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Economic Geography
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NEIGHBORHOOD LIFE CYCLES AND SOCIAL STATUS*
AVERY M. GUEST
University of Washington
have had
In recent years, a body of urban more time to evolve. In a re-
re-
search [18; 9; 10] has attempted
centtoexposition
re- of this view, Schnore1
argues [18, p. 20] that the elite flee to
late the growth patterns of metropolitan
the higher
areas to the spatial distribution of outskirts because of a desire for the
and lower status persons, as indicated more spacious outskirts and possession
by the average status of central of the
cities
money-power to seize the land.
compared with their suburban rings The movement
and outward is particularly
by the relationship between facilitateddistance by improvements in trans-
from the central business district and portation speed and design such as the
status of census tracts. This research has
automobile. Schnore sees the genesis of
clearly indicated that older metropolitanhis view in the well-known Burgess [3]
areas are most apt to have higher subur-hypothesis of urban growth.
ban than central city status and have The evolutionary perspective has been
distance from the CBD covarying posi- most formalized at the neighborhood
tively with census tract status. Age of level by the economists Hoover and Ver-
metropolitan areas has been melasurednon [13, pp. 183-98] who suggest that
several ways, including the census yearneighborhoods follow a series of stages,
that the central city reached 50,000 generally marked by progressive de-
population [18; 9] and the amount ofcreases in social status, except perhaps
metropolitan population growth in vari-for the early period of development
ous historical-transportation periods such
when there is a transition from relatively
as the electric streetcar era and the auto-
low density, rural uses, to higher but
mobile era [10]. Most of this research still light density urban uses. Hoover and
has been cross-sectional as opposed toVernon's view suggests that neighbor-
longitudinal in design. hoods in cities should differ in status by
These studies have been interpreted 1 Schnore's position on the nature of an
by Schnore [18; 16] as indicative of a evolutionary pattern for neighborhoods in cities
current "evolutionary" or life cycle pat- has not been entirely consistent or clear. In the
tern of metropolitan development, incited references, he suggests a universal tend-
which central, older sections of metro- ency for all cities. Elsewhere, however,
Schnore [17, pp. 212-17] suggests that evolu-
politan areas decline in status over time.tion may occur on a large basis only in older
Older metropolitan areas, it is alleged, cities. Here, the congestion and deterioration
have lower status in their central dis- of the older city drive higher status persons
to the outskirts. In newer places, with less con-
tricts at one point in time because they
gested and deteriorated centers, there may be
little impetus for higher status persons to desert
* This research has been supported by grants
from the University of Wisconsin Institute the
for city center. It is implicit in Schnore's dis-
Research in Poverty and from the Dartmouth cussion that he does not expect the newer cen-
ters to ever have the composition and deteriora-
College Urban Studies Program. The following
provided helpful comments on previous ver- tion which was found in the older centers.
Schnore's second, non-evolutionary view, seems
sions of this paper: Lowell L. Hargens, Charles
Hirschman, Samuel H. Preston, and Jamesmore J. compatible with the view I present short-
Zuiches. The following Wisconsin and Dart- ly as my own. And in a previous article [10
in this journal, I have interpreted Schnore's
mouth students worked ably as research assist-
view as essentially non-evolutionary, or at leas
ants: Russell Adams, Harry Falls, Jr., Wendy
Friedman, and L. Alan Shepard. only partially evolutionary.
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NEIGHBORHOOD LIFE CYCLES AND SOCIAL STATUS 229
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230 ECONOMIC GEOGRAPHY
later decades, respectively, had shown housing around the CBD presumably
large and relatively equivalent gains in accounted for the declining value of the
status over the 20-year period. This study city's inner neighborhoods to high status
could hardly be considered definitive, persons. Yet, I indicated, recent develop-
however, given the short time span, the ments in transportation such as the truck,
analysis of only one central city, and the the automobile, and the freeway have
inability to characterize census tracts as removed much of the impetus for the
built up in various decades before 1940. older competitive processes, making it
Other longitudinal studies of neighbor- questionable whether land use changes
hood social status concentrate on the re- are occurring in a manner consistent
lationship between distance from the with the evolutionary theory.3
CBD and social status. These studies My view may be considered more
presumably shed some light on thenegative
life than positive, in that I have
cycle notion since older neighborhoods
not attempted to specify how neighbor-
are generally located close to thehoods
CBD.are changing in population and
In a study of eight American central land use characteristics, but rather have
cities between 1940 and 1960, Haggerty criticized the older evolutionary view-
[12] compared the average educational point. It should be emphasized that some
status of census tracts in three distance "evolution" in neighborhood social status
zones from the CBD with the average
is possible, even likely; I simply ques-
educational status of the city. He argued
tion its importance.
