lammert@chem.vu.nl
Formaldehyde oxime h nitrosomethane tautomerism, isomeric nitrone, and their common cations
and anions are studied with Gaussian-2 theory using MP2(full)/6-31G* geometries and with density
functional theory using B3LYP/6-311+G**. Geometrical parameters, harmonic vibrational frequen-
cies, relative stabilities, conformational stabilities, and ionization energies are compared with
experimental gas-phase data when available. The formaldehyde oxime h nitrosomethane tautom-
erism is compared with the amide h imidol, imine h enamine, keto h enol, and nitro h aci-nitro
tautomeric processes. Solvent effects are estimated by the self-consistent isodensity polarizable
continuum model (SCIPCM). The influence of hydrogen bonding interactions with the solvent is
addressed by including two water molecules. In the final evaluation, formaldehyde oxime is 15.8
kcal/mol more stable than nitrosomethane when the aqueous solvation correction of 3.8 kcal/mol is
applied to the G2 energies. Unsolvated formaldehyde oxime is estimated to be 11.1 kcal/mol more
stable than nitrone. The estimated gas-phase ionization energies (G2) are 362.5 kcal/mol for
formaldehyde oxime, 350.6 kcal/mol for nitrosomethane, and 351.4 kcal/mol for nitrone.
Investigations into tautomerism have led to greater agents and high energy materials.8,9 The monomers are
understanding of such concepts as acid-base relation- usually blue in color in solvents of low dielectric constant.
ships, structure-reactivity correlations, and hydrogen They are often characterized as white solid dimers that
bonding and have provided valuable insights into the result from an NN connection to give diazene dioxides.
nature of chemical processes.1 The properties of tauto- Even the cis and trans dimers of nitrosomethane are
meric nucleic acids and their relation to genetic errors known.10 Heating nitroso dimers gives the gaseous or
are illustrative.2 The wealth of experimental data on liquid monomers.11 Aqueous solutions of nitroso com-
tautomers is complemented by an abundance of theoreti- pounds are invariably colorless. Tautomerization to the
cal calculations that give detailed insights. This is evident more stable oxime occurs readily in aqueous solution and
for such elementary processes as the amide h iminol,3 in the presence of hydroxylic groups, suggesting effective
keto h enol,4 imine h enamine,5 and nitro h acinitro6 acid/base catalysis by protic solvents.8 Oximes are, of
tautomerisms.7 Here we address the oxime h nitroso course, important synthons in many organic reactions of
system with emphasis on the effect of solvation. which the Beckmann rearrangement is illustrative.12
Nitroso compounds are of broad interest with applica- Nitrones are isomeric with the oxime-nitroso tau-
tions ranging from synthetic reagents to spin trapping tomers and can be formed as byproducts in the alkylation
of oximes.8 Nitrones are established reagents for 1,3-
* Address correspondence to this author at the Dutch address. dipolar cycloadditions and are used as radical spin traps,
† University of Alabama at Birmingham.
‡ Vrije Universiteit, Amsterdam. such as C-phenyl-N-tert-butylnitrone (PBN) and 5,5-
(1) Baker, J. W. Tautomerism; D. Van Nostrand Company, Inc.: dimethyl-1-pyrroline-1-oxide (DMPO).13 A recent theo-
New York, 1934. Minkin, V. I.; Olekhnovich, L. P.; Zhdanov, Y. A. retical study focused on the trapping of hydrogen, methyl,
Molecular Design of Tautomeric Compounds; D. Reidel Publishing hydroxyl, and peroxyl radicals.14 The parent formaldoni-
Co.: Dordrecht, Holland 1988. Rappoport, Z. Ed. The Chemistry of
Enols; Wiley: Chichester, 1990. trone remains experimentally elusive.
