Objective: To examine the prevalence of depressive symptoms in adults with spina bifida and identify
contributing factors for depressive symptomatology. Method: Retrospective Cohort Study. Data collec-
tion was conducted at a regional adult spina bifida clinic. A total of 190 charts from adult patients with
spina bifida were included. The main outcome measures were the Beck Depression Inventory–II (BDI-II)
and the mobility domain of the Craig Handicap Assessment Reporting Technique–Short Form (CHART-
SF). Results: Of the 190 participants, 49 (25.8%) had BDI-II scores (14⫹) indicative of depressive
symptomatology. Sixty-nine (36.3%) were on antidepressants to treat depressive symptoms, and 31
(63.3%) of those with clinical symptoms of depression were on antidepressants. Participants with a
history of depressive symptoms may be as high as 45.7% if both participants with BDI-II scores 14⫹ and
those with antidepressant use specifically for the purposes of depression treatment are combined. In this
population, lower CHART-SF mobility score, expressing “emotional concerns” as a reason for the visit
on an intake sheet, and use of antidepressant medications were significantly associated with depressive
symptoms. Conclusions: Depressive symptomatology appears to be common and undertreated in this
cohort of adults with spina bifida, which may warrant screening for emotional concerns in routine clinic
appointments. Significant depressive symptoms are associated with fewer hours out of bed and fewer
days leaving the house. Additional research is needed to assess the impact of interventions directed
toward mobility on depression and in the treatment of depression in this patient population.
Impact and Implications • This study adds to the literature by demonstrating that depressive
• Although studies have described depressive symptoms in individuals symptoms are common and potentially undertreated in the adult spina
with spina bifida below age 25, this study extends these findings into bifida population.
adults age ⱖ25 (and up to age 77). This represents a fairly new • An implication for clinical practice is that screening adults with spina
cohort, given that only in recent decades have individuals with spina bifida with a single question about having emotional concerns is
bifida begun to have life expectancy that extends into adulthood. warranted.
This article was published Online First July 6, 2015. Medicine; Diane M. Collins, Department of Occupational Therapy,
Brad E. Dicianno and Nicholas Kinback, Department of Physical University of Texas Medical Branch.
Medicine & Rehabilitation, University of Pittsburgh School of Medi- Funding for this article was received from R-25 MH 54318-18 National
cine; Melissa H. Bellin, School of Social Work, University of Mary- Institutes of Mental Health Undergraduate Fellowship Program in Mental
land; Laurie Chaikind, Kennedy Krieger Institute, Baltimore, Maryland; Health Research. We would also like to acknowledge Bre Evans for
Alhaji M. Buhari, Department of Physical Medicine & Rehabilitation, assistance with manuscript preparation, Derrick Gaines for help with data
University of Pittsburgh School of Medicine; Grayson N. Holmbeck, entry, and Mary Synnott for database management.
Department of Psychology, Loyola University Chicago; T. Andrew Correspondence concerning this article should be addressed to Brad E.
Zabel, Department of Psychiatry and Behavioral Sciences, Johns Hop- Dicianno, MD, Department of Physical Medicine & Rehabilitation, Uni-
kins University School of Medicine; Robert M. Donlan, Department of versity of Pittsburgh School of Medicine, 3471 Fifth Avenue, Suite 202,
Physical Medicine & Rehabilitation, University of Pittsburgh School of Pittsburgh, PA 15213. E-mail: dicianno@pitt.edu
246
DEPRESSIVE SYMPTOMS IN ADULTS WITH SPINA BIFIDA 247
2000; Wong & Paulozzi, 2001). However, individuals with SB symptomatology, but the lack of statistical significance may be
This document is copyrighted by the American Psychological Association or one of its allied publishers.
often encounter ongoing and complex health and rehabilitative because of the small sample size (n ⫽ 7; Berbrayer, 2013). In
needs, as well as impairments in cognitive and psychosocial func- summary, research on mental health outcomes among those with
tioning. Delays in skill development for independence, self- SB has been limited in the scope of factors included in models,
management, and community integration are also evident among included small samples, and primarily focused only on individuals
adolescents (age 10 –19) and emerging adults (age 18 –25; Arnett, in the adolescent and emerging adulthood developmental period.