that the data suggested a clear tendency
for declining status of most central zones METHODOLOGICAL ISSUES
relative to the others, but the data did
not seem at all persuasive for three of A thorough test of the life cycle notion
in regards to neighborhood social status
the cities, and ambiguous interpretations
of the data are possible for some of thewould focus on several metropolitan
other five places. areas, and each area's neighborhoods
In my own study [101 of the relation-would be characterized by the period
ship between distance from the CBD and when it built up, at regular intervals
the educational status of census tracts since the metropolis was founded. Each
group or age cohort of neighborhood
in 37 metropolitan areas, I found a slight
would then be followed for long time
positive relationship in both 1950 and
1960, and the relationship was slightlyThe neighborhood life cycle of social status
or the evolutionary pattern may occur for rea-
greater in 1960. However, the change
sons other than the competition for central
was very slight. land, although this reason has generally been
Why, on theoretical grounds, may
emphasized. For instance, in the classical per-
questions be raised about the validityspective,
of deterioration of housing occurs around
the CBD because property owners are holding
a life cycle scheme for urban neighbor-
their property for sale to the expanding busi-
hoods? I have suggested in two recentnesses; the house itself has little value and is
articles [10; 11] on the population den-
therefore allowed to deteriorate. Deterioration
sity and social status structures of Ameri-
may also occur, nevertheless, in the area around
can cities that the evolutionary view theis CBD because no use, business or residen-
tial, desires the land. In the first case, housing
primarily based on the false notion that
deteriorated because of its intense value for
central land uses in the city are rapidly
other use; in the second case, it deteriorates
changing, due to the competition for
because of its low value to any use. The sec-
centrality around the CBD. From this
ond perspective is suggested by Greer [81. In
the following analysis we do not determine why
evolutionary perspective, the expansion
the life cycle occurs, and thus even our modest
of business and industry from the CBD,
evidence for its existence does not indicate
the increasing congestion around the
that it occurs because of compettiion for land
center, and the growth of deteriorated
around the CBD.
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NEIGHBORHOOD LIFE CYCLES AND SOCIAL STATUS 231
periods in order to determine whether results for the total population of tracts
neighborhoods were indeed passing and also for tracts with less than 250
through a life cycle of social status. Fur- Negroes as of 1970 ("white" tracts).
thermore, by using such a procedure, Changes in neighborhood social status
one could compare different age cohorts may be heavily confounded with changes
at the same number of years after build- in racial status, since it is well-known
ing up to determine whether they were that the black population is lower in
following the same life cycle patterns. status than the white population and
Such a test cannot be carried out many central cities are showing rapid
thoroughly, however, given existing gains
pub-in the proportion black among the
lished census data. Census tract data on population.
social status of individuals have only
been collected since 1940, thus limiting CLEVELAND PATTERNS
the interval of observation. Furthermore,
census tract boundaries have frequentlyPrevious analyses of the relationship
been changed for metropolitan areas-
between neighborhood life cycle stage
and population characteristics such as
making difficult many longitudinal com-
parisons. And most metropolitan areas socioeconomic status have generally
had only their older, centrally located categorized neighborhoods or census
areas included in the tract boundaries tracts as built up by the date at which
for the 1940 and 1950 censuses. Finally,they reached a density of two dwellings
actual data are rarely available on whenper acre [2; 6]. In a previously reported
census tracts or neighborhoods reached study [11] of Cleveland and its inner
certain dwelling densities. A substitutesuburbs, I used a dwelling unit density
source, census reports of households of ontwo structures per acre. "Structures"
when their units were constructed, is refers to physical buildings and may in-
valuable, but also has its problems. Theclude several households or dwellings.
data are subject to error of recall, and For my purposes, there are two possi-
ble sources of information to categorize
they are generally not reported in a form
so that neighborhoods may be character- Cleveland metropolitan area census
ized as built up in individual decades, tracts by their period of building up.
