Anda di halaman 1dari 12

See

discussions, stats, and author profiles for this publication at: https://www.researchgate.net/publication/51840927

Making Sense in a Complex Landscape: How


the Cynefin Framework from Complex
Adaptive Systems Theory Can Inform...

Article in Health Promotion International · November 2011


DOI: 10.1093/heapro/dar089 · Source: PubMed

CITATIONS READS

18 266

5 authors, including:

Eric van Beurden Avigdor Zask


The New South Wales Department of Health Northern NSW Local Health District
72 PUBLICATIONS 1,593 CITATIONS 33 PUBLICATIONS 776 CITATIONS

SEE PROFILE SEE PROFILE

Uta Christine Dietrich Lauren Rose


United Nations University (UNU) Griffith University
49 PUBLICATIONS 807 CITATIONS 160 PUBLICATIONS 937 CITATIONS

SEE PROFILE SEE PROFILE

All content following this page was uploaded by Uta Christine Dietrich on 08 February 2016.

The user has requested enhancement of the downloaded file. All in-text references underlined in blue are added to the original document
and are linked to publications on ResearchGate, letting you access and read them immediately.
Health Promotion International, Vol. 28 No. 1 # The Author (2011). Published by Oxford University Press. All rights reserved.
doi:10.1093/heapro/dar089 For Permissions, please email: journals.permissions@oup.com
Advance Access published 29 November, 2011

Making sense in a complex landscape: how the


Cynefin Framework from Complex Adaptive Systems
Theory can inform health promotion practice
ERIC K. VAN BEURDEN 1*, ANNIE M. KIA 1, AVIGDOR ZASK 1,2,3,
UTA DIETRICH 1,2 and LAUREN ROSE 2

Downloaded from http://heapro.oxfordjournals.org/ by guest on October 29, 2015


1
North Coast Health Promotion, New South Wales Health, 31 Uralba Street, Lismore, NSW 2480,
Australia 2School of Health and Human Sciences, Southern Cross University, Lismore, NSW, Australia
3
School of Public Health, University Centre for Rural Health North Coast, The University of Sydney,
NSW, Australia
*Corresponding author. E-mail: eric.vanbeurden@ncahs.health.nsw.gov.au

SUMMARY
Health promotion addresses issues from the simple (with emergence and implications of ‘complex’ approaches
well-known cause/effect links) to the highly complex within health promotion. It explains the framework and
(webs and loops of cause/effect with unpredictable, emer- its use with examples from contemporary practice, and
gent properties). Yet there is no conceptual framework sets it within the context of related bodies of health pro-
within its theory base to help identify approaches appro- motion theory. The Cynefin Framework, especially when
priate to the level of complexity. The default approach used as a sense-making tool, can help practitioners under-
favours reductionism—the assumption that reducing a stand the complexity of issues, identify appropriate strat-
system to its parts will inform whole system behaviour. egies and avoid the pitfalls of applying reductionist
Such an approach can yield useful knowledge, yet is inad- approaches to complex situations. The urgency to address
equate where issues have multiple interacting causes, such critical issues such as climate change and the social deter-
as social determinants of health. To address complex minants of health calls for us to engage with complexity
issues, there is a need for a conceptual framework that science. The Cynefin Framework helps practitioners make
helps choose action that is appropriate to context. This the shift, and enables those already engaged in complex
paper presents the Cynefin Framework, informed by com- approaches to communicate the value and meaning of
plexity science—the study of Complex Adaptive Systems their work in a system that privileges reductionist
(CAS). It introduces key CAS concepts and reviews the approaches.

Key words: evidence-based health promotion; health promotion discourse; systems thinking;
determinants of health

INTRODUCTION clearly definable health outcomes (Rychetnik


and Wise, 2004; Brownson et al., 2009).
In recent years health promotion has trans- Yet there has been growing disquiet that this
formed itself into an evidence-based profession ‘one-size-fits-all’ mode of operation may be
in which ‘rigour’ has come to equate with inappropriate when addressing the less-
meticulous application of reductionist science to definable and far more ‘wicked’ issues that now
quantify links between causes or strategies and confront us (Rychetnik et al., 2002; Hawe et al.,

73
74 E. K. van Beurden et al.
2004; Kreuter et al., 2004; Mark, 2006; most appropriate to their own contexts.
Australian Public Service Commission, 2007; Implications are discussed in terms of existing
Norman, 2009). Their complex webs of non- health promotion theory, practice, research,
linear cause –effect relationships across multiple values and investment.
scales give rise to unpredictability and the po-
tential for powerful feedback loops to rapidly
precipitate catastrophe. COMPLEXITY AND HEALTH
The issues we face in health promotion vary PROMOTION
from simple to highly complex. Preventing
scalds among young children caused by exces- To fully understand the relevance of CAS
sively high temperatures in domestic hot water theory, practitioners need to engage with key
systems would appear to be a relatively simple complexity principles. A CAS is ‘a dynamic
issue. There is a well-established relationship network of many diverse agents . . . constantly
between a cause and a preventable health acting and reacting to what the other agents are
outcome, and there are effective evidence-based doing. Control tends to be highly dispersed and
interventions to address it (NSW Health, 1998). decentralized. Coherent behaviour arises from

