DELWYN
G . FREDLUND
AND JAMSHEDU. HASAN
Departmetzt of Civil Etrgitieeritig, Utiiversiiy of Suskatclre~vatz,Saskrrtoori, Sask., Catiada S7N 0 WO
Received October 4, 1978
Accepted March 28, 1979
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L'article prksente une thiorie de consolidation unidimensionnelle pour les sols non saturks.
Les hypothkses faites sont conformes h celles utilisees dans la thCorie conventionnelle pour les
sols saturCs, avec I'hypothkse additionnelle de la continuit6 de la phase gazeuse. Deux equations
aux dCrivees partielles sont Ctablies pour dCcrire les phCnomknes transitoires qui rCsultent de
For personal use only.
-
AV associated with the application of an externally
applied load. An example problem is included to
demonstrate the solution of the above equations.
SOIL STRUCTURE
Physical Requirements for the Formulation
The state of stress in an unsaturated soil can be
described by any two of a possible three stress state
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[ I ] AV/V = av,p + A V , ~
where V = overall volume of the soil element;
PHASE Vw = volume of water in the soil element; and V , =
volume of air in the soil element.
If any two of the volume changes are known, the
third can be computed. In other words, it is necessary
to have two constitutive equations to define volume
change behavior in unsaturated soils.
Fredlund and Morgenstern (1976) proposed and
tested constitutive relations to link the stress and
FIG. 1. Constitutive surfaces for the various phases of an deformation state variables. The proposed constitu-
unsaturated soil.
tive relationship for the soil structure is given by [2]
and the relationship for the water phase is given by [3]
under applied stress gradients (i.e., soil particles and (Fig. 1).
contractile skin or air-water interface) and two
phases that flow under applied stress gradients (i.e., [2] +
A V / V = mlsd(o - Z I ~ ) m Z ~ L I -
( Uilw)
~
air and water). Fredlund and Morgenstern (1976)
[3] A V,/ V = V Z ~ ~ C-/ ( C + m 2w~l(~,
- u,")
also proposed and experimentally tested constitutive
relations for volume change in unsaturated soils. In where in: = compressibility of the soil structure
addition, the continuity requirements for an element when cl(u, - u,) is zero; mz" compressibility of the
of unsaturated soil were outlined. The description of soil structure when d(o - 11,) is zero; mlw = slope of
the stress, continuity, and constitutive relations, and the (o - 11,) plot when d(u, - 11,~)is zero; and mzw=
suitable flow and compressibility laws for air and slope of the (u, - 11,) plot when d(o - u,) is zero.
water, provide the necessary physical requirements The constitutive relationship for the air phase is the
for a more rigorous formulation of transient pro- difference between [2] and [3] because of the con-
cesses in unsaturated soils. tinuity requirement.
This paper presents a general one-dimensional
consolidation (or swelling) theory for unsaturated [4] AV,/ V = nzlncl(o - u,) + mzad(ua - u,)
soils within a theoretical framework similar to that where mla = slope of the (o - u,) plot when
for saturated soils. As well, equations are derived to &u, - uw)is zero, and r?zza = slope of the (u, - tr,)
predict the initial air and water boundary conditions plot when d(o - u,) is zero.
FREDLUND AND HASAN 523
MASS ENTERING
FIG. 2. A referential element in the soil mass.
where S = initial degree of saturation, and B,, =
pore-pressure coefficient equal to A~lu,/Au,. The simultaneously to give the water and air pressures at
above listed physical relationships are sufficient to any elapsed time.
derive the one-dimensional consolidation (or swell- Water Phase Pcrrtial D~fferentialEquation
ing) equations and the pressure boundary condition Let us consider a referential soil element as shown
equations for an unsaturated soil. in Fig. 2. The water phase is assumed incompressible.
For the consolidation process, water flows out of the
Derivation of the Consolidation Equations element with time. The constitutive relationship for
The one-dimensional consolidation equations for the water phase defines the volume of water in the
unsaturated soils are derived using the conventional element for any combination of total, air, and water
assumptions for Terzaghi's consolidation theory pressures. The volume of water entering and leaving
with the following additions: the element in the y-direction is described by Darcy's
(i) The air phase is continuous. law as:
(ii) The coefficients of permeability with respect to [9] Volume entering = (-k,/y,)(au,/dy) dx dz
water and air, and the volume change moduli remain The net flux of water in the element is:
constant during the transient processes.
(iii) The effects of air diffusing through water and
the movement of water vapor are ignored. Equation [lo] can be equated to the constitutive
The above assumptions are not completely accu- relationship for the water phase ([3]) in accordance
rate for all cases; however, they are reasonable for a with the continuity requirement ([I]).
first attempt to derive a general consolidation theory
for unsaturated soils.
After applying a load to an unsaturated soil, there
will be a dissipation of the excess pore-air and pore-
water pressures. In order to compute these values as For the consolidation process the change in total
a function of time, it is necessary to have two stress with respect to time is set to zero. Simplifying
equations. This is accomplished by independently and rearranging [I I], the water phase partial differen-
considering the continuity of the water and air tial equation can be written:
phases. Then the derived equations are solved [12] auw/at = - cW(au,/at) +~,~(a~~,/ap)
524 CAN. GEOTECH. J. VOL. 16, 1979
stant approaches zero and [12] reverts to Terzaghi's The change in total stress with respect to time can
one-dimensional consolidation equation. The fact be set to zero for the consolidation process. Simpli-
that the air phase cannot remain continuous as a soil fying and rearranging [19], the air phase partial
goes towards saturation is a physical restriction; differential equation can be written as follows.
however, it does not pose a mathematical problem.