One source is a real property inventory
in the early twentieth and late nineteenth
centuries. of Cleveland and the surrounding Cuya-
hoga County in 1934 [15] and contains
Given these problems, I test the notion
data on years in which structures were
of an evolutionary cycle of social status
for urban neighborhoods in two ways. built, so that census tracts may be cate-
First, I trace changes in census tract gorized into the following groups on the
social status for the Cleveland, Ohio, basis of when they reached two struc-
tures per acre: pre-1885, by 1895, by
metropolitan area from 1940 to 1970; sec-
ond, I determine changes in tract social1905, by 1915, by 1925, by 1935, and
status for urban neighborhoods in after 12 1935. Since a large number of tracts
other metropolitan areas between 1960 were built up after 1935, it would be
and 1970. Cleveland, an old industrial helpful to know when, for the mid-point
metropolis, has comparable census data of ten-year intervals, those tracts were
for most of the metropolitan area for a up, until the present time. Unfortu-
built
relatively long time period and also real
nately, the other principal source of data,
property inventory data which make pos- the U.S. census, provides a description
sible an age characterization of census of the numbers of dwelling units, not
tracts for several decades. In the analysis,
structures, only for the ten-year periods
ending in zero. There is, thus, no exact
I shall control for the racial composition
of tracts by looking separately at the way of determining when the post-1935
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232 ECONOMIC GEOGRAPHY
tracts reached a density of two structures sons 14 years and over. Furthermore,
per acre for 1945, 1955, 1965, and later. farm owners were not included in the
To further subdivide the tracts built managerial group in 1970, while they
were in previous censuses. This should
up after 1935, I used census tract reports
to determine in which census decade the have little effect, however, on the gen-
tracts had reached two dwellings per eral results, since there are few farmers
acre. I then prorated the increase in thein the urbanized area.
numbers of dwelling units equally over The analysis is restricted to all census
the years in the previous decade to de-tracts in Cuyahoga County, except tracts
termine whether the tract had reached with large institutionalized populations
a density of two dwellings per acre by or almost no population by 1970 (pre-
the mid-point of the decade. Since al- venting census disclosure of social status
most all of the tracts built up after 1935
characteristics). A few census tracts were
were initially constructed as areas of combined to make them comparable. By
single-unit housing, the effects of usinginvestigating Cuyahoga County, the
a dwelling as opposed to structure cut- analysis does not include all of the Cleve-
off for being built up are not great. land Urbanized Area (UA) nor the
While this categorization of censusStandard Metropolitan Statistical Area
tracts may be criticized for its hetero- (SMSA), but Cuyahoga County has had
geneous nature, the use of real propertythe bulk of the UA and SMSA popula-
tions
data alone would leave me with a very since 1940.
large category of tracts built up over a As Tables 1 (for all tracts) and 2 (for
long period since 1935, and the use of white tracts) show, the basic social status
dwelling density counts would restrict structure of Cleveland's older cohorts
me to an analysis of areas built up in
was generally determined by 1940. At
recent years. Another possible data that point, there was a relatively clear
source is the 1950 census of housing [21]tendency for social status of tracts to de-
which reports data on year of construc- crease with period of development, at
tion for housing dwellings; however, the least for the cohorts of tracts built up by
pre-1920 period would comprise two1935. And this basic pattern has not
large categories, pre-1900 and 1900-1920.changed noticeably in the ensuing thirty
Two measures of social status will be years.
drawn from census tract reports [20; 21; Since 1940, regardless of whether the
22; 23]: the proportion of labor force total or white cohorts are observed, the
males in white collar occupations,pre-1935 and cohorts have generally gained
the proportion of all persons, 25 years in absolute educational status, while the
and over, who have graduated from relativehigh status of one cohort to another
school. In some ways, the occupational has remained relatively constant. One's
status measure is preferable sinceinterpretation
its of this finding should be
mean value over tracts has not risen dur- tempered by the recognition that rapid
ing the period of observation, unlike the gains in overall educational status for the
educational measure. By using the occu- American population would make diffi-
pational measure, one is less likely to cult absolute declines in status, even for
confound secular trends for the whole the older cohorts. In respect to occupa-
society with actual changes in neighbor- tional status, there have generally been
hood composition. The occupational some decreases in occupational status for
measure does have some problems, how- the cohorts of the total tracts, although
ever. In the 1970 published censusthese
re- have not been particularly selec-
tive of any pre-1935 age cohort. When
ports, white collar workers were reported
for persons 16 years and over, whileoneinlooks at changes in occupational stat-
previous reports, the data refer to us
per-for "white tracts," however, there has
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NEIGHBORHOOD LIFE CYCLES AND SOCIAL STATUS 233
TABLE 1
Percent Percent
White Collar Workers High School Graduates
Year Built Up
(Number of Cases in
Parentheses) 1940 1950 1960 1970 1940 1950 1960 1970
TABLE 2
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234 ECONOMIC GEOGRAPHY
been little change over time in the pro- tion, it is impossible to determine
portion of white collar workers, suggest- whether very old and very young cohorts
ing that racial change has been heavily are following the same patterns of social
confounded with life cycle changes. This status change.4 It is possible, however,
is particularly true of the very oldest to make some limited comparisons, in
cohorts. this case, for occupational status among
The major changes in Cleveland's the "white" tracts. As Figure 1 shows,
socioeconomic structure have involved for cohorts which can be observed at
five years and 25 years after building
cohorts built up after 1935. The cohorts
of 1945, 1955, and 1965 gradually up,in-there is no clear trend in status over
time. For cohorts which can be observed
creased their social status during their
periods of building up in the 1940s atand
45 years after building up, there are
1950s, and then leveled off or decreased
significant differences in level of status.
