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Crucifixion Iconography in a Group of Carolingian Ivory Plaques

Author(s): Stanley Ferber


Source: The Art Bulletin, Vol. 48, No. 3/4 (Sep. - Dec., 1966), pp. 323-334
Published by: College Art Association
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CrucifixionIconographyin a Group of CarolingianIvory Plaques* 323

STANLEY FERBER

During the ninth century a number of ivory plaques depicting serpent at the base of the Cross; the personifications "Oce-
the Crucifixion were produced within the Carolingian empire. anus" and "Terra"; a scene of the Dead Arising from the
Despite many variations these plaques comprise a unique, Grave; Ecclesia; the Marys at the Tomb; and various enig-
unified iconographic group. Those to be studied here are: matic figures. These elements comprise a complex, didactic
cover of Pericopes of Henry II (Munich, Staatsbibl. cod. lat. Crucifixion exegesis. A number of different arrangements of
4452), hereafter Munich I; London, Victoria and Albert Mu- the components attests to the flexibility of the compositional
seum No. 250-1867 (London I); London, Victoria and Albert scheme, which is sufficiently viable to allow variations in
Museum No. 251-1867 (London II); Paris, Bibliotheque Na- emphasis within the broad iconographic context. Basically, all
tionale Ms lat. 9453 (Paris I); Munich, Nationalmuseum MA of the plaques are arranged in three horizontal registers. The
160 (Munich II); cover of Paris, Bibliotheque Nationale Ms height of the Cross in most cases is the determining factor in
lat. 9383 (Paris II); and London, Victoria and Albert Museum this zonal division. In the central register, established roughly
No. 266-1867 (London III). The ivories making up the bulk between the base and arms of the Cross, we find the historical
of this group present the Crucifixion in a way which must figures associated with the Crucifixion, and figures or group-
certainly be considered an innovation of the Carolingian ings devoted to an unusual aspect of the exegesis. The area
period, for their iconography has no known prototype or above the arms of the Cross contains angels, personifications
single textual source and is limited, furthermore (to the best of the sun and moon, the hand of God, and in one case the
of my knowledge), to the medium of ivory. four Evangelists. Below the base of the Cross are representa-
Previous discussion of the ivories of this group has been tions of Oceanus and Terra, the Marys at the Tomb, the Dead
limited,x primarily focusing upon individual iconographic Arising, or some combination of these elements. In two cases
elements, with attempts to find specific textual sources for an enigmatic seated figure is present in this area.
each image. The question of the relationship of the icono- The ivory plaque, set in a gold, enamel, and jeweled binding
graphic elements to each other is still to be raised. Even more now covering the Pericopes of Henry II (Munich I), epitomizes
important in an attempt to understand the full meaning of the the originality and complexity of this group of Carolingian
plaques is the study of the grouping of the iconographic ele- works (Fig. 1).2 Although the ivory is commonly accepted as
ments into a compositional pattern expressing the thematic a product of a Carolingian workshop, its provenance is still
interrelationship of the component parts. The following dis- open to question. The upper part of the composition, above the
cussion then will attempt not only to identify and analyze the arms of the Cross, contains classical personifications of the
iconographic elements as they appear in each of the plaques, sun and moon, and the hand of God gesturing from a cloud
but also to arrive at the meaning of the underlying composi- bank. Three angels hover in the area above the crucified
tional scheme as a whole. Christ. Below the arms of the Cross are Ecclesia,3 with her
Essentially, these plaques depict the Crucifixion within a chalice and standard, Longinus and Stephaton, a group of
context which suggests meanings beyond that of the historical mourning women to the left, John and an enigmatic pair of
event alone. In addition to the minimal number of participants figures to the right. A dead serpent is coiled about the base of
necessary to a simple historical representation of the Cruci- the Cross.
fixion, i.e., John and Mary, Longinus and Stephaton, and the Immediately below this Crucifixion area is a representation
Crucified, all of the plaques have most of the following ele- of the Marys at the Tomb. Separated from this Easter morning
ments in common: personifications of the sun and moon; a scene by a shelf-like projection, and immediately below it, is a

NB A bibliography of frequently cited sources, given short titles in the footnotes, will 39-76. The common denominator in Cahier's grouping is that they all depicted the
be found at the end of this article. Crucifixion in a manner which did not adhere to iconographic traditions. He there-
* This paper is a condensation of a dissertation submitted at the Institute of Fine fore included one plaque, that in the Cathedral Treasury of Tongres, which does
Arts, N. Y. U., and carried out under the direction of Dr. Harry Bober. Although not relate to the iconography of this group.
I cannot fully indicate the extent to which Dr. Bober was of assistance, suffice it No other publications have been devoted to this group, and when any of the
to say that without his aid I would still be struggling with the intricacies of the plaques have been discussed, it has always been individually, or in general works
problem. On the other hand, errors of judgment and questionable assertions can on Carolingian ivories.
only be attributed to the author. 2 The manuscript and gold cover are discussed by W.
Vige, "Eine Deutsche Maler-
I would also like to acknowledge the assistance of a French Government Fellow- schule um des I. Jahrtausend," Westdeutsche Zeitschrift fur Geschichte u. Kunst,
ship which enabled me to study the ivories firsthand, and to thank the various 3, 1891, and A. Haseloff, Eine Thiiringisch-Siichsiche Malerschule des 13. Jahr-
library and museum officials here and abroad who eased my task and made it hunderts, Strasbourg, 1897, 102 and passim.
so much more pleasant. 3 This identification was first made by Cahier, "Cinq plaques."
1 Four of these plaques were discussed as a group by Ch. Cahier, "Cinq plaques,"

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324 The Art Bulletin

depiction of the Dead Arising from Their Graves. And in the version of a text such as the History of the True Cross," and
lowest area of the plaque are the personifications Oceanus and further states that the Munich ivory is the earliest extant ex-
Terra flanking a seated female figure. ample of this iconographic motif.
As customary in Crucifixions where the sun and moon are A dual aspect of the death of Christ is expressed in Munich
represented the sun is to Christ's right and the moon to his I. Although Christ died of his own volition to save mankind,"o
left, each personified as a bust figure facing him.4 Each per- the Cross was also the instrument of his glory-the place of
sonification is rather elaborately presented as a figure in a his triumph over death." Visually, this finds expression in
quadriga; the sun's drawn by horses and the moon's by oxen. Christ's erect position, the absence of nails, and the relaxed,
Both the sun and moon are driving their chariots towards unstrained position of the body. All of the other ivories of the
Christ's left..Friendr was the first to explain this as the eclipse group considered here, unlike the Munich plaque, simply
mentioned by the Evangelists6 inasmuch as the moon is shown depict Christ alive on the Cross.12
returning in its orbit.? The Hand of God appearing from the The serpent at the base of the Cross has been variously
clouds is a traditional and frequent symbol of the Divine pres- interpreted. Firster saw it as symbolic of sin and death, whose
ence. The three angels hovering above the Cross were related power is overcome by the Cross.ls It has also been interpreted
to the writings of the Pseudo-Dionysius by Friend. Upon as the serpent of Eden who caused the downfall of the first
closer inspection it can be seen that the central angel has his Adam and who has been overcome by the death of Christ, the
hands veiled-in mourning or to receive Christ's soul. The second Adam.4 I would suggest in addition that the serpent
other two angels carry objects. Although these objects are at the base of the Cross alludes to the brazen serpent of the
partially destroyed, they may be identified with the instru- Old Law. Moses used the brazen serpent upon a rod for cura-
ments of the Passion.' The angel to the right appears to hold tive purposes. Christian commentators such as St. John Chrys-
a portion of the whip of the flagellation while his counter- ostom saw this as a prefiguration of Christ upon the Cross,
part to the left appears to be holding a cudgel (?). who while effecting deeper, more lasting cures, simultaneously
The figure of Christ on the Cross is almost upright. There superseded the Old Law.1r The theme is also employed by St.
are no nails visible in his hands or feet, nor does he hang Basil and derives ultimately from St. John the Evangelist's
limply, although his head is inclined to the left and the eyes exegesis of a passage from the Old Testament."e Further, I
appear closed-generally an indication of death. An unusual would suggest that the emphasis placed upon the serpent by
feature of the Cross itself is the representation of its arms and its huge size alludes specifically to the city where the ivory
upper part as a roughly planed tree, with the stumps of was produced, Metz.17
branches. Hildburgh has suggested that this is a representa- The two Roman centurions, Stephaton and Longinus, flank
tion of the Tree of Knowledge of Good and Evil from an early the Crucified. The lance bearer (Longinus) is mentioned in the

