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The Relationship between Derived Mutually


Entailed Relations and the Function of
Challenging Behavior in Children with Autism:
Co....

Article in Journal of Contextual Behavioral Science · July 2017


DOI: 10.1016/j.jcbs.2017.07.004

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Journal of Contextual Behavioral Science 6 (2017) 298–307

Contents lists available at ScienceDirect

Journal of Contextual Behavioral Science


journal homepage: www.elsevier.com/locate/jcbs

Empirical research

The relationship between derived mutually entailed relations and the MARK
function of challenging behavior in children with autism: Comparing the
PEAK-E-PA and the QABF

Jordan Belisle, Caleb R. Stanley, Mark R. Dixon
Southern Illinois University, United States

A R T I C L E I N F O A B S T R A C T

Keywords: The study evaluated the relationship between participants’ abilities to derive mutually entailed relations across
Autism arbitrary stimuli and the function of their challenging behavior as indicated in the Questions About Behavior
Behavior reduction Function (QABF) indirect assessment. Entailed relational abilities were assessed using the Promoting the Emergence
Relational responding of Advanced Knowledge Equivalence Pre-Assessment (Dixon, 2015), and assessments were conducted across 47
PEAK
individuals with autism or a related developmental disability. The results indicated that overall scores generated
by the QABF were significantly lower for participants who could derive mutually entailed and/or combinato-
rially entailed relations (t (44) = 2.468, p < .05), and that in a greater proportion of cases, the QABF failed to
isolate a single behavior function for individuals who could derive either mutually entailed or combinatorially
entailed relations (χ 2 (1, N = 47) = 3.166, p < .05). The ability to derive entailed relations was not predictive
of any specific challenging behavior topography (χ 2 (3, N = 47) = 6.251, p > .05) and was only related to
scores on the Physical subscale of the QABF (t (24) = 3.37, p < .05). The results have implications for the
assessment and treatment of individuals with autism, as well add to the development of a conceptual under-
standing of relational abilities and challenging behavior in this population.

1. Introduction sufficient scientific support (Granpeesheh, Dixon, Tarbox,


Kaplan, & Wilke, 2009; Reichow, 2012), generating several hundred
The prevalence of autism diagnoses has increased internationally, treatment strategies that have been published in peer reviewed journals
with recent prevalence estimates in American countries (the majority of (Matson, Benavidez, Compton, Paclawskyj, & Baglio, 1996). This
prevalence data were collected in the United States and Canada) ran- growing body of research has led to the endorsement of ABA procedures
ging from 11 to 50.5 individuals in 10,000 (median 21.6), with similar by independent entities such as the US Surgeon General, the New York
prevalence rates reported in European countries (Elsabbagh et al., State Department of Health, and the National Academy of Sciences, in
2012). In the United States and in the UK, societal costs associated with application with children and adults with autism.
autism have exceeded several billions annually (Ganz, 2007; Knapp, ABA approaches deviate from others by assessing and treating the
Romeo, & Beecham, 2007), and although some individuals with autism function rather than the topography of challenging behavior (Kinch,
can lead independent and fulfilling lives (Farley et al., 2009), many face Lewis-Palmer, Hagan-Burke, & Sugai, 2001; Yarbrough & Carr, 2000).
several barriers to achieving autonomy and habilitation. Challenging Functional approaches to challenging behavior reduction assert that the
behaviors such as physical aggression, self-injury, tantrums, and non- factors that influence the occurrence or non-occurrence of problem
compliance among other behavior topographies have the potential to behavior are in the environment, with a specific emphasis placed on
restrict access to appropriate educational services as well as social de- events that reliably precede challenging behavior (i.e., antecedents)
velopment opportunities (Horner, Diemer, & Brazeau, 1992), gen- and events that reliably follow challenging behavior (i.e., con-
erating a need for scientifically supported assessment and treatment sequences). Traditionally, a hierarchical functional assessment model is
strategies that can be used to reduce challenging behavior. The prin- used to identify the function of challenging behavior, progressing from
ciples and procedures described in Applied Behavior Analysis (ABA) interviews or surveys conducted with caregivers, to direct observation
comprise one of the only treatment approaches that have garnered of the challenging behavior in context, and, when necessary,


Correspondence to: Rehabilitation Institute, Southern Illinois University, Carbondale, IL 62901, United States.
E-mail address: MDixon@siu.edu (M.R. Dixon).

http://dx.doi.org/10.1016/j.jcbs.2017.07.004
Received 12 July 2016; Received in revised form 22 July 2017; Accepted 28 July 2017
2212-1447/ © 2017 Published by Elsevier Inc. on behalf of Association for Contextual Behavioral Science.
J. Belisle et al. Journal of Contextual Behavioral Science 6 (2017) 298–307