Downloaded from http://heapro.oxfordjournals.org/ by guest on October 29, 2015


A more complicated issue like increasing phys- competition and cooperation among the agents
ical activity among children in child care may themselves. The overall behaviour of the system
still require clarification of a number of contrib- is the result of a huge number of decisions
uting factors. For such issues, reductionist scien- made every moment by many individual agents’
tific method has generally been considered most (Waldrop, 1994). Examples of CAS include the
appropriate and has been the foundation of biosphere, forests, reefs, stock markets, the
‘evidence-based practice’ (McWilliams et al., immune system, humans, organizations and
2009). Historically, health promotion, embed- communities (Shiell et al., 2008).
ded in the biomedical paradigm (health as CAS theory has been applied within epidemi-
absence of disease, reflecting individual biology ology, disease and health behaviour processes;
and choice), has widely advocated this reduc- healthcare organization; economics; general
tionist approach as its ‘gold standard’. practice; health social science, health equity
However, there is growing urgency to address and, quite recently, health promotion
complex issues that impact the health of entire (Alexander et al., 1998; Sweeney and Griffiths,
populations yet do not fit reductionist assump- 2002; Christakis and Fowler, 2007; Rickles et al.,
tions of predictability and order (Jayasinghe, 2007; Matheson et al., 2009; Norman, 2009).
2011). ‘Upstream’ issues (Ardell, 1976), like Aspects particularly relevant to health promo-
social determinants, equity and climate change tion include: webs of reciprocal and non-linear
have complex webs and loops of cause and causal relationships such as those seen in social
effect with the inherent potential for unpredict- modelling of health-related behaviours; the ten-
able and far-reaching consequences. Such dency for agents within the system to self-
issues, while not amenable to reductionist organise as seen among pedestrians and motor-
science, can be understood using complexity ists in shared space urban zones and the emer-
science, which differentiates the qualities of gence of novelty seen in the spread of ideas and
Complex Adaptive Systems (CAS) from mech- behaviours in human networks. The behaviour
anical systems (Jayasinghe, 2011; Jones, 2011). of a CAS is fundamentally different to, and
CAS theory, while relatively new to health cannot be predicted from, the behaviour of its
promotion, has gained attention in related fields constituent agents (e.g. we cannot predict be-
as a way to understand and address complex haviour of a crowd from individual behaviour).
issues. This paper highlights CAS concepts con- There is potential for a small change in one
sidered relevant to health promotion, reviews variable to shift the whole system beyond a crit-
the emergence of ‘complex’ approaches within ical threshold into a radically different state
the field and presents the Cynefin Framework such as that seen when a tip in consumer confi-
(Kurtz and Snowden, 2003) to help practitioners dence triggers a cascade of share market selling.
engage with these concepts. Current examples System and agents co-evolve, and agents modify
of health promotion practice are used to help the system through their interaction with it (e.g.
readers understand CAS concepts, and to use individual sentiments and national policies re-
the framework to choose methods and strategies lating to food labelling). A CAS has capacity to
Making sense in a complex landscape 75
adapt to change by learning and responding declarations do not instantly transform practice,
(Snowden and Boone, 2007). In this sense it has these shifts towards complex thinking were
a memory and time base (e.g. a community reflected in the ascent of collaborative network-
responds to the threat of food insecurity with a ing, coalitions and the ‘settings approach’
subsequent surge in backyard gardening over (World Health Organization, 1978; Butterfoss
and above its existing propensity for such gar- et al., 1996; St Leger, 1997).
dening). It also has a degree of resilience to ex- By the mid-1980s, visionary thinkers with an
ternal perturbations depending on factors such understanding of complexity were calling for a
as diversity of its agents; the quality of network major reorientation towards social determinants
ties (Buchanan, 2003); and proximity to any of health. The Ottawa Charter highlighted them
critical thresholds (e.g. oil price rises impacting as prerequisites for health, outlining a range of
the cost of food). A top-down, mechanistic processes by which societies as a whole might
intervention in a CAS can precipitate unexpect- address them (World Health Organization et al.,
ed problems by stimulating latent feedback 1986). To match the changing landscape, some
loops within the web of cause and effect (e.g. practitioners began incorporating principles
alcohol bans in remote Indigenous communities consistent with social-ecology into their blue-

