1
Methods to Investigate
Mechanisms of Electroorganic
Reactions
Bernd Speiser
.. ..
Institut f ur Organische Chemie, Auf der Morgenstelle 18, T ubingen, Germany
1.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
1.1.1 Scope: Methods of Molecular Electrochemistry . . . . . . . . . . . . . . . 3
1.1.2 Historical Development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
1.5 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
Acknowledgment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
3
properties of newly synthesized organic (substrate) from the bulk of the electrolyte
compounds similar to the use of NMR to the electrode plays an important, often
spectra for structural characterization. rate-determining role. The electron trans-
Numerical simulation of the experi- fer step occurs at the interface. The product
ments [7] became increasingly available of the redox reaction is transported back
during the 1980s, and ultramicroelec- to the bulk. Purely chemical reactions may
trodes [8] opened the way not only to precede or follow these steps. Specific in-
ever-faster timescales but also to finer teractions of any species present in the
lateral resolution when characterizing elec- electrolyte with the electrode surface leads
trode processes. Finally, combinations to adsorption, which may considerably in-
with spectroscopic and mass-sensitive de- fluence the overall process.
vices opened new ways to augment infor-
mation available from molecular electro-
1.2.1.2 Transport
chemical experiments.
Three types of mass transport are impor-
This development contributes to a still-
tant at an electrode:
increasing body of knowledge about the
fate of organic molecules upon oxidation 1. Diffusion (along a concentration gradi-
and reduction. ent) is observed if the solution near the
electrode is depleted from a substrate or
a product is accumulated. Diffusion is
1.2 characterized by a diffusion coefficient
Why and How to Investigate Mechanisms
D (typical value: 10−5 cm2 /s) and ex-
of Electroorganic Reactions
tends over a diffusion layer (thickness:
1.2.1 δ) that develops from the electrode into
Steps of Electrode Reaction Mechanisms the electrolyte. At the outward bound-
ary the concentrations approach their
1.2.1.1 General bulk values.
As heterogeneous reactions at the inter- 2. Migration (in the electrical field be-
face electrode–electrolyte, electrochemical tween the anode and the cathode)
reactions are intrinsically more complex contributes to the movement of charged
than typical (thermal) chemical transfor- species. In most practical experiments,
mations (Figure 1). We mostly neglect the however, the concentration of support-
exact structure of the interface in the fol- ing electrolyte ions is much higher
lowing description. Transport of the educt (100–1000 : 1) than that of other ions.
E Electron Chemical
transfer reactions
Fig. 1Steps constituting a
P typical organic electrode
Transport reaction; E, E : educt, P, P :
P P P’
product; circles indicate
d adsorbed molecules.
1.2 Why and How to Investigate Mechanisms of Electroorganic Reactions 5
Hence, migration of the latter is sup- cox nF 0
= exp (E − E ) (1)
pressed. On the other hand, migration cred RT
becomes important at modified elec-
trodes or in electrolytes of low ion (n = number of electrons transferred,
concentration [9]. F = Faraday constant, R = gas con-
3. Convection (of the electrolyte liquid stant, T = temperature). The current is
phase as a whole) can be natural (due proportional to the amount of material
to thermal effects or density gradients) transported to the electrode in a time
or forced (principal mass transport unit.
mode in hydrodynamic techniques). 2. ET much slower than transport (ET
Still, however, close to the electrode control). The current follows the But-
surface a diffusion layer develops. ler–Volmer equation (2)
If we neglect migration, experiments can −αnF
i = i0 exp (E − E 0 )
be performed under conditions of minimal RT
convection, which are thus dominated
(1 − α)nF
by diffusion. Since δ increases with − exp (E − E 0 ) (2)
RT
time t in such a case, nonstationary
conditions exist. On the other hand, if where i0 defines the exchange current
convection dominates in the electrolyte at E = E 0 (irreversible ET). A physical
bulk, δ = f (t), and we approach stationary interpretation of α is related to the ET
conditions, as far as diffusion is concerned. transition state (see the comprehensive
discussion in ref. [10]). It is furthermore
1.2.1.3 Electron Transfer expected that α is potential dependent
The electron transfer (ET) at the interface and important mechanistic conclusions
between electrode and electrolyte is central follow [11, 12].
to an electrode reaction. Electrons pass 3. ET and transport have comparable
through the interface. Macroscopically we rates. This mixed-control situation is
observe a current i. characterized as quasi-reversible.
The transfer of an electron to (reduc-
tion) or from (oxidation) the substrate is an A given electrode reaction may corre-
activated process, characterized by a rate spond to any of these situations depending
constant ks , defined as the standard (or on the experimental conditions, in particu-
formal) potential E 0 , and the transfer coef- lar on the external control of mass transfer.
ficient α. The three situations mentioned
below can be distinguished: 1.2.1.4 Chemical Kinetic Steps
Most electrode reactions of interest to the
1. ET much faster than transport (trans- organic electrochemist involve chemical
port control). Electrochemical equilib- reaction steps. These are often assumed to
rium is attained at the electrode surface occur in a homogeneous solution, that is,
at all times and defined by the electrode not at the electrode surface itself. They are
potential E. The concentrations cox and described by the usual chemical kinetic
cred of oxidized and reduced forms of equations, for example, first- or second-
the redox couple, respectively, follow order reactions and may be reversible
the Nernst equation (1) (reversible ET) (chemical reversibility) or irreversible.
6 1 Methods to Investigate Mechanisms of Electroorganic Reactions
Chemical steps may precede or follow strong acids or bases are not necessary)
the transport and ET processes. In the and/or the additional selectivity introduced
former case, the electroactive species is in controlled-potential experiments.
formed in a preequilibrium. In the latter The reaction mechanisms of organic
case, we produce by ET some reactive electrode reactions are thus composed of at
species, which undergoes a (possibly least one ET step at the electrode as well as
complex) chemical transformation to a preceding and follow-up bond-breaking,
more stable product. bond-forming, or structural rearrange-
ment steps. These chemical steps may
1.2.1.5 Adsorption be concerted with the electron trans-
The involvement of specific attractive in- fer [15, 16]. The instrumental techniques
teractions of molecules with the electrode described in this chapter allow the in-
surface (adsorption) makes the electrode vestigation of the course of the reaction
process even more complex. The inten- accompanying the overall electrolysis.
sity of such interactions ranges from weak
(physisorption) to strong (chemical bonds 1.2.2.2 Nomenclature of Electrode
formed between adsorbate and electrode). Reaction Mechanisms
For some common organic electrochem- In order to classify the various mech-
ical reactions, for example, the Kolbe anisms of organic electrode reactions,
electrolysis of carboxylates [13], the adsorp- a specific nomenclature has been de-
tion of intermediates has been discussed. veloped [17]. It is often extended in an
informal way to accommodate particular
1.2.2 reaction features, and one may find addi-
Organic Electrode Reaction Mechanisms tional or deviant symbols.
Usually, however, electron transfers
1.2.2.1 Electron Transfer Initiates at the electrode are denoted by ‘‘E’’,
Chemistry while chemical steps not involving the
The majority of organic electrode reactions electrode are denoted by ‘‘C’’. The ET
is characterized by the generation of a may further be characterized as ‘‘Er ’’,
reactive intermediate at the electrode by ET ‘‘Eqr ’’, or ‘‘Ei ’’ in the reversible, quasi-
and subsequent reactions typical for that reversible, or irreversible case. It is usually
species. Thus, the oxidation or reduction not indicated how transport occurs. If the
step initiates the follow-up chemistry to C-step is a dimerization, the symbol ‘‘D’’ is
the reaction products (‘‘doing chemistry common, while an ET between two species
with electrodes’’ [14]). in a (homogeneous) solution is denoted
Species with electron deficiency (e.g. ‘‘SET’’ (for solution electron transfer) [18]
carbocations), unpaired electrons (e.g. or ‘‘DISP’’ (see, e.g. [19]).
radicals, radical ions), electron excess For more complex mechanisms, pic-
(e.g. carbanions), or those with unusual turesque names such as square, ladder,
oxidation states (e.g. metal complexes with fence [18] or cubic schemes [20] have been
low- or high-valent central atoms) are selected. In redox polymer films, addi-
produced at the electrode. Electrochemical tional transport of counterions, solvation,
generation of such intermediates may be and polymer reconfiguration are impor-
advantageous because of the mild reaction tant and four-dimensional hyper-cubes are
conditions employed (room temperature, needed to describe the reactions [21].
1.2 Why and How to Investigate Mechanisms of Electroorganic Reactions 7
Potentio/galvanostat
Computer,
Recorder
E
Function
generator
R
C W
Electrolyte
0.6 30
0.5 20
Current, i • 106
Potential, E
0.4 10
0.3 0
[A]
[V]
0.2 −10
0.1 −20
0.0 −30
−0.1 −40
0.0 0.5 1.0 1.5 2.0 0.0 0.5 1.0 1.5 2.0
Time, t Time, t
(a) [s] (b) [s]
1.2 1.2
1.0 1.0
Concentration, c
Concentration, c
0.8 0.8
0.6 0.6
0.4 0.4
0.2 0.2
0.0 0.0
−0.2 −0.2
0.0 0.2 0.4 0.6 0.8 1.0 1.2 0.0 0.2 0.4 0.6 0.8 1.0 1.2
(c) Distance, x (d) Distance, x
Fig. 3 Chronoamperometry: (a) typical profiles respectively at various times, increasing
excitation signal; (b) current response; and time shown by arrows] for a double-step
concentration profiles [(c) first step; (d) second chronoamperometric experiment (pulse time
step; educt: solid lines, product: dotted lines; five τ = 1s).
in the most simple case (with A = the charge Q, is recorded (Figure 4). This
electroactive
√ area of the electrode). Thus, quantity continuously increases during the
i t is a constant, and a plot of i vs. t −1/2 first part of the experiment (0 < t < τ ).
is a straight line. Integration of equation (3) yields
Switching back E to ER causes the √
concentrations at x = 0 to return to their 2nFAcA0 D √
Q= √ t (0 < t < τ ) (4)
original values with the concentration π
profiles changing accordingly. Now, B,
As soon as the potential is stepped back
which has accumulated in the diffusion
such that a current in the reverse direction
layer, diffuses toward the electrode and flows, the accumulated charge decreases
is transformed back to A. We observe a as shown:
current in the opposite direction. √
Any reaction that removes B from the so- 2nFAcA0 D √ √
Q= √ ( t − t − τ)
lution will influence the current response, π
allowing qualitative mechanistic conclu- (τ < t < 2τ ) (5)
sions. Furthermore, quantitative analysis
√
of chronoamperometric curves includes Thus, a√plot of
√ Q vs. t for the first, and
determination of n, A, or D, provided two Q vs. t − t − τ for the second part
of these quantities are known. of the curve results in two straight lines
Chronocoulometry is similar to chrono- (‘‘Anson plot’’ [26]). Adsorption of redox
amperometry, but the time integral of i, active species can simply be diagnosed
10 1 Methods to Investigate Mechanisms of Electroorganic Reactions
3.7 4
3.2 3
Charge, Q • 106
Charge, Q • 106
2.2 2
1.7 1
[C]
[C]
1.2 0
0.7 −1
0.2 −2
−0.3 −3
−0.2 0.3 0.8 1.3 1.8 2.3 0.0 0.2 0.4 0.6 0.8 1.0 1.2
Time, t Square root of time, t1/2
(a) [s] (b) [s1/2]
Fig. 4Chronocoulometry: (a) typical charge response; (b) Anson plot for a double-step
chronocoulometric experiment.
0.7 400
0.6 300
Current, i • 106
0.5
Potential, E
200
0.4
100
[V]
[A]
0.3
0
0.2
0.1 −100
0.0 −200
−0.1 −300
0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14 −0.1 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7
Time, t Potential, E
(a) [s] (b) [V]
1.2 1.2
1.0 1.0
Concentration, c
Concentration, c
0.8 0.8
0.6 0.6
0.4 0.4
0.2 0.2
0.0 0.0
−0.2 −0.2
0.0 0.2 0.4 0.6 0.8 1.0 1.2 0.0 0.2 0.4 0.6 0.8 1.0 1.2
(c) Distance, x (d) Distance, x
Fig. 5 Linear sweep and cyclic voltammetry: (a) dotted lines; five profiles respectively at various
typical excitation signal; (b) current response; times, increasing time shown by arrows] for a
and concentration profiles [(c) forward scan; cyclic voltammetric experiment.
(d) reverse scan; educt: solid lines, product:
1.2 Why and How to Investigate Mechanisms of Electroorganic Reactions 11
12 0.12
10
Current, i • 106
0.07
Potential, E
8
0.02
[A]
[V]
6
4 −0.03
2 −0.08
0
−0.13
0.0 0.2 0.4 0.6 0.8 1.0 0.0 0.2 0.4 0.6 0.8 1.0
Time, t Time, t
(a) [s] (b) [s]
1.2
Concentration, c
1.0
[mol l−1]
0.8
0.6
0.4
0.2
0.0
0.0 0.2 0.4 0.6 0.8 1.0 1.2
Distance, x
(c) [m]
Fig. 6 Chronopotentiometry: (a) typical excitation signal; (b) potential
response; (c) concentration profiles of educt for a chronopotentiometric
experiment (three profiles at various times, increasing time shown by arrow).
The relation between i and τ is given by Rotating disk voltammetry uses a po-
the Sand equation (8) tential scan to control the potential of
√ a specially designed working electrode,
1/2 nFAcA0 πD consisting of a disk embedded into the
iτ = (8)
2 lower cross section of a perpendicularly
mounted insulating shaft. The shaft is
Again, n, A, or D can be determined from
inserted into the electrolyte and rotated
chronopotentiometric experiments.
around its vertical axis with an angu-
lar velocity ω (RDE [32], Figure 7). The
1.2.4.4 Hydrodynamic Voltammetry electrolyte is set into a circular motion
In hydrodynamic techniques, convection and moves centrifugally along the elec-
is the principal mode of mass transport, trode surface. It is replenished by fresh
and is brought about by the controlled solution dragged up vertically from the
movement of the electrode in the solution bulk.
or by pumping the electrolyte through a Diffusion occurs across a distance of
pipe or channel. δ = 1.61D 1/3 ω−1/2 ν 1/6 (ν is the kine-
In a simple model, one assumes that matic viscosity of the electrolyte). At
convective mass transport keeps the con- ER , cA (x = 0) ≈ cA0 , diffusion is negligible
centration constant at some fixed distance and no current flows. Scanning E causes
δ from the solid wall. Thus, the diffusion cA (x = 0) to change, and a current results.
layer thickness is constant. Eventually, cA (x = 0) = 0 and a limiting
1.2 Why and How to Investigate Mechanisms of Electroorganic Reactions 13
1.2
1.0
Current, i • 106
0.8
[A]
0.6
0.4
0.2
0.0
−0.6 −0.4 −0.2 0.0 0.2 0.4 0.6
Potential, E
(a) (b) (c) [V]
Fig. 7 Construction [section and bottom view, (a) RDE; (b) RRDE] of
rotating disk electrodes; and (c) typical RDE response.
40
80
Current, i • 106
30
Current, i • 106
60
20 40
[A]
10 20
[A]
0 0
−20
−10 −40
−20 −60
−30 −80
−0.1 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 −0.1 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
Potential, E Potential, E
(a) [V] (b) [V]
Fig. 8 Typical cyclic voltammograms of pure formal potentials in an Er Er reaction (difference
electron transfer reactions; (a) effect of of formal potentials,
E0 , decreases from
quasi-reversibility (ks decreases from solid to dash-dotted through dashed to solid line; in the
dashed line); (b) effect of relative values of latter case, potential inversion occurs).
40
30
Current, i • 106
20
10
[A]
40
30
Current, i • 106
20
10
[A]
0
Fig. 10 Typical cyclic −10
voltammograms of ECE −20
reaction systems; rate of C-step −30
−0.10.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
increases from dash-dotted
through dashed and dotted to Potential, E
solid curve. [V]
18 1 Methods to Investigate Mechanisms of Electroorganic Reactions
A′ B′
± e−
1.6
Current, i • 106
1.1
0.6
[A]
0.1
−0.4
−0.9 Fig. 12 Typical cyclic
−1.4 voltammograms of
−1.9 preequilibrium systems; kinetics
−0.1 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7
of preequilibrium become
Potential, E slower from dotted through
[V] dashed to solid curve.
1.4 How to Gain Additional Information about Electroorganic Reaction Mechanisms 19
500 80
70
400
Current, i • 106
Current, i • 106
60
300 50
40
[A]
[A]
200
30
100 20
0 10
0
−100 −10
0.0 0.2 0.4 0.6 0.8 1.0 1.2 −0.1 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7
Time, t Potential, E
(a) [s] (b) [V]
Fig. 13 Typical (a) chronoampero- and (b) cyclic voltammogram of a catalytic system.
Function
generator
Potentio/galvanostat Computer,
Recorder
Oscillator Frequency
counter
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25
2
Practical Aspects of Preparative
Scale Electrolysis
..
Jakob J orissen
..
Universit at Dortmund, Dortmund, Germany
2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
2.4.1.1.3 Platinum, Platinum Metals or their Alloys, and Other Noble Metals . 41
Anode . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
Cathode . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
2.4.1.1.4 Nickel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
Anode . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
Cathode . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
2.4.1.1.5 Iron, Stainless Steel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42
Cathode . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42
2.4.1.1.6 Lead . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42
Anode (lead dioxide) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42
Cathode . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42
2.4.1.1.7 Mercury . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42
Cathode . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42
2.4.1.1.8 Carbon . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42
Anode . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43
Cathode . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43
2.4.1.1.9 Ceramic Materials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
2.4.1.1.10 Coated Electrodes and Carrier Materials . . . . . . . . . . . . . . . . . . . 44
Titanium as a carrier metal . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
Metal oxide coatings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
Dimension stable anodes (DSA ) . . . . . . . . . . . . . . . . . . . . . . . . 45
Diamond coating (boron doped) . . . . . . . . . . . . . . . . . . . . . . . . . 45
2.4.1.2 Examples of Electrode Types and their Special Properties . . . . . . . . 45
2.4.1.2.1 Smooth or Porous Electrodes . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
2.4.1.2.2 Gas Evolving Electrodes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46
2.4.1.2.3 Gas Diffusion Electrodes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46
2.4.1.2.4 Sacrificial Anodes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47
2.4.2 Electrolytes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47
2.4.2.1 Solvents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47
2.4.2.2 Supporting Electrolytes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48
2.4.2.3 Examples of Electrolytes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49
2.4.2.3.1 Aqueous Electrolytes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49
2.4.2.3.2 Electrochemistry Using Emul-sions . . . . . . . . . . . . . . . . . . . . . . 50
2.4.2.3.3 Electrolytes Based on Nonaqueous Protic Solvents . . . . . . . . . . . . . 50
2.4.2.3.4 Electrolytes Based on Aprotic Solvents . . . . . . . . . . . . . . . . . . . . . 50
2.4.2.3.5 Molten Salts as Electrolytes . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51
2.4.2.3.6 Liquefied or Supercritical Gases as Solvents for Electrolytes . . . . . . 51
2.4.2.3.7 Solid Polymer Electrolyte Techno-logy . . . . . . . . . . . . . . . . . . . . . 51
2.4.3 Cell Separators . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51
2.4.3.1 Porous Materials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52
2.4.3.2 Ion-exchange Membranes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53
2 Practical Aspects of Preparative Scale Electrolysis 27
2.3 2.3.2
Principles of Electrochemical Cell Operation Controlling of the Electrochemical Reaction
Rate by Electrode Potential and Cell Current
2.3.1
Essential Definitions for Electroorganic For choosing a suitable cell construction
Reactions and optimal reaction conditions in the cell,
it is inevitable to consider the fundamental
Fundamental criteria to evaluate the re- correlations between electrode potential
sults of any organic synthesis are the and cell current and their influence on
‘‘yield’’, being the fraction of the entire selectivity and yield of the electrochemical
supplied reactant, which has formed the reactions. Therefore, a simplified overview
product, and the ‘‘selectivity’’, being the is given here. The detailed theory is
fraction of the converted reactant, which elucidated in Chapter 1.
has been used to generate the product. The electrochemical reaction rate and
In addition, the ‘‘current efficiency’’ thus the speed of production in the cell
(‘‘current yield’’) is typical for an electroly- are proportional to the cell current. The
sis process, the fraction of the electrical cell current density – the cell current divided
current – or (integrated over the time) the by the electrode area – is dependent on the
fraction of the transferred charge – which potential of the working electrode.
is used to form the product. The theoret- To achieve a large production rate, the
ical charge transfer for one mol product current density should be as high as possi-
is given by the Faraday constant F , the ble. Particularly, industrial cells need a sat-
charge of one mol electrons, F = 96 485 isfactory current density and ‘‘space–time
As/mol = 26, 8 Ah/mol, multiplied by the yield’’, that is, production per time and cell
number of transferred electrons. volume, because the investment costs and
Of general importance for reactions consequently the production costs are en-
is the ‘‘degree of conversion’’ (short: larged with increasing electrode area and
‘‘conversion’’), being the fraction of a cell volume. But, naturally, the current
reactant that has been removed because of density is limited by different reasons that
the reaction. Because the concentrations have to be considered.
of reactants are decreased and that of
products increased with rising conversion, 2.3.2.1 General Correlations between
the selectivity of the desired reaction Electrode Potential and Current Density
mostly becomes smaller during the course Figure 1 shows typical current den-
of the reaction owing to a decrease of sity–potential curves of an electroorganic
the desired reaction of the reactants and reaction. In this example, the thin line
enhancement of consecutive reactions of represents the anodic oxidation of the
the products. electrolyte without reactants at a higher
If the reaction conditions are changing potential, here at more than 0.8 V versus
with time, (especially during batch oper- NHE. If the reactant 1 is present, it can
ation, see Sect. 2.3.4), it is necessary for be converted according to the thick com-
yield, selectivity, and current efficiency to pact lines at lower potentials above 0.2 V
distinguish between the actual values and versus NHE, and this selectively can oc-
the summarized (integrated) values from cur up to 0.5 V versus NHE. Over 0.5 V
the start to the end of the reaction. versus NHE also, an additional reactant
32 2 Practical Aspects of Preparative Scale Electrolysis
100
Reactant 2
90 constant
concentration C2
80
C2
70
C2
Current density
60
tion
[mA cm−2]
Reactant 1 C2
decomposi
50 changing
concentration C1
40
C1
30
Electrolyte
2/3 C1
20
1/3 C1
10
0
0 0.2 0.4 0.6 0.8 1 1.2
Electrode potential
[V versus NHE]
Fig. 1 Current density–potential curves for the anodic oxidation of
two various reactants and finally of the solvent. The electrode potential
is measured against a ‘‘reference electrode’’ (RE), here for example,
the ‘‘normal hydrogen electrode’’ (NHE).
potential and current density. Additional potentials and overvoltages and of the
overvoltages are caused by the resistance of ohmic voltage drops in the electrodes (elec-
the electrolyte and of the separator in a di- tron conductors) and in the electrolytes,
vided cell. Although these overvoltages are including cell separators (ion conductors).
not parts of the electrode potentials, they
have to be surpassed in order to enable a 2.3.2.2 Operation with Constant Cell
current in the cell and they enhance the Current (Galvanostatic Operation)
heat evolution in the cell. They increase lin- Constant current electrolysis is an easy
early with rising current due to the ohmic way to operate an electrochemical cell.
resistance (in case of strong gas evolu- Usually, it is also applied in industrial
tion, the increase may be steeper because scale electrolysis. For laboratory scale
the resistance increases). These overvolt- experiments, inexpensive power supplies
ages can be lowered by taking electrolytes for constant current operation are available
with higher conductivity, for example, sol- (also a potentiostat normally can work in
vents with higher dielectric constants and galvanostatic operation). The transferred
the use of sufficiently dissociated support- charge can be calculated directly by
multiplication of cell current and time (no
ing electrolytes. These overvoltages can
integration is needed).
be furthermore lessened by decreasing
The electrode potentials (exactly the over-
the distance between the electrodes and
voltages) are dependant on the current
by using diaphragms of medium to high
density. Thus, using the galvanostatic op-
porosity (see Sect. 2.4.3.1).
eration mode, optimal results are attained
only if a well-defined current density can
2.3.2.1.7 Cell Voltage Figure 2 shows be chosen with a clear difference be-
schematically the cell voltage as summa- tween desired and undesired reactions,
tion of the above discussed equilibrium as in Fig. 1. This precondition is favored
+
Anode current feeder Ohmic voltage drop
Anode (electron conductors)
potential
Anode
reaction diffusion
Cathodic equilibrium potential
Cathode Ohmic voltage drop
Cathode current feeder (electron conductors)
−
Potentiostat
Control input
Direct
current
mA source
mV
Working electrode
Counter electrode
Reference
electrode
electrode potential as accurately as possible For instance, graphite has a higher hy-
at the desired value. This technique may drogen overvoltage than platinum and its
be applicable even in cases where it is catalytic activity for hydrogenation is low.
difficult to measure the potential correctly, Thus, a graphite counter electrode may
for example, in nonaqueous solvents of be useful for hydrogen evolution without
poor conductivity. Then, the control circuit further electroorganic reactions. Another
of a potentiostat cannot properly work, but example is the addition of a ‘‘depolarizer,’’
it is much easier to measure than to control which enables an innocuous reaction at
a potential. the counter electrode before an essential
Because the current is not constant compound in the solution can be at-
during the potentiostatic operation, it has tacked. Special depolarized electrodes are
to be integrated during the experiment ‘‘gas diffusion electrodes’’ (GDE), known
for calculating the charge transfer and from fuel cells, or ‘‘sacrificial electrodes,’’
the current efficiency. Coulometers or which are dissolved during the reaction
electronic integrators are commercially (see Sect. 2.4.1.2).
available. If a computer data acquisition A typical counter electrode reaction
system is used, the current integration is is the electrolysis of water. Here the
possible by software. cathodic evolution of hydrogen is coupled
In principle, a further inexpensive with the formation of base, the anodic
method is to work at constant cell volt- development of oxygen produces acid
age. But here the potentials of the working additionally. Frequently, acid and base
and of the counter electrode, and all volt- formation at both electrodes will be
age drops of the electrolytes and of the cell balanced. Otherwise, a buffer solution
separator are included (see Fig. 2). Thus, or a (continuous) base/acid addition, for
in most cases, clearly defined conditions at example, by a pH-controlling system, can
the working electrode cannot be adjusted enable the application of an undivided cell.
using this operation mode (nevertheless, In many cases, it will be impossible to
because of its uncomplicated realization, prevent unwanted reactions at the counter
it is applied in most technical electroly- electrode. Then a separation of the anolyte
ses to achieve approximately the desired and catholyte is needed. An optimal com-
cell current). promise has to be found for the separator
between separation effectiveness and ion
2.3.3 conductivity, that is, minimized electrical
Undivided or Divided Cells resistance and low energy consumption.
Moreover, chemical, thermal, and me-
Because of the low-cost construction and chanical stability and price of the separator
simple operation, an undivided cell is al- have to be considered. Naturally, a com-
ways desired but it cannot be realized in all plete separation is impossible, because a
cases. A precondition for electrolysis in an slight diffusion rate is inevitable. In labo-
undivided cell is that disadvantageous reac- ratory scale experiments, probably a high
tions and reaction products at the counter cell voltage is acceptable in order to realize
electrode can be avoided, for example, by a maximal separation.
selection of the electrode material and/or Two basically different types of cell
of the electrolyte composition. separators are available: porous separators
38 2 Practical Aspects of Preparative Scale Electrolysis
with unselective ion transport and ‘‘ion- start-up for optimal working. Large-scale
exchange membranes,’’ which support the industrial cells are often operated under
selective transport of either cations or steady state conditions.
anions (see Sect. 2.4.3). Batch operation in a larger scale – in
laboratory or even industrial applica-
2.3.4 tions – frequently is realized using a flow-
Batch Operation or Flow-through Cells through cell with optimized flow charac-
teristics, which is coupled by circulating
Batch operation is the simplest way of pumps with reservoirs that contain the
electrolysis and, therefore, mostly applied reaction solutions.
for electroorganic syntheses. The reac-
tant concentration decreases with rising
degree of conversion (see reactant 1 in 2.4
Fig. 1). The selectivity of the reaction can Components of Electroorganic Reaction
be maintained in spite of a decline of Systems
the limiting current density by potentio-
static cell operation. Usually, the reaction The following short overview can only give
is carried out up to a selected conversion an impression of some usual or innovative
or transferred charge, respectively. Owing cell components and materials (a more
to the continuously changing conditions, detailed overview is given, for example,
much information about the reaction is in [3a, 3b, 10, 11]).
available by analysis of samples, extracted Particular attention should be paid to
in suitable intervals during the exper- toxic materials. Electroorganic synthesis
iment. A plot of all concentrations of will become increasingly of interest in
reactants and products versus time or the preparation of speciality chemicals,
transferred charge gives information about for example, food additives and pharma-
reaction rate, yield, selectivity, current ef-
ceuticals. Thus, toxic materials should be
ficiency, and also about any by-product
avoided as far as possible, for example, for
formation in parallel and/or consecutive
electrodes, solvents, or supporting elec-
reactions.
trolytes. At least, it has to be guaranteed
Constant process conditions – as well
that toxic materials in the products can
of concentrations as of other parame-
ters – are realized using a flow-through be separated or removed below the official
cell in steady state operation. Into the threshold values.
cell continuously reactants are added and Precondition of a successful electroor-
products are removed to maintain constant ganic synthesis is an optimal arrangement
concentration and conversion. Additional of all incorporated components. Therefore,
expenses, especially pumps, are needed, all available information from literature,
however. This continuous operation will supplemented, if possible, by results of
be applied, for example, if optimal results own experiments, should be considered.
only are achievable using well-defined pro- The best way to get actual informa-
cess conditions. Another example is the tion about suppliers of materials and
application of cell components – such as equipment – that probably may be very
ion-exchange membranes – that need con- quickly changing – is the Internet via a
stant concentrations and a long time after search engine.