4 For a full discussion of the origins and ramifications of the sun and moon in The earliest version of the 12th century History of the Holy-Rood Tree (ed. A. S.
Crucifixion scenes see L. Hautecoeur, "Le soleil et la lune dans les Crucifixions," Napier, London, 1894) is found in Runic verse on the Ruthwell Cross. Cf. B.
RA, 13, 1921, 13-32. I believe that M. Hautecoeur places too great emphasis on Dickins and A. Ross, The Dream of the Rood, London, 1960, and F. Saxl, "The
pagan, classical carry-overs. Ruthwell Cross," JWarb, 6, 1943, 1-19.
5 A. M. Friend, Jr., "St. Denis," 67ff. 10 For the dead Christ on the Cross, see Hildburgh, "Pectoral Cross," and Grondijs,
6 Matthew 27: 45; Mark 15: 33; Luke 23: 44f. The Gospel of St. John makes no Iconographie. Grondijs (p. 18) cites St. John Chrysostom as follows, "His death
mention of the eclipse. was not caused by organic matters, but by an act of His own will."
7 Friend, "St. Denis," 67ff., argues that the depiction of the eclipse as well as the 11 Tertullian, in "An Answer to the Jews," writes, "The Figure on the cross was also
presence of numerous angels was due to the influence of the writings of the Pseudo- necessary [that figure] through which Jesus was to win the victory [over death]."
Dionysius, the Areopagite. A copy of the works of the Pseudo-Dionysius, in Greek, The Ante-Nicene Fathers, J. Roberts, ed., New York, 1925, 166.
was sent by the Byzantine Emperor, Michael the Stammerer, to Louis the Pious in 12 There is a variety of opinion concerning the appearance of the dead Christ in
827. Friend states that the works were not translated into Latin until 858 by John Crucifixion depictions during the first ten centuries of Christian art. See Grondijs,
Scot Erigena, under the directions of Charles the Bald. Of particular relevance to Iconographie du CrucifiX, and Thoby, Crucifix.
this argument are the Areopagite's Epistolae diversae and Celestial Hierarchy (PL, 13 Firster, Denkmale, 9-11.
112). Friend's thesis is unacceptable for a number of reasons. Louis the Pious had 14 Hildburgh, "Pectoral Cross," and J. Reil, Christus am Kreuz in der Bildkunst der
the Areopagite's works translated in 827 by Abbot Hilduin (E. Gilson, La phil- Karolingerzeit, Leipzig, 1930, 83-86.
osophie au moyen age, Paris, 1947, 85; J. Stiglmayr, "Dionysius and Pseudo- 15 St. John Chrysostom in his Homily XXVII writes, "Seest thou the cause of the
Areopagite," Catholic Encyclopedia, v, 1903, 13-19). Further, depictions of the Crucifixion, and the salvation which is by it? Seest thou the relation of the type
Heavenly Hierarchy as well as the eclipse appear in Rome as early as 705 in the to the reality? There the Jews escaped death, but the temporal, here the believer,
the eternal; there the hanging serpent healed the bites of serpents, here the
apse fresco of Santa Maria Antiqua. In addition, the works of the Pseudo-
Dionysius were quoted in the West as early as the Lateran Council of 649. It crucified Jesus cured the wounds inflicted by the spiritual dragon." (Schaff, Nicene
should also not be forgotten that three of the four Evangelists mention the eclipse Fathers, 14, 94).
in their account of the events at the time of the Crucifixion. 16 St. Basil's "On the Spirit" develops from John 3: 14, which in turn is a com-
8 Matthew 27: 26-29. mentary upon Numbers 21: 9.
17 One of the oldest and most persistent legends associated with the establishment
9 W. L. Hildburgh, "Pectoral Cross," 79-96, n. 72. See also A. N. Didron, Christian
of the Church in Metz is closely associated with serpents (A. Prost, Etudes sur
Iconography, E. J. Millington, trans., London, 1851, 1, 367ff. Other examples of the
treatment of the Cross in this fashion can be found in English manuscripts of the l'histoire de Metz, Les Idgendes, Metz, 1865). The legend goes back to the 8th
11th century, e.g., New York, Pierpont Morgan Lib., Ms 709; London, British century and Paul the Deacon's, History of the Bishops of Metz (PL, 95, cols. 673ff.).
St. Clement, arriving at Metz to convert its inhabitants, was told of devils in the
Museum, Ms Arundel 60.

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CAROLINGIAN CRUCIFIXION ICONOGRAPHY 325

Gospels, but not named. The two centurions, together, are personification of Mary-Ecclesia. The staff and banner she
mentioned and named as early as the second century, and first carries are like those carried by the triumphant virtues in the
illustrated in the Rabula Gospels of 586 and on a painted lid illustrated Prudentius manuscripts and by the angels in the
of a pilgrim's souvenir box of ca. 600.18 To the left of the Utrecht Psalter--emblems that restate the triumph theme of
Crucifixion is a group of six (?) mourning women, none of the ivory.
them distinguished or set apart from the others. In most Cru- A figure similar to Mary-Ecclesia appears to the right of the
cifixion scenes Mary is differentiated in some manner when Cross, with her back to it. No longer holding the chalice, she
other mourning women are present. More frequently, Mary confronts a crowned figure, seated in front of a building with
alone of the mourning women is presented," but here she is a classical temple faqade. This standing female figure has been
apparently absent. However, standing at the left of the Cross identified as the Synagogue. Cahier, who first made this identi-
in the position usually reserved for the Virgin is a female fication, equated the knoblike, pointed headdress with the
figure holding a chalice to Christ's wound. This figure, which pointed hats worn by Jews as depicted in thirteenth century
has been identified as Ecclesia by Cahier, Fbrster, and Gold- art.24The seated figure holds a disc upon which the standing
schmidt, here plays a dual role as Mary-Ecclesia. Theological figure rests a hand. The seated figure has been variously
doctrine concerning Ecclesia which had developed in two di- identified as the Synagogue, Jerusalem, and Heavenly Jeru-
rections, combined by the ninth century into a single all- salem. The definitely identifiable personifications of Syna-
embracing concept. On the one hand, Ecclesia was born from gogue in other contemporary works have different attributes
the blood and body of Christ on the Cross.20 This emphasis on or attitudes.25 There is, therefore, no substantial basis for such
the eucharistic aspect of the Crucifixion is shown in the Mu- an identification. The identification of the figure as Jerusalem
nich ivory by Ecclesia in the act of collecting blood from or Heavenly Jerusalem is equally untenable. I know of no
Christ's side. Equally rooted in theological doctrine is the other personifications of Jerusalem with the attributes of the
interpretation of Mary as the type of Ecclesia. The concept Munich figure. In fact, the Apocalypse tells of the Heavenly
seemed to be widespread in the Christian world by the end of Jerusalem coming to Christ as a bride.26 Such a representa-
the second century21 and was expressed pictorially and ver- tion, in a Crucifixion context, may be seen on the ninth cen-
bally by adoption of the classical device of personification.22 tury ivory plaque in the cathedral treasury of Tournai,- where
Starting with the idea of Mary as mother of Christ, and Christ the figure, labeled Jerusalem, bears no resemblance to the
as the body of the Church, doctrine evolved to Mary, mother seated woman in the Munich ivory. Theological doctrine about
of the Church. The final step was to the concept of Mary, Mary-Ecclesia actually developed as a tetrad: Mary-Ecclesia-
Mother Church (Mater Ecclesia rather than Mater Ecclesiae).23 Bride of Christ-Heavenly Jerusalem. Mary embodies all of
I would, therefore, interpret the woman with the chalice as a these natures.28 Thus there can be no reason for Mary as

