Bonazzi, “The Platonist Appropriation of Stoic Epistemology.”
7 On this topic I am deeply indebted to Tarrant, Recollecting Plato’s Meno, 127–51; Boys-Stones,
“Alcinous, Didaskalikos 4”; Chiaradonna, “Platonismo e teoria della conoscenza stoica.”
8 Cf. SVF 1.149 and 2.841.
9 Aët. 4.11; Plut. Comm. not. 1084F–1085A.
170 Bonazzi
aturally (that is without effort and without any specific instruction or rea-
n
soning), they are said to be “natural” (phusikai). Insofar as they are natural,
they are also taken as true; they are also called “common” (koinai) because they
belong to all human beings. Since they are true, they have the status of cogni-
tions, and we can thus deduce further truths from them as principles,10 or we
can use them as yardsticks against which philosophical views are to be tested.11
In short, conceptions are “constitutive of reason and the basis from which phil-
osophical inquiry, and hence ultimately wisdom or perfected reason, sprang.”12
In this sense, as the Stoics say, they are the criterion of truth.13 Their epistemo-
logical importance is clear.
Platonists were aware of the Stoic provenance of the term and of its func-
tion in their system,14 and still the term repeatedly occurs in Platonist texts
from Cicero onward, as the following passages clearly show:15
10 Cic. Varro 42; Diog. Laert. 7.41–42; Plut. Comm. not. 1059E, 1060A, 1073D; Alex. De mixt.
218.10.
11 Plut. Comm. not. 1075E; de Stoic. rep. 1051D–F; Alex. De mixt. 217.2–4. “These theorems,
having been deduced from cognitive assumptions, will themselves have the status of cog-
nitions. In this way we arrive at whole bodies of such cognitions and thus at sciences,
and in this way, ultimately, we will also arrive at that particular body of cognitions which
constitutes wisdom” (Frede, “Stoic Epistemology,” 319).
12 Brittain, “Common Sense,” 167.
13 Diog. Laert. 7.54 = SVF 2.105 Alex. De mixt. 217.3–4 = SVF 2.473, 29–30.
14 See, for instance, Plut. fr. 215f and, even more, the treatise Against the Stoics on Common
Conceptions (peri tōn koinōn ennoiōn).
15 See also Alc. Did. 165.10 and 178.8; Anon. In Tht. 55.30 and 56.34. For phusikē ennoia cf. Alc.
Did. 155.32; 156.19–23; 158.4; Albin. Prol. 150.21–22 and 33–35; Plut. fr. 215f; Nemes. De nat.
hom. 69.3; Procl. Theol. Plat. 1.15, p. 73.14 (Saffrey-Westerink); for koinē ennoia, Plut. Quaest.
Plat. 1000E; Porph. Ad Marc. 10.
16 Nec vero fieri ullo modo posse, ut a pueris tot rerum atque tantarum insitas et quasi consig-
natas in animis notiones, quas ἐννοίας vocant, haberemus, nisi animus, ante quam in corpus
The Perfidious Strategy; or, the Platonists against Stoicism 171
For the natural conceptions are in need of articulation. Before this, people
apprehend things, insofar as they have traces of the natural conceptions;
but they do not apprehend them clearly. (Anon. In Tht. 46.43–49; trans.
Boys-Stones)18
intravisset, in rerum cognitione viguisset. Cumque nihil esset, ut omnibus locis a Platone dis-
seritur—nihil enim putat esse, quod oriatur et intereat, idque solum esse, quod semper tale
sit quale est; idean appellat ille, nos speciem—non potuit animus haec in corpore inclusus
adgnoscere, cognita attulit; ex quo tam multarum rerum cognitionis admiratio tollitur.
17 Quamquam oriretur a sensibus, tamen non esse iudicium veritatis in sensibus. Mentem
volebant rerum esse iudicem; solam censebant idoneam cui crederetur, quia sola cerneret
id quod semper esset simplex et unius modi et tale quale esset. Hanc illi ἰδέαν appellant, iam
a Platone ita nominatam, nos recte speciem possumus dicere. Sensus autem omnes hebetes
et tardos esse arbitrabantur nec percipere ullo modo res eas [ullas: GHBM], quae subiectae
sensibus viderentur, quae essent aut ita parvae, ut sub sensum cadere non possent, aut ita
mobiles et concitatae, ut nihil umquam unum esset constans, ne idem quidem, quia conti-
nenter laberentur et fluerent omnia. Itaque hanc omnem partem rerum opinabilem appel-
labant. Scientiam autem nusquam esse censebant nisi in animi notionibus atque rationibus;
qua de caussa definitiones rerum probabant et has ad omnia, de quibus disceptabatur,
adhibebant.
18 αἱ γὰρ φυσικαὶ ἔννοιαι δέονται διαρθρώσεως, πρὸ δὲ τούτου ἐπιβάλλουσι μὲν τοῖς πράγμασι τῷ
ἔχειν αὐτῶν ἴχνη, οὐ μὴν τρανῶς.
172 Bonazzi
But when he was teaching, he prepared his students to talk about things
themselves, unfolding and articulating their natural conceptions. And
this way of doing things follows from the doctrine that so-called acts of
“learning” are in fact acts of remembering, and that the soul of every man
has seen what exists and does not need learning to be placed in it, but
needs reminding. (Anon. In Tht. 47.37–48.7; trans. Boys-Stones)20
19 ἀλλὰ οἱ ὅροι οὔτε πρὸς τὸ ἀσπάζεσθαι οὔτε ὡς τῶν ὀνομάτων συντομώτεροι παραλαμβάνονται,
ἀλλὰ πρὸς τὸ ἀναπλῶσαι τὰς κοινὰς ἐννοίας· τοῦτο δ ̓ οὐκ ἐγγίνεται ἄνευ τοῦ λαβεῖν τὸ γένος
ἕκαστον καὶ τὰς διαφοράς.
20 ἐν δὲ τῷ διδάσκειν αὐτοὺς παρεσκεύαζεν τοὺς μανθάνοντας λέγειν περὶ τῶν πραγμάτων,
ἀναπτύσσων αὐτῶν τὰς φυσικὰς ἐννοίας καὶ διαρθρῶν. καὶ τοῦτο ἀκόλουθον τῷ δόγματι τῷ τὰς
λεγομένας μαθήσεις ἀναμνήσεις εἶναι καὶ πᾶσαν ἀνθρώπου ψυχὴν τεθεᾶσθαι τὰ ὄντα καὶ δεῖν
αὐτῇ οὐκ ἐνθέσεως μαθημάτων ἀλλὰ ἀναμνήσεως.
21 Νόησις δ’ ἐστὶ νοῦ ἐνέργεια θεωροῦντος τὰ πρῶτα νοητά· αὕτη διττὴ ἔοικεν εἶναι, ἡ μὲν πρὸ τοῦ ἐν
τῷδε τῷ σώματι γενέσθαι τὴν ψυχήν, θεωρούσης αὐτῆς τὰ νοητά, ἡ δὲ μετὰ τὸ ἐμβιβασθῆναι εἰς
τόδε τὸ σῶμα· τούτων δὲ ἡ μὲν πρὸ τοῦ ἐν σώματι γενέσθαι τὴν ψυχὴν αὐτὸ τοῦτο νόησις ἐκαλεῖτο,
γενομένης δὲ αὐτῆς ἐν σώματι ἡ τότε λεγομένη νόησις νῦν ἐλέχθη φυσικὴ ἔννοια, νόησίς τις οὖσα
ἐναποκειμένη τῇ ψυχῇ. Ὅταν οὖν φῶμεν τὴν νόησιν ἀρχὴν εἶναι τοῦ ἐπιστημονικοῦ λόγου, οὐχὶ
The Perfidious Strategy; or, the Platonists against Stoicism 173
What is even more remarkable is that it is not a matter of one single term
alone. In fact on closer scrutiny, it is easy to see that early imperial Platonists,
from Cicero and Antiochus to the anonymous commentator on the Theaetetus
and Alcinous, all appear to have basically adopted the same Stoic theory: con-
ceptions are the starting point; they are present in our soul, so that the task is
to develop and bring them to clarity, and once they are articulated22 they lead
to the formal definitions that are the basis for scientific knowledge—that is,
epistēmē, which is “a systematic understanding of the world.”23 This is the Stoic
theory, but Platonists adopt it as their own—that is, Platonist—theory.
Of course there are also differences, and the main difference is no less
remarkable than the above mentioned affinity. Unlike the Stoics, Platonists
introduce Ideas: ennoiai are made strictly dependent on Ideas. In itself, that
Platonists introduce the Ideas is not surprising, but the connection between
Ideas and conceptions is relevant and needs to be explained. As I have already
remarked, the standard view was that Platonists were simply using a term,
ennoia, whose Stoic origin was at that time forgotten.24 In fact, as we have seen,
many clues show that the situation was different: Platonists were aware of the
Stoic provenance of the term, and still they used it, at the same time taking
over the overall structure of the Stoic theory. Moreover, they used it in explicit
connection with the Ideas. All this suggests a conscious engagement on their
part, and another explication is needed.
A possible answer emerges when we take into consideration the reasons that
justify the innovations introduced by the Platonists. The innovations (most
notably the reference to the Ideas) are clearly derived from the dialogues, but
the problem is to understand why Platonists felt entitled to reshape the Stoic
τὴν νῦν λεγομένην φαμέν, ἀλλὰ τὴν ὅτε χωρὶς τοῦ σώματος ἦν ἡ ψυχή, ἥτις, ὡς ἔφαμεν, τότε μὲν
νόησις ἐλέγετο, νῦν δὲ φυσικὴ ἔννοια, καλεῖται δὲ ὑπ’ αὐτοῦ ἡ φυσικὴ ἔννοια καὶ ἐπιστήμη ἁπλῆ
καὶ πτέρωμα ψυχῆς, ἐσθ’ ὅτε δὲ καὶ μνήμη.
22 For diarthrōsis, see Helmig, Forms and Concepts, 278–82 with further bibliography.
23 Dyson, Prolepsis and Ennoia, 73. Cf. Diog. Laert. 7.42; Gal. Def. Med. 348.17–349.4; Cic. Tusc.
4.53; Aug. De civ. D. 8.7: “<The Stoics> thought that <dialectic> should be derived from the
bodily senses, claiming that from this source the mind conceived its concepts (which they
call ‘ennoiai’)—that is, concepts of the things which they articulate by definition” (trans.
Brittain, “Common Sense,” 180).
24 See, for instance, Invernizzi, Il Didaskalikos di Albino, 93n33; Whittaker, “Platonic
Philosophy,” 114–15.
174 Bonazzi
But then whatever character belongs to these objects which we say are
perceived by the senses must belong to that following set of objects which
are said to be perceived not by actual sensation but by a sort of sensation,
as for example: “Yonder thing is white, this thing is sweet, that one is melo-
dious, this fragrant, this rough.” This class of percepts consists of compre-
hensions grasped by our mind, not by our senses. Then “Yonder object
is a horse, yonder a dog.” Next follows the rest of the series linking on
a chain of larger percepts, for instance the following, which embrace as it
were a fully completed grasp of the objects: “If it is an animal being, it is
a rational mortal animal.” From this class of percepts are imprinted upon
us notions of things, without which all understanding and all investiga-
tion and discussion are impossible. (Cic. Luc. 21; trans. Rackham)31
What justifies the last claim of man as rational mortal animal? In short, we can
admit that we naturally produce ordinary notions, but it is debatable whether
while she sees to it that the basic truths do get accepted, she has left it up to us to guard
against deception.”
30 See Frede, “Stoic Epistemology,” 320.
31 Atqui qualia sunt haec quae sensibus percipi dicimus, talia secuntur ea quae non sensibus
ipsis percipi dicuntur sed quodam modo sensibus, ut haec: ‘Illud est album, hoc dulce, cano-
rum illud, hoc bene olens, hoc asperum.’ Animo iam haec tenemus comprehensa, non sen-
sibus. ‘Ille’ deinceps ‘equus est, ille canis.’ Cetera series deinde sequitur, maiora nectens, ut
haec, quae quasi expletam rerum comprehensionem amplectuntur: ‘Si homo est, animal est
mortale, rationis particeps.’ Quo e genere nobis notitiae rerum imprimuntur, sine quibus nec
intellegi quidquam nec quaeri disputarive potest.
176 Bonazzi
the causal mechanism (the “naturalistic assumption,” in other words) that pro-
duces these ennoiai actually produces essential ennoiai (so to speak).32
From this a second problem derives. Given that this essentialist principle is
not granted, what justifies the Stoic claim that the articulation of the ennoiai
(of these opaque, empirically derived conceptions) in definitions leads to
scientific knowledge (epistēmē)? A testimony from Alcinous is a good example
of this second problem:
If, again, acts of learning are instances of remembering, then the soul
is immortal. That learning is remembering we may infer as follows.
Learning cannot arise in any other way than by remembering what was
formerly known. If we had in fact to start from particulars in forming
our conception of common qualities (ἐνενοῦμεν τὰς κοινότητας),33 how
could we ever traverse the infinite series of particulars, or alternatively
how could we form such a conception on the basis of a small number
(for we could be deceived, as for instance if we came to the conclusion
that only that which breathed was an animal); or how could concepts
function as principles (ἢ πῶς ἂν τὸ ἀρχικὸν εἶεν αἱ ἔννοιαι;)?34 So we derive
our thoughts through recollection, on the basis of small sparks, under the
stimulus of certain particular impressions remembering what we knew
long ago, but suffered forgetfulness of at the time of our embodiment.
