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Journal of Business Research 69 (2016) 2440–2447

Contents lists available at ScienceDirect

Journal of Business Research

Satisfied and unwilling: Exploring cognitive and situational resistance


to innovations☆
Sven Heidenreich a,⁎, Tobias Kraemer b,1, Matthias Handrich c,2
a
Faculty of Law and Economics, Saarland University, Building C3 1, 66123 Saarbruecken, Saarland, Germany
b
Institute for Management, University of Koblenz–Landau, Universitätsstraße 1, 56070, Koblenz, Germany
c
Department of Innovation Management and Entrepreneurship, EBS Business School, Rheingaustraße 1, 65375 Oestrich-Winkel, Germany

a r t i c l e i n f o a b s t r a c t

Article history: Every company is buzzing “innovation” these days, while continuously launching new products. Yet previous
Received 1 October 2014 studies point to high failure rates and suggest that most innovations get rejected due to consumers' innovation
Received in revised form 1 October 2015 resistance. Within this respect, prior research acknowledges the role of passive innovation resistance as signifi-
Accepted 1 January 2016
cant inhibitor for the adoption of new products. However, empirical evidence on whether and how different
Available online 2 February 2016
types of passive innovation resistance (i.e., cognitive and situational passive resistance) affect new product adop-
Keywords:
tion still lacks. Using a scenario-based experiment (n = 307), this study delivers first empirical evidence that
Resistance to innovation both resistance types are strong inhibitors for new product adoption. Results show that consumers with high cog-
Situational passive resistance nitive or situational passive resistance show negative effects that are similar in their magnitude, whereas con-
Cognitive passive resistance sumers with high levels of both dimensions exhibit the strongest predisposition to resist innovations. Hence,
New product adoption these consumers represent the most critical segment when launching new products.
© 2016 Elsevier Inc. All rights reserved.

1. Introduction Friedrich, 2007; Gourville, 2006) acknowledge innovation resistance.


However, scant research investigates this phenomenon's nature and
For decades, new product adoption literature reports high failure consequences (Heidenreich & Spieth, 2013; Kleijnen, Lee, & Wetzels,
rates for new products, roughly 50% (Castellion & Markham, 2013). The 2009). Research primarily focuses on motivating factors and positive
economic consequences of high innovation failure rates are alarming. A outcomes of the adoption process, while only a few studies examine
study by the GfK (2006) finds that a flop rate of 70% for Fast Moving the factors inhibiting or delaying the innovation's adoption and
Consumer Goods (FMCG) led to an accumulated mis-investment of diffusion (Ellen, Bearden, & Sharma, 1991; Heidenreich & Spieth,
over 10 billion Euros in Germany in 2006. In 2004, U.S. companies wasted 2013; Talke & Heidenreich, 2014). The extant literature dubs this
around 90 billion Euros unsuccessfully marketing new products (Clancy, phenomenon as “pro-change” bias, describing the fact that the literature
Krieg, & Wolf, 2006). New products that fail represent mis-investments follows the assumption that individuals principally are open to change
on a large scale that cannot generate future revenues and might even and thus desire to evaluate and adopt new products (e.g., Rogers,
lead to a loss of reputation (Heidenreich & Spieth, 2013; Hess, 2009). 1976; Talke & Heidenreich, 2014).
Past research also confirms that innovation failures are especially harm- To overcome this “pro-change” bias, recent research suggests
ful to high-equity brands that have preannounced the innovation (Liao that the concept of passive innovation resistance should receive more
& Cheng, 2014) and might even endanger the competitiveness of com- attention (Talke & Heidenreich, 2014). Active innovation resistance is
panies (Bayus, Erickson, & Jacobson, 2003). In this regard, past research a conscious form of resistance that comes from functional and psycho-
points to consumers' innovation resistance as a major cause of such logical barriers following a deliberate evaluation of a new product
innovation failures (Heidenreich & Spieth, 2013; Ram, 1989). (e.g., Kleijnen et al., 2009; Patsiotis, Hughes, & Webber, 2013). On the
Both scientific research (e.g., Laukkanen, Sinkkonen, & Laukkanen, other hand, passive innovation resistance is an unconscious form of
2008; Sheth, 1981) and management practice (Garcia, Bardhi, & resistance that is driven by individuals' resistance to change disposition
and satisfaction with the status quo, evolving prior to the evaluation of a
☆ The authors thank Fabian Futterer and Jan Millemann for their valuable comments on new product (e.g., Heidenreich & Kraemer, 2015a; Nabih, Bloem, &
earlier versions of this manuscript. Poiesz, 1997). Prior research separates passive innovation resistance
⁎ Corresponding author. Tel.: +49 681 302 71480. into two related but distinct branches: (1) cognitive passive resistance
E-mail addresses: sven.heidenreich@uni-saarland.de (S. Heidenreich),
tkraemer@uni-koblenz.de (T. Kraemer), mhandrich@gmx.de (M. Handrich).
driven by an individual's inclination to resist changes and (2) situational
1
Tel.: +49 261 287 2542. passive resistance driven by an individual's satisfaction with the status
2
Tel.: +49 621 456 1012. quo (Heidenreich & Spieth, 2013). While researchers examine active