2.4 Components of Electroorganic Reaction Systems 39
Pt smooth
[R •] R−R (Kolbe reaction) [12, 13]
In water PbO2
R−COO− R′−OH, CO, CO2
−e−, −CO2
Graphite
[R+] Resulting products [14]
electrode are diminished. To avoid an in- about electrodes is given, for example,
creasing of the local current density and in [10, 11].
consequently a reduced reaction selectiv-
ity, the cell current should be decreased 2.4.1.1 Examples of Electrode Materials
(automatically achieved by potentiostatic
operation). A periodical change of the po- 2.4.1.1.1 Anode Materials: General Re-
larity of the electrodes for regeneration of quirements A major problem and thus
the activity can be helpful (then a sym- a decisive factor for the choice of anode
metrical construction of the cell will be materials is corrosion, except when the dis-
suitable). Also, additives to the electrolyte solution of a metal is the desired reaction
with better dissolving power for polymers (‘‘sacrificial anodes’’, see Sect. 2.4.1.2.4).
can be beneficial. The stability of anode materials is ex-
Electrodes may consist of a homoge- tremely dependent on the composition of
neous material – frequently, with an in the anolyte (e.g. pH value, aqueous or non-
situ formed active layer on the surface – or aqueous medium, temperature, presence
of a carrier material with an active coat- of halogenides, etc.).
ing. A proper connection to the current In aqueous electrolytes, frequently the
feeder and a suitable assembling of the oxygen overvoltage is an essential aspect.
cell must be enabled; often, a leakproof If the anode is the working electrode and a
installation of electrodes in the cell body is strong oxidation power is desired, special
required. Therefore, the mechanical prop- materials with a high oxygen overvoltage
erties of the electrode material have to pass are needed in order to reduce concurrent
practical selection criteria: oxygen production. If the anode is the
oxygen evolving counter electrode it is
• strength, hardness, elasticity, brittle-
mostly difficult to avoid disadvantageous
ness, and so on.
oxidation reactions, due to the high
• possibility to be converted to wires,
potential of the oxygen formation, further
sheets, grids, expanded metal sheets,
increased by the oxygen overvoltage. There
porous plates, such as sintered metal,
are no anode materials with a real low
felt, or foamed material, and so on.
oxygen overvoltage. Thus, in most cases,
• possibilities of cutting, machining,
the anode as counter electrode has to
welding, or soldering, and so on.
work in a divided cell within a separate
A very important aspect is corrosion, compartment, unless a depolarized anode
concerning a possible contamination of can be used (see Sect. 2.3.3).
electrolyte and products – particularly in
case of toxic materials – and with respect 2.4.1.1.2 Cathode Materials: General Re-
to the electrode lifetime. Last, not least, quirements Cathodes usually have no
the price can be decisive, especially if a corrosion problem. If the cathode is the
commercial application is planned. working electrode, a main selection cri-
In the following section, examples terion of the materials is the hydrogen
of electrode materials for application overvoltage, that is, the accessible reduc-
as anode and/or as cathode, and then tion power, which may vary in a wide range
some electrode types of practical interest (e.g. hydrogen overvoltage at 1 mA cm−2
are discussed. A comprehensive overview very low ηH < 0.1 V: Pt, platinum metals;
2.4 Components of Electroorganic Reaction Systems 41
low ηH < 0.2 V: Ni, Au; medium ηH which can be overcome by alloying with
0.2–0.6 V: Cu, Ag, Fe, Al, Ti, Cr, Mo, W, ruthenium [19].
Bi, stainless steels (Cr-Ni-Fe), brass (Cu- Anodic corrosion in case of platinum
Zn), Monel (Cu-Ni); high ηH ≈ 1.0 V: metals mostly is insignificant or at least
Hg, Pb, Cd, Sn, Zn, graphite) [4]. A princi- small for most anolyte compositions and
pally high hydrogen overvoltage of a pure conditions. But it may be an economic
cathode material can be decreased – that problem for industrial applications. Fur-
is, the cathode will be poisoned and hydro- thermore, as aforementioned, it can be the
gen evolution occurs – even by very small reason of cathode poisoning. The corro-
amounts of other metals, for example, dis- sion rate of gold, and especially of the less
solved from a noble metal anode (this has noble metals, is very dependent on the pH
to be considered in the selection of the value of the anolyte.
anode material).
A further argument for the choice of the Cathode Platinum metals, especially
cathode material may be the catalytic activ- platinum and palladium, achieve the
ity for hydrogenation reactions. Vice versa, lowest known overvoltages for hydrogen.
this is also important if the cathode is the Moreover, they are effective catalysts for
counter electrode – usually evolving hy- hydrogenation reactions [15].
drogen – where hydrogenation reactions
are undesired.
2.4.1.1.4 Nickel
2.4.1.1.5 Iron, Stainless Steel The corrosion rate of PbO2 – often en-
hanced by mechanical erosion – is rela-
Cathode Iron is a very cheap cathode tively high and may be a problem due to
material with a relatively low hydrogen the toxicity of lead. PbO2 can be stabilized
overvoltage (e.g. [25]). It is of interest by modification with, for example, silver,
for industrial applications. In order to antimony, tin, cobalt oxides (or by alloying
avoid corrosion during interruption of the of the lead base metal with these metals,
current, stainless steel may be suitable, respectively) [29].
especially in laboratory cells where the in-
creased electrical resistance and hydrogen
Cathode The hydrogen overvoltage on
overvoltage are irrelevant.
lead is especially high, but this can be real-
ized only with very pure lead. Other metals
2.4.1.1.6 Lead About lead much litera- with a lower hydrogen overvoltage must
ture is available due its technical applica- not be present, for example, in the elec-
tion in the ‘‘lead-acid-battery’’. Pure lead trolyte or from the anode. In the negative
is very soft and has a poor mechanical sta- electrode of lead-acid-batteries, antimony
bility. Therefore, often it is applied as a as alloying metal is replaced with calcium
coating on a carrier or alloys are used, for in order to achieve a high hydrogen over-
example, with antimony (‘‘type metal’’). voltage (‘‘maintenance-free battery’’) [30].
Metal oxide coatings Commercial lead The application of a DSA for elec-
dioxide coatings, for example, on titanium, troorganic oxidations [39] may possibly be
have a higher stability compared with disturbed because of corrosion of the ac-
lead or lead alloy anodes with their in tive layer and/or the titanium carrier by
situ formed oxide layer. A secure contact organic reactants and products. If signifi-
between PbO2 and titanium has to be cant advantages using a DSA are expected,
guaranteed, for example, by a platinum stability tests of the DSA under the special
layer or at least by a sufficiently large conditions have to be performed.
number of platinum crystallites. Analogous to the DSA manufacture,
Also, other metal oxide coatings are pos- a pure titanium dioxide coating can be
sible, for example, electrochemically de- prepared, which shows a high activity and
posited manganese dioxide. Moreover, fur- stability (also against titanium hydride
ther electrocatalytically active oxides are re- formation), for electroorganic cathodic
search objectives, for example, oxides with reductions (e.g. [40], see Chapter 7).
spinel structure such as CoMn2 O4 [36].
reactions that are impossible at smooth formation of gas at both electrodes in di-
platinum. A similar material is Raney vided cells, mostly vertical electrodes will
nickel. But also a simple roughening of an be necessary. Then a possible decrease of
electrode surface, for example, by etching, the current density in the upper part of the
may be advantageous. cell has to be considered (see Sect. 2.5.1.1).
Dimensions and structures of pores
in electrode materials will vary in an 2.4.1.2.3 Gas Diffusion Electrodes Gas
extremely wide range. The influence of diffusion electrodes (GDE’s) are well
the porosity on the electrode properties known from fuel cells, for example, [47].
includes also mass-transfer effects. The function of gas consuming GDE’s is
In order to extend the effective electrode based on ‘‘three phase zones’’, where the
area in principle three-dimensional elec- gas, the electrolyte and the electrocatalyst,
trodes are possible, for example, by using that needs a sufficient electrical connection
a packed particle bed, a sintered or foamed to the current feeder, are simultaneously
metal, or a graphite fiber felt. But the depth in contact. The electrocatalyst, usually plat-
of the working electrode volume usually is inum metals, should be located in the three
only small (it is dependent on the ratio of phase zones, realizing a maximal surface
the electrode and electrolyte conductivity, that is the effective electrode area. A dupli-
for example, [45]). cate pore system must be established: on
the one hand, for the electrolyte, usually
by hydrophilic carbon black, which is also
2.4.1.2.2 Gas Evolving Electrodes Gases,
the electronically conducting carrier of the
for example, hydrogen, oxygen, or carbon
catalyst, and, on the other hand, for the
dioxide, are often formed in the main
gas, typically by addition of hydrophobic
reaction or as a by-product (caution: the
polytetrafluoroethylene (PTFE). In conse-
possibility of explosive gas mixtures and of
quence, common GDE’s only can work in
an ignition by a shortcut between the elec-
aqueous electrolytes without components
trodes has to be taken into consideration). that impede the hydrophobic rejection of
An advantageous effect of the moving gas the electrolyte from the gas pores.
bubbles is the increase of the mass transfer GDE’s may be interesting for synthesis
at the electrode surface [46]. On the other cells as depolarized electrodes (e.g. [48]). A
hand, the gas has to be removed as fast as hydrogen-consuming anode will work at a
possible from the current path in front of low potential that avoids undesired anodic
the electrode, in order to prevent a too large oxidations (e.g. no chlorine evolution in
decrease of the electrolyte conductivity and presence of chlorides). In order to reject
a perturbation of the uniform current den- an excess of the electrolyte from the GDE
sity on the electrodes, up to a (temporarily) structure, a proton-conducting membrane
blocking of the electrode surface. Espe- (Nafion ) between the GDE and the
cially big gas bubbles must be avoided. An electrolyte can be used (‘‘Hydrina ’’, De
optimally perforated structure of the elec- Nora Spa. [49]).
trode is desired, for example, expanded A fascinating option is offered by carbon-
metal sheets. A horizontal electrode ar- based oxygen-consuming cathodes, which
rangement can be suitable for undivided can reduce oxygen into hydrogen peroxide
cells or if a gas evolution only is possi- (e.g. [50]). Thus, an oxidizing agent is
ble at the upper electrode. If there is a produced at the cathode! In combination
2.4 Components of Electroorganic Reaction Systems 47
with the anodic oxidation, a ‘‘200% cell’’ here; a more detailed discussion is avail-
may be possible (e.g. [51, 52]). able, for example, in [3, 5] (comprehensive
data of nonaqueous electrolytes in [56]).
2.4.1.2.4 Sacrificial Anodes A special
type of a depolarized electrode is a 2.4.2.1 Solvents
sacrificial anode – often as counter elec- The significant, often decisive, influence
trode – where the electrode material is of the solvent in chemical reactions simi-
dissolved during the reaction (e.g. [53]). larly is valid for electrochemical reactions
Typical are very electronegative metals, too, for example, due to protic or aprotic
such as magnesium, aluminum, or zinc, and electrophilic or nucleophilic proper-
which avoid – because of their low poten- ties. If an excess of reactants can be used
tial – any anodic oxidation and therefore as solvent, a particularly uncomplicated
allow the application of undivided cells. operation will be possible. An additional
Frequently, this technique is utilized in solvent should be inert. The requirements
nonaqueous media, also in industrial re- for the solvent in dissolving power for
actions (continuous operation in ‘‘pencil reactants and products and the criteria re-
sharpener cells’’, using conic cathodes that garding an easy separation of the products
form a conic shape of the anodes too [54]). from the reaction mixture, for example, the
Ideally, the metal generates a salt that in- boiling point, are comparable for chemical
creases the conductivity of the electrolyte and electrochemical conversions. Gener-
and is not too soluble so that it can be easily ally, there is an interest to use, as far as
removed by precipitation. There are also possible, inexpensive, nontoxic, and easy
conversions where the dissolved anode to handle solvents.
material is used as reactant, for example, But in electrochemistry additional prop-
different metals for production of met- erties of the solvent are essential:
alorganic compounds or sulfur for organic • the ability to solvate ions – dissociated
polysulfides (mixed with carbon powder as cations and/or anions – in order
for sufficient conductivity [55]). to achieve a sufficient conductivity of
the electrolyte (this is often, but not
2.4.2 exclusively, coupled with the polarity of
Electrolytes the solvent),
• an advantageous or at least innocuous
In addition to the function as reaction influence on the electrode reactions,
medium – as in all chemical reactions – in for example, by adsorption at the elec-
electrochemical processes, the electrolyte trode surface – probably in concurrence
has to provide the transport of ions be- to reactants – or by interaction with in-
tween the electrodes. An optimal combina- termediates such as radial ions,
tion of solvent and supporting electrolyte • the usable potential range (‘‘potential
has to be found, considering the reaction window’’) in which the solvent itself
conditions and the properties of reactants, does not react at the electrodes, at
products, and electrodes. A short overview the anode as well as at the cathode
of usual electrolytes – and some examples (in Table 1 a practically acceptable
of unconventional electrolytes as thought- solvent decomposition of 0.1 mA cm−2
provoking impulse for research – is given is assumed, see the thin line in Fig. 1).
48 2 Practical Aspects of Preparative Scale Electrolysis
Tab. 1 Potential limits of some solvents at 0.1 mA cm−2 and 25 ◦ C [4] sorted according to
increasing dielectric constant ε (with 0.1 m [NBu4 ]ClO4 and platinum electrodes if not otherwise
stated)
a Mercury electrode.
b Sodium acetate.
c Lithium perchlorate.
ε = dielectric constant.
and ethers, such as dioxane, but also needed if reactants or especially basic inter-
quaternary ammonium salts as shown in mediates would be protonated by a protic
Table 2 as supporting electrolytes. solvent. Additionally, very high electrode
potentials are accessible (see Table 1). Ow-
2.4.2.3.2 Electrochemistry Using Emul- ing to the small dielectric constant of
sions The electrochemical conversion of aprotic solvents it is difficult to provide
a reactant, which is not sufficiently sol- a sufficient conductivity. The supporting
uble in water, may also be possible in electrolyte has not only to be soluble, but
emulsion, formed by an aqueous elec- must dissociate also into ions. Typical
trolyte and the liquid reactant or an organic compounds are lithium or tetraalkylam-
solvent containing the reactant. This en- monium cations and tetrafluoroborate or
ables to convert compounds with a very hexafluorophosphate anions (perchlorate
low dielectric constant, for example, aro- salts are in principle possible but as ex-
matic hydrocarbons, simultaneously using plosive compounds might be formed their
the high conductivity of an aqueous elec- application is restricted).
trolyte. A ‘‘phase-transfer agent’’ (‘‘phase- Aprotic electrolytes of an adequate high
transfer catalyst’’) such as, for example, conductivity are necessary for lithium bat-
a tetraalkylammonium salt, polyethylene- teries and supercapacitors. Therefore, re-
glycol, or a crown ether, can enhance the cently, much industrial research has been
transport of the reactant between the or- done in this area and highly sophisticated
ganic and aqueous phase (e.g. [59–61]). electrolyte systems have been developed
Also, ultrasound has been used to enhance (e.g. [64]). The supporting electrolytes for
an electrosynthesis in emulsion [62]. aprotic solvents generally are more or less
expensive and toxic. After the reaction,
2.4.2.3.3 Electrolytes Based on Nonaque- their separation and recycling is inevitable
ous Protic Solvents Particularly methanol and frequently needs considerable efforts.
is very often used as solvent. Its high di- A standard aprotic electrolyte sys-
electric constant and general similarity to tem with general applicability for elec-
water enables a good solvation of ions and troorganic syntheses is acetonitrile with
high dissolving power for salts. The low Bu4 NBF4 as supporting electrolyte. It
boiling point simplifies the product separa- shows a wide potential window −2.6 to
tion by distillation. Especially interesting is +2.7 V, a low reactivity (nucleophily and
methanol simultaneously as reactant and electrophily) and a relatively high dielectric
solvent, for example, for methoxylations constant and conductivity. The low boiling
(see Chapter 6). The dual methoxylation, point allows an easy separation after the
for example, of toluene derivatives, re- reaction. The toxicity of acetonitrile has to
sults in the selective synthesis of acetals, be considered, however (maximum allow-
which can be hydrolyzed to aldehydes, un- able concentration at the working place
der recycling of the methanol. There are 20 ppm).
various examples of industrial applications The application of aprotic electrolytes
(e.g. [3b, 63]). usually requires that water traces are
carefully removed and therefore needs
2.4.2.3.4 Electrolytes Based on Aprotic much effort for purification steps in
Solvents Aprotic electrolytes are usually an inert gas atmosphere. It has to be
2.4 Components of Electroorganic Reaction Systems 51
considered that water may be the product in principle, are ion conductors and can
of (side-)reactions at the electrodes. work as electrolyte even in the absence
of a conductive solution. This ‘‘solid poly-
2.4.2.3.5 Molten Salts as Electrolytes In mer electrolyte technology’’ (SPE) actually
the bottom of Table 1, examples of salts is well known for fuel cells (PEMFC =
are shown, which are liquids at room proton-exchange membrane fuel cell and
temperature or at moderately higher tem- DMFC = direct methanol fuel cell) [47].
peratures. Recently, ‘‘ionic liquids’’, for It also enables electroorganic syntheses
example, based on imidazolium salts, without any supporting electrolyte. If the
have found interest as solvents in lab application is possible – a precondition is a
scale reactions (e.g. [65]). In electrochem- sufficient conductivity of the membrane in
istry, they may be used as solvent and the reaction system (see Sect. 2.4.3.2) – the
supporting electrolyte simultaneously. Be- operation is easy and saves expenses for
cause they are not volatile, an easy separating and recycling of a support-
separation from products by distillation ing electrolyte ( [67], overview in [68]).
is possible. Advantages of the SPE technology have
been verified for different reactions using
2.4.2.3.6 Liquefied or Supercritical Gases cation- and anion-exchange membranes in
as Solvents for Electrolytes For very combination with various electrode mate-
special applications, where the increased rials in aqueous and nonaqueous media. A
efforts for low temperature and/or pressur- successful example is the methoxylation of
ized cells are acceptable, liquefied gases, amides, such as N ,N -dimethylformamide
for example, sulfur dioxide or ammonia, (DMF), which runs nearly perfectly with
can be interesting solvents for electrolytes graphite felt electrodes, pressed on the
(see e.g. [3a]). Supercritical fluids show re- surfaces of a cation-exchange membrane
markable properties that are very different (Nafion ) in a pure mixture of methanol
from other solvents. Detrimental to elec- and DMF without any additive. Approxi-
trochemistry is that especially the dielectric mately 100% selectivity and current effi-
constant in the supercritical state becomes ciency at a low cell voltage [68] is better
low. For supercritical carbon dioxide, no than reported for Bu4 NBF4 as supporting
supporting electrolyte with sufficient con- electrolyte [69].
ductivity is known.
Various fluorinations, which need prin- 2.4.3
cipally much energy for the generation Cell Separators
of the reagent fluorine, are carried out
electrochemically in liquid hydrogen flu- As discussed in Sect. 2.3.3, the in principle
oride, even in an industrial scale [66]. desirable application of an undivided cell
Owing to the extreme toxicity and the will be impossible if a reaction at the
corrosive medium, special precautions counter electrode results in unacceptable
are necessary. consequences, for example, impurities of
the product and/or considerable losses in
2.4.2.3.7 Solid Polymer Electrolyte Techno- yield and current efficiency. There is a
logy Ion-exchange membranes, often large variety of cell separators available,
used as cell separators (see Sect. 2.4.3.2), but none of them can work ideally.
52 2 Practical Aspects of Preparative Scale Electrolysis
The task of a cell separator is to impede a or pottery – with various porosity, pore
direct mixing of anolyte and catholyte and diameter, and thickness. As glass or
to decrease diffusion, but at the same time ceramic diaphragms are rigid and brittle,
the migration of ions has to be possible for adequate mechanical solidity in larger
without a too high voltage drop. Naturally, cells they need an increased thickness,
a compromise of these requirements has causing a high voltage drop. Glass and
to be found. some ceramic materials will be attacked by
The functioning of a separator will be strongly alkaline media.
the more difficult, the more different In aqueous solutions, glass or ceramic
both electrolytes are. With increasing surfaces adsorb OH− ions. Thus, they
concentration gradients diffusion will be are negatively polarized and consequently
enhanced. It can be reduced using a the solution close to the surface is pos-
less porous and/or thicker separator, but itively charged (‘‘ζ -potential’’). Therefore,
then the voltage drop increases. A special in such diaphragms with small pores and
problem, that has to be avoided, is a consequently a large surface, the solu-
precipitation at the surface or within the tion significantly is moved in the electric
separator if the solubility of a compound field towards the cathode. This ‘‘electroos-
is smaller in one solution compared with motic’’ transfer can produce an undesired
the other. transport through the diaphragm.
If for laboratory experiments an optimal Flexible porous diaphragms, available
separation of anolyte and catholyte is also as thin foils, can be applied up to
needed, and a high voltage is acceptable, large dimensions. They can be produced,
two separators can be used. The volume for example, from fiber materials (as paper,
between these can additionally be rinsed felt or woven fabric) or together with a sol-
with a solution for removing compounds uble filler that is subsequently removed. In
that have been transferred through the chemically not aggressive solutions, even
separators but are not allowed to arrive in simple materials such as filter paper or
the opposite cell chamber. regenerated cellulose film (‘‘cellophane’’)
may be usable. Diaphragm materials with
2.4.3.1 Porous Materials very good technical properties formerly
Decisive characteristics of porous sepa- have been made of asbestos, but its applica-
rators (‘‘diaphragms’’) are porosity, pore tion is obsolete due to its danger in causing
diameter, and thickness. For practical use, cancer. Various new alternative materials,
other aspects such as mechanical strength that are asbestos free, are available.
(brittle or flexible), constant dimensions Porous diaphragms are also made of
(swelling in the solvent), and chemical sta- diverse polymers, for example, as sep-
bility are important. arators for batteries. Polymers can be
The mostly applied porous separator in attacked by organic solvents and a swelling
laboratory cells is sintered glass (‘‘fritted of the polymer material may clog a di-
glass’’). It can be simply and leakproof aphragm. The stability of a polymer is
mounted by the glassblower into the walls very dependent on all compounds in an
of glass cells and then it is very easy electrolyte mixture and thus the combina-
to handle. It is available – like similar tion of diaphragm and electrolyte has to
ceramic materials, for example, sintered be carefully selected, especially if a long-
aluminum oxide or unglazed porcelain term application is needed. Diaphragms
2.4 Components of Electroorganic Reaction Systems 53
push back an undesired diffusion through allows, using a cell stack with a com-
the membrane. bination of cation- and anion-exchange
Ion-exchange membranes are primarily membranes, to remove or concentrate
designed for aqueous solutions. In organic ionic compounds (salts, acids, bases) in
solvents (e.g. [71]), their swelling may be solutions. In ‘‘bipolar membranes’’, lam-
very strong, perhaps up to dissolution. An- inated layers of a cation and an anion-
other precondition for their use is that the exchange membrane, water can be disso-
solvent is able to solvate the ions inside the ciated into H+ and OH− ions (e.g. [73]).
membrane to permit a sufficient conduc- Therefore, an electrodialysis stack with in-
tivity. In aprotic solvents, the membrane tegrated bipolar membranes enables to
voltage drop will be unacceptably high. split up salts into their corresponding acids
Possibly, in such cases a membrane can be and bases.
used in combination with a solvent on the
other side that enables a good conductivity
(e.g. an aqueous electrolyte). 2.5
The properties of the polymer backbone Electrochemical Cells
in an ion-exchange membrane determine
its stability against solvents and chem- The electrochemical cell is the apparatus,
ically aggressive conditions. The most which is finally needed to realize the
used polymer is polystyrene, crosslinked desired electroorganic conversion, and,
with divinylbenzene. But also many other therefore, its design has to consider, as far
polymers and polymer composites are ap- as possible, all the aspects discussed in this
plied in order to achieve an increased chapter. Furthermore, an uncomplicated
stability. A cation-exchange membrane and inexpensive manufacturing and an
of nearly universal chemical stability is effective and easy handling of the cell will
Nafion (Du Pont), a perfluorinated sul- be important.
fonic acid ionomer (industrially used
e.g. for chlor-alkali electrolysis), but it 2.5.1
is expensive and its swelling in or- Requirements in Electrochemical Cells
ganic solvents is high. Anion-exchange
membranes are commonly less resistant The following items generally will be
than cation-exchange membranes, espe- essential, but their importance depends
cially at elevated temperatures and against on the individual reaction system and on
oxidizing and alkaline conditions. Most
the intention of the investigations such as
membranes include a woven fabric as
the following:
mechanical reinforcement. The optimal
membranes – cation- or anion-exchange • uniform current density (i.e. uniform
membranes – should be selected for the current distribution),
specified application from the large num- • uniform mixing and mass transfer,
ber of membrane types, using the technical • constant temperature,
advice of the suppliers. • construction materials, that do not
An additional interesting application of corrode.
ion-exchange membranes for the treat-
ment of electroorganic product solutions Successful handling of the cell and perfor-
is the ‘‘electrodialysis’’ (e.g. [70, 72]). It mance of the electrolysis requires:
2.5 Electrochemical Cells 55
• uncomplicated and leakproof mounting, upper part of the cell. Thus, the cell con-
• error-free sampling, struction has to enable a fast displacement
• exact mass and charge balancing. of gases from the electrolyte between the
electrodes or between the separator and the
Possible further requirements are as electrodes (see Sect. 2.4.1.2.2). The current
follows: density has to be limited so that the gases
• reliable potential measurement, can be discharged without problems.
• inert gas atmosphere,
• balancing of a gas evolution, 2.5.1.2 Uniform Mixing and Mass Transfer
• reflux condenser to avoid a loss of sol- The significance of mass transfer for the
vent (this can be important especially in electrode reactions, that are in principle
case of gas evolution, an additional low- heterogeneous, has been discussed in
temperature cold trap may be suitable). Sect. 2.3.2.1, especially important at low
reactant concentrations. Therefore, local
Additional qualifications may be necessary differences in the movement within the
for special intentions. electrolytes should be avoided and a
uniform mixing is desired. In a number
2.5.1.1 Uniform Current Density of cases, a gas evolution at the electrode
The decisive influence of the current den- may be sufficient. Frequently, especially
sity on the electrode reactions – including in cells for batch operation, a (magnetic)
their selectivity – has been discussed in stirrer can be used (see Fig. 8).