(Alc. Did. 177.45–178.10; trans. Dillon, slightly modified)35
Alcinous’s argument is clear.36 By using induction one can arrive at the notion
(koinē ennoia, see note) and “definition of animals as only those beings which
32 Hankinson, “Natural Criteria and the Transparency of Judgement,” 196; Brittain, “Common
Sense,” 181–82 and 185.
33 “I.e. ‘universals.’ These would be any qualities common to more than one particular”
(Schrenk, “A Middle Platonic Reading of Plato’s Theory of Recollection,” 104n8).
34 On this translation, see Schrenk, “A Middle Platonic Reading of Plato’s Theory of
Recollection,” 104n9.
35 Εἴ γε μὴν αἱ μαθήσεις ἀναμνήσεις εἰσίν, ἀθάνατος ἂν εἴη ψυχή· ὅτι δὲ αἱ μαθήσεις ἀναμνήσεις,
τοῦτον ἂν ἐπαχθείημεν τὸν τρόπον· οὐ γὰρ ἂν ἄλλως μάθησις ὑποσταίη, ἢ κατὰ ἀνάμνησιν τῶν
πάλαι γνωσθέντων. Εἰ γὰρ ἀπὸ τῶν κατὰ μέρος ἐνενοοῦμεν τὰς κοινότητας, πῶς ἂν τὰ κατὰ μέρος
διωδεύσαμεν ἄπειρα ὑπάρχοντα, ἢ πῶς ἀπ’ ὀλίγων; διεψεύσθημεν γὰρ ἄν, οἷον φέρε κρίναντες
τὸ ἀναπνοῇ χρώμενον μόνον ζῷον εἶναι· ἢ πιῶς ἂν τὸ ἀρχικὸν εἶεν αἱ ἔννοιαι; ἀναμνηστικῶς οὖν
νοοῦμεν ἀπὸ μικρῶν αἰθυγμάτων, ἀπό τινων κατὰ μέρος ὑποπεσόντων ἀναμιμνησκόμενοι τῶν
πάλαι ἐγνωσμένων, ὧν λήθην ἐλάβομεν ἐνσωματωθέντες.
36 In fact one may object that this argument does not address the Stoics. Philodemus’s
On Signs informs us that the Stoics too were well aware that induction alone was not
The Perfidious Strategy; or, the Platonists against Stoicism 177
breathe. But this is not the case for there are some animals which do not
breathe.”37 The problem here is that induction and, more generally, any other
method grounded on sense perception “provides no mechanism for distin-
guishing such a false definition from a true one”; but if this is so, empirically-
derived notions and definitions cannot meet the standards of real scientific
knowledge (epistēmē).38 Therefore, it is not clear how ennoiai can be regarded
“as principles,” as Alcinous says.39
It is interesting to note that Alcinous’s argument against induction can
be paralleled with many other passages of the Pyrrhonian skeptic Sextus
Empiricus. This confirms that Platonists were using skeptical (probably
Academic) arguments, and the temptation is perhaps to endorse Sextus’s con-
clusions. For, more coherently it seems, Sextus argued against the validity of
such a method and therefore against the epistemological reliability of the uni-
versal empirically-derived notions:
s ufficient to guarantee any cogency to the conclusions (1.2–4.13), see Sedley, “On Signs,”
259. But Philodemus had already remarked that it is not clear how they could otherwise
obtain a satisfactory and cogent conclusion. Faithful to the empiricism of his own school,
Philodemus tries to argue in favor of such a method for an empiricist theory of knowl-
edge (On Signs 34.29–36.17). Alcinous seems to endorse Philodemus’s premise and ends
in the opposite direction. In fact there are two options: either recollection and innatism
or empiricism; and since Stoics do not accept Plato’s recollection, they fall in the other
option, with the result that they cannot account for the formation and articulation of
the ennoiai. Indeed, the comparison with the Epicureans shows what the real problem at
stake between Stoics and Platonists is. The problem is the transformation of these vague
ennoiai into scientific definitions (or to a complete grasp of the object, as Cic. Luc. 21 says,
cf. Schofield, “Preconception, Argument, and God,” 295). This was not a problem for the
Epicureans, for the Epicureans were happy to stay with ordinary notions and denied any
value to definitional inquiries (cf. Anon. In Tht. 22.39–46). But this was precisely what
Stoics and Platonists were doing; they were interested, as we have seen, in essences, defi-
nitions, and so on. And it is not clear how the Stoics could adequately argue in favor of
their position. We can admit that we naturally produce ordinary notions, but whether
these ordinary notions contain the essences should be proved; and insofar as this is not
proved, one can object that their conclusions might not be correct.
37 Schrenk, “The Middle Platonic Reception of Aristotelian Science,” 345. Here there is also
an interesting allusion to Aristotle. Indeed, the example chosen by Aristotle in Post. An.
100b2–3 to explain the production of principles via intuition is “living,” and the definition
of “living” as “being which breathes” is discussed and criticized in De an. 404a10 and De
resp. 470b–471b. I am not sure that this allusion can be read as a criticism of Aristotle,
as Schrenk argues (on p. 345), for Aristotle, like Alcinous, criticizes this option.
38 Schrenk, “The Middle Platonic Reception of Aristotelian Science,” 345.
39 On archē cf. also Alb. Prol. 150.23e and Plut. fr. 215b.
178 Bonazzi
It is also easy, I consider, to set aside the method of induction. For, when
they propose to establish the universal from the particulars by means of
induction, they will effect this by a review either of all or of some of the
particular instances. But if they review some, the induction will be inse-
cure, since some of the particulars omitted in the induction may contra-
vene the universal; while if they are to review all, they will be toiling at
the impossible, since the particulars are infinite and indefinite. Thus on
both grounds, as I think, the consequence is that induction is invalidated.
(Sext. Emp. PH 2.204; trans. R. G. Bury)40
This is not, however, Alcinous’s conclusion. Unlike Sextus, Alcinous does not
exclude the importance of the inductive method, nor does he deny the validity
of the ennoiai, as Sextus’s critique of induction affected the validity of univer-
sal notions. What he contests is only the empirical account of ennoiai. If it were
so, the result would be skepticism. But since it is not, another solution is pos-
sible. The strategic importance of recollection and of Ideas becomes therefore
clear. In short ennoiai are the criterion. And if they are to effectively serve as a
criterion, we must be sure that they are true. The Stoic empiricist explanation
is not able to guarantee their trustworthiness. But luckily, Platonists have the
solution, for they have a theory that can account for the formation of ennoiai
in a non-empiricist way: ennoiai depend on the prenatal view of Ideas and are
reactivated by the process of recollection.41 Moreover, we can rely on them
for scientific knowledge, for once correctly articulated in definitions, they will
lead us to the Ideas: this correspondence between the articulated ennoia and
the Form is the basis for epistēmē.42
40 Εὐπαραίτητον δὲ εἶναι νομίζω καὶ τὸν περὶ ἐπαγωγῆς τρόπον. ἐπεὶ γὰρ ἀπὸ τῶν κατὰ μέρος
πιστοῦσθαι βούλονται δι’ αὐτῆς τὸ καθόλου, ἤτοι πάντα ἐπιόντες τὰ κατὰ μέρος τοῦτο ποιήσουσιν
ἢ τινά. ἀλλ’ εἰ μὲν τινά, ἀβέβαιος ἔσται ἡ ἐπαγωγή, ἐνδεχομένου τοῦ ἐναντιοῦσθαι τῷ καθόλου
τινὰ τῶν παραλειπομένων κατὰ μέρος ἐν τῇ ἐπαγωγῇ· εἰ δὲ πάντα, ἀδύνατα μοχθήσουσιν,
ἀπείρων ὄντων τῶν κατὰ μέρος καὶ ἀπεριορίστων. ὥσθ’ οὕτως ἑκατέρωθεν, οἶμαι, συμβαίνει
σαλεύεσθαι τὴν ἐπαγωγήν.
41 “Perceptions of sensible objects, though not evidence for the Forms, are able to trigger
the mind to recall what it already knows” (Schrenk, “A Middle Platonic Reading of Plato’s
Theory of Recollection,” 107). By the way, it is interesting to remark that given their theory,
Platonists are also able to account for the importance of induction: “Induction is particu-
larly useful for activating the natural concepts” (Alc. Did. 158.3).
42 Remarkably, this appears to be the sense of Plutarch’s critique in the much debated fr.
215: “That the problem advanced in the Meno, namely whether search and discovery are
possible, leads to a real impasse. For we do not, on the one hand, try to find out things we
know—a futile proceeding—nor, on the other, things we do not know, since even if we
The Perfidious Strategy; or, the Platonists against Stoicism 179
Alcinous and other Platonists’ strategy is clear. The problem with the
Stoics—unlike, for instance, the Epicureans—is not their doctrine (in this
case the theory of ennoiai as criterion for epistēmē) or the assumptions on
which their doctrine rests (the commitment to the view that knowledge is pos-
sible): both their theory and the commitment to the possibility of knowledge
can be shared. Their problem is that they cannot properly account for their
theory, for they mistakenly persist in defending an empiricist concept forma-
tion. The Stoic theory is correct but inadequately grounded. The Platonist
reshaping of that very same theory offers, therefore, an explicit solution and
an implicit exhortation: the solution is the innatist/metaphysical foundation;
the exhortation is that the Stoics, if they want to defend their theory, must
become Platonists and are obliged to insert their doctrine into the Platonist,
that is metaphysical, context.
come across them we do not recognize them: they might be anything. The Peripatetics
introduced the conception of ‘potential intuition’; but the origin of our difficulty was
actual knowing and not knowing. Even if we grant the existence of potential intuition,
the difficulty remains unchanged. How does the intuition operate? It must be either on
what it knows or on what it does not know. The Stoics make the ‘natural conceptions’
responsible (οἱ δὲ ἀπὸ τῆς Στοᾶς τὰς φυσικὰς ἐννοίας αἰτιῶνται). If these are potential,
we shall use the same argument as against the Peripatetics; and if they are actual, why
do we search for what we know? And if we use them as a starting-point for a search
for other things that we do not know, how do we search for what we do not know?”
(Plut. fr. 215f; trans. Sandbach). See Boys-Stones, “Alcinous, Didaskalikos 4,” 220–21:
“Plutarch is clear that the Platonic doctrine of recollection is the only way through the
paradox set in the Meno. What is interesting is that he recognises in the Stoic doctrine of
phusikai ennoiai an attempt to tackle the same issue—but an attempt that fails. Where
Platonists ‘memories’ contrive to avoid Meno’s dilemma by being at the beginning of the
inquiry both actual and potential in a sense, Stoic physikai ennoiai are definitely one or
the other, and so constantly vulnerable to one or other horn of the dilemma.”
180 Bonazzi
and the result is that your ideas are appropriated: I appropriate your ideas and
triumph. This I would call a “perfidious strategy,” and this seems to me a good
description of the Platonist strategy with regard to many Stoic doctrines.43 The
adoption of typically Stoic terms and notions does not depend on any eclectic
attitude, nor is it a neutral practice, but it leads to the transformation of such
terms and notions into a different, Platonic, context. Underlining the affinities
does not therefore bring the two schools closer together but rather aims at
the subordination of one. It does not appear but in fact is part of a polemical
debate. Indeed, it is a remarkable fact that many other early imperial Platonist
doctrines appear to follow a similar pattern with regard to Stoicism. Given this
polemical context, it is not surprising if Platonists talked of eupatheiai in rela-
tion to their tripartite psychology and in open discussion with the Stoics, and
even added a fourth eupatheia to the three of the standard Hellenistic (that
is Stoic) theory,44 or if they endorsed a similar compatibilist position with
regard to the problem of determinism and human responsibility.45 These are
only some examples of the same polemical strategy; many others, which still
wait to be adequately investigated, can be added. And it is even more interest-
ing that a similar discourse can also be applied to a more general problem:
the systematic organization of Plato’s philosophy, which is probably the most
important contribution of the early imperial Platonists to the long history of
Platonism. Indeed, it is precisely in this period that the exigency to organize
the dialogues into a coherent and systematic whole came to be felt. This might
depend on the scholastic nature of philosophy at that time: philosophy was
now the affair of teachers, and teachers notoriously love classifications and
order. But it is not only that, for the testimonies clearly show that once again it
was the confrontation with Stoicism that played a substantial role. As already
remarked, Stoicism was at that time the leading philosophy and was famous
for its “perfect” system. It is therefore predictable that the attempt of newcom-
ers such as the Platonists to be taken seriously as real philosophers (not neces-
sarily by the other schools but at least by the audience of potential pupils) was
also dependent on their capacity to produce a coherent interpretation of their
philosopher, Plato. This is precisely what they did from the very beginning with
Antiochus claiming that Plato left a perfectissima disciplina (Cic. Luc. 15), and it
43 As already envisaged by Donini, Le scuole, l’anima, l’impero, 81, with regard to Antiochus
of Ascalon.
44 See Plut. De virt. mor. 449B with Bonazzi, “Antiochus and Platonism,” 331.
45 Cf. Boys-Stones, “Middle Platonists on Fate and Human Autonomy,” discussed by
Opsomer, “The Middle Platonic Doctrine of Conditional Fate.”
The Perfidious Strategy; or, the Platonists against Stoicism 181
is remarkable that they adopted the very same tripartition of the Stoics.46
It might be argued that they did so because this was the standard classifica-
tion. But in fact it was not: it was the Stoic tripartition. In this case as well, it is
reasonable to assume that it was not simply a matter of passive reception but
also of appropriating (and subordinating).