Downloaded from http://heapro.oxfordjournals.org/ by guest on October 29, 2015


leading to homelessness in nearby towns). prints for actions (Labonte, 1998; Baum, 1999;
The implications of these principles for Green and Kreuter, 2005). Such changes in
health promotion practitioners can best be practice were far from universal, and those
understood by reviewing, from the complexity more entrenched in the bio-medical paradigm
standpoint, evolution of health promotion from responded by shifting to a ‘population approach’
the medically defined ‘downstream’ focus on that simply interpreted each newly validated
the individual in the 1960s to the highly determinant in terms of another risk factor to
complex social and global issues of today. be addressed via standard service-based deter-
During this development the profession has ministic programmes (Lawlor et al., 2000).
drawn from theoretical perspectives of medi- The Bangkok Charter recast the Ottawa prin-
cine, psychology, social science, education, pol- ciples into the context of a highly intercon-
itical science and marketing with different nected and complex global community (World
perspectives dominating in different periods Health Organization, 2005). This sparked
and jurisdictions. This in turn has driven further reflection on the inadequacy of reduc-
changes over time in the priority and resources tionist thinking in relation to complex issues
given to issues, approaches and their propo- (McQueen, 2000; McQueen and Jones, 2007;
nents (Baum, 2010). Norman, 2009).
The 1960s’ focus on self-care in a biomedical In The Structure of Scientific Revolutions
context was strongly underscored by the reduc- (Kuhn, 1996), Thomas Kuhn observed that
tionist scientific paradigm. The bureaucracy was paradigm changes are preceded by an accumu-
medically dominated and those proposing a lation of anomalies in traditional thinking.
community development approach found them- Could it be that our profession’s struggle to
selves marginalized by a system demanding effectively address the social determinants of
forecasted, short-term, individual health gains. health mirrors an accumulation of anomalies?
In the early 1970s this focus broadened to Increasingly, we find that our traditional, reduc-
include health policy and programmes but still tionist paradigm is unhelpful in progressing
with the prime objective of improving the risk upstream work. Reductionist thinking asserts
factor profile of the individual through coordi- that we proceed when certain. Complexity think-
nated top-down programmes (Norman, 2009). ing enables us to proceed by probing that which
A plea for practitioners to consider broader will always be uncertain. The emerging shift
complexities of individual context including towards CAS thinking in health promotion is
biology, lifestyle, environment and the health- paralleled by other professions dealing with
care organization was made in 1974 (Lalonde, complex issues (Plsek and Greenhalgh, 2001;
1974). Soon after, the Alma Ata declaration Plsek and Wilson, 2001; Hawe et al., 2004; Shiell
called for an even broader social-ecological et al., 2008).
view, with primary care to advocate for social The potential applications of CAS theory to
justice, a key determinant of population health contemporary health promotion are substantial.
(World Health Organization, 1978). While such It provides a lens through which we can better
76 E. K. van Beurden et al.
understand multi-causal dynamics within our
contexts, issues, organizations and communities.
It can guide us to appropriate ways to manage,
plan, design, implement and evaluate with
respect to the degree of complexity of the issue
in question. Those engaged in community-
development might take heart from current
shifts to complexity thinking and understand
why their efforts may be undervalued by organi-
zations founded on reductionism.
The Cynefin Framework described below
emerged from CAS thinking within the corpor-
ate world. It was conceived by Snowden and
Fig. 1: The Cynefin Framework [adapted from
colleagues (Kurtz and Snowden, 2003) to
Snowden (Cognitive Edge, 2010)] Tetrahedrons
inform management process. It is translated show the most appropriate management model.
here into the health promotion context as a (Apex circle, manager. Base circles, other staff/

Downloaded from http://heapro.oxfordjournals.org/ by guest on October 29, 2015


practical tool to make the shift to complexity stakeholders. Solid line, strong connection. Dashed
thinking accessible to those less familiar with line, weak connection). The central domain of
CAS theory. ‘disorder’ is shown in black.

THE CYNEFIN FRAMEWORK helps us choose between coordination, cooper-


ation or collaboration as the most appropriate
The Welsh ‘cynefin’, literally ‘habitat’, alludes group process. In project planning, design and
to our myriad affiliations such as those of evaluation, Cynefin can inform our choice
kinship, culture and location. We are never fully between traditional logic maps, preplanned out-
aware of them, but patterns of multiple experi- comes and Key Performance Indicators or more
ences that emerge from them influence our emergent, action-oriented approaches.
every interaction (Kurtz and Snowden, 2003). The following description of the framework
The Cynefin Framework helps us make sense of draws mainly from the writings of Snowden and
this complex process and act appropriately. It colleagues. A wealth of conceptual thinking
has now been applied to knowledge and strat- underpins the framework which interested
egy management, research, policy making and readers may wish to explore further (Cognitive
leadership training (Mark and Snowden, 2006; Edge, 2007a). The podcast by Snowden also
Snowden and Boone, 2007). By exploring its ap- provides a useful introductory overview from
plication to health promotion we stand to gain the corporate perspective (Snowden, 2010).
valuable insight into our practice, our organiza- The framework (Figure 1) has five domains.
tion and our profession. While it was conceived The two on the right are the ‘ordered’ domains
primarily to inform corporate decision making, of ‘simple’ and ‘complicated’ (with clearly
management and group function, these relate understandable links between cause and effect),
well to health promotion governance, manage- the two on the left are the ‘un-ordered’ domains
ment, group process, project planning, design of ‘complex’ and ‘chaos’ (with no clearly under-
and evaluation. standable cause –effect links). The central
The most basic application of the Cynefin domain is that of ‘disorder’.
Framework is as a tool for categorizing issues
and strategies. As such, it helps us decide on
the most appropriate organizational structures The simple (or known) domain
for effective team governance and also when we Here, cause and effect relationships are mostly
should create conditions for emergent innov- linear, empirical and agreed upon. Consider a
ation instead of applying more rigid constraints. worksite heart health screening and referral
In terms of group process, it can help us decide programme. An evidence-based, ‘best practice’
when to stimulate open discussion to unearth approach is generally accepted and has predict-
multiple solutions instead of simply voting on able outcomes. This is the domain of consistent,
predetermined alternatives. At project level, it efficient delivery, using manuals and standard
Making sense in a complex landscape 77
procedures to achieve forecasted milestones and mix to be understood only in retrospect (e.g.
deliverables. Structured techniques and pro- unanticipated community outcomes from gov-
cesses are desirable and mandatory. The appro- ernment changes to family support). The ‘emer-
priate decision-making model is to ‘sense’ gent’, self-organizing characteristics of CAS
incoming information (e.g. blood pressure highlights the importance of context, and the
data), ‘categorise’ it (high/low) and then limitations of linear programme delivery (Keast
‘respond’ (advice/referral). Note that ‘sensing’ et al., 2004; Kreuter et al., 2004).
can equally apply to qualitative information. An Attempts to turn emergent patterns into
appropriate management model for the simple policy or procedure by top-down ‘installation’
domain is top-down control by a central that disregards their context will inevitably be
manager. Workers may be weakly intercon- confronted by new emergent patterns, each of
nected. Appropriate group function takes the which will also be understood only on reflection
form of coordination. (e.g. emergence of new crime patterns following
installation of video surveillance in business dis-
tricts). Indeed, we cannot be sure that apparent-
The complicated (or knowable) domain ly repeating patterns will continue, because we

