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Determination of some physicochemical properties in Brazilian crude oil by


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DOI: 10.1016/j.fuel.2016.05.049

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Fuel 181 (2016) 660–669

Contents lists available at ScienceDirect

Fuel
journal homepage: www.elsevier.com/locate/fuel

Full Length Article

Determination of some physicochemical properties in Brazilian crude oil


by 1H NMR spectroscopy associated to chemometric approach
Lucas M. Duarte a, Paulo R. Filgueiras b, Samantha R.C. Silva b, Julio C.M. Dias c, Lize M.S.L. Oliveira c,
Eustáquio V.R. Castro b, Marcone A.L. de Oliveira a,⇑
a
Analytical Chemistry and Chemometrics Group – GQAQ, Departament of Chemistry, Institute of Exact Sciences, Federal University of Juiz de Fora, University City,
CEP 36036-330 Juiz de Fora, MG, Brazil
b
Center of Competence in Petroleum Chemistry – NCQP, Laboratory of Research and Development of Methodologies for Analysis of Oils – LabPetro, Chemistry Department,
Federal University of Espírito Santo, Av. Fernando Ferrari, 514, CEP: 29075-910 Vitória, Espírito Santo, Brazil
c
CENPES/PETROBRAS, CEP 21941-598 Rio de Janeiro, RJ, Brazil

h i g h l i g h t s g r a p h i c a l a b s t r a c t

 API gravity, carbon residue, wax


appearance temperature and basic
organic nitrogen in crude oil were
determined.
1
 H NMR spectroscopy associated to
partial least squares regression to
determine such properties were used.
 A previous study involving pattern
recognition to better known of
sample set was performed.
 Principal component analysis was
used as pattern recognition method.
 Accuracy, confidence intervals,
systematic and tendency errors were
evaluated in each models fitted.

a r t i c l e i n f o a b s t r a c t

Article history: An alternative method for establishing crude oil properties, using 1H nuclear magnetic resonance (1H
Received 16 February 2016 NMR) associated with partial least squares regression is proposed. It can be used for determination of
Received in revised form 6 May 2016 API gravity, carbon residue (CR), wax appearance temperature (WAT) and basic organic nitrogen
Accepted 9 May 2016
(BON). At a 95% confidence level, the main results obtained for API gravity, CR, WAT and BON models pro-
vide determination coefficients for prediction (R2p) and root mean square error for prediction (RMSEP)
equal to 0.945, 0.802, 0.857 and 0.789; and 0.8, 0.598% w/w, 3.8 °C, 0.009% w/w, respectively. The resid-
Keywords:
uals of each fitted model were evaluated taking into account systematic and random errors and all results
Crude oil
Physicochemical properties
were considered acceptable. The determination of these physicochemical properties in Brazilian crude oil
PCA was successfully achieved using a chemometric approach in association with 1H NMR.
PLS Ó 2016 Elsevier Ltd. All rights reserved.
1
H NMR

1. Introduction

Petroleum, meaning literally ‘‘rock oil”, is the term used to


describe variety of hydrocarbon-rich fluids that have accumulated
⇑ Corresponding author. in subterranean reservoirs. Crude oil varies dramatically in color,
E-mail address: marcone.oliveira@ufjf.edu.br (M.A.L. de Oliveira). odor and flow properties that reflect the diversity of its origin

http://dx.doi.org/10.1016/j.fuel.2016.05.049
0016-2361/Ó 2016 Elsevier Ltd. All rights reserved.
L.M. Duarte et al. / Fuel 181 (2016) 660–669 661