Undoubtedly, such a strategy was brilliant, and it enabled the latecom-
ers, the Platonists, to find a seat at the philosophical table. It is precisely in
this period that Platonism became the most important philosophy, and it is a
reasonable hypothesis that its success depended, at least in part, on its seem-
ing capacity to offer new solutions to old problems—problems for which the
old traditional schools did not appear to be able to offer solutions. If one fur-
ther considers that a similar strategy was later adopted also in rapport with
Aristotle, one will agree that the standard description of Platonism as the syn-
thesis of Greek philosophy is not far from the truth.
Needless to say, however, the Platonist success does not mean that they
were really capable of offering the definitive answer. Indeed, several doubts
still remained open. Two in particular deserve to be mentioned. First, there is
an exegetico-historical problem, for one may wonder how correct this reshap-
ing of Plato’s philosophy into a closed system was. Does this really do justice to
the richness and vivacity of the dialogues? This is the perennial question of the
history of philosophy, to which no satisfactory answer can be given. In antiq-
uity, as today, Plato’s readers divided themselves in two camps: those commit-
ted to the view that Plato’s philosophy can be reduced to a coherent system
and those who denied it. What is important is to remark that the defense of a
systematic interpretation of Plato had a historical development in antiquity: it
is not a perennial truth.
This is not the only problem, for a philosophical question also needs to
be raised: can we really assume that the Platonist appropriation of the Stoic
theory was successful? Indeed, we have already remarked that the Platonist
reshaping of the Stoic doctrine rests on an implicit assumption that is never
doubted, which is that knowledge is possible. That is, by accounting for the
process of knowledge, Platonists can be expected to show that knowledge is
possible. But were they successful? To put it more clearly: one major purpose
of the Stoic doctrine of the criterion was precisely to prove that knowledge
is possible against the skeptical challenge of Academics such as Arcesilaus,
46 I leave aside the problem of the presumed influence of Xenocrates on the Stoics. What
is certain, in any case, is that the Stoic tripartition of philosophy into logic, physics, and
ethics was not suited for the Platonist system: soon a new classification was provided that
culminated in epoptics; cf. Bonazzi, “Il posto dell’etica nel sistema del platonismo.”
182 Bonazzi
47 Cf. for instance Plut. De Is. et Os. 351C, 382F–383A; Alc. Did. 155.20–36 and 164.13–18. I refer
to Bonazzi, À la recherche des Idées, 106–26, for a detailed analysis of this problem.
48 Cf. the seminal study by Couissin, “Le stoïcisme de la Nouvelle Académie.” See, for
instance, how Cicero introduces Arcesilaus’s position in Luc. 76 (trans. Long-Sedley):
“Arcesilaus fought with Zeno not for the sake of criticizing him, but from a wish to dis-
cover the truth, as what follows makes plain: no one previously had clearly expounded, or
even stated, the thesis that a human being can refrain from opining and that a wise man
not only can but must do so. To Arcesilaus this idea seemed both true and honourable and
worthy of a wise man.”
The Perfidious Strategy; or, the Platonists against Stoicism 183
Bibliography
Carlos Lévy
The two alternative etymologies that Ernout and Meillet proposed for vehe-
mens reflect the problems posed by this term:1 vehemens may derive from veho
(the more plausible etymology), or it may come from mens, with ve- taken as
the privative prefix (as found, for example, in vesanus). To this we must add a
Varronian etymology, both fanciful and suggestive, that would derive the word
from a vi mentis “with mental force.”2 If so, vehementia evokes the impulse
toward and possibility (or impossibility) of regulating this force. But what is
its source? It seems to me that there are three possible ways of approaching
this term. We may begin with everything that modern languages (ex., French,
English) comprehend in the semantic field of vehemence. Or we can decide
that vehemens simply corresponds to the deinotēs of Greek rhetoric, which
Pierre Chiron has studied in depth with regard to Pseudo-Demetrius.3 Or we
can give primacy to the actual texts, bracketing everything that exists before
and after the Latin, and focus on the instances of vehementia, first in Latin
rhetorical treatises and then in Latin philosophy, before homing in on the
apposite use of the term in Latin philosophical practice. It is the last method
that is employed here. Because the core of the study involves polemics, we will
set aside almost totally the often vigorous arguments about the sublime, with
which vehemence has rather complex links.4
Latin rhetoric does not seem to have thought about vehementia on its own.
Neither Cicero nor Quintilian offers a definition of it. This is undoubtedly
related to the fact that deinotēs itself (at least to judge by what Pseudo-
Demetrius wrote about it) seems to have been a concept that was hard to pin
down, located as it was at the confluence of spontaneous oratory and elabo-
rate rhetoric. In Cicero’s earliest treatise on rhetoric, De inventione, which is
both close to a Greek source as well as the laboratory in which Cicero created
the rhetorical terminology he continued to use thereafter, there is no theo-
retical attention to vehementia; in fact it plays a very minor role there. In most
instances words of the vehemens family are employed as intensives for a verb
or adjective.
There are few exceptions to this poverty. Praise for a character is said to be
honorable, but criticism is “vehement”;5 the juxtaposition of statements and
intentions with the written text is presented as a powerful means of persua-
sion: “vehementissimum est.”6 Here, at the outset of Cicero’s thinking about
rhetoric, vehementia is essentially perceived as a shock to the listener’s mind,
a blow intended to win his agreement. Of course this can always be imputed
to the fact that De inventione, by definition, addresses only the first aspect of
rhetoric and that vehemence relates rather to the side of oratorical presen-
tation, elocutio, as shown by the frequent references to deinotēs in Pseudo-
Demetrius’s On Style.
Hence we need to move on to the Rhetorica ad Herennium, which, because
it covers the entire domain of rhetoric, conveys a more detailed and complete
picture of the concept. There we find vehementia not only as forceful expres-
sion but also as a concept with practical and aesthetic aspects that is conse-
quently not perceived only from the angle of movere. In 3.26 we encounter the
need to bring one’s face as close as possible to the audience when “we wish to
prove a point and arouse them vigorously (vehementer).”7 Even if vehemence
is not an attribute of elocution, it is nevertheless frequently evoked in the con-
text of oratorical style. If we put all the passages together, its essence seems to
be repetition. The Auctor says of conduplicatio, reduplication, that the repeti-
tion of a word has a strong effect on the listener and can be compared to a
5 Inv. rhet. 2.178: “but praise of a man’s mind is honourable and censure of it very effective”
(trans. H. M. Hubbell). animi autem et laus honesta est et vituperatio vehemens est.
6 Inv. rhet. 2.125.
7 Rhet. Her. 3.26; trans. Caplan. si quam rem docere eos et uehementer instigare uelimus.
Vehementia: A Rhetorical Basis of Polemics in Roman Philosophy 187
dagger that is plunged into the same spot again and again.8 So too frequenta-
tio, accumulation, which brings together elements scattered throughout the
speech in order to give them greater power, with the consolidation of themes
accompanied by the repetition of words.9 There is also ratiocinatio, which piles
up question after question in order to interrogate the suspect about the deed
being investigated.10 Expolitio, or refinement, repeats the same topic while giv-
ing an impression of variety: for example, by altering the delivery or tone “quite
strikingly” (vehementer).11 But vehementia can also be based on opposition and
play on the contrast between what is certain and what is not, thereby sowing
confusion in the mind of the vacillating listener and leaving him unsettled.12
Although Cicero was not much more explicit about the theoretical side in
De oratore, a number of passages in that dialogue bear closer examination.
One of these is the distinction, in book 2, between two types of speech—the
mild and gentle (lenis) and the spirited (vehemens).13 The former is intended
to establish the speaker’s oratorical personality and convey him as a moderate
man, fully aware of the weight of his words.14 The latter is a powerful weapon
that can be used to shatter the hearers’ resistance and then manipulate them
with ease.
In such a context, the physics of speech is relatively simple: it is a matter
of countering the force of the other side—whether active or inertial—with a
greater force. There remains, however, a more difficult problem to resolve: how
much force can gentle speech—that is, speech that does not make its strength
felt through the power of the voice or extreme modulations, accompanied by
vigorous gestures—exert? Must we accept that speech may in some fashion
be inherently weak or strong? Cicero answers this quite clearly, with a sort of
implicit sorites that challenges the cut-and-dried distinction between a strong
force and a weak force. The difference is abolished, or at least overcome, by the
construction of a system of forces:
Yet these two kinds of speaking, one of which should be gentle, the other
vehement, show a certain similarity, which makes it difficult to keep
them apart. For something of that gentleness, which wins us the favor
of the audience, ought to flow into this vigorous forcefulness, by which
we stir that same audience; and again from this forcefulness some spirit
must sometimes animate that gentleness. No speech is better blended
than one in which the sharpness of energetic passages is seasoned with
the personal humanity of the orator, while the relaxed attitude of gen-
tleness is given strength by some weightiness and energy. (De or. 2. 212;
trans. May-Wisse)15
The language here, aside from its literary style, is that of physics: vis, influere,
inflare, gravitas, contentio. The power exerted by an oration is defined as the
resultant of multiple forces, some of which are immediately felt as strong,
while others seem to be of lesser intensity. The essential point is that their
overall effect gives the greatest possible power to the whole. Seen in this way,
ornamentation, humor, and ironic allusions are not external to this system of
forces but intrinsic components thereof, of equal importance with the delivery
(actio). Both vis and delectatio, power and charm, are imperative in an oration,
not as two ontologically different principles but as a single dynamic reality
whose intensity, which can be adjusted within that system, must be modulated
in order to produce the greatest effect.
The military metaphor, prominent in both Roman rhetoric and Roman
philosophy, recurs in Partitiones oratoriae 14:16 the prosecutor’s arguments
are like a lance that he hurls with great force (vehementer). But it is perhaps
the Orator that offers us the most interesting ideas, when it seems to set
15 Sed est quaedam in his duobus generibus, quorum alterum lene, alterum vehemens esse
volumus, difficilis ad distinguendum similitudo; nam et ex illa lenitate, qua conciliamur eis,
qui audiunt, ad hanc vim acerrimam, qua eosdem excitamus, influat oportet aliquid, et ex
hac vi non numquam animi aliquid inflandum est illi lenitati. Neque est ulla temperatior
oratio quam illa, in qua asperitas contentionis oratoris ipsius humanitate conditur, remissio
autem lenitatis quadam gravitate et contentione firmatur.
16 See Lévy, “Le philosophe et le légionnaire.”
Vehementia: A Rhetorical Basis of Polemics in Roman Philosophy 189
When he was left at leisure, first by the civil war and then Caesar’s dictator-
ship, Cicero had time to conduct a closer study, from the philosophical per-
spective, of the concept of vehementia, which, until then, he had more or
less seen as an appendage to movere. He analyzes it in his philosophical writ-
ings, especially the Tusculan Disputations, where he explores the psychology
of the passions through two lenses: the Platonic, with regard to ontology, and
the Stoic, for a description of the pathē and presentation of the appropriate
190 Lévy
treatment.17 Here we will not delve into a problem that has inspired many
studies in recent years18 but will suffice with defining, as precisely as we can,
the role of the Roman version of vehementia. Cicero provides the following
definition of the passion (aegrotatio): “a vigorous (vehementem) opining that
some object is worthy of pursuit which is in fact not worthy of pursuit,
that opinion being deeply attached and rooted in the mind.”19 For the Stoics
passion, when ingrained, is simply an error of judgment: an opinatio vehe-
mens, Cicero’s rendering of the Stoic concept of an excessive impulse (ὁρμὴ
πλεονάζουσα). In this he remains faithful to Stoicism because the mistaken
opinion is accompanied by an excess of hormē, that is, of the vital impulse
that, although common to animals and human beings, is rational only in
the latter. He says this in so many words later on, when he takes up Zeno’s
definition of passion.20 For the founder of Stoicism, passion is a confusion
of the soul and opposed to its rational nature; it is an impulse that is exces-
sive, too strong, as exemplified by Chrysippus’s metaphor of the runner who,
carried by his momentum, continues running far beyond the finish line.21
But the most important detail, for us, is Cicero’s remark, in the same place:
“By ‘too vigorous’ (vehementior) he means an impulse which varies widely from
the consistency of nature.”22 The fact that Cicero felt the need to define the
scope of the comparative shows that he was aware of the semantic innovation
he was about to make. Vehementia makes it possible to avoid dualism by intro-
ducing the idea of a disorder in nature itself, identified as universal reason.
We should also note a passage that, superficially rather trivial, is important
for the polemical use of the concept in question: “You sometimes see me argu-
ing my cases more vehemently than usual: do you think I am always angry on
those occasions?”23 The question is whether the speaker must feel the passion
himself or merely simulate it—a question already addressed by Antonius in
the De oratore and answered in the affirmative: there the orator asserts that
he was incapable of moving others if he himself was not moved.24 The pre-
sentation is artificial: using “vigorous and vehement” (acrius et vehementius)
language when arguing a case does not mean that you are angry. So at the same
time that he associates vehementia with passion, Cicero prescribes an emo-
tional introspection that allows an appropriate use of vehemence. If an orator
can be vehement even when not truly impassioned, a philosopher too should
be able to employ vehementia to good advantage. It remains only to define how
he does this: but this is not so simple, because, despite its increasing presence
in the text, the meaning of vehementia remains unclear. We shall return to this
later. First, however, we need to take a look at Seneca’s contribution to the fur-
ther development of its philosophical sense.
Seneca allows that vehemence can be positive, in a way that Cicero does not.