Sect. 2.3.2.1. Therefore, a uniform current In flow-through cells, a design for
density on the entire electrode area usually optimal fluid distribution may be suitable
is indispensable. Precondition is a suffi- (see Figs. 9 and 10a). A further enhanced
ciently constant overall cell resistance – of mixing is attained using a ‘‘turbulence
the electrodes, the electrolytes, and the cell promoter’’, for example, a coarse woven
separator – for every point of the electrode mesh of polymer wires (see e.g. in
area. This needs satisfactory conductivities Fig. 13). The permanent shift in direction
of the electrode materials and adequately during the flow within the plane of the
dimensioned, symmetrical current feed- mesh results in a strong agitation. By
ers. For a constant electrolyte resistance, this way, also electrolyte chambers of
the electrodes have to be mounted parallel. small thickness can be realized in flow-
This becomes more and more important through cells. As an example, typically,
• with increasing current density, the chambers between the membranes
• with decreasing electrolyte conductivity, of electrodialysis stacks are built up by
• with decreasing electrode distance (for spacers of such a mesh, ca. 0.5 to 2 mm
reduced cell voltage). thick, with integrated elastomer sealing
gaskets (the inlet and outlet channels are
Examples of cell constructions, which pro- formed by punched holes in the gaskets,
vide a uniform current density, will be see Fig. 11). The optimal mixing increases
shown in Sect. 2.5.2. A significant distur- the limiting current density and the minor
bance of the current density distribution distance prevents a too high voltage, so
can be produced by gas evolution, espe- that even very diluted solutions can be
cially in case of vertical electrodes in the electrolyzed. Gases may be problematical
56 2 Practical Aspects of Preparative Scale Electrolysis
for turbulence promoters as gas bubbles [J], T , absolute temperature [K], S,
can adhere to the mesh. reaction entropy [J K−1 ]) is converted into
heat and has to be dissipated from the
2.5.1.3 Temperature Control cell. Substantially, it is the consequence
The rate of electrochemical reactions is of the overvoltages (see Sect. 2.3.2.1), the
given by the cell current, that is, in princi- part that is caused by ohmic voltage drops
ple, it can be controlled independent of is the ‘‘Joule heat’’. Small cells usually
the temperature (the required overvolt- need a heating for applications at elevated
ages are influenced by the temperature, temperature, but for larger cells and high
however). But usually, electroorganic con- cell currents a sufficient heat dissipation
versions include chemical reaction steps is required.
and therefore the temperature influence, The easiest temperature controlling
especially on reaction kinetics and selec- method for small cells is a jacket round
tivity, is frequently similar to that of pure the cell that is connected to the fluid cir-
chemical reactions. Consequently, a con- culation of a thermostat (see Fig. 8). For
stant temperature is desirable to achieve flow-through cells, especially when they
clearly defined conditions for the investi- are running in batch operation with cir-
gations. culation through a reactant reservoir, a
Typical for electrochemical systems is heat exchanger (e.g. of glass) should be in-
the increasing conductivity of electrolytes cluded into the cell liquid loop. Probably,
and the reduced cell voltage with increas- the backsides of the electrodes can be used
ing temperature. Therefore, an elevated as heat-exchanger area for temperature
temperature may be suitable, as high as the controlling (caution: without additional
chemistry of the reaction system allows. protection, e.g. by insulating, it is not
An additional limit is the boiling tem- allowed to bring the backsides of both elec-
perature of the electrolyte. Vapor bubbles trodes in contact with a noninsulating tem-
will increase the resistance and the voltage perature bath fluid (e.g. water), because
drop of the electrolyte so that additional the potential difference will initiate severe
heat will be evolved and the temperature damages by (pitting) corrosion, probably
will further increase, that is, an instable even in the thermostat, that is electrically
situation will occur. Such effects especially connected to earth). More sophisticated
may be expected at locations of lower con- temperature controlling methods, for ex-
ductivity, for example, in a diaphragm. Any ample, using temperature sensors in the
local overheating (‘‘hot spot’’) will cause a cell, electronic controllers and electrical
loss of yield and selectivity and probably quartz heaters, are practically proven.
a damage of cell components. Therefore,
this has to be prevented by temperature 2.5.1.4 Construction Materials
controlling in combination with the mix- Glass will be the most applied material
ing of the electrolytes and by choosing for small cells (see e.g. Fig. 8). It is
suitable operation conditions. insulating and resistant against most
The consumed electrical energy is U · I electrolytes, except strongly alkaline and
(U , cell voltage [V], I , cell current [A]). The fluoride-containing media, and it can
part U · I − H , that exceeds the enthalpy be used up to high temperatures. An
of the cell reaction H = G + T · S important advantage is the possibility to
(G, reaction free enthalpy (Gibbs energy) observe reactions directly, for example,
2.5 Electrochemical Cells 57
gas evolution, color changes, formation in thin layers such as films or tube
of two phases, or precipitation of solids. walls. Especially PTFE, which cannot
Complex constructions can be realized by be molten but only sintered, is always
a glassblower. Coupling devices such as porous. If this is a problem, fusible but
ground-glass equipment, flanged joints, more expensive fluorinated polymers can
and screw cap connections for easy be used, such as perfluoroalkylvinylether
handling are available in a large variety and (PFA) or fluorinated ethylene-propylene
different diameters. Glass is completely (FEP). A thin FEP film, for example,
tight, any diffusion into and out off the is useful for insulating and shielding of
cell is impossible (e.g. of oxygen or solvent metal surfaces.
vapor). If necessary, for example, in case Materials for gaskets have to be chemi-
of extremely oxygen-sensitive compounds, cally stable and should be elastic in order
the glassblower can substitute coupling to reduce the required force for sealing.
devices by direct connections. But the Frequently, O-rings, that need a groove for
problem of glass, particularly for enlarged fixing, or flat gaskets, which can be cut
cells, is its breakability. from sheet material, are applied. Unfortu-
Mechanically robust materials are met- nately, common elastomers, also for exam-
als, for example, different chromium- ple, silicon rubber or ethylene-propylene-
nickel steels, or titanium. Their use in diene copolymer (EPDM), are attacked
electrochemical cells is limited because by many organic solvents (swelling) and
they are conductive and may corrode. have to be tested for each case in de-
The corrosion is significantly influenced tail. Fluorinated elastomers, for example,
when the metal is insulated or connected ‘‘Viton ’’ or ‘‘Kalrez ’’, may be suit-
to the anode or to the cathode (see able but are expensive. Probably, O-rings
Fig. 9). with an elastic silicon rubber core and
Polymers, for example, polypropylene a resistant FEP jacket can be help-
or polymethylmethacrylate (PMMA, ful. A paste of pure PTFE is available
‘‘Plexiglas ’’ transparent) and many that can be used like joint grease for
others, may be interesting materials of easy sealing.
machinability. But their chemical stability, An all-purpose gasket material is ex-
especially against organic solvents, has to panded PTFE (‘‘Gore-Tex ’’ and similar
be tested individually. products, but expensive and only usable
Chemically universally stabile is poly- once). It is available as a cord of various
tetrafluoroethylene (PTFE, ‘‘Teflon ’’), but diameters ≥1 mm or as sheet material.
it is relatively expensive. A problem is the Initially, it is very soft and can be adapted
‘‘cold flow’’, that is, the polymer is slowly to each surface (it is, for example, even
deformed under the mechanical stress of possible to mount a metal mesh elec-
the pressure on the gaskets and a leakage trode tightly between glass flanges and
of the cell can occur (PTFE compounds, to connect the edges outside with a cur-
e.g. with glass powder or graphite, show a rent feeder). The cord will be formed to a
better behavior.) closed loop by inclined cutting and over-
It has to be considered that lapping. It can be fixed for mounting by an
polymers – different from glass and integrated adhesive stripe or by the above-
metals – generally are more or less mentioned PTFE paste. During mounting,
permeable for gases and vapors, mainly the gasket will be strongly compacted.
58 2 Practical Aspects of Preparative Scale Electrolysis
1 PTFE tube
2 Heating
3
Elongate
4 Cut off
5 Removing
of any burr
Capillary and sharp
(e.g. of glass) edge
(at least about three times the diameter) (otherwise, a loss of vaporized liquids is
in any material, for example, polymers, difficultly observable).
metals, or also glass. For the chosen tube • Partial balances of all compounds, that
of this example, the diameter should be is, the individual reactants have to
2.4 mm. Any burr or sharp edge has to be be found in the products, considering
removed (see enlarged picture (5); in case stoichiometry.
of the glass capillary this is possible using This will be helpful to detect the reason
a file or hard-metal tool or by melting). if there is a loss of single compounds.
The elongated end of the tube is drawn • Charge (current) balance and calculation
through the capillary (6) and fixed in a of the current efficiency (see Sect. 2.3.1),
vice. Then the capillary – or the device with that is, the electrochemical products
the borehole – is moved on the tube to the
on both electrodes, including product
desired position (7). A considerably strong
gases, have to be equivalent to the
and constant force during this movement
consumed electrical charge.
shows that a leakproof connection between
This can also detect a partial elec-
the tube and the capillary can be expected.
trical shortcut or, more probable, an
Again the squeezed end is cut off (8).
The part of the tube, that has been ‘‘electrochemical shortcut’’, that is, the
drawn through the capillary, will be consumption of a product of an elec-
largely elongated. Its original length and trode at the other one, for example,
diameter can be reestablished by heating anodic oxidation of hydrogen, that has
to clear transparency (9, a heating of been evolved at the cathode.
the capillary itself should be avoided). The effort to carry out all these balances
If the tube is then cut off at about is high, but it significantly increases the
2 mm (10), this is a protection against
reliability of the results, that should be
pulling out. For building up a further
based not only on single measurements
connection, the process can be repeated
(analyses). Usually, incorrect data are only
with the reestablished PTFE tube. The
detectable on the basis of at least two
practicability of this method has been
independent values or balances. If vari-
proven even in a pressure electrolysis cell
at 5 bar. ous balances are found, often an error
can be identified as a false measurement
or analysis mistake and not a real fail-
2.5.1.5 Mass and Charge Balancing
ure. As far as possible, several samples
At a first glance, it may be sufficient
should be taken during each experiment
to detect the desired product but a
for improved reliability. For continuous
comprehensive information about the
operation under stationary conditions, the
investigated conversion needs mass and
average of some measurements and anal-
charge balancing.
yses will be used (any tendency in the
• Total mass balance, that is, the sum individual values shows that the stationary
of inputs has to be equal to the sum state is not yet achieved). In case of batch
of outputs. This will be particularly operation a consistent change with time
interesting for long term and generally confirms reasonable results (here, in the
for continuously operated investigations mass balance the decrease of the cell liquid
in order to detect a possible leakage by the sampling has to be considered).
60 2 Practical Aspects of Preparative Scale Electrolysis
An easy way for sampling of the cell fluid has proved its practicability [74] (caution:
is to mount a screw cap with a septum explosive gas mixtures can be formed in
at a suitable place of the cell (the cell electrochemical cells; an antisplinter pro-
fluid should not permanently be in contact tection has to be provided!). The fluid
with the septum and a loss out of the has to be selected for minimal solubil-
gas-phase through the perforated septum ity of the gas, for example, for carbon
should be avoided). The cheap common dioxide containing gases an acidified, sat-
medical disposable syringes, which are urated salt solution. Solvent vapors must
available in various types with needles of be condensed previously. Addition of a de-
different diameter and length, can be used. tergent facilitates a uniform overflow at
The coupling of the cell with a syringe is the fluid outlet. The valves may be simple
also possible using PTFE tubes according hose cocks. The level of the fluid outlet
to Fig. 4 (direct fixing in the connector of is adjusted so that the gas can stream
the syringe or via a capillary that includes in nearly without pressure (observable at
the conic adaptor for the syringe). the manometer).
As mentioned above in Sect. 2.4.1.2.2, The overflowing fluid is equivalent to the
frequently gases are evolved during elec- gas volume. If the measurement has to be
trochemical reactions, especially at the more exact than about 3%, corrections con-
counter electrode. Information about vol- cerning the actual atmospheric pressure,
ume and composition of one or both of the decreased pressure due to the height
these gases can be necessary to clarify the h of the fluid and the vapor pressure of
electrochemical process. Probably small the fluid are possible [74]. Additional er-
gas amounts have to be sampled. The gas rors can occur if the gas is significantly
sampling device in Fig. 5, made of glass, soluble in the fluid.
Gas
Flexible tube
Ov inlet
V5 Screw V4
cap
with Measuring
sample
volume
septum volume
Gas
Manometer
Flexible tube
V1
Thermo-
meter
V6
∆h Fig. 5 Gas sampling device
Filling with fluid: V1 and V2 are closed,
V4, V5, and V6 are opened, V3 is opened
until the device is filled completely and
Out- the fluid runs over at Ov;
let Fluid Operation: V3 and V4 are closed, V2 is
widely opened, when the overflow at the
Fluid fluid outlet is finished, V1 can be
outlet V3
opened for the gas;
V2 Gas transfer: like filling with fluid until
Fluid
the gas is transferred into the gas
inlet
sample volume.
2.5 Electrochemical Cells 61
The level of the overflow Ov should entire cell voltage – can indicate a variation
be elevated for transferring the gas into of the electrode reaction.
the sample volume for realizing a slight An exact potential measurement is
excess pressure. Then the sample volume, difficult – particularly in organic electro-
after closing of V5 and V6, can be carried chemistry – and probably requires very
away (probably with a residue of fluid) and sophisticated techniques to avoid a variety
samples for gas chromatography can be of possible errors (e.g. [75]). Fortunately,
taken through the septum with a gas-tight for practical applications in electroorganic
syringe, without the risk of contamination synthesis, it will usually be sufficient to
due to immigration of air. Nevertheless, get reproducible potentials for the cur-
the samples should be analyzed as soon rent density–potential curves (see Fig. 1)
as possible because a diffusion of air into as well as for the synthesis cell. A constant
the sample volume is practically inevitable deviation in both measurements may be
(shown by the presence of nitrogen in acceptable, even though the accurate value
the analysis). may be unknown. Some aspects will be
Generally, a continuous recording of discussed here, a more detailed overview
electrically available data – for example, is given, for example, in [3a].
current, cell voltage, electrode potentials,
temperatures – is beneficial to supervise 2.5.1.6.1 Reference Electrodes By defini-
the proper procedure of each experiment. tion, the normal hydrogen electrode (NHE)
Especially in case of a failure this will is the reference for electrode potentials (see
be a valuable help to find the reason. Sect. 2.3.2.1), but practically it is scarcely
Today, the best way is to use a data usable. A reference electrode (RE) has to
acquisition system in a computer that provide a well-defined potential between
offers the results directly for further the electrolyte and its electric connector,
calculations, for example, integration of joined with the input of the measuring in-
the consumed current (converted charge). strument. Usually, a metal and a slightly
For continuously operated experiments soluble salt of this metal is applied (sec-
the addition of scales, which acquire the ondary electrode) [76, 77]. The electrolyte
weight of input and output reservoirs, will in the RE is connected to the electrolyte in
be advantageous in order to supervise the the electrochemical cell via a diaphragm,
mass balances continuously. which has to separate both electrolytes, as
far as possible without a potential differ-
ence (see below).
2.5.1.6 Electrode Potential Measurement A classical system is the saturated
The central importance of the electrode calomel electrode, SCE (Hg/Hg2 Cl2 /satu-
potential has been discussed in Sect. 2.3.2. rated KCl in H2 O) with a potential of E =
The potentiostatic operation mode evi- +242 mV versus NHE (25 ◦ C). The disad-
dently requires a reliable potential mea- vantage is the sensitivity against a current
surement. Only experiments at constant flow through the system (generally, poten-
current can operate without knowledge of tials should be measured only using instru-
the potential. But here too the potential of ments with a very high input resistance,
the working electrode imparts interesting that is, nearly currentless with maximally
information, for example, a change in this 1 nA). The systems [Hg/Hg2 SO4 /sat.
potential – probably not detectable in the K2 SO4 in H2 O] E = +650 mV versus
62 2 Practical Aspects of Preparative Scale Electrolysis
NHE (25 ◦ C) or [Hg/HgO/1n NaOH in of the separator and on the flow rate of
H2 O] E = +140 mV versus NHE (25 ◦ C) KCl solution through the separator. Usual
are, for example, interesting if chloride separators are sintered glass or ceramic di-
ions are not allowed. A problem of all mer- aphragms or, for example, a plug of agar.
cury containing systems is the toxicity. A In practical applications, mostly a contam-
nontoxic system is [Ag/AgCl/sat. KCl in ination of the cell electrolyte with chloride
H2 O] E = +197 mV versus NHE (25 ◦ C). ions is undesired (probably formation of
It is nearly temperature independent and chlorine at the anode). But, a poorly perme-
insensitive against current flow. It can be able separator can produce high potential
easily prepared by anodic oxidation of a differences. An alternative is the change to
silver wire in KCl solution (coating with an the inert K2 SO4 solution. In contact with
AgCl layer, subsequently an excess of solid an organic electrolyte, indefinable condi-
KCl is added to the electrolyte round the tions with significant potential differences
silver wire). But, diffusion of silver ions are possible. Also, a transfer of water may
out of the partially soluble AgCl can be be detrimental in this case. As mentioned
a problem. above, an RE system, that is compatible
The potential of the RE may be changed with the cell electrolyte, should be used,
by infiltration from the cell electrolyte. even though the potential could be prob-
Thus, the combination of cell electrolyte lematically to define.
and RE has to be carefully selected [3a, 76, All these possible difficulties show that
77]. Probably, a reference system in the an accurate potential measurement is
same solvent as in the cell will be suitable, mainly possible in uncomplicated aque-
for example, Ag/0.01 m AgNO3 /0.1 m ous solutions. In electrolytes, for elec-
NaClO4 in acetonitrile, E ≈ +500 mV troorganic syntheses, especially in aprotic
versus NHE (25 ◦ C) [78]. solutions, significant deviations are to be
expected. But, as mentioned above, this is
2.5.1.6.2 Diffusion Potentials At the no problem for practical applications if it
interface between two different solu- can be verified that the acquired potential
tions – here, between the electrolyte of values are reproducible.
the reference system and the cell elec-
trolyte – significant potential differences 2.5.1.6.3 Luggin Capillaries The loca-
can occur. The ‘‘diffusion potential’’ is tion, where the potential of the electrolyte
caused by a different diffusion velocity should be measured, is connected to the
of cations and anions, as it is evident RE by the Luggin (Haber–Luggin) capil-
for acids and bases due to the extraor- lary. Its design can significantly influence
dinary high mobility of H+ and OH− the accuracy of the acquired potential val-
ions. In strongly acidic or alkaline aque- ues. Requirements are
ous electrolytes, several ten millivolts may • optimal position in front of the
be obtained. This can be reduced using electrode,
a ‘‘salt bridge’’ with a high concentrated • sufficiently low resistance,
electrolyte, whose cations and anions have • undisturbed operation.
the same mobility, for example, potassium
chloride (KCl is often contained in RE Different positions of the Luggin capil-
systems). Additionally, the potential dif- lary are shown in Fig. 6 [4]. In example 1,
ference may be dependent on the type a too large distance between the working
2.5 Electrochemical Cells 63
4 5 6
electrode and the tip of the capillary causes overvoltages are remaining at the sta-
a considerable voltage drop due to the re- tionary value. Comfortable potentiostats
sistance R of the electrolyte layer and the include automatic potential correction pos-
cell current I . This voltage drop increases sibilities (e.g. [79, 80]).
linearly with rising I and can overlay the An adequately high input resistance is
current density potential curve (see Fig. 1), ensured using a potentiostat (other in-
so that changes in the overvoltages, which struments probably need an additional
are important for the electrode reactions, amplifier like for pH electrodes). Neverthe-
may not be detectable. In example 2, there less, the resistance of the Luggin capillary
is no distance so that at the location of has to be sufficiently low. This is unprob-
the capillary tip the current is interrupted lematic using the classical glass capillary,
and the measured potential is incorrect. A filled with high concentrated KCl solution
recommended position is shown in exam- (see part 10 of Fig. 8b, combined with a
ple 5: the distance is equal to the twofold container for the RE). For reducing the
outer diameter d (d ≈ 1 mm, inner diam- effective resistance – especially, if a longer
eter 2/3 d). It is difficult to fix this position; capillary is needed and/or if electrolytes of
thus, the tip of the capillary is turned up in lower conductivity have to be used in the
example 4, and the edge can be placed di- capillary – a thin wire of a noncorroding
rectly on the electrode. No disturbance is to metal (e.g. platinum) can be inserted into
be expected in example 6, but this design the capillary (no contact to the electrode!).
is not realizable everywhere. The position Additionally, it will be favorable to guide
behind the electrode in example 3 is some- the wire outside the capillary and to con-
times reported in the literature, but the nect it via a high insulating capacitor par-
uneven current density distribution may allel to the RE with the input of the poten-
initiate deviations. tiostat (no influence on the stationary po-
The voltage drop I · R should be esti- tential value, but stabilization of the poten-
mated and eliminated from the measured tiostat in the higher frequency range [81]).
potential. It can be directly determined by Penetration of gas bubbles into the
fast current interruption measurements: Luggin capillary can disturb the steady
about 1 µs after shutting down the cur- operation. In the worst case, the control
rent, the potential is already decreased by circuit of the potentiostat will be inter-
all ohmic voltage drops while all other rupted and the cell current can increase
64 2 Practical Aspects of Preparative Scale Electrolysis
uncontrollably up to the positive or neg- allows to easily modify the design for spe-
ative maximum value (a damage of cell cial requirements. The following examples
components can be possible). The turned are presented to give some ideas for own
up tip of the capillary in example 4 of constructions. The chosen industrial cell
Fig. 6 is a possibility to avoid this. Also, designs include a commercial cell that is
the platinum wire within the capillary, available also on a small scale and therefore
mentioned above, increases the security can be used in the laboratory.
against perturbation by gas bubbles. Even
a PTFE tube, otherwise extremely sensi-
2.5.2.1 ‘‘H-cell’’
tive to blocking by gas bubbles due to its
The classical H-cell (Fig. 7, with a shape
hydrophobic properties, can be used as a
Luggin capillary with a platinum wire in- similar to the letter ‘‘H’’) is, for exam-
side (easy mounting through the cell wall ple, suitable for demonstration of simple
like in Fig. 4). electrochemical experiments, such as wa-
ter electrolysis. In the vertical containers,
2.5.2 the electrodes can easily be mounted; the
Examples of Electrochemical Cells horizontal connection between anode and
cathode compartment is divided by a di-
The equipment for electroanalytical meth- aphragm. This cell can have a large energy
ods usually includes the required cells, loss due to a high cell voltage, and the
but standardized preparative scale electro- current density at the electrodes is very
chemical cells are scarcely available (some unevenly distributed. As discussed above,
equipment is offered, for example, by the these problems may be disadvantageous
Electrosynthesis Company Inc., Lancaster, for electroorganic conversions in this cell
USA). Most of the electrochemical cells, type. Nevertheless, there are many ex-
used for the investigations in the liter- amples of the successful application of
ature, are made in the facilities of the similar cells, also using a mercury cathode
institutes, especially by glassblowers. This (e.g. [82, 83]).
+ −
Fig. 7 H-cell.
2.5 Electrochemical Cells 65
A comparable cell design – but with flat, heating or cooling is connected to a ther-
solid, or perforated electrodes, mounted mostat. Similarly, in an undivided cell,
parallel nearby the diaphragm – avoids the vertical, parallel, or concentric electrodes
above-mentioned problems and can work can be used.
with optimal current distribution [84].
2.5.2.3 Flow-through Cells
2.5.2.2 Beaker Glass Cells Flow-through cells enable optimal flow
For investigations in batch operation, us- conditions. They can work in continuous
ing a small reactant volume, a beaker glass operation at stationary conditions as well
cell like the one in Fig. 8 is optimal [85]. as in batch operation if they are coupled by
The reaction is directly observable. In the a circular flow to a reactant reservoir (see
example, a mercury cathode and a plat- Sect. 2.3.4).
inum mesh anode (with a platinum wire In Fig. 9, the cathode block (4) of stain-
ring as current feeder) are used. A mag- less steel includes inlet and outlet channels
netic stirrer provides the mixing of the (6) that are each connected by 6 boreholes
electrolyte and renewal of the mercury for uniform flow distribution to the cath-
surface. The parallel mounting of the elec- ode surface (details see cross section 7).
trodes enables a uniform current density. The anode (2) is a platinum foil of 18 cm2
If the cell has to be divided (Fig. 8b), the active area with the brass cover plate (1) as
anode is enclosed in a glass tube with a current feeder. The electrode distance is
diaphragm. An RE with an integrated Lug- given by the sealing gasket (3), for example,
gin capillary can be added. A jacket for silicon rubber of 0.2–1 mm [85].
+ −
10 + 4
12 9
4 2 − 2
11
8 8 11
13 13
4
12 3
5
4 10 6
3
2 7 2
7 1 1
13 13
(a) (b)
Fig. 8 Beaker glass cells (a) undivided, (b) divided. 1 mercury
cathode, 2 cathode current feeder, 3 platinum mesh anode, 4 anode
current feeder, 5 anolyte tube with, 6 diaphragm, 7 magnetic stirrer,
8,9 PTFE stopper, 10 reference electrode with Luggin capillary,
11 reflux condenser, 12 thermometer, 13 connection to thermostat.
66 2 Practical Aspects of Preparative Scale Electrolysis
A similar design with a second block dimensions, thickness, and required con-
as anode, for example, of coated titanium nections of the cell compartments. The
or graphite, can be used as divided cell desired electrodes, diaphragms, and/or
with a flexible diaphragm or an ion- ion-exchange membranes and the nec-
exchange membrane. essary cell chambers between – also for
If both electrodes have to be made of example, gas supplying chambers for
materials, that are available only as foils GDEs or heating/cooling chambers – can
or sheets or are not machinable, or for simply be combined and mounted by fix-
example, for materials, such as graphite ing plates and screws. Electrode plates or
felt, a cell design like the one in Fig. 9 foils – even of large dimensions – can be
is not realizable. Inlet and outlet systems applied without any machining like the
have to be integrated in the electrolyte cathode in Fig. 10b, using the edges as
compartments. The ‘‘parallel-plate and current feeders (electrode distance from
frame’’ design of a laboratory flow-trough the membrane = frame + sealing gas-
cell in Fig. 10 consists of easy-to-produce kets thickness). If a reduced electrode
parts, using the fixing method for PTFE distance for low cell voltages is needed,
tubes in Fig. 4. a perforated electrode of a suitable ma-
The rectangular frame in Fig. 10a en- terial can be connected in an adequate
ables a similar mixing quality in the cell distance in front of a current feeder
chamber as in the cell of Fig. 9 (for re- plate (‘‘preelectrode’’), like the anode in
duced mixing requirements less tubes are Fig. 10b.
sufficient). Ring-shaped frames as shown The cell design in Fig. 10 can be applied
in Fig. 10b can be particularly easy ma- without flow-through in batch operation
chined by turning, or simply can be cut too, for example, for easy testing of
from thick-walled tubes, including glass. electrode or separator materials. Then, the
A cell design like the one in Fig. 10 is frame thickness is chosen for the desired
very flexible concerning material, shape, cell compartment volume (for a thickness
+
1
6
4
5 − 7
Fig. 9 Example of a laboratory
flow-through cell.
2.5 Electrochemical Cells 67
+ −
A G G M G G C
AC CC
(a) (b)
Fig. 10 Examples of parallel-plate and frame designs for laboratory
flow-through cells (a) cell chamber for strong mixing and (b) various
parts of a cylindrical cell. A: anode (with preelectrode); G: sealing
gaskets; AC: anode compartment (glass ring, reduced mixing
requirements); M: membrane (diaphragm); CC: cathode compartment
(three tubes for gas outlet, sufficient mixing by gas evolution); C:
cathode (current feeders outside the cell at the four corners).
above ca. 15 mm, also a magnetic stirrer frame design (‘‘filter press cell’’, in prin-
can be used). ciple comparable to Fig. 10b). All compo-
nents – electrodes (plates), fluid distribu-
tors (frames), membranes or diaphragms,
2.5.2.4 Industrial Scale Cells
and sealing gaskets – have punched holes
at the same position so that different chan-
2.5.2.4.1 Parallel-plate and Frame Cells (Fil-
nels are formed through the entire stack
ter Press Cells) The design of industrial
cells has to combine many cell units in a (here eight channels). The fluid distrib-
cell stack with a sufficient electrode area. utors – for example, cathode and anode
The optimized supplying of reactants and compartments or electrodialysis cham-
the draining of products, probably includ- bers – are connected to the appropriate
ing gases and/or circulation streams, is channels by boreholes in the frames, for
a special challenge. Owing to the large example, the cathode compartments at
variety of requirements for electroorganic the bottom with the catholyte inlet chan-
syntheses, a modular system is needed nel and at the top with the catholyte
(‘‘building blocks’’). Figure 11 shows an outlet channel. Various fluid distribu-
example of a commercial cell that is avail- tors are possible (e.g. different thickness
able in different dimensions, including a and fluid distribution, probably turbu-
laboratory scale cell. lence promoters).
The exploded view in Fig. 11 elucidates Two electrical connection modes for the
the function of this parallel-plate and electrodes in a cell stack are possible:
68 2 Practical Aspects of Preparative Scale Electrolysis
Electrode
Fluid distributor
Membrane
(b)
(a)
Fig. 11 Examples of commercial cells (ElectroCell AB, Sweden) (a) Parallel-plate and frame
industrial scale cell (area of one electrode: 0.001 m2 (laboratory); 0.01 m2 (pilot plant);
0.04–0.4 m2 (production); up to 16 m2 in one cell stack). (b) Laboratory scale cell.