[1]. Chemically, crude oils are formed in most of its constitution by sample set and outlier identification was performed. The predict
different hydrocarbons families – paraffinic, naphthenic or aro- values for all models have been shown within 95% confidence
matic compounds – giving them different physicochemical charac- interval. For the models validation, besides to take into account
teristics [2]. The wide range of compounds present in crude oil the conventional multivariate parameters, the prediction residues
implies a complex characterization, which is made by checking by statistical tests to systematic and tendentious errors were
for over twenty physicochemical parameters such as density, car- evaluated.
bon residue, viscosity, refractive index, among others. This culmi-
nates in a long time evaluation, many times reaching six months 1.1. Partial least squares
and resulting in higher economic costs.
The API gravity is an arbitrary scale for measuring the density of The pioneering work with PLS has been done in seventies by
petroleum and its derivatives and reference methods are given by Herman Wold in Econometrics area. However, using this approach
ASTM D4052 [3] (American Standards for Testing and Materials) to chemical applications, initiated by Svante Wold and Harald Mar-
and ISO 12185 [4]. On the other hand, the amount of carbon resi- tens, only came in the late seventies after the first publication of
due (CR) generated by an oil suggests an indication of the relative Kowalski and his collaborators [28]. The PLS has its simplest form
tendency to oil coke formation and the ASTM D4530 is the official used in many areas of chemistry and technology, i.e. in the form of
methodology used to determination [5]. Regarding the wax two predictive blocks. This is a method for relating two data matri-
appearance temperature (WAT), such monitoring is of great impor- ces, X and Y, using a linear model that goes beyond traditional
tance because it assists in preventing blockage of the fluid by pre- regressions, which also modeling X and Y structures; where X con-
cipitation on the walls of pipelines, production plants and tains the variables (instrumental responses) and Y the property of
transportation pipelines during the oil and gas production. The interest to be modeled [29]. In the present work have been used
WAT is an indicator of how well the oil will leak under cold condi- PLS1 and every time that Y is referred to matrix, in fact, Y will be
tions. The WAT can be analyzed in crude oil by cross polarization a column matrix (vector), because just one property will be esti-
microscopy, viscosimetry, thermomicroscopy, fluidity point, and mated by each model built. The matrix X, having n samples and
differential scanning calorimetry (DSC) [6]. In crude oil is very m variables and column matrix Y containing n samples with k
important to investigate and identify nitrogen compounds such properties values, they are simultaneously decomposed into a
as basic organic nitrogen (BON), which could be related to the effi- sum of h latent variables according to the following equation:
ciency decrease in the catalytic processes and contribute to the X
instability of the products associated to crude oils during storage X ðnxmÞ ¼ T ðnxhÞ  P 0ðhxmÞ þ EðnxmÞ ¼ t i  p0i þ ei ð1Þ
h
step [7]. The BON is officially analyzed by UOP 269 method [8].
In order to save time and cost for the determination of the many X
physicochemical parameters of oil, in recent years many studies
Y ðnxkÞ ¼ U ðnxhÞ  Q 0ðhxkÞ þ F ðnxkÞ ¼ ui  q0i þ f i ð2Þ
h
involving spectroscopy associated to chemometrics approach has
gained prominence in scientific literature due to its intrinsic where T and U, and P and Q refer to the scores and loadings from
