discussions, stats, and author profiles for this publication at: https://www.researchgate.net/publication/51840927
CITATIONS READS
18 266
5 authors, including:
All content following this page was uploaded by Uta Christine Dietrich on 08 February 2016.
The user has requested enhancement of the downloaded file. All in-text references underlined in blue are added to the original document
and are linked to publications on ResearchGate, letting you access and read them immediately.
Health Promotion International, Vol. 28 No. 1 # The Author (2011). Published by Oxford University Press. All rights reserved.
doi:10.1093/heapro/dar089 For Permissions, please email: journals.permissions@oup.com
Advance Access published 29 November, 2011
SUMMARY
Health promotion addresses issues from the simple (with emergence and implications of ‘complex’ approaches
well-known cause/effect links) to the highly complex within health promotion. It explains the framework and
(webs and loops of cause/effect with unpredictable, emer- its use with examples from contemporary practice, and
gent properties). Yet there is no conceptual framework sets it within the context of related bodies of health pro-
within its theory base to help identify approaches appro- motion theory. The Cynefin Framework, especially when
priate to the level of complexity. The default approach used as a sense-making tool, can help practitioners under-
favours reductionism—the assumption that reducing a stand the complexity of issues, identify appropriate strat-
system to its parts will inform whole system behaviour. egies and avoid the pitfalls of applying reductionist
Such an approach can yield useful knowledge, yet is inad- approaches to complex situations. The urgency to address
equate where issues have multiple interacting causes, such critical issues such as climate change and the social deter-
as social determinants of health. To address complex minants of health calls for us to engage with complexity
issues, there is a need for a conceptual framework that science. The Cynefin Framework helps practitioners make
helps choose action that is appropriate to context. This the shift, and enables those already engaged in complex
paper presents the Cynefin Framework, informed by com- approaches to communicate the value and meaning of
plexity science—the study of Complex Adaptive Systems their work in a system that privileges reductionist
(CAS). It introduces key CAS concepts and reviews the approaches.
Key words: evidence-based health promotion; health promotion discourse; systems thinking;
determinants of health
73
74 E. K. van Beurden et al.
2004; Kreuter et al., 2004; Mark, 2006; most appropriate to their own contexts.
Australian Public Service Commission, 2007; Implications are discussed in terms of existing
Norman, 2009). Their complex webs of non- health promotion theory, practice, research,
linear cause –effect relationships across multiple values and investment.
scales give rise to unpredictability and the po-
tential for powerful feedback loops to rapidly
precipitate catastrophe. COMPLEXITY AND HEALTH
The issues we face in health promotion vary PROMOTION
from simple to highly complex. Preventing
scalds among young children caused by exces- To fully understand the relevance of CAS
sively high temperatures in domestic hot water theory, practitioners need to engage with key
systems would appear to be a relatively simple complexity principles. A CAS is ‘a dynamic
issue. There is a well-established relationship network of many diverse agents . . . constantly
between a cause and a preventable health acting and reacting to what the other agents are
outcome, and there are effective evidence-based doing. Control tends to be highly dispersed and
interventions to address it (NSW Health, 1998). decentralized. Coherent behaviour arises from
to address climate change (van Beurden et al., food production exemplify a successful shift to
2011), an initiative to conduct a regional com- the complex domain. This was characterized by
muter survey emerged, unanticipated, from a self-organization and multiple probes to find al-
Transport Working Group. The work then ternative solutions. Being alert to the conditions
shifted to the complicated domain, as data were that precipitate such transitions can help us
collected, cleaned, analysed and aggregated to work with organizations and communities to
show major commuter flows in the region. prevent or manage them for beneficial ends.
Pre-established protocols of the lead organiza- When we engage organizations and communi-
tion were then used to disseminate the reports ties in Cynefin-based sense-making, we create
(simple domain). To capitalize on the mapping opportunities for mutual understanding of alter-
of commuter flows, a workshop is planned to nate perspectives and agreement on appropriate
deal with issues such as poorly connected areas, action. The process encourages genuine discus-
competing stakeholders and cross-scale impedi- sion in reaching consensus. Consequently pro-
ments. Such a workshop sits within the complex posed actions are ‘owned’ by the group. The
domain, and requires skilled facilitation of process can be challenging as participants
shared problem-solving by diverse actors. become conscious of their default approaches
The transition from ‘simple’ to ‘chaos’ and aware of the need for alternative approaches
requires special mention as it can happen that vary depending on the nature of each issue.
rapidly, with dramatic consequences. This typic-
ally occurs when a person or group develops
entrenched inflexible processes which start to WHERE CYNEFIN SITS IN HEATH
erode innovative capacity and resilience. Even PROMOTION THEORY, PRACTICE
small disruptions can then tip the situation into AND RESEARCH
a state of chaos. A stark example was Cuba’s
dependence on Soviet oil subsidies for its CAS theory is a platform that can help unify
tightly controlled, petroleum-dependant food existing health promotion theories. It relates
production. The Soviet collapse plunged it into closely to participatory, socio-ecological and
a desperate, chaotic food shortage. In what fol- systems approaches to research and practice
lowed, the various experiments in urban organic (Stokols, 1992; Minkler and Wallerstein, 2003;
80 E. K. van Beurden et al.
Folke et al., 2005; Hawe et al., 2009). Based on IMPLICATIONS FOR HEALTH
applied CAS theory, the Cynefin Framework can PROMOTION: VALUES AND
help us make sense of how different theoretical INVESTMENT
perspectives can inform our work. As practi-
tioners it encourages us to ask a range of new The framework as conceived by Snowden is
questions. Might seemingly incongruous theoret- nuanced and dynamic. It is not possible here to
ical perspectives be mutually beneficial if viewed fully capture its potential as a sense-making tool
as parts of an overall system where each plays a in a social process. The risk is that Cynefin might
valid part depending on context? If changes be interpreted as just another 2 2 categoriza-
between these contexts are an integral part of our tion matrix. To avoid this, and also to address the
work, how can we consciously harness them challenge of translating a concept developed in
rather than have them happen to us? How can we another knowledge domain, readers are encour-
employ ‘sense-making’ approaches to best benefit aged to employ a Cynefin ‘sense-making’ ap-
from the potent group intelligence within our proach when considering new projects or
diverse professions and communities? The reviewing existing ones. This might take the form
Cynefin Framework also invites us to extend our of a team meeting using the framework as a basis