Downloaded from http://heapro.oxfordjournals.org/ by guest on October 29, 2015


As in the ‘simple’ domain, stable, ordered rela- cannot see their underlying causes. So even
tionships exist between cause and effect but expert opinion, based on historically stable pat-
here are separated in time and space and not terns of meaning, will not sufficiently prepare us
fully understood. Consider the influence of to recognize and act on new unexpected pat-
child fundamental movement skills on subse- terns. This has implications for replicability of
quent physical activity levels (Barnett et al., complex interventions (e.g. a health promotion
2009; Kelly et al., 2010). Research is needed to project with good outcomes in a highly net-
clarify the existence and nature of the link in worked context may have different outcomes
order to better define the key elements of ‘good elsewhere).
practice’. The term ‘good practice’ differs from The decision-making model here is to
‘best practice’ in that there may be a number of develop ‘probes’ to reveal emergent patterns
acceptable options. Until such research is con- (e.g. genuine engagement with communities,
ducted, there are no definitive experts. Effective skilled facilitation to enable emergence of
ties are required between researchers and deci- agreed priority areas and actions). As projects
sion makers, based on trust. Appropriate group emerge from agent interaction, we need to
function is co-operation. The decision-making ‘sense’ which initiatives are useful (by evaluat-
model is to ‘sense’ incoming information (child- ing relevant information) in order to ‘respond’
hood skill levels), ‘analyse’ (in relation to subse- by amplifying and resourcing them. The aim is
quent adolescent physical activity) and then to develop open-minded observation rather
‘respond’ on the basis of findings (apply findings than hasty action based on preconceived ideas.
to policy/programmes). In this domain, struc- Narrative-based sense-making methods are
tured techniques based on reductionist science helpful here (Edgeware, 2001; Cognitive Edge,
(e.g. longitudinal studies), are used to produce 2007a). Analytic techniques appropriate to the
evidence. Impressive bodies of health promo- ordered domains will not work. A highly collab-
tion knowledge have been produced via such orative approach to group function is desirable,
methods. and the more diverse the partners, the better a
system can be understood and appropriate
probes developed. A non-hierarchical manage-
The complex domain ment model (Australian Public Service
In this ‘un-ordered’ domain, there are cause/ Commission, 2007) encouraging distributed
effect relationships but their non-linear nature leadership among diverse and strongly linked
and the multiplicity of agents defy conventional partners is also considered advantageous.
analysis. Current examples include efforts to
address the social determinants of health, and
organizational networking to address climate Chaos
change (Commission on Social Determinants of Unlike the simple, complicated, or complex
Health, 2007; Kia et al., 2009; Sabatini, 2009). domains, the turbulent, unordered domain of
Here, unpredictable patterns emerge from the chaos has no visible cause/effect relationships.
78 E. K. van Beurden et al.
Unexpected regional climatic catastrophes have issues, the diversity of viewpoints and the ways
the potential to send practice into chaos. Best in which they might work together to find
practice protocols are of limited use as unprece- solutions (Cognitive Edge, 2007a).
dented circumstances call for novel responses. When the Cynefin Framework is used for
There are no data to analyse, and no time to sense-making in such a workshop, participants
wait for emerging patterns. The decision model become conscious of the transitions between
is to take ‘action’, ‘sense’ the influence of that domains and begin to develop the ability to rec-
action and then ‘respond’ appropriately. Links ognize, interpret and manage them. In small
between all parties are weak. Directive inter- groups, they are initially invited to write
vention is often necessary to shift the situation descriptions of processes, events, programmes,
into one of the other domains. concerns or projects on small adhesive notes.
These are ‘sense-making narratives’. The group
then selects the four items that best exemplify
Disorder the four extreme states of the framework:
Here, we are undecided about which of the four Simple, Complicated, Complex, Chaos. Each is
other domains our situation represents, often placed in the appropriately labelled corner of a

Downloaded from http://heapro.oxfordjournals.org/ by guest on October 29, 2015


because we are not conscious of alternatives. whiteboard, which at this stage has no separat-
We may have a personalized, ‘one-size-fits-all’, ing boundary lines between the domains.
default approach to management, decision- Participants then work together to find the
making and group function that reflects our place on the board where they consider each of
comfort zone rather than any rational choice. the remaining narratives best sits within the
This domain plays a vital role when the Cynefin field (Kurtz and Snowden, 2003). As a result,
Framework is used during sense-making work- some narratives will clearly lie within each
shops described in the following section. domain. Others will sit on the transition zone
between domains. A few may remain in the
central area ‘Disorder’, if there is no consensus
USING CYNEFIN AS A FRAMEWORK where else to place them. The aim now is to
FOR APPROPRIATE HEALTH split these unallocated narratives. For example,
PROMOTION ACTION if one sticky note is ‘Increase Regional
Transport Options’, the group is invited to write
In its simplest application, the Cynefin sticky notes for component aspects. These could
Framework can be used as a conventional man- be ‘Survey Needs’, ‘Lobby for policy change’,
agement matrix for categorizing issues and strat- ‘Form Working Group’ or ‘Integrate Bus
egies. This can be extended into planning or Routes’. Eventually, the group is able to move
reviewing an entire portfolio of projects to all components to an agreed position on the
enable emergent practices with respect to more field. This social process entails much discussion
complex issues (e.g. smoke-free interventions in which helps participants make sense of their
Indigenous communities) while still rolling out own and each other’s assumptions. The result is
standardized, evidence-based strategies (e.g. a framework in which the domains and bound-
tobacco Quitline referral). Note here, that even aries make sense in the context of health pro-
within a project, different aspects and/or stages motion. In the example below, the team is able
may reflect different domains requiring distinct- to use the framework to make sense of how
ive approaches. planning, project management and decision-
While categorizing is useful, it is essentially making will vary for each component or stage
static. When used as a sense-making process, of the overall project (Figure 2).
Cynefin is more nuanced. It helps us understand Examining transitions at boundaries between
that the systems we are engaged in ( projects, the domains is the key to understanding
organizations and networks) are perpetually in changes that can facilitate our work. An issue
flux. Snowden views sense-making as a social can easily shift across a boundary as a project
process in which we ‘make sense of the world, progresses, or context changes. Aspects of a
so we can act in it’ (Cognitive Edge, 2007b). complex issue may shift into the ordered
The workshop methods that Snowden and domains for scientific ‘unpacking’ or for imple-
associates have developed help participants mentation of a ‘best practice’ strategy. From our
understand the degree of complexity inherent in experience of building a regional collaboration
Making sense in a complex landscape 79