http://dx.doi.org/10.1016/j.jbusres.2016.01.014
0148-2963/© 2016 Elsevier Inc. All rights reserved.
S. Heidenreich et al. / Journal of Business Research 69 (2016) 2440–2447 2441

innovation resistance empirically (Kuisma, Laukkanen, & Hiltunen, 2007; Passive innovation resistance represents a predisposition to resist
Wiedmann, Hennigs, Pankalla, Kassubek, & Seegebarth, 2011), empirical innovations that is caused by an individual's inclination to resist chang-
research on passive innovation resistance remains scarce (Heidenreich es and satisfaction with status quo prior to new product evaluation
& Kraemer, 2015b; Talke & Heidenreich, 2014). Limited empirical re- (Heidenreich & Spieth, 2013). Since individuals strive for psychological
search on passive resistance is surprising because adopting an innovation equilibrium (Osgood & Tannenbaum, 1955) and balance (Heider, 2013),
always entails behavioral changes, which might endanger the status quo, anything new or different disturbs an individual's psychological balance
likely provoking passive innovation resistance (Heidenreich & Handrich, and endangers the psychological equilibrium. This state likely provokes
2014; Sheth, 1981). Accordingly, passive innovation resistance serves as initial resistance to the changes necessary for new product adoption
an influential construct within the adoption process of consumers, but (Szmigin & Foxall, 1998; Talke & Heidenreich, 2014). This initial resis-
few studies empirically examine this behavior (Heidenreich & Handrich, tance is commonly dubbed passive innovation resistance and repre-
2014). Previous findings indicate that passive innovation resistance ex- sents the consumer's initial response to the changes imposed by a
erts negative effects on new product evaluation (Heidenreich & Spieth, new product, without any consideration of the innovation's specific fac-
2013) and adoption (Heidenreich & Handrich, 2014) as well as innovative tors (Heidenreich & Handrich, 2014). Rather than functional and psy-
consumer behavior (Heidenreich & Kraemer, 2015b). However, past em- chological barriers, passive innovation resistance evolves from the
pirical studies do not separately assess the effect of cognitive and situa- degree of discontinuity or change necessary to adopt the new product
tional passive resistance. Hence, empirical evidence on how different (Heidenreich & Kraemer, 2015b; Nabih et al., 1997). Both active and
types of passive innovation resistance affect new product adoption is passive innovation resistances emerge prior to the adoption process.
still missing. Yet previous research suggests that passive resistance While their determinants differ, these constructs intertwine. Passive in-
types differ in the way they impact new product adoption (Heidenreich novation resistance influences the mental effort devoted to new prod-
& Kraemer, 2015b; Talke & Heidenreich, 2014). To address this gap, the uct evaluation, prompting cognitive and emotional negative responses
first research goal is to investigate whether and how different types of about the innovation. This action fosters functional and psychological
passive innovation resistance (i.e., situational and cognitive resistance) barriers while evaluating the innovation, leading to active innovation
may affect new product adoption. resistance (Talke & Heidenreich, 2014).
Further, recent research shows that perceived stimulation enhances Early research almost exclusively focuses on active innovation
negative effects of passive innovation resistance on innovative consumer resistance. Recent research empirically examines how passive innova-
behavior (Heidenreich & Kraemer, 2015b). Following assessments of an tion resistance affects new product evaluation (Heidenreich & Spieth,
innovation's continuous or discontinuous nature, consumers classify 2013), adoption (Heidenreich & Handrich, 2014), and different types
innovations as congruent or incongruent with their established usage of innovative consumer behavior (Heidenreich & Kraemer, 2015b)
patterns (Heidenreich & Kraemer, 2015a; Hirschman, 1980). Radical as well as strategies to overcome passive innovation resistance
new products characterized by a high degree of newness and thus (Heidenreich & Kraemer, 2015a). However, these studies neglect to
high levels of stimulation are seen as incongruent with existing prod- separately assess the effects of different types of passive innovation
ucts (Veryzer, 1998). For this reason, prior research findings suggest resistance on individual's adoption behavior. Prior research suggests