experimental approaches (Paclawskyj, Matson, Rush, others therefore, at the very least, necessitates the ability to derive
Smalls, & Vollmer, 2001). Once the relevant antecedent and con- relations amongst stimuli arbitrarily (Törneke et al., 2008); in the ex-
sequence conditions maintaining the occurrence of challenging beha- ample above, relations between fire, alarm, tomorrow, and coat, must
vior have been identified, they may then be altered to reduce the have referents in the environment if they are to affect behavior. Absent
challenging behavior (Hanley, Iwata, & McCord, 2003). Approaches to these relations, the rule statement would merely be a collection of ar-
problem behavior reduction typically involve (a) identifying or bitrary sounds and may evoke no change in behavior, as may be the
teaching an appropriate alterative behavior (e.g., a communicative case for a child with a severe form of autism whose coat bringing be-
behavior) that serves the same function as the challenging behavior, havior may be under the exclusive control of a history of direct re-
and (b) differentially providing access to the maintaining consequence inforcement for putting on a coat before leaving the house for school,
contingent upon the appropriate alternative behavior rather than the rather than the above-mentioned rule. A child with a milder form of
challenging behavior. Some common treatment procedures include autism who may lack some of these skills could respond less predictably
functional communication training (FCT; e.g., Carr & Durand, 1985; to the fire alarm “rule.” For example, if the child ‘understands’ the word
Durand & Carr, 1991; Tiger, Hanley, & Bruzek, 2008), differential re- “fire”, but not the words “alarm” and “tomorrow”, it is likely that this
inforcement of alternative or incompatible behaviors (DRA/DRI; e.g., simple rule could evoke both psychological fear responses as well as
Chowdhury & Benson, 2011; Smith, 1987; Vollmer & Iwata, 1992), and challenging behavior that presents as escape maintained in the absence
non-contingent reinforcement strategies (NCR; e.g., Carr et al., 2000; of the physical stimulus from which the child is attempting to escape
Carr, Severtson, & Lepper, 2009; Wilder, Normand, & Atwell, 2005). (i.e., fire). For the neurotypical child and the child with a milder form of
Such an approach to understanding and treating challenging behaviors autism, both of whom have developed the ability to entail several re-
exhibited by individuals with autism, however, may be limited in ap- lations, traditional contingency-based approaches may not adequately
plication once individuals begin to acquire meaningful language. account for the factors influencing appropriate or challenging beha-
Traditional functional approaches to challenging behavior reduc- viors.
tion are based in a contingency shaped conceptualization of behavior The conceptual assumption that the unique human capacity for
(Tarbox, Zuckerman, Bishop, Olive, & O'Hora, 2011), where behavior is language and rule following (Hayes, 1989) may alter the utility of a
brought under contextual control through direct contingencies purely contingency-based account is at the core of RFT and emergent
(Skinner, 1969). As noted by Skinner (1969), however, immediate or treatment approaches from this theoretical account. Research in the
direct contingencies do not govern a considerable degree of complex 1980s conducted by Catania and colleagues (Catania,
human behavior, rather a considerable degree of complex behavior is Shimoff, & Matthews, 1989) provided initial demonstrations that be-
rule-governed. For Skinner (1969), a rule was simply an antecedent sti- havior, once under the control of rules, shows insensitivity to changes
mulus that specified a contingency (e.g., if you do not finish your in reinforcement contingencies. This tendency toward schedule in-
homework, then you cannot go outside for recess), seemingly removing sensitivity is not demonstrated in animal models; however, appears to
the need for an individual to directly experience contingencies for emerge in typically developing humans around five-years of age
control of behavior. As other authors have discussed (Parrot, 1987; (Vaughan, 1989; White, 1965). Schedule insensitivity also emerges
Schlinger, 1990, 1993; Zettle & Hayes, 1982), Skinner's formulation of corresponding with a salient language development milestone that oc-
rule-governed behavior is problematic in several ways, where ap- curs at around this same age (Lowe, Beasty, & Bentell, 1983; Bentell,
proaches that are based on language development through relational Lowe, & Beasty, 1985). From this, treatment approaches grounded in
development (e.g., Sidman & Tailby, 1982; Hayes, Barnes- conceptual developments in RFT, such as Acceptance and Commitment
Holmes, & Roche, 2001) may provide a better formulation of complex Therapy, have moved past a purely contingency-based approach with
behavior (Törneke, Luciano, & Valdivia, 2008), as discussed in Rela- typically developing adolescents and adults (Hayes, Luoma, Bond,
tional Frame Theory (RFT; see Barnes-Holmes, Barnes-Holmes, and Masuda, & Lillis, 2006), focusing instead on rules that participants may
Cullinan (2000), Hayes, Barnes-Holmes, and Roche (2001), O'Hora and interact with that contribute to psychological suffering (Hayes,
Barnes-Holmes (2004) for a review). RFT posits that the normal de- Strosahl, & Wilson, 1999). Given this conceptual assumption, one may
velopment of human language centers around the ability of individuals expect that individuals with autism who have begun to develop
to entail relations between stimuli that are arbitrarily related (i.e., share meaningful language may also show a relative insensitivity to direct-
no formally similar properties). For example, the auditory word dog and acting contingencies. If true, then assessments currently available that
the visual stimulus of a dog are no more similar than the auditory word attempt to isolate immediate consequential functions of behavior may
fish and the visual stimulus of a dog, and yet, given the ability to relate be inadequate in addressing the causes and directing treatment for in-
auditory words to visual stimuli, the vocal word dog comes to stand for dividuals with milder forms of autism.
the visual stimulus of a dog relatively early in the lifetime of an English Results reported by Bowman, Fisher, Thompson, and Piazza (1997)
speaker. The auditory word dog and the visual stimulus of a dog are provided a clear demonstration of how language can reduce the ability
described as mutually entailed. Through this process, the function of for functional assessments to isolate a single function of challenging
the arbitrary auditory stimulus dog is transformed such that individuals behavior. In their study, experimental functional analyses, considered
come to interact with the word psychologically as they would the the gold standard in the functional assessment literature (Hanley,
physical dog. If the individual has a fear response to dogs, perhaps due Iwata, & McCord, 2003), were conducted with 2 participants resulting
to a history of being bitten by a dog, utterance of the word dog or the in undifferentiated results. By failing to isolate a single function, the
thought dog may elicit the same fear response as the presence of an probability of successful treatment stemming from the assessment is
actual dog, and perhaps even result in the emission of escape behavior greatly reduced. Informal assessments conducted prior to the functional
(e.g., changing the conversation subject away from dogs or thinking of analyses, however, suggested that challenging behavior was occasioned
things other than dogs). by non-compliance with the participants’ mands, and simply reinfor-
Conceptualizations of rule-governed behavior therefore focus on cing participants’ mands when they occurred reduced challenging be-
how rules are verbal events that serve to alter or transform the function havior to zero or near-zero rates. By developing an intervention that
of stimuli in the environment (Parrot, 1987; Schlinger, 1990). For ex- accounted for the participants’ verbal behavior, success was achieved
ample, if a neurotypically developing English-speaking child is pro- where the tradition experimental analysis approach was not sufficient
vided the rule “there is going to be a fire alarm tomorrow, so remember in this case. In another study, Adelinis and Hagopian (1999) found that
your coat so that you will not be cold”, then the child will be able to the topography of instructions provided by caregivers can also evoke
prepare for this event accordingly without needing to experience direct challenging behavior, where “don’t” requests reliably evoked the target
contingencies for leaving his coat at home. Responding to this rule and behavior, whereas “do” requests did not. Again, an understanding of