form of snakes inhabiting the ruins of the Roman amphitheater, their venomous (PL, 91, col. 966).
breath poisoning the city's residents. Clement promised that all baptized in the 21 J. Lebreton, "Mater Ecclesia," Recherches de science religieuse, 2, 1911, 572-73.
True Faith would be safe from the devil-serpents. Taking a few of the Faithful 22 Cf. F. Stossl, "Personifikationen," in RE.
with him, he descended into the arena, immune from the serpents, and at the sign 23 The literature and range of discussion concerning the evolution of the Mary-
of the cross, the serpents withdrew. Clement then ordered the largest serpent Ecclesia and Mater Ecclesia doctrines are lengthy. Full bibliographies and dis-
(Satan), in the name of the Holy Trinity, to leave Metz forever and take his cussion are found in Miiller, Ecclesia-Maria and Plumpe, Mater Ecclesia.
fellows with him. The legend of the serpent at Metz, coupled with the sign of One such expression is from St. Augustine, Maria corporaliter Caput huius
the cross, lends an added dimension to the iconography of Munich I. corporis peperit, Ecclesia spiritualiter membra illius Capitis parit . . . Mater eius
18 John 19: 34 mentions the lance bearer. The apocryphal gospel of Nicodemus first IChrist] est tota Ecclesia, quia membra eius, id est fidelis eius per Dei gratiam
names the two centurions, as well as the thieves, Dismas and Gestas. Its earliest ipsa utique parit (PL, 40, cols. 397, 399).
extant version is in a 5th century manuscript. The work was extremely popular in 24 "Cinq plaques." For an instance of the similarity Cahier points to, see the gallery
Carolingian times for its vivid description of the events of the Crucifixion. The relief sculpture of Judas and the Jews in Naumburg cathedral. The weakness of
Crucifixion in the Rabula Gospels is illustrated in Thoby, Crucifix, pl. v, No. 11. this type of "reasoning backwards" is obvious. Moreover it should be noted that
The pilgrim's box is illustrated in Morey, Early Christian Art, No. 129. at the time the ivory was carved (between the reigns of Louis the Pious and Charles
19 E.g., the Crucifixion illumination in the Gospels of Otfried of Weissenberg (Vienna, the Bald) the Jews of the empire enjoyed a great deal of freedom and tolerance, and
Nationalbibl., Cod. 2687 theol. 345) and the ivory book-cover fragment formerly were even regarded by Louis as "wards of the emperor." Nor is there any evidence
in the Kaiser-Friedrich Museum, Berlin (Goldschmidt, Elfenbeinskulpturen, in the West, at this date, of discriminatory
I, apparel for Jews. See H. Graetz,
fig. 8). History of the Jews, Philadelphia, 1894, In, 160ff.
20 John Chrysostom writes, Exivit enim sanguis et aqua. Non sine causa vel casu hi 25 For example, an ivory plaque in the Museo Nazionale, Florence, executed at the
fontes manarunt, sed quia ex hoc utroque Ecclesia constituta est (cited by S. end of the 9th or o10th century, depicts a female figure, uncrowned (in direct con-
Tromp, "De nativitate ecclesiae ex corde Iesu in cruce," Gregorianum, 13, 1932, trast to the crowned Ecclesia), and walking away from the Cross. Her attitude is
500); Tertullian, Si enim Adam de Christo figuram dabat, somnus Adae mors erat one of rapid moving away, almost out of the picture frame-very different from
Christi dormituri in mortem, ut de iniuria perinde lateris eius vera mater viventium the fixed attitude of the Munich I ivory figure.
figuraretur ecclesia (cited by Mfiller, Ecclesia-Maria, 87 n. 113). In Cassiodorous 26 Apocalypse 21: 2. "And I John saw the holy city, new Jerusalem, coming down
we find, Ecclesia catholica Domini passione constructa (PL, 70, col. 370); and in from God out of Heaven, prepared as a bride adorned for her husband."
St. Jerome, Quomodo de Adam et uxore eius omne hominum nascitur genus, sic 27 III. in Goldschmidt, Elfenbeinskulpturen, I, No. 160a.
de Christi et Ecclesia omnis credentium multitudo generata est. Qua unum 28 For the intricate and lengthy theological doctrines pertinent to this concept, cf. the
Ecclesiae corpus effecta, cursum in latere Christi ponitur (PL, 26, cols. 568f.). The literature cited in notes 21 and 23 above.
Venerable Bede expresses it as Suis passionibus Christus Ecclesiam consecravit

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326 The Art Bulletin

Ecclesia to confront Mary as Heavenly Jerusalem. We must, seated figures, related to architectural motifs, appear fre-
therefore, reject such an identification for the seated figure. quently in early Christian and classical art, as in countless
A digression into theological-political history and an exam- consular diptychs, all having imperial connotations. Two such
ination of visual evidence, heretofore not considered in this early representations, specifically relevant to the iconography
context, is necessary to arrive at an identification of the seated of our seated figure, are seen on the Missorium of Theodosius
figure. Prior to the fifth century, the terms Mater Ecclesia and I and the Missorium of Aspar.37 Finally, like Hellenistic Tyche
Ecclesia were employed synonymously. The former terminol- figures,38 the seated Munich figure wears a crown of walls-
ogy was preferred by the Eastern and North African Fathers, the attribute of a city-personification.
while the Romans preferred the latter. Roman usage of the The change in meaning of the term Mater Ecclesia, the
term Mater Ecclesia appears to have started about the time of differentiation between Mater-Ecclesia and Ecclesia that ap-
Pope Damasus I (366-384). By the middle of the sixth century pears in the Exultet Rolls, the close association of the pose
it had acquired a special connotation.29 The context of a letter and costume of the seated figure on the Munich ivory with
from Bishop Leontius of Aries to Pope Hilarius (561-568) imperial Rome and with city personifications all suggest an
referring to Rome as Mater Ecclesia30 makes it clear that the identification as Mater Ecclesia, with specific reference to the
title is employed to confer upon the Roman See the role of primacy of the Roman See and its hegemony over the Chris-
"Mother Church" of all the other sees of Christendom.31 tian world.39 Such an identification would explain the relation-
Hence, Mater Ecclesia came to specifically express Roman ship between the standing Mary-Ecclesia figure and the seated
hegemony over the Christian world.32 figure, as well as the disc held by the latter. The scene paral-
The illustrated Exultet Rolls of south Italian provenance lels that of Gabriel before Mary. Just as the angel revealed to
provide evidence of the further development of the concept Mary that she had been chosen to carry the Son, Mary-Ecclesia
of Mater Ecclesia. Although they date primarily from the reveals to Mater Ecclesia that she has been chosen to be keeper
twelfth century,33 the Exultet texts were composed no later of the body of Christ (the Church).40 The body, which first
than the seventh century, and stylistically the extant illus- hangs upon the Cross, is transformed through the Crucifixion
trated rolls also suggest an earlier prototype.34 In the illustra- into the mystic body of the Eucharist. Thus the disc represents
tions of the Exultet Rolls we find that there is a distinction the paten, the receptacle for the Host, the body of the Eucha-
made between Ecclesia and Mater Ecclesia. Mater Ecclesia ristic rite. This is consonant with and expands upon our
(Fig. 2), so labeled, is always shown as an ornately gowned earlier suggestion of a triumph theme. We can speak of the
woman with crown, seated or standing, in close relationship to triumph or establishment of the Church and the institution
a schematic representation of a basilican church. Ecclesia of the Eucharist as being integral parts of the didactic message
(Fig. 3) so labeled, is shown in various ways, sometimes as an of this Crucifixion.
elaborately clothed ecclesiastic in relation to architecture.35 The scene of the Marys at the Tomb, somewhat set apart
Most frequently, only a building is shown."3 There is no con- from the Crucifixion above by an undulating, low-relief line,
sistent pattern discernible in her representation other than depicts the Marys approaching an angel seated in front of a
the ever-present inscription. tower-like sepulchre. The type of sepulchre depicted has been
Like Mater Ecclesia in the Exultet Rolls, the seated figure in related, most recently, to early mediaeval tower reliquaries;
the Munich ivory is depicted in relation to an architectural similarities to crossing towers thought to have existed on
unit. It has the only costume in the ivory to which decorative Carolingian churches, and to Westwerk structures of the ninth
detail has been added. The hem of the gown and the base of century have also been noted.41 But more directly, the sep-
the crown both have borders of decorative pearling. Similar ulchre is related to an entire class of mediaeval buildings

29 Plumpe, Mater Ecclesia, 120f. 34 C. B. Walker, "Exultet," Catholic Encyclopedia, New York, 1909, v, 730-33.
30 Ibid., 128 n. 16. Generally, during the 7th century, south Italy shows the influence of Byzantine
31 Significantly, the letter of Bishop Leontius followed not long after the fourth style. The illustrations of the Exultet Rolls manifest little Byzantine influence. A
Ecumenical Council of Chalcedon, convened in 451 to deal with the Eutychian pre-7th century prototype is suggested by the "degenerated" late antique illusion-
Heresy. ism, as well as the early Christian basilican type of structure suggested by the
Of special importance to our paper is that the council reaffirmed the primacy schematic church illustrations.
of Rome, and did so within the context of a doctrinal dispute in which the Cruci- 35 Avery, Exultet Rolls, pls. cx, 16; 5; cLvII, 10.
cxxxn,
fixion played a central role. The arguments refuting the heresy were offered by the 36 Ibid., pl. c, 5.
events of the Crucifixion, as explicated by Leo the Great in a letter to the Arch- 37 Cf. R. Delbruck, Die Consular Diptychen und verwandte Denkmaler, Berlin, 1929,
bishop of Constantinople. Cf. Schaff, Nicene Fathers, xxv, 256-94 and PL, 54, cols. figs. 62, 35.
756ff. 38 On the Tyche in late antique art, its popularity and persistence, see Morey, Early
32 This is by no means to imply that such Roman ambitions were as yet totally Christian Art, 8ff.
accepted. Despite the Council of Chalcedon, Constantinople continued to dispute 39 That such a concept should take visual form under the aegis of the Carolingian
Roman primacy. But for our purposes, it is important to recognize that the con- Dynasty is not strange. Carolingian imperial claims (against those of Byzantium)
cept was operative as early as the middle of the 5th century, and to realize that it is were always closely tied to the fortunes of the Pope in Rome, and vice-versa. In
related to the Crucifixion. 799 Pope Leo III, deposed by an opposing faction in Rome, after much abuse
33 Cf. Avery, txultet Rolls. made his way to Paderborn and audience with Charlemagne. Later the same year,