Downloaded from http://heapro.oxfordjournals.org/ by guest on October 29, 2015


Fig. 2: Use of the Cynefin Framework to understand different stages of an emergent regional project to
increase active transport.

to address climate change (van Beurden et al., food production exemplify a successful shift to
2011), an initiative to conduct a regional com- the complex domain. This was characterized by
muter survey emerged, unanticipated, from a self-organization and multiple probes to find al-
Transport Working Group. The work then ternative solutions. Being alert to the conditions
shifted to the complicated domain, as data were that precipitate such transitions can help us
collected, cleaned, analysed and aggregated to work with organizations and communities to
show major commuter flows in the region. prevent or manage them for beneficial ends.
Pre-established protocols of the lead organiza- When we engage organizations and communi-
tion were then used to disseminate the reports ties in Cynefin-based sense-making, we create
(simple domain). To capitalize on the mapping opportunities for mutual understanding of alter-
of commuter flows, a workshop is planned to nate perspectives and agreement on appropriate
deal with issues such as poorly connected areas, action. The process encourages genuine discus-
competing stakeholders and cross-scale impedi- sion in reaching consensus. Consequently pro-
ments. Such a workshop sits within the complex posed actions are ‘owned’ by the group. The
domain, and requires skilled facilitation of process can be challenging as participants
shared problem-solving by diverse actors. become conscious of their default approaches
The transition from ‘simple’ to ‘chaos’ and aware of the need for alternative approaches
requires special mention as it can happen that vary depending on the nature of each issue.
rapidly, with dramatic consequences. This typic-
ally occurs when a person or group develops
entrenched inflexible processes which start to WHERE CYNEFIN SITS IN HEATH
erode innovative capacity and resilience. Even PROMOTION THEORY, PRACTICE
small disruptions can then tip the situation into AND RESEARCH
a state of chaos. A stark example was Cuba’s
dependence on Soviet oil subsidies for its CAS theory is a platform that can help unify
tightly controlled, petroleum-dependant food existing health promotion theories. It relates
production. The Soviet collapse plunged it into closely to participatory, socio-ecological and
a desperate, chaotic food shortage. In what fol- systems approaches to research and practice
lowed, the various experiments in urban organic (Stokols, 1992; Minkler and Wallerstein, 2003;
80 E. K. van Beurden et al.
Folke et al., 2005; Hawe et al., 2009). Based on IMPLICATIONS FOR HEALTH
applied CAS theory, the Cynefin Framework can PROMOTION: VALUES AND
help us make sense of how different theoretical INVESTMENT
perspectives can inform our work. As practi-
tioners it encourages us to ask a range of new The framework as conceived by Snowden is
questions. Might seemingly incongruous theoret- nuanced and dynamic. It is not possible here to
ical perspectives be mutually beneficial if viewed fully capture its potential as a sense-making tool
as parts of an overall system where each plays a in a social process. The risk is that Cynefin might
valid part depending on context? If changes be interpreted as just another 2  2 categoriza-
between these contexts are an integral part of our tion matrix. To avoid this, and also to address the
work, how can we consciously harness them challenge of translating a concept developed in
rather than have them happen to us? How can we another knowledge domain, readers are encour-
employ ‘sense-making’ approaches to best benefit aged to employ a Cynefin ‘sense-making’ ap-
from the potent group intelligence within our proach when considering new projects or
diverse professions and communities? The reviewing existing ones. This might take the form
Cynefin Framework also invites us to extend our of a team meeting using the framework as a basis