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the factors underlying the challenging behavior would be incomplete relations as measured in the PEAK-E-PA influenced functional assess-
without considering the verbal events and corresponding functions that ment results. The Questions about Behavior Function (QABF;
are entailed with the verbal events. A substantial number of studies on Matson & Vollmer, 1995) is a caregiver completed assessment of beha-
the experimental functional analysis of challenging behavior have vior function that was used as the functional assessment in the present
yielded either multiple functions or undifferentiated results (Hanley, study. Psychometric evaluations of the QABF suggest that the instru-
Iwata, & McCord, 2003), where language may serve to a) allow the ment is a valid and reliable assessment of behavior function that yields
individual to respond to motivational variables that are contextual ra- similar results to the experimental functional analysis (Healy,
ther than static (e.g., manding), and/or b) temporally distance the be- Brett, & Leader, 2013), and in many cases, leads to effective function-
havior from the consequences that reinforce its occurrence (e.g., rule- based intervention strategies (Matson, Bamburg, Cherry, & Paclawskyj,
governed behavior), thus, complicating the analysis. The two studies 1999). Three main questions were evaluated in the study. First, we
outlined above do however demonstrate that, when the functional evaluated how participants’ abilities to entail relations was predictive
properties of language rather than direct-acting contingencies are as- of the amount of data generated by the QABF, as well as the success of
sessed, a stronger conceptualization of events participating in challen- the QABF in yielding a single function of challenging behavior. Second,
ging behavior can be developed. The complexity of the language events we evaluated as a control the degree to which the topography of the
discussed in the above studies, however, were relatively low, and al- challenging behaviors was predictive of the function of the challenging
though these basic forms of verbal operant behavior have been the behaviors identified by the QABF. This question served as a control on
emphasis of language research in ABA in application with individuals the first evaluation in that significant differences in behavior function
with autism over the past two decades (Dixon, Small, & Rosales, 2007; given behavior topography would not be expected; however, we did
Dymond, O Hora, Whelan, & O Donovan, 2006), recent advances expect to find differences in behavior function given the participants’
stemming from accounts consistent with RFT are increasingly sup- abilities to entail relations. Finally, we evaluated whether the ability to
porting the complexity of human language development (Dymond, entail relations was predictive of any specific challenging behavior to-
May, Munnelly, & Hoon, 2010). As in the example of the fire-alarm rule pography indicated by the caregivers. This was more of an exploratory
presented above, failure to consider these more complex relational research question, as prior research has not indicated if individuals who
events discussed in RFT will likely lead to an incomplete assessment of can entail relations are more- or less- likely to emit behaviors of a given
challenging behavior function. topography. Evaluating the interaction between language development
Recently, a comprehensive direct assessment was developed that and challenging behavior adds to a conceptual understanding of the
allows for an evaluation of individuals’ relational abilities, and may potential interaction between stimulus relations and maladaptive re-
therefore provide an appropriate measure with which to evaluate how sponding in a clinically significant population. Prior research has es-
the development of complex relations may participate in the function of tablished that entailed relations have the potential to transform the
challenging behavior. The Promoting the Emergence of Advanced function of events leading to accesses in maladaptive behavior in neu-
Knowledge Equivalence Pre-Assessment (PEAK-E-PA; Dixon, 2015) pro- rotypical populations (e.g., problem gamblers, see Fletcher and Hayes
vides a criterion-referenced assessment of an individual's ability to (2005) for a review); however, for individuals with disabilities, addi-
entail coordinated relations, which are likely the first to develop and tional complexity must be considered in that many individuals may not
involve relating stimuli in terms of equivalence, or sameness. Although be able to entail relations in the first place. In addition to adding to a
the terms mutual entailment and combinatorial entailment are used to conceptual understanding of challenging behavior, the results reported
describe entailed relations across all frame families more generally, the here may have implications for the treatment of individuals with autism
special case of coordinated relations allows for use of the terms re- once they have begun to acquire meaningful language abilities.
flexivity, symmetry, transitivity, and equivalence. Symmetry is en-
compassed within mutual entailment, and both transitivity and 2. Methods
equivalence are encompassed within combinatorial entailment. Each of
the four types of relations above (reflexivity, symmetry, transitivity, 2.1. Participants and setting
and equivalence) are tested in the PEAK-E-PA. Reflexivity is the ability
to respond relationally to stimuli that are identical and, although does The participants in the present study included 47 individuals with
not provide a demonstration of derived arbitrary responding (Hayes autism or another developmental disability (6 females, 41 males) who
et al., 2001), is a higher-order operant behavior that likely develops attended a specialized school for individuals with autism located in the
prior to the development of derived relational abilities (Barnes- Midwestern United States. The academic abilities of the students varied
Holmes & Barnes-Holmes, 2000). Symmetry involves the bidirectional substantially from one another, however, all the students attended the
relationship between two stimuli, where one direction of the relation is specialized school due to on-going academic and/or behavioral chal-
derived (i.e., occurs without direct reinforcement). For example, if a lenges that impeded their ability to participate in the public-school
participant is taught to match a stimulus A and a stimulus B (A-B), the system. Of the 47 participants, 43 (91.5%) had a diagnosis of autism;
participant will be able to match the stimulus B to the stimulus A (B-A). the remaining diagnosed disabilities included Down's Syndrome (N =
Transitivity and equivalence involve a derived relationship between 2, 4.1%) and intellectual disability (N = 2, 4.1%). Participant ages
two stimuli based on a directly trained relationship between both sti- ranged from 5 to 19 (M = 13.4, SD = 4.2) years. As part of another
muli and a third stimulus. For example, if a participant is taught to study (Dixon, Belisle, & Stanley, In preparation), IQ scores were ob-
match a stimulus A to both a stimulus B (A-B) and a stimulus C (A-C), tained using the WISC-IV Short Form assessment (participants over 5
the participant will be able to match the stimulus B to the stimulus C (B- years, 11 months, N = 39, 82.9%) or the WPPSI-III Short Form as-
C), and vice versa (C-B). By evaluating the relational abilities of parti- sessment (participants under 5 years, 11 months, N = 3, 6.4%) for 42 of
cipants across these four relational skills, the PEAK-E-PA provides tar- the 47 participants (85.71%). Obtained IQ scores ranged from 48 to 132
gets for language instruction guided by the Promoting the Emergence of (M = 58.9, SD = 17.7). For the purposes of the present study, the
Advanced Knowledge Equivalence Module (PEAK-E), which has recently PEAK-E-PA was also conducted with each of the participants, which
begun to generate empirical support in the peer-reviewed literature in provides a measure of participants’ relational abilities both with arbi-
application with individuals with autism (e.g., Dixon et al., 2017; trary stimuli and cross modally (Dixon, 2015). Participant scores on the
Dixon, Belisle, & Stanley, 2017; Dixon, Belisle, Stanley, PEAK-E-PA ranged from 0 to 43 (maximum 48; M = 8; SD = 11), and
Williams, & Daar, 2016). together with the obtained IQ scores, suggest that the cognitive func-
The purpose of the present study therefore was to allow for a pre- tioning of the participants in the study was sufficiently varied to allow
liminary evaluation of how participants’ abilities to derive entailed for the analyses conducted in the study.