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CAROLINGIAN CRUCIFIXION ICONOGRAPHY 327

which are "copies" of the Holy Sepulchre in Jerusalem.42 In "World Power," and do not find them contradictory or mutu-
this context the architectural form serves to underscore the ally exclusive. Rather, they supplement one another and give
miracle of the Resurrection. a full picture of the symbolic significance of the figure. On a
The grouping of the Dead Arising from the Grave with the historical level, she is imperial, pre-Christian Rome as repre-
personifications Oceanus and Terra, which constitutes the sentative of earthly, material power. She is depicted un-
lowest compositional area of the ivory, clearly refers to the crowned not only because her imperial power has been super-
conquest of death and the material world through the Cruci- seded by that of Christian Rome (depicted above), but also
fixion. Because of the close association of the Mary-Ecclesia because she represents Rome as a concept, not just a geo-
figure with the Crucified, the Church becomes partaker in and graphical locale.45" As a corollary, she also symbolizes World
recipient of this victory. Hence, Christ died for our salvation, Power (Roman), seated, as in the classical tradition, between
and through his death the Church was established to insure Oceanus and Terra. As for the bared breast, I would suggest
mankind's attainment of this salvation.43 an allusion to Babylon, the harlot of the Apocalypse,46 and the
The woman seated between Oceanus and Terra must now symbol of pagan Rome in opposition to Christian Rome above.
be examined in the light of the above discussion. Previous The preceding comments are hardly more than an elaboration
interpretations have varied, regarding this figure either as a of Goldschmidt's interpretations of the figure as "erstaunnt
personification of Rome or as "kirchliche Glaube" or "Chris- Roma," but one which adheres more closely to the context of
tian Rome"; as "erstaunnt Roma," or as "'World Power."44 the ivory and indicates the richness and complexity of the
Cahier goes into the greatest detail in identifying the figure as imagery employed. In the ivory then, this figure has many
a personification of Rome but the points of his attribution levels of meaning, all implying earthly power and glory; all
cannot be substantiated. He states that her depiction with a superseded by the transcendental power of Christ and the
bare right breast was intended to convey the idea of an triumph of his Church.
Amazon. Why should an Amazon (if this is what was in- An underlying compositional pattern, an organizational
tended) be chosen to personify Rome? I know of no depiction scheme, not only brings these varied iconographic components
of an Amazon in such a costume. Cahier also believed the into a unified context, but also lends an added dimension of
seated figure above to be a personification of Jerusalem. If meaning to the whole. The personifications of sun and moon,
Jerusalem is personified as a woman wearing a walled crown, the hand of God, and the angels are all confined to an area
then why not the personification of Rome? To the best of my above the arms of the Cross. Figures witnessing or partici-
knowledge, personifications of Rome in classical art are de- pating in the Crucifixion, the personification Ecclesia and
picted with an identifiable attribute. Mater-Ecclesia, and the Marys at the Tomb, all occupy the
Other identifications for this figure are made without any central horizontal area of the plaque. Beneath a ground line
explanation, supporting evidence, or regard for the total con- which supports the Marys at the Tomb are the Dead Arising,
text of the ivory. Most of these interpretations must be ruled Oceanus and Terra, and the personification of Rome-World
out as not being consistent with the context of the ivory. power; all of which comprise the lowest area of the plaque.
There would be litle meaning, for example, in a depiction of New Testament exegesis placed the Cross (made of the
Christian Rome flanked by the classical personifications wood of the Tree of Knowledge of Good and Evil) in the
Oceanus and Terra, when in the register above there is a scene center of the world where, according to mediaeval thought,
which depicts the Roman See having authority conferred upon Jerusalem was located." The enlarged scale of the serpent in
it by the personification Ecclesia. the Munich ivory takes on the additional function of specify-
I concur with the interpretations "erstaunnt Roma" and ing the locale of the Crucifixion (as does the unplaned, tree-

escorted by Charlemagne's soldiers, Frankish counts and Bishops, Leo was rein- Breviary and Missal, New York, 1936).
stated as pope. This relationship of the two received graphic illustration in the Significantly, the hymn is sung during the Mass for Good Friday, after the
Triclinium of Leo III (817). The mosaic on the wall framing the conch of the apse adoration of the Cross, and while the Host is carried to the high altar.
showed Christ investing St. Peter and Constantine with their respective powers, 44 In their respective order, these are the interpretations of Cahier, Reil, Gold-
and on the opposite side, St. Peter investing Leo and Charlemagne, comparably. schmidt, and Farster.
See H. Fichtenau, The Carolingian Empire and the Age of Charlemagne, P. Munz, 45 The seated, crowned figure, Mater Ecclesia, combines the attribute of a locale with
trans., New York, 1964. the concept, in contrast to the figure in the lower register.
40 A contemporary, iconographically similar grouping of figures, within a traditional 46 Apocalypse 17: 1-18. This is offered only as a tentative suggestion. The imagery
Annunciation context is seen on an ivory casket in Brunswick. See Goldschmidt, in the Apocalypse does not correspond to the figure depicted beyond ". .. the
Elfenbeinskulpturen, r, No. 9. great harlot who sits upon many waters" (17: 1), and ". .. the mother of the
41 Cf. P. Verdier, "Deux plaques d'ivoire de la Resurrection avec la representation harlotries and of the abominations of the earth" (17: 5). This could be construed
d'un Westwerk," Revue suisse d'art et d'arche'ologie, 22, fasc. 1/3, 1962. to explain her position between Oceanus and Terra.
42 See R. Krautheimer, "Introduction to an 'Iconography of Mediaeval Architecture'," 47 See for example the Mappa Mundi (fols. 33v-34r) of the Beatus Apocalypse in the
]Warb, 5, 1942, 26-33. Pierpont Morgan Library, New York, Ms 644. Cf. also Cosmas Indicopleustes, The
43 This is expressed in Venantius Fortunatus' hymn, Vexilla Regis, "Forth comes the Christian Topography, J. W. McCrindle, trans. (Hakluyt Society Pubs., No. 98),
standard of the King/All hail, thou Mystery adored!/ Hail, Cross, on which Life London, 1897, esp. Book II; also M. Eliade, Patterns in Comparative Religion,
himself,/Died, and by death our life restored" (trans. M. Britt, The Hymns of the London, New York, 1958, 380-85.

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328 The Art Bulletin

tions in the plaque are arranged around the Cross, which is


E

ZVS the center of the world. Thus, the upper area of the plaque,
where the lightest elements take their proper places, may be
called the Heavenly Zone. In like manner, the heaviest ele-
IGNIS AER ments find their proper places in the lowest area, or what may
be termed an Earthly Zone. Between the two, we have the area
devoted to the exegesis of Christ's triumph on the Cross, the
institution of the Eucharist, and the establishment of the
Church. This area may therefore be termed a miracle or Rev-
ASIA AFRICA - elation Zone. It is no longer of the earth, for Christ's death
ORE 0 has conquered earthly things, but until final salvation (through
V, the Church, which is shown established in this zone) it can-
not be completely of heaven. The narrow, horizontal area
depicting the Dead Arising takes on the aspect of a transition
EVROPA zone between the Earthly and Revelation Zones. The dead are
leaving their graves to join the risen Christ. However, being
mortals, not of God, like Christ, they are more clearly linked
TERRA AQVA
to the earth than to the revelation. Graphically, this is depicted
0 ~ i by the strong division between the Dead Arising and the
Marys at the Tomb, contrasted with the lack of demarcation
lA6V
between the material, heavy elements and the dead.49