that a radical innovation requires significantly more behavioral changes that passive innovation resistance bifurcates into related but distinct
than an incremental innovation (Heidenreich & Handrich, 2014). types that differ in their impact on new product adoption: (1) cognitive
Resulting negative effects of cognitive and situational passive innova- passive resistance and (2) situational passive resistance (Heidenreich &
tion resistance might be more severe for radical versus incremental Kraemer, 2015b; Talke & Heidenreich, 2014).
new products (Heidenreich & Kraemer, 2015a). However, an empirical Cognitive passive resistance refers to the degree to which an
examination of whether and how different passive innovation resis- individual's cognitive style hinders the consideration and adoption of
tance types might interact with the degree of newness to affect new new products. An individual's inclination to resist changes primarily
product adoption still remains unanswered. Consequently, this study's drives cognitive passive resistance (Heidenreich & Kraemer, 2015a;
second research aim is to empirically examine this issue. Oreg, 2003). By definition, consumers who are highly inclined to resist
The first part of this manuscript develops the conceptual framework changes are less open to innovations. These people encounter great
of this research, conceptualizes the core concepts, and derives hypotheses difficulty breaking routines, become emotionally stressed in the face
on their relationships. The subsequent section summarizes the research of change, and experience cognitive difficulty changing their minds
design and statistical methods before presenting the results. The last (Heidenreich & Spieth, 2013; Nov & Ye, 2008). Any innovation appears
part discusses the findings, derives implications for theory and practice, to impose change and likely provokes cognitive passive resistance
and outlines limitations and directions for further research. which inhibits the adoption of new products (Ram, 1989; Talke &
Heidenreich, 2014). Situational passive resistance suggests an
2. Conceptual development individual's preference for the current status quo hinders the consider-
ation and adoption of new products (Heidenreich & Kraemer, 2015a).
Prior studies confirm that the probability of market success for new The consumers' status quo satisfaction is upset by changes necessary
products is extremely low (Castellion & Markham, 2013). One key to adopt the new product. High-level status quo satisfaction suggests
reason for innovations' low success rate is that consumers often experi- that a person is satisfied with current products and services. Status
ence a certain degree of resistance preceding new product adoption quo satisfaction encourages repetition in buying behavior and increases
(Kuisma et al., 2007). Prior research often differentiates active from the resistance to alternatives (Ellen et al., 1991). As a result, situational
passive innovation resistance. Active innovation resistance represents passive resistance inhibits new product adoption. Both cognitive and
a negative attitude formation based on innovation-specific factors situational passive resistance types likely interact to affect new product
that follows the deliberate evaluation of new products (Laukkanen adoption (Talke & Heidenreich, 2014). A consumer with high cognitive
et al., 2008; Talke & Heidenreich, 2014). Consumer perceptions that passive resistance is less likely to positively evaluate and adopt new
innovation-specific factors do not meet expectations lead to functional products when high status quo satisfaction exists. On the other hand,
(i.e., usage, value and risk barrier) and psychological barriers a consumer with high situational passive resistance is less likely to
(i.e., tradition and image barrier) (Heidenreich & Handrich, 2014; positively evaluate and adopt new products when high individual
Kuisma et al., 2007; Ram, 1989). As soon as these barriers exceed the resistance to change is also present. If both resistance to change and
potential adopter's specific tolerance level, a negative attitude forms status quo satisfaction of an individual are high, dual passive resistance
about the new product that causes active innovation resistance (Talke most likely prevents the adoption of new products. However, if both
& Heidenreich, 2014). individuals' resistance to change disposition and satisfaction with the
2442 S. Heidenreich et al. / Journal of Business Research 69 (2016) 2440–2447