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All assessments were completed at the school, either in the parti-


cipants’ home classrooms or in a separate room within the school to
minimize distractions. Each home classroom contained desks and chairs
for each student, a large chalk board or white board, several cupboards,
and various instructional and preferred items used in the teaching en-
vironment. Each classroom contained 3–9 other students, a classroom
teacher, and 1–3 paraprofessionals or support staff. The additional
room where several of the assessments took place contained a single
table and two chairs, as well as a single cupboard containing various
instructional and preferred items used for instruction. The PEAK-E-PA
was conducted directly with the participants by trained graduate stu-
dents. A desk and two chairs were positioned where the assessment was
conducted. The experimenter sat directly across from the participant for
the duration of the assessment and a second observer was present for a
subset of the assessments. Each PEAK-E-PA assessment took 5- to 45- Fig. 1. The figure provides exemplars of train and test relations in the PEAK-E-PA. Stimuli
min to complete with each participant. The QABF assessments were in dashed lines are visual stimuli (arbitrary pictures and text) and stimuli in quotations
completed indirectly by each participants’ classroom teacher. The are auditory/vocal stimuli (arbitrary words). Colored panels show test relations.
classroom teachers completed the assessments both to ensure that the
assessors were blind to the purpose of the present investigation, as well stimuli. Visual stimuli used in the PEAK-E-PA include arbitrary pictures,
as to increase the accuracy of the obtained assessment results due to an arbitrary textual arrangements, and common tangible objects (e.g.,
increased familiarity between the assessor and the participants. As a markers, coins, etc.). Auditory stimuli include arbitrary vocal words
further consideration, only results reported by assessors who had been and sounds produced by objects (e.g., notes from a keyboard). Tactile,
familiar with the participants for at-least 6-months were included in the gustatory, and olfactory stimuli include common items that are likely to
analysis. The QABF assessments were completed by the assessors in the be available in most settings in which the assessments are conducted
home classroom after the regular school day had concluded, and took (e.g., vanilla extract, pretzels, vinegar, cotton balls, etc.). Fig. 1 pro-
between 10-min and 30-min to complete. vides examples from the PEAK-E-PA of how stimuli are arranged in each
of the four subtests. For each skill, an instructional script is read to the
2.2. Materials participants verbatim by the assessor, and relations are tested using
either a match-to-sample or sequential presentation arrangement for
2.2.1. PEAK-E pre-assessment (PEAK-E-PA) most assessment items. In the match-to-sample arrangement, a sample
The PEAK-E-PA is a 48-item criterion referenced assessment that stimulus A and two comparison stimuli B are provided. The assessor
provides a measure of participants’ abilities to derive coordinated, or points to the stimulus A, says “this is the same as this”, and points to the
equivalence, relations (see Hayes et al. (2001), for a review of the corresponding stimulus B (e.g., A1-B1). Then, the assessor provides the
history of these surrogate terms). The assessment is comprised of 4 B stimulus as the sample stimulus, and two comparison A stimuli, and
subtests, each measuring increasingly complex types of relations. The says, “Find the same”, while pointing to the sample B stimulus. A cor-
first subtest, Reflexivity, assesses participants’ abilities to match stimuli rect response occurs if the participant points to the corresponding A
that are identical. The second subtest, Symmetry, assesses participants’ stimulus (e.g., B1-A1). In the sequential presentation arrangement, the
abilities to, when taught to match a sample stimulus to a comparison assessor provides a sample stimulus A followed sequentially by a
stimulus, derive the relation between the comparison stimulus and the comparison stimulus B that is either the same as the sample stimulus
sample stimulus without training. The third and fourth subtests, Tran- (e.g., A1-B1) or different than the sample stimulus (e.g, A1-B2), and
sitivity and Equivalence, assess participants’ abilities to, when taught at provides a vocal stimulus indicating whether or not the stimuli were the
least two relations across three or more stimuli, derive untrained rela- same (e.g., “those were the same”, “those were not the same”). The
tions across each of the stimuli without direct training. Transitivity and assessor then provides the B stimulus as the sample stimulus followed
Equivalence relations are differentiated in the assessment in that for by a comparison A stimulus, and asks, “were those the same?” A re-
transitive relations, the sample stimulus in training remains the sample sponse was considered correct if the participant's response indicates
stimulus in testing (e.g., train A-B and B-C; test A-C), and for equiva- that the stimuli were the same given correspondence between the sti-
lence relations, the sample stimulus in training becomes a comparison muli (e.g., B1-A1), or if the response indicated that the stimuli were not
stimulus in testing (e.g., train A-B and B-C; test C-A). This breakdown is the same given non-correspondence between the stimuli (e.g., B2-A1).
consistent with the structure proposed by Fields and Verhave (1987). Throughout the assessment, no reinforcement nor feedback was pro-
Each of the four subtests consist of 6 skills that are “Basic”, “Inter- vided contingent upon a correct response, and in the present study
mediate”, or “Advanced” in complexity. For example, 2 of the 6 skills participants were given 45-s following the presentation of the dis-
tested in the Reflexivity subtest are considered “Advanced Reflexivity”, criminative stimulus to provide the correct response.
and 2 of the skills in the Transitivity subtest are considered “Basic
Transitivity”. The PEAK-E-PA can be conducted using either the Long
Form or Short Form assessment arrangement. If the assessment is com- 2.2.2. Questions about behavior function (QABF)
pleted using the Long Form arrangement, then each of the 6 skills are The QABF is a 25-item assessment completed by caregivers that
tested twice (using a second set of arbitrary stimuli), and one correct provides an indirect measure of the function of participants’ challen-
response is equal to a score of 1 in calculating the PEAK-E-PA Total ging behavior, focusing specifically on the immediate antecedents and
Score (range, 0–48). If the assessment is completed using the Short consequence that may directly influence the occurrence of challenging
Form arrangement, then each of the 6 skills are tested once, and each behavior. The assessment is designed to be used across a variety of
correct response is equal to a score of 2 in calculating the PEAK-E-PA behavior topographies, as the purpose of the assessment is to identify
Total Score (range, 0–48). All PEAK-E-PA assessments used in the the function of the problem behavior independent of the behavior to-
current study utilized the Long Form assessment arrangement to in- pography. There are 5 subscales in the QABF (5 items per subscale),
crease confidence in the obtained results. each corresponding with a function of challenging behavior. The five
The relations tested in the PEAK-E-PA evaluate several cross-modal subscales in the QABF are Attention, Escape, Nonsocial, Physical, and
relations, that include visual, auditory, tactile, gustatory, and olfactory Tangible. The Attention subscale evaluates the degree to which the