It is true that there is nothing systematic, only a series of sometimes surprising
remarks. They can be linked to a difference of temperament but also to a more
relaxed idea of Stoic psychological monism than the one Cicero developed in
the Tusculan Disputations. Thus, in Letter 66, in the midst of a long and vivid
exposition of the virtuous soul, the adjective vehemens pops up where least
expected, in association with the wise man who is magnus and vehemens—
a nexus where vehementia must carry the sense of an energy that is immense
but also totally under control, “well ordered with regard to both seemliness
and strength.”25 Virtue reunites what is broken apart by passion. Seneca
23 Tusc. 4.55; trans. M. Graver. An tibi irasci tum videmur, cum quid in causis acrius et vehe-
mentius dicimus.
24 De or. 2.191.
25 Ep. 66.6: “It is a mind which contemplates the truth, is experienced in the matter of what
should be pursued and what avoided, assigns values to things in accordance with nature
and not on the basis of mere opinion, involves itself in the whole cosmos and directs its
reflection to all of its [i.e., the cosmos’s] actions, is focused on thought and action in a
balanced manner, is great, energetic (vehemens), unconquered by hardship and pleasures
alike and submissive to neither circumstance, rising above everything which happens
to befall it, is very beautiful, well ordered with regard to both seemliness and strength,
is sound and sober, undisturbed and fearless, immune to violent blows, neither elated
nor depressed by the events of fortune. Virtue is this kind of mind” (trans. B. Inwood,
slightly modified). Animus intuens vera, peritus fugiendorum ac petendorum, non ex opin-
ione sed ex natura pretia rebus inponens, toti se inserens mundo et in omnis eius actus con-
templationem suam mittens, cogitationibus actionibusque intentus ex aequo, magnus ac
vehemens, asperis blandisque pariter invictus, neutri se fortunae summittens, supra omnia
192 Lévy
e ffectively says that there is nothing great about anger, even when it appears
to be vehemens and seems to reflect contempt for men and gods.26 Only in
wisdom can vehementia be a virtue, or at least support virtue. The best proof of
this philosophical upgrading of vehementia is found in the Natural Questions.
In a passage that resists easy interpretation, Seneca, evidently taking his cue
from the Stoic doctrine of tonos, affirms the existence of a force that animates
all of nature and which he defines by means of vehementia and intentio, vio-
lence and tension.27 In that context vehementia does not mean transgressing
the appropriate bounds; it is, rather, part of the dynamic infrastructure with-
out which the world could not exist. No one seems to have remarked the full
significance of Seneca’s innovation; it is true, however, that he failed to present
the idea with as much clarity as he could have.
As our new point of departure we now take the opposing natures of these two
domains, philosophy and rhetoric, as illustrated by the different uses of the
metaphor of the runner. For the Stoic philosopher, as we have seen, the run-
ner is supposed to pull up as soon as he crosses the finish line; in other words,
he is to comply with the directives of reason and not try to assert himself by
means of a force he has no use for. When the same metaphor is employed in
the Rhetorica ad Herennium 4.60, it is turned on its head. Although the context
quae contingunt acciduntque eminens, pulcherrimus, ordinatissimus cum decore tum viri-
bus, sanus ac siccus, inperturbatus intrepidus, quem nulla vis frangat, quem nec attollant
fortuita nec deprimant—talis animus virtus est.
26 De ira 1.21.1: “There’s nothing great, then, nothing notable in anger, not even when it seems
to be vigorous, despising gods and men” (trans. R. A. Kaster). Nihil ergo in ira, ne cum vide-
tur quidem vehemens et deos hominesque despiciens, magnum, nihil nobile est.
27 Q. Nat. 2.8.1: “There is no need to spend <a long time> proving that there are some vio-
lent (vehementia), powerful things in nature. Now, nothing is more violent (vehementius)
than a result of tension, and equally, by Hercules, nothing will be able to acquire tension
from another thing unless something is in tension in itself; for, in the same way, we say
that nothing can be moved by another thing unless there is something that can move
of itself. Now what has a more credible claim to possess tension in and of itself than
breath?” (trans. H. M. Hine, slightly modified). Esse quaedam in rerum natura vehementia
magnique impetus non sit <diu> colligendum; nihil autem nisi intentione vehementius est,
tam mehercule quam nihil intendi ab alio poterit, nisi aliquid per semet fuerit intentum,—
dicimus enim eodem modo non posse quicquam ab alio moveri, nisi aliquid fuerit mobile ex
semet;—quid autem est quod magis credatur ex se ipso habere intentionem quam spiritus?
Vehementia: A Rhetorical Basis of Polemics in Roman Philosophy 193
is different, of course, because the manual of rhetoric is dealing not with the
passions but with the theme of comparison, the point is not unimportant. It is
obvious to the orator, unlike the philosopher, that a runner cannot reach the
finish line unless he has sufficient momentum to continue past it. This dif-
ference is where vehementia is found; the boundary between philosophy and
rhetoric passes through the sense of this term. So how should a Roman who is
both philosopher and orator behave when philosophy directs him to stop at
the finish line and rhetoric tells him to continue past it? I believe that the cases
of Cicero and Seneca reveal significant differences.
If we are to believe the Orator,28 vehemence is foreign to the philosophical
style because, Cicero says, the latter is delicate and afraid of the sun. It does not
employ anger, hatred, violence, pathos, or cunning. It is as chaste and reserved
as a spotless virgin. This is why it falls into the category of sermo, conversa-
tional discourse. As a faithful reader and translator of Plato, however, Cicero
could not ignore the fact that some passages in the dialogues express real pas-
sion, such as (to take only one example), Callicles’s outburst in the Gorgias.
Cicero himself, who makes a clear distinction in De officiis29 between tense
discourse (contentio) and conversational speech (sermo), and assigns philos-
ophy to the latter category, applies contentio in the De finibus to his dispute
with the Stoics, which, he says, is even more contentious than his critique of
the Epicureans.30 Thus he implicitly recognizes that philosophy is not exclu-
sively an arena of serene dialogue. All the same, philosophical contentio will
always be of a lower intensity than the interchanges in the Forum, because it
lacks the furor of rhetoric and the sometimes vital stakes of political assem-
blies or judicial tribunals. How, then, can one reconcile the essential tranquil-
ity of p
hilosophical d iscourse with the violence that may erupt in the disputes
28 Orat. 64: “It is therefore easy to distinguish the eloquence which we are treating in this
work from the style of the philosophers. The latter is gentle and academic; it has no equip-
ment of words or phrases that catch the popular fancy; it is not arranged in rhythmical
periods, but is loose in structure; there is no anger in it, no hatred, no ferocity, no pathos,
no shrewdness; it might be called a chaste, pure and modest virgin. Consequently it is
called a conversation rather than oratory. While all speaking is oratory, yet it is the speech
of the orator alone which is marked by this special name” (trans. H. M. Hubbell). Mollis
est enim oratio philosophorum et umbratilis nec sententiis nec verbis instructa popularibus
nec vincta numeris sed soluta liberius; nihil iratum habet nihil invidum nihil atrox nihil mise-
rabile nihil astutum; casta, verecunda, virgo incorrupta quodam modo. Itaque sermo potius
quam oratio dicitur. Quanquam enim omnis locutio oratio est tamen unius oratoris locutio
hoc proprio signata nomine est.
29 Off. 1.132. On this passage, see Lévy, “La conversation à Rome.”
30 Fin. 3.2.
194 Lévy
31 Luc. 112. On this point, see Lévy, “La conversation à Rome,” 176; Ruch, “La disputatio in
utramque partem.”
32 C Acad. 3.7. 14–16: “In the books that Cicero wrote in support of their position, there is a
certain passage that seems to me to have a remarkably witty flavor; it seems to not a few
people to be strong and forceful as well” (trans. Peter King). Nam est in libris Ciceronis,
quos in huius causae patrocinium scripsit, locus quidam, ut mihi videtur, mira urbanitate
conditus, ut nonnullis autem, etiam firmitate roboratus.
Vehementia: A Rhetorical Basis of Polemics in Roman Philosophy 195
Does this mean that vehemence is reserved for critiques of Greek philosophers?
The situation is more nuanced than that. When Lucullus, in §13, compares the
New Academics with the populares, he employs the second-person plural,
which Cicero observes must refer to himself: “ ‘first you (pl.) seem to me,’ he
was in fact addressing me by name” (“Primum mihi videmini,” me autem nomine
appellabat). Why not use the second-person singular, given that this allusion to
Roman politics is meaningful only with reference to Cicero himself? The point
must be to keep the attack from being too frontal, to dilute it by evoking the
school and to maintain the sting of the rapprochement between Cicero and
the popular party, while not giving the appearance of a direct assault. This is
another strategy for reining in vehementia, with the objective of attenuating its
offense to the mutual respect that is supposed to prevail in conversation and
getting its object to assume responsibility for it. So Cicero himself takes up the
vigorous objections that Lucullus might advance against him:36 he develops
them at length, no doubt because this makes it easier to refute them but also
to avoid portraying Lucullus as attacking him violently.
The use of these strategies becomes more interesting in the case of the
philosophy that “naturally” leads to Ciceronian vehemence—Epicureanism.
The second book of the De finibus, which is a refutation of Torquatus’s argu-
ment, is full of invective that targets the Garden and Epicurus himself. In §12
we find the famous metaphor of sensual pleasure, compared to a courtesan
whom Epicurean philosophy forcibly introduces into a company of demure
matrons. This attack, of rare vehemence, is clearly directed at Torquatus but
in a different way. In the case of Roman Epicureans, the register of the meta-
phors changes, thanks to the reference to tradition—a reference that is cer-
tainly ironic but that also serves to reflect the change in the world. According
to Cicero, the Roman Epicureans do in their own way what their forebears did
when they dragged Cincinnatus from his plow to serve as dictator: they visit
the most remote Roman villages in search of adepts, ut maiores nostri, “like our
ancestors.” The expression is certainly sardonic and humorous but, at the same
time, reflects that there is something to be said for the Roman Epicureans
that cannot be said of the Greeks. We find the same thing with regard to the
Epicureans’ attempt to reconcile pleasure with ethics or, more precisely, to
base ethics on pleasure. The attack on Epicurus is extremely violent, punctu-
ated with a long series of exclamations and questions, because his project of
maintaining a rigorous ethical doctrine while making pleasure the alpha and
omega of ethics is suspect, to say the least. When it comes to Torquatus, on the
contrary, who, as a presumed Epicurean should be subject to the same suspi-
cions and the same charges, the procedure is different:
You were certainly well suited to using such words. And if philosophers
did not use them, then we would have altogether no use for philosophy!
It is through their love of these words, words like wisdom, courage, jus-
tice and temperance, which Epicurus so seldom utters, that those of the
37 Quam te decebat iis verbis uti, quibus si philosophi non uterentur, philosophia omnino non
egeremus! Istorum enim verborum amore, quae perraro appellantur ab Epicuro, sapientiae,
fortitudinis, iustitiae, temperantiae, praestantissimis ingeniis homines se ad philosophiae
studium contulerunt.
38 On this point, see Lévy, Cicero Academicus, 485–92.
198 Lévy
They are choosing a master. What does it matter to you which man wins?
The better man may win, but the man who wins cannot avoid becoming
worse. I have touched on the last role played by Cato, but not even his
earlier years were such that they allowed the wise man a role, surrounded
as he was by the plundering of the state. What else did Cato do than shout
and utter futile protests, when he was at one time hauled by the hands of
the common people and dragged smothered in spittle to be carted out
of the Forum, and at another time escorted from the Senate into jail?
(Ep. 14.12–13; trans. E. Fantham)41
have been debased to the point that his action would be meaningless—that is,
of no use to society.42 The paradox, though, is that in this letter, which elevates
the serenity of philosophy over the tumult of the world, Seneca, while criticiz-
ing the behavior of Cato, whom he deeply admired as a martyr to reason and
the Republic, employs a style full of vehemence, in which the many questions,
carefully wrought repetitions (cum modo . . . cum modo), and alliteration (the
abundance of r’s in the last part of the sentence) evoke an image of chaos and
condemn the man who made the mistake of venturing there. In an interesting
passage (which is unfortunately corrupt) of the next letter, Seneca advises his
pupil to regulate his voice when denouncing passion: “So however your mental
impulse urges you on, make your rebuke of vices now more energetically (vehe-
mentius), now more calmly.”43 It is clear that, in his rebuke of Cato’s attitude,
Seneca opted for great vehemence.
In fact, the quietism of Letter 14 is hard to reconcile with the paraenetic or
hortatory vocation of most of Seneca’s writings. Despite appearances, the solu-
tion he counsels is of Stoic inspiration and, mutatis mutandis, seems to involve
the application of the distinction between moral beauty and the indifferents
to the relationship between philosophy and rhetoric. Anything that rises above
what might be called the lowest level of the text, that is, the expression of the
res, the statement of the case, cannot have absolute value. Even purely infor-
mative speech has only a relative value because it is always located on a level
with the reality it presumes to describe, because the examples cited are more
striking than the texts: “Cleanthes could not have been the express image of
Zeno, if he only had heard his lectures.”44
So there is a weakness, a primary deficiency of language, that must be coun-
terbalanced by making good use of the sermo’s obligatory andante, which
makes it possible to convey, step by step, the ideas one holds firmly, by means
of rhetorical devices—at least some of them. Here Letter 38, one of the short-
est, is of especial interest. When lecturing on philosophy to a large audience,
or trying to draw in someone who is unwilling to adopt it, one should employ
hortatory language of the sort employed by the tribunes in their intemperate
orations to the people. By contrast, sermo is the appropriate mode in face-to-
face conversations with a pupil, and this is what Seneca more or less does with
Lucilius. In such a context vehementia is a stimulus that makes it possible to
act on the seeds of rationality that nature has planted in all human beings so
as to convert them from virtual to real. This is the context in which Letter 108
proposes a method based on disquieting one’s audience:
Speak out against the love of money. Speak out against extravagance.