status quo are low, conditions for positive attitude formation and new 3. Data, procedure, and stimuli
product adoption are favorable. Plausibly, consumers with cognitive, sit-
uational, and dual passive resistance exert lower adoption intentions To investigate the proposed hypotheses, the current study uses
than consumers with low passive resistance. In case of dual passive the scenario method which asks participants to imagine themselves in
resistance, consumers' adoption intention will be lowest. The preceding hypothetical roles and constellations (Wagner, Hennig-Thurau, &
arguments are illustrated in Fig. 1 and inform the following hypotheses: Rudolph, 2009). Scenario-based experiments provide insights into
social psychological responses to hypothetical situations across several
H1a. Adoption intention for consumers with cognitive, situational and contexts (Kwon & Weingart, 2004; Wagner et al., 2009). Further, exper-
dual passive resistance will be lower compared to consumers with imental scenario studies allow difficult manipulations to operationalize
low passive innovation resistance. readily, providing researchers with control over otherwise unmanage-
able variables (Bitner, 1990). This study selects mobile phones as the
H1b. Adoption intention will be lowest in case of dual passive resistance. research context to ensure that participants are familiar with the prod-
The extant literature demonstrates that a product's degree of newness uct category and able to imagine themselves in each scenario (Kwon &
influences consumers' new product evaluation in certain ways (Hess, Weingart, 2004). For this study, the participants are asked to envision
2009). Prior studies find that a product's degree of newness affects prod- themselves inside an electronics retail store. The participants must
uct comprehension (Moreau, Lehmann, & Markman, 2001), the informa- decide whether to buy a mobile phone containing either a traditional
tion search behavior of potential adopters (Ozanne, Brucks, & Grewal, lithium-ionic battery or an innovative tin-sulfuric-lithium-ionic battery
1992), and the effort necessary to adopt an innovation (Hoeffler, 2003). (INP)/kinetic-energy-harvester battery (RNP). Following the recom-
Further, individuals perceive new products as congruent or incongruent mendations of Dreze and Nunes (2004), participants were assigned
with their established usage patterns depending on how continuous or randomly to one of eight scenarios.
discontinuous they perceive the innovation (Heidenreich & Kraemer, At the beginning of the experiment, the participants reviewed back-
2015a; Hirschman, 1980). For example, radically new products are seen ground information about the scenarios. Afterward, scenario-specific
as incongruent with existing products (Veryzer, 1998). Consequently, manipulations were assessed in all eight experimental groups.
such products potentially magnify perceived changes necessary to To provide effective and realistic experimental manipulations, this
adopt (Laukkanen, Sinkkonen, & Laukkanen, 2009). Prior research sug- study adapted manipulations for status quo satisfaction from prior
gests these radical new products potentially evoke high levels of passive experimental scenario studies (Churchill & Surprenant, 1982; Hess,
innovation resistance, whereas an incrementally new product elicits 2009; Phillips & Baumgartner, 2002). Likewise, the manipulation for
lower passive resistance (Heidenreich & Kraemer, 2015a). These findings resistance to change is consistent with the domain-specific version of
suggest that degree of newness and passive innovation resistance interact Oreg's (2003) inventory to operationalize individuals' resistance to
negatively on new product adoption. More specifically, consumers with change disposition. These dimensions are routine seeking, emotional
situational, cognitive, and dual passive innovation resistance prefer inno- reaction to change, short-term focus, and cognitive rigidity (Nov & Ye,
vations with a low degree of newness (i.e., incremental new products = 2008). Participants assigned to the control group (low passive
INPs) over innovations with a high degree of newness (i.e., radical new innovation resistance group) were told that their past experience with
products = RNPs). traditional lithium-ionic batteries was negative (low status quo satisfac-
tion) and they enjoy trying out new mobile phones (low resistance to
H2. Adoption intention of consumers with cognitive, situational, and change). Scenarios for cognitive, situational, and dual passive resistance
dual passive innovation resistance will be higher for INPs than for RNPs. groups were manipulated in the same way. After reading the scenarios,
Consumers with low levels of passive innovation resistance seem to participants chose between the innovation (INP or RNP) and a traditional
seek rather than avoid stimulation (Talke & Heidenreich, 2014). This lithium-ionic battery. The decision was measured on an eight-point
finding suggests that a product's degree of newness positively relates semantic differential scale. Additionally, scenario-specific manipula-
to consumer stimulation and the moderating effect should be positive tions and realism checks were included at the end of the survey to
in the case of low passive innovation resistance. Consequently, con- ensure that the manipulations were understood (Darley & Lim, 1993).
sumers with low passive innovation resistance prefer RNPs over INPs. Prior to the pretest's launch, a group of academics and innovation
experts carefully reviewed the scenario descriptions. Minor revisions
H3. Adoption intention of consumers with low passive innovation were made based on their comments. All background information and
resistance will be higher for RNPs than for INPs. manipulations are reported in the Appendix A.