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J. Belisle et al. Journal of Contextual Behavioral Science 6 (2017) 298–307

challenging behavior is maintained by access to attention from care- applicable the assessment items were for each participant. The second
givers or peers, and the likelihood that the behavior will occur in the analysis evaluated the degree to which the QABF could isolate a single
absence of attention. The Escape subscale evaluates the degree to which function for the participants’ challenging behavior. For this analysis, a
the challenging behavior is maintained by escape from a high demand single function was identified when the highest subscale score was
task or attention from peers and caregivers. The Non-social subscale greater than the second highest subscale score by 2 or more. For ex-
evaluates the degree to which the challenging behavior is likely to ample, the QABF identified a single-function if a participant had a score
occur in the absence of other individuals or is self-stimulatory. The of 15 in the Attention subscale (highest) and a score of 13 in the
Physical subscale evaluates the degree to which the challenging beha- Tangible subscale (second highest). The final analysis evaluated the
vior is likely to occur when the participant is experiencing aversive degree to which the functions identified in the QABF differed across the
private events (e.g., pain). Finally, the Tangible subscale evaluates the DRR+ and DRR- groups. For example, an escape function may be more
degree to which the challenging behavior is maintained by access to likely to occur for participants who can derive relations compared to
preferred items and is likely to occur when preferred items are absent or those who cannot, providing a measure of the predictability of behavior
taken away. Each item across subscales is scored by the caregiver on a function given the ability to derive relations. For all analyses where
4-point Likert Scale, where the caregiver rates how often a problem statistically significant results were obtained, a second set of statistical
behavior occurs in the context of the provided item. The values and and effect-size analyses were conducted to determine if the same de-
associated labels for each scale level are 0 = Never, 1 = Rarely, 2 = cisions were reached when the 4 participants with a diagnosis other
Some, and 3 = Often. The sum of the items in each subscale is then than autism were removed from the data. This was done ensure that
used to determine the function of the challenging behavior (i.e., the conclusions were consistent with an exclusive autism sample.
subscale with the highest value is the function).
2.4.2. Behavior topography and behavior function
2.3. Procedure Another set of analyses evaluated the relationship between the to-
pography of challenging behavior and the corresponding function of
Both assessments, PEAK-E-PA and QABF, were conducted across challenging behavior. This was conducted as a sort of control by which
each of the 47 participants in the study. The PEAK-E-PA was conducted to compare the relationship between derived responding and behavior
directly by trained graduate students, who underwent workshop and in- function. The first analysis again evaluated the degree to which the
situ direct training to criterion prior to conducting the assessments. QABF assessment was applicable across each of the four behavior to-
Based on participant results on the PEAK-E-PA, the participants were pographies. For example, if significantly higher values were obtained
divided into one of two groups. Participants who achieved a score of at for participants who demonstrated aggressive behavior compared to
least 2 in any of the Symmetry, Transitivity, or Equivalence subtests those who demonstrated disruptive vocalizations, this would support
were considered to be in the Mutual Entailment present (ME+) group, the applicability of the QABF for determining the function of aggressive
as a demonstration of any of these skills would provide a demonstration behavior, but may not support the applicability of the QABF for de-
of at-least mutually entailed responding, and a score of 2 is the termining the function of disruptive vocalizations. The second analysis
minimum score required for at least a demonstration of Basic was conducted to evaluate the degree to which the QABF could isolate a
Symmetry. If the participants did not achieve a score of 2 or greater in single function of each participants’ challenging behavior differentially
any of the Symmetry, Transitivity, or Equivalence subtests, they were across each of the behavior topographies. A final analysis was con-
considered to be in the Mutual Entailment absent (ME-) group. Prior to ducted to determine the degree to which the behavior topography was
completing the QABF, each teacher was provided a 10- to 15-min ex- predictive of the identified function. For this analysis, the QABF sub-
planation of how to complete the assessment. Afterward, they were scale scores were compared for three of the four behavior topographies
asked to identify a challenging behavior that the participant was most (aggression, non-compliance, disruptive vocalizations). Participants
likely to engage in. The challenging behaviors that were identified were who demonstrated out-of-seat behavior were eliminated from this
coded by the authors of the present study and subsequently sorted into analysis due to the small number of participants in this group.
4 challenging behavior topographies, including aggression, out-of-seat,
non-compliance, and disruptive vocalizations. Aggression towards self,
staff, and other students were all categorized into the aggression cate- 2.4.3. Mutual entailment and behavior topography
gory. Out-of-seat behavior included all problem behaviors where the A final analysis was conducted to evaluate the degree to which
primary concern was that the participants were out of their seat (e.g., participants’ abilities to derive relations was predictive of the identified
out of seat, elopement). Non-compliance occurred when the target be- behavior topography. For this analysis, the proportion of participants in
havior involved the participant being issued a discriminative stimulus the ME+ and ME- groups who were identified as engaging in each of
and not engaging in the “expected” response (e.g., non-compliance, not the behavior topographies were compared across the two groups.
listening to the teacher). Finally, disruptive vocalizations included vo-
calizations that were disruptive due to either intensity (e.g., screaming) 2.4.4. Measures of reliability
or content (e.g., name calling). Measures of reliability were conducted for the direct implementa-
tion and scoring of the PEAK-E-PA as well as the coding of behavior
2.4. Data analyses topographies identified in the QABF. Reliability for the implementation
and scoring of the PEAK-E-PA was evaluated by having a second ob-
2.4.1. Mutual entailment and behavior function server independently record participant responses during the assess-
Several analyses were conducted to evaluate the relationship be- ment for 42.6% of the assessments. IOA was calculated by dividing the
tween the participants’ abilities to derive relations and the identified number of agreements for each skill by the number of agreements and
function of their challenging behavior. The first analysis evaluated the disagreements for each skill, multiplied by 100. IOA was 91.4%, in-
degree to which the items on the QABF were applicable across DRR+ dicating a high level of agreement across observers. Reliability of
and DRR- participants. The applicability of the assessment items was coding the QABF behavior topographies identified by the assessors was
determined by finding the sum of each of the subscales to arrive at a evaluated by having 2 independent raters code the identified behavior
QABF Total Score (range, 0–60). Higher QABF Total Score values in- topographies for 53.2% of the assessments. Again, IOA was calculated
dicated that more of the items could be applied to a participant, as the by dividing the number of agreements by the number of agreements
Likert Scale ranges from Never occurs (0) to Often occurs (3). QABF and disagreements, multiplied by 100. IOA was 100%, indicating a high
Total Score values were believed to provide a measure of how level of agreement across observers.