2000; Bellin et al., 2011; Sawin et al., 2009). Cross-sectional In this study we aim to address these gaps in science by
research on psychosocial challenges experienced by adults (age examining the prevalence of depressive symptoms and factors
25⫹) with SB suggests social seclusion, decreased employment associated with depressive symptoms in a large sample of
opportunities, low rates of independent living, physical pain, and community-based adults with SB in the United States. Because
health risk behaviors, including poor eating choices and a seden- more severe physical limitations are thought to negatively impact
tary lifestyle, are prevalent and may heighten risk for distress functional independence, quality of life, and depressive symptoms
(Bellin et al., 2011; Bellin, Dicianno, et al., 2013; Dicianno et al., (Dicianno, Gaines, Collins, & Lee, 2009; Dicianno et al., 2008;
2008; Holmbeck et al., 2010; Sawyer & Macnee, 2010; Soe, Hayter & Dorstyn, 2014; Hetherington, Dennis, Barnes, Drake, &
Swanson, Bolen, Thibadeau, & Johnson, 2012; Zebracki, Zacca- Gentili, 2006; Zukerman, Devine, & Holmbeck, 2011;), it was
riello, Zelko, & Holmbeck, 2010). hypothesized that clinical factors indicative of greater SB severity
The limited literature available on mental health outcomes in the (higher lesions, positive shunt history) and decreased mobility
SB population identifies an increased risk for internalizing disor- would be significantly associated with depression symptoms.
ders among adolescents compared with typically developing peers,
as well as to peers with a disability (Appleton et al., 1997;
Holmbeck et al., 2010; Holmbeck & Devine, 2010). Adolescents Method
with SB report greater anxiety and lower overall quality of life The local institutional review board approved all procedures for
than their peers with an early onset spinal cord injury (Flanagan, this study. A retrospective review was conducted of charts from
Kelly, & Vogel, 2013). Preliminary studies reveal as many as 13% one university adult outpatient SB clinic directed by a physiatrist.
to 18% of adolescents (Sawin, Brei, Buran, & Fastenau, 2002) and This clinic provides routine care as the only regional SB clinic for
41% to 48% of emerging adults with SB present with depression adults. All data were collected as part of routine clinical practice
scores above the clinical cutoff on the Hopkins Symptom Check- but were also analyzed as part of this study. This dataset was also
list (Bellin et al., 2010; Kalfoss & Merkens, 2006). In contrast, used in previous work (Dicianno, Gaines, Collins, & Lee, 2009;
11% of adolescents in the general population experience a major Garcia & Dicianno, 2011; Stepanczuk, Dicianno, & Webb, 2014).
depressive episode before adulthood (National Institute of Mental Data gathered at every visit included the following self-assessment
Health, n.d.), and 10.9% of emerging adults have depression surveys: Beck Depression Inventory–II (BDI-II; Kuhner, Burger,
symptoms defined as meeting Behavioral Risk Factor Surveillance Keller, & Hautzinger, 2007), Craig Handicap Assessment Report-
System criteria for either major depression or “other depression” ing Technique–Short Form (CHART-SF; Walker, Mellick,
(Centers for Disease Control and Prevention, 2010a). Brooks, & Whiteneck, 2003), and an intake form collecting the
These disparities have generated calls for longitudinal studies reasons for the visit. Each participant in this study completed all
that delineate the trajectories of mental health outcomes from a three surveys during one singular visit; therefore, the surveys were
life-span perspective (Holmbeck & Devine, 2010). Yet, the ma- gathered for each individual at one point in time. All data were
jority of mental health research in SB has focused on child, gathered from comprehensive annual visits rather than from
adolescent, and emerging adult developmental periods. Because follow-up visits related to a specific medical issue. All clinical
findings from the general population suggest that depressive epi- visits took place between 8/1/2005 and 6/22/2011.
sodes are more likely in adults who were symptomatic in adoles- Age, sex, race, shunt history (yes/no), and medications were
cence (Harrington, Fudge, Rutter, Pickles, & Hill, 1990; Rao et al., also gathered from patient charts. Motor level of lesion (LOL) was
1995), identifying risk and protective mechanisms associated with defined as the lowest motor level on physical exam that had
psychological functioning is the first step in developing tailored antigravity strength and was grouped as cervical, thoracic, lumbar,
clinical programs for this vulnerable population. sacral, and normal. It has been shown that higher LOL correlates
248 DICIANNO ET AL.
with neurobehavioral outcomes in a wide variety of domains were allowed. Individuals were allowed to rank their concerns or
(Fletcher et al., 2005). give them equal weight. The responses were treated as ordinal
variables in the analysis.