• ‘‘monopolar’’, all anodes and cathodes 2.5.2.4.2 Capillary Gap Cells The cap-
are connected in parallel to the current illary gap cell in Fig. 12 [4] is used in
feeders (see Fig. 11a); this requires high various industrial electroorganic synthe-
current at low voltage, ses, for example, [57, 63], including a
• ‘‘bipolar’’, the cell units are connected ‘‘paired electrosynthesis’’ for generating
in series, that is, cathode and anode useful products at both electrodes [86]
of adjacent cell units are combined, (BASF AG, Germany). The distances in
ideally one side of the electrode works as a stack of circular graphite plates (1) are
cathode and the other one as anode, the fixed to about 1 mm by plastic stripes,
current feeders are connected only to the forming the capillary gaps (2). The cell
electrodes at the ends of the cell stack; fluid is pumped into the central chan-
this requires high voltage at low current. nel (3) and streams radially outside where
it runs down and is recycled and cooled
Cell construction, current feeders and (4). The graphite plate at the top is
power supply are less expensive for the connected to the cathodic (6) and that
bipolar connection (see also Fig. 12), but at the bottom to the anodic current
the different potentials of all electrodes feeder (5).
can be problematical (e.g. shunt currents, In this undivided, bipolar cell, the top-
additional by-products, and corrosion in sides of all the graphite plates are work-
the channels). ing as anodes and the bottom sides as
2.5 Electrochemical Cells 69
1 2 3 4
4
3
Fig. 13 Swiss roll cell. (From 2
Ref. [89].) 1
70 2 Practical Aspects of Preparative Scale Electrolysis
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B. Lewall, H. Pütter, Chemophere 2001, 43, cesses, John Wiley & Sons, New York, 1989.
63–73. 73. T. Xu, Desalination 2001, 140, 247–258.
72 2 Practical Aspects of Preparative Scale Electrolysis
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76. G. Milazzo, J. Electroanal. Chem. 1960, 1, trochim. Acta 1970, 15, 315–323.
265–284. 85. H.J. Schäfer, University of Münster, Ger-
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73
3
Comparison of Chemical and
Electrochemical Methods in
Organic Synthesis
..
Hans J. Sch afer
.. ..
Organisch-Chemisches Institut der Universit at M unster, Correns-Str. 48149
..
M unster, FRG
3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75
3.6 Equipment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85
−H+ −e +e H+
(a) R+ RH+ • RH RH− • RH2−
−e +e
•
−e −H+
(b) R R− RH
H+ + +e •
(c) RX RXH RXH
+e −X−
(d) RX RX− • R−
+e
obtained from readily available precursors. systems [4, 6]. After the Grignard reaction,
These radicals are especially suited for the Diels–Alder cycloaddition ranks sec-
coupling and additive-coupling reactions ond among the most applied methods
in nonchain processes because they are in organic synthesis. It plays a minor
favored by the high radical concentra- role in electrosynthesis; however, electro-
tions at the electrode. The electrogenerated chemically initiated cycloadditions have
radicals can be trapped by olefins to yield been described recently [8, 9]. They in-
additive dimers (1) (Scheme 2) and addi- volve chain reactions with a radical cation
tive monomers (3), or the adduct radical as the chain transferring step or the
can be further oxidized to a carbocation generation of reactive dienophiles (see
that reacts with a nucleophile to form (4). Chapter 5). Transition metal complexes
In additive dimers (1), two radicals and are powerful catalysts for C,C-bond form-
two olefins are joined in a one-pot reaction ing reactions. By way of in situ generation,
with a specific head-to-head connection of they are increasingly applied in electro-
the olefins. This is a unique structure pat- chemistry as electrocatalysts for cathodic
tern that is nearly exclusively available only coupling [10], reductive carboxylation [11],
by electrogenerated radicals. It is a conse- acylation or alkylation [12], activation [13],
quence of the high radical concentration in and cofactor regeneration in electroenzy-
the reaction layer at the electrode surface. matic reactions [14].
The product ratio (1) : (3) can in part be A synthetically very potent and unique
controlled by the current density and olefin feature of organic electrosynthesis is the
concentration (Scheme 2, paths a and b), oxidative or reductive ‘Umpolung’ of re-
and the formation of (4) by the electrode activity. Reactive acceptors are anodically
potential and the substituent of the olefin available as radical cations in a wide
(Scheme 2, path c) (see Chapter 5). variety by the oxidative ‘Umpolung’ of
Pericyclic reactions belong to the most donors. This way two donors can be
powerful methods for C,C-bond forming coupled in one step if one of them is
reactions, especially for the stereo- and re- converted to an acceptor at the elec-
gioselective construction of polycylic ring trode. Chemically, at least two additional
78 3 Comparison of Chemical and Electrochemical Methods in Organic Synthesis
Y
a
R C C C C R
Y
(1)
Y Y Y
• b
R + C C R C C •
R C C R
R•
(2) (3)
Y
c
−e, Nu− R C C Nu
(4)
steps are needed for this operation. Thus, to generate activated donors with differ-
electrochemistry saves steps in synthesis ent functional groups and carbon struc-
and allows the use of synthetic building tures by hydrogen–metal, halide–metal,
blocks in several reactivities, namely as or metal–metal exchanges. Furthermore,
donors, acceptors, and radicals. Of gen- in these cases, the low temperatures and
eral synthetic value is the generation of inert solvents, which are necessary to han-
latent immonium ions for electrophilic dle reactive and labile carbanions and to
addition (see Chapter 6) and the oxida- achieve high selectivities, can be applied.
tive coupling of olefins (see Chapter 5). For practical use, the lower temperature
In common chemical synthesis, there limit for preparative scale electrolysis is,
is, on the other hand, a highly devel- in general, at −50 ◦ C, because of the
oped experience and a large arsenal of decreased ion conductivity at lower tem-
reagents to execute selective electrophilic, peratures. Furthermore, the inert, but
nucleophilic, and radical substitutions unpolar solvent, petroleum ether, widely
and additions. used in alkali organic chemistry, cannot
Reactive donors can be generated ca- be applied in electrochemistry owing to its
thodically by reductive cleavage of halides missing dissociation power for supporting
to carbanions or by reduction of double electrolytes.
bonds to radical anions. Using these meth- The principle of electrochemical redox-
ods, two acceptors can be dimerized in one ‘Umpolung’ has been uniquely applied in
step by reductive ‘Umpolung’, for example, cyclization. Thereby, one of two donors
two molecules of acrylonitrile to adipodini- in the acyclic precursor is oxidized to an
trile – a reaction, which normally needs acceptor, whose reaction with the donor
two or more steps. leads to cyclization. The same holds for
On the other hand, highly devel- the cyclization by way of reduction of one
oped chemical techniques are available out of two acceptors [15].
3.4 Advantageous Electrochemical C,C-Bond Forming Reactions and Functional Group Interconversions 79
3.4 H
Selection of Advantageous Electrochemical Y +e, H+
Y
C,C-Bond Forming Reactions and 2 Y
Functional Group Interconversions
H
Y = CN, CO2Me, SO2Aryl, COR, NO2
Organic electrochemistry should prefer-
entially be used for those conversions, Yields: 28−95%
where the method has advantages over (1)
purely chemical reactions. In the follow- Aldehydes and ketones can be hy-
ing section, a selection of such conversions drodimerized to pinacols (Eq. 2) [34–37].
with yields that are mostly higher than 50% With aromatic carbonyl compounds, the
are given. yields and selectivities are mostly higher
than with aliphatic ones. The reaction
has been extended to imines (Eq. 2,
3.4.1
X = NAr, N–Bn) [38–41] and to hetero-
C,C-Bond Formation hydrodimerizations affording, for exam-
ple, γ -lactones (Eq. 3) [42–44].
This has been applied to the cyclization Electron-rich olefins with substituents
of dihalides [45, 46], nonconjugated, un- Y = phenyl, vinyl, amino, or alkoxy can
saturated ketones [47] and esters [48], be coupled by anodic oxidation to tail–tail
oxoalkylpyridinium salts [49], aldehydes dimers being either deprotonated to dienes
and unsaturated nitriles [50], halides, and and/or substituted α to Y, depending on Y
unsaturated esters [51]. The ‘umpoled’ ac- and the reaction conditions (Eq. 6). Alkyl
ceptors, mostly radical anions or carban- substituted arenes can be dehydrodimer-
ions (see Scheme 1), can also be used in ized to diphenyls or diphenylmethanes
intermolecular reactions such as acylation, depending on the kind of substitution
alkylation, or carboxylation (Eq. 5). (Eq. 7).
a +e d Y Y −e
a′ a′ +
d −H+, NuH
Nu
a′
Y +
Y
a: C-halide [45, 46], C O [47, 52], Nu
+ Y
C N [49], CH CHCO2Me [53]; Y
a′: C-halide [45, 46], CH CH [47], Y: aryl [64], vinyl [65], OR [66],
+ −e, −H+
N N [57], C N [58], 2
+ 3.4.2
Hd −e Ha Functional Group Interconversions
d′ d′
a There are a large variety of methods
−H+
for different FGIs in chemical synthe-
d′ sis that lead to the wanted products
d: aryl [70, 71, 72, 75], with high yield and selectivity. Many
of them are compiled in [18, 19] and
CH CHOEt [73, 76, 77], they are continuously improved, extended,
R′CH CH NR2 [74], and supplemented in timely communica-
tions.
d′: aryl [70, 71, 72, 74], Electrochemical FGIs can be classified
enol ether [76, 77], vinyl [75]; into four groups (Scheme 3):
Anodic substitution,
−e, +Nu
C H C Nu
Cathodic cleavage,
+e, −Nu
Anodic dehydrogenation,
−e, −H
X X
Cathodic hydrogenation,
H H
+e, +H
Anodic addition, Nu
−e, +Nu
Cathodic elimination, Nu
+e, −Nu−
Anodic cleavage,
−e, −H+
X + X
(C,C : hydrodimerization),
X X
+e, +H+
H H
Bu3 SnH [124] or radical deoxygenations of improve the selectivity in anodic addition,
alcohols [125]. sometimes mediators like Pd2+ , Ce4+ , or
For the dehydrogenation of CH−XH Ru3+ are used (see Chapter 15) [127, 128].
structures, for example, of alcohols to ke- Chemical reagents that lead to similar con-
tones, of aldehydes to carboxylic acids, or versions include MnO4 − , OsO4 /N -methyl
of amines to nitriles, there is a wealth of an- morpholinoxide, Hal2 , and peracids [139].
odic reactions available, such as the nickel Cathodic elimination can remove a va-
hydroxide electrode [126], indirect electrol- riety of vicinal nucleophiles (X = Br [140],
ysis [127, 128] (Chapter 15) with I− , NO− 3, Cl [141], S-C6 H5 [142], or oxalate [143]) to
thioanisole [129, 130], or RuO2 /Cl− [131]. form a double bond. Controlled poten-
Likewise, selective chemical oxidations tial cathodic reduction allows the selective
(Cr(VI), MnO2 , MnO− 4 , DMSO/Ac2 O, elimination of vic-dihalides depending on
Ag2 O/Celite , and O2 /Pt) [94] are avail- the degree of alkylation [144]. Chemically,
able for that purpose. The advantages of these reductions are more limited in scope;
the electrochemical conversion are a lower they can be conducted with I− in DMF,
price, an easier scale-up, and reduced prob- with Zn, Mg, or Cr2+ [145].
lems of pollution. The cleavage of 1,2-diols can be inex-
The hydrogenation of C=X and C=C pensively achieved at a nickel hydroxide
double bonds can be achieved cathodically electrode [126], while chemically more ex-
and with a number of chemical reagents, pensive reagents such as Pb(OAc)4 or
such as catalytic hydrogenation, metal IO4 − must be used. The latter can be
hydrides, and dissolving metals [19]. Here, used as mediator for the indirect an-
the best method must be selected for each odic cleavage of starch [146]. Double bonds
individual case. The advantages of the can be cleaved at the anode to carboxylic
electrochemical method are the potential acids by applying the double mediator:
selective conversion at the cathode, the RuCl3 , IO4 − [147].
possibility of reducing carbon–heteroatom The conversion of heteroatoms to
double bonds in the presence of C=C different oxidation states, for exam-
bonds [132], the trans-hydrogenation of ple, NH2 → NO2 , -S- → -SO-, -SO2 - or
C=C bonds via radical anions [133] in NO2 → NHOH, NH2 is possible at the
contrast to the cis-hydrogenation with electrode. Of advantage, especially in the
catalytically transferred hydrogen, or the reduction of nitro functions, is the po-
potential selective reduction of the phenyl tential selective conversion to certain
group in the presence of an isolated double oxidation states such as the hydrox-
bond [134]. ylamino or amino group (see Chap-
Anodic addition converts enolacetates ters 7, 9, 10) [148–150].
into α-acetoxyketones or enones, depend- Cathodic cleavage and elimination com-
ing on the reaction conditions [135], con- bined with the possibility of varying the
jugated dienes into 1,2- or 1,4-dimethoxy reduction potential of protecting groups
alkenes [65], and hydroquinone dimethyl have proved to be mild and selective meth-
ethers into quinone bisketals [136, 137]. ods for deprotection. This way the tritylone
Anodic addition also affords products, group, which blocks alcohols with sim-
some of which are of industrial in- ilar chemoselectivity as the trityl group,
terest, such as propylene oxide [138a] but has a higher stability against acids,
or 1,4-dimethoxydihydrofuran [138b]. To can be cathodically removed [151]. The
84 3 Comparison of Chemical and Electrochemical Methods in Organic Synthesis
β-polyhaloethyl group is cleaved at differ- metal, for example, Pb, Mg, Al, Hg, In,
ent potentials depending on the kind and Bi [165, 166]. Finally, a metal ion can be
number of halogens [152]. N-benzoyl or N- reduced to a highly reactive metal that
phenylsulfonyl protected amino acids can forms complexes with olefins or other lig-
be deblocked at the cathode [153]. Non- ands [167].
conjugated dienes having double bonds Electrochemical and chemical oxidative
with a different degree of alkylation can or reductive FGIs and C,C-bond form-
be selectively blocked with pyridinium ing reactions differ in some aspects.
hydroperbromide at the higher alkylated The first are heterogeneous reactions
double bond [154], and by potential selec- and mostly outer-sphere ET processes.
tive reduction of the tetrabromide at the The second ones are mostly homoge-
less alkylated one [144]. By controlled po- neous reactions and inner-sphere pro-
tential electrolysis, protecting groups can cesses. Outer-sphere ET mostly leads to
be selectively removed. This makes electro- more or less free reactive intermediates,
chemical deprotection [155, 156] a valuable for which the stereoselectivity of the fol-
supplement to chemical deprotection [157, lowing bond forming process is harder to
158]. Additionally, less interference with control. In inner-sphere ETs, the substrate
other functional groups is encountered forms simultaneously, with the change
than in chemical deprotection. of the oxidation state, a bond to the
Each oxidation generates at the an- hetero- or carbon atom of the oxidiz-
ode, electrophiles or protons, respectively, ing or reducing agent. These ETs are
and each reduction vice versa generates more sensitive to steric and electronic
nucleophiles or bases. With such electro- influences, which often leads to higher
chemically generated acids or bases, EGAs selectivities. This feature is exploited in
or EGBs, acid- or base-catalyzed reactions indirect electrochemical oxidations or re-
can be initiated (see chapter 14). EGBs ductions, where selective chemical oxi-
from probases, for example, azobenzene, dants/reductants are used as mediators
tetralkyl ethene tetracarboxylate, fluo- (see Chapter 15). Thereby, selectivities can
renes, or radical anions have been used for be improved, follow-up ETs suppressed,
deprotonation of aromatic hydrocarbons and second-order reactions shifted to first-
and subsequent carboxylation [159], or of order ones [168]. The smooth regeneration
a phosphonium salt to produce an ylide of the active mediator has been resolved
for a Wittig reaction [160]. EGAs produced in many cases (see Chapter 15); in oth-
in solvents of low nucleophilicity as conju- ers, for example, SmI2 [169], it is a matter
gated acids of the supporting electrolyte an- of intense ongoing research. In hetero-
ion have been used for the generation of ac- geneous electrochemical processes, the
etals from epoxides or ketones [161, 162]. reaction is confined to a more or less
Organometallic compounds can be gen- thin reaction layer (0.1 µm to 0.1 cm
erated at the electrode in three ways. An depending on the reactivity of the inter-
alkyl halide is reduced at an active cath- mediate). This leads to a higher concen-
ode, for example, Pb, Sn, which reacts tration of the reactive intermediate (102
with the intermediate radical [163, 164]. to 105 times higher), compared to the ho-
A Grignard reagent or an at-complex is mogeneous reactions of chemical redox
oxidized at an active anode and the in- reagents, and thus favors second- order
termediate radical reacts with the anode reactions.
3.6 Equipment 85
Insert for
reference electrode
Thermometer
Reflux condenser
Double-walled
cell
Luggin-
capillary
Electrodes
the reference electrode and the current of electrochemical reactions with regard
feeder of the working electrode. It is to a potential selective conversion of an
this potential that the substrate and the electrophore is much better than that of
intermediates experience at the electrode chemical reactions. However, the chemo-
surface. The regulated DC source can selectivity, the regioselectivity, and espe-
be used as a potentiostat, when the cially the stereoselectivity are often inferior
current is manually adjusted in such to those of chemical reactions. The reasons
a way during the electrolysis that the are that chemical reactions proceed mostly
potential of the working electrode (against in a concerted way and are thus by na-
the reference electrode) maintains a given ture more sensitive to steric and electronic
value. This set-up can also be used to interactions than reactive intermediates
obtain current/voltage (i/U ) curves in the in electrode processes. Furthermore, the
electrolysis cell by changing the voltage lower temperatures that increase the se-
stepwise and recording the current. The lectivity are better attainable in chemical
voltage at the current steps in this curve conversions, and a much more profound
indicates at what potential the substrate is knowledge of the control of chemical reac-
converted and at what potential unwanted tions has been accumulated. The reagent
oxidations/reductions occur. This is the electron is cheap and readily available. Two
potential range in which the electrolysis moles of electron (2F) for the conversion of
should be conducted. The consumed 1 mole of substrate in a 2-electron conver-
current is recorded with a chemical or sion at a cell voltage of 5 volt corresponds to
electronic coulometer [178]. This chapter 0.27 kWh, which costs 0.03 Euro. Prices of
is written for organic chemists who have chemical reagents, on the other hand, are
not used electroorganic synthesis before. much higher except for oxygen, whose use,
It aims to facilitate the integration of the however, is limited due to its comparatively
reagent electron into synthesis by using low oxidation potential.
equipment that is either around in each The investment for equipment is some-
laboratory or can be prepared readily in what higher than for chemical reactors,
the workshop and by a glassblower or but an electrochemical reactor can be ap-
is commercially available at a reasonable plied to many more reaction types than
price. For a detailed introduction, see a chemical one. Technical electrolyses are
Chapter 2. mostly run in continuous flow reactors,
sometimes for years without change of the
electrodes, which saves personnel, main-
3.7 tenance, and solvent costs as compared
Some General Comments to chemical conversions, which are often
performed in batch reactors.
Organic electrochemistry fulfills favorably Electrochemical preparations are of-
the requirements defined for a good syn- ten easier to conduct than chemical
thesis (see Sect. 3.2). The ‘‘Umpolung’’ of conversions. Solubility problems, which
reactivity by ET saves steps because it al- frequently occur with inorganic redox
lows a one-step coupling of two donors reagents in organic solvents, are not en-
or two acceptors. In comparable chem- countered. On the other hand, the inert-
ical conversions, two or more steps are ness of the solvents and the lower attain-
necessary for that purpose. The selectivity able temperatures in chemical reactions
88 3 Comparison of Chemical and Electrochemical Methods in Organic Synthesis
cannot be achieved to this extent in elec- sodium hydroxide, which leads to the co-
trolysis. To reach a sufficient electric production of sodium salts or sulfates as
conductivity, polar and, thus, more reactive waste [179, 180]. At the same time, in-
solvents are necessary for the electrolytes, organic acids and bases, necessary for
and the temperatures for practical reasons chemical production, are provided by this
cannot be lowered much below −40 ◦ C in process. An application of electrodialysis
preparative scale electrolyses. has been demonstrated in the prepara-
Workup of electrolyses is often easier as tion of methoxyacetic acid by oxidation
no products of chemical oxidants or reac- of methoxyethanol at the nickel hydrox-
tants need to be separated. Additionally, ide electrode [181]. Additionally, unwanted
in electrolysis a similar workup can be side products can be converted into the
used for a wide number of applications. wanted product. The economy of the
Furthermore, the scale-up of electrochem- process reduces the problem of waste sepa-
ical reactions is often easier to achieve ration and treatment. This is accomplished
than for chemical conversions. The elec- in the manufacture of chloroacetic acid
tron is a nontoxic reagent, which is not the by chlorination of acetic acid. There, the
case for many chemical reagents. Often side product, dichloroacetic acid, formed
used solvents and supporting electrolytes by overchlorination, is cathodically con-
in electrosynthesis such as methanol, wa-
verted to chloroacetic acid [182].
ter, and alkali or tetraalkylammonium salts
Also, the substrate in general needs no
are nontoxic. Expensive reagents are re-
additional atoms for activation because
cycled in catalytic amounts as mediators
the potential of the working electrode
in indirect electrolyses. Reaction condi-
can be adjusted by the power supply to
tions for electroorganic synthesis are, in
each electrophore for the activation of the
general, harmless. They are mostly con-
substrate by electron transfer.
ducted at room temperature and at normal
The broad scope of electrochemical
pressure. Reactive intermediates that un-
dergo exothermic reactions are not accu- C,C-bond forming reactions and FGIs is
mulated, but are immediately consumed demonstrated in many chapters of Vol-
after generation. ume 8 and partly summarized in Sect. 3.4.
Atom economy is high. As a reagent, no Furthermore, it should be mentioned that
compounds are needed and consequently at the electrode a synthetic building unit
none are produced as the electron is imma- can be used with several reactivities, be-
terial. This results in a greater advantage cause this can be changed via electron
of electrochemical reactions compared to transfer. In chemical preparation, build-
chemical conversions, namely, an effec- ing units are usually designed for only one
tive contribution to pollution control. The reactivity. While the reagent electron can
direct ET from the electrode to the sub- be applied to many diverse reactions, a
strate avoids the problem of separation chemical reducing or oxidizing reagent is
and waste treatment of the, frequently, mostly limited to a narrow selection of very
toxic end products of chemical reductions similar conversions. So for a chemical syn-
or oxidations. Furthermore, by electro- thesis, a number of different reagents have
dialysis, organic acids or bases can be to be either prepared in mostly multistep
regenerated from their salts without the procedures or have to be bought, mostly at
use of, for example, sulfuric acid or high cost.
3.7 Some General Comments 89
Finally, the equipment to generate 16. B.M. Trost, I. Fleming, (Eds.), Comprehen-
the reagent electron for the majority of sive Organic Synthesis, Pergamon Press,
Oxford, 1991.
conversions in the milligram- to 100-gram
17. C.A. Buehler, D.E. Pearson, (Eds.), Survey of
scale consists (as shown in Sect. 3.6) of a Organic Syntheses, Wiley-Interscience, New
readily available and inexpensive, simple York, 1970, Vol. 1; 1977, Vol. 2.
cell and power supply. 18. Houben-Weyl, Methoden der Organischen
Chemie, Thieme, Stuttgart, Vol. 1–E 23.
19. R.C. Larock, Comprehensive Organic Trans-
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93
4
Cathodic Reactions of
Hydrocarbons, Olefins, and
Aromatic Compounds
..
J urgen Heinze
..
Universit at Freiburg, Freiburg, Germany
4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95
two-step reduction scheme, where both re- A fundamental improvement in the fa-
dox potentials 1 and 2 are, on average, cilities for studying electrode processes of
separated by about 500 mV: reactive intermediates was the purification
technique of Parker and Hammerich [8,
E10 9]. They used neutral, highly activated alu-
−− −•
A−−−
−A (1) mina suspended in the solvent-electrolyte
system as a scavenger of spurious im-
E20
purities. Thus, it was possible to gen-
A−• −
−
−−−
−A
2−
(2)
erate a large number of dianions of
aromatic hydrocarbons in common elec-
However, their careful analysis also trolytic solvents containing tetraalkylam-
showed that most of the dianions were monium ions. It was the first time that
not stable in the polarographic or voltam- such dianions were stable in the timescale
metric timescale, and even less so after of slow-sweep voltammetry. As the pres-
bulk electrolysis, and underwent follow-up ence of alumina in the solvent-electrolyte
reactions with water or other electrophilic systems may produce adsorption effects at
impurities, details of which are discussed the electrode, or in some cases chemisorp-
in Sect. 4.3. tion and decomposition of the electroactive
Aprotic solvents such as acetonitrile [18, species, Kiesele constructed a new electro-
19] or dimethylformamide (DMF) [20–22] chemical cell with an integrated alumina
considerably improved the stability of the column [29].
radical anions but normally had little Heinze modified the technique by puri-
effect on the reactions of the more fying the solvent by transferring it under
basic dianions [22, 23]. The increased high vacuum from the electrochemical cell
irreversibility of the dianion formation to superactive alumina in a separate ves-
is probably because of the ability of sel [27, 28]. Such sophisticated methods
dianions to abstract protons even from made it possible to generate reversible
the solvent, or, by Hoffmann elimination, polyanions up to octaanions of aromatic
from the tetraalkylammonium salts that and olefinic hydrocarbons [27, 28, 30–33].
are common supporting-electrolytes in Further progress in stabilizing highly
aprotic solvents [24]. charged anions was achieved by the appli-
Progress in electrochemical instrumen- cation of unconventional solvents such as
tation soon stimulated the application of ammonia or dimethylamine at low temper-
more elaborated measurement methods atures. Using these solvents it was possible
than simple dc polarography, which facil- to observe the reversible generation of su-
itated studies of heterogeneous kinetics percharged anions at low scan rates in
and detection of follow-up reactions of voltammetric experiments [34, 35].
the electrogenerated species. Thus, con-
clusions originally drawn from the shape 4.2.2
and height of polarographic curves have Redox Properties
been amply confirmed by straightforward
diagnostic criteria in cyclic voltammetry [7, For the purpose of description, the electro-
25, 26], nowadays the standard method chemistry of hydrocarbons may usefully be
for mechanistic studies in organic electro- classified in three categories: benzenoid,
chemistry [27, 28]. nonbenzenoid, and olefinic hydrocarbons,
4.2 Reductive Generation of Anionic Species 97
each of which exhibit characteristic prop- 42, 43]. Rather surprisingly, the differ-
erties upon reduction. ences in half-wave potentials of hydro-
Benzenoid hydrocarbons have been carbons from one solvent to another are
studied in the greatest detail [2, 4, 36]. very small. This constancy in energy val-
In aprotic solvents they can be reversibly ues as well as slopes of correlation lines
reduced to their respective anions with- in widely varying solvents and supporting
out difficulties. Even the electrochemical electrolytes implies that solvation energies,
reduction of benzene in dimethoxyethane provided they are not small, change in the
has been described [37, 38]. In many cases same way from system to system.
the electrogenerated radical anions are As already observed by Hoijtink [17],
stable enough to allow the simultaneous nearly all benzenoid hydrocarbons can be
measurements of their extent solvent re- reduced to their respective dianions – only
organization (ESR) spectra [39–41]. The benzene and naphthalene are exceptions.
most striking feature of benzenoid hy- In all experiments, these second reduc-
drocarbons is the excellent correlation tion steps appear approximately −0.55 ±
between their thermodynamic reduction 0.10 V negatively to the first reduction, pro-
potentials and the predictions of semiem- vided that the supporting electrolytes used
pirical π-electron theories, especially of were tetraalkylammonium salts. There-
the Hückel approximation (HMO). As the fore, these reduction potentials were also
thermodynamic reduction potentials are correlated with the LUMO energies of the
a measure of the electron affinities of HMO model [3]. It was suggested that the
the respective compounds, they can be energy difference of 0.55 eV corresponds
compared with the theoretically calculated to the repulsion energy between both elec-
energies in the simple MO picture, where trons in the LUMOs of the dianions [1],
additional electrons have been added to despite the differences in their structures.
antibonding MOs of the π-systems. There- On the other hand, quantum-mechanical
fore, assuming that the solvation energies calculations show that the repulsion ener-
for a series of aromatic hydrocarbons are gies are much larger. Dewar has calculated
constant, there should be a linear corre- values in the range of 5 eV [44]. The dis-
lation between the thermodynamic reduc- crepancy between experiment and theory
tion potentials (half-wave potentials E1/2 ) results from the fact that ion-pairing ef-
and the calculated energies mm+1 of the fects and solvation influences have been
lowest unoccupied MO (LUMO) in units of neglected in the calculation. Experimental
an effective β in the HMO approximation: data clearly reveal that counterion effects
E1/2 = −bmm+1 + C (3) that efficiently shield the negative excess
charge have in the past been underesti-
where b corresponds to an effective value mated and are considerably stronger for
of the resonance integral β and C is a con- di- and polyanions than for radical an-
stant within a series of hydrocarbons. Inde- ions [44–47].
pendent voltammetric and polarographic In polar solvents such as DMF or ace-
measurements carried out in different tonitrile, the interaction increases in the
solvents such as 2-methoxyethanol, 96% order tetrabutylammonium < K < Na <
dioxane and DMF confirm the relation- Li and, consequently, reduction potentials
ship through excellent linear correlations shift in a positive direction [6, 48]. Ob-
with slopes b of approximately 2.40 [1, 20, viously, ion pairing is greatest for the
98 4 Cathodic Reactions of Hydrocarbons, Olefins, and Aromatic Compounds
small lithium ions in agreement with the additional effects are observed, showing
prediction of Born’s equation [49]. In the influences of the supporting electrolyte
case of solvents with low dielectricity con- concentration and of the nature of the
stants the pattern is different, and ion cations [6]. In the tetraalkylammonium
pairing becomes dominant as the radius series the strongest (contact) ion pairs are
of alkali cations increases [47, 50, 51]. The formed by Et4 N+ , and KD is largest for
reasons for this behavior have not yet been that cation [9, 55].
studied in detail, but it has been proposed Drastic changes in the disproportiona-
that in ethereal solvents the solvation of tion constants occur when alkali cations
small cations remains stronger than that are used instead of tetraalkylammonium
of larger ones, and therefore ion pairing ions. Typically, the potentials of the radical
of potassium should be more pronounced anion formation are less affected than that
than that of lithium. of the dianion formation. In the presence
Ion-pairing effects may considerably of alkali cations, E 0 shifts may reach
influence disproportionation mechanisms values of more than 600 mV, which corre-
that involve homogeneous redox reactions spond to an increase in the K constant of
of anions to their respective dianionic and more than 10 orders of magnitude [52, 53].
neutral species (Eq. 4) [52, 53]. The electrochemistry of nonbenzenoid
hydrocarbons has attracted much inter-
2A−•
−−
−−−
2−
−A + A (4) est because their structures offer unusual
insights into π-electron systems, which
Disproportionation mechanisms have
undergo geometric changes upon reduc-
been proposed for protonation reactions
tion and obey both the Hückel 4n and
and intramolecular rearrangements (see
4n + 2 rules (Table 2).