Downloaded from http://heapro.oxfordjournals.org/ by guest on October 29, 2015


approaches to Settings and Communities. It helps for reflection, or a full workshop with a trained
us to understand more deeply the dynamic rela- facilitator. We will only realize the full benefits
tionships between such elements as governance and limitations of the framework though an
structures, decision making processes, network ongoing process of shared exploration within the
patterns and collaboration models. health promotion context.
From a research perspective, the Cynefin When used as Snowden intended, the frame-
Framework can help us understand that while work promotes conscious reflection on the ben-
reductionist evaluation may have a place in efits and risks of potential actions we might
evidence-based practice (Rychetnik, 2003), it is take. This can reduce the chance of investing in
flawed if we oversimplify complex issues and interventions that are ineffective or detrimental
overlook contextual variables critical to because they are inconsistent with the level of
success. When we recommend large-scale roll- complexity (e.g. attempting to stimulate collab-
outs, with high-fidelity to strict protocols, orative innovation using hierarchical, centra-
based upon such research, we risk augmenting lized governance).
the very problem we seek to ameliorate. This In this respect, we are advocating that health
underscores the importance of local context to promoters complement their skills in reduction-
the success of health promotion initiatives in ist methods with an understanding that when-
our communities and the need to track rele- ever we deal with humans, communities or
vant contextual variables along with more con- social networks, we are engaging with CAS. If
ventional measures. It challenges us to develop we lose our keys walking through the garden at
new measures that broaden the concept of night, we will not find them under the stree-
Community Capacity (Goodman et al., 1998) tlamp across the road just because we excel at
to routinely include such aspects as availability finding things in bright light. Likewise, we will
of skilled networkers and collaborators, appro- not find the keys to the most pressing and
priate governance structures and the presence challenging complex health promotion issues
and effectiveness of pertinent social networks. (inequity, climate change, social determinants)
It also encourages us to reflect on the lowly through reductionist thinking, just because our
‘process’ status we often attribute to such profession has demonstrated skillful use of it.
‘complex’ determinants when we omit them We need to be alert to the logical error of
from outcome evaluations. Indeed, they may basing decisions on findings derived from rigor-
explain variance that more traditional predic- ous application of methodology, when that
tors do not. Some are already emerging as im- methodology was inappropriate to the issue. To
portant predictors of health behaviour change help avoid such ‘Type IV Error’ (Basch and
(Christakis and Fowler, 2007, 2009). Cynefin Gold, 1986) when selecting an approach, practi-
also helps researchers from different research tioners need to ask themselves: ‘If I treat this
traditions find consensus on the need for issue as “simple” or “complicated”, am I ignor-
Action/Participatory research methods when ing important aspects of the broader context of
addressing complex issues. which it is part, and what are the risks of doing
Making sense in a complex landscape 81
so?’ We suggest that whatever the issue, we first reductionist response to our most challenging
consider it may be part of a CAS to reduce the issues. There is merit in including CAS and the
likelihood of overlooking potentially important Cynefin Framework in health promotion theory,
contextual factors. discourse and practice.
In this way CAS theory and the Cynefin The framework helps those addressing
Framework can help us understand that while complex issues to communicate the value and
there is a place for the ordered and linear meaning of their work within a system that
approaches of ‘evidence-based practice’ and largely privileges a reductionist approach. It
hierarchical management structures, they can be challenges preferential engagement with ‘down-
detrimental when addressing complex multi- stream’ issues and validates contextualized,
dimensional issues. The framework also high- emergent practice within communities when
lights the challenge of proposing emergent working with complex issues such as the social
approaches within the tight planning constraints determinants of health and climate change.
currently required by many funding agencies.
There is an urgent need to advocate for health
promotion investment plans that reflect an ACKNOWLEDGEMENTS