(2) Kwiatkowski, J. S.; Zielinski, T. J.; Rein, R., Quantum-Mechan-
ical Prediction of Tautomeric Equilibria. Adv. Quantum Chem. 1986, (8) Boyer, J. H. The Chemistry of the Nitro and Nitroso Groups;
18. Purrello, R.; Molina, M.; Wang, Y.; Smulevich, G.; Fossella, J.; Interscience Publishers: New York, 1969. Schwarz, H.; Levsen, K in
Fresco, J. R.; Spiro, T. G.; J. Am. Chem. Soc. 1993, 115, 760. Florian, The Chemistry of Amine, Nitroso, and Nitro Compounds and their
J.; Leszczyński, J. J. Am. Chem. Soc. 1996, 118, 3010. Ha, T. K.; Derivatives, Patai, S., Ed., J. Wiley: New York, 1982. Allman, R. In
Gunthard, H. H.; J. Am. Chem. Soc. 1993, 115, 11939. Sponer, J.; The Chemistry of the Hydrazo, Azo, and Azoxy groups; Patai, S., Ed.
Leszczyński, J.; Hobza, P. J. Biomol. Struct. Dynam. 1996, 14, 117. Wiley: New York, 1975.
(3) Wiberg, Kenneth B.; Breneman, Curtis M.; LePage, Teresa J. (9) For an insightful theoretical study, see: Glaser, R.; Murmann,
J. Am. Chem. Soc. 1990, 112, 61. Wong, W. M.; Wiberg, K. B.; Frisch, R. K.; Barnes, C. L. J. Org. Chem. 1996, 61, 1047.
M. J. J. Am. Chem. Soc. 1992, 114, 1645. Zhang, Q.; Bell, R.; Truong, (10) Meerssche, M. v.; Germain G. Bull. Soc. Chim. Belg. 1959, 68,
T. N. J. Phys. Chem. 1995, 99, 592. 244. Germain, G.; Piret, P.; Meerssche, M. v. Acta Crystallogr. 1963,
(4) Smith, B. J.; Nguyen, M. T.; Bouma, W. J.; Radom, L. J. Am. 16, 109.
Chem. Soc. 1991, 113, 6452. Wiberg, K. B.; Breneman, C. M.; LePage, (11) Batt, L.; Gowenlock, B. G. Trans. Faraday Soc. 1960, 56, 682.
T. J. J. Am. Chem. Soc. 1990, 112, 61. (12) For recent theoretical studies, see: (a) Nguyen, M. T.; Raspoet,
(5) Lammertsma, K.; Prasad, B. V. J. Am. Chem. Soc. 1994, 116, G.; Vanquickenborne, L. G. J. Chem. Soc., Perkin Trans. 2 1995, 1791.
642. (b) Nguyen, M. T.; Vanquickenborne, L. G. J. Chem. Soc., Perkin Trans.
(6) Lammertsma, K.; Prasad, B. V. J. Am. Chem. Soc. 1993, 115, 2 1993, 1969.
2348. (13) Janzen, E. G.; Haire, D. L. in Advances in Free Radical
(7) See also, Lammertsma, K. Bharatam, P. V. J. Org. Chem. 2000, Chemistry; Tanner, D. D., Ed.; JAI Press: Greenwich, CT, 1990; pp
65, 4662. 253-295.
Table 2. Absolute (in au) and Relative Energies (in a 0.031 Å elongated N-O bond, which is reduced again
kcal/mol) for the 1 - 2 Tautomeric Pair under the by 0.024 Å on rotating the OH group further to s-cis 1B.
Influence of the SCIPCM Model and of
H2O-Complexation
The barrier for this rotation of 7.7 (9.7) kcal/mol is similar
to an earlier theoretical estimate of 8.5 kcal/mol.12b It
theor level 1 2 ∆E(1-2) ∆∆Ea disagrees strongly with the reported experimental value
HF/6-31+G* 168.84811 168.83553 7.89 of 1.16 kcal/mol28 and suggests that a reexamination of
+ SCIPCM 168.85685 168.84108 9.89 2.00 the experimental rotation barrier is warranted.