Sects. 4.3.2 and 4.3.3) [54]. The prominent
The most widely studied examples are
feature is that follow-up processes at the
cyclooctatetraene (COT, 1) and its deriva-
level of the dianion can already take place at
tives. In such conventional aprotic solvents
potentials corresponding to radical anion
as DMF, dimethyl sulfoxid (DMSO), or ace-
formation. In order to evaluate data for
tonitrile containing tetraalkylammonium
disproportionation reactions it is necessary
salts, two distinct one-electron reduc-
to know the value of the disproportionation
tion waves are observed at approximately
equilibrium constant,
−1.64 V and −1.80 V vs. saturated calomel
[A2− ][A] electrode (SCE), with E 0 separations
KD = (5a) varying from −130 mV to −240 mV. [46,
[A−• ]2
56–60] In tetrahydrofuran (THF) and
RT
ln KD = E20 − E10 (5b) NH3 , this separation reduces further [61],
nF and in the presence of all alkali salts [62,
This can be determined from the differ- 63] even two-electron reduction waves with
ence in reversible potentials of the couples positive E 0 differences were obtained,
A/A−• and A−• /A2− (Eq. 5). indicating large disproportionation con-
In the case of benzenoid aromatics, KD stants. The unusually small separation of
values range between 10−9 and 10−13 the two redox steps in comparison to the
provided tetraalkylammonium salts have data of benzenoid aromatics was ascribed
been used as supporting electrolytes [9]. to the fact that the planar COT dianion
In solvents of low dielectricity constant, forms a 4n + 2 π-electron system that is
4.2 Reductive Generation of Anionic Species 99
Tab. 1 Redox potentials E0 (in volt) for the reduction of aromatic and olefinic hydrocarbons
0
Compounds ER/R E0 − E0 2− E0 3− References
−
R /R2− R2 /R33
−
R /R4
a Cyclic voltammetry was performed at a Pt electrode with solutions of 10−3 –10−4 M in substrate. All
potentials are expressed in V versus Ag/AgCl; solvent: dimethylamine-TBABr, temperature between
−40 and −65 ◦ C.
b DMF-Me NBr, potentials versus Ag/AgCl (corrected from SCE).
4
c THF-NaBPh or LiBPh , potentials versus Ag/AgCl, in brackets potentials for penta- and hexaanion
4 4
formation.
d ACN-TEAP, potentials versus Ag/AgCl (corrected from SCE).
e THF-TBAClO , potentials versus Hg pool.
4
f DMF-TBAClO , potentials versus Ag/AgCl (corrected from SCE).
4
g DMF-TBAClO , potentials versus Ag/0.1 M AgNO .
4 3
h Toluene/ACN-TBAPF , potentials vs. Fc/Fc+ at −10 ◦ C, in brackets potentials for penta- and
6
hexaanion formation.
4.2 Reductive Generation of Anionic Species 101
(1)
(2) (3)
(4)
(13)
(10) (11) (12)
+ − −
(14)
(16)
(15) (17)
differs markedly from its benzenoid coun- slowly producing a dimeric-species involv-
terpart. Azulene is reversibly reduced at ing coupling via the phenyl groups [87].
−1.62 V (vs. Ag/AgCl), while the reduction Similarly, 2,3 diphenylethyl-cyclopropenyl
of naphthalene takes place at −2.53 V [35, is irreversibly reduced in CH3 CN at Ep =
81]. Furthermore, the anion of azulene −0.04 V. On the other hand, the reduc-
is extremely stable against the attack of tion of trimethylcyclopropenyl occurs at
protons [81]. The bicyclus octalene (11) −1.32 V, which is in better agreement
has 14 π-electrons. H1 -NMR data show with the prediction of the Hückel the-
that it possesses a nonplanar structure ory [88–91]. Otherwise, relatively positive
with polyolefinic properties and therefore reduction potentials seem to be typical for
resembles its monocyclic relative COT. Po- most carbocations [92, 93]. The easy re-
larography and cyclic voltammetry reveal ducibility is probably caused by the excess
that it is reversibly reduced to the radi- positive charge.
cal anion at E1/2 = −1.67 V and, rather The discovery of the metal-like prop-
surprisingly, in a three-electron process erties of conducting polymers has once
at E1/2 = −1.70 V to its stable tetraan- again focused attention on the oxidation
ion [82, 83]. This unusual behavior can and reduction characteristics of aromatic
be only explained by assuming that the systems. It turns out that most of these
conducting materials consist of chainlike
energy gain from delocalization in the pla-
connected carbocyclic or heterocyclic aro-
nar 18 π-system is higher than torsional
matics [94–97].
and electronic repulsions. Other bicyclic
The simplest molecules in these se-
systems such as heptalene (12) [74] and
ries are dimers, followed by oligomers
pentalene (13) [84] can also be reduced
of increasing chain length and polymers.
to their respective anions. Nevertheless,
As the current–voltage curves of poly-
in comparison with equivalent monocyclic
mers are difficult to interpret, quantitative
p-systems such as (1), their reduction be-
information on the redox properties of
havior is still not properly understood. such systems was preferentially obtained
A further group of nonbenzenoid aro- from reduction experiments with dimers
matics is the series of odd-membered and defined oligomers. Redox data on
cations and anions such as cycloprope- dimers are available for biphenyl [12–14],
nium (14) and tropylium cations (15) bianthryl [53, 98, 99], biazulenyl [100] bi-
as well as cyclopentadienyl (16) and cyclooctatetraenyl [101], and dimeric [19]
cyclononatetracenyl anions (17). Regard- annulenes [102]. All species can be re-
ing the arguments for the properties of duced to at least their respective dianions.
Hückel-like 4n + 2 π-systems, all these In the case of bianthryl and bicyclooctate-
molecules should be energetically stabi- traene, even the formation of tetraanions
lized. Obviously, this is not fulfilled in has been observed. In general, the ob-
all cases. The tropylium cation (15) can served redox potentials of the monoanion
be reduced in a one-electron step to the formation differ significantly from those
tropyl radical even at E = +0.06 V vs. of the monomeric parent compounds
SCE [85, 86]. The radical is unstable and and shift to less negative values. This
rapidly dimerizes to bitropyl. The hep- is evidence of conjugative stabilization
taphenyl tropylium radical is stable on in the charged oligomeric unit [103]. On
the voltammetric timescale, but decays the other hand, large E 0 separations
4.2 Reductive Generation of Anionic Species 103
between the redox potentials of the respec- anion has gained a considerable amount
tive mono- and dianions indicate strong of conjugative stabilization energy, while
electron repulsion between both elec- in the dianion, strong electron–electron
trophores. A typical example is biphenyl, repulsion dominates.
which is reduced to the radical anion at During the last decade, the concept of
−2.68 V and to the dianion at −3.18 V the oligomeric approach has been de-
(Fig. 1) [12–14, 35], whereas the reduc- veloped, which includes electrochemical
tion of the monomeric benzene occurs at studies of a great number of monodisperse
−3.42 V [37, 38]. Obviously, the biphenyl chainlike hydrocarbons. Voltammetric
5 µA
0.5 µA
0.2 µA
measurements carried out with several of the aromatic subunit, the overall
oligomers of the p-phenylenevinylene number of π-electrons, the π-topology,
(18, n = 1 − 6) [30, 31] and the p- and steric effects are important factors
phenylene [35] series, respectively, clearly for the redox behavior of all these species.
demonstrate that the reduction properties Thus in the series of oligoarylenevinylenes,
of such oligomers and polymers depend replacement of the phenylene unit by
on the chain length of the systems. Three larger arylene units enlarges the charge
effects are especially significant. First, the capacity of the respective systems. While
potentials of already existing redox states the p-oligophenylenevinylene (18) (n =
shift to less negative values when the next 1) with three phenylene units can be
higher homologue is reduced. Obviously, electrochemically reduced up to a dianion,
the redox energies of different states grad- the corresponding naphthalene derivative
ually approach a common convergence (19) (n = 1) reaches a trianion level and the
limit with increasing chain length. Sec- anthracene derivative (20) (n = 1) reaches
ond, the redox states degenerate pairwise even a hexaanion state [105–108].
with increasing chain length, and third,
p p =
in agreement with expectations, adding p
successive monomeric subunits in the p
n
molecular chain enlarges the number of (18)
accessible redox states (Fig. 1). However,
the energetic gap increases strongly be-
p =
tween the lowest and the highest charged
states. From these results, it becomes
clear that in conducting polymers like (19)
poly-p-phenylene, a reasonable number of
energetically low-lying redox states are de-
p =
generated, followed by redox states with
increasingly higher energies [12]. This ex-
(20)
plains the broad, plateaulike waves that
are so often characteristic of the potential An important reason for this phe-
range following the peaklike main wave in nomenon is the fact that the better the ex-
voltammetric experiments. cess charges in condensed aromatic units
Quite a large number of publications are stabilized, the larger the π-structure
that have appeared since that time support is. Of course, the energetic stabilization
these findings, but have also introduced of an excess charge in a large aromatic
new aspects that show the complexity of unit diminishes the trend for its delocal-
redox mechanisms in such systems [104]. ization and Coulombic repulsion effects
Very systematic studies have been carried along the chain. Therefore, the shift of
out by Müllen et al., who have varied, in the first redox potential dependent on
chainlike oligomers, the type and coupling the chain length is less pronounced for
position of the electroactive monomeric the naphthalene and anthracene deriva-
building blocks and the modes of linkage, tives than for the phenylene system or the
using both saturated and unsaturated pure oligoene chain, and, the separation
species with different lengths [105, 106]. between successive redox steps becomes
Their results clearly show that the size substantially smaller as the number of
4.2 Reductive Generation of Anionic Species 105
Fig. 2 Reduction of
p-oligophenylenevinylenes (18), 0.2 µA
T = −65 ◦ C, v = 100 mVs−1 ; n = 3 in
DMA/TBABr, n = 4, 5 in THF/TBAPF6 ,
(dashed line: background current). n=3
(From Ref. [31].)
equal in most cases. Thus, a t-butyl likely to occur for the longer polyenes
group [111–114] or, in the case of α- and (n ≥ 19).
β-carotenoids, a cyclohexenyl group [115, A further interesting point concerns
116], has been used, while phenyl or unusually small differences between the
other aromatic substituents have been reduction potentials of mono- and dianions
used as end groups in the so-called of some molecules containing olefinic
arylpolyenes [117]. The chain length n (n = double bonds. Although in trans-stilbene
number of double bonds in the conjugated the formation of the dianion occurs ap-
system) again determines the electronic proximately 500 mV negatively to the
properties of the oligomers. radical anion formation [35, 120], for
tetraphenylethylene the standard poten-
tials for the R/R − couple (ER/R
0
− ) and the
− 2− 0
R /R couple (ER− /R2− ) are very closely
n n spaced. The E 0 separation amounts in
(n = 0–4)
HMPA to −138 mV, in DMF to −35 mV,
(22) and in ACN reaches even positive val-
ues of approximately 150 mV [121–123].
A series of carotenes [118, 119] (22) Consequently, the disproportionation con-
(number of double bonds N = 5 and stant K varies within five orders of
higher) may serve as an illustration magnitude, a phenomenon mainly as-
of this redox behavior. For all related cribed to increasing ion pairing ongo-
states within the series, a strictly linear ing from HMPA to ACN [123]. Never-
dependence of the redox potentials versus theless, intermolecular phenomena alone
the chain length of the oligomers is are not sufficient to explain the dra-
observed (Fig. 3). As can be seen, the matic decrease of the E 0 separation in
reduction for the oligomer with N = 5 tetraphenylethylenes in comparison to stil-
starts with two well-separated one-electron bene. It is now generally accepted that
redox steps. With increasing chain length, structural changes involving twisting of
there are additional weakly separated the ethylenic bond and accompanying
redox pairs. The potential gaps in the the dianion formation are the main rea-
single pairs and between them decrease. sons for the energetic stabilization of
Thus, two-electron transfer steps are most the dianion of tetraphenylethylene [124].
Ered(1)
E (vs. Ag/AgCl)
−1.0 Ered(2)
−1.5 Ered(3)
−2.0 Ered(4)
−2.5
−3.0
0.00 0.05 0.10 0.15 0.20
1/N
Fig. 3 Apparent reduction potentials of (22) vs. 1/N (N: number of
double bonds), from CV measurements in dimethylamine/TBABr,
T = −60 ◦ C, v = 100 mVs−1 .
4.2 Reductive Generation of Anionic Species 107
Similar effects are also observed with 9,9 - of heterogeneous charge transfer, addi-
bifluorenylidene [125]. tional double layer effects are operative,
which depend, inter alia, on type and con-
centration of the supporting electrolyte,
but may also be influenced by the elec-
trode material used as well as adsorption
phenomena. Theoretical concepts have
been developed by Hush, Marcus, and
(23) Dogonadze [130–134]. Applications of the
Marcus theory to problems in organic
A new class of conjugated hydrocar- electrochemistry have been discussed by
bons is that of the fullerenes [11], which Eberson [135]. As most studies on the re-
represent an allotropic modification of duction of hydrocarbons were carried out
graphite. Their electrochemistry has been in aprotic solvents in the presence of ex-
studied in great detail during the last cess supporting electrolyte, double-layer
decade [126]. The basic entity within this influences on electron-transfer kinetics
series is the C60 molecule (23). Because were usually regarded as less important [2,
of its high electron affinity, it can be re- 136]. Normally, the rates of heterogeneous
duced up to its hexaanion (Fig. 4) [14, 127]. ET to aromatic and olefinic hydrocar-
Solid-state measurements indicate that the bons are high. It is assumed that the
radical anion of C60 reversibly dimerizes. activation barrier is mainly caused by
NMR measurements confirm a σ -bond the solvent reorganization. Such reactions
formation between two radical anion moi- are termed outer-sphere processes. Reduc-
eties [128, 129]. tions of systems that require in addition
a large conformational energy change in
4.2.3 the transition state are rare [137]. The
Electron-transfer Kinetics most widely discussed example from this
class is the COT molecule (1), which ex-
Conversion of an oxidized species into hibits a slow heterogeneous ET for the
the reduced form and vice versa re- anion formation, while the rate between
quires the reorganization of the solvent the anion and the dianion is signifi-
in the immediate neighborhood of the cantly faster [56–58, 63]. In the literature
reactant, together with some structural it has been suggested that upon reduc-
changes within the reactant. In the case tion the tube-shaped ring passes through
10 µA
data have been provided by Szwarc and his barrier may be circumvented by addi-
school [5]. The state of the art has been tion of aromatic hydrocarbons such as
discussed in an excellent review [135]. phenanthrene [145], anthracene [146], and
Homogeneous ET has to be taken into naphthalene [145]. These compounds are
account whenever dealing with electrode easily reduced at the cathode and transfer
reactions, as was pointed out by Mar- their excess electron to the organic halide.
coux [143]. It is of special importance when The resulting halide anion radical under-
the heterogeneous ET is slow, providing an goes a fast follow-up reaction. The whole
additional and more effective pathway to reaction sequence is as follows:
reduced species.
A + e−
−−
−−−
−A
−•
(11)
+e−
1 −−−→ 1−• (10a) A−• + PhCl
−− −•
slow −−−
−A + PhCl (12)
+e− PhCl−• −−−→ Ph• + Cl− (13)
1− −−−→ 12− (10b)
↑----------------
↓
12− + 1 −
←−−→ 2 ∗ 1−• (10c)
Ph• + A−•
−− − then be produced by diffusion-controlled
−−−
−Ph + A (14)
triplet–triplet annihilation. Emissions ob-
Ph− + H+ −−−→ Ph H (15) served at wavelengths other than that
of the main singlet have been ascribed
to excited dimers (excimers) [163, 164],
Regeneration of hydrocarbon in Eqs. (12 excited charge-transfer complexes (exi-
and 14) makes the process catalytic. plexes) [165–167], and fluorescent prod-
The reduction of organic halides in ucts of radical-ion decay. Acceptors in
the presence of aromatic hydrocarbons, electrochemiluminescence may be the cor-
the subject of detailed kinetic studies, responding hydrocarbon radical cations,
provide rate constants for the homoge- added alkyl halides [168] or benzoyl perox-
neous ET [147–150] and the follow-up ide [169, 170], or adventitious impurities,
reaction [151]. The theoretical basis for which need be present at only 10−7 M lev-
this kind of experiment (‘‘homogeneous els. The experimental technique for the
redox catalysis’’) was laid by Savéant’s method is demanding [171].
group in a series of papers during the
years 1978–80 [152–157]. Homogeneous 4.3.2
ET also plays an important role in the Electrophilic and Related Reactions
protonation of anion radicals [158].
When an anion radical undergoes het- 4.3.2.1 Protonation
erogeneous ET, formation of the neutral Under protic conditions, aromatic hydro-
molecule in the ground state is strongly carbons and compounds with activated
favored over formation of an excited double bonds usually undergo Birch-like
state [159, 160]. No such restriction applies reactions [172]. The reaction sequence has
to homogeneous ET, which, if sufficiently been elucidated by the classical work of
exothermic, may yield excited states of Hoijtink [15–17, 173, 174], who used the
hydrocarbons. One may naively suppose HMO theory to rationalize both chemical
that an electron is removed from the
and electrochemical steps.
bonding molecular orbital of highest en-
The anion radical produced by homo-
ergy to give either the first excited singlet
geneous ET is monoprotonated to give
or triplet; electrochemiluminescence [161]
a Wheland-like π-radical. It readily ac-
may then occur.
cepts another electron because its bonding
The emission observed is usually the
or nonbonding SOMO (single occupied
fluorescent band of the hydrocarbon, cor-
molecular orbital) always has a lower en-
responding to the decay of the first excited
ergy than the antibonding LUMO of the
singlet. The energy released by homoge-
parent hydrocarbon. The second ET prefer-
neous electron transfer is given by the
ably occurs by disproportionation [158].
difference between the redox potentials
In a fast follow-up reaction, the result-
of donor and acceptor plus a small en-
ing carbanion takes another proton to
tropy term [162], and in many cases of
eventually yield the final dihydroproduct
electrochemiluminescence falls short of
(Eqs. 16–20):
the energy needed to populate the singlet
state directly. In these ‘‘energy-deficient’’
A + e− −
−
−−−
−A
−•
(16)
cases, there is sufficient energy to popu-
late the lowest triplet state, and singlets can A−• + H+
−−
−−−
−AH
•
(17)
4.3 Chemical Reactions of Electrogenerated Anions 111
AH• + e− −
−
−−−
−AH
−
(18) be used [42, 184]. The attempt to cor-
relate rate constants with highest local
or charge densities failed [185]. Therefore,
Eberson suggested the application of the
AH• + A−•
−−
−−−
−
−AH + A (19) Dewar–Zimmermann rules [186].
Under highly protic conditions, the ma-
AH− + H+ −−−→ AH2 (20)
jor products of cathodic reductions of
cyclic conjugated hydrocarbons are usu-
If the reduction potential of the resulting
ally dihydro derivatives [56, 57, 187]. In
dihydroproduct is sufficiently positive, it
2-methoxyethanol, for example, naphtha-
can undergo another reduction cycle. One
lene yields 1,4-dihydronaphthalene [187]
of many examples is provided by the
reduction of benz[a]anthracene in 75% and COT mainly provides 1,3,6,-
aqueous dioxane [15–17, 175]. cyclooctatriene [56, 57].
Because of its general importance to These findings are in contrast to ther-
organic electrochemistry, the reaction modynamics favoring, in the case of
scheme just outlined has been the sub- naphthalene, the formation of conjugated
ject of detailed mechanistic studies [21, 1,2-isomers. Therefore, kinetic control has
176–182, 183]. As a model reaction, pro- to be assumed. The site selectivity for the
tonation of anthracene anion radicals by first as well as the second protonation
phenol in DMF has been selected. Of five step has been predicted by HMO theory.
limiting kinetic variants, ECErev , ECEirr , One approach refers to local charge den-
DISP1, DISP2, and DISP3, the favored sities [188]; the other one uses localization
pathway was found to be DISP1 [158]. energies as a reactivity index [189]. In any
It involves the protonation of the an- event, the inductive effect of the methylene
ion radical as the rate-determining step group, formed in the first protonation step,
(Eq. 17), followed by homogeneous ET has to be taken into account if two sites
between the anion radical and the pro- provide comparable reactivity indices.
tonated anion radical (Eq. 19), yielding These techniques proved to be success-
the monohydrogenated anion, which is ful for the majority of the hydrocarbons,
itself rapidly and irreversibly protonated but they failed for some compounds such
to the final dihydrogenated product. This as phenanthrene, terphenyl, or quater-
mechanism has been disputed because of phenyl. The failure has been interpreted
apparent deviations from predicted reac- by the effect of the electric field on the
tion orders [176–179]. Recently, it turned charge distribution [190]. Actually, these
out that the inconsistencies are largely due molecules have strongly anisotropic polar-
to the formation of homoconjugated com- izabilities. In a more recent study, it was
plexes between phenol and the phenolate demonstrated that the isomeric ratio also
anion [181]. Thus, DISP1 now seems to be depends on the counterion [191].
generally accepted. Under nominally aprotic conditions, 1,2-
The rate-determining step of the DISP1 protonation dominates in naphthalene.
mechanism, the protonation of the radical Reduction of naphthalene in anhydrous
anion, largely depends on its electronic acetonitrile containing tetraethylammo-
structure. As a guideline, LUMO en- nium p-toluenesulfonate yields 1,2-di-
ergies of the parent hydrocarbon may hydronaphthalene, which is subsequently
112 4 Cathodic Reactions of Hydrocarbons, Olefins, and Aromatic Compounds
reduced to tetralin [192]. Similarly, reduc- formal ‘‘anti’’ addition of protons was ob-
tion of (1) in anhydrous DMF gives 1,3,5- served, whereas addition of phenol led
cyclooctatriene almost exclusively [56, 57]. to the prevalent formation of products,
The formation of the thermodynamically formally derived from ‘‘syn’’ protonation.
more stable products is most probably be- Obviously, steric effects and/or acidities of
cause of base-catalyzed isomerization. the proton donor and the dihydroproduct
An interesting situation arises from play an important role.
the reduction of CH-acidic hydrocarbons Quite often, ion pairing causes a sub-
because these compounds can undergo stantial positive shift of the reduction po-
self-protonation. Actually, a voltammetric tential. For electrostatic reasons, the shift is
investigation of 1,3-diphenyl-2-methylin- especially large for the formation of higher
dene and 4,5-methylenephenanthrene in valency ions. Therefore, with increasing in-
DMF/TBAP or DMSO/TBAP clearly in- teraction of the counterion, di- and polyan-
dicated a DISP1 mechanism, analogous ion formation becomes thermodynami-
to that described earlier [193]. Similar re- cally more favorable. Under these con-
sults have been obtained for variously ditions, cathodic reduction immediately
substituted indenes in which the stoi- produces dianions via disproportionation
chiometry is in perfect agreement with and heterogeneous ET. Because of their
a two-electron, two-proton reduction pro- high basicity, the dianions readily undergo
cess involving one-third starting mate- protonation. Such a dianion mechanism
was observed when tetraphenylethylene
rial under self-protonation conditions, the
was reduced in acetonitrile-TEAP in the
remaining two-thirds acting as an pro-
presence of water or alcohols. Kinetic mea-
ton donor [194]. Generally, under self-
surements led to a mixed-order rate law,
protonation conditions the DISP1 pathway
rationalized by the existence of a hydrogen-
operates (Eqs. 21–24) in which the proto-
bonded complex between the ion-paired
nation reaction between the radical anion
dianion and the proton donor [123, 124].
(AH•− ) and the neutral species (AH) is the
The classical Hoijtink mechanism and
rate-determining step.
the dianion mechanism have been ob-
served at electrodes with a high hydrogen
AH + e−
−−
−−−
−AH
−•
(21)
overvoltage, such as mercury. If mercury
−• −
AH + AH−
−
−−−
−AH2 + A
•
(22) is replaced by platinum with its low hydro-
gen overvoltage, a radical pathway seems to
AH2 • + AH−•
−−
−−−
−
−AH2 + AH (23) be favored [199], which is closely related to
− −
AH2 + AH −−−→ AH3 + A (24) catalytic hydrogenations of hydrocarbons.
Spectroelectrochemical experiments pro-
On the other hand, reduction of flu- vided evidence for an additional hydride
orene [195, 196] results in a homolytic mechanism (Eqs. 25–27) [200].:
cleavage of the CH bond (discussed in 2 H+ + 2e− −−
−−−
−H2 ads (25)
Sect. 4.3.4.2).
− −−− −
To study the stereochemistry of proto- H2 ads + e −−−H + Hads •
(26)
nation reactions, substituted indenes have A + H−
−− −
−−−
−AH (27)
been cathodically reduced in DMF/TBAP
with water or phenol being added [194, These results illustrate that the reaction
197, 198]. In the presence of water, a sequence and the stereochemistry of
4.3 Chemical Reactions of Electrogenerated Anions 113
and in the aromatic radical anion [208]. acetylene [217–220]. The mechanism is
Moreover, radical anions with very differ- assumed to be analogous to that for
ent redox potentials (EA0 = 0.9 V) couple protonation, the essential steps being nu-
with primary radicals with approximately cleophilic addition by an anion radical
the same rate constant. The competing and subsequently by an anion [221]. 1,4-
SN 2 mechanism Eqs. (32 and 33) may be Addition to naphthalene suggests that
favored if the reacting species are not too carboxylation is kinetically controlled; for-
sterically hindered, and the driving force mation of dihydromonocarboxylates in-
for an electron-transfer reaction is low. dicates competition with protonation.