advantages such as non-destructive method, compatible efficiency, the matrices X and Y respectively; E and F relate to residues matri-
quickness and low cost compared with conventional methods rec- ces. The product of T by P approaches the spectral data while U by Q
ommended by ASTM. Aiming the crude oil characterization, quan- the reference values.
titative methods developed by multivariate calibration using The regression vector b can be determined by the following
infrared data [9–12] are the most common found in literature relationship:
and some of these works are also shown as mid infrared (MIR)  1
[13,14] and near infrared (NIR) [15–17] according to the spectral b ¼ W P 0ðhxmÞ W Q 0ðhxkÞ ð3Þ
range used. Another kind of spectroscopy that has been gaining
prominence for crude oil analysis is the nuclear magnetic reso- where W is the matrix of weights of the PLS model. The regression
nance (NMR) due to the qualitative (in molecular level) and quan- vector b considers the contribution of each variable to the PLS
titative power for investigation of chemistry and physical model, i.e., the higher the b value, indicates how much the variable
properties in complex mixtures [18–22]. Molina et al. [23] in for model calibration is important.
2007 analyzed a wide range of crudes using proton NMR (1H
NMR) associated to partial least squares (PLS) in order to estimate 2. Material and methods
cut product yields. Three years later they published other paper
with similar methodology, where vaccum residue of Colombia 2.1. Reference methods
crudes were used to predict saturated, aromatic, resin and
asphalthens (SARA) composition and some physicochemical prop- In the present work were considered 106 samples of Brazilian
erties [24]. Masili et al. [25] also used 1H NMR/PLS to predict den- crude oil. Samples from different oil fields – off-shore and on-
sity, UOP characterization factor, total acidity number, sulfur shore – located in sedimentary basin of Brazilian coast were used.
content and true boiling point distillation yields, while Peinder These oils showed different characteristics since the sample set
et al. [26] worked with IR, 1H NMR, 13C NMR and three sets of was comprised from light to heavy oils, i.e., with API values cover-
merged spectra to predict the long residue properties. A recent ing the range from 54 to 11.4. The analytical tests of physicochem-
paper applied support vector machine to 1H NMR to predict some ical properties were performed by standard methods. The API
distillation temperatures was published and their results were gravity was determined according to ISO 12185 standard method
compared to conventional PLS method [27]. In our knowledge [4]. A small, typically less than 1 mL, portion of crude oil sample
there is no previous works to predict BON by 1H NMR associated was introduced into an oscillating sample tube (Anton Paar DMA
to multivariate calibration. 4500 digital density meter) using a dry and clean syringe. The
Within this context, the present work aims explore 1H NMR change in oscillation frequency caused by the change in the mass
data in order to build and validate PLS models for determination of the tube is used to calibrate data and to relate with specific grav-
of API, CR, WAT and BON in a wide range of Brazilian crude oil from ity of the sample.
light to heavy oils. Prior to construct the predictive models, a prin- The CR was determined according to ASTM D 4530 (micro) stan-
cipal component analysis study to the better knowledge of the dard method [5]. The CR is the tendency to form carbon deposits
662 L.M. Duarte et al. / Fuel 181 (2016) 660–669