+ 2H2O 320.90152 320.88176 12.40 3.78
+ 2H2O + SCIPCM 320.92003 320.89962 12.81 4.19
MP2/6-311+G** 169.42005 169.40092 12.00
+ SCIPCM 169.42647 169.40506 13.44 1.44
+ 2H2O 321.99118 321.96383 17.16 3.58
+ 2H2O + SCIPCM 322.00436 321.97656 17.44 3.86
B3LYP/6-311+G** 169.87171 169.85030 13.44
+ SCIPCM 169.87842 169.85549 14.39 0.95
+ 2H2O 322.80907 322.78085 17.71 3.87
+ 2H2O + SCIPCM 322.82145 322.79493 16.65 2.81
a Relative energies for the influence of the solvent model on the
nitrone, the natural charges of the anion show an phase” MP2(full)/6-31G* geometry), and at B3LYP/6-
increase of 0.234e for carbon and 0.175e for oxygen. The 311+G**. Aqueous bulk solvation stabilizes the oxime
delocalization in this allylic-type anion has been dis- relative to nitrosomethane by an additional 2.00 kcal/
cussed in detail for the related CH2-NO2Q, CH2-OHQ, mol at HF/6-31+G*, 1.44 kcal/mol at MP2(fc)/6-311+G**,
and CH2-NH2Q anions.5,6,31 Rotation of the CH2 group and 0.95 kcal/mol at B3LYP/6-311+G**.
by 90° eliminates the π-resonance, results in lone-pair These results may seem surprising, because ni-
induced C-pyramidalization and requires 47.0 (50.6) kcal/ trosomethane has the larger dipole moment (exp. µ )
mol. 2.32 D,22 comp. µ ) 2.81 D) and might therefore be
Solvent Effects. To this point we have analyzed the expected to benefit most by solvation in polar medium.
structures and energies, but tautomeric equilibria and However, many of the vibration-rotation bands of s-trans
even structural parameters are known to be medium- formaldehyde oxime 1A exhibit large infrared transition
dependent. We therefore decided to investigate the moments, indicating that its small permanent moment
solvent effect on the oxime h nitroso tautomers by the (exp. µ ) 0.44 D,21a comp. µ ) 0.71 D) is due to cancelation
SCIPC model and in addition by the use of explicit water of intramolecular bond dipoles.28b Hence, total permanent
molecules. Because of the significant difference in dipole molecular dipole moments are poor indicators of expected
moments between nitrosomethane and formaldehyde trends in stabilization due to solvation. In agreement
oxime, a strong influence on the tautomeric equilibrium with this analysis, s-cis oxime 1B has a larger dipole
might be expected from a polar medium such as water. moment (exp. µ ) 3,21a comp. µ ) 3.54 D) than ni-
The electrostatic interaction between the solute (ni- trosomethane. Aqueous solvation does decrease the en-
trosomethane and formaldehyde oxime) and a solvent ergy difference between the s-cis and s-trans forms of
(water) can be computed with Tomasi’s polarizable formaldehyde oxime at MP2(fc)/6-311+G** (B3LYP) by
continuum model (PCM),25,32 which is derived from earlier 2.25 (2.55) kcal/mol to only 3.55 (3.24) kcal/mol with a
self-consistent reaction field (SCRF) models.33 The PCM corresponding reduction in the OH-rotation barrier.
model treats the solvent as a structureless, continuous Similar effects have been reported for formamide,37
medium characterized by a dielectric constant, . The sulfamic acid,38 methyl formate,39 methyl acetate,39 and
charge distribution of the solute induces polarization of substituted vinylamines.40
the solvent which is represented by a distribution of Continuum models do not describe specific interactions,
charge on the surface of the solute cavity. The polariza- such as hydrogen bonding, that play a role in aqueous
tion of the solvent in turn induces polarization of the solvation. To account for such interactions mixed discreet-
solute electron density. The Coulombic interaction results continuum models are used. In such models the solvent-
in energetic stabilization of the solute. Wiberg and co- solute hydrogen bonding is explicitly accounted for by
workers modified this model by redefining the size and including one or more water molecules complexed with
shape of the solute cavity by using an isoelectron density the solute, while the continuum model is used to account
contour.34 This self-consistent isodensity polarizable con- for the effect of the bulk solvent on the complexed
tinuum model (SCIPCM) has only two adjustable param- solute.2,25a,41,42 Discrete water complexes will be described
eters, the dielectric constant of the solvent and the first, followed by the additional effect of the SCIPCM
electron density Fo on the solute cavity surface. Wiberg model.