Inclination to Resist Changes


Low High
Low

Low Passive Cognitive Passive


Status Quo Satisfaction

Resistance Resistance
High

Situational Passive Dual Passive


Resistance Resistance

Fig. 1. Types of passive innovation resistance (adapted from Talke & Heidenreich, 2014).
S. Heidenreich et al. / Journal of Business Research 69 (2016) 2440–2447 2443

A pretest (n = 40) assessed the scenarios' realism and the manipu- MSQS_low = 1.5; F(1, 150) = 1034.39, p b 0.01) were successful. Finally,
lations' effectiveness. Using seven-point scales (1=”absolutely false”; the radicalness of the stimuli between the INP and RNP varied signifi-
7 = “absolutely true”), two questions measured the scenarios' realism cantly (MDoN_high = 2.7, MDoN_low = 3.6; F(1, 305) = 27.73, p b 0.01).
(“I could easily imagine the described situation earlier” and “I believe These findings confirm all manipulations successful within the main
that the described situation could happen in real life,” composite study.
reliability = 0.89) (Darley & Lim, 1993; Wagner et al., 2009). The subse-
quent analysis suggests a sufficient realism level of the experimental 4.2. Main effects
scenarios (Mrealism = 6.7, SD = 0.41). Moreover, a check on the familiar-
ity with the presented products (item: “This product is totally new to As the study sample demonstrates a non-normal distribution
me”) was included (Hess, 2009). Results indicate that the presented (D(307) = 0.21, p b 0.01) and heteroscedasticity (F(7, 299) = 5.42,
innovative mobile batteries were not known to the participants p b 0.01), adjusted rank transform (ART) two-way ANOVA tests were
(Mfamilarity = 6.9, SD = 0.27). Consequently, the respondents were employed for the statistical analysis. The ART-ANOVA is a more robust
confronted with the corresponding innovations for the first time, and powerful alternative to ANOVA, especially in cases where both
supporting the research design's internal validity. The manipulation's normality and homoscedasticity are violated (Leys & Schumann, 2010;
effectiveness for resistance to change was assessed using one item Sawilowsky, 1990). The ART-ANOVA relies on a pre-processing step
(“In the situation described, I should imagine that I principally that aligns the data for each effect (main or interaction) by subtracting
enjoy trying new mobile phones”) measured on a seven-point scale the corresponding marginal means of each response variable's effect,
(1 = “absolutely false”; 7 = “absolutely true”). An analysis of variance removing all effects but one (Rosnow & Rosenthal, 1995). Next, each
(ANOVA) provides additional assurance for the resistance to change observation gets an individual rank and a factorial ANOVA is conducted
manipulation's effectiveness (MRTC_high = 1.4, MRTC_low = 6.3; F(1, (Leys & Schumann, 2010).
38) = 92.16, p b 0.01). Likewise, the manipulation for status quo satis- The results of the subsequent analysis confirm a significant main
faction also was tested using one item: “In the described situation, I effect for each passive innovation resistance type on the intention to
should imagine that I was very satisfied with lithium-ionic batteries in adopt (F(3, 303) = 17.40, p b 0.01). Participants of the low passive
the past.” Again, the manipulation was successful (MSQS_high = 6.5, innovation resistance exhibit a higher intention to adopt new products
MSQS_low = 1.1; F(1, 38) = 310.88, p b 0.01). Finally, the manipulation (MPIRlow = 6.8) than participants in cognitive (MPIRcognitive = 5.4),
for the degree of newness was evaluated by assessing the radicalness situational (MPIRsituational = 5.4), or dual passive resistance conditions
of the stimuli of both the INP and RNP using one existing item from (MPIRdual = 4.1). Results are inconclusive for the difference between
Moreau et al. (2001) (“This technological product is a minor variation the effects of situational and cognitive passive resistance on adoption
of an existing product”). Results indicate a successful manipulation intention (F(1, 154) = .32, p N 0.05). Yet adoption intention is
(MDoN_high = 1.4, MDoN_low = 3.8; F(1, 38) = 165.88, p b 0.01). Overall, significantly lower for dual passive innovation resistance compared to
the pretest results show that the scenario descriptions and manipula- cognitive (F(1, 153) = 9.58, p b 0.01) and situational passive resistance
tions are effective and thus suitable for evaluating the hypotheses. (F(1, 161) = 6.93, p b 0.01). Separate regression analyses were conducted
Using a procedure similar to Tokman, Davis, and Lemon (2007) for to determine the direct effect of each passive innovation resistance type
online experiment data collection, 1152 candidates were chosen to on adoption intention. Table 1 shows cognitive (β = −0.30, p b 0.01)
participate in the study. The candidates were selected by trained and situational passive resistance (β = −0.29, p b 0.01) exert negative
marketing students at a major university according to age, education, effects similar in their magnitude, whereas the negative effect of dual
gender, and income to ensure a representative sample with respect to passive resistance is significantly higher (β = −0.49, p b 0.01). These
the German population. Subsequently, these candidates were contacted findings provide empirical evidence to confirm H1a and H1b (Fig. 2).
by e-mail and directed to the online experiment. To motivate the Consistent with the expectations, results confirm the significance
candidates to participate, the online experiment also included a lottery of the interaction between degree of newness and passive innovation
of online shopping vouchers to increase the response rate. Of the 1152 resistance on adoption intention (F(7, 299) = 2.92, p b 0.05). Partici-
initially selected individuals, 307 participated in the online experiment pants in the cognitive, situational, and dual passive innovation resis-
and returned a completed survey (26.6% net response rate). The tance condition prefer low levels of stimuli and thus INPs (see Fig. 3).
experimental setting was a 4 (type of passive resistance: low (control), On the other hand, participants in the low passive innovation resistance
situational, cognitive, dual) × 2 (degree of newness: low (INP), high condition prefer high levels of stimuli and thus RNPs. These findings
(RNP)) between-subjects design. The participants were 41.4% female support H2–H3. Comparing the magnitude of the interaction effect on
with an average age of 30.2 and 58.6% are male with an average age of adoption intention for cognitive and situational passive resistors
29.6. About one-fifth of the respondents only have high-school di- provides deeper insights. Regression analyses results (see Table 1)
plomas or a secondary school certificates (21.7%). Over three-fourths show the interaction effect of cognitive passive resistance and degree
of the respondents reported “university or some other graduate degree” of newness on adoption intention (β = −0.23, p b 0.01) is far greater
(75.3%). The income was normally distributed (average income) and than the corresponding interaction effect of situational passive
23.9% of respondents had annual incomes greater than 35,000 Euros. resistance and degree of newness (β = −0.15, p b 0.10).