Downloaded from http://heapro.oxfordjournals.org/ by guest on October 29, 2015


understanding of complex issues, and place
value on CAS-based approaches to ‘wicked’ We thank Ken McLeod for mentoring our
problems (Baum, 2010; van Beurden and Kia, Action Learning to understand complexity
2011). This in turn requires planning and moni- science in the context of health promotion; and
toring processes that go beyond implementing Chalta Lord for assisting with manuscript prep-
‘best practice interventions’, evaluated against aration, referencing and proofing.
forecasted and narrowly defined Key
Performance Indicators. It requires learning and
innovation based on the ‘probe, sense, respond’ REFERENCES
principle appropriate to complex issues. A
range of planning, implementation and evalu- Aid on the Edge of Chaos. (2009) How Do Aid Agencies
ation methods, well suited to health promotion, Deal With Wicked Problems? [updated 5 Apr 2011; cited
are already being used in other fields [e.g. (Aid 19 Apr 2011]. [about 4 screens]. Available from: http://
aidontheedge.info/.
on the edge of chaos, 2009)]. We have found Alexander, F. E., Boyle, P., Carli, P. M., Coebergh, J. W.,
that CAS and the Cynefin Framework resonate Draper, G. J., Ekbom, A. et al. (1998) Spatial clustering
with the felt needs of a broad range of health of childhood leukaemia: summary results from the
promoters, from local to national, including EUROCLUS project. British Journal of Cancer, 77,
818– 824.
managers, planners, policy makers, implemen- Ardell, D. B. (1976) High Level Wellness: An
ters and researchers. We also feel they could Alternative to Doctors, Drugs and Disease, Rodale,
prove particularly useful in advocating for ap- Emmaus, PA.
propriate approaches to health promotion inter- Australian Public Service Commission. (2007) Tackling
nationally. Efforts such as the Global Wicked Problems: A Public Policy Perspective.
Commonwealth Department of Australia, Canberra.
Programme on Health Promotion Effectiveness, Barnett, L. M., Van Beurden, E., Morgan, P. J., Brooks, L.
that identify effective health promotion practice O., Zask, A. and Beard, J. R. (2009) Six year follow-up
and translate it to new settings with vastly dif- of students who participated in a school-based physical
fering local contexts, might well be enhanced by activity intervention: a longitudinal cohort study.
International Journal of Behavioral Nutrition and
a complexity perspective (WHO, 2011). Physical Activity, 6: 48 doi:10.1186/1479-5868-6-48.
Available from: http://www.ijbnpa.org/content/6/1/48.
Basch, C. E. and Gold, R. S. (1986) The dubious effects
CONCLUSIONS AND of type V errors in hypothesis testing on health educa-
tion practice and theory. Health Education Research, 1,
RECOMMENDATIONS
299– 305.
Baum, F. (1999) The role of social capital in health promo-
CAS theory has much to offer health promo- tion: Australian perspectives. Health Promotion Journal
tion. The Cynefin Framework is a powerful con- of Australia, 9, 171–178.
ceptual tool which helps practitioners choose Baum, F. (2010) Overcoming barriers to improved research
on the social determinants of health. MEDICC Review,
the most appropriate approaches to the level of 12 36–38.
complexity of the issues they address. It also Brownson, R. C., Fielding, J. E. and Maylahn, C. (2009)
highlights the pitfalls of a ‘one-size-fits-all’ Evidence-based public health: a fundamental concept
82 E. K. van Beurden et al.
for public health practice. Annual Review of Public changing expectations. Public Administration Review, 64,
Health, 30, 175 –201. 363–371.
Buchanan, M. (2003) Nexus: Small Worlds and the Kelly, B., Hardy, L. L., Howlett, S., King, L., Farrell, L.
Groundbreaking Theory of Networks, W. W. Norton & and Hattersley, L. (2010) Opening up Australian pre-
Co., New York. schoolers’ lunchboxes. Australian and New Zealand
Butterfoss, F. D., Goodman, R. M. and Wandersman, Journal of Public Health, 34, 288–292.
A. (1996) Community coalitions for prevention and Kia, A., Van Beurden, E., Hughes, D. and Dietrich, U.
health promotion: factors predicting satisfaction, par- (2009) Resilience: Building health from regional
ticipation, and planning. Health Education Quarterly, responses to climate change. Project Report. Health
23, 65 – 79. Promotion Unit, Population Health & Planning
Christakis, N. A. and Fowler, J. H. (2007) The spread of Directorate, North Coast Area Health Service, Lismore.
obesity in a large social network over 32 years. New Kreuter, M. W., De Rosa, C., Howze, E. H. and Baldwin,
England Journal of Medicine, 357, 370– 379. G. T. (2004) Understanding wicked problems: a key to
Christakis, N. A. and Fowler, J. H. (2009) Connected: The advancing environmental health promotion. Health
Surprising Power of Our Social Networks and How They Education and Behavior, 31, 441– 454.
Shape Our Lives, Grand Central Publishing, New York. Kuhn, T. S. (1996) The Structure of Scientific Revolutions,
Cognitive Edge. (2007a) Methods. Cognitive Edge, 3rd ed, University of Chicago Press, Chicago.
Singapore. [cited 2010 Jun 24]. [about 2 screens]. Kurtz, C. F. and Snowden, D. J. (2003) The new dynamics
Available from: http://www.cognitive-edge.com/ of strategy: sense-making in a complex and complicated