Fig. 1. Cosmological schema from Bede's De natura rerum. Vienna,


Staatsbibl. Ms lat. 387. Text within the schema, irrelevant to the The iconographic complexity and underlying compositional
problem, has been omitted schema of Munich I are reflected in the other contemporary
ivory Crucifixion plaques of the group. Three of them (Figs.
4-6) are so similar to each other that they immediately sug-
like wood of the Cross). In this context the personifications of gest a single model or workshop.co Certain significant differ-
the sun and moon, and Oceanus and Terra may be viewed in ences, however, point to changed emphases. The two enigmatic
another light. Their placement in the four corners of the figures of the Munich ivory-Mater Ecclesia and Rome-World
plaque, around the Cross in the center of the world, parallels Power-are not present, and the total complexity of the
a schematic cosmological illustration in a ninth century manu- plaques has diminished. In the two Victoria and Albert
script, now in Vienna.48 The illustration (text fig. 1) has a Museum plaques (Figs. 4, 5), the Marys at the Tomb have
square format. Within the square is a lozenge divided into been eliminated, and the personifications of the sun and moon
the tri-partite "T" map of the ancient world. Where the four are busts in superimposed medallions above the titulus. Mary
points of the lozenge touch the sides of the square, circles are and Ecclesia are presented as two separate figures in all three
introduced, each labeled with one of the four cardinal direc- ivories, Mary in mourning on the far left and Ecclesia, hold-
tions. Each of the four triangles formed by the lozenge con- ing a chalice to the side wound of Christ, shown next to the
tains a small circle labeled with the name of one of the four Virgin. Ecclesia's counterpart to the right of Christ is shown
elements. The position of the elements, ignes and aer above walking away from the Cross, but glancing back at the Cruci-
aqua and terra, corresponds to the placement of the sun and fied as she does so. Unlike the comparable figures in the
moon above Oceanus and Terra. Just as the elements are Munich ivory, these are not identical representations of Mary-
arranged around the "T" map of the world, the personifica- Ecclesia. The figure on the right, for example, carries a banner

48 The illustration appears on fol. 134r of a text of Bede's De natura rerum. Cf. H. J. heaven and earth.
Hermann, Die friihmittelalterlichen Handschriften des Abendlandes, Leipzig, 1923, 50 The three are dated 9th-10th century by Goldschmidt, Elfenbeinskulpturen, i, Nos.
145ff. The manuscript was probably written in France (Saint-Amand?) and taken 85, 88, 86.
by Bishop Arno to Salzburg. Arno was a confidant and advisor to both Charle- 51 St. Paul writes, "In their [the Jews] case, the god of this world has blinded their
magne and Louis the Pious. unbelieving minds, that they should not see the light of the gospel of the glory
49 This is a far cry from regarding the Munich ivory as a "simple" expression of the of Christ, who is the image of God" (II Corinthians 4: 4). Salvian Presbyter cites
"spiritual world of the early Middle Ages" (Reil, Christus am Kreuz, 83) in which Osiah (1: 9) "You are not my people and I am not your God" (cited in The
it was only necessary for the carver to arrange all of the symbols into groups- Fathers of the Church; Salvian Presbyter, J. F. O'Sullivan, trans., New York,
the angels in the heavens and the resurrected in the deep, as natural symbols of 1949, 91). Similar attitudes are expressed throughout Augustine's De altercatione

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CAROLINGIAN CRUCIFIXION ICONOGRAPHY 329

while Ecclesia, on the left, does not. Moreover, in London I The total meaning is most cogently expressed by the compo-
(Fig. 4), Ecclesia is represented with a halo while her counter- sition of the plaque. Above the arms of the Cross, the heavenly
part is not. The differentiation between these figures is signifi- beings (angels) reach out to receive the Lord. Their hands are
cant, for it marks a tentative step in the transformation of the not covered in mourning, emphasizing the triumphal nature
woman on the right into a personification of Synagogue, thus of the moment. In the central zone the Church is established,
forecasting the iconographic polarity Ecclesia-Synagogue that the serpent conquered, and the faithful rise up from the dead.
developed more fully later in the Middle Ages. In alluding to The lowest zone, presenting the Marys at the Tomb, returns
the Synagogue, the movement of the figure on the right away to the emphasis on Christ's personal triumph. With the
from the Cross is most important. Now that she turns away elimination of Oceanus and Terra the cosmological import of
from the Cross rather than turning toward Mater Ecclesia the Munich ivory has been reduced. It has been replaced by
she suggests the Patristic and Apostolic view of the Jews' the greater emphasis on Christ's personal triumph-but still
rejection of Christ-the "blind Jews" turning away from the within the same zonal scheme.
Saviour." Some uncertainty and confusion of attributes is The two London plaques (Figs. 4, 5) differ most obviously
seen however, since all of these "Synagogue" figures hold the from the Paris plaque in replacing the Marys at the Tomb with
banner associated with Christian triumph and at least the one Oceanus and Terra. This replacement shifts emphasis back to
in London II (Fig. 5) still wears a halo like that of Ecclesia.52 the universality of Christ's sacrifice and alludes to his personal
To a certain extent the personifications of sun and moon triumph only in showing him with head erect and eyes open-
enhance the distinction between Ecclesia and Synagogue, for a living sacrifice recalling John Chrysostom's words.55 How-
the sun symbolizes the New Law and the moon, the Old Law.3' ever, the London plaques do not carry the full cosmological
In Paris I (Fig. 6), neither female figure is nimbed, the sun significance we saw in the Munich ivory. The reduction in
looks down at the Saviour on the Cross while the moon looks scale of the personifications of the sun and moon, and their
straight ahead, past the Crucified. Thus, the differentiation placement above the staff of the Cross decreases their relation-
between Ecclesia and Synagogue is revealed by reference to ship to Oceanus and Terra and characterizes them as descrip-
other iconographic motifs in the total schema of the plaque. tive elements drawn from the Gospel accounts of the Cruci-
The Crucifixion in this context pertains to the theme of fixion.
Christian salvation through the establishment of the Church In sharp contrast with the plaques discussed above is the
(Ecclesia) and defeat of the Synagogue, whose meanings are compositional scheme of an ivory in the Nationalmuseum,
emphasized by the attitudes of the sun and moon. Munich (Munich II; Fig. 7). But the individual iconographic
Other aspects of the meaning of the Crucifixion in these parts and their sum closely approach the content of Munich I.
plaques are revealed by study of the motifs in the lowest Munich II is basically composed in two divisions. A large
registers in relation to the whole. Here Paris I (Fig. 6) stands central Cross occupies a little more than half the length of the
apart from the two other ivories of this group: the bottom plaque. It springs from a ground ledge which divides the ivory
register contains a depiction of the Marys at the Tomb. in two horizontally. Oceanus and Terra, resting upon this
Oceanus and Terra are not shown. The Crucifixion within this ground ledge, flank the base of the Cross. Another ground
context, besides pertaining to the general theme of Christian line, above, supports Mary and Longinus to the left, and
salvation, illustrates the triumph of Christ over death. He is Stephaton and John to the right. A serpent is coiled about the
not shown dead, but with eyes open and head erect." It is not Cross at this level. Two large medallions resting on the arms
only Christ's triumph, but Mankind's as well, for the serpent of the Cross contain personifications of the sun and moon.
of original sin, at the foot of the Cross, is also conquered by Neither Ecclesia nor Synagogue is present. Only Christ is
his death. The Dead Arising are depicted in the same zone as depicted with a halo.
the serpent. Thus, from Christ's death springs Mankind's The area below Oceanus and Terra contains an expanded
hope of redemption. Christ's personal triumph is emphasized representation of the Marys at the Tomb, including the sleep-
by the important position given to the Marys at the Tomb. ing soldiers and various architectural motifs suggesting the

Ecclesiae et Synagogue (PL, 8, cols. 1134ff.). For a discussion of the literature per-
Ecclesia, richly gowned, crowned and holding a chalice to Christ's wound, is op-
taining to this personification and its application to art, cf. M. Schlauch, "The posed to a female figure on the right of the Cross, represented without attributes
Allegory of Church and Synagogue," Speculum, 14, 1939, 445ff. and turning completely away from the scene, in fact practically walking out of it.
52 The slightly later Crucifixion ivory in the Museo Nazionale, Florence (Goldschmidt, She can only be interpreted as the blind, non-believing Synagogue.
Elfenbeinskulpturen, I, No. 114), mentioned in note 25 above, already appears, 53 For the full implications of the sun and moon in Crucifixion scenes cf. Haute-
however, to show a fully formed distinction between Ecclesia and Synagogue. coeur, "Le soleil et la lune."
Although only peripherally related to our group, it contains many of the same 54 Cf. Grondijs, Iconographie du Crucifid.
iconographic elements and is organized in the same tripartite zonal scheme. 55 See note 10 above.