When you see that you’ve achieved something and had an effect on your
listeners, press more intensely. It is hardly believable how much can be
achieved by this sort of speech, aimed at curing people, wholly directed
to the good of the people listening. (Ep. 108.12; trans. R. Campbell, slightly
modified)45
The teachings of Epicurus are holy and upright, and, if examined closely,
rigorous; for his well-known doctrine of pleasure is reduced to small and
slender proportions, and the rule that we prescribe for virtue he pre-
scribes for pleasure. (Vit. be. 13.1; trans. J. Davie)46
On the other hand, the roués who employ Epicurus as moral justification of
their scandalous behavior are attacked mercilessly:
45 Dic in auaritiam, dic in luxuriam; cum profecisse te uideris et animos audientium adfeceris,
insta uehementius: ueri simile non est quantum proficiat talis oratio remedio intenta et tota
in bonum audientium uersa.
46 sancta Epicurum et recta praecipere et si propius accesseris tristia; uoluptas enim illa ad
paruum et exile reuocatur et quam nos uirtuti legem dicimus, eam ille dicit uoluptati.
Vehementia: A Rhetorical Basis of Polemics in Roman Philosophy 201
This is not vehemence of the deinotēs sort, because it lacks the repeated short
phrases characteristic of that style; it is, rather, the vehemence that Cicero asso-
ciated with the grand style. Several paragraphs later, however, it is indeed vehe-
mentia/deinotēs that Seneca wields when he attacks those who bark against
philosophy (qui philosophiam conlatrant),48 painting them as Cynic-dogs who
reject philosophy. Here the violence is unrestrained, marked by a long series of
questions that are in fact indictments; repetition dominates, both in the syntax
and in the details:
Why do you farm more extensively than your natural need requires? Why
do you flout your own prescriptions when you have dinner? Why do you
own furniture of some refinement? Why do you and your guests drink
wine of greater years than yourself? Why is your tableware of gold? Why
do you plant trees that will yield only shade? Why does your wife wear
in her ears the income of a wealthy house? Why are your young servants
dressed in expensive garments? (Vit. be. 17.2; trans. J. Davie)49
The themes are those of the Cynically inspired diatribe that Seneca is so fond
of in his letters. Here they rebound against him with no mercy, hammering
home the theme of nature both invoked and betrayed. In the mirror that his
opponents hold up to him, he recognizes his inconsistency and then dismisses
it. His reply to this indictment is that he has never pretended to have achieved
any sort of perfection: “I have not arrived at perfect health, nor indeed shall I;
my plan is to alleviate, not to banish, the gout that afflicts me” (ibid.; trans.
J. Davie). When his opponents assail him with facts that are incompatible with
his words, he replies with a metaphor that, by introducing a different species
of discourse, cuts short the vehement series of accusations.
47 Ille, quisquis desidiosum otium et gulae ac libidinis uices felicitatem uocat, bonum malae rei
quaerit auctorem et, cum illo uenit blando nomine inductus, sequitur uoluptatem non quam
audit sed quam attulit, et uitia sua cum coepit putare similia praeceptis, indulget illis non
timide nec obscure, luxuriatur etiam inde aperto capite.
48 Vit. be. 17.1–3.
49 Quare cultius rus tibi est quam naturalis usus desiderat? Cur non ad praescriptum tuum
cenas? Cur tibi nitidior supellex est? Cur apud te uinum aetate tua uetustius bibitur? Cur
aurum disponitur? Cur arbores nihil praeter umbram daturae conseruntur? Quare uxor tua
locupletis domus censum auribus gerit? Quare paedagogium pretiosa ueste succingitur?
202 Lévy
In Letter 85, Seneca juxtaposes the ethics of the Peripatetics with those of the
Stoics, which he approves of despite his distaste for the syllogisms employed.
His attack on the Peripatetics begins in §2 with a fairly balanced exposition
of the arguments they allege against the notion of the wisdom that, although
infallible, can still be attained by human beings. But then the pace picks up,
eliciting the observation from Paul Veyne that the “discussion falls flat.”50 In
effect Seneca deploys a polemical vehemence that uses the traditional meth-
ods of deinotēs—repetition, opposition, and the staccato clauses that are so
many lances hurled at the enemy:
But how little we grant to the wise person if he is stronger than the very
weak, is more happy than the very sad, is more temperate than those who
are totally uncontrolled and rises above the most lowly. What if Ladas
were to admire his own swiftness by comparing himself to those who are
lame and weak? (Ep. 85.4; trans. B. Inwood)51
Bibliography
Sharon Weisser
1 The extant works bearing an explicit anti-Stoic title are On Stoic Self-Contradictions (No. 76);
Against the Stoics on Common Notions (henceforth, Comm. not.; No. 77) and an Epitome of The
Stoics Talk More Paradoxically than the Poets (No. 79), which is not Plutarch’s original work
but a literal extract from it (see Cherniss, LCL 470, 13.2, 606–9). The lost treatises listed in the
Lamprias Catalogue are: Against Chrysippus on Justice (Lampr. No. 59); Against the Stoics on
Common Experience (No. 78); Reasons Why the Stoics Vacillate (No. 149); Against Chrysippus
on the First Consequent (No. 152); On What Lies in Our Power: Against the Stoics (No. 154). To
this list should be added a treatise dealing with both the Stoics and the Epicureans: Selections
and Refutations of Stoics and Epicureans (No. 148).
2 We learn from Galen’s own testimony that he wrote six treatises discussing Stoic logic (Lib.
Propr. 19.47) toward which he was, on the whole, hostile (see Morison, “Logic,” 88–115).
3 Opsomer, “Plutarch and the Stoics,” 89–102. What is more, Babut has shown that Plutarch
displays a genuine sympathy for his Stoic contemporaries (Babut, Plutarque et le stoïcisme,
239–70; Babut, “Stoïciens et stoïcisme,” 203–27) and has argued that Plutarch’s stance
against Stoicism should not be seen as the expression of a personal antipathy but rather as
conforming to the laws of the genre (Babut, “Polémique et philosophie,” 11–42).
4 Thus, according to him, Galen’s polemic against Chrysippus in books 2–3 of PHP is a “localized
disagreement conducted from within a partly common conceptual framework” (Gill, “Galen
and the Stoics,” 92).
The Art Of Quotation 207
διαφόρως λέγουσιν).”5 Despite this assertive stance Kidd has argued that
Plutarch’s criticism against the Stoics is less motivated by the search for the
logical contradictions than by his desire to pinpoint the inconsistency existing
between their words and their deeds. Whereas he is certainly right in point-
ing at the importance of this idea in Plutarch’s writings in general,6 and in the
De Stoic. rep. in particular, a sketch of the different charges of inconsistency
leveled at Chrysippus shows that Plutarch in fact endorses a wide range of
polemical devices available to him and that inconsistency between theory and
practice constitutes only one of many categories. An analysis of the different
types of accusations of inconsistency shows that they can be roughly distrib-
uted into six main categories:
5 De Stoic. rep. 32, 1049B (trans. Cherniss); cf. 33, 1049B; moreover, Plutarch repeatedly claims
that he is passing over the absurdity (atopia) of Chrysippus’s individual statements (e.g. 9,
1036A; 19, 1042E).
6 Kidd, “Plutarch and His Stoic Contradictions,” 296–301.
7 Statement B is supported by a quotation describing spiteful joy as a “will to abase one’s
neighbors.” It is obvious that statement A refers to the class of eupatheiai, while B refers to
the passion that is a subtype of pleasure (cf. Diog. Laert. 7.144).
208 Weisser
These different type of accusations mapped here clearly indicate that Plutarch’s
purpose is to reduce ad absurdum Chrysippus’s claims from within. As shown
by the synoptic table in the appendix, the first category is given pride of place.
What is more, these categories are not always clear cut, and they are often
8 This is part of a larger attack by Chrysippus on Plato’s Republic, and as noted by Long
(“Subtexts,” 126), Plutarch’s sentence can be translated as meaning either that Chrysippus
criticizes the fact that Cephalus used fear of the gods as a deterrent to injustice or the fact
that Plato deters Cephalus from injustice by this means.
9 This also includes “contrary to common notions”—an accusation that is most prevalent in
Against the Stoics on Common Conceptions. Although Plutarch seems to misunderstand the
Stoic notion of koinē ennoia, since under his pen it appears as an equivalent to commonly-
held views (see, for instance, Comm. not. 28, 1073C and 21, 1069B and Cherniss, LCL 470, 13.2,
627). On the appropriation of the Stoic doctrine of ennoia by the Platonists, see Bonazzi in
this volume.
The Art Of Quotation 209
mixed together in one single chapter. Category 1 often constitutes the general
framework in which other types of accusations are imbedded. What is more, it
is not always the case that a simple statement A contradicts statement B, but it
is often what Plutarch deduces from one or several of Chrysippus’s statements
that stand in opposition to another statement, or to the consequence that
Plutarch draws from several statements. Thus, for instance, in Plutarch’s eyes,
Chrysippus’s claim that the wise man becomes wise without noticing contra-
dicts the idea that goods and evils are perceptible by the senses. This claim can
be spelled out in the following way: (A-1) Virtue and vice are perceptible by the
senses; (A-2) the wise person possesses virtue; (A-3) therefore the wise person
perceives his virtue by his senses. (B-1) The wise man becomes wise without
noticing means that (B-2) he does not perceive his virtue by his senses; (B-3)
therefore virtue is not perceptible by the senses (19, 1042E–1043A). A-1 appears
thus to contradict B-3.
Another good example of Plutarch’s procedure in framing his contradic-
tions is found in his claims that Chrysippus’s twin statements that (A-1) the
gods give the occasion of war in order to reduce the overpopulation of the cit-
ies, and that (A-2) wars originate from evils, imply that (A-3) God is the source
of evil. This conclusion (A-3) contradicts another of Chrysippus’s statements,
according to which (B) God is not the source of evil. In this way Chrysippus is
presented as holding mutually exclusive statements such as “God is the source
of evil” and “God is not the source of evil” (De Stoic. rep. 32–33, 1049A–F). It
is already worth noting that statement A-1 is supported by a quotation from
On the Gods, whereas statement A-3 is naturally not supported by any refer-
ence or quotation. Statement B is said to appear in Chrysippus’s Concerning
Decision and in the second book of On the Gods and is moreover supported by
two quotations from Euripides which Chrysippus is said to have praised.
of Epicurus’s pupil, Colotes: On the Fact that According to the Doctrines of the
Other Philosophers It Is Impossible Even to Live (Plut. Adv. Col. 1107D–E) and,
of course, in Plutarch’s counterattack.17 As shown by the testimony of Cassius
Dio, Seneca has been confronted many times with this charge.18
As regards the gambit of overturning the tables—that is, of reversing one’s
accusation against someone else—it is already listed by Aristotle as one of the
twenty-eight topoi common to all the branches of rhetoric.19 Finally, as regards
the improper usage of poetic verse, it is already found in Chrysippus’s charge
against some philosophers who, in his eyes, misinterpreted Hesiod’s myth
of the birth of Athena.20 Further, thanks to Cicero, we know that Carneades
found fault with Chrysippus’s praise for some Euripidean verses.21 One can
find similar criticism in Philodemus’s On Piety where, in addition to the cita-
tions of poetic verses taken from the books of his Stoic opponents, he levels the
charge that they attempt to accommodate the poets to their views.22
It appears clearly from this brief overview that the innovative aspect
of Plutarch’s polemic is less due to the different types of charges of self-
contradiction that he recruits than to their compilation into one single treatise.
His polemic against Chrysippus in De Stoic. Rep. appears thus as the matura-
tion and accumulation of already well-known discursive strategies. The other
innovative aspect of this controversy lies in the abundance of the textual quo-
tations of the views he condemns.
Indeed, any student of early Stoicism finds in the numerous verbatim frag-
ments preserved by Plutarch a refreshing interlude from the usual indirect
reports (as is the case with Galen’s PHP). De Stoic. rep. includes more than
seventy verbatim quotations of Chrysippus and mentions roughly thirty of
his books. Plutarch provides at times a precise reference, including the title
and the number of the book from which the excerpt is taken.23 This feature of
Plutarch’s discourse stands in opposition to previous philosophical polemics
that have come down to us. Thus, for example, when Cicero—capable though
he was of translating philosophical texts from Greek to Latin24—exposes, in his
De finibus, the debate concerning the doctrine of the good with the Epicureans,
the Stoics, and the Antiochean version of Aristotelian ethics he stages a dia-
logue in which each interlocutor represents the position of a school.25 When
Aristotle reviews the opinions of his intellectual forebears at the beginning of
several of his works—as, for instance, in the De anima or in his Metaphysics—
he sums up their main tenets on the specific topic under discussion before
examining them critically.26 Of course, this is not to say that before Plutarch,
philosophers did not at times quote the views of their opponents. For instance,
Philodemus, Cicero, and Seneca quotes at times the philosophers whose views
they confront.27 Nevertheless, it never reaches the extent to which they are
employed by Plutarch.