4. Results 5. Discussion

4.1. Manipulation checks 5.1. Theoretical implications

To investigate the experimental design's realism, the same manipu- Current research continues to devote considerable attention to
lation checks used in the pretest were implemented. Again, the results individuals' adoption behavior in general and factors that influence
show a sufficient realism level for the employed manipulations the adoption decision in particular. However, passive innovation resis-
(Mrealism = 5.5, SD = 1.45). The main study results indicate that tance largely remains a neglected research field. More specifically, little
participants were unfamiliar with the mobile battery alternatives empirical evidence exists on whether and how different types of passive
(Mfamilarity = 5.9, SD = 1.59). Additionally, an assessment of the innovation resistance (i.e., situational and cognitive resistance) may af-
provided stimuli's effectiveness confirms that both the manipulation fect new product adoption and interact on their effect with a product's
of resistance to change (MRTC_high = 1.4, MRTC_low = 6.7; F(1, 142) = degree of newness. From a theoretical perspective, this study's research
1778.81, p b 0.01) and status quo satisfaction (MSQS_high = 6.3, goals contribute to adoption theory in two major ways: (1) examining
2444 S. Heidenreich et al. / Journal of Business Research 69 (2016) 2440–2447

Table 1
Results of the regression analyses.

Results
Effect
β t-value Hypothesis

Cognitive passive resistance → adoption intention −0.30 3.71 H1a and H1b supported
Situational passive resistance → adoption intention −0.29 3.75 H1a and H1b supported
Dual passive resistance → adoption intention −0.49 6.88 H1a and H1b supported
Cognitive passive resistance × degree of newness → adoption intention −0.23 2.94 H2 supported
Situational passive resistance × degree of newness → adoption intention −0.15 1.88 H2 supported
Dual passive resistance × degree of newness → adoption intention −0.15 2.11 H2 supported