under high temperature conditions in an inert atmosphere. A where yi and ybi correspond to reference and prediction values
weighed quantity of sample is placed in a glass vial and heated respectively and n is the number of samples of the dataset evalu-
to 500 °C under an inert (nitrogen) atmosphere in a controlled ated. However, the easier way to understand the accuracy of the
manner for a specific time. The sample undergoes coking reactions, developed methods is analyzing the RMSEP% because it provides a
and volatiles formed are swept away by the nitrogen. The direct view of the global percentage error, since there are several
carbonaceous-type residue remaining is reported as a percent of physicochemical properties to analyze from different magnitudes.
the original sample as carbon residue (micro). The RMSEP% is given by:
The WAT was determined with curves of differential scanning
RMSEP
calorimetry (DSC). The analysis was performed under nitrogen RMSEP% ¼ 100 ð5Þ
flow at a flow rate of 100 mL min1. Initially, the crude oil sample
yprediction
was heated to 80 °C and then the DSC curve was recorded during The coefficient of multiple determination for cross-validation
cooling at a rate of 1.0 °C min1 to 20 °C. (R2cv) and prediction (R2p) also was evaluated,
The BON was determined according to UOP 269 standard P 2
method using an automatic titrator [8]. A perchloric acid solution yr  yp
R2 ¼ 1  Pi ð6Þ
0.02 mol L1 was used as the titrant and the solvents used were  yÞ2
i ðy r
toluene and glacial acetic acid. The sample was heated on hot plate
and stirrer to ensure homogeneity of the system. The sample was where yr and yp refers to the reference and prediction values
added 25 or 50 mL of toluene then added 75 mL of glacial acetic  is the mean vector containing predicted values
respectively, while y
acid. The resulting mixture was titrated with perchloric acid solu- by modeling.
tion of 0.02 mol L1. The confidence interval for the values estimated by models was
calculated according to ASTM E1655-12 by equation
2.2. 1H NMR analysis qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
l ¼ y^i  t ða;glÞ SEC ð1 þ hi Þ ð7Þ
For the 1H NMR spectra acquisition, first samples with API grav-
where t is the student’s t value at the 95% confidence interval
ity lower than 30 were heated in an oven at 60 °C for approxi-
according to the degrees of freedom of the model and hi is the
mately 20 min for greater homogenization and better fluidity.
statistic leverage defined by
After heating, the samples were prepared dissolving 5% w/w of
þ
crude oil in dichloromethane-d2 (CD2Cl2). The CD2Cl2 was chosen hi ¼ t 0i ðT 0 TÞ t i ð8Þ
as solvent due its good solubility and to present signal at
5.32 ppm, i.e., it is a spectrum region with the lowest contribution where ti refers to a score vector of particular sample and T to score
of main signals. Aliphatic and aromatic hydrocarbon from crude oil matrix of calibration sample set. Combined with residual analysis
samples are responsible for the main contribution for PLS models. the leverage was also used to outlier investigation in the sample set.
A soft homogenization is carried out so that no adhesion sample on Prediction residues were evaluated by statistical tests to sys-
the bottle wall and consecutive loss, since working with a small tematic and tendentious errors. The systematic errors able to affect
amount of sample, around 20–30 mg. This prepared solution was the estimating always occur in the same way, that is, generates
transferred to the 5 mm NMR tube and the analysis were carried results above or below the expected. Thus, in order to identifying
out in the Varian spectrometer VRMNS 400 model, operating this type of error, the bias test was performed [33]. A properly
with a magnetic field of 9.4 T using a 5 mm Broad Band probe adjusted model must provide uniform residue as regards the mag-
1
H/19F/X, at 25 °C; Tetramethylsilane (TMS) was used as internal nitude and are typically distribute around zero. Often, the presence
reference. Another instrumentals parameters were 399.73 MHz, of trends in residual of calibration models can be identified
spectral window of 6410.3 Hz, acquisition time of 2.556 s, waiting through the visual analysis of the graphic of residues against the
time of 1 s, pulse of 90° (11.7 lseg) and transient numbers equal to reference values. However, does not always visual analysis is
64. enough reliably to verify the presence or absence of trends. Thus,
a statistical test taking into account the evaluation of the residuals
2.3. Chemometric approach distribution through non-parametric permutation was carried out
[34].
The prediction models were fitted to API gravity, CR, WAT and
BON properties and for each of them were used 106, 90, 92 and 3. Results and discussions
91 samples, respectively. All models were built following the same
procedure. First, dataset was separated into calibration (70%) and 3.1. Spectra alignment and outlier investigation
prediction (30%) using the algorithm developed by Kennard and
Stone [30]. Is worth emphasizing that prediction samples were Fig. 1A shows clustering of 106 1H NMR spectra relating to dif-
not consider to the first step which involved only the calibration ferent crude oils analyzed. Qualitatively the 1H NMR spectrum for
set. The preprocessing of data consists in the spectral alignment individual crude oil may be discussed according main regions,
using icoshift algorithm [31] followed by data transformation which contains information taking into account principal types of
using the Standard Normal Variation (SNV) to correct variations crude oil hydrocarbons. The hydrogen atoms in different chemical
in baseline [32]. The appropriate number of Latent Variables environments can be interpreted as made by Masili et al. [25] and
(LVs) to optimize each model was determined using leave-one- Molina et al. [24].
out cross validation method. The models were initially tested with It can be seen that spectra are qualitatively similar. Overlapping
20 LVs and then optimized. signals across spectral range for all samples was found, except for
The Root Mean Square Error of Cross-Validation (RMSECV) and two doubtful signals of a particular sample appearing at 3.2 ppm
Prediction were evaluated and other unfolded with two maximum at 2.81 and 2.79 ppm,
region where not was observed similar signals for the other
sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
Pn   samples.
i¼1 yi  y i
b 2
RMSE ¼ ð4Þ To perform the alignment, the spectral set was split into 50
n equally spaced intervals and these aligned individually based on
L.M. Duarte et al. / Fuel 181 (2016) 660–669 663