23 Kidd (“Plutarch and His Stoic Contradictions,” 287–90) has raised the issue of the accuracy
of these quotations. His examination of another polemical work filled with quotations
whose original can still be read, the Herod. malign., led him to conclude that although
not every quotation should be seen as a direct quotation, usually Plutarch remains close
to the sense of the original and that the “fidelity of report seems on the whole trustwor-
thy.” We should note that De Stoic. rep. abounds with expressions such as ‘κατὰ λέξιν’ (7,
1034D; 9, 1035A; 13, 1038D; 14, 1039D and E; 15, 1040C; 24, 1046A; 34, 1050C; 38, 1051E), ‘ταῦτα
γέγραφεν’ (10, 1037B; 28, 1047A; 30, 1048B), ‘ταυτὶ γὰρ αὐταῖς λέξεσιν εἴρηκεν’ (10, 1036A) or
‘τὰς ἐκείνου λέξεις ἀναλαβεῖν’ (15, 1040E), which by and large indicate trustworthy verbatim
reports. See Cherniss, LCL 470, 13.2, 404–6. See also the list of quotations compiled by
Helmbold and O’Neil, Plutarch’s Quotations.
24 Powell, “Cicero’s Translations from the Greek,” 273–300.
25 On Cicero’s use of the philosophical dialogues, see Schofield, “Ciceronian Dialogue,”
63–84.
26 Mansion (“Le rôle de l’exposé et de la critique,” 35–56) has shown that this critical exposi-
tion is not motivated by a historical outlook but by the will to find solutions to specific
issues and that the views of the predecessors, even if rejected, are always treated with
respect.
27 Thus Seneca quotes a text of Metrodorus in Ep. 99.25 and of Posidonius in Ep. 94.38
(but quotes him with approval in 93.28). Cicero does not hesitate to utter his disagree-
ment with Epicurus’s own words in Tusc. 3.41–42, although the consolatory context of
these quotations (such as the one in Sen. Ep. 99.25 mentioned above) should be noticed.
Likewise Philodemus sometimes brings textual quotations of his opponents (such as
The Art Of Quotation 213
A. For it is <not> as isolated individuals that men <are unjust nor are<
unjust men composites of several such individuals contradicting one
another, injustice being understood anyhow as obtaining in the case of
several persons so disposed to one another and no such condition per-
taining to the individual save in so far as he stands in such relation to his
neighbours. (1041C)29
Diogenes of Babylon, in De rhet. 3, P. Herc. 1056 col. 7, 25–9, 29; see Obbink, “The Stoic
Sage in the Cosmic City,” 191–93; see also On Poems 5, esp. M xxi–xii, in Armstrong,
“Appendix I”), but on the whole he prefers either the doxographical mode of exposition
or paraphrases. Thus although Philodemus brings many citations from the poets adduced
by the Stoics in his On Piety, when he confronts their theology, he chooses to paraphrase
them. See, for example, P. Herc. 1428 col. 8 line 14–col. 10 line 8 in Obbink, “All Gods are
True,” 206 (against Diogenes of Babylon); P. Herc. 1428 col. 6 line 16–col. 7 line 12, in ibid.,
203–204 (against Chrysippus) and P. Herc. 1428 col. 10 line 8–col. 11 line 5 in ibid., 209
(against Zeno’s whole school); See also On Music 4. col. 1–55 (Delattre) where Diogenes of
Babylon’s theory of music is summarized before being criticized.
28 Referring probably to Resp. 351d–352a.
29 οἱ γὰρ κατ’ ἰδίαν < ἄδικοι οὔκ εἰσιν οὐδὲ οἱ > ἄδικοι συνεστήκασιν ἐκ πλειόνων τοιούτων τἀναντία
λεγόντων, καὶ ἄλλως τῆς ἀδικίας λαμβανομένης ὡς ἂν ἐν πλείοσι πρὸς ἑαυτοὺς οὕτως ἔχουσιν
εἰς δὲ τὸν ἕνα μηδενὸς διατείνοντος τοιούτου, καθ’ ὅσον δὲ πρὸς τοὺς πλησίον ἔχει οὕτως. The
followings translations of chapter 16 follow Cherniss with slight modifications.
214 Weisser
The chapter ends with these texts, but it is not uncommon to find Plutarch
adding a few derogatory comments on Chrysippus’s reckless way of endorsing
opposite statements.
Whereas the quotations aim to serve as a proof text of the different charges
of inconsistency, they enable us to measure the extent to which Plutarch is
(willingly or not) distorting Chrysippus’s thought. The absence of the original
material does not always make this task easy and, as noted by Daniel Babut,
one should not hastily disregard all of Plutarch’s reports as simple misinter-
pretations on the ground that he at times indulges in some obvious fallacies.33
In the passage under examination, however, Plutarch’s misrepresentation of
Chrysippus can be easily detected. The fact that Chrysippus rejected the notion
30 παραίτιον γενέσθαι παρανομήματος ἀπαγορεύει ὁ νόμος· καὶ τὸ ἀδικεῖν ἐστι παρανόμημα· ὁ
τοίνυν παραίτιος γενόμενος αὑτῷ τοῦ ἀδικεῖν παρανομεῖ εἰς ἑαυτόν· ὁ δὲ παρανομῶν εἰς ἕνα καὶ
ἀδικεῖ ἐκεῖνον· ὁ ἄρα καὶ ὁντινοῦν ἀδικῶν καὶ ἑαυτὸν ἀδικεῖ.
31 τὸ ἁμάρτημα τῶν βλαμμάτων ἐστί, καὶ πᾶς ἁμαρτάνων παρ’ ἑαυτὸν ἁμαρτάνει· πᾶς ἄρ’ ὁ
ἁμαρτάνων βλάπτει ἑαυτὸν παρὰ τὴν ἀξίαν· εἰ δὲ τοῦτο, καὶ ἀδικεῖ ἑαυτόν.
32 ὁ βλαπτόμενος ὑφ’ ἑτέρου ἑαυτὸν βλάπτει καὶ παρὰ τὴν ἀξίαν ἑαυτὸν βλάπτει· τοῦτο δ’ ἦν τὸ
ἀδικεῖν· ὁ ἄρ’ ἀδικούμενος καὶ ὑφ’ ὁτουοῦν πᾶς ἑαυτὸν ἀδικεῖ.
33 Babut, “Polémique et philosophie,” 25–43.
The Art Of Quotation 215
34 This is, to the best of my knowledge, the only Chrysippean fragment that bears a clear
indication of a direct confrontation with Plato’s tripartite soul. The analysis of the frag-
ments of Chrysippus’s On Soul preserved by Galen do not show any clear confrontation
with Plato’s theory of the soul, with the exception of one mention in a doxographical pas-
sage (PHP 3.1.10–15), which cannot be seen as a sign of a polemic against Plato.
35 Resp. 443c8–444a1. On Chrysippus’s concept of the soul see: Tieleman, Galen and
Chrysippus, 133–290; Gourinat, “Le traité de Chrysippe Sur l’âme,” 557–77.
36 Eth. Nic. 5.1, 1129b26–1130a13.
37 The Epitome of Arius Didymus confirms this Chrysippean idea: “everyone who makes
a ]moral] mistake (ἁμάρτημα) does so because of his own vice” (ap. Stob. 2.7.11d) and
“[Moral] mistakes are unjust actions and unlawful actions and disorderly actions” (ap.
Stob. 2.7.11e; trans. Inwood).
38 Ap. Stob. 2.7.5.b.1; De Stoic. rep. 7, 1034C; Ps-Andron. De affect. 2.7: “ἕξις ἀπονεμητικὴ τοῦ
κατ’ ἀξίαν ἑκάστῳ.”
216 Weisser
39 The law is defined in the Epitome of Arius Didymus as “the right reason (orthos logos)
which commands what is to be done and forbids what is not to be done” (ibid. 11i; trans.
Inwood).
40 De Stoic. rep. 17, 1041F; 9, 1035E.
41 De Stoic. rep. 22, 1045B; 9, 1036A.
42 De virt. mor. 442B; contra Babut, Plutarque, De la vertu éthique, 137–39.
The Art Of Quotation 217
Plutarch did not have a logical mind, and he didn’t tend to argue a case
logically; he had a vivid, pictorial, impressionistic mind. . . . Quotations
are actually part of this, the tools, sometimes bludgeons, by which he
makes his effects as with imagery, metaphor, smile, anecdote. . . . they are
used for their effect on the reader, not for their logical coherence.43
Contrary to the view that Plutarch simply drew his material from a preexist-
ing academic account listing different Stoics self-contradictions and that he
thus had only indirect knowledge of Stoicism,44 Babut, Hershbell, and Kidd
have argued that Plutarch demonstrates acquaintance with the content of the
books from which the passages are extracted.45 Nevertheless, any influence
of an academic polemic against the Stoics should not be excluded. Indeed,
according to Boys-Stones, Plutarch drew the content of the arguments against
Stoicism from an academic source but turned these arguments into self-con-
tradictions. In his eyes, the process of turning this source—whose structure
can still be identified in the thematic organization of Plutarch’s material—is
what conveys the impression of a somewhat rambling text, lacking in cohesion
and structure.46 It is then very plausible that Plutarch read most of the works
he mentions (or they were read to him), took notes, and excerpted many pas-
sages in his notebooks.47 Using his notes, and following in a rather free manner
the template of a previous anti-Stoic polemic (possibly of academic origin), he
composed his treatise, selecting from the texts copied into his notebooks the
ones that better supported his refutation. The similarity of the material with
arguments exposed in Against the Stoics on Common Conceptions and in some
other works seems to indicate that Plutarch was drawing from the same col-
lection of notes.48 Plutarch’s reliance on notebooks explains why Chrysippus’s
claims are so easily decontextualized, twisted, or misinterpreted, as this consti-
tutes a common feature of a work based on excerpta.49
Interestingly, this also seems to have been the procedure adopted in his anti-
Epicurean writings. The now-lost treatise, On Epicurean Self-Contradictions
(Lampr. 129), most likely followed the same structure and was also character-
ized by a multitude of quotations.50 The fact that Plutarch opted for an identi-
cal polemical strategy against both the Stoics and the Epicureans, although he
held the former in higher esteem, already suggests the existence of a specific
polemical genre that he indifferently adopted, his personal preferences not-
withstanding. These polemical writings, belonging most probably to the same
period of activity and dated to a relatively early stage of his career,51 may be
considered as training, or perhaps as a “classroom exercise,” in this specific
genre of polemic, which could ultimately serve as a basis for his more struc-
tured and constructed attacks.52 An examination of Galen’s polemic against
Chrysippus might provide further indications regarding this polemical pattern
that Plutarch endorses in his attack on Chrysippus.
53 Galen adduces around thirty verbatim fragments from Chrysippus’s On the Soul in PHP
2 and 3 (all of which are derived from the second part of the first book of Chrysippus’s
On the Soul) and around seventy quotations from On the Emotions. See Tieleman,
Chrysippus’ On Affections, esp. 89–196. Galen even suggests that he considers collecting
Chrysippus’s countless enantiologia in one single treatise, when he will have the leisure
to do so (PHP 4.4.1).
220 Weisser
54 οὐ γὰρ πώποτέ μ’ ὧδε θεᾶς ἔρος οὐδὲ γυναικὸς; θυμὸν ἐνὶ στήθεσσι περιπροχυθεὶς ἐδάμασσε.
55 See, for example, PHP 3.3.30; 3.4.14; 3.7.47; and Weisser, “The Dispute on Homer,” 175–97.
56 Galen repeatedly complains about Chrysippus’s nonscientific mode of argumentation.
He claims that since Chrysippus was unskilled in the useful parts of logic, he based his
demonstration on rhetorical premises and on the authority of nonexperts (see, inter alia,
PHP 2.2.5–8; 2.3.8–9; 2.4.3–4).
57 As in PHP 4.1.11–13.
58 PHP 4.1.14–15.
The Art Of Quotation 221
59 τὸ γὰρ ἄλογον τουτὶ ληπτέον ἀπειθὲς λόγῳ καὶ ἀπεστραμμένον τὸν λόγον, καθ’ ἣν φορὰν καὶ ἐν
τῷ ἔθει τινάς φαμεν ὠθεῖσθαι καὶ ἀλόγως φέρεσθαι ἄνευ λόγου <καὶ> κρίσεως· <οὐ γὰρ> ὡς εἰ
διημαρτημένως φέρεται καὶ παριδών τι κατὰ τὸν λόγον, ταῦτ’ ἐπισημαινόμεθα, ἀλλὰ μάλιστα
καθ’ ἣν ὑπογράφει φοράν, οὐ πεφυκότος τοῦ λογικοῦ ζῴου κινεῖσθαι οὕτως κατὰ τὴν ψυχήν, ἀλλὰ
κατὰ τὸν λόγον.
222 Weisser
After defining desire (ἐπιθυμία) in his first book On the Emotions as “irra-
tional striving” (ὄρεξις ἄλογος), he defines striving itself in the sixth of his
generic definitions as “a rational impulse (ὁρμὴν λογικήν) toward some-
thing that gives pleasure to the extent that it should” and he defines it
this way also in his work On Impulse. Therefore, the definition of desire,
when expanded, is thus: “Desire is an irrational (ἄλογος) rational (λογική)
impulse toward something that gives pleasure to the extent that it
should.” (PHP 4.4.2; trans. De Lacy, slightly modified)60
60 τὴν τοίνυν ἐπιθυμίαν ἐν τῷ πρώτῳ περὶ παθῶν ὁρισάμενος ὄρεξιν ἄλογον, αὐτὴν πάλιν τὴν ὄρεξιν
ἐν ἕκτῳ τῶν κατὰ γένος ὅρων ὁρμὴν λογικὴν εἶναί φησιν ἐπί τι<νος> ὅσον χρὴ ἥδοντος [αὐτῷ],
οὕτω δὲ αὐτὴν ὁρίζεται κἀν τοῖς περὶ τῆς ὁρμῆς, ὥστε τὸν τῆς ἐπιθυμίας ὅρον ἀναπτυσσόμενον
γίγνεσθαι τοιοῦτον· ἐπιθυμία ἐστὶν ὁρμὴ λογικὴ ἐπί τι<νος> ὅσον χρὴ ἥδοντος [αὐτῷ], ἄλογος.