Inclusion Criteria During patient visits, the physiatrist documented medical history
of clinical depression and purposes for all medications taken. In
Participants were included if they met these criteria: (a) primary the chart review, use of antidepressants, antiepileptic medications,
diagnosis of spina bifida cystica or occult spina bifida with an pain medications (narcotics, NSAIDs, corticosteroids, tricyclics),
underlying neurological abnormality, and (b) 18⫹ years of age. and anxiolytics was recorded. Given the potential for overlap
between treatment of pain and seizures with depression or anxiety,
Exclusion Criteria antidepressant medication use was counted as a treatment for
depressive symptoms only for individuals who corroborated hav-
Participants’ charts were excluded if the patient was deceased or
ing a history of depression during their appointment (all patients
if they had insufficient data for analysis. A proxy was permitted to
are routinely asked this question) or for those who had a history of
physically help patients complete the BDI-II if they had trouble
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
(p ⫽ .0004). Table 4 displays individual analyses of maximum Emotional concern Severe 16.816 4.181 67.632
This document is copyrighted by the American Psychological Association or one of its allied publishers.
likelihood estimates with associated p values. The remaining in- Note. BDI-II ⫽ Beck Depression Inventory–II; CHART-SF ⫽ Craig
dependent variables, including LOL and shunt status, were not Handicap Assessment Reporting Technique–Short Form.
significantly associated with depression score. The classification
on antidepressants for prior depressive symptoms. Therefore, the or improving treatment plans for individuals already identified as
number of patients with a history of depressive symptoms may be having depressive symptoms may be warranted.
as high as 45.7% (n ⫽ 87/190) if both participants with BDI-II The hypothesis that SB severity indicators (higher LOL and
14⫹ and those with antidepressant use specifically for the pur- shunt history) would be associated with depression score was not
poses of depression treatment are combined. A scoring method that supported. In other research, a higher LOL (e.g., lumbar and
minimized false negatives was used; however, even if higher above) is generally associated with greater deficits in self-
cutoffs had been used, the high prevalence suggests screening for management competencies (Bellin et al., 2011) and functional
depressive symptoms is warranted in clinical encounters with this independence (Hetherington et al., 2006). These limitations have
population. been found to create barriers to community participation, nega-
Our finding that severe depression symptoms is significantly tively impact quality of life (Pit-ten Cate, Kennedy, & Stevenson,
associated with emotional concerns as a reason for a visit is 2002) and self-worth (Sawin, Buran, Brei, & Fastenau, 2003), and
particularly noteworthy because many clinicians do not address heighten vulnerability to distress. It is likely that depression cor-
psychological functioning with patients— either because they are relates with LOL only indirectly because of the LOL’s effect on
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
uncomfortable asking, they forget, or they do not have time to mobility. Because adequate self-management skills appear to have
This document is copyrighted by the American Psychological Association or one of its allied publishers.
administer a full survey (Simon & VonKorff, 1995). It is therefore a protective effect on depressive symptoms (Bellin, Dosa, et al.,
possible that a single question about whether patients have “emo- 2013), tailored skill-building interventions for independence and
tional concerns” may serve as a screening tool that could be self-management may protect against depressive symptoms.
specific for those with severe symptoms. However, more extensive Of the BDI-II symptoms reported, low energy (53%), sleep
screening is needed to detect those with mild or moderate symp- disturbance (47%), and fatigue (44%) were the most common. The
toms. Single item symptom indicators and screening tools have frequency of passive suicidal thoughts, that is, “I have thoughts of
been a focus of research (Sawin & Bellin, 2010) in the SB killing myself but would not carry them out” on the BDI-II was
population in areas such as quality of life but not yet in the area of one of the least frequently reported symptoms at 12.6%. No
depression. Developing effective screening processes are the first individuals indicated active thoughts, that is, “I would like to kill
step in achieving the goal of “Healthy People 2010” (CDC, 2010b) myself” or “I would kill myself if I had the chance.” Low energy
and fatigue could be explained by the increased energy demands
to reduce the proportion of adults with depressive symptoms that
for ambulation. Inevitably, some overlap with depressive symp-
prevent them from being active.