the effects of passive innovation resistance types on adoption intention, the previously introduced explanations. However, the results further
thereby determining which type represents the most crucial one, and indicate that negative effects on new product adoption vary by the
(2) shedding light on how each passive innovation resistance type in- type of passive innovation resistance present. While negative effects
teracts with degree of newness to affect adoption intention. Study re- on adoption intention of cognitive and situational resistance appear to
sults produce several insights that significantly advance the current be similar in their magnitude, dual passive resistance exerts a signifi-
understanding of passive innovation resistance. cantly higher negative effect. Consequently, the type of passive innova-
First, the controlled scenario-experiment is the first to assess tion resistance (in addition to the magnitude) seems important to
causal effects on new product adoption for different types of passive consider when investigating the nature and consequences of this
innovation resistance. The results indicate that all three resistance phenomenon.
types (cognitive, situational, and dual passive) substantially decrease Second, study results confirm the proposed interaction effect of
adoption intention, whereas dual passive resistance is the most crucial degree of newness and each passive innovation resistance type on
type of passive innovation resistance. Previous studies empirically new product adoption. This finding provides additional support for
confirm that passive innovation resistance generally inhibits favorable propositions that adopter-specific factors moderate the degree of
attitude formation within new product evaluations (Heidenreich & newness's effect on new product adoption (van Trijp & van Kleef,
Spieth, 2013) and reduces the adoption of new products (Heidenreich 2008; Zhou & Nakamoto, 2007) and that perceived stimulation repre-
& Handrich, 2014) as well as several types of innovative consumer sents a reinforcer for negative effects of passive innovation resistance
behavior (Heidenreich & Kraemer, 2015a). The present study's findings (Heidenreich & Kraemer, 2015b). According to the results, consumers
advance theory by showing how different types of passive innovation characterized by low passive innovation resistance prefer new products
resistance affect new product adoption. Study results provide the first with a high degree of newness; however, consumers characterized by
empirical evidence that cognitive, situational, and dual passive resis- cognitive, situational, or dual passive innovation resistance prefer new
tance significantly inhibit the adoption of new products. These findings products with a low degree of newness. Consequently, consumers
both confirm and extend results of earlier studies. The finding on cogni- with low passive innovation resistance levels are open to change and
tive passive resistance confirms that consumers who exhibit higher seek stimulation. Consumers with cognitive, situational, or dual passive
levels of resistance to change exert lower intentions to adopt (Nov & innovation resistance are reluctant to change—avoiding stimulation. A
Ye, 2008). Results on situational passive resistance follow Ellen et al.'s separate regression analyses to estimate the interaction effects of
(1991) conclusion that consumers who are satisfied with a traditional degree of newness and cognitive as well as situational passive resistance
manual method are less likely to adopt a superior computerized method. on adoption intention indicates that the interaction effect is stronger for
The finding on dual passive resistance extends previous research by pro- cognitive passive resistors compared to situational passive resistors.
viding further empirical evidence that passive innovation resistance is Hence, cognitive passive resistors respond more sensitively to increases
neither tied to individuals' inclination to resist changes nor satisfaction in newness, and consequently they have greater difficulties with behav-
with the status quo alone (Ram & Jung, 1991; Swilley, 2010). To the ioral changes necessary to use a new product. Contrasting situational
contrary, the evidence suggests a multi-dimensional concept combines

Fig. 2. Main effect of each type of passive innovation resistance. Fig. 3. Interaction of passive innovation resistance and degree of newness.
S. Heidenreich et al. / Journal of Business Research 69 (2016) 2440–2447 2445