Downloaded from http://heapro.oxfordjournals.org/ by guest on October 29, 2015


method.php. world. IBM Systems Journal, 42, 462–483.
Cognitive Edge. (2007b) What is Sense-Making?. Cognitive Labonte, R. (1998) A Community Development Approach
Edge, Singapore. [updated 7 Jun 2008; cited 14 Sep to Health Promotion: A Background Paper on Practice
2011]. [about 1 screens]. Available from: http://www Tensions, Strategic Models and Accountability
.cognitive-edge.com/blogs/dave/2008/06/. Requirements for Health Authority Work on the Broad
Cognitive Edge. (2010) Cynefin Contextualisation: Four Determinants of Health. Health Education Board for
Tables. Cognitive Edge, Singapore. [updated 6 June Scotland (HEBS), Edinburgh.
2010; cited 24 May 2011]. [about 1 screens]. Available Lalonde, M. (1974) A New Perspective on the Health of
from: www.cognitive-edge.com/method.php?mid=9. Canadians. Health and Welfare Canada, Ottawa.
Commission on Social Determinants of Health. (2007) A Lawlor, D. A., Keen, S. and Neal, R. D. (2000) Can
conceptual framework for action on the social determi- general practitioners influence the nation’s health
nants of health: draft. Discussion paper. WHO, Geneva. through a population approach to provision of lifestyle
Edgeware. (2001) Edgeware. Complexity Resources advice? British Journal of General Practice, 50, 455–
for Health Care Leaders. Plexus Institute, Bordentown, 459.
New Jersey. [cited 29 Sept 2009]. Available from: www. Mark, A. L. (2006) Notes from a small island: researching
plexusinstitute.com/edgeware/archive/think/index.html. organisational behaviour in healthcare from a UK per-
Folke, C., Hahn, T., Olsson, P. and Norberg, J. (2005) spective. Journal of Organizational Behavior, 27, 851–
Adaptive governance of social-ecological systems. 867.
Annual Review of Environment and Resources, 30, Mark, A. and Snowden, D. (2006) Researching practice or
441 –473. practicing research: innovating methods in healthcare –
Goodman, R. M., Speers, M. A., Mcleroy, K., Fawcett, S., the contribution of Cynefin. In Casebeer, A. L.,
Kegler, M., Parker, E. et al. (1998) Identifying and defin- Harrison, A. and Mark, A. (eds), Innovations in Health
ing the dimensions of community capacity to provide a Care: A Reality Check. Palgrave McMillan, Basingstoke.
basis for measurement. Health Education and Behavior, Matheson, A., Dew, K. and Cumming, J. (2009)
25, 258–278. Complexity, evaluation and the effectiveness of
Green, L. and Kreuter, M. (eds) (2005) Health Promotion community-based interventions to reduce health
Planning: An Educational and Environmental Approach, inequalities. Health Promotion Journal of Australia, 20,
4th edition, McGraw-Hill Higher Education, New York. 221–226.
Hawe, P., Shiell, A. and Riley, T. (2004) Complex inter- Mcqueen, D. V. (2000) Perspectives on health
ventions: how “out of control” can a randomised promotion: theory, evidence, practice and the emergence
controlled trial be? British Medical Journal, 328, of complexity. Health Promotion International, 15,
1561–1563. 95–97.
Hawe, P., Shiell, A. and Riley, T. (2009) Theorising inter- Mcqueen, D. V. and Jones, C. M. (eds). (2007) Global
ventions as events in systems. American Journal of Perspectives on Health Promotion Effectiveness. Springer
Community Psychology, 43, 267– 276. Science þ Business Media LLC, New York.
Jayasinghe, S. (2011) Conceptualising population health: Mcwilliams, C., Ball, S. C., Benjamin, S. E., Hales, D.,
from mechanistic thinking to complexity science. Vaughn, A. and Ward, D. S. (2009) Best-practice guide-
Emerging Themes in Epidemiology, 8: 2 Available from: lines for physical activity at child care. Pediatrics, 124,
http://www.ete-online.com/content/8/1/2. 1650– 1659.
Jones, H. (2011) Taking responsibility for complexity: how Minkler, M. and Wallerstein, N. (eds). (2003)
implementation can achieve results in the face of Community-based Participatory Research for Health.
complex problems. Working paper 330. Overseas Jossey-Bass, San Francisco.
Development Institute, London. Norman, C. D. (2009) Health Promotion as a Systems
Keast, R., Mandell, M. P., Brown, K. and Woolcock, G. Science and Practice. Journal of Evaluation in Clinical
(2004) Network structures: working differently and Practice, 15, 868– 872.
Making sense in a complex landscape 83
NSW Health. (1998) Hot Water Burns Like Fire: the NSW St Leger, L. (1997) Health promoting settings: from Ottawa
Scalds Prevention Campaign: Phases One and Two to Jakarta. Health Promotion International, 12, 99–101.
1992– 1994. NSW Health, North Sydney. Stokols, D. (1992) Establishing and maintaining health
Plsek, P. E. and Greenhalgh, T. (2001) The challenge of environments. Toward a social ecology of health promo-
complexity in healthcare. British Medical Journal, 323, tion. American Psychologist, 47, 6– 22.
625–628. Sweeney, K. and Griffiths, F. (eds). (2002) Complexity and
Plsek, P. E. and Wilson, T. (2001) Complexity science: Healthcare: An Introduction. Radcliffe Medical Press,
complexity, leadership, and management in health- Abingdon Oxon.
care organisations. British Medical Journal, 323, Van Beurden, E. and Kia, A. (2011) Wicked problems and
746 – 749. health promotion: reflections on learning. Health
Rickles, D., Hawe, P. and Shiell, A. (2007) A simple guide Promotion Journal of Australia, 22, 83–84.
to chaos and complexity. Journal of Epidemiology and Van Beurden, E. K., Kia, A. M., Hughes, D., Fuller,
Community Health, 61, 933– 937. J. D., Howton, K. and Kavooru, S. (2011) Networked
Rychetnik, L. (2003) Evidence-based practice and health resilience in rural Australia: a role for health
promotion. Health Promotion Journal of Australia, 14, promotion in regional responses to climate
133–136. change. Health Promotion Journal of Australia, 22,
Rychetnik, L. and Wise, M. (2004) Advocating evidence- S62 – S68.
based health promotion: reflections and suggestion of a way Waldrop, M. M. (1994) Complexity: The Emerging Science
forward. Health Promotion International, 19, 247–257. at the Edge of Order and Chaos. Penguin,

Downloaded from http://heapro.oxfordjournals.org/ by guest on October 29, 2015


Rychetnik, L., Frommer, M., Hawe, P. and Shiell, A. Harmondsworth, England.
(2002) Criteria for evaluating evidence on public health WHO. Int/Healthpromotion. (2011) Global Programme
interventions. Journal of Epidemiology and Community on Health Promotion Effectiveness (GPHPE). WHO,
Health, 56, 119–27. Geneva. [cited 8 Sep 2011]. [about 3 screens]. Available
Sabatini, F. (2009) Social capital as social networks: a new from: http://www.who.int/healthpromotion/areas/gphpe/
framework for measurement and an empirical analysis en/index.html.
of its determinants and consequences. Journal of World Health Organization. (1978) Declaration of
Socio-Economics, 38, 429– 442. Alma-Ata. The International Conference on Primary
Shiell, A., Hawe, P. and Gold, L. (2008) Complex interven- Health Care. 6 –12 September 1978. , Alma Ata.
tions or complex systems? Implications for health World Health Organization. (2005) The Bangkok charter
economic evaluation. British Medical Journal, 336, on health promotion in a globalised world. The 6th
1281– 1283. Global Conference on Health Promotion. 7 –11 August
Snowden, D. (2010) The Cynefin Framework. [updated 11 2005. Bangkok, Thailand.
Jul 2010; cited 14 Sep 2011]. Available from: http://www World Health Organization, Health and Welfare Canada
.youtube.com/watch?v=N7oz366X0-8. and Canadian Public Health Association. (1986) Ottawa
Snowden, D. J. and Boone, M. E. (2007) A leader’s frame- charter for health promotion. First International
work for decision making. Harvard Business Review, 85, Conference on Health Promotion. 21 November 1986.
69–76. Ottawa, Canada.

View publication stats

Anda mungkin juga menyukai