tomatology and sleep disturbance exists, but sleep disturbances are
This study also showed that low CHART-SF mobility score was
also prevalent in SB compared to the general population (Edel-
significantly associated with severe depression score. Although
stein, Cirino, Hasher, Fletcher, & Dennis, 2012). Chiari II malfor-
associations between mobility and depression have been previ-
mation is common in SB and is associated with central apnea,
ously studied in the broader population of adults with various
central hypoventilation syndrome, and obstructive apnea (Kirk,
mobility impairments (Hughes, Nosek, & Robinson-Whelen,
Morielli, & Brouillette, 1999). Thus, a targeted review of systems
2007; Myaskovsky et al., 2011), we were particularly interested in
should likely include questions about suicidal thoughts and sleep.
the SB population given the pediatric onset of physical limitations.
Crisis plans should be in place for any individuals with active
To our knowledge, there are no other comparable investigations in
suicidal thoughts. Sleep apnea should be ruled out if clinically
adults with SB. A low mobility dimension score reflects fewer indicated.
hours out of bed and fewer days leaving the house, possibly
implying that barriers to care and ambulation are associated with
depressive symptoms. The finding that decreased mobility is as- Limitations
sociated with severe depressive symptoms is supported by a pre- Results from this study cannot be generalized to all adults with
vious study that found full-time wheelchair users to have a reduced SB. The distribution of age in this population was skewed toward
quality of life compared with ambulators and part-time wheelchair younger ages, with the majority falling between 18 and 30 years
users (Dicianno, Bellin, & Zabel, 2009). Although social integra- old. This cohort is also disproportionately Caucasian; however,
tion has been demonstrated to be uniformly low regardless of SB much of the research in self-management and psychological symp-
ambulation ability (Dicianno et al., 2009), social avoidance be- toms in SB has included a high percentage of non-Hispanic Cau-
cause of depressive symptoms may explain why the CHART-SF casian participants (Buran, Sawin, Brei, & Fastenau, 2004; Dici-
mobility dimension instead is associated with depression. Taken anno, Gaines, et al., 2009; Holmbeck et al., 2010; Zukerman et al.,
together, these findings suggest that treatments aimed to improve 2011). To our knowledge, this is one of few studies to evaluate
mobility may play a role in reducing depressive symptoms, or such a large cohort of participants with SB with ages extending
alternatively, that treating depression could have a positive impact into older adulthood.
on mobility. The scores seen on the BDI-II were quite variable. A relatively
A third clinically important finding is that use of an antidepres- large number of participants had a BDI-II total score of zero,
sant medication was associated with moderate and severe depres- which is common on the BDI-II and may indicate poor low-end
sive symptoms but not mild symptoms. Mild symptoms often do specificity, or responding in a “fake good” manner (Beebe, Finer,
not warrant treatment with medications, but many individuals with & Holmbeck, 1996). Another less likely explanation is that pa-
moderate and severe symptoms who are being treated pharmaco- tients have a high degree of emotional resiliency and sufficient
logically continue to be symptomatic and thus may be under- coping mechanisms (Hayter & Dorstyn, 2014). On the other hand,
treated. It was not possible to determine whether participants were those reporting higher scores may have been overreporting symp-
taking their medications consistently. More attention to modifying toms, which has been previously been demonstrated with pain
DEPRESSIVE SYMPTOMS IN ADULTS WITH SPINA BIFIDA 251
scores and psychological symptoms in participants with physical velopmental Medicine & Child Neurology, 53, 647– 652. http://dx.doi
disabilities and chronic pain (Engel, Wilson, Tran, Jensen, & Ciol, .org/10.1111/j.1469-8749.2011.03938.x
2013; Gendelman et al., 2009). Likewise, somatic symptoms can Bellin, M. H., Dicianno, B. E., Osteen, P., Dosa, N., Aparicio, E., Braun,
also inflate BDI-II score (Thombs et al., 2010). However, the P., & Zabel, T. A. (2013). Family satisfaction, pain, and quality-of-life
percentage of participants in this study with BDI-II 14⫹ is high, in emerging adults with spina bifida: A longitudinal analysis. American
even when compared with what has been demonstrated in condi- Journal of Physical Medicine & Rehabilitation, 92, 641– 655. http://dx
.doi.org/10.1097/PHM.0b013e31829b4bc1
tions like diabetes (Gendelman et al., 2009), suggesting that symp-
Bellin, M. H., Dosa, N., Zabel, T. A., Aparicio, E., Dicianno, B. E., &
toms were less likely because of somatic complaints alone. Finally,
Osteen, P. (2013). Self-management, satisfaction with family function-
a total of 30 charts were excluded because of incomplete BDI-II ing, and the course of psychological symptoms in emerging adults with
scores. If cognitive impairments prevented some individuals from spina bifida. Journal of Pediatric Psychology, 38, 50 – 62. http://dx.doi
understanding the questions, then the results may be less applica- .org/10.1093/jpepsy/jss095
ble to this group. Having a proxy assist with survey completion Bellin, M. H., Zabel, T. A., Dicianno, B. E., Levey, E., Garver, K., Linroth,
could also influence the results. In this study, however, only 2 R., & Braun, P. (2010). Correlates of depressive and anxiety symptoms
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
individuals had motor impairments (e.g., cervical level of lesion) in young adults with spina bifida. Journal of Pediatric Psychology, 35,
This document is copyrighted by the American Psychological Association or one of its allied publishers.