and Rablen35 have recommended using Fo ) 0.0004 One bis-solvated water complex of formaldehyde oxime
e.Bohr-3 for reproducing experimental values of the and nitrosomethane each was investigated. While the
molar volume of small organic solutes. potential energy surface is likely to contain many iso-
The SCIPCM model computes the electrostatic solva- meric complexes, the two optimized structures shown in
tion energy, but the solvation energy also includes Figure 3 are representative for the hydrogen bonding
nonelectrostatic terms for cavity formation and dispersion between solvent and solute. They were composed from
interactions.25a For charged or zwitterionic solutes, the mono-solvated water complexes of which two equilibrium
electrostatic term is dominant,36 but for small neutral structures were identified for the oxime and three for
solutes all three terms make important contributions. In nitrosomethane. Oxime-biswater complex 9 has C1 sym-
recent studies on the solvent effects on amide rotational metry with one water molecule bridging the N-OH group
barriers and haloethane conformational equilibria, Wiberg and the other hydrogen bonding to the oxime oxygen. In
and co-workers considered only the electrostatic term.25a,34 the nitrosomethane-biswater complex 10 (Cs symmetry)
The neglect of nonelectrostatic terms is justified in these both water molecules lie in the CNO plane, one hydrogen
cases since energetic comparisons are made between bonded to oxygen and the other hydrogen bonded to
species having very similar sizes and shapes. In the nitrogen. For evaluation of the binding energies of these
present case it seems reasonable to neglect the nonelec- two biswater complexes a correction for basis set super-
trostatic terms for the same reason. position errors (BSSE) was made using the counterpoise
Nitrosomethane and formaldehyde oxime were studied method of Boys and Bernardi.43,44 Table 2 contains the
with the SCIPCM model using ) 78.5, to mimic an
aqueous solution. Geometries and energies were obtained (37) Wong, M. W.; Wiberg, K. B.; Frisch, M. J. J. Am. Chem. Soc.
at HF/6-31+G*, at MP2(fc)/6-311+G** (using the “gas 1992, 114, 1645.
(38) Wong, M. W.; Wiberg, K. B.; Frisch, M. J. J. Am. Chem. Soc.
1992, 114, 523.
(31) Wiberg, K. B.; Hadad, C. M.; LePage, T. J.; Breneman, C. M.; (39) Wiberg, K. B.; Wong, M. W. J. Am. Chem. Soc. 1993, 115, 1078.
Frisch, M. J. J. Phys. Chem. 1992, 96, 671. (40) Pappalardo, R. R.; Marcos, E. S.; Ruiz-López, M. F.; Rinaldi,
(32) Miertus, S.; Scrocco, E.; Tomasi, J. Chem. Phys. 1981, 55, 117. D.; Rivail, J.-L. J. Am. Chem. Soc. 1993, 115, 3722. Pappalardo, R. R.;
(33) Wong, M. W.; Frisch, M. J.; Wiberg, K. B. J. Am. Chem. Soc. Marcos, E. S. J. Chem. Soc. Far. Trans. 1991, 87, 1719.
1991, 113, 4776. (41) Barone, V.; Adamo, C. J. Phys. Chem. 1995, 99, 15062.
(34) Keith, T. A.; Foresman, J.; Frisch, M. J.; Wiberg, K. B. J. Phys. (42) Antonczak, S.; Ruiz-Lopez, M. F.; Rivail, J. L. J. Am. Chem.
Chem. 1996, 100, 16098. Soc. 1994, 116, 3912.
(35) Wiberg, K. B.; Rablen, P. R. J. Comput. Chem. 1993, 14, 1504. (43) Boys, S.; Bernardi, F. Mol. Phys. 1970, 19, 553.
(36) Tunon, I.; Silla, E.; Bertran, J. J. Phys. Chem. 1993, 97, 5547. (44) Novoa, J. J.; Sosa, C. J. Phys. Chem. 1995, 99, 15837.