In general, the more positive the redox Mechanisms involved have CO2 −• to be
potential of the aromatic compound is
considered for those hydrocarbons that
or the poorer the alkylhalide is an elec-
are reduced at more negative poten-
tron acceptor, the more important the SN 2
tials than CO2 [222], and for the elec-
mechanism becomes [209].
troinactive norbornadiene, which gives 3-
4.3.2.3 Acylation nortricyclenecarboxylic acid [223]. Chem-
Formally related reactions are ob- ically CO2 −• formed is known to
served when anthracene [210] or arylole- undergo typical radical addition reac-
fines [211–213] are reduced in the pres- tions [222, 224]. Like CO2 , SO3 adds
ence of carboxylic acid derivatives such as to reduced anthracene to give 9,10-
anhydrides, esters, amides, or nitriles. Un- dihydroanthracenebissulfonate [215, 216].
der these conditions, mono- or diacylated
compounds are obtained. It is interesting 4.3.3
to note that the yield of acylated products Reductive Coupling
largely depends on the counterion of the re-
duced hydrocarbon species. It is especially Cathodically reduced hydrocarbons not
high when lithium is used, which is sup- only undergo homogeneous ET and nucle-
posed to prevent hydrodimerization of the ophilic attack but also coupling reactions
carboxylic acid by ion-pair formation. In resulting in hydrodimerization and poly-
contrast to alkylation, acylation is assumed merization.
to prefer an SN 2 mechanism. However, it Reduction of stilbene [18] or dipheny-
is not clear if the radical anion or the dian- lacetylene [214] in DMF yields 1,2,3,4-
ion are the reactive species. The addition tetraphenylbutane, whereas phenan-
of nitriles is usually followed by hydrolysis threne [214] provides 9,9 ,10,10 -tetra-
of the resulting ketimines [211–213]. hydro-9.9 -biphenanthrene. Hydrodimer-
4.3.2.4 Addition of CO2 and SO3 ization was also observed with benzalfluo-
In the pioneering papers of Wawzonek rene [225]. If DMF is replaced by acetoni-
et al. [18, 214] it was demonstrated that trile, protonation completely dominates
CO2 can be added to cathodically re- hydrodimerization [18]. In carefully dried
duced hydrocarbons to yield dihydrodi- ethers, using alkali or alkaline earth
carbonylates. Examples of this kind of metals salts as supporting electrolyte,
reaction include naphthalene [215–220], 1,1-diphenylethylene can be reduced ca-
anthracene [18], 9,10-diphenylanthracene thodically to give stable solutions of
[18], phenanthrene [215, 216], butadi- 1,1,4,4-tetraphenylbutane dianions [226].
ene [217–220], stilbene [18], and diphenyl These dianions can be cleaved by flash
4.3 Chemical Reactions of Electrogenerated Anions 115
bicyclo[1.1.0]butanes. Cyclic voltamme- formation takes place at the di- and tri-
try of 2,4-di-9H-fluoren-9-yliden-1,1,3,3- ionic level, which is comparable with a
tetramethylcyclobutane in DMF at low radical–radical coupling (RR route, EEC
temperatures demonstrated that bond for- mechanism) [71]. The experiments are ev-
mation proceeds via an EEC mecha- idence that RS (radical substrate) coupling
nism; the rate constant was found to be is generally improbable for ionic dimer-
20 s−1 [264]. ization reactions. At low temperatures,
ET-induced cycloadditions of polycyclic the coupling rate between the negatively
olefins and cycloreversions of cyclobutane charged styryl units slows down and the
species have been studied by ESR spec- tetraanion of the starting species can be
troscopy [266]. Upon chemical and electro- obtained. Again, it turns out that ion-
chemical reduction, 2,2 -distyrylbiphenyl pairing effects favor the formation of
rearranges by intramolecular coupling into the bis-benzylic intermediate. Thus, the
a ‘‘bis-benzylic’’ dihydrophenanthrene first-order intramolecular coupling step
dianion B 2− (Scheme 1), which can be between the negatively charged styryl units
either protonated to a 9,10 -dibenzyl-9,10- is significantly faster in THF/NaBPh4 than
dihydrophenanthrene or oxidatively cou- in the presence of additional 15-crown-
pled to a cyclobutane species. It is interest- 5 or in DMA/TBABr [71] (Scheme 1,
ing to note that the intramolecular bond Fig. 6).
+e +e +e +e
−e −e −e
A 3− −e
A 4−
+e +e +e
−e −e B 2− −e B 3−
−1, 35 V −2, 98 V
hv Na+ (Li+)
+e +e
−e −e
C 2−
0.2 µA
(c)
1 µA
(b)
5 µA
(a)
ion is used as a counterion [271]. Re- 18. S. Wawzonek, R. Berkey, E. W. Blaha et al.,
placing 1,1,3-triphenylindene with 1- J. Electrochem. Soc. 1955, 102, 235.
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Nature 1963, 197, 764.
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125
5
Anodic Reactions of Alkanes,
Alkenes, and Aromatic
Compounds
..
Hans J. Sch afer
.. .. ..
Organisch-Chemisches Institut der Universit at M unster, M unster, FRG
−2H+
R R
+
RH•
+HR RH+
2NuH
RH+• −e NuHR RHNu
−2H+
RH
(a) +RH RH•
−H+
RNu
NuH • −e +
RH+• RHNu RHNu
−H+
NuH
RHNu2
(b) −H+
Scheme 1 Reactions of radical cations (a) C,C-bond formation, (b) substitution and addition.
n-Octane 75 33 33 33
n-Heptane 75 45 45 10
n-Hexane 60 Not resolved
n-Pentane 50 Not resolved
n-Octane 45 33 35 32
n-Heptane 48 45 45 10
n-Hexane 45 55 45
n-Pentane 50 Not resolved
Hydrocarbon Products
2,3-Dimethylbutane 2-Propylacetamide
2,2,4-Trimethylpentane t-Butylacetamide, 2-propylacetamide, 2-butylacetamide
2,2-Dimethylbutane t-Butylacetamide, t-pentylacetamide, isopentylacetamide
t-Butylcyclohexane t-Butylacetamide, cyclohexylacetamide
n-Octane 2-Octylacetamide, 3-octylacetamide, 4-octylacetamide
Tricyclene (8) has been oxidized in groups [37]. With Co(OAc)2 the hy-
acetic acid/Et3 N to the Nojigiku alcohol drocarbons: cyclohexane and norbor-
(9) in 77% yield (Eq. 8) [36]. The reaction nane have been indirectly oxidized in
was also conducted in a 2.25-kg scale CF3 CO2 H/CH3 CO2 H to the correspond-
to afford pure (9) in 65% yield from ing ketones in 47 to 52% yield [38].
crude (8) containing alkenes. The olefins
remained unconverted due to their higher 5.2.4
oxidation potential. Oxidation of Hydrocarbons in Fuel Cells
use dry hydrocarbons as fuels [39, 40]. potential of alkenes can vary from less
than 0 V (vs. Ag/AgCl) for strong electron-
(a) CnH2n + 2 + 2n H2O
donating substituents, like the dimethy-
n CO2 + (6n + 2) e + (6n + 2) H+ lamino group, till up to 2.5 V for hydrogen
and electron withdrawing groups as the
(b) (6n + 2) e + (6n + 2) H+ + 0.5 (3n + 1) O2
ester group. A selection of oxidation po-
(3n + 1) H2O
tentials for substituted alkenes is found in
(9) Refs. [5, 47, 48].
Only in few cases, substitution, dehy- Electron transfer from the alkene leads
drogenation, or coupling products of the to a radical cation that can undergo
hydrocarbon are obtained. The selective coupling (Scheme 1a). The radical cation
dehydrogenation of short-chain hydrocar- can also react with the nucleophilic
bons is reported for higher temperatures. heteroatom of a reagent to afford addition
Ethane is dehydrogenated at 700 ◦ C in the or substitution products (Scheme 1b).
presence of oxygen to ethene with 10.6% Adducts can be likewise obtained by
conversion and 96.9% selectivity [41]. In a oxidation of the nucleophile to a radical
mixed oxide consisting of Mo/Bi/Ni/Fe that undergoes radical addition. Reactions
Si/K/Na, a propene has been oxidized between alkenes and nucleophiles can be
to acroleine [42]. The dehydrodimeriza- realized too with chemical oxidants that
tion of short-chain hydrocarbons has also are regenerated at the anode (mediators)
been achieved. The oxidative coupling of (see Chapter 15). Finally, cycloadditions
methane at an Ag/Bi2 O3 electrode in a between alkenes can be initiated by a
solid electrolyte yielded at 700 ◦ C and catalytic anodic electron transfer. These
2% conversion in 72% selectivity ethane principal reaction modes are subsequently
and in 18% selectivity ethene [43]. Further illustrated by selected conversions.
dehydrodimerizations of methane at 500
to 900 ◦ C are reported for a Y2 O3 /ZrO2 5.3.2
solid electrolyte and different anode ma- Anodic Coupling of Alkenes by Way
terials like Ag, Ni, Cu, Bi, Pt, Sm, and of Radical Cations
Mn [44–46].
5.3.2.1 Intermolecular Coupling
Olefins with electron-donating sub-
5.3 stituents as the alkoxy, acylamino, phenyl,
Anodic Oxidation of Alkenes or vinyl group can be coupled in methanol
5.3.1 to give 1,4-dimethoxy dimers and/or di-
General Reaction Behavior enes (Scheme 2). The first intermediate in
this coupling reaction is a radical cation,
Alkenes are in general oxidized easier which either by electrophilic addition to
than the corresponding alkanes because the olefin and subsequent 1e-oxidation
the HOMO of the π-bond from which (path A) [49] or by radical dimerization
the electron is transferred to the anode (path B) [50, 51] leads to a dimer di-
has a higher energy than the HOMO cation that undergoes methanolysis or
of the σ -bond in the corresponding deprotonation. Representative examples of
alkane. Depending on the substituents at this coupling reaction are summarized in
the olefinic carbon atom, the oxidation Table 7.
5.3 Anodic Oxidation of Alkenes 135
−e Y Y
Y
OMe +
CH3OH MeO
Y Y
−e
2MeOH
−2H −2H
Y
−e
• Y
Y+ A
B
•
Y
Y+
Me 2
EtO CH CH2 )2
(continued overleaf )
136 5 Anodic Reactions of Alkanes, Alkenes, and Aromatic Compounds
Tab. 7 (continued)
OMe 16
MeO
)2 16
OMe
OMe
Unsaturated enol acetates (10) have been addition to the double bond and the result-
cyclized to cyclohexenylketones [72]. ing cation (14) is subsequently trapped by
methanol to afford (12).
OAc Further examples of intramolecular cou-
R2 pling have been summarized in the litera-
R1 ture [75, 76].
(10) 5.3.3
Anodic Substitution and Addition via
Swenton has explored the dependence of Radical Cations
yield and selectivity in the intramolecular
coupling between phenols and olefins on Anodic addition of nucleophiles to olefins
the substituents in the aryl ring and the can be achieved via oxidation of the
olefin (Scheme 3) [73, 74]. alkene to a radical cation.This means
Oxidation of the phenol (11), deprotona- that a nucleophile can be added to
tion and a further electron transfer leads a nucleophilic alkene by reversing its
to (13), which undergoes an electrophilic polarity to an electrophilic radical cation
R1 R2 R2
R1 OMe
a
HO
O
(11) (12)
−2e +MeOH
−H+ −H+
R1 R2 R2
R1
+
O +
O
(13) (14)
R1 R2 Yield
(%)
H H 16
H CH3 85
H Ph 65
CH3 H 35
69
−(CH2)3−
at the anode. In the usual additions (Scheme 4, (21), Nu = OCH3 ) are formed
to olefins an electrophile is added in nearly exclusively. In acetic acid, the cor-
the first step. The anodic addition of responding acetate is found and in ace-
methanol to cyclohexene (15, Nu = CH3 O, tonitrile an N -acetyl amine via reaction of
Scheme 4) to afford (21)–(23) illustrates (18) with the nitrogen of acetonitrile is
well the competing pathways. The first obtained [78, 79].
formed radical cation (16) can react with Allylic CH bonds can be substituted
the nucleophile to form via (17) the fairly regioselectively by using an in-
carbenium ion (19). In competition (16) tramolecular reaction (Eq. 12) [80] or suit-
can be deprotonated and the formed able substitution (Eq. 13) [81].
radical oxidized to the allyl cation (18).
−e
Methanolysis of (18) leads to (21) as does
the deprotonation of (19). The carbocation OH TEATOS, O
(19) can furthermore undergo a 1,2- CH3CN
carbon shift to form via (20) the acetal 26%
(23). Furthermore, (19) reacts in a minor (12)
pathway with a second nucleophile to yield OAc O
the bisadduct (22) [77]. −e
The basicity or acidity of the electrolyte, TEATOS,
and in particular, the methanol concen- CH3CN
tration, strongly influences the product 90%
distribution. With an equimolar mixture (13)
of cyclohexene and methanol in tetrahy- Generation of hypochloric acid at the
drofuran, 81% of 3-methoxycyclohexene anode allows allyl substitution via an
−e NuH,
+ • −H+, −e
•
Nu
(15) (16) (17)
+
−H −e
−e −H+
1,2-shift +
+
Nu
Nu
(18) (19) (20)
HNu
NuH −H+
−H+
−H+ NuH Nu
Nu
−H+
Nu
Nu Nu
(21) (22) (23)
Scheme 4 Anodic substitution and addition with cyclohexene (15) via a radical cation.
140 5 Anodic Reactions of Alkanes, Alkenes, and Aromatic Compounds
Me O OEt
O O Ph
PhCH CH2
3 CH3 COCH2 CO2 CH3 CH3 ONa, MeOH O 67 97
Morpholino-
cyclopentene COCH3
N
CH
CO2CH3
4 (MeO2 C)2 CH2 MeOH, MeONa, Pt MeO2C 40 95
Styrene
MeO
MeO O Ph
(continued overleaf )
5.3 Anodic Oxidation of Alkenes
141
142
Tab. 8 (continued)
R
R: C6H13, (CH3)3Si,
Ph
8 (CH3 )2 CHNO2 , Styrene MeOH, MeONa, Pt NO2 Ph 43 100
N N
COMe COMe
MeO2C(CH2)4CO2H
5.3 Anodic Oxidation of Alkenes
143
144 5 Anodic Reactions of Alkanes, Alkenes, and Aromatic Compounds
Y Y
R R R
−e (24)
Y Y
R• R •
(25)
Y
R•
R R −e R R
(26)
Y Y Y
Nu−
R + R Nu
R1
(27) (28) (29)
(16) 5.3.5
These are the use of the geminal dialkyl Mediated Oxidation of Alkenes
effect, the decrease of the current density
and especially the use of an electrophilic Alkenes, as other organic substrates, can
double bond that increases the addition be converted by indirect anodic oxidation.
146 5 Anodic Reactions of Alkanes, Alkenes, and Aromatic Compounds
O 1. LDA O
2.
I CO2Na (85%) 5. eq. CH3CO2H
3. C4H7MgBr −e, −CO2
OEt 4. H+ (74%)
CO2H
O O O
+ +
42% 15% 8%
2 diastereomers 2.7 : 1
1 Fe(NO3 )3 , 80 130
MeOH
N
N
4-CH3O-C6H4
4-CH3O-C6H4
4 HO H2 O, NaOAc OH 95 135
O
HO OH
OH
O O
O O
O a
O OH
HO OH
+ Cl CN Cl CN
Cl CN Cl CN
O OH
O HO
DDQ −2e
a : PTFE-coated Pt-electrode
O O
HO O LiClO4
HO O
CH3NO2
O OH O OH
74%
MeO OH 2 MeO O
R R3 −2e, −H+ R2 R3
+
R4 R4
MeO MeO
R1 R5 R1 R5
R2
R1 R2
O O R4 R1
O O
R5
MeO R3 R3
MeO R3
R1 R5
R5 MeO
O R4 R2 R4
O
(30a) (30b) (30c)
(CH3)2
21
(H3C)2 (CH3)2
Tab. 10 (continued)
(
naphthalene NaBF4
28
(
2
( 2
Mixed coupling
19
64
(continued overleaf )
152 5 Anodic Reactions of Alkanes, Alkenes, and Aromatic Compounds
Tab. 10 (continued)
OCH3
reactive sites, and stabilization by specific acetamides, which are formed in a Rit-
functional groups (phenyl, alkoxy, and ter reaction, are often the major products.
amino) [160]. The complex reaction mech- The selective dimerization of mesitylene
anisms of radical cations and methods of in acetonitrile is exceptional (Table 10,
their investigation have been reviewed in number 3).
detail [161]. Mixed coupling between naphthalene
To favor the coupling reaction, the and alkyl benzenes has also been demon-
competing side reaction of the radical strated (Table 10, numbers 10–13). The
cation with nucleophiles must be sup- relative yield of mixed coupling prod-
pressed by the use of a medium of ucts increases with the basicity of the
low nucleophilicity. The solvent of choice alkyl benzene; with mesitylene 19%, with
is dichloromethane. Especially in elec- tetramethylbenzene 42%, and with pen-
troanalytic studies, neutral alumina is tamethylbenzene 64%. This suggests an
frequently added to suppress hydroxy- electrophilic reaction between naphtha-
lation of the radical cation [162]. The lene cation radicals and alkylbenzenes.
reversible cyclic voltammetric behavior The mixed coupling reaction of phenan-
of radical cations is also enhanced in threne with anisole has been studied
mixtures of methylene dichloride, triflu- kinetically [163].
oroacetic acid, and trifluoroacetic anhy- Bibenzyls can be obtained in a remark-
dride (TFAn) with TBABF4 as supporting able reaction from toluene, p-xylene or
electrolyte. With acetonitrile as solvent ethylbenzene in 60 to 100% yield [164]. For
5.4 Anodic Oxidation of Aromatic Compounds 153
(
2
(
2
R = i-Pr, t-But,
(
2
CH2CH(CH3)CO2H,
Me, Et, Benzyl
2
Me
6 2-Acetyl-4-methyl-phenol 0.1 M NaOH, H2 O, O OH 26 176
MeOH, Pt
Me )2
Me
7 OH CH3 OH-ether, 1% tBu tBu 65 177
KOH
tBu tBu
O
OMe
O
tBu tBu
(continued overleaf )
154 5 Anodic Reactions of Alkanes, Alkenes, and Aromatic Compounds
Tab. 11 (continued)
)2
MeO
OH
9 Vanillin Pt, MeCN, NaClO4 , OH 65 179
Et4 NOH, 0.25 V MeO
(SCE) )2
CHO
a Only one of three possible diastereomers is obtained; additionally, 7% O-C coupling product is
found.
this reaction catalytic amounts of quinones The earlier literature on oxidative cou-
are irradiated in the presence of the alkyl- pling of phenols is reviewed in Ref. [168]
benzenes, and the anode potential is held and that on anodic coupling in Ref. [169,
at that of the quinone–hydroquinone cou- 170]; some examples of the coupling reac-
ple. The photo-excited quinone abstracts a tions are summarized in Table 11, see also
benzylic hydrogen to form a radical that Chapter 6.
dimerizes. The resulting hydroquinone is Phenols are coupled mostly in alkaline
reoxidized to the quinone. media by oxidation of the phenolates to
Cyanation of aromatic hydrocarbons, phenoxy radicals. However, coupling in
also a carbon–carbon coupling reac- neutral or acidic medium by way of phe-
tion, is achieved in the case of an- noxy radical cations and phenoxonium
thracene in MeCN-Et4 NCN to yield 54% cations as intermediates is also known.
9,10-dicyanoanthracene [165]. The cyana- To generate the phenolate ion, bases as
tion is simplified when it is carried alkali hydroxides, Et4 NOH or 2,6-lutidine
out in an emulsion system (aqueous are used. The anodically generated phe-
sodium cyanide, dichloromethane, and noxy radicals react by carbon–carbon and
TBAHSO4 ). Its synthetic utility in this carbon–oxygen coupling to dimers, which
mode has been demonstrated for the additionally can be further oxidized. This
preparation of 4-alkoxy-4-cyanobiphenyls, frequently leads to product mixtures that
a class of liquid crystals [166]. are synthetically not very useful. Blocking
Anions of CH-acidic compounds of the 2-, 4- or 6-position makes the cou-
(dimethyl malonate and nitromethane) can pling reaction more selective. Phenols with
be linked to aromatics (benzene, toluene, unsubstituted para-position usually form
naphthalene, and 1,4-dimethoxybenzene) para, para-coupling products as the ma-
when they are coelectrolyzed in jor dimer (Table 11, numbers 1–4). If the
methanol–sodium methoxide [167]. 4-position is blocked ortho, ortho-coupling
5.4 Anodic Oxidation of Aromatic Compounds 155
is the main reaction (Table 11, numbers (Scheme 9, path d). An increasing number
5–9). of alkyl substituents at the benzylic car-
The anodic coupling of aryl ethers is bon (toluene 28.6%, ethyl benzene 50.5%,
reviewed in Ref. [180]. Aryl ethers are isopropylbenzene 46.7% [191]) and elec-
more selectively coupled than phenols for trolytes of lower nucleophilicity (TBAOAc,
the following reasons: The carbon–oxygen HOAc [192]) favor side chain substitu-
coupling is made impossible and the or- tion. Table 13 presents some selected ex-
tho-coupling and the oxidation to quinones amples of aromatic nuclear substitution
become more difficult. A mixture of triflu- with different nucleophiles X− or HX
oroacetic acid (TFA) and dichloromethane (Eq. 19).
proved to be the most suitable elec-
trolyte [181]. TFA enhances the radical −2e
cation stability and suppresses the nucle- H + X−
ophilicity of water. Of further advantage (19)
is the addition of alumina or trifluo-
roacetic anhydride [182]. Table 12 com- X + H+
piles representative examples of the aryl
ether coupling. Nuclear methoxylation of substrates
The trimethylsilyloxy (TMSO) group is with high oxidation potentials proceeds
stable under the coupling conditions in unsatisfactorily because the product with
acetonitrile (Table 12, number 6). After the electron-donating methoxy group
oxidative dimerization the TMS-ether can is easier to oxidize than the starting
be mildly hydrolyzed (H+ and H2 O) to the compound. With naphthalene and an-
phenol or converted to a dibenzofuran. 1,2- thracene, this drawback is less pronounced
Dialkoxybenzenes have been trimerized (Table 13, number 1). For the methoxy-
to triphenylenes (Table 5, numbers 7, 8). lation of methyl cinnamates that already
The reaction product is the triphenylene bear methoxy substituents in the aromatic
radical cation, which is reduced to the ring, substitution has been investigated
final product either by zinc powder or in in neutral and basic medium with re-
a flow cell consisting of a porous anode gard to ring substitution (major product)
and cathode [188]. Anodic trimerization of and double-bond addition whose ratio
catechol ketals yields triphenylene ketals, depends on current density, cell type, elec-
which can function as a platform for trode material, solvent, substrate, and base
receptors, for example, in an artificial concentration [206]. Phenols have been
caffeine receptor [190]. converted to quinones (Table 13, number
2) and these by subsequent cathodic re-
5.4.2.1 Nuclear Aromatic Substitution duction to hydroquinones [194]. The direct
Nuclear aromatic substitution occurs by oxidation of naphthalenes yields naph-
way of an ECN ECB -sequence as shown in thoquinones in 20 to 30% yield; better
Scheme 9, path (b). It occurs at the carbon results (up to 95%) are obtained using in-
atom with the highest positive charge den- direct methods [197, 207]. Acetoxylation is
sity and in alkylbenzenes competes with a more favorable general route to produce
side chain substitution via an ECB ECN phenols by anodic substitution; they can
process by deprotonation of the rad- be easily hydrolyzed to phenols and are
ical cation to form a benzyl radical. less susceptible to further oxidations than
156 5 Anodic Reactions of Alkanes, Alkenes, and Aromatic Compounds
)
2
)2
OMe
MeO
OMe
OMe
4 2,5-Dimethoxy- MeCN, water, Me No yield 184
toluene TEAClO4 OMe given
MeO
OMe
MeO
Me
5 9-Methoxy- MeCN, TFA, OMe 95 185
anthracene Bu4 NBF4
(
OH
OMe
5.4 Anodic Oxidation of Aromatic Compounds 157
Tab. 12 (continued)
MeO OMe
MeO OMe
O2CR
o:m:p=
51 : 1 : 48
(continued overleaf )
158 5 Anodic Reactions of Alkanes, Alkenes, and Aromatic Compounds
Tab. 13 (continued)
O2CCF3
o:m:p=
22 : 59 : 19
I I
OH
P(OCH3)2
H3CO O
NO2
NO2
5.4 Anodic Oxidation of Aromatic Compounds 159
alkoxy products. (Table 13, number. 3–5). The anodic chlorination in some cases
Emulsion electrolysis has been success- allows one to achieve better regioselec-
fully applied with phase-transfer catalysts tivities than chemical alternatives (p/o
(Table 13, number 3), which allows the ratio of chlorotoluene in chlorination of
conversion of salts that are not or only toluene: anodic 2.2, chemical alternative
slightly soluble in organic solvents and 0.5–1.0) [215]. Anodic oxidation of iodine
which needs only small cell voltages due to in trimethyl orthoformate afforded a pos-
the high conductivity of the electrolyte. The itive iodine species, which led to a more
acetoxylation is also of technical interest selective aromatic iodination than known
because it affords in good regioselec- methods [216]. Aryliodination is achieved
tivity, α-naphthol (Table 13, number 4). in good yield, when an aryliodide is oxi-
With CF3 CO2 H/(CF3 CO2 )2 O also accep- dized in HOAc, 25% Ac2 O, 5% H2 SO4 in
tor substituted aromatic compounds can the presence of an arene [217, 218]. Alkyl
be acetoxylated (Table 13, number 5). Fur- nitroaromatic compounds, nitroaromatic
ther examples of the trifluoracetoxylation ketones, and nitroanilines are prepared in
to suppress follow-up reactions are pre- good yields and regioselectivity by addi-
sented in Ref. [208, 209]. A way to retard tion of the corresponding nucleophile to a
side chain acetoxylation in alkyl benzenes nitroarene and subsequent anodic oxida-
is by electrolysis in an undivided cell in tion of the σ -complex (Table 13, number
the presence of Pd on charcoal. By hy- 11) [219, 220].
drogenolytic cleavage of the benzyl acetate,
the unwanted competition product is re- 5.4.2.2 Anodic Side Chain Substitution of
converted into starting material [210]. As Aromatic Compounds
substituents also the acetamido (Table 13, Anodic side chain substitution is a com-
number 6) [211], thio [212], cyano [165, peting reaction to nuclear substitution of
166, 213, 214], halo (Table 13, Nr. 9) [215] aromatic compounds. In side chain substi-
and phosphite (Table 13, Nr. 10) can be tution, the first formed acidic radical cation
introduced. With the cyano group, an ipso is deprotonated at the α-carbon atom of an
substitution of the methoxy group is ob- alkyl group to form a radical. This is fur-
served (Eq. 20) [165]. ther oxidized to a benzyl cation, which
reacts with a nucleophile (Scheme 9, path
CN− d). The factors that influence the ratio of
nuclear to side chain substitution have
OMe NC OCH2 H been described in 5.4.1.
TEACN The conversion to the monosubstitution
CH3CN + product can in some cases be controlled by
−e the oxidation potential or the substituent
OMe OMe
at the aryl group (Table 14, number 1–3).
CN Further examples of technical interest can
−CH2O
be found in Ref. [221].
In the case of the steroid (38), anodic
−HCN
substitution allowed the selective substi-
OCH3 tution of the benzylic hydrogen atom by
95% a methoxy group, whose elimination af-
(20) forded (39) and overall led in a three
160 5 Anodic Reactions of Alkanes, Alkenes, and Aromatic Compounds
CH3 CH2OAc
CH3 CHO
step reaction to a corticoid with the Some of these processes have been
last step being a hydroboration/oxidation developed for technical conversions and
(Scheme 10) [224]. Oxidation of toluene have been summarized in Ref. [228,
in CH3 CN/LiClO4 with traces of water 229]. The anodic technical production
affords N -acetyl benzylamine in nearly of t-butylbenzaldehyde has been cou-
quantitatived yield [225]. pled with the cathodic reduction of
Oxidation of substituted toluenes to phthalic anhydride to phthalide in a
substituted benzaldehydes or their acetals paired electrosynthesis in a capillary
is a reaction that is of high technical gap cell [230]. Indirect oxidations with
interest. It is performed by direct as well Mn2+ /Mn3+ or Ce3+ /Ce4+ as mediators
as indirect anodic oxidation. A number are reported in [231–234]. With tris(2,4-
of direct oxidations is shown in Table 14, dibromophenyl)amine as mediator, dif-
Nr. 4 to 6. ferent substituted toluenes are converted
5.5 Comparison of Anodic Conversions of Alkanes, Alkenes, and Aromatic Compounds 161
CH2Cl2, NaClO4
MeOH,2,6-luti-
dine
MeO
(38)
O O
MeO
−CH3OH
MeO MeO
100% (39)
MeO OMe
2 1,2,4-Trimeth- CH3 OH, KOH MeO OMe 91 237
oxybenzene OMe
MeO OMe
3 2-Bromo-1,4- MeOH, MeONa MeO OMe 75 238
dimeth- Br
oxybenzene
MeO OMe
4 Catechol cpe(1.1 V vs. OH 95 239
sce), aq. O
+
NaOAc
O O OH
O O
HO
CO2Et
+ EtO2C
Me
1,3-pentadiene
MeO OMe
atom is introduced via a radical chain in one step, while the chemical version in
substitution. The halide is subsequently general needs two steps. On the other side,
exchanged for other nucleophiles in a SN 1 the regioselectivity is presently better to
or SN 2 reaction. The electrochemical re- control in chemical reactions and compet-
action has the advantage that oxygen and ing side reactions as C,C bond cleavage or
nitrogen groups can be introduced directly skeletal rearrangements are less frequent.