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330 The Art Bulletin

sepulchre and the gate of a city."6 The scene is a quite literal standing female figure, without a nimbus, who holds a stand-
depiction of the Gospel account of Easter morning. ard aloft-Ecclesia-and a majestic seated woman holding
The upper register differs from the lower in its iconographic an object in her left hand and crowned with a city-wall halo.58
approach, since the historical Crucifixion is the core of a com- Cahier has identified the object held by this city-personifica-
plex exegesis. The manner in which the Cross itself is depicted tion as the knife of Mosaic law and the woman herself as
offers the key to an understanding of the scene. It extends Jerusalem, the seat of the Old Law-an interpretation with
below the ground line upon which the historical figures stand, which we agree.59 The juxtaposition of Ecclesia and Jerusalem
down to the level of Oceanus and Terra and rises to the upper is recognizable as another variation of the Ecclesia-Synagogue
limits of the medallions encircling the sun and moon. The theme. Since Ecclesia does not carry a chalice, the establish-
Cross thus spans creation from the heavens to the earth. Per- ment of the Church and the institution of the Eucharist are
forming the role played by Ecclesia in the other ivories, it sug- not the primary emphases. Jerusalem (Synagogue) is not de-
gests the universal or cosmic significance of the event de- picted leaving the scene but remains to be confronted, and
picted. The Crucifixion here is presented as the Triumph of indeed converted by Ecclesia. The presence of the Evangelists
the Cross over evil-(the serpent)-while in the lower scene with the attendant emphasis upon the Word helps to explain
the Marys at the Tomb symbolize the Triumph of Christ. the relation between Ecclesia and the Jerusalem personifica-
Hence the two registers together give a rich, unusual variation tion. The "knife of Mosaic Law" refers to the Old Covenant
upon the triumph theme.57 which is being superseded by the New Word. Hence the em-
Each of the remaining ivories to be discussed is strongly phasis is on the New Law converting the Old. In the an-
individual in its didactic approach to the Crucifixion. None- nunciatory gesture of Ecclesia we have an expansion of the
theless, each displays a schematic approach and iconographic words of John 1: 17-18, "For the law was given by Moses,
theme which relates it to the other ivories of the whole group. but grace and truth came by Jesus Christ," and a suggestion
A new iconographic motif-the Evangelists-appears in the of the Petrine doctrine of carrying the Word to the Jews
plaque on Paris, Bibliotheque Nationale Ms 9383 (Fig. 8). rather than the Gentiles.60 The angel in a contemporary An-
Accompanied by their appropriate symbols, they are seated nunciation on the Brunswick Casket61 points to the Virgin in
above, and separated from, the arms of the Cross, their feet the same manner, clarifying still further the gesture of Ecclesia
resting upon a low-relief ledge. Their inclusion reflects the in Paris II. This is an "annunciation" to the Old Law that it
opening lines of the Gospel according to John: In principio has been supplanted by the New Convenant. This "annuncia-
erat Verbum, Et Verbum erat apud Deum, Et Deus erat Ver- tion" parallels that in the Munich I ivory; only what is being
bum, and signifies the presence of the Divine Word. In the "announced" has changed. We thus have additional evidence
context of the Crucifixion the Evangelists represent not only which substantiates our observation in regard to Munich I
the documentary source of the events depicted but also the that a female figure moving away from the Cross is not neces-
basis for exegesis of these events. sarily Synagogue.
In Paris II John has been transferred to the left side of the Beneath the suppedaneum in the Paris II ivory is an oblong
Cross. He and Mary form a couple, both gesturing in suppli- barrel-like object, identified by Goldschmidt as a dicing box
cation. Another pair, on the right of the Cross, comprises a used by the Roman soldiers gambling for Christ's robe, which

56 Only one gospel account mentions three Marys: Mark 16: 1. sculptural tradition. A similar two-dimensional representation of a city-wall crown
The scene of the Marys leaving the city-gates of Jerusalem may possibly have may be found in the Notitia dignitatum, which reflects a late antique manuscript
been influenced by Bishop Arculph's 7th century description of the Holy City and tradition. See H. Stern, Le calendrier de 354, Paris, 1953, pl. L, fig. 1. I am grate-
its buildings. Archaeological evidence indicates that both Golgotha and the Holy ful to Prof. H. Bober for calling this to my attention.
Sepulchre were outside the walls of Jerusalem at the time of Christ's death. Cf. 59 Cahier ("Cinq plaques," 57) sees the "sacrificial knife" as an indication of
H. Vincent, and F. N. Abel, Jerusalem. Recherches de topographie, d'archgologie Milanese influence in the iconography of the ivory. He cites specifically the tx-
et d'histoire, 2nd ed., Paris, 1926. ultet of the Ambrosian chant for the Benediction of the Heavenly Lamb:
57 This plaque aids in understanding a 9th century ivory in the cathedral treasury of "Behold, He has not allowed them (the Jews) to come over and be made anew;
Narbonne (ill. in Goldschmidt, Elfenbeinskulpturen, I, No. 31). What appears to be for the sharp blade of Mosiac sharpened stone decays to roughness.
simply a narrative sequence of scenes takes on additional meaning when we note Christ the eternal insignia of the true people, not the groin-an annointment,
that the Ascension and Pentecost are placed above the arms of the Cross, as not a wound." (trans. S. F.)
distinct from the events of Christ's life on earth. They are placed there in con- On the basis of this text Cahier identified the seated woman holding the knife as
junction with personifications of the sun and moon, and thus are truly in the a personification of Jerusalem (the Old Law). The walled halo supports this
heavens. In contrast, at the foot of the Cross the Roman soldiers are shown identification. Cahier interprets the standing woman confronting the seated figure
dividing Christ's robe. Thus the material, earthly possessions and events are below-- as Ecclesia (the New Law). The confrontation is explained by reference to St.
corresponding to Oceanus and Terra. The Cross spans the plaque from "earth" to John Chrysostom (Sermon xcv). However, no explanation is offered as to why the
"heaven," as in the Munich II Crucifixion scene. Old Law does not give away before the coming of the New Law, nor for the odd
58 The two-dimensional character of the halo points to a manuscript rather than a argumentative hand gesture of Ecclesia. Didron (Annales archgologiques, vr, 1847,

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CAROLINGIAN CRUCIFIXION ICONOGRAPHY 331

is depicted by the cloth directly below. Christ's robe, which superseding the Old Law (Synagogue), and the two scenes
the soldiers could not rend, is symbolic of the unity and bear the same relationship to each other as the comparable
strength of his Church, and thus amplifies the total meaning scenes in MunichI, only with changedmeaning.
of the ivory. Similar dicing devices appear in contemporary Compositionallythere is a twofold movementin the plaque
ivories62 and in the Utrecht Psalter." Cahier, on the other -up from the personificationof World Power and down from
hand believed the object to be a receptacle for the Holy Blood the Evangelists. Both movements meet in the body of the
of the Eucharist, finding a source in an Ambrosian Epistle.4 Crucified,the instrument through which the Divine Word is
Within the context of the ivory, Cahier's contention seems revealed, and through whom the Divine drama is enacted.
more fitting than Goldschmidt's, especially since Ecclesia is This movement helps to clarify the horizontal,zonal division
depicted without a chalice--and seemingly more consistent of the composition. As we have seen, this zonal composition
with a Crucifixion scene. However, in view of the supporting appearsin the other plaques discussed thus far. Details might
evidence of the other works cited, I believe Goldschmidt's inter- change, and with them emphasis, but we continue to deal
pretation to be more acceptable. with a heavenly, earthly and revelation zone. Thus there is
Although a serpent is not depicted at the base of the Cross, ampledemonstrationof the flexibilityand force of this compo-
part of the contemporary jeweled and metal frame carries a sitional schemefor exegeticpurposes.
relevant inscription. Two gilt metal bands contain the follow- The last plaque of this group to be considered in detail
ing words: In cruce restituit XPS; pia victima factus/Quod (Fig. 10) departsmost strongly from those alreadyconsidered.
mala fraus tulerat serpentis preda ferocis. The iconographic But even a casual glance reveals the tripartite zonal schema
significance of the serpent in our other ivories is expressed which relates it to our other plaques. The ivory, London,
clearly here as well. Victoria and Albert Museum No. 266-1867, dates from the
An enthroned figure between Oceanus and Terra is depicted ninth century. The depiction of the Crucifixionis confined to
in a manner similar to the Jerusalem personification. She holds the upperzone of the plaque.At the outeredges of this areaare
attributes directly relating to imperial power: a banner, aloft added the thieves on their crosses. Christ on the Cross, larger
in her right hand, and an orb of the world in her left."' This than any other figures in this area, dominates the zone. This
figure has been identified as a personification of Heaven as scene is a straightforwardaccount of the Crucifixion,with
well as of Rome."6 Her identification as Heaven has little only the serpentadding an exegiticalcommentary.
meaning in the present context, for the sun and moon, the The lowest zone contains representationsof Oceanus and
heavenly bodies, are above the Cross, while the figure in Terra. Between them is an open sarcophaguswith a figure,
question is flanked by Oceanus and Terra, the terrestrial bodies. arising, and a small, domed structure--a boxlike sarcophagus
I believe this figure can be best understood as a personifica- (?). This architecturalunit is difficult to explain. But since it
tion of pagan Roman World Power (Oikumenos).7 The Cross is not shown open, nor emitting a person, we might conjecture
is physically linked with the seated woman, rising directly that it was intended to represent a pagan burial monument,
from her. Hence the triumphant Christ on the Cross accedes and thereforegiven the form of a cinerarytomb. The contrast
to a position of world rule, superseding pagan World Power. between the "true believer" and the "false believer" would
This scene parallels the scene of the New Law (Ecclesia) thus be madegraphicallyexplicit.