in status during the 1960s. Finally, As
theFigure 1 shows, the cohort of 1925
cohorts of tracts not built up by 1965 in-
achieved the highest status 45 years after
creased in status throughout the period.
building up, followed, respectively, by
What can be concluded about the the cohorts of 1915, 1905, and 1895.
validity of the life cycle notion? Without
From data for longer time periods,
the data at hand, it would appear it is that
impossible to determine why these
strong decreases in absolute social patterns
status differ. Nevertheless, the data
have not been characteristic of older are consistent with a view that the in-
Cleveland cohorts, particularly troduction
for of the automobile had a pro-
"white" tracts. Rather, once built found
up, impact on the speed with which
older cohorts have retained their basic
tracts passed through the life cycle of
socioeconomic structure in relationship
social status. This is, tracts built up be-
to each other. Changes in social status
4 Evidence, albeit crude, that Cleveland
have been most characteristic of cohorts
neighborhoods did clearly "evolve" in socio-
in the period of building up. These co-
economic status before 1940 can be determined
horts have generally registered moderate by comparing the socioeconomic status of
increases in social status while buildingCleveland political wards in 1890 with tracts
in approximately the same geographic area in
up, and then have given some evidence 1940. A special 1890 report of the census [24]
of slight decreases in social status oncereported general descriptions of 40 wards, pri-
they mature. In short, these results domarily within the older, central part of the
central city. Included in the description was
not particularly support a life cycle con-
cept which argues that older neighbor-a categorization of tracts by their rough socio-
economic status: poverty areas (8 wards) of
hoods undergo clear declines in absolutethe "poor," "tenements," or "prostitutes"; work-
status over time, although some absoluteing class areas (18 wards) of "people of mod-
est
declines have certainly occurred. It is means"; middle class areas of "comfortable-
ness" (10 wards); and areas of "wealthy
possible, nevertheless, to suggest that the
people" (4 wards). Since tract and ward bound-
life cycle notion is supported in terms ofaries were not the same (wards were general-
an increasing dissimilarity in status be- ly larger than tracts), it is impossible to exactly
tween older and newer cohorts. But this match areas in 1890 and 1940. I did find,
increasing dissimilarity primarily stemsnevertheless, that the 1940 tracts or combined
tracts in the four "wealthy" areas were all be-
from changes in the absolute status of
low the mean socioeconomic status for our 301
the newest cohorts.
metropolitan tracts in 1940. Furthermore, there
Using the cohort approach, one can was only a very weak tendency for low status
determine changes in the overall natureareas in 1890 to still be relatively low in status
of the urban settlement pattern by com-in 1940. That is, there was only a slight tend-
ency for status in 1890 to be related to status
paring cohorts of different ages at the in 1940. The evolution of Cleveland's neigh-
same number of years after building up.borhoods before the introduction of rapid trans-
Due to the short time span of observa- portation is also suggested by Chapman [4].