The doubtful signals disappeared in the spectral set, and the sam-
ple appeared isolated on PCA of Fig. 3 is no longer in Fig. 4.
The removal of this sample is very important because your per-
manence could result in problems in the modeling, decreasing the
predictive capability of the models. A reasonable explanation for
the presence of discrepant signals is the contamination with some
solvent during manipulation of the samples prior to instrumental
analysis for spectral acquisition.

3.2. PLS

To fit models were available 106, 90, 92 and 91 samples for the
properties API gravity, CR, WAT and BON, respectively. As a first
step, the LVs were selected graphically analyzing the profile of
RMSECV vs LVs (Fig. 5A, C, E and G) where optimized number of
LVs for each calibration model was 7, 4, 3 and 7, achieving RMSECV
Fig. 1. 1H NMR spectral set composed of 106 crude oil samples.
of 1.4, 0.674% w/w, 5.5 °C and 0.013% w/w and R2cv of 0.978, 0.844,
0.757 and 0.936 for API gravity, CR, WAT and BON models according
to listed in Table 2. The optimization of LVs for CR and WAT models
an average spectrum used as a reference. After alignment the spec- is not performed by the global minimum of the curve (Fig. 5C and E),
tral set can be seen in Fig. 1B and the visual effect alignment in i.e., smaller value of RMSECV, but also considered predictive step
Fig. 2. As discussed in Section 2.3, the spectral matrix was also where the test set was used and then evaluated the overall predic-
transformed applying SNV preprocessing, resulting in the spectral tive power of the model by RMSEP. Thus, 3 and 4 LVs for WAT and
set adjusted shown Fig. 1C. CR models were selected as optimal by their lower RMSEP values
The alignment of the 1H NMR spectra was satisfactory using the after use of the test set.
algorithm icoshift. However, it is important to highlight that the Using samples not involved in the calibration step (test set), it
chemical relevance is always more important than statistics- was possible to assess the predictive capability of the models.
mathematical considerations. Therefore, it can be noted that after Fig. 5B, D, F and H shows the correlations between the reference
the alignment (Fig. 1B) the chemical shifts referring to signals of values and the predicted by the models for the test samples, lead-
interest are between 0 and 8 ppm. Hence a thorough assessment ing to R2p values of 0.945, 0.802, 0.857 and 0.789 for the properties
regarding the sample set was carried out to verify the occurrence API gravity, CR, WAT and BON respectively. The global accuracy of
of spectral outliers. In this context, principal component analysis the fitted models were evaluated through the absolute values of
(PCA) was performed. RMSEP which were 0.8, 0.598% w/w, 3.8 °C and 0.009% w/w, how-
The first PCA was made in raw spectral set containing 106 sam- ever, RMSEP% was 3.0%, 14.8%, 11.2% and 8.0%, aiming that the
ples (Fig. 3). In this treatment it could be noted a very large scatter- models better fitted showed better accuracy and error percentage
ing of observations, with the structuring of a trend at the bottom below 10%. All these parameters for prediction step respectively
Fig. 3A (lower score values of PC1 and PC2) and another at the correspond to API gravity, CR, WAT and BON models, which may
top (higher score values for PC1 and PC2). However, the sample be screened in Table 2. For all models, the prediction values were
number 36 circled stands out for being completely isolated and expressed as confidence intervals that contains the reference val-
distant from other observations. As a boundary condition, align- ues for all test set samples (bar graphs in Fig. 8), where the bars
ment and SNV transformation was carried out and then a new of reference values are always covered by the bars errors the con-
modeling by PCA was made (Fig. 3B). Looking at Fig. 3B it is noted fidence interval.
that for smaller PC1 scores there is a greater pool of samples Another issue addressed in this work was the post-modeling
beyond the percentage of explained variance has increased consid- analysis, which deals with the evaluation of residues, as discussed
erably, as described in Table 1. Nevertheless, even after preprocess- in Section 2.3. The graphic analysis of Fig. 6A–D can lead to a sub-
ing, sample number 36 remained isolated and further away from jective assessment of residues, thus, these were submitted to the
the main group, which corroborate positively to the hypothesis aforementioned statistical tests. According to the bias test, there
of the occurrence of a spectral outlier. This sample was removed, is no evidence of systematic error for any model, since the tcalc
a new PCA was performed and then a new spectra set is shown obtained was always less than critical, considering the confidence
in Fig. 4, which demonstrates that the sample 36 was sought. interval of 95% (see Table 2).

Fig. 2. Visual effect of the alignment of 1H NMR spectra for crude oil samples: raw spectra (left); spectra aligned with icoshift: (right).
664 L.M. Duarte et al. / Fuel 181 (2016) 660–669

Fig. 3. PCA for the spectral set without alignment (A) and after alignment (B).