Formaldehyde Oxime T Nitrosomethane Tautomerism J. Org. Chem., Vol. 66, No. 20, 2001 6767
Conclusions
Of the parent tautomeric system, formaldehyde oxime
1 is 12.0 kcal/mol more stable than nitrosomethane 2 at
G2. Solvation enhances this stability by 3.8 kcal/mol
(BSSE corrected) as determined by the self-consistent
isodensity polarizable continuum model (SCIPCM) of the
biswater complexes. Both the dielectric continuum and
the complexation with two water molecules contribute
to this relative stabilization of formaldehyde oxime.
Nitrone 3 was only investigated as an isolated molecule
and is isoenergetic with nitrosomethane at G2.
The MP2(full)/6-31G* geometries of formaldehyde oxime
and nitrosomethane compare well with those reported
from microwave studies. The computed 7.7 kcal/mol OH
bond rotation of the preferred s-trans conformation of the
Figure 3. Geometries of the biswater complexes of formal- oxime, however, suggests that the reported experimental
dehyde oxime (9) and nitrosomethane (10). Upper parameters value of 1.16 kcal/mol significantly underestimates this
are at MP2/6-31+G and those in italics at B3LYP/6-311+G*. barrier. Rotation of the methyl group in eclipsed ni-
trosomethane requires 1.0 kcal/mol at G2 and is virtually
resulting 1 h 2 tautomer energy difference ∆E. The identical to the experimental value. Natural charges and
additional stabilization of oxime 1 relative to nitroso- bond critical point data confirm the importance of the
methane due to the explicit solvation of two water dative character of nitrone’s NO bond.
molecules is 3.78, 3.58, and 3.87 kcal/mol at HF/6-31+G*, Tautomerism is an acid/base-catalyzed process, and
MP2/6-311+G*, and B3LYP/6-311+G*, respectively. The therefore the related cations and anions were considered.
importance of hydrogen bonding with the solvent is The gas-phase proton affinities of formaldehyde oxime,
hereby illustrated as the corresponding stabilization is nitrosomethane, and nitrone are 191.6, 181.4, and 202.8
only 2.00, 1.44, 0.95 kcal/mol with the SCIPCM model. kcal/mol, respectively, and the corresponding deprotona-
It is not surprising that the oxime has stronger hydrogen tion energies are 362.5, 350.6, and 351.4 kcal/mol,
bonds, considering that its N- and O-proton affinities are respectively. Cation 4, which results from both N-
larger than those of nitrosomethane. Moreover, the oxime protonation of formaldehyde oxime and an O-protonation
can also contribute to hydrogen bonding through its of the nitrone, is by far the most stable of all the
hydroxyl group, whereas nitrosomethane can only act as protonated isomers. Anion 8, which results in deproto-
an acceptor. nation of any of the isomers, is highly delocalized.
Finally, to evaluate the combined influence of the
nonspecific electrostatic interaction with the bulk solvent Acknowledgment. This work was supported by the
and the explicit complexation with two water molecules, U.S. Air Force Office of Scientific Research under
we performed single point calculations for 9 and 10 with F49620-94-1-0451.
the SCIPCM model ( ) 78.5 and Fo ) 0.0005 e.Bohr-3)45
using the same levels of theory as before. This combined Note Added After ASAP: Formaldehyde oxime and
solvent effect stabilizes oxime 1 over nitrosomethane by nitrosomethane were mislabeled in Figure 3 and the
4.19, 3.86, and 2.81 kcal/mol at HF/6-31+G* and MP2 TOC graphic in the version posted ASAP September 13,
and B3LYP/6-311+G**, respectively, when the BSSE 2001. The corrected version was posted September 28,
correction is included. Thus, including the SCIPCM 2001.
model for the biswater complexes increases the HF and
Supporting Information Available: All geometries in-
MP2 energy difference between oxime 1 and nitroso-
cluding those of transition structures. Tables of absolute and
methane marginally (0.3-0.4 kcal/mol), as might be relative energies of all equilibrium and transition structures,
expected, while it is reduced at B3LYP by 1.1 kcal/mol. and vibrational frequencies and bond critical data for 1, 2, 3,
4A, and 8. This material is available free of charge via the
(45) A slightly larger Fo value was used because of the ionic Internet at http://pubs.acs.org.
interactions. See, Harris, N. J.; Ohwada, T.; Lammertsma, K. J.
Comput. Chem. 1998, 19, 250. JO010671V