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NEIGHBORHOOD LIFE CYCLES AND SOCIAL STATUS
60
1935
50
c)
t.
o 40
1915
20
1885
1895 -
CF-
I 1
I · 1 I
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236 ECONOMIC GEOGRAPHY
fore the development of the automobile lowing cohorts on the basis of when they
(particularly the cohorts of 1905 andreached a dwelling density of two units
1895) evolved in very different ways per acre: pre-1940, 1940-50, 1950-60,
from those after the automobile's intro- 1960-70, and post-1970. If census tracts
duction, which began seriously in the
had not built up by 1960, according to
the 1960 census, the 1970 census was
1920s and rapidly increased in impor-
tance. It is noteworthy that all the co- used to determine whether building up
horts, except for 1915, observed 5 or 25 occurred in the intervening decade or
years after build up were settled after later. My method of categorizing cohorts
the introduction of the auto. in this section is not exactly the same as
reported earlier, although the general
GENERAL VALIDITY strategy is the same. As Tables 3 and 4
show, the method led to a disproportion-
Is the life cycle notion generally valid
ate number of tracts in the pre-1940 and
for American metropolitan areas? This post-1970 categories. The number of
is an important question since period of
post-1970 tracts suggests that the dwell-
growth of development for metropolitan ing density cut-off may be too high, how-
areas has had an impact on the spatial ever, it is retained for purposes of com-
distribution of socioeconomic groups. parison with previous studies.
The life cycle notion may work differ- For the total tracts in each SMSA,
ently in "newer" as opposed to "older" Table 3 shows that the average 1960
places such as Cleveland. We next test status of the pre-1940 cohort fell below
the SMSA mean in all places except Se-
the validity of the life cycle notion for
12 SMSAs as defined in 1960, by com- attle, indicating that the oldest cohort is
paring tract occupational status in 1960 indeed relatively low in status. However,
and 1970. We focus on two questions. the pattern is less clear when the aver-
First, is there a general tendency for ages of status of cohorts built up after
neighborhood social status to increase 1940 are compared, for there is no dis-
with recency of development? That is, cernible
is pattern of increase or decrease
there evidence on a cross-sectional basis in status with cohort age. On the aver-
that tract social status has declined as age, the 1960-1970 cohort had the high-
tracts have aged? Second, is there a tend-est average status, but the 1940-1950
ency over time for the social status cohort
of had, on the average, the second
older tracts to decline, and for the status
highest status. It is possible, of course,
of new tracts, particularly those build- that patterns will be closer to the hypoth-
ing up, to increase? esized pattern when newer cohorts have
Contrary to previous research on these completed building up. The evidence on
change in status between 1960 and 1970
places, the analysis is restricted to tracts
which lie in the urbanized area bound- will support this, yet, the pattern in 1960
aries, in order to eliminate tracts which
is hardly suggestive of a strong cross-
are primarily agricultural or not closely
sectional validity for the life cycle notion
connected with the settled urban area. in a sample of SMSAs.
In most metropolitan areas, a few tractsThe efficacy of the life cycle or evolu-
had to be combined to make them com- tionary model may also be evaluated by
parable over the 1960 decade. the use of dummy variables in the anal-
To determine the age or period ofysis [5]. One may conceive of all the
building up of census tracts, I used data variance in socioeconomic status as a
reported in the 1960 and 1970 census complete function of the age of the
tracts reports on the age of dwellings, sus tracts, or little of the variance in
as reported by respondents. It is possible status may be attributable to life cycle
to categorize census tracts into the fol- age. To determine which view is correct,
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TABLE 3
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TABLE 3 (Continued)
Pre-1940 40.2 39.1 26.8 19.8 37.2 33.8 40.0 40.8 33.0 29.5
(40) (25) (15) (27) (78)
1950 49.8 45.2 42.0 41.1 46.6 41.2 42.1 42.8 69.6 70.0
(20) (7) (5) (2) (4)
1960 51.0 47.5 28.8 24.3 48.8 43.9 32.7 31.6 50.3 51.1
(29) (4) (6) (2) (9)
1970 65.8 66.4 14.7 14.6 45.3 39.3 39.0 42.0 42.2 48.1
(12) (1) (5) (5) (2)
Post-1970 47.1 46.9 25.0 25.2 43.9 41.5 51.0 51.7 49.1 51.9
(37) (28) (14) (19) (40)
Total 48.0 46.3 27.6 24.6 42.8 39.0 43.5 44.4 40.3 39.1
(138) (65) (45) (55) (133)
R12 .116 .128 .157 .213 .100 .062 .102 .128 .325 .443
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TABLE 4
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TABLE 4 (Continued)
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NEIGHBORHOOD LIFE CYCLES AND SOCIAL STATUS 241
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242 ECONOMIC GEOGRAPHY
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NEIGHBORHOOD LIFE CYCLES AND SOCIAL STATUS 243
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