104) suggests that the unusual pointing gesture of Ecclesia represents her trying to beinskulpturen, No. 31) has a similar barrel-like device below the suppedaneum and
convert Jerusalem through reason. Didron's insight is not supported and both his a depiction of the Roman soldiers dividing Christ's robe, beneath it. See also the
and Cahier's analyses suffer from viewing the specific elements out of context, Victoria and Albert Museum ivory No. 266-1867, below.
while relying solely upon specific textual sources. They ignore the exegetic nature 63 Cf. E. Dewarld, The Illustrations of the Utrecht Psalter, Princeton, n. d., pl. xix,
of the total plaque which does not rely upon a single text, but presents its own fol. 12r.
"new" interpretation of dogma. 64 St. Ambrose, Epistle Iv, Ad Felicius, ... Ibi arca Testamenti undique auro tecta, id
The object held by the seated figure has also been identified as a razor on the est doctrina Christi . . . Ibi dolium aurem habens manna; receptaculum scilicet
basis of a similar instrument shown in the hand of the Psalmist in Psalm 51 of the
spiritalis alimoniae, et divinae promptuarium cognitionis (PL, 16, col. 9288).
Utrecht Psalter. Verse 4 of the psalm reads: "All day long thy tongue hath 65 The figure, in this position seated imperial figures such as on the
parallels
devised injustice: as a sharp razor thou hast wrought deceit." The reference is to Missorium of Aspar and that of Theodosius. See above, note 37.
Doeg who is being chastised by the Psalmist. The same "razor" in the same con- 66 Firster, Denkmale, identified the figure as Heaven, and Goldschmidt, Elfen-
text is seen in the 9th century Psalter of Henry the Liberal, Cathedral Treasury, beinskulpturen, I, No. 83, as Rome.
Troyes, and again in a psalter in the Bodleian Library, Oxford, Douce Ms 59. The 67 Such an identification was suggested by J. Schwartz ("Quelques sources antiques
Psalmist, who in the psalters is a prophet of Christ, in all cases holds the "razor," d'ivoires carolingiens," CA, n, 1960, 145ff.) for the comparable figure in the
so one must question its pertinence as an attribute of Synagogue. Munich 4452 ivory. Although I believe this identification to be too limited in the
60 I Peter I, and especially I Peter 2: 9. context of the Munich ivory, it appears to be applicable
61 See note 40 above. in the context of the
Paris ivory.
62 The ivory plaque in the cathedral treasury of Narbonne (Goldschmidt, Elfen-

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332 The Art Bulletin

In the central zone the Marys at the Tomb are shown in a register is not a Heavenly Zone, but rather a continuation of
composition which stretches across the entire register.68 The the narrative sequence begun in the companion plaque. The
sepulchre rises through the entire area, dividing the zone into central zone combines aspects of a Heavenly Zone (the
halves. In the left quadrant are the Roman soldiers gambling Heavenly City grouping) and a Zone of Revelation (Marys at
for the robe of Christ. In the right quadrant, above the sleep- the Tomb and the scene of soldiers gambling for Christ's
ing soldiers, we see a figure holding a trident aloft confronting robe, with its implication of one, indivisible Church). The
a person seated upon a throne and crowned with a turreted lowest zone retains its character as an Earthly Zone, with ele-
halo. This nimbus is strongly reminiscent of the walled halo ments of the Revelation Zone present (Dead Arising). Despite
of the comparable figure in Paris II (Fig. 8). The enthroned these departures from the typical pattern, the system of three
figure has a band around his head suggesting a chaplet, an zonal divisions itself is related to the general compositional
attribute conferring imperial status. The person with the schema of the other Crucifixion ivories. Only by recognizing
trident and the soldier flanking the seated figure further invest the relationship between the overall structure of this ivory
him with an imperial dignity inasmuch as the latter stands in and the others of the group can we understand the full mean-
attendance, as in innumerable late antique imperial repre- ing of the plaque.
sentations on consular diptychs."0 The trident figure has every In the Musee Municipale, Metz, there is an eleventh century
appearance of a dignitary paying homage to the imperial ivory plaque known as the "Adalbero Plate" (Fig. 11).72 Al-
figure.70 though the ivory, chronologically, cannot be considered Caro-
A companion plaque in the British Museum (Fig. 9)71 is also lingian, it merits our attention because of its undoubted Metz
divided into three registers but has a narrative sequence of provenance. It thus exemplifies the persistence of an icono-
scenes. Depicted in the upper register is the Arrest of Christ. graphic scheme in Metz where, apparently, this type of Cruci-
In the central register, to the left is the Kiss of Judas; middle, fixion exegesis first evolved. It also attests to the complete
Christ led away; and right, Peter and Malchus. The entire viability of a scheme which, while absorbing new influences,
lowest register is devoted to the Ecce Homo. Christ crowned adapts and subordinates them to its more traditional content.
with thorns is a mock king. The crown worn by Christ sug- Iconographically this plaque offers new variations upon the
gests a correlation with the chaplet and turreted halo of the themes we have already encountered.
enthroned figure on the Crucifixion plaque. This latter figure, The centrally placed Cross rests upon a tree, which in turn
seated in imperial dignity, the Christian counterpart to the is depicted atop the capital of a classical column. The tree is
Imperial Roman, "false king," is honored as Christ crowned flanked by the nude figures of a man and woman. The woman
with thorns is derided. If on the one hand we see Christ holds an "apple," thus the reference to Adam and Eve and the
mocked on earth, then on the other we may have him en- Tree of Eden is unmistakable. With this "miniature" Eden
throned in heaven, in the Heavenly Jerusalem to which his and the depiction of the Fall of Man, the serpent, although not
turreted halo alludes. This king and his kingdom reign su- depicted, is clearly implied, and we find a consistent, signifi-
preme; the physical world-Oceanus and Terra-is subject cant variation upon the serpent theme common to all of the
to them. Although the general zonal division pointed to in ivories of our group. Another aspect of this particular icono-
the previous ivories is present compositionally, the uppermost graphic feature is the implication of the Cross coming from

68 The three Marys approach the sepulchre from the left, not the right. This is the only similarity between the two figures. Although I cannot offer an interpretation
only such example I know of Western origin. The iconographic tradition in the of the trident as a symbol, I believe the attempt to relate it to the attribute
West is to have the Marys approach the angel from the right. Early Eastern carried by Ecclesia in the Tongres ivory is too tenuous to be accepted. For a
examples of the Marys approaching the angel from the left can be seen in the discussion of the Tongres ivory, cf. Cahier, "Cinq plaques," and Goldschmidt, In,
Rabula Gospels, of Syrian origin. Ill. Morey, Early Christian Art, No. 126. Eastern No. 57.
sources are also apparent in the colobium Christ wears, normally not seen in 71 Goldschmidt, Elfenbeinskulpturen, No. 113a, considers this ivory the companion
Western Crucifixions. Examples can be seen in the aforementioned Rabula Gospels piece to the London plaque. The two are the same size with similar compositional
(Ill. Morey, loc.cit.) and in a 5th-6th century pilgrim's box of Palestinian origin, organization and style. However, he suggests no iconographic interdependence
now in the Vatican Museum (Ill. Morey, No. 129). between the two ivories, seeing them each as iconographically independent works.
69 Cf. W. Volbach, Elfenbeinarbeiten der Splitantike und des friihen Mittelalters, I am indebted to Dr. Bober for suggesting the iconographic relationship between
2nd ed., Mainz, 1952. the two plaques.
70 Goldschmidt, Elfenbeinskulpturen, No. 132a, interprets the seated figure as Je- 72 Goldschmidt, Elfenbeinskulpturen, No. 78, dated the plaque ca. 1000. The plaque's
name derives from a small bust within r, a boxlike frame, at the base of the ivory,
rusalem, seat of the Old Law, and the figure with the trident as Ecclesia. He
offers no meaning for the trident. L. Weber (Einbanddecken, Elfenbeintafeln, inscribed "Adalbero." The question arises as to which Adalbero the plaque refers.
Miniaturen, Schriftproben aus metzer liturgischen Handschriften, jetzige pariser Adalbero I was Bishop of Metz from 929 to 964. Adalbero II was Bishop from
Handschriften, Frankfort, 1912) relates the figure with the trident to the Ecclesia 984 to 1005. It was under Adalbero I that the Benedictine abbey was established
personi8fication in the Tongres, Cathedral Treasury ivory plaque. She carries a at St. Arnulf's in Metz (cf. "Adalbero I," Biographie Belgique, Brussels, 1866,
three-budded branch and the possible parallel between this and the trident is the I, 30-32). However, by the time of Adalbero II, the center of cultural activity

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2. Mater Ecclesia. Rome, Bibl. Vat., Ms Barb. lat. 592 (from Avery, Exultet 4. Crucifixion. London, Victoria and Albert Museum, No. 250-1867, Ix cent.
Rolls, pl. cxLIx, 6)
5. Crucifixion. London, Victoria and Albert Museum, No. 251-1867, Ix cent.
3. Ecclesia. Pisa, Museo Civico (from Avery, Exultet Rolls, pl. c, 5)
6. Crucifixion, upper cover, Paris, Bibl. Nat. Ms lat. 9453, Ix cent.