Cf. Diog. Laert. 7.113, Arius Didymus ap. Stob. 2.7.9.
61 ἀλλὰ τὸ μὲν ἐν διαφέρουσιν ἤτοι βιβλίοις ἢ χωρίοις βιβλίων ἀναισθήτως ἔχειν τῆς ἐναντιολογίας
ἧττον δεινόν· ὅταν δ’ ἐν αὐτοῖς οἷς φθέγγεταί τις ἐναντία τε καὶ παντοίως μαχόμενα συμπλέξῃ,
συγχεῖ καὶ ταράσσει τὴν διδασκαλίαν ἐν τῷδε καὶ πολλὴν ἀπορίαν παρέχει τοῖς ἐξελέγχειν αὐτὰ
πειρωμένοις.
62 See Orig. De princip. 3.1.2–3 (LS 53 A); Philo Deus 35–46.
The Art Of Quotation 223
diction: desire can be both at the same time: logikos—that is, pertaining to a
rational animal, and alogos—that is, disobedient to and rejecting reason.
Despite the exploitation of apparent synonyms—which makes this kind of
argument tilt toward sophistry—by quoting long portions of Chrysippus’s text
in his refutation, Galen leaves the impression that he is working on the actual
premises of his opponent, or in other words, that he engages in a dialectical
argument.63
Galen’s refutation of Chrysippus by Chrysippus constitutes a destructive
step at the service of a positive program. As Galen states in On the Order of My
Own Books in explaining why he wrote medial polemical treatises: “Once the
wrong opinions have been refuted, then the exposition of the true ones is bet-
ter established” (2.17). The same motivation undoubtedly applies to his refu-
tation of Chrysippus.64 Once Chrysippus’s opinions have been refuted from
within, he can turn to the anatomical and philosophical proofs of the agree-
ment between Plato and Hippocrates on the powers that govern us.
5 Conclusion
The shared polemical formal framework that has emerged from the analysis
of Plutarch’s and Galen’s dispute against Chrysippus enables us to identify a
specific polemical pattern to which they both subscribe. In both cases quo-
tations are used as weapons in the discursive war waged against Chrysippus
and fuel the various accusations of inconsistency. Galen and Plutarch made
use of numerous quotations from Chrysippus toward the same objective: to
discredit him as a philosopher. According to the spectrum, described by André
Laks in this volume, extending from ‘polemic as attack’ to ‘polemic as critique,’
Plutarch’s and Galen’s polemic tilts obviously to the second extremity, as both
the charges of self-contradictions and the extensive resort to Chrysippus’s own
words aim at depicting him as a reckless thinker who is unable to formulate
coherent positions. Polemics through self-contradiction are prone to be textu-
ally based since it is the ipsa verba of the opponent that better supports the
63 Although Galen considered the demonstrative and scientific method to be the best suited
to any investigation, he nevertheless viewed the dialectical method as useful, as good for
training and for refuting the Sophists. See for example, PHP 2.3.9–14; 2.4.3–4; 2.8.1–2. See
Tieleman, Galen and Chrysippus, 14–23.
64 See PHP 2.4.1: “Since our purpose is to persuade not [the Stoics] only but also all others
who have been nurtured in fallacious habits of reasoning but whose minds are not yet
incurably perverted” (trans. De Lacy).
224 Weisser
case. By quoting the adversary’s own words, the polemicist creates the impres-
sion that he endorses the opponent’s own language, that he engages in a dia-
lectical controversy, whereas he is in fact often misrepresenting his opponent’s
position. Quotations are decontextualized and inserted into another discourse,
which rests on different assumptions, and whose terminology refers to differ-
ent concepts. Furthermore, quotations do not only constitute an adversarial
move but they also come out as a self-asserting tactic, as they bring to the fore
the epistemic authority of the polemicist and his intellectual elitism.65
In his introductory paper in this volume, André Laks has recalled Stenzel’s
scheme of the triadic structure of polemic, composed by the subject (here
Plutarch or Galen), the object (Chrysippus), and the public.66 The question
of the audience of these treatises is in fact closely tied to that of authority.
Plutarch’s and Galen’s choice to focus on a philosopher dead for a few hun-
dred years points at his prominent standing and authority within the Stoic
circles of their own time. Indeed, the reference to alternative Stoic exegesis of
Chrysippus’s words suggest that Chrysippus’s texts were read and commented
on both in and outside Stoic circles and that the contemporary Stoics engaged
in a lively debate with other philosophers.67 Plutarch and Galen, who recog-
nized other authorities—and especially that of Plato68—endeavor to under-
mine the prestige gained by Chrysippus in the intellectual arena of the time.
Lying behind Chrysippus, it is the Stoic tradition as a whole that is targeted, as
65 See for example, Quaest. conv. 5.3 (675D–677B); and Kidd, “Plutarch and His Stoic
Contradictions,” 292; and on Plutarch’s self-promotion, see Van Hoof, Plutarch’s Practical
Ethics, esp. 254–65.
66 Stenzel, “Rhetorischer Manichäismus,” 3–11.
67 Plutarch attests to the wide diffusion and the popularity of Chrysippus’s books and doc-
trine in Comm. not. 25, 1070E and De Stoic. rep. 23 1054D. The diffusion of Chrysippus’s
books by Galen’s time is also attested by the fact that Galen’s refutation is a reply to a
Sophist who has pointed out to him that it is impossible to “refute all that Chrysippus had
written concerning the fact that the heart alone in the body of an animal is the source of
the governing part” (PHP 3.1.7, cf. 3.7.18; but in 3.8.39 it is upon request of several of his
friends). On the contemporary aspect of Galen’s polemic, see also PHP 2.3.25–27; 2.4.28–
29; 2.5.22–25; 3.4.12–13; 4.5.1–2; 8.1.14 and 16; and Tieleman, “Galen and the Stoics,” 282–99.
68 Plutarch defends Plato and the Academic tradition against Chrysippus’s attacks in De
Stoic. rep. 14, 1039D–1040A and 15, 1040A–1041B; cf. Babut, Plutarque, Œuvres morales, 15.1,
158n151. According to Long (“Subtexts,” 122–24), there is, however, no evidence of a sus-
tained polemic against Plato in Chrysippus’s fragments, except in the case of On Justice
against Plato. The question of Galen’s philosophical affiliation is an intricate question
(see De Lacy, “Galen’s Platonism,” 27–39; Hankinson, “Galen’s Philosophical Eclecticism,”
3505–22); however, he is undoubtedly strongly committed to Plato’s psychology through
the first six books of his PHP.
The Art Of Quotation 225
shown by the easy shift from an attack ad hominem against Chrysippus to one
directed against a more general “they.”69 Thus, the war waged through quota-
tions is first and foremost one against authority and can be understood against
the backdrop of the prominent importance gained by the concept of authority
in the philosophy of the empire. In this regard, it is useful to consider this genre
of polemic in the larger context of the textual turn that occurred in the philo-
sophical landscape around the turn of the era and that is best illustrated by the
birth and blossoming of the commentary tradition on the works of Aristotle.70
The writing of commentaries and the reading and explanations of passages
in philosophical classrooms all point to a philosophical activity character-
ized by a growing dependence on authoritative texts. Textual polemic may
be considered as the other side of exegetical philosophy, as another facet of a
philosophical practice and reflection characterized by its dependence on the
texts of the authorities. Plutarch’s On Stoic Self-Contradictions may be unique
in its genre but only on account of the density of the various textually based
polemical strategies that it encapsulates. What is more, this assumption gains
confirmation from other polemics of the early empire that display a similar
polemical pattern. Suffice it here to mention the Against Apion by Plutarch’s
contemporary Josephus,71 Origen’s attack on Celsus,72 or again, at a later period,
Epiphanius of Salamis’s controversy with the heresies.73 These polemics pro-
ceed through numerous quotations of the opponents and recruit the different
charges of inconsistencies mapped out at the beginning of this survey. It seems
thus that Plutarch’s De Stoic. rep. and Galen’s PHP have to be situated in the
larger context of this polemical genre. The discursive war waged by means of
accusations of self-contradictions and quotations constituted thus an effective
device in fighting against competitive authorities as well as a powerful driving
force of controversies in a culture marked by an increasing return to the texts.74
69 As, for example, De Stoic. rep. 27, 1046E–F; 31, 1048C–E; 38, 1052D–B; 40, 1052E; Gal. PHP
2.3.25–27; 2.5.21; 2.5.64.
70 See Hadot, “Théologie, exégèse, révélation,” 13–64; Sedley, “Plato’s Auctoritas and the
Rebirth of the Commentary Tradition,” 111–29; Donini, “Testi e commenti,” 5027–100;
Snyder, Teachers and Texts; and Hatzimichali, “The Texts of Plato and Aristotle,” 1–27.
71 C. Apion. 1.253–287 (against Manetho); 2.137–139 (against Apion).
72 C. Cels., 1.8; 2.18; 2.23; 2.70; 3.63; 7.15; 7.66 (a reply to Celsus’s accusation of self-
contradictions), and 8.69.
73 Epiph. Adv. haeres. 46.3.1; 44.1.3; 21.6.1; 25.5.4; 31.33.3–34.1.
74 I am grateful to the participants of the conference as well as to the anonymous referees for
their valuable comments.
226 Weisser
Appendix
a Unless otherwise explicitly mentioned, all the accusations are leveled at Chrysippus.
Bibliography
Robert Lamberton
The Greeks were nothing if not agonistic, and whether philosophy was
born of rhetoric or rhetoric of philosophy, any argument—philosophical or
otherwise—addresses a previously existing argument (real or implied) and
hence an interlocutor, an antagonist, possibly a straw man, possibly a more
substantial and tangible presence. Many—perhaps most—philosophical
opponents are in the second category. They are named, and the positions
attacked or questioned are attributed (rightly or not) to a historical individual,
but there are many reasons for hiding the identity of the interlocutor. If we
believe the standard histories of Greek philosophy, the “invisible adversary”
of my title is no stranger to the philosophical discourse of the Greeks, and his
history is a long one. One thinks first, perhaps, of Aristotle. The arguments of
the Poetics, and particularly the peculiarly underargued notion of catharsis,
look like answers to a counterposition, but this is never identified, much less
described or addressed directly. If, as I think we would all agree, this figure who
needed to be answered but not named was Plato, then the adversarial nature
of Aristotle’s argument is restored, and the motivation of his decision to keep
his adversary anonymous can be plausibly explained.
Some 800 years after Aristotle’s one-sided exchange, Proclus, one of the last
“successors” to the chair of Platonic philosophy in Athens, engaged in a one-
sided polemic of a very different sort.1 One way to characterize this debate
would be to say that it was an exchange with the elephant in the room. If
that familiar metaphor refers primarily to the size and obtrusiveness of the
unnamed presence in question, the elephant has another quality that is per-
haps just as relevant here: his potential destructiveness. Had Proclus confronted
him directly, we might well be reading today not what Proclus wrote but at
best the equivalent of what (to cite an earlier example) Origen the Christian
1 Cf. Saffrey, “Allusions antichrétiennes,” 553–54. Saffrey’s article, which forms the basis of much
of this article, opens with this observation: “On chercherait en vain dans ses [i.e., Proclus’s]
écrits une réaction ouverte au christianisme.” Sincere thanks are due to the two anonymous
readers who commented on the text and pointed out several errors. I am especially indebted
to “Reviewer 1” for the reference to P. Hoffmann, “Un grief antichrétien chez Proclus,” which
I was unfortunately unable to incorporate here.
2 Cf. Lamberton, Proclus the Successor on Poetics and the Homeric Poems. Over the years during
which I worked on this text, translation, and commentary, the polemical nature of Proclus’s
arguments became increasingly unavoidable.
3 Saffrey, “Allusions antichrétiennes,” made a preliminary catalogue of these expressions in
Proclus and in his biographer, Marinus.
232 Lamberton
(1)
nature: Absolute fusion of subject and object; inspiration, possession
by the Muses, divine madness (μανία) filling the soul with symmetry
means: Symbols (σύμβολα), which are nonmimetic
examples: The song of Ares and Aphrodite (Od. 8. 266–366) and the
Deception of Zeus (Il. 14. 153–351)
(2)
nature: Again, fusion of knower and known—this poetry knows the
essential truth and loves to contemplate beautiful actions and accounts
of things
means: Apparently still nonmimetic, based on ἐπιστήμη
examples: The description of Heracles in the nekyia (Od. 11. 601ff.) and
unspecified Homeric passages
(3)
nature: This poetry is full of opinions (δόξαι) and imaginings
(φαντασίαι); it projects a false image of reality, and is further divided into
a. accurately mimetic (εἰκαστικόν)
b. illusionistic (φανταστικόν)
means: Mimetic, using
a. εἰκασία (representation) and
b. an apparent but not real ἀφομοίωσις (resemblance)
examples: a. heroes portrayed fighting or performing other activities
in character
b. descriptions of what appears to be—for example, the
sun rising “out of the sea” (Od. 3. 1)
4 This schematic presentation of Proclus’s division is based on pp. 1, 177–95 (Kroll) of the
Republic commentary.