302
J. Belisle et al. Journal of Contextual Behavioral Science 6 (2017) 298–307

80 function. Fig. 4 shows the function subscale values for both the ME+
and ME- participants. Visual analysis of the obtained results suggests
60
that, across both groups, the highest mean values were obtained for the
QABF Total Score

Attention, Escape, and Tangible subscales, and the lowest mean values
were obtained for the Non-Social and Physical subscales. Multiple
40 pairwise comparisons were conducted across the two groups and across
each of the functional subscales and a Holm-Sidak correction method
was applied to accommodate for multiple comparisons across the data.
20 The results suggest that the only significant difference between the two
groups occurred for the Physical subscale, where ME+ participants had
significantly lower Physical subscale scores compared to ME- (t (24) =
0
3.37, p < .05). A medium to large effect was also observed between the

E-
E+

M
ME+ and the ME- on the Physical subscale of the QABF (Cohen's d =
M

Fig. 2. Scatter-dot plot of participants’ QABF Total Score across ME+ and ME- partici- 0.65). All statistically significant analyses were conducted a second
pants. Each data point represents a single participant, each bar represents the mean for time with the 4 participants who did not have a diagnosis of autism
each group, and error bars represent a single standard deviation. removed from the analyses, where 3 of the 4 participants were in the
ME- group. The results suggest that there was a statistically significant
3. Results difference between the two groups in total QABF scores (t (40) = 2.91,
p < .05) with a large effect size (Cohen's d = 1.38), a significantly
3.1. Mutual entailment and behavior function greater proportion of participants in the ME- groups had an single
isolated function of challenging behavior compared to the ME+ group
The analyses of participants’ abilities to derive mutually entailed (X2 (1, N = 43) = 3.86, p < .05) with a similar odds ratio of 3.86, and
relations and the results obtained on the QABF assessments are sum- there was a significant difference between the two groups in the Phy-
marized in Figs. 2, 3, and 4. Fig. 2 shows a scatter-dot plot of partici- sical subscale of the QABF (t (40) = 2.79, p < .05) with a large effect
pants’ QABF Total Scores across ME+ and ME- participants. Visual size (Cohen's d = 0.97).
analysis of the data suggests that mean QABF Total Scores for ME+ Additional analyses were conducted to determine if there was a
participants (M = 31.6, SD = 14.1) were lower than mean QABF Total relationship between participant characteristics and either derived re-
Scores for ME- participants (M = 41.8, SD = 12.7). QABF Total Scores lational responding or total scores on the QABF to identify any potential
for the ME+ group ranged from 0 to 47, and QABF Total Scores for the covariates. A Pearson's correlational analysis suggested that there was
ME- group ranged from 11 to 63. Together, the data suggest a large no relationship between age and QABF total score (r = −0.05,
degree of variability within both groups. Visual analysis of the data also p > 0.05), and Point-biserial correlational analyses suggested that there
suggested that both groups had roughly the same number of partici- were no correlations between age and grouping into the ME+ and ME-
pants above and below the group mean, supporting the mean as the groups (r = 0.20, p > .05) or gender and QABF total score (r = −0.09,
measure of central tendency reported in the present analysis. An un- p > .05).
paired samples t-test was conducted, and the results suggest that the
difference between the two groups was statistically significant (t (44) = 3.2. Behavior topography and behavior function
2.468, p < .05) and resulted in a large effect size (Cohen's d = 0.76).
Fig. 3 shows the proportion of participants for whom a single behavior The analyses of participants’ identified problem behavior and the
function was identified by the QABF across the ME+ (N = 5, 33.3%) results obtained on the QABF assessments are summarized in Figs. 5, 6,
and ME- groups (N = 19, 59.4%). The data suggest that the QABF failed and 7. Fig. 5 shows a scatter-dot plot of participant QABF Total Scores
to produce a single behavior function for most of the participants in the across each of the four behavior topographies. The results suggest that
ME+ group, whereas the QABF was successful in producing a single participants who demonstrated out-of-seat behavior had the highest
behavior function for most of the participants in the ME- group. A chi- mean QABF Total Score, followed by aggression, non-compliance, and
square analysis was conducted to evaluate the degree to which the disruptive vocalizations. Again, the data indicate a high degree of
proportion of participants for whom the QABF successfully identified variability within each of the groups. Visual analysis of the data also
the behavior function significantly deviated from what would be ex- suggested that both groups had roughly the same number of partici-
pected by chance proportion, and the results suggested that the ob- pants above and below the group mean, supporting the mean as an
tained results were statistically significant (χ2 (1, N = 47) = 3.17, appropriate measure of central tendency reported in the present ana-
p < .05) and an odds-ratio analysis suggests that participants in the ME- lysis. A one-way ANOVA was conducted to evaluate if the differences
group were 3.41 times more likely to have a single identified behavior between the four topographies in terms of QABF Total Score was sta-
tistically significant. The results failed to demonstrate a significant
difference between the response topographies (F (3, 42) = 0.29,
20
p > .05). Fig. 6 shows the proportion of QABF assessments that pro-
duced a single function across the four problem behavior topographies.
15 For aggression and out-of-seat, a greater proportion of QABF assessment
Yes
Proportion SIF