5.5 Comparison of Anodic Conversions of Alkanes, Alkenes, and Aromatic Compounds 163
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171
6
Oxidation of Oxygen-containing
Compounds (Alcohols, Carbonyl
Compounds, Carboxylic Acids)
Yoshihiro Matsumura
Department of Pharmaceutical Sciences, Graduate School of Biomedical
Sciences, Nagasaki University, Japan
Fig. 1 Direct
oxidation method.
Substrate
Product e
Anode
Fig. 2 Indirect
oxidation method.
Substrate [Mediator]+ e
Product Mediator
Anode
−2e
−2H+
O
EtOH
C6H13 O OH NaOEt C6H13 O
LiBF4
(5) (6) 61%
(Scheme 1) [10]. The choice of solvent and Benzyl alcohols: Aryl alkyl carbinols (11)
supporting electrolyte was important for can be oxidized to ketones (12) by
the selectivity. the direct electrochemical method (Eq. 4)
Alcohols with ring strain can be oxidized since they possess their oxidation poten-
by the direct method. Borneol (7) was tials at around 2.0 V versus SCE (satu-
electrochemically oxidized in MeOH with rated calomel electrode); however, cleavage
cleavage of the Cα –Cβ bond to afford (8) products decrease the selectivity [14].
with an endo/exo ratio of 97/3 in more than
OH −2e
70% yield at 5 F mol−1 (Scheme 2) [11]. O
MeCN
Glycols and related alcohols: In contrast to R Et4NBF4
R
aliphatic monoalcohols (1), 1,2-glycols and
(11) (12)
related compounds (2-methoxy alcohols,
R = H, R′ = Me; 82.5%
1,2-amino alcohols) can be easily oxidized R = R′ = Me; 72.2%
by the direct electrochemical method [12].
For example, 1,2-cyclopentanediol (9) af- (4)
fords diacetal (10) in 56% yield as the
main product (Eq. 3). 6.2.2
Indirect Oxidation of Alcohols
−1 OMe
OH −e, 2.13 F mol
OMe The direct electrochemical oxidation of
MeOH OMe
OH Et4NOTs alcohols is in many cases unselective
OMe
because of the high oxidation potentials
cis or trans-(9) (10) 56%
of the alcohols. One possible way to avoid
(3) this disadvantage is the use of a mediatory
Similarly, the electrooxidation of al- system (an indirect oxidation). Thereby
cohols carrying a β-methoxy or β- a mediator is converted to its oxidized
diethylamino group leads to the cor- form at a less positive potential than that
responding cleavage products in high required for the direct oxidation of the
yields [13]. alcohol, and the oxidized form of the
Me Me MeOH/ −2e Me Me
Et4NBF4 Me
Me
Anode: Carbon O
b a Cathode: Pt
OH 0°C
OMe
(7) (8) endo/exo = 97/3
mediator oxidizes the alcohol (see also hydroxyl groups allowed the chemoselec-
Chapter 15). tive oxidation of 1,2-O-isopropylidene-α-D-
Mediators can be classified into two cate- xylofuranose (14) to the carboxylic acid (15)
gories: (1) mediators fixed to the electrode (Eq. 5) [16].
surface and (2) mediators that dissolve in
the solution. A representative of the first HO HO2C
O NiOOH/−e O
category is the nickel hydroxide electrode OH OH
Aq. K 2CO3
(NHE) and the second category involves O 8.0 F mol−1 O
inorganic (metal and halide ions) and or- O O
ganic mediators. (14) (15) 52%
(5)
6.2.2.1 Mediators Fixed to the Electrode α,β-Diols were oxidatively cleaved at the
Surface Cα –Cβ bond [16].
A variety of alcohols can be oxidized at the The conversion of primary alcohols to
nickel hydroxide electrode. The mediator aldehydes was achieved by using a biphasic
is presumably a nickel oxide hydroxide, system consisting of water and a nonpolar
which is fixed to the electrode surface organic solvent such as petroleum ether.
and is continuously reformed at the elec- Under these conditions, benzylic and
trode surface. allylic alcohols were oxidized with high
Primary and secondary alcohols (1) were selectivity to the aldehydes (for example,
converted to carboxylic acids (13) and ke- (16) to (17) in Scheme 4), while aliphatic
tones (2), respectively, in excellent yields alcohols were converted to aldehydes with
when the electrolysis was carried out using poor selectivity [17].
the nickel hydroxide electrode in aqueous Other examples of conversion using a
solution (Scheme 3) [15]. nickel oxide electrode are the oxidation
Primary hydroxyl groups are more easily of benzyl alcohols. A nickel foam elec-
oxidized than secondary ones. The differ- trode was used for oxidation [18] in this
ent reactivity of secondary and primary case and the mechanism was studied by
R1 Ni(OH)2, −e R1
OH R1CO2H or O
In aqueous NaOH
R2 or t-BuOH-H2O-KOH R2
means of cyclic voltammetry and polariza- – H2 CrO4 : Propargylic acid was prepared
tion curves [19]. from propargylic alcohol by oxidation with
chromic acid (H2 CrO4 ) in H2 SO4 , and
the resultant Cr2 (SO4 )3 was electrochemi-
6.2.2.2 Mediators Dissolved in the cally regenerated to H2 CrO4 [31, 32]. This
Electrolyte mediator reaction is an example of the ex-
cell method, that is, a system consisting
6.2.2.2.1 Metal Ion Mediators A variety of an electrochemical cell and a chemi-
of metal salts and complexes have often cal reactor.
been used as soluble mediators for the – K6 SiW11 O39 Mn(I I ): Manganese ion-
indirect electrochemical oxidation of alco- substituted silicon polyoxotungstate can
hols. In particular, there have been many be used as a mediator for alcohol oxi-
studies on the oxidation of benzyl alcohols dation. Constant potential electrolysis of
to benzaldehydes. 1-phenylethanol at 1.25 V in the presence
– Ru complexes: Redox couples of Ru(II)/ of 5 mol% of the catalyst gave acetophe-
Ru(IV) [20–22], Ru(IV)/Ru(V) [23], and none in 61% yield [33].
Ru(IV)/Ru(VII) [24] were used for the – Bu2 Sn=O: Selective oxidation of 1,2-
oxidation of alcohols (1) to carbonyl com- diols to α-hydroxy ketones was electro-
pounds (2) or carboxylic acids (13). A chemically achieved in a double mediatory
double mediatory system consisting of system consisting of dialkyl tin oxide and
Ru(IV)/Ru(VIII) and Cl− /Cl+ redox cou- the bromide ion (Fig. 3) [34].
ples has been developed for the oxidation
The most interesting point in this
of alcohols and aldehydes [25–28].
oxidation was the high chemoselectivity.
– Co2 (SO4 )3 : Electrochemical oxidation For example, 1,2-diol (14) was selectively
of CoSO4 generated Co2 (SO4 )3 that re- oxidized to give α-hydroxy ketone (15) in
acted with 1-naphthylmethanol in tri-butyl 84% yield at a current consumption of
phosphate to give 1-naphthaldehyde in 2 F mol−1 , even though the electrolysis
66% yield [29, 30]. was carried out in the presence of
R OH
Br−
R′ OH
R2Sn = O
2e R O
Br+
Fig. 3 Mediated oxidation
Anode R′ OH
of diols.
OH OH O OH
2 F mol−1
+
Bu2Sn = O
OH Et4N Br OH
in MeOH
(14) 5 equiv. at 0°C
(15) >99%
84% recovery
R1
I− O (RCO2CH2R)
R2
R1
2e I+ OH (RCH2OH)
R2 Fig. 4 Iodide-mediated
Anode oxidation of alcohols.
R1
PhSMe O
R2
R1
2e [PhSMe]++ OH
R2 Fig. 5 Thioanisole-mediated
Anode oxidation of alcohols.
6.2 Oxidation of Alcohols 179
Anode
Ar3N+• Ar3N
R1 R1 +• R1 + Nu− R1
3
(17)
SR MeCN SR3 Nu
R2 H2O R2 R2 R2
(16) NaHCO3 (18)
[R3S•] 1/2 R3SSR3
OH OH
OH MeCN/LiCLO4, −2e O
2, 6-lutidine
H
(19) N (21)
75%
O• (20)
H
Me OH −e at +0.60 V vs Ag/AgCl Me O Me OH
+
(−)-sparteine
Ph Ph Ph
TEMPO-modified electrode
(22) MeCN, NaClO4 (23) (R)-(22)
+
OH O
−2e, −H+
1.2 V
CH2Cl2, Bu4NBF4 Me CO2H
, −H+
NHCO2Bn
(24) (25)
O
Me
O
NHCO2Bn
O
(26) (74%)
OH
−2e
MeCN, NaClO4 2
OH
TEMPO-modified
graphite felt anode
(27) (28) 98.6%
Phenols (29) substituted with bromo- the reaction of the resulting benzylic
and chloro-atoms in the o, o -positions cation with MeOH (Scheme 12) [69–71].
were oxidized to diaryl ethers (30), The efficiency of this C−C bond forming
while the iodo-substituted phenols (29) reaction depends on the olefinic sub-
provided the diaryls (31) as major products stituents R.
(Scheme 11) [68]. Phenoxy cations (35) electrochemically
The electrochemical oxidation of 4- generated from phenols (34) react with
(2 -alkenylphenyl)phenols (32) in MeCN/ olefins to afford two types of bicyclic
MeOH affords spirodienones (33) aris- compounds (36) and (37), depending on
ing from cyclization by the intramolec- the substituents (X, Y, Z), the solvent used
ular addition of the 4-position of the for electrolysis, and the structure of the
phenol to the olefinic side chain and olefin (Scheme 13) [72].
OH X OH OH OH
X O X X X X
−2e −2e
X = Cl or Br X=I
X R
R R R R
(30) (29) (31)
R R OMe
−2e
HO O
MeCn/MeOH (4/1)
AcOH (30 eq.)
(32) Pt electrodes (33)
R = Me 97%
X O
Y R
R
O
R′
(36) R′
Z = OMe
Y Y Y
Z Z Z R2
−e, −H+, −e R3
+ MeO Z O
MeOH R2
X X
X
OH O O R3 Y X
MeO
(34) (35) (37)
R2
OH O O
R2 R1
R1 R1
−2e
+
MeNO2
LiClO4
OH O O
(38) (39) (40) (41)
R2
R2 R2 Y
R1 −2e + YH
O 1
R + + O + R1 + O
−2H
R3 R3
Y R3
(42)
O O
−2e F MeOH MeO2C F
F
2.0 V vs Ag/Ag + MeONa
Et3N-5HF, MeCN
(43) 3.1 F mol−1 81%
Scheme 17 γ -Acetamidation of ketones via a ketone radical cation and a [1,5]-hydrogen shift.
184 6 Oxidation of Oxygen-containing Compounds (Alcohols, Carbonyl Compounds, Carboxylic Acids)
−e 8 F mol−1
O O + O
Pb/PbO2 anode
stainless steel cathode O O
1 M H2SO4
MeCN/H2O (1/1)
(45) (46)
88% 6%
Ni(OH)2, −e
CHO CO2H
Me t-BuOH-H2O-K2CO3 Me
(47) (48)
68%
Scheme 19 Anodic oxidation of aldehydes to carboxylic acids at the nickel oxide electrode.
6.5 Oxidation of Carboxylic Acids 185
OH OH
R1 I−, −2e R1 OMe Base
(51)
R3 R3 −HI
R2 R2 I
OMe
O MeOH
R1 (52)
R3
2
R
amines in a mixed solvent of water and still a widely applied method because
t-BuOH containing KI gave α-amino ke- of its specificity and versatility, which
tones (57) (Scheme 21) [91]. The reaction cannot be achieved by other chemical
involves enamines as intermediates. methods. The reaction is initiated by a
Electrochemical oxidation of easily ac- one-electron transfer from a carboxylate
cessible alkyl aryl ketones (58) in trimethyl ion (60) to the anode, yielding a radical
orthoformate containing a small amount (61) that dimerizes to a homocoupling
of iodine or organo-iodo compounds gave product (62) (path a, Scheme 23, termed
methyl α-alkylalkanoates (59) in high Kolbe reaction) [94–96]. The reaction is
yields (Scheme 22) [92]. The products (59) very useful for the preparation of higher
are precursors for drugs possessing anti- alkanes or 1,n-diesters. In addition to
inflammatory and analgesic activities. the Kolbe reaction, it has been found
in the beginning of 20th century that
depending on the reaction conditions
6.5 and the structure of carboxylic acid, a
Oxidation of Carboxylic Acids carbenium ion (63) can be formed in a two-
6.5.1 electron oxidation (path b, Scheme 23),
The Kolbe Reaction which is termed non-Kolbe reaction or
Hofer–Moest reaction [94–97].
The Kolbe reaction is the oldest Both types of reaction are applied in
electroorganic reaction, discovered in the organic synthesis. Some representative
middle of the 19th century [93], but is examples are given below.
O
−2e
R CH2CHO + N
KI R
N H2O-t-BuOH
(56) H (57) R = n-Pen; 41%
R
−2e
X X
CH(OMe)3
R I2 or RI CO2Me
(58) LiClO4 •3 H2O (59)
X = H, R = Me; 100%
X = i-Bu, R = Me; 80%
R′ CO2− R R′
−e
(60)′ 62′ R R
−CO2
R′• (61)′
(ii)
(66)
−e (i) (61) (65)
R CO2 − R•
−CO2
R R
(iii) R
(60) (61) (62)
(iii-a) (61)
(iii-b)
R
R (iii-c) (61)′ R 67
• (iii-d)
H• R′
65 (68)
R
(iii-e)
(69)
R R
61′
•
R′
(70)
(71)
The Kolbe coupling reaction and its radical (65) formed by the addition of (61)
modifications are schematically summa- to olefins.
rized in Scheme 24. The Kolbe coupling The reaction of type i is utilized for
reaction produces dimer (62) through a the preparation of a variety of dicarboxylic
radical (61) generated from carboxylate acids. Scheme 25 shows the synthesis of
ion (60) (type i). Modified Kolbe reactions a C-disaccharide (73) from a carbohydrate
are the cross-coupling reactions between carboxylic acid (72) [98].
[R•] (61) and [R •] (61 ) generated from In order to obtain the coupling product
a co-acid (60 ) (type ii), and the reac- (62) in good yield, factors such as anode
tion through trapping of (61) with olefins material, solvent, pH, and structure of the
(type iii). The reaction of type iii can be substrate are critical. In general, the follow-
further subdivided into five types iii-a–e ing conditions are recommended for the
according to the subsequent reaction of Kolbe reaction; solvent: MeOH containing
6.5 Oxidation of Carboxylic Acids 187
OAc OAc
−e, −CO2
AcOCH2 CH2CO2H AcOCH2 CH2 2
52%
AcO OAc AcO OAc
(72) (73)
CF3
CF3 −e, 10 F mol−1 OH
HO
Pt electrodes 0°C
HO CO2H MeOH-MeONa CF3
(10 mol %)
(74) (75)
95% dl/meso = 1/1
Cl −e, 6 F mol−1 Cl
(74) + HO
Pt electrodes
CO2H MeOH-MeONa CF3
(10 mol %)
(76) (77)
1:10 70%
CF3 CF3
−2e
CF3CO2− + NH
CF3CO2H
acetone-H2O N
NaOH H
(78) (79)
8%
O O
−2e
+ N Et NaOH N Et
CO2H MeCN-H2O
O O
CO2H
C5H11
−e
+ C5H11CO2H
NaOH
N (4 eq.) N
Pt electrodes
undivided cell
COMe COMe
(83) (84) (85)
46%
CF3
NC −2e CN
CF3CO2− + CN NC
CF3CO2H
MeCN-H2O
(86) NaOH at 50°C (87)
65%
addition of the initially generated radical, allows the introduction of different sub-
followed by a heterocoupling with a pentyl stituents R by varying the co-acid RCO2 H.
radical (Scheme 30) [109].
A type iii-d reaction leads to the for- 6.5.2
mation of (69). Trifluoromethyl radicals The Non-Kolbe Reaction
generated electrochemically from triflu-
oroacetate can attack electron-deficient 6.5.2.1 Reaction with Nucleophiles
olefins leading to trifluoromethylated car- Depending on the anode material used, the
bon radicals whose chemical and electro- oxidation of a carboxylic acid can lead to a
chemical follow-up reactions can be con- carbenium ion [R+ ], which is trapped by a
trolled by current density, reaction temper- nucleophile (NuH) to afford a one-carbon-
ature, and substituents of the olefins. With shortened product (Scheme 33) [112].
fumaronitrile (86) at 50 ◦ C the monotri-
fluoromethylated compound (87) was ob-
6.5.2.2 Rearrangement
tained in 65% yield (Scheme 31) [110].
The intermediate cation [R+ ] (63) often
With type iii-e reactions compounds (71)
rearranges to a more stable cation [R+ ]
are formed. A radical tandem reaction ini-
(63 ) that is trapped by NuH (Eq. 11).
tiated by the Kolbe electrolysis of (88) gave
tricyclic compounds (89) in a one pot reac- NuH
[R+] [R′+] R′ Nu
tion (Scheme 32) [111]. The electrochem- Rearrangement −H+
ical decarboxylation avoids the usually (63) (63)′
applied toxic tin hydride as reagent and (11)
O O
−2e
( )n RCO2H
( )n
−2CO2
CO2H −2H+
( )m ( )m •
(88) O O
•
( )n ( )n R
R•
( )m ( )m
(89)
n = 1∼3, m = 1∼3; 33–42%
R R R
−2e NuH
CO2H +
+ Nu
−CO2, −H
R′ R′ R′
NuH, AcOH, MeOH
OH O
−2e H2
CO2− dl-muscone
Pyridine-H2O
(9/1)
Me K+ Me
(90) (91)
30%
Scheme 34 1,2-Rearrangement induced by the Non-Kolbe reaction as key step for a
muscone synthesis.
CO2H OMe
OOMe OOMe
OMe −e OMe
Na salt
OMe in MeOH OMe
OMe OMe
(94) (95) a:b = 63:33
BnO2C O BnO2C O
i-Bu i-Bu
N C −2e, 2.3 F mol−1 N C
N COOH N OMe
H MeOH H
Et3N
(99) (100)
93%
OTBDMS OTBDMS
H H CO H
2
−e, 11 F mol−1 H H OAc
MeCN-AcOH (4/1)
NH AcONa (4.5 equiv.) NH
O O
(107) (108)
84%
O O O
HN O HN O −2e HN O
or
MeOH/AcONa
HO2C Me HO2C Me MeO Me
trans-(109) cis-(103) (110)
trans/cis = 77/23
−2e
or
CO2H CO2H MeOH OMe
NaOMe
NHAc CO2H NHAc
exo-(111) endo-(111) (112)
95%
−2e, 2 F mol−1
COOH OMe
N Pt cathode N
graphite or Pt anode
COPh NaOMe in MeOH COPh
−20°C, 75% yield
(113) (114)
(0% ee)
O O
Me −2e, 2 F mol−1 Me ∗
COOH OMe
Me N Pt cathode Me N
graphite anode
COPh NaOMe in MeOH COPh
−20°C
(115) (116)
(39% ee)
Scheme 42 Anodic decarboxylation of a substituted N-phenacyl oxazolidinecarboxylic acid with
partial retention of configuration.
−2e
CONH2 KBr NHCO2Me
MeOH
(119) (120)
7.5 F mol−1, 71%
−2e
O
O
Me O
Me
CONH2 N O
HO H
(121)
MeCN, Et4NBr (122)
53%
during the conversion of (121) to (122) 5. H. Lund, M. M. Baizer, (Eds.), Organic Elec-
(Scheme 44) [132, 133]. trochemistry, 3rd ed., Marcel Dekker, New
However, the conditions of the E-I Hof- York, 1991.
6. O. Hammerich, B. Svensmark in Organic
mann rearrangement are not yet suitable Electrochemistry (Eds.: H. Lund, M. M.
for substrates that are unstable under Baizer), 3rd ed., Marcel Dekker, New York,
weakly basic conditions, since the elec- 1991, pp. 615–657.
trochemically generated bases (EGB) may 7. G. Sundholm, J. Electroanal. Chem. 1971,
be present in the vicinity of the cathode. 31, 265–267.
For example, the E-I Hofmann rearrange- 8. K. Shirai, O. Onomura, T. Maki et al., Tetra-
hedron Lett. 2000, 41, 5873–5876.
ment of (2S)-N 2 -Boc-protected glutamine
9. P. C. Scholl, S. E. Lentsch, M. R. Van de
methyl ester (123) in MeOH containing Mark, Tetrahedron 1976, 32, 303–307.
the bromide ion yielded the desired Hof- 10. I. E. Markó in Novel Trends in Electroorganic
mann rearrangement product in only a Synthesis (Ed.: S. Torii), Springer-Verlag,
low yield (28%) and a by-product (125) Tokyo, 1998, pp. 7–10.
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Kagaku 1994, 62, 1154–1157.
catalyzed cyclization of (123). On the
12. T. Shono, Y. Matsumura, T. Hashimoto
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15. H. J. Schäfer in Topics in Current Chemistry
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6.5 Oxidation of Carboxylic Acids 197
7
Reduction of Oxygen-containing
Compounds
+e
R OH R X R H
X = Br, I, OMs, OTs
Scheme 1 Cathodic desoxygenation of aliphatic alcohols; yields, e.g. for X = OMs: 63–85%.
+e
Ar OH Ar OPO(OEt)2 Ar H
+e
R1CH2 OH R1CH2 H
R = Ar, R CH
1 2
CH
Scheme 3 Cathodic desoxygenation of allylic and benzylic alcohols via in situ formed iodides; yields:
up to 95%.
−e +e
R3P R3P+ O R′ R′ H
R′ OH
Scheme 4 Cathodic desoxygenation of alcohols via phosphonium salts; R : aliphatic, benzylic, yields:
48–96%.
7.4 Cathodic Reduction of Esters and Amides 203
R1 R1
+e
R3 R3 Y = SPh, SO2Ph
Y
R2 OH R2
R1 R1 1R
+e Y = SPh
R2 OH R2 X X = OMs, OTs
Y Y R2
7.3 7.4
Cathodic Reduction of Ethers Cathodic Reduction of Esters and Amides
+e
R1CH2 OR2 R1CH2 H
R1 = Ar, R 3CH CH
+e
RCH2 OCOCH3 RCH2 H + CH3CO2H
R = Ar, R 1CH CH
Scheme 8 Cathodic cleavage of benzyl- and allylesters; e.g. benzyl carbamate, yields: 90–99%.
204 7 Reduction of Oxygen-containing Compounds
+e
RCOOCH2CCl3 RCOOH
Scheme 9 Cathodic deprotection of esters; R: phenyl, phenylNH, benzyl, polyene, yields: 45–90%.
COOMe
R R
+e COOMe Base
2 COOMe O
R COOMe R
R
Scheme 10 Intermolecular cathodic coupling of α,β-unsaturated esters; R: subst. phenyl, yields:
50–60%.
COOMe +e COOMe
(CH2)n (CH2)n
COOMe n = 1 − 4 COOMe
in the literature [1], and hence, typi- A third type of reaction is the reduc-
cal examples of intermolecular and in- tion of the C=O bond of esters. Until
tramolecular coupling reactions are ex- recently, electroreduction of esters to the
emplified in Schemes 10 and 11, respec- corresponding alcohols has been limited
tively [24, 25]. to that of aromatic compounds as shown
α, β-Unsaturated amides show similar in Scheme 13 [1, 29, 30].
reactivities as the corresponding esters. Electroreduction of aromatic esters to
For example, electroreduction of chiral the corresponding aldehydes is accom-
α, β-unsaturated amides affords chiral- plished by the reduction of esters in the
coupling products in partially high di- presence of chlorotrimethylsilane (CTMS)
astereoselectivity (Scheme 12) [26–28]. (Scheme 14) [31].
COY COY O
O Ar 3S 2R Ar 3R 2S
+e
O + O Y= N O
Ar Y
Ar 4R Ar 4S i-Pr
Scheme 12 Diastereoselective intermolecular cathodic coupling of α,β-unsaturated esters; yields:
70–98%, de: 0 to >95%.
+e
COOR CH2OH
X X
Scheme 13 Cathodic reduction of aromatic esters to benzyl alcohols; e.g. X: 3-OH, yield: 91.5%.
+e
COOR CHO
CTMS
X X
Scheme 14 Cathodic reduction of aromatic esters to aromatic aldehydes; X = H, alkyl, yields: 0–70%.
7.4 Cathodic Reduction of Esters and Amides 205
Because of the highly negative reduc- aliphatic esters with the Mg electrode is
tion potentials (∼ −3.0 V vs. SCE) [32], performed in the presence of t-BuOH as a
the electroreduction of esters of aliphatic proton source, the corresponding primary
carboxylic acids to primary alcohols by di- alcohols are obtained in high yield. The
rect electron transfer from the cathode use of t-BuOD instead of t-BuOH yielded
is very difficult and the electrochemical deuterated alcohols with high deuterium
Birch-type reduction of aliphatic esters incorporation (Scheme 16).
in MeNH2 or liquid NH3 has not been This method is also applicable to the
reported until recently (Scheme 15) [33, reduction of amides to the corresponding
34]. This reaction is not a reduction aldehydes and alcohols by controlling
by direct electron transfer from the the amount of t-BuOH and supplied
cathode to the C=O bonds of the es- electricity. The reduction in the presence
ter but the reduction by a solvated of t-BuOD gives deuterated aldehydes
electron. (Scheme 17).
Electroreduction of aliphatic esters has Electroreduction of aliphatic esters
been recently achieved by using a Mg with an Mg electrode, under apro-
electrode [35]. When the reduction of tic conditions, leads to dimerization
+e
RCOOMe RCH2OH
MeNH2, LiCl
Scheme 15 Cathodic Birch-type reduction of aliphatic esters to alcohols; R: alkyl, yields: 95%.
O−
+e +e
RCOOMe R • OMe RCY2OY
Mg electrode t-BuOY
Y = H or D
+e O−
RCOOMe
Mg electrode •
R OMe
Mg2+ O
R
O − O− R
R O
R
OMeOMe OSiMe3
+e CTMS R
R
Mg electrode
OSiMe3
+e 5F mol−1
C3H7CO2Me + C5H11CO2Me
THF/LiClO4
Mg electrode
O O
O
C5H11
C3H7 + C5H11
C5H11 + C3H7
C3H7
O O
O
O
+e
R2
n=2 THF/LiClO4 R1
Mg electrode O
R1COO (CH2)n OCOR2 O O
O
n = 2–4 R2 + R2
n = 3, 4 +e R1 + R2
R1 R1
THF/LiClO4 O
O O
Mg electrode
+e
Mg electrodes
CO2Me
+e, t-BuOH
Me
• OH
•
O− O−
MeO MeO +e, THSCl
TMSO
Scheme 21 Cathodic cyclization of unsaturated esters; yield (alcohol): 60%, yield (TMS ether): 67%.
O Mg
+e (3 F mol−1), THSCl O− O O
2 R1 2
NR2 LiClO4 / THF • •
Mg electrode R1 • NR2 R1 R
NR2 NR2 1
NR2 O NR2
10% HCl
R1
R1
R1 R1
TMSO
CH2OH
COOH
+e
Y CHO
Y
literature [48], the yields are very low. Elec- acids gives acyl anion equivalents. The
troreduction of aliphatic carboxylic acids hydrolysis of the anion yields the cor-
under usual anhydrous reaction condi- responding aldehyde, and the reaction
tions does not lead to electron transfer to of the anion with alkyl halide fol-
the C=O group but leads to a deprotona- lowed by hydrolysis affords a ketone
tion reaction through the reduction of the (Scheme 25) [50, 51].
proton. This deprotonation reaction can be Recently, the electrolysis of aliphatic
applied to the preparation of esters under carboxylic acids in an undivided cell and
mild reaction conditions (Scheme 24) [49]. in the presence of triphenyl phosphine
Appropriate activation of carboxyl has been reported, which turned out to
groups enables reduction of aliphatic car- be one of the most reliable methods
boxylic acids to the corresponding alde- for the reduction of aliphatic carboxylic
hydes. The electroreduction of iminium acids to the corresponding aldehydes
salts prepared from aliphatic carboxylic (Scheme 26) [11, 52]. In this reaction,
+e
RCOOH RCOO− R4N+ R′-X RCOOR′
R4N+
Scheme 24 Cathodic alkylation of carboxylic acids to esters; R: alkyl, aryl, R : alkyl, yields: 24–96%.
Me Me H3O+
RCHO
I− N N
H2N OH
R + +e R −
RCOOH
Me-I O
O
R′-X
RCOR′
H3O+
Scheme 25 Cathodic reduction of activated aliphatic carboxylic acids to aldehydes (R: alkyl, yields:
70–82%) and ketones (R : benzyl, yields: 66 – 72%).