Equation [12] also reverts to Terzaghi's equation
whenever the air pressure induced is small.
[18]
d(Va/V) - - DRB d2tla
dt wp dy2
+ (1 P S)n at
- alla
- [22] Tw = cvwt/H2
I I 1 1 1 1 1 1 1 I I I 1 1 1 1 1 1 I I 1 1 1 1 1 1 1
0.1
0.2
Cw
C,
RANGING
RANGING
FROM
FROM
0.0 TO
0.0 TO
5.0
1.0 -1
0.3
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0.4
0.5
0.6
0.7
ALL Ca VALUES
0.8
0.9
I I 1 1 1 1 1 1 1 I
0.01 0.I 1.o 10
TIME FACTOR ( WATER PHASE
For personal use only.
FIG. 3. Dimensionless time factor versus degree of consolidation curves for the water phase.
I
I the dimensionless time factor with respect to the air during the process. The derivations follow a form
phase are defined as: similar to that presented above but the coefficients of
permeability are treated as variables during differen-
tiation. The pore-water partial differential equation
now becomes:
and
\
\
\ C, RANGING FROM 0.0 TO 5 . 0
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unsaturated soil, instantaneous compression occurs Equation [28]involves two unknowns (i.e., Au, and
under undrained conditions and excess pressures are Au,) and therefore another equation is required for
induced in the air and water phases. Two equations its solution. A second equation is also logical since
are necessary to predict the relative magnitudes of only one of two necessary constitutive relations has
the excess pore-air and pore-water pressures. The been used in formulating [28].The second constitutive
pore pressures depend upon the compressibility of relation can be incorporated by considering the
the soil structure, the air and water phases. In addi- continuity of the air phase. Volume change described
tion, the contractile skin has an effect on the relative by the compression of the air phase must equal the
changes in the pore-air and pore-water pressures. volume change defined by the air phase constitutive
The induced pore pressures form the boundary con- relationship.
ditions for the consolidation process.
The overall continuity requirement for the soil
+
[29] mlaA(o - 11,) tn2"A(u, - 11,) =
requires that the compression of the soil structure +
[(I - S)n/(lL ~~,trn>lAli,
must equal the compression associated with the Simplifying [29] and solving for the change in
pore-fluid phases. This is satisfied by equating [2]and pore-air pressure gives:
[8] and using the water phase as the reference phase
for the pore-fluid pressure (Fredlund 1976).
[27] tnlsA(o - u,) + m?8A(ua - u,) =
I N I T I A L STRESS
POINT
INSTANT AFTER
INITIAL CONDITIONS
LOADING \ .
'RESS
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I CHANGE IN PRESSURES I I /
Example Problem
An example problem is solved to demonstrate the
For personal use only.
NOTES:S = 50%; ,I = 50%; m l a = 0.0008 in.l/lb (1.16 X lo-' m2/kN); ntlS = 0.001 in."lb (1.45 X m2/kN); R. = -0.01 ; Rw = 0.5; and Rs =0.5.
*Gauge.
I A u = 100 PSI ( 6 9 0 k P a )
\
A u w - 4 4 PSI ( 3 0 3 kPa)
A u =~6 PSI ( 4 1 kPa
rn: = 0.001 IN.^ / L B ( 1.45 x M2 / k N
70 S=50%
TIME FACTOR
FIG.9. Percent mid-plane pore-air and pore-water pressure versus time factor.
For personal use only.
FIG. 10. Dimensionless isochrones for the water phase. FIG. 11. Dimensionless isochrones for the air phase.
Fig. 8. It also shows a slight deviation from the and pore-air pressures plotted against the dimen-
Terzaghi solution for saturated soils. It should be sionless time factors for both of the fluid phases.
noted that the c," term has been assumed constant Dimensionless isochrones for both the water and the
during the consolidation process. To do this, the air phases are shown in Figs. 10 and 11 respectively.
absolute air pressure has been set to a constant equal The plots show only slight deviations from the con-
to the average air pressure during the consolidation ventional Terzaghi plots. Other example problems
process. The error involved for this example problem have shown the interaction effects between the air
is negligible. and water phase partial differential equations to be
Figure 9 shows the percent mid-plane pore-water more extreme.
CAN. GEOTECH. J. VOL. 16, 1979
t iAz
-I6'
-16 A
I
U",(Itl,j)
I
1 -I6
u," ( I , ] )
*
U,"(I,J+l)
I ,
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WATER PHASE
Figure A1 shows the finite difference grids for the The ~ , w A t / ( A y )term
~ has been set to 0.25 for the
. problem and defines the related variables.
example solution of the example - -problem.
Following are the finite difference forms for the
Finite Difference For177 of'tlze Air Phase Partial
partial differential equations.
Differential Equation
Finite D~fferenceFor117 of the water P / ? ( I sPartial
~ [A21 Lla(i,j + 1) = Ll,(i,j ) - C,[u,(i, j + 1)
DifJerential Equation - + +
uJi, j)] cVaAt/(Ay)'[ua(i 1,j )
+ + +
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