failed to isolate a single function of the behavior. For non-compliance,


No an equal number of QABF assessments were successful in isolating a
10
single function of the behavior, and for disruptive vocalizations, a
greater proportion of QABF assessments were successful in isolating a
5 single function of the behavior. The results of a chi-square analysis
suggest that the differences across the behavior topographies in terms
of the isolation of a single behavior function was not statistically sig-
0
nificant (χ2 (3, N = 47) = 2.79, p > .05). Fig. 7 shows the function
ME+ ME-
subscale values across the top 3 identified response topographies (Ag-
Fig. 3. Contingency analysis of the proportion of QABF results that yielded a single gression, non-compliance, and disruptive vocalizations). The results
identified function (SIF) across ME+ and ME- participants.
suggest that the highest scores were obtained in the Escape, and

303
J. Belisle et al. Journal of Contextual Behavioral Science 6 (2017) 298–307

20 ME+ 20 ME-

QABF Function Score

QABF Function Score


15 15

10 10

5 5

0 0

le

le
pe

pe
n

n
al

al
l

l
io

io
ib

ib
ia

ia
ca

ca
sic

sic
nt

nt
oc

oc
ng

ng
Es

Es
tte

tte
y

y
-S

-S
Ta

Ta
Ph

Ph
A

A
on

on
N

N
Function Function

Fig. 4. Scatter-dot plot of participants’ QABF Score for each function. Each data point represents a single participant, each bar represents the mean for each function, and error bars
represent a single standard deviation.

80 3.3. Mutual entailment and behavior topography

The analysis evaluating the relationship between participants’


60
QABF Total Score

ability to derive mutually entailed relations and their corresponding


response topographies are summarized in Fig. 8. Visual analysis of the
40 data suggested that, for participants who could derive mutually entailed
relations, the most frequent topography of problem behavior were
disruptive vocalizations, whereas the most frequent topography for
20
individuals who could not derive mutually entailed relations was ag-
gression. The least frequent response topographies across both groups
0
was out-of-seat. The results of a chi-square analysis suggest that the
proportional differences across the two groups in terms of the topo-
S

V
gg

graphy of their problem behaviors were not statistically significant (χ 2


O

D
A

Behavior Topography (3, N = 47) = 6.251, p > .05).


Fig. 5. Scatter-dot plot of participants’ QABF Total Score across each identified topo-
graphy of problem behavior. Each data point represents a single participant, each bar
represents the mean for each topography, and error bars represent a single standard 4. Discussion
deviation.
The results of the present study provide preliminary data suggesting
15 that the ability to derive mutually entailed relations can influence
functional assessment results that attempt to discern immediate en-
vironmental variables that cause and maintain challenging behavior.
Yes Since behavior analysts began publishing on ways to reduce challenging
10
Proportion SIF

No behavior exhibited by individuals with autism, treatment approaches


have sought to determine the function of challenging behavior and
design treatment package that target behavior function rather than
5
topography (Hanley, Iwata, & McCord, 2003). At the most rigorous
level, functional assessments are experimental, as in the experimental
functional analysis, and involve directly manipulating the immediate
0 context surrounding challenging behavior (Hanley, Iwata, & McCord,
Agg OS NC DV 2003). Although other assessment methods have been developed that
Topography attempt to determine behavior function, their validity is often only
Fig. 6. Contingency analysis of the proportion of QABF results that yielded a single
considered if the obtained results correspond with those reported ex-
identified function (SIF) across each of the indicated problem behavior topographies. Yes perimentally in the functional analysis (e.g., Healy et al., 2013). An
and No indicate whether a single function of behavior was identified. assumption inherent in the design of the experimental functional ana-
lysis, and therefore in the design of alternative assessments that cor-
Tangible, subscales for aggression, the Escape subscale for non-com- relate with the results produced by the experimental functional analysis
pliance, and the Attention subscale for disruptive vocalizations. Mul- (such as the QABF), is that the controlling environmental variables are
tiple pairwise comparisons were conducted across the three response temporally immediate. As noted by Skinner (1966), and refined by
topographies and across each of the functional subscales and a Holm- contemporary authors (e.g., Schlinger, 1990, 1993; Törneke et al.,
Sidak correction method was applied to accommodate for multiple 2008), much of complex human behavior is not governed by immediate
comparisons across the data. The results failed to indicate significant contingencies, but instead is likely to be relationally- or rule-governed.
differences between any of the functional subscales across any of the As noted by other authors (Adelinis & Hagopian, 1999; Carr et al.,
response topographies. 2000), language may explain some of the undifferentiated results ob-
tained in functional assessment strategies, and the results of the present
study support this general position.

304
J. Belisle et al. Journal of Contextual Behavioral Science 6 (2017) 298–307

20
20
Agg
15
15 Yes
QABF Function Score

Proportion ME+
No
10
10

5
5

0
0 Aggressioin OS NC DV
Topography

le
pe
n

al
al
io

ib
ca

ic
i
nt

oc

ng
ys
Es
tte

-S

Ta
Ph
A

on

Fig. 8. Contingency analysis of the proportion of participants who demonstrated derived


N

relational responding (ME+) across each of the indicated problem behavior topo-
graphies. Yes and No indicate whether participants could demonstrate mutual entailment.
20
NC
(1997) and Adelinis and Hagopian (1999), functional assessments that
QABF Function Score