Table 1 For the non-parametric permutation test, the linear and quadra-
Percentage of explained variance of PCs. tic functions were used in order to describe the residues of test set
Preprocessing PC1 (%) PC2 (%) PC3 (%) Total (%) for all models. API gravity, WAT and BON models showed no trend
Xraw 83.65 9.44 2.67 95.76
because the p-value was greater than or equal to 0.05, which
Xalign+SNV 95.40 3.51 0.67 99.58 allows inferring that within 95% confidence interval, the residues
Xalign+SNV-outlier 95.58 3.53 0.68 99.79 are randomly distributed around zero. These results can be seen

Fig. 4. 1H NMR spectral set (A) and PCA (B) after removal outlier.
L.M. Duarte et al. / Fuel 181 (2016) 660–669 665

Fig. 5. LVs optimization to the calibration models for API gravity (A), CR (C), WAT (E) and BON (G) and correlation among reference and prediction values by PLS models for
API gravity (B), CR (D), WAT (F) and BON (H).
666 L.M. Duarte et al. / Fuel 181 (2016) 660–669

Table 2
Main statistical parameters obtained for the models built to API gravity, CR, WAT and BON.

Parameters API CR WAT BON


R2c 0.993 0.915 0.853 0.978
R2cv 0.978 0.844 0.757 0.936
R2p 0.945 0.802 0.857 0.789
RMSECV 1.4 0.674 5.5 0.013
RMSEP 0.8 0.598 3.8 0.009
RMSEP (%) 3.0 14.8 11.2 8.0
LVs 7 4 3 7
Esist tcal = 1.22 < ttab = 2.04 tcal = 0.59 < ttab = 2.05 tcal = 0.32 < ttab = 2.05 tcal = 0.89 < ttab = 2.05
Ealeat (b1) p-value = 0.16 > 0.05 p-value = 0.04 > 0.05 p-value = 0.05 > 0.05 p-value = 0.41 > 0.05
Ealeat (b2) p-value = 0.10 > 0.05 p-value = 0.07 > 0.05 p-value = 0.22 > 0.05 p-value = 0.25 > 0.05

Fig. 6. Residues of prediction models for API gravity (A), CR (B), WAT (C) and BON (D).

in the last two lines of Table 2 and in the histograms of Fig. 7. For Section 2.3) and then to use the information of the calibration step
the CR prediction model the residues feature a slight linear trend, such as loadings and regression coefficient (b).
which is confirmed by the p-value is equal to 0.04 (Table 2 and his-
togram of Fig. 7C). This result was mainly affected by two samples
with predicted values of 7.32 and 8.15% w/w respectively, which 4. Conclusions
can also be seen in the correlation graphic in Fig. 5D and residues
in Fig. 6B. However, it makes no sense to remove them because In the present work PLS-1H NMR models to determination of
although the residual is considerable, the Leverage for both is API gravity, carbon residue, wax appearance temperature and basic
below the limit, being 0.1037 and 0.0966 the values respectively, organic nitrogen in Brazilian crude oil samples were successful
while the limit is 0.1905. applied. The models were validate according to ASTM E 1655-12.
Considering that the models aiming predict API gravity, CR, In order to achieve PLS models more robust and presenting higher
WAT and BON were properly validated, these are ready to be predictive capacity, PCA analysis to check outliers presence and
applied to a new sample set. In order to estimate such physico- pattern recognize was used. On the other hand, it is important to
chemical properties for a new crude oil sample is just necessary highlight that the alignment of the spectra before the modeling
obtain their 1H NMR spectrum following the experimental process, is mandatory to 1H NMR when the chemometric approach is con-
to applied pertinent preprocessing conditions (described in sidered. The average accuracy and coefficient of determination for
L.M. Duarte et al. / Fuel 181 (2016) 660–669 667

Fig. 7. Permutation histograms for linear (A, C, E and G) and quadratic functions (B, D, F and H) for to try to describe residues of the gravity API (A and B), CR (C and D), WAT (E
and F) and BON (G and H) models.
668 L.M. Duarte et al. / Fuel 181 (2016) 660–669

Fig. 8. Reference (REF) and prediction (PRED) values and confidence intervals for the gravity API, WAT, CR and BON.

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