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7. Crucifixion.Munich, Nationalmuseum, MA160, Ix cent. 8. Crucifixion,upper cover, Paris, Bibl. Nat. Ms lat. 9383, xxcent.

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9. Ivory plaque. London, British Museum, Ix cent. 10. Crucifixion. London, Victoria and Albert Museum, Ix cent.

11. Crucifixion, Adalbero Plate. Metz, Musee Municipale, xI cent.

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CAROLINGIAN CRUCIFIXION ICONOGRAPHY 333

the Tree of Knowledge in Paradise. Although the Cross itself The "Adalbero Plate" is thus among the more iconograph-
is depicted as planed wood, its rising from the Tree of Eden ically complex of the ivories we have examined. The redemp-
is a clear reference to the Legend of the Cross. In this context, tion of Mankind through the "second Adam" is coupled with
the significance is the redemptive nature of Christ's sacrifice the Establishment of the Church and the Institution of the
upon the Cross. Through Adam's fall from Grace Man lost Eucharist. Added to this is the universal nature of the redemp-
Paradise, and by the sacrifice of the "Second Adam," Man is tion; the role of the Gospels in the process; and through
redeemed. specific local references relative to the Crucifixion the down-
The Cross and the Eden scene rest upon a classical column. fall of pagan antiquity is also implied.
The position of the column in relation to the Cross, and to
Oceanus and Terra who flank the base of the column, cor- We have seen that a small group of ivory plaques devoted
responds to that of the seated figure in the Paris II ivory to the Crucifixion are iconographically related. By virtue of the
(Fig. 8). Thus World Power, which manifested itself as a similarity of compositional means employed they present
personification in a late antique, imperial form now takes the many variant themes within the exegetic context of the Cruci-
less personal guise of an antique column. This choice of an fixion. Only by understanding the relationship of the schema
alternate symbol is consonant with the Metz provenance of to the variant presentations have we been able to comprehend
the ivory. Legends in Metz going back as far as the ninth the meaning of the individual figures and their role in the total
century associate one of the oldest churches in the city, dedi- exegetic statement.
cated to the Holy Cross, with antique columns. The associa- When considered in toto this group of ivory plaques demon-
tion was also made between the triumph of the Church and strates the complexity of Carolingian visual exegesis, an ex-
the demise of pagan antiquity. Hence the appearance of this egesis based upon a mode of thought which is more readily
unusual iconographic feature can be fully explained in terms apparent in the plastic arts of the twelfth and thirteenth
of the Metz provenance of this plaque, while still showing a centuries, but not heretofore fully recognized in the ninth
program consistent with the other plaques of our group. century. Certainly, within this framework, the "renaissance"
One stage above Oceanus and Terra, flanking the column of the Carolingian Dynasty is imbued with a greater, more
are depictions of the four Evangelists with beast heads. Zoo- far reaching significance.
morphic representations of the Evangelists derived from an Inasmuch as these ivories are visual exegetic statements in
earlier tradition in Christian art. In part this tradition is evi- their own right, synthesizing diverse traditions (textual and
dent in the Book of Kells, which in turn was "probably copied oral), textual evidence in any single source, so frequently
from an earlier model, in which the Evangelists were grouped utilized in iconographic analyses, will not be readily found.
in two pairs presenting their gospels to Christ enthroned."74 Thus the method employed and the conclusions, resting as
The parallel is apparent. The remainder of the plaque contains they do to a large degree upon visual interpretation, could be
the already familiar iconographic elements of the Dead Aris- questioned; but the very questions raised would serve only to
ing, Mary and Ecclesia, the Synagogue and John. Above the indicate the limitations and inadequacies of a more "tradi-
arms of the Cross are the sun and moon personified in sepa- tional" approach.
rate medallions and two angels resting upon the clouds. Harpur College
State University of New York at Binghamton

had shifted to Germany of the Ottos. The strong classical overtones and the site of the ancient church of Sainte-Croix (Mgmoires de la Socifth d'archgoIogie
Eastern influences suggested by the zoomorphic Evangelist depictions (see p. 333 de la Moselle, I, 1850, 64).
and note 74) correspond to the Byzantine influence felt in Germany during the Klauser and Bour (op.cit., 67) raise the question as to the choice of the site for
reign of the Ottos. Thus a date of ca. 1000 and connection with Adalbero II the church of Sainte-Croix: "Did they wish to indicate by the victory of the
appears fully justified. religion of Christ, the triumph of the Cross over the false cults of paganism?"
73 The oldest church inside the city walls of Metz (second only to the cathedral), They answer, "In that case they couldn't have chosen better . . . In Rome, the
and on the highest ground within the city was Sainte-Croix "pres des colonnes," church of Sainte-Croix, erected by St. Helena with the assistance of Constantine,
mentioned as early as the 7th century in the "Life of St. Arnulf" (Vita Sancti was made part of the imperial palace. Now in Metz, Sainte-Croix was errected
Arnulphi, MGH, Script. rer. Merov., 11, 436). A 9th century Metz manuscript next to the court and residence of the Kings of Austrasia" (trans, S. F.). The
(Paris, Bibl. Nat. Ms lat. 268) mentions this church as iuxta columnas, but the relevance of this relationship to the "Adalbero Plate" is further borne out by
reason is yet to be fully ascertained. A Metz chronicle dated 1698 carries a long additional lines from the Metz Chronicle of 1698. When Christ was crucified,
poem, which in part reads: "Au plus haut de la Cite/Y etoit an pillier plant6/Et "Tant tremble (la terre) par bonne raisons/Qu'a Metz tomberent plusiers maisons;
sur ce pillier une Idole/De Jupiter etoit le mollb" (in Klauser, Th. and Bour, R. S., /Et l'Idole de Jupiter/En celuy jour tomba par terre." Thus we find a venerable,
Un document du IX sikcle. Notes sur l'ancienne liturgie de Metz et sur ses consistent tradition in Metz which associated the Crucifixion with the fall of
Eglises anterieuses t l'an mil, Metz, 1929, 172). Venerable tradition in Metz as- Roman imperial power and the end of the pagan world.
sociated a column of Jupiter with the highest point of the city, site of Sainte- 74 Cf. Z. Ameisenowa, "Animal-Headed Gods, Evangelists, Saints, Righteous Men,"
Croix. Archeological excavations have uncovered an antique column carrying a JWarb, 12, 1949, 39f.
statue of Jupiter, at the extreme end of the citadel, and a head of Jupiter at the

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334 The Art Bulletin

BIBLIOGRAPHYOF FREQUENTLYCITED SOURCES

Avery, M., The Exultet Rolls of South Italy, Princeton, 1936. Hildburgh, W., "A Medieval Bronze Pectoral Cross," AB, 14, 1932,
Cahier, C., "Cinq plaques d'ivorie sculpte representant la mort de 79-96.
Jesus-Christ,"Melanges d'archeologie,2, 1851, 39-76. Morey, C. R., Early Christian Art, 2nd ed., Princeton, 1953.
Forster, E., Denkmale deutsche Baukunst, Bildnerei und Malerei, Leip- Miiller, A., Ecclesia-Maria,Fribourg,1951.
zig, 1855, I, pt. 2, 9ff. Plumpe, J. C., Mater Ecclesia, an Inquiry into the Concept of the Church
Friend, Jr., A. M., "Carolingian Art in the Abbey of St. Denis," Art as Mother in Early Christianity,Washington, D.C., 1943.
Studies, 1, 1923, 67f. Reil, J., Christus am Kreuz in des Bildkunst der Karolingerzeit, Leipzig,
Goldschmidt, A., Die Elfenbeinskulpturen aus der Zeit der Karolingi- 1940.
schen und sichsischen Kaiser, Berlin, 1914. Schaff, P., ed., A Select Library of the Nicene and Post-Nicene Fathers
Grondijs, L., L'iconographie byzantin du Crucifit mort sur la Croix, of the Christian Church, New York, 1890.
Utrecht, 1947. Thoby, P., Histoire du Crucifix, Nantes, 1959.

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