15 have accounted for verbal phenomenon (i.e., manding and the delivery
of instructions, respectively) have also led to successful treatment ap-
proaches. It is therefore not the case that behavior analysts should
10
abandon function-based approaches to reducing challenging behavior
for participants with the ability to entail verbal relations; to the con-
5 trary, we should continue to expand our understanding of functional
control to include greater complexity, accounting for the abilities of
many individuals with- and without-autism to entail relations and to
0 develop meaningful language.
If the ability to derive relations influences the degree to which
le
pe
n

al
l
io

ib
ia
ca

ic
nt

oc

ng
ys
Es

immediate consequences maintain challenging behavior, this may have


tte

-S

Ta
Ph
A

on
N

several implications for a conceptual understanding of RFT in the


context of populations with diminished language abilities. That, once
20 DV relational learning develops, then advances in RFT must be considered
and addressed in approaches to reducing challenging behavior for in-
dividuals who can derive relations. The dense literature base estab-
15
QABF FunctionScore

lished from RFT may be considered in this context, offering perhaps


greater treatment options than a simple consideration of immediate
consequential functions alone. One treatment technology that has
10
emerged from RFT is Acceptance and Commitment Therapy (ACT;
Hayes et al., 1999), which attempts to alter the function of verbal sti-
5
muli to reduce psychological suffering. Applications of ACT with typi-
cally developing individuals with a myriad of challenges, such as de-
pression anxiety, have demonstrated the utility of this approach (Hayes
0 et al., 2006). Although current research is scarce evaluating applica-
tions of ACT or ACT-consistent approaches with individuals with milder
le
pe
n

al
al
io

ib
ca

forms of autism, the data presented here suggest that such an approach
ic
ci
nt

ng
ys
o
Es
tte

-S

Ta
Ph
A

may be needed once individuals are able to entail relations and when
on
N

Function immediate consequential events alone cannot be isolated in the en-


vironment. Of course, further research will be needed to evaluate the
Fig. 7. Scatter-dot plot of participants’ QABF Score for each function, for each identified
efficacy of ACT-based approaches with this population before any
problem behavior topography (Aggression, top; Non-compliance, middle; Disruptive-vo-
calizations, bottom). Each data point represents a single participant, each bar represents conclusions can be ascertained. In addition to utilizing conceptual ad-
the mean for each function, and error bars represent a single standard deviation. vancements in RFT to better understand challenging behavior exhibited
by individuals with autism, the results reported here may also make a
reticulated contribution to conceptual developments in RFT. The ability
In the present study, participants who could derive mutually en-
to entail relations emerges at a relatively young age in typically de-
tailed relations in the PEAK-E-PA had significantly lower overall scores
veloping participants, which presents a barrier to understanding how
on the QABF, and for only 5 of the 15 participants who could demon-
this development interacts with challenging behavior. Participants with
strate mutual entailment was the QABF able to isolate a single function
autism, however, provide a sample with considerable variability in
of behavior, compared to 19 out of 32 who were unable to derive
language deficits and development. The results reported here, sug-
mutually entailed relations. In other words, participants who could not
gesting that isolating a single consequential function of challenging
demonstrate entailed relations were 3.41 times more likely to have a
behavior is less likely once individuals can entail relations, adds to a
single identified function for their challenging behavior. The results did
growing body of literature supporting the conceptual assumption in
not suggest that behavior topography was related to behavior function,
RFT that rule-governed behavior is insensitive to changing con-
nor that entailed responding was related to behavior topography, sug-
tingencies and may therefore require a fundamentally different ap-
gesting that the ability to derive mutually entailed relations may relate
proach (Hayes et al., 2001; Hayes, Strosahl, & Wilson, 1999).
to challenging behavior through its function and, therefore, remains
Due to the preliminary nature of the current study, there are several
consistent with a functional account. As demonstrated by Bowman et al.

305
J. Belisle et al. Journal of Contextual Behavioral Science 6 (2017) 298–307

limitations that should be addressed in future research on the interac- psychometrically validated assessments of relational abilities such as
tion between derived responding and the function of challenging be- the PEAK-E-PA are developed and applied with individuals with autism.
havior. A first limitation was that the sample in the study was relatively In summary, ABA interventions have demonstrated effectiveness in
small, and therefore may not adequately represent the entire population reducing the challenging behaviors exhibited by individuals with
of individuals with autism who engage in challenging behavior. A autism. A core assumption in RFT, however, holds that the effectiveness
greater number of participants would have also allowed for a more of contingency-based strategies may be limited once individuals begin
robust analysis of how not only the ability to derive entailed relations to develop meaningful language. The results of the present study pro-
influences functional assessment results, but also how the complexity of vide a preliminary demonstration of how the ability to derive mutually
entailed relations (e.g., mutually entailed compared to combinatorially entailed relations may influence the conclusions provided by functional
entailed) differentially influences functional assessment results. Despite assessments, leading to undifferentiated results, and therefore pro-
the small sample in the current study, medium to large effect sizes were viding little utility in the treatment of complex forms of challenging
found and statistically significant outcomes were observed. A second behavior. As our understanding of the complexity of language in-
limitation was that the challenging behaviors were selected by the creases, so too should the complexity of our function-based assessment
classroom teacher retrospectively at the time that they were completing and corresponding treatment of challenging behaviors exhibited by
the QABF assessment. Although it is likely that the teachers could recall individuals with autism. Such a conceptual analysis can only serve to
the most appropriate behavior topography for which to assess the increase the scope of ABA treatments for individuals with autism and
corresponding function, data were not collected on the actual challen- other developmental disabilities.
ging behaviors to ensure that they were the most frequently occurring,
nor were efforts made to ensure that the behaviors selected would be 4.1. Compliance with ethical standards
the most socially valid targets for behavior reduction strategies (i.e.,
whether changes in the indicated behaviors would lead to the greatest 4.1.1. Ethical approval
increases in life quality for the participants). A third limitation was that All procedures performed in this study were in accordance with the
there were fewer participants in the ME+ group relative to the ME- ethical standards of the institutional and/or national research com-
group. Inclusion in the study necessitated that the participants engaged mittee and with the 1964 Helsinki declaration and its later amendments
in challenging behavior of sufficient rate or intensity such that they or comparable ethical standards.
would benefit from behavior reduction strategies, and as has been Informed consent was obtained from all individual participants in-
noted by prior authors, such behaviors are less likely to be exhibited by cluded in the study.
individuals with milder forms of autism, reducing the size of the ME+
sample. This limitation corresponds with the first, however, and should Disclosure
be addressed in future research utilizing a greater sample. A fourth
limitation was that, although significant differences were observed Last author receives small royalties from sales of the PEAK curri-
between the groups in terms of the ability for the QABF to isolate a culum
single behavior function, different results may have been obtained if a
different criterion was selected for determining the success of the QABF References
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