that impacted writing ability. More work is needed to determine 778 –789. http://dx.doi.org/10.1093/jpepsy/jsp094
whether asking about “emotional concerns” as a reason for the Berbrayer, D. P. R. (2013). Depression and functional independence,
visit could be a sensitive screening for individuals who cannot education, and employment in adults with spina bifida case control
complete a full survey. quantitative study. PM&R, 5(Suppl. 9), S200.
It is also important to note that a mean age of 33.6 (SD ⫽ 11.1) Bowman, R. M., McLone, D. G., Grant, J. A., Tomita, T., & Ito, J. A.
years on presentation implies that adult providers outside the (2001). Spina bifida outcome: A 25-year prospective. Pediatric Neuro-
surgery, 34, 114 –120. http://dx.doi.org/10.1159/000056005
pediatric SB clinic initiated many of the treatments. This may have
Buran, C. F., Sawin, K. J., Brei, T. J., & Fastenau, P. S. (2004). Adoles-
resulted in undertreatment of symptoms during the transition pe-
cents with myelomeningocele: Activities, beliefs, expectations, and per-
riod.
ceptions. Developmental Medicine & Child Neurology, 46, 244 –252.
http://dx.doi.org/10.1111/j.1469-8749.2004.tb00479.x
Conclusions Carney, C. E., Ulmer, C., Edinger, J. D., Krystal, A. D., & Knauss, F.
(2009). Assessing depression symptoms in those with insomnia: An
This study is one of the first to describe depressive symptoms examination of the Beck Depression Inventory–Second Edition (BDI-II).
experienced by individuals with SB of a broad range of ages Journal of Psychiatric Research, 43, 576 –582. http://dx.doi.org/
extending into adulthood. Adults with SB in this sample have 10.1016/j.jpsychires.2008.09.002
higher rates of depression symptoms compared to the general Centers for Disease Control and Prevention. (2010a). Current depression
population, with 25.8% considered to have depressive symptom- among adults—United States, 2006 and 2008. Morbidity and Mortality
atology based on BDI-II. Data suggest that low CHART-SF mo- Weekly Report, 59, 1229 –1235. http://www.cdc.gov/mmwr/preview/
mmwrhtml/mm5938a2.htm
bility scores and prior or concomitant use of antidepressants are
Centers for Disease Control and Prevention. (2010b). Healthy people
significantly associated with depressive symptoms. More work is
2010. Retrieved from http://www.fodsupport.org/documents/Healthy
needed to determine how interventions to treat depression or People2010DisabilityChapter.pdf
improve mobility may impact depressive symptoms in patients Davis, B. E., Daley, C. M., Shurtleff, D. B., Duguay, S., Seidel, K., Loeser,
with SB longitudinally. Furthermore, the results suggest that J. D., & Ellenbogan, R. G. (2005). Long-term survival of individuals
physiatrists and other clinicians should systematically screen pa- with myelomeningocele. Pediatric Neurosurgery, 41, 186 –191. http://
tients for emotional concerns or lack of interest, as these symptoms dx.doi.org/10.1159/000086559
may be useful in detecting some cases of depressive symptomatol- Dicianno, B. E., Bellin, M. H., & Zabel, A. T. (2009). Spina bifida and
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& Rehabilitation, 88, 1002–1006. http://dx.doi.org/10.1097/PHM
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