passive resistors, the act of learning and using a new product seems First, the study results are derived from the consumer electronic
psychologically more difficult for cognitive passive resistors since product category. While consumer electronics are considered as an
these consumers are less able to adjust to new situations (Heidenreich adequate research object to examine individuals' adoption behavior
& Spieth, 2013; Nov & Ye, 2008; Oreg, 2003). Therefore, possible nega- (e.g., Heidenreich & Kraemer, 2015a; Im, Bayus, & Mason, 2003), this
tive effects of a new product adoption due to behavioral changes seem category restricts the generalizability to other contexts. For example,
to be more severe for cognitive than for situational passive resistors. products in high involvement product categories require high initial in-
Hence, future research that investigates RNPs rather than INPs should vestments (e.g., cars or boats), fostering consumers' attachment to
pay special attention to consumers who are likely to resist changes existent product usage. Consumers contemplating high involvement
(i.e., cognitive passive resistors). purchases might be more prone to detrimental effects of situational
passive resistance. Further studies might improve the generalizability
5.2. Managerial implications of this study's results by examining whether or not the reported results
vary by product category.
From a managerial perspective, understanding how different types Second, the degree of newness is operationalized as categorical
of passive innovation resistance affect the adoption of innovations variable, consisting of just two manifestations, namely low and high.
helps companies to design and develop new products to increase This operationalization enables the assessment of linear effects, but
market success. Following previous studies on the detrimental effects the approach prevents non-linear relationship assessment. Previous
of passive innovation resistance (Heidenreich & Handrich, 2014; research findings suggest that some relationships might be non-linear
Heidenreich & Kraemer, 2015b; Heidenreich & Spieth, 2013), the pres- (van Trijp & van Kleef, 2008). Future research might directly measure
ent study's findings indicate that innovation managers and marketers consumers' perceived degree of newness as a continuous latent
need to be aware of consumers' predisposition to resist innovations. variable. Those findings could contribute to the current understanding
Companies should take into account that consumers with high cognitive of possible non-linear moderating effects regarding the product new-
passive resistance often act irrationally when confronted with innova- ness effect on the linkage between passive innovation resistance and
tions. They underestimate the additional benefits offered by a new new product adoption.
product due to the changes entailed to the adoption of the new product. Third, the adoption decisions as well as all consumer responses to
At the same time, consumers with high situational passive resistance the scenarios partially depend on the scenarios' realism and the manip-
overrate products they already possess. If the target market for an inno- ulations' effectiveness. For the present study, the scenarios' simplicity
vation consists of either cognitive or situational resistors, the probability and realism as well as the manipulations were tested using pre-
for new product adoption and thus successful market introduction and post-tests to reduce this concern. Additionally, all manipulations
might decrease significantly. Hence, companies should carefully assess followed proven methods prior studies employ. Nonetheless, a useful
their target market's passive innovation resistance type before next step would be validating the results by collecting actual purchase
launching the product. Heidenreich and Handrich's (2014) validated data in a field study or further exploring the findings using longitudinal
measurement inventory provides companies with a tool to identify data.
and assess passive innovation resistance. The study limitations also identify several opportunities for future
When the target market exhibits high shares of cognitive passive research directions. Future research could investigate whether or not
resistors, companies might employ marketing instruments that reduce individual differences moderate the linkage of different types of passive
perceived changes entailed to the adoption of their new product. For innovation resistance and new product adoption. For example, is the
example, previous research by Heidenreich and Kraemer (2015a) effect of cognitive, situational, and dual passive resistance greater for
suggests that verbal analogy (Feiereisen, Wong, & Broderick, 2008), consumers who recently struggled to use a new product compared to
self-visualization (Dahl & Hoeffler, 2004), and mental simulation consumers who have not had a bad experience? Similarly, recent
(Hoeffler, 2003) embedded within advertisements might help decrease successful trials possibly reduce this effect. Hence, the moderating role
perceived changes and conflicts entailed to new products. Furthermore, of consumers' previous experiences could be worthwhile studying.
companies might use product demonstrations to help consumers Moreover, literature highlights that consumers with high involvement
familiarize themselves with the innovation's characteristics (Heiman, levels are more skeptical about new products than low involvement
McWilliams, & Zilberman, 2001), such that the learning curve to consumers (Petty, Cacioppo, & Schumann, 1983). Therefore, consumers'
use the new product does not appear too steep. These measures will involvement also might strengthen the influence of different passive
help mitigate perceived detrimental effects when the target market innovation resistance types on individuals' adoption behavior.
comprises of a high percentage of cognitive passive resistors. If the
new product is launched in a market with a high proportion of situa-
tional resistors, companies should employ marketing instruments that Appendix A. Background information and manipulations
reduce consumers' status quo satisfaction with products they currently
use. Using benefit comparison (Ziamou & Ratneshwar, 2003) to increase A.1. Background information: INP
the new product's attractiveness is one strategy to overcome situational
passive resistance (Heidenreich & Kraemer, 2015a). A target market Please imagine the following situation:
dominated by dual passive resistors is the worst-case scenario. The For your birthday, you received a gift certificate for a new mobile
probability for successful market introduction is likely to be very low. phone, which you would like to redeem in the respective shop. In the
In this case, companies should screen for other target markets to identi- shop, you quickly find a phone that suits your requirements in terms
fy substantially lower shares of dual passive resistors who might be suit- of design and functions. You are very sure about buying this phone.
able for the innovation. As the sales assistant boxes your phone and its accessories (cable,
memory card, etc.), he mentions that you can have this phone either
6. Limitations and future research avenues with a lithium-ion battery or with a new tin-sulfur lithium-ion battery.
The sales assistant explains to you that the tin-sulfur lithium-ion battery
While the study findings produced several initial insights into has a higher energy density and is thus able to store more power. The
the psychological and behavioral consequences of different passive specific capacity of the battery is 11.100 mAh, which is approximately
innovation resistance types on individuals' adoption behavior, several five times that of a standard battery. Therefore, the advantage of the
limitations must be taken into account when generalizing the presented tin-sulfur lithium-ion battery is that the estimated usage time is five
results. times that of the standard lithium-ion battery.
2446 S. Heidenreich et al. / Journal of Business Research 69 (2016) 2440–2447

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