The Invisible Adversary 233
Proclus divides the category of poetry along lines that can properly be called
semiotic. That is, he argues that poetry falls naturally into three categories
distinguished from one another by the way in which each designates what it
designates. Not surprisingly, these three categories form a hierarchy, and the
“highest” of the three is symbolic, representing what it represents nonmimeti-
cally by way of “symbols.” These peculiar entities have odd characteristics, and
they sometimes (but by no means always) represent by opposites—the tran-
scendent truths designated by the obscenity of the song of Ares and Aphrodite
are a good example. The median category is also nonmimetic, though the
details of its mode of representation are somewhat unclear. It seems, in any
case, to correspond roughly to didactic poetry. Finally, the third category is
mimetic, representing by likeness, and may be subdivided into (1) accurately
mimetic and (2) illusionistic poetry. This division, which is shown to be consis-
tent with what Plato has to say about poetry, is the tool that makes possible a
correct understanding of the Iliad and Odyssey.
The point that Proclus develops, based on this division, is essentially that
correct reading is tiered. The correct reader will recognize these differences,
will understand the first category of poetry κατὰ τὴν ἀπόρρητον θεωρίαν, and
will not make the mistake of literalism in contexts where a literal understand-
ing of the words of the text will lead to misinterpretation. The other two levels
do not present such hermeneutic challenges, but in a final swipe at misguided
readers, Proclus insists that the symbolic mode is the one that is most charac-
teristic of Homer and the mimetic the least characteristic (and the illusionistic
subcategory of the mimetic—category 3b—vanishingly rare).5 This, for better
or worse, is how Proclus saves Homer from Socrates’s blanket condemnation
of mimesis.
I think that this paraphrase of Proclus’s argument is a fair one. In any case, it
states what is argued and leaves in silence what Proclus’s far longer text leaves
in silence, and that is precisely what I would like to turn to now.
The argument as I have presented it advocates a mode of reading, a some-
what complicated, perhaps awkward mode of reading that seems at some levels
dependent on hermeneutic assistance. It is nevertheless a way of apprehend-
ing a text, or more specifically, of apprehending the text of Homer. The stated
adversary in this argument is the Socrates of the Republic, but the debate with
Socrates, while pervasive, is far from the whole story. It is never suggested that
Socrates is guilty of the sort of misreading that is targeted, and we must ask
ourselves just who the readers are who fail to read Homer as Proclus advocates
and why they are a concern to Proclus—and, finally, why the answers to these
questions are not to be found in Proclus’s text. Why is he not explicit in desig-
nating these opponents?
The answers to these questions are in part unique to Proclus’s prose, but
in part they lie in an elaborate code used by the later polytheist Platonists to
designate their Christian neighbors. This code has been studied for some forty
years now (since Henri-Dominique Saffrey’s 1975 article “Allusions antichré-
tiennes chez Proclus le diadoque platonicien”) but has not, to my knowledge,
been studied in specific contexts of argument for the light that it can throw on
those contexts. The discussion of poetics and of Homer in the Republic com-
mentary seems to offer an exceptional opportunity to do so.
Let me start with an image that is pervasive in Proclus’s text and that can
best be seen as an inherited trope. In one of his most famous pages, the poly-
theist historian Eunapius of Sardis described the destruction of the Serapeum
of Alexandria in 391 (two decades before Proclus’s birth), in the following
terms:
There can be no doubt just whom the “Giants” in this text represent, and the
term became virtually a kenning for the Christians in power in the prose of
the last polytheists, including Proclus and his biographer Marinus. Saffrey
singled out only the relatively colorful instances in Marinus, who in describ-
ing Proclus’s political enemies in Athens, refers to the πνεύματα τυφώνεια7 that
troubled his orderly life (and, one assumes, did little for his ἀταραξία) and to
the hostile “vulture-giants” (or “giant-vultures”?—γυπογίγαντες—a distinctly
Lucianic term) that harassed him. But “Giants” are lurking everywhere in the
sections of the Republic commentary on Homer and on reading myth,8 where
they provide a ready metaphor for arrogance, pretention, and incidentally, lack
of intellectual force. They piled Pelion on Ossa to displace the gods, and this
6 οὐ γὰρ ἔφθανεν ἐκεῖνος ἐξ ἀνθρώπων ἀπιών, καὶ ἥ τε θεραπεία τῶν κατὰ τὴν Ἀλεξάνδρειαν καὶ τὸ
Σεραπεῖον ἱερὸν διεσκεδάννυτο· οὐχ ἡ θεραπεία μόνον, ἀλλὰ καὶ τὰ οἰκοδομήματα, καὶ πάντα ἐγίνετο
καθάπερ ἐν ποιητικοῖς μύθοις, τῶν Γιγάντων κεκρατηκότων. Eunapius, Lives, 6.11.1 (p. 38, 11–15,
Giangrande). Cf. Becker, Eunapios aus Sardes, 72, 102–3.
7 Typhon, if not a Giant, is in Hesiod another child of Gaia with attributes similar to those of
his siblings.
8 Essay 5:1.51.11 (Kroll); Essay 6:1.74.12–16; 1.90.8–14; 1.104.1–4; 1.186.1–2.
The Invisible Adversary 235
pretention was born of ignorance, and so their attitude and actions provide a
concise image to evoke the activities and motivations of the Christians. But
note the specific form of ignorance denounced in this characteristic passage.
The point defended is that the myths themselves cannot be blamed for “error
regarding the divine,” and first among the defenses of myth, Proclus offers this:
It turns out that those who, on account of the visible fictions (τὰ φαινόμενα
πλάσματα) have treated with contempt the cult of the beings greater than
ourselves, were drawn into this unaccountable and Gigantic impiety
because they were ignorant of both the goal and the meaning of myth. If
myths have set up in front of themselves the whole apparatus they proj-
ect, rather than the truth that is rooted in secrecy, and use visible screens
for the concepts that are obscure and unknowable to the many . . . and if
these people, rather than search out the truth that lies within the myths,
are content with the curtain of mythic fabrications and, instead of puri-
fication of the intellect, encounter only fantastic and figurative concepts,
how can one blame the myths for their transgressions, rather than blame
those who misuse the myths for their errors concerning them?9
Here, I would argue, is the polemical subtext of this entire exercise in interpre-
tation that Proclus is undertaking, and this notion is supported not only by the
colorful equation of Giants and Christians but also by a host of other terms.
These are largely terms that form part of Proclus’s everyday language and
whose specific reference to his Christian antagonists here might be unclear
were it not for the existence of the code whose elucidation Saffrey began.
Probably the most frequent of these terms is the familiar οἱ πολλοί, which
occurs in the passage just cited (“the many”). It is certainly part of everyday
language and generally difficult (or at least embarrassing) to translate, stem-
ming as it does from a dismissive and class-bound attitude toward the great
9 πρῶτον μὲν ὅτι τοὺς διὰ τὰ φαινόμενα πλάσματα τῆς περὶ τοὺς κρείττους ἡμῶν κατολιγωρήσαντας
θεραπείας οὔτε τὸν σκοπὸν τῆς μυθοποιΐας οὔτε τὴν δύναμιν ἐγνωκότας εἰς ταύτην ὑπενηνέχθαι
τὴν ἀλόγιστον καὶ Γιγαντικὴν ἀνοσιουργίαν συμβέβηκεν. εἰ γὰρ οἱ μὲν μῦθοι τὴν προβεβλημένην
αὐτῶν ἅπασαν σκευὴν ἀντὶ τῆς ἐν ἀπορρήτοις ἱδρυμένης ἀληθείας προεστήσαντο καὶ χρῶνται τοῖς
φαινομένοις παραπετάσμασι τῶν ἀφανῶν τοῖς πολλοῖς καὶ ἀγνώστων διανοημάτων (καὶ τοῦτό ἐστιν,
ὃ μάλιστα ἐξαίρετον αὐτοῖς ἀγαθὸν ὑπάρχει, τὸ μηδὲν τῶν ἀληθῶν εἰς τοὺς βεβήλους ἐκφέρειν,
ἀλλ’ ἴχνη τινὰ μόνον τῆς ὅλης μυσταγωγίας προτείνειν τοῖς ἀπὸ τούτων εἰς τὴν ἄβατον τοῖς πολλοῖς
θεωρίαν περιάγεσθαι πεφυκόσιν), οἱ δὲ ἀντὶ μὲν τοῦ ζητεῖν τὴν ἐν αὐτοῖς ἀλήθειαν τῷ προσχήματι
μόνῳ χρῶνται τῶν μυθικῶν πλασμάτων, ἀντὶ δὲ τῆς καθάρσεως τοῦ νοῦ ταῖς φανταστικαῖς ἐφέπονται
καὶ μορφωτικαῖς ἐπιβολαῖς, τίς μηχανὴ τοὺς μύθους αἰτιᾶσθαι τῆς τούτων παρανομίας, ἀλλ’ οὐκ
ἐκείνους τοὺς κακῶς τοῖς μύθοις χρωμένους τῆς περὶ αὐτοὺς πλημμελείας. In Remp. 1.74.12–31
(Kroll).
236 Lamberton
unwashed that is hard to express in our own everyday speech without blatant
political incorrectness. Here, however, the reference is—exceptionally—quite
specific (at least for one segment of Proclus’s public) and provides an excellent
example of the creative ambiguity so carefully maintained here. At the same
time, the lines of demarcation between the “many” and the (implied) “few”
remain fluid and, all else being equal, might as easily exclude on the basis of
philosophical belief or of general education as of religion.
Elsewhere in the sixth essay of the Republic commentary, the term “hoi
polloi” repeatedly designates people whose errors regarding what Proclus
deems the correct reading of myth (and specifically poetic myth or Homeric
myth) can be seen to be those of Proclus’s Christian contemporaries. In the
conclusion of the section on representations of gods laughing or lamenting,
we find him observing this:
For the same reason, the mindless should not have knowledge of the
secret rites of the theurgists, and likewise they should not hear such fic-
tions as these. The witnessing of both these things in ignorance results in
a terrible and irrational violation of piety toward the divine in the lives
of the many.10
Needless to say, “the mindless” (οἱ ἀνόητοι) are the same people as hoi polloi
(“the many”), and we see once again that Proclus’s prose maintains a careful
ambiguity. The identification of the mistaken readers (or viewers) criticized
here remains clear to those who understand the code and unobjectionable
(and hopefully unobserved) to those who do not.
The vocabulary that Proclus uses to express the way myth (and in this
instance, the poetry of Homer) functions—projecting a “screen” (παραπέτασμα)
both to protect the true meaning from “the many” and to make it available to
the intellectually inclined, who will be puzzled by that screen of fiction and
motivated to look behind it—seems finally to be echoed by the rhetoric of the
essay itself. This rhetoric both conceals and reveals its true target—those des-
ignated by the code in other texts as οἱ ἐν τέλει—“those in power.”
The essay closes by calling attention to this double audience in a sentence
that must seem at odds with the notion of a published text: “Dear friends, may
10 Καὶ ὁ αὐτὸς τρόπος μήτε τῶν ἐν ἀπορρήτοις δρωμένων παρὰ τοῖς θεουργοῖς τοὺς ἀνοήτους ἐπαΐειν
μήτε τῶν τοιούτων πλασμάτων. ἡ γὰρ ἄνευ ἐπιστήμης τούτων ἀμφοτέρων ἀκρόασις δεινὴν καὶ
ἄτοπον ἐργάζεται σύγχυσιν ἐν ταῖς τῶν πολλῶν ζωαῖς τῆς περὶ τὸ θεῖον εὐλαβείας. In Remp.
1.128.19–23 (Kroll).
The Invisible Adversary 237
He often used to say, “If I were in control, of all the ancient books I would
keep in circulation only the [Chaldaean] Oracles and the Timaeus and I
would hide all the rest from the people of today because some of those
who approach them casually and without interrogating and interpreting
them properly are actually harmed.”12
In correcting the Socrates of the Republic and in reconciling him with Homer
and Homer with Plato, Proclus writes as a champion of the sort of notion of
an integral Hellenism that has been attributed to Julian13 and to other fourth-
and fifth-century polytheist Platonists. Even his most unexpected move in the
sixth essay—the concession to Socrates that Homer is unfit for education (pre-
sumably because reading him requires too much hermeneutic assistance)—
implies and points to the hostile Christian environment in which Proclus
worked, where classroom hermeneutics was inevitably in the hands of a new
and remarkably capable interpretive community.
11 Ταῦτα, ὦ φίλοι ἑταῖροι, μνήμῃ κεχαρίσθω τῆς τοῦ καθηγεμόνος ἡμῶν συνουσίας, ἐμοὶ μὲν ὄντα
ῥητὰ πρὸς ὑμᾶς, ὑμῖν δὲ ἄρρητα πρὸς τοὺς πολλούς. In Remp. 1.205.12–13 (Kroll).
12 Εἰώθει δὲ πολλάκις καὶ τοῦτο λέγειν, ὅτι κύριος εἰ ἦν, μόνα ἂν τῶν ἀρχαίων ἁπάντων βιβλίων
ἐποίουν φέρεσθαι τὰ Λόγια καὶ τὸν Τίμαιον, τὰ δὲ ἄλλα ἠφάνιζον ἐκ τῶν νῦν ἀνθρώπων, διὰ τὸ
καὶ βλάπτεσθαι ἐνίους τῶν εἰκῆ καὶ ἀβασανίστως ἐντυγχανόντων αὐτοῖς. Marinus, Vit. Proc. 38
(the end of the essay).
13 See Athanassiadi-Fowden, Julian and Hellenism, 123–125 passim.
238 Lamberton
The rhetorical strategies I have been describing seem to have made it pos-
sible for Proclus not only to communicate to his sympathetic, polytheist read-
ers the raw facts of the situation—that it was essentially a hermeneutic failure
that was resulting in the neglect of cult and the destruction of the temples—
but at the same time to shield the most dangerous implications of that idea
from readers who might well have responded by silencing him.
Bibliography