−e Ph3P, +e O− +e
R3P +
R3P O COR′ + R′ CHO
R′-COOH R′ • PR3 H+
triphenyl phosphine is anodically oxidized of the products often depends on the re-
to the corresponding cation radical, which action conditions. The mechanism of the
reacts with carboxylic acids to form electroreduction of ketones and aldehy-
acyl phosphonium salts. These salts are des is similar to that of esters though the
electroreduced to aldehydes. reduction potentials of esters are much
This reaction is applicable to the re- more negative than those of ketones. One
duction of α-amino acids to optically electron transfer from the cathode to the
active α-amino aldehydes with high yields substrates forms anion radical species.
(Scheme 27) [53]. The fate of the anion radical depends on
The acyl radical equivalents formed by the reaction conditions and radical cou-
the electroreduction of acyl phosphonium pling products are often formed under
salts have an interesting reactivity and the aprotic conditions [1, 56, 57], while fur-
electroreduction of nonconjugated olefinic ther reduction of the anion radical to the
acids yields intramolecular coupling prod- corresponding alcohols takes place under
ucts (Scheme 28) [11, 54, 55]. protic conditions (Scheme 29) [1, 58–61].
Since the electroreduction of ketones
shown in Scheme 29 has been well es-
7.6 tablished [1–3, 12, 62–65], one more
Cathodic Reduction of Ketones, Aldehydes, recent interest in the electroreduction
and Carbon Dioxide of carbonyl compounds is focused on
the stereo-selective reduction of ketones.
Reduction potentials of ketones and For example, the diastereo-selective ca-
aldehydes are effected by the sub- thodic coupling of aromatic ketones
stituents. Electron-withdrawing groups has been reported. In the presence of
usually facilitate the electroreduction of a chiral-supporting electrolyte, a low
these compounds [1, 2]. Electroreduction degree of enantioselectivity has been
of aliphatic and aromatic ketones and alde- found [66] (Scheme 30).
hydes generally takes place under mild Electroreduction of carbonyl compounds
reaction conditions; however, the nature under irradiation of ultrasound is another
R1 O− O R1
+e • PBu3 +e
R2 n COOH R1 R2
Bu3P, CH 2Cl2
n
n R2
n = 1, 2
Scheme 28 Cathodic cyclization of unsaturated acids in the presence of triphenyl phosphine; R1 :
alkyl, H, aryl, R2 : H, aryl, yields: 11–49%.
210 7 Reduction of Oxygen-containing Compounds
HO OH
1, aprotic
R R R
+e R 2, H+ R′ R′
O −
• O
R′ R′ +e R
H OH
H+
R′
HO OH
Ar Ar
+e
O • O− Ar *
*
Ar
Me Me Me
Me
Scheme 30 Diastereoselective cathodic coupling of aromatic ketones in the presence of chiral
supporting electrolyte, yield: 91%, 25% ee.
new technique of electrochemistry. For in- anion radical species may act as an electro-
stance, electroreductive-coupling reactions generated base (EGB) (details of EGB are
under ultrasonic irradiation remarkably shown in Chapter 14) and promotes the
increase the selectivity of the coupling base-catalyzed condensation reaction of ke-
(Scheme 31) [67]. tones and aldehydes (Scheme 33) [71–73].
Asymmetric electroreduction of ketones In another case, the anion radical species
to the corresponding chiral alcohols has undergoes regio- and stereoselective in-
recently been reported. Typical examples termolecular coupling reactions with car-
are the reduction of ketones bearing bon–carbon double bonds (Scheme 34) or
chiral auxiliaries [68, 69], and the indi- triple bonds [74]. This reaction is useful for
rect reduction of ketones with alcohol the regio- and stereo-selective formation
dehydrogenase (ADH), as a mediator of cyclic alcohols having a 5-membered
(Scheme 32) [70]. ring [75, 76].
Anion radical species formed by elec- The radical cyclization reaction shown
troreduction of carbonyl compounds show in Scheme 34 exclusively takes place at
interesting reactivities. In some cases, the the higher substituted carbon atom of the
Ar HO OH Ar
+e
O Ar Ar + OH
Me Me Me Me
Scheme 31 Influence of sonication on the selectivity in the cathodic reduction of aromatic ketones:
diol 10–23% (without sonication), 36–42% (with sonication).
R2 R2
+e
O * OH
ADH
R1 R1
Scheme 32 Electroenzymatic reduction of ketones with alcohol dehydrogenase; R1 : aryl, R2 : alkyl,
CHO, CO2 H, yields: 92–100%, 0 – 100% ee.
7.6 Cathodic Reduction of Ketones, Aldehydes, and Carbon Dioxide 211
+e −•
RCH2CHO RCH2CHO
−•
RCH2CHO
−
RCH2CHO RCHCHO
−
RCHCHO
RCH2CHO RCH2CH CCHO
−• R
RCH2CHO EGB
O R O− R OH
+e • 1) +e Me
R
DMF/Et4NOTs 2) H3O+
double bond and forms a 5-membered The anion radical species also adds to
ring, whilst the similar cyclization reaction a carbon nitrogen triple bond and affords
to the silyl substituted carbon–carbon cyclic ketones (Scheme 37) [79, 80].
double bond predominantly occurs at the In contrast to the high regioselectivity
lower substituted carbon atom of the and good yields of electroreductive in-
double bond and forms a 6-membered ring tramolecular coupling reactions of ketones
(Scheme 35) [77]. with multiple bonds shown in Schemes 34
The addition of cathodically generated to 37, the yields of intermolecular coupling
butyl radicals to aromatic rings forms reactions have been very low until recently.
cyclic alcohols with high stereoselectivity However, by using carbon fiber electrodes,
(Scheme 36) [78]. intermolecular coupling reactions have
Me O Me O Me OH
O SiMe3
•
+e
Me •
SiMe3 SiMe3
SiMe3
O O−
R OH
R •
+e R
i-PrOH
Scheme 36 Intramolecular cathodic cyclization of ketones with aryl rings; R: alkyl, yields: 21–74%.
212 7 Reduction of Oxygen-containing Compounds
O O− O
CN CN HO
n n
+e •
n
i-PrOH
Scheme 37 Intramolecular cathodic cyclization of ketones with nitriles; n: 1,2, yields: 55–76%.
O R2
+e
R1 R2 + R3 Carbon fiber electrode R
1 R3
OH
O +e O-
•
R1 R2 R1 R2
OH R1
* −
R1 O H R1 O− H OH
R3 5 R6
2
R2 OH
R4 R R O +e R2 O H3O+
*
• * − * R3 *
R3 R3 R6 R6
R6 R5
R5 R4 R
5
R4
R4
Scheme 39 Diastereoselective cathodic coupling of ketones with allylic alcohols; yields: 60–90%.
7.6 Cathodic Reduction of Ketones, Aldehydes, and Carbon Dioxide 213
OH
O R3 R1 R1 R3
+e R3 BF3 • HOAc R3
+ −
R1 R2 SiMe3 SiMe3
SiMe3
R2 R2
Scheme 40 Cathodic intermolecular coupling of ketones with vinyl trimethylsilane; R1 , R2 : alkyl, R3 :
prim. sec. alcohol, yields: 35–96%.
R3
Me 3
O R3 +e R1 30% H2O2 R1 OH R
Si
+ O OH
R1 R2 Si(OEt)Me2 R2 NaHCO3 R2
Me
R3 R3
Si(OEt)Me2 OH
O SiMe3 SiMe3
+e
+
HO
Scheme 42 Selectivity in the intermolecular coupling of ketones with vinyl trimethylsilanes; yields:
86%.
OMe
R2
O O− N
+e R1 C C
R1 R2 R1 • R2
HO NHOMe
Scheme 43 Intermolecular cathodic heterocoupling of ketones with oximes; R1 , R2 : alkyl, cycloalkyl,
yields: 43–98%.
214 7 Reduction of Oxygen-containing Compounds
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217
8
Oxidation and Reduction of
Halogen-containing Compounds
Dennis G. Peters
Indiana University, Bloomington, Indiana
8.1 8.2.1
Introduction Halogenated Alkanes
+•
I I + e−
(3)
+
3 + I I I + e− + H +
F H2N F O F
F O F
F F
F F
F NH F
F F
F F F F
Fast
RX + e− [RX− •] R• + X−
R• + e− R−
Combination
R2
2R • Disproportionation
RH + R(−H)
R • + SH RH + S •
H C6H5
O O
C6H5CH2 O
2 C6H5CH2CH C O
(b) O CH2C6H5
Scheme 5 Cathodic reduction of cinnamoyl chloride to the corresponding ketene dimer [70b].
chloride; most probably, the resulting in- the carboxylic acid) is obtained as a by-
termediate is reduced again and acylated product of hydrolysis involving adventi-
one more time to afford a mixture of tious water.
cis- and trans-stilbenediol dibenzoate [70, Phenylacetyl chloride and hydrocin-
71]. An analogous set of reactions can namoyl chloride are reduced at mercury
be proposed for the reduction of both to form both acyl radicals and acyl anions
1-naphthoyl chloride and 2-naphthoyl chlo- as intermediates [76]. From electrolyses of
ride [70]. Cinnamoyl chloride undergoes a phenylacetyl chloride, the products include
one-electron reduction at mercury to give 1,4-diphenyl-2-butene-2,3-diol diphenylac-
a radical (Scheme 5a). This radical gains a etate, phenylacetaldehyde, toluene, 1,3-
hydrogen atom from the medium to form diphenylacetone, and 1,4-diphenyl-2,3-
a ketene, which immediately undergoes butanediol, and analogous species arise
dimerization (Scheme 5b). from the reduction of hydrocinnamoyl
In addition to studying the behavior of chloride. Reduction of phthaloyl dichlo-
benzoyl chloride, Cheek and Horine [72]
ride is a more complicated system [77]; the
have examined the reduction of benzoyl
electrolysis products are phthalide, biph-
fluoride; electrolysis of the latter com-
thalyl, and 3-chlorophthalide, but the latter
pound affords benzyl benzoate, diphenyl-
compound undergoes further reduction to
acetylene, stilbenol benzoate, and some
give phthalide, biphthalyl, and dihydrobi-
polymers. Another feature of the reduc-
phthalide.
tion of benzoyl chloride is the possibility
that both acyl radicals and acyl anions are Electrolysis of 2-furoyl chloride
involved as intermediates [71]. at mercury affords mainly 1,2-di(2-
Glutaryl dichloride undergoes reduction furyl)ethene-1,2-diol di(2-furoate); how-
at mercury to give 5-chlorovalerolactone ever, an interesting pair of minor
and valerolactone; a polymeric solid, pos- products are 1,2-di(2-furyl)-2-hydroxy-3-
sibly X[(CH2 )3 CHCl−O−C=O]n (CH2 )3 X cyanopropanone and 3-(2-furyl)acryloni-
(where X = CHO or CO2 H), is additionally trile, in which a fragment of the sol-
produced [73]. Heptanoyl chloride [71], vent (acetonitrile) is incorporated [78].
trimethylacetyl chloride [74], and cyclo- When 2,4,6-trimethylbenzoyl chloride
hexanecarbonyl chloride [75] can be re- is reduced at carbon or mercury
duced at carbon or mercury cathodes cathodes in acetonitrile, the major
to form the corresponding aldehydes; in products are 2,4,6-trimethylbenzaldehyde
addition, the anhydride (and sometimes and 3-(2,4,6-trimethylphenyl)acrylonitrile,
226 8 Oxidation and Reduction of Halogen-containing Compounds
OR O
C6H5 O
C6H5 C6H5 C6H5 C6H5
CH C +
O O O OR
Cl Cl
C6H5 C6H5
Scheme 6 Cathodic reduction of 2-chloro-2-phenylacetyl chloride to pyran-2-one and pyran-4-one
derivatives [82].
C6H5 O
O C C6H5
O O
O O Cl
2e−
H3C C NH CH CCl3 H3C C NH CH C
OCOCH3 Cl
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235
9
Electrochemical Reactions of
Sulfur Organic Compounds
have a lower energy. However, both chem- intermediates (a free radical and the cor-
ical (shown for thioureas, thiocarbonates, responding highly reactive cation). The
and thiocarbamates) and electrochemical anodic behavior of alkyl isothiocyanates
oxidation (tested for aromatic thiocarbonyl appears to be strongly dependent on the
derivatives in poorly nucleophilic media) bulkiness of the alkyl group R. As a mat-
show reaction of C=S double bond open- ter of fact, the exclusive formation of
ing and formation of dicationic dimers five-membered heterocyclic compounds as
(Eq. 1) [8]. shown in Structures (1), (2), and (3) implies
reactions of transient(s) with the start-
R1 R1 R1
ing compound or the nucleophilic solvent
−2e− + +
2 C S C S S C (in the example quoted above, acetoni-
trile will favor formation of structure (1))
R2 R2 R2
(Scheme 2).
(1) The anodic oxidation of 1,2-dithiole-3-
The oxidation step of thioureas can be thiones (R1 , R2 = H, Ph, respectively) was
reversed, as was shown by cyclic voltamme- reported [9, 10] to yield disulfide-linked
try to regenerate thiourea from anodically bis(dithiole-3-thione) dication (Scheme 3).
produced dimeric salt (in AN/Bu4 NClO4 , Homogeneous oxidation of sub-
potentials vs Ag/Ag+ ) (Scheme 1). stituted thiobenzamides and N ,N -
The anodic oxidation of alkyl isothio- diphenylthiourea in aqueous AN/Bu4
cyanates RNCS in wet acetonitrile (AN) NOAc or in aqueous EtOH/Et4 NOTs,
involves the formation of two possible mediated by the organotellurium species
+ +
R2N R2N NR2
−2e (E = 0.5 and 0.8 V)
2 C S C S S C
+2e (E = 0.5 V)
R2N R2N 2 ClO4− NR2
OH OH
−e− H2O −e−
RNCS [RNCS] • +
−H+ RN • S RN + S
CH3CN 2X
2X
R O R O
N C S S N C
MeC S RN C C O C S
N N N
S
R R
(1) (2) (3)
S S S S S S
2 −2e− + +
R2 S R2 S S R2
R1 R1 R1
S Ph
−e N
Ph C NH2 Ph CN +
Ar2Te N
Ph S
generated by the electrooxidation of when pH > pKa (RSH), the only form,
diorganyltellurides, results in substi- RS− , is present, and the Ep remains
tuted benzonitrile and 3,5-diaryl-1,2,4- constant. The oxidation of thiols at a Hg
thiadiazole [11]. The use of the first solvent electrode occurs reversibly (in acid media)
favors the formation of nitriles whereas and involves the formation of a metastable
by using the second electrolyte, the cor- intermediate of Hg(I) (Eq. 2):
responding thiadiazoles were selectively
obtained in a 71–77% yield (Scheme 4). −e
(2)
The oxidation of thioesters of phospho- RSH + Hg RSHg + H+
rus(III) acids (S-ethyldiphenylphosphi-
nite, S,S-diethylphenylphosphonite and Then mercury thiolate transforms into
triethylthiophosphite) in AN/NaClO4 oc- a more stable Hg(II) derivative (Eq. 3)
curs at potentials characteristic for [16, 17].
thioethers with substituents other than
for phosphorus(III) groups, which sug- 2 RSHg (RS)2Hg + Hg (3)
gests the contribution of the lone pair
of sulfur to the HOMO to be predomi- The oxidation of thiols on mercury and
nant. The process is thought to proceed some other metals (M = Zn, Cd) can be
via an intermediate cation radical with the used for the preparation of different bis-
number of electrons n varying from 0.65 thiolate complexes M(SR2 ) [18].
to 0.85, which suggests a catalytic mecha- Under aprotic conditions, prototropic
nism [12–15]. transformations of thiols are relatively
slow, so one can observe distinct waves
9.2.2 of the oxidation of the protonated form
Thiols and of its parent base [19, 20]. Normally,
the oxidation of thiols (aliphatic, aromatic,
In aqueous solutions, the peak potentials and heteroaromatic) affords diorganyl-
of the oxidation of thiols vary with disulfides. So various aliphatic and aro-
pH (Ep /pH ∼ = 60 mV), reflecting the matic thiols are easily converted into the
position of the acid-base equilibrium corresponding disulfides upon oxidation
affecting the SH group. In basic solutions, in MeOH/MeONa with the yields ranging
240 9 Electrochemical Reactions of Sulfur Organic Compounds
from 65 to 95% (Eq. 4) [21]. the deprotonated form [25]. The overall
process can be depicted by the following
−e
RSH 1/2 RSSR (4) Scheme 6.
−H+ The system lipoic-dihydrolipoic acid
The electrooxidation of thiophenol [19], behaves in a similar way.
2-mercaptobenzothiazole [22], 6- and 2- Although thiophenol, like other thiols,
thiopurine [23], 2-thiopyridine [24] results normally forms diphenyldisulfide upon
in their disulfide derivatives in good yields. oxidation [19], in the presence of a strong
Bifunctional compound, 2,6-purinedi- proton-donor (CH3 NO2 /CF3 COOH) it can
thiol [23] can form first a 6,6 -disulfide (4), undergo anodic polymerization to give
and then, by subsequent oxidation of the poly-p-phenylene sulfide (Eq. 5) [26].
latter, give a cyclic product with two S–S
SH
bridges (Scheme 5).
−2n e (5)
In the anodic process of another bifunc- S
n −2n H+
tional thiol, 1,3-propanedithiol, all three n
forms – a neutral molecule, its mono-, and
dianion undergo oxidation. The addition Another example of a polymer formation
of HO− ions to the solution or a ca- is the oxidation of 1,3,4-thiadiazole-2,5-
thodic preelectrolysis (due to the reduction dithiol [27] including the formation of an
of protons), shift the equilibrium toward intermediate disulfide (5). As the latter is
SH S S
N −e N N
N 1/2 N N
−H+
HS N N N N SH HS N N
H H H
(4)
S S
−2e N N N N
4
−2H+
N N S S N N
H H
H2C
CH2S
N N −e N N N N
1/2
HS
S SH −H+ HS
S S S SH
(5) S
−e N N N N N N
5 +
Py/PyH HS S S S S SH
S S S
n
F2
∼30 F mol−1
C
F2 C
HS(CH2)4SH F5S(CF2)4SF5 + C4F9SF5 + SF4
Ni anode F2C C
HF/NaF F2
O
−2e
O2N S NO2 O2N S NO2
Wet AN
−e TolH
Tol 2S Tol 2S+• Tol 3S+
−e, −H+
−e
Ph2S Ph2S+•
Ph
Ph2S +
S C6H4SPh
−H+
[Ph2 S]++ Ph
2 R − Py + R
PhSC6H4 N
−R − Py+H
Ph Ph Ph Ph
+ −2e + + +
2 S C6H4SPh S C6H4SC6H4 S SPh
−H+
Ph Ph C6H4
R
Self-coupling
Ph S SR
PhSR, −e, −H+ +
−e +• S C cleavage
PhSR PhSR PhSSPh + 2 R+
C H cleavage PhS R′
R R′C(H)1-2
Nu, −H+ Nu
X X′
CO2Me −2.3 − 2.9 F mol−1 CO2Me
Ph N Ph N
MeOH
CH2Y CH2Y′
X, Y = H, SPh X′, Y′ = H, OMe
SPh, H OMe, H
R −2e (9)
X R X When there is an Me3 Si group at the α-
−H+
SEt
position of an alkyl aryl sulfide, which
(8) is known to leave more easily than a
A simultaneous cleavage of both C−S and proton, the cleavage of the Csp3 −Si bond
C−C bonds was observed during the ox- gives access to different α-functionalized
idation of β-hydroxysulfides [66] resulting products (R=RCO, or, RR1 C=CHCHR2 )
in two different ketones (Scheme 15). (Scheme 16) [71–73]. However, in a low-
The last reaction in Scheme 13 be- nucleophilic media, it is the rupture of the
comes possible when the sulfide has a S−C(sp3 ) bond that takes place leading
CH2 or CH fragment, adjacent to the to corresponding disulfides in an EC2 C1
sulfur atom whose protons are getting process [73].
more acid when the molecule is oxidized. Both the second and third processes
Electron-withdrawing groups (EWGs) in- in Scheme 13 can also be used for
crease the ease of deprotonation of this site the functionalization of α-silylated alkyl
even more. Thus, α-MeO–, α-AcO–, and phenyl sulfides [74] when oxidizing the
α-F-sulfides were prepared (Eq. 9) [67–70]. latter in the presence of primary alcohols.
When the nucleophilic attack is sterically First, the cleavage of the C−Si bond
hindered or α-protons are absent, prod- (equivalent to deprotonation) and then
ucts acetoxylated in the phenyl ring are that of the S−C bond occurs to give
OH SR −2e
R1 R4 R1R2C O + R3R4C O
MeOH or
R2 R3 AN/H2O
RO−
ArSCH2OR + Me3SiOR
−2e
ArSCH2SiMe3
ArSSAr + Me3SiCH2+
−2e, −H+
ArSCHF EWG
ArSCH2 EWG
Et3N• 3HF −4e, −2H+
ArSCF2 EWG
EWG
−2e, −H+
SCHF R
EWG
SCH2 R
Et3N• 3HF
−4e, −2H+ EWG
SCF2 R
O O
F
−2e
Et3N• 3HF/AN
S Ph S Ph
The preparative oxidation of vinyl sul- that described in Ref. [87] was proposed
fides is thought to proceed via an interme- involving a thiiran intermediate, formed
diate bridged sulfonium cation that can be upon addition of a first Nu to the vinylic
attacked by an external nucleophile from cation radical, which can then be attacked
the less encumbered side to give two iso- by a second Nu from either side to give
mers (Scheme 21) [87]. either gem- or vic-adducts.
As performed in AN, with either Oxidative electrophilic activation of α,β-
H2 O or MeOH added [87, 88], this pro- unsaturated phenylsulfides, carried out
cess can afford different products, for in an AcOH/AcONa solution results in
example α-thioaryl aldehydes or their products of the addition of a nucleophile to
dimethyl acetals. Similar products were the multiple bonds, α,β-diacetoxysulfides
shown to form in systems AN/Et3 N·3HF, or, as a result of a further oxidation, that
MeOH/Et3 N·3HF, and AcOH/AcOK, the eliminates the PhS group, in α-acetoxy
nucleophiles being F, MeO, and AcO, ketones (Scheme 23) [89].
respectively. In the last two cases both Although the oxidation of arylsulfides, as
vicinal and geminal adducts were obtained determined by their HOMO’s structure, is
(Scheme 22). expected to involve cation radical species,
In order to rationalize the product these latter reactions are not always
distribution, a mechanism analogous to detectable by voltammetry at reasonable
R1 R2
R2 a R1C(O) CHR2SR3
C C
−2e, −2H+
R1HC C +
S
b R1CHSR3 C(O)R2
SR3 a b
R3
OH−
R
−2e O
H2O SAr
SAr
Nu Nu
R
−2e R R
Nu SAr
Nu SAr Nu
R AcO R AcO R′
−2e
SPh or
SPh AcOH/AcONa
Alk Alk OAc Alk O
R = H, AcOCH2, CO2R
S S
MeS SMe S S S S S S S S
−e +•
R S R′ R S R′
Y Y
Y = O, S, Se, N, P - containing groups
C—C, C—Si, C—Sn bonds
quite a long half-time life (τ1/2 > 200 s) at dimeric dication. In the presence of water,
room temperature [103]. an ECE process takes place involving the
cleavage of two S−C bonds and leading
H3C • CH3
to a disulfide and a carbonyl compound
SPri S (Eq. 12) [107].
i-PrS SPri i-Pr Pri
−e−
R S R
−2e S
−H+ +
i-PrS SPri i-Pr Pri AN/H2O
O
S
SPri Pri R1 S R1
(10) (12)
This process is more efficient when be-
9.2.4 ing redox-catalyzed [110, 111]. Thus the
Thioketals and Thioacetals use of electrogenerated cation radicals
of some triarylamines (Ar = Tol, p-Br-
The oxidation of geminal dithioethers C6 H4 [112]) as mediators provides even
usually results in the removal of both higher yields of the corresponding car-
organylthio groups affording a disulfide bonyl compounds.
and regenerating a ketone or an alde- In wet acetonitrile, 1,3-dithiane-1-oxides
hyde. Since the thioprotection of carbonyl can be formed from 1,3-dithianes (Eq. 13)
groups is a common tool in organic synthe- [105, 107].
sis, this process received special attention
as a general and selective way of depro- O
tection of various carbonyl compounds. R S −2e, −H+ S (13)
Open-chain bis(diorganylthio)methanes, Nu OH
R1RC
substituted 1,3-dithianes, and related R1 S S
compounds [104–109] can be converted
into corresponding carbonyl compounds The formation of S-oxides has also been
(Eq. 11); it is also possible to deprotect observed when oxidizing a variety of
a ketone thioacetal in preference to an 5-substituted 2-tert-butyl-1,3-dithianes in
aldehyde thioacetal [108]. wet acetonitrile. In an undivided cell,
4-substituted 1,2-dithiolane-1-oxides were
ArS −2e obtained (Scheme 25) [113]. A coupled ca-
ArSSAr + O CH2 (11)
ArS
AN/H2O thodic process, in this case, was the
reduction of protons formed in the an-
In dry AN, the oxidation was shown to odic reaction.
follow an EEC scheme (electrochemical, Under the conditions of electrochemical
electrochemical, chemical reaction) and carbonyl deprotection, some strained
is thought to involve an intermediate cyclic systems like 2-, 2,2-, and
O
S S X
R X −4e
+ RR1C O
R1 Y AN, H2O Y
S S
SPh
+•
Me SPh
SPh Me OMe SPh
−e SPh
Me SPh
Me AN/MeOH (44%)
SPh
• +
+ OMe O
Me S
Me OMe
Ph
(33%)
−2e, −3H+
+ 11
H2O
S S S S S S
O
(11)
O O
+•
−e PhSSPh
PhSSPh PhSSPh C6H4 -S
n
−e +•
ArSSAr1 ArSSAr1
+
+•
k2 ArS SAr1 k1
2 ArSSAr1 ArSSAr + 2 Ar1S+
ArS SAr1
+
−2e
Me2S2 2 MeS+
Me S+
MeS
Nu−
MeS+ + or
+ Nu
Me S
SMe
Pyridin
AN +
N
SMe
MeS+
AN
NHCMe
SMe O
Liquid SO2
SMe
+
MeS N
MeS+ +
Py
MeS+ +
Py +
N
MeS
(7)
O
−2e R1 −4e SR
RSSR + R1
R1 C CH S H2O, −5H+
R O
R = Ph, Tol, PhCH 2
R1 = Ph, n-Bu
−2e
Me2S2 + +
Anthracene
SMe
O
+
SMe
such a way that Me2 S2 is first The resulting t-BuSS• radicals dimer-
oxidized in liquid sulfur dioxide ize to the tetrasulfide, and t-Bu+ car-
to generate a potent methylthiating bocation can be trapped by different
agent, supposedly (MeS)3 + , which can nitriles to afford, after workup, corre-
be isolated as a solid with an sponding N -(t-Bu)amides [135]. In liquid
appropriate counterion or stocked in SO2 , the products of the oxidation of
the solution for several weeks. This t-Bu2 S2 react with phenol yielding S8
reagent regioselectively reacts with and 4-t-butyl phenol almost quantita-
various strongly to weakly activated tively [136].
arenes to afford their methylthiation in The molecule of a thiol or a disulfide
good to excellent yields (Eq. 21) [134]. can serve as a nucleophile for RS+ cations.
Thus, anthracene and 2,6-dimethylphenol Thus the reaction of sulfenium cations,
electrogenerated in CH2 Cl2 /Bu4 NClO4 ,
give 9-methylthioanthracene and 6-
with these substrates results in unsym-
methylthio-2,6-dimethylphenol in 78%
metrical diorganyldisulfides in 47 to 90%
and 97% isolated yields, respectively.
yields (Eq. 22) [137].
Polymethylthiation was also observed
and, with thiophene as a substrate, the −2e R′SH (R2′S2)
R2S2 2 RS+ RSSR′
bis-methylthiated product was formed
predominantly (Scheme 35). (22)
The oxidation of a mixture of aromatic
disulfides, Ph2 S2 or Tol2 S2 , with 2,2,2,-
−2e +
3 Me2S2 2 Me S S Me trifluoroethylamine affording arylsulfany-
SO2/Bu4NPF6 lation of the amino group was reported
Me S (Eq. 23) [138].
SMe SMe
(MeS)3+
+ +
MeS SMe SMe MeS SMe
S S S S
a, a : a, b = 10 : 1
RS SR R1 S S R4
RS SR R2 S S R3
(13) (14)
S S −e S S
+ •
S S Ep = 0.68 V vs SCE S S
S S −e S S
+ • + +
Ep = 1.12 V S S
S S
Authors [143] suppose that sulfur atoms with a gap between the potentials of
are not affected by oxidation and only act formation of a cation radical and of a
as activating double bond substituents. dication of about 0.27–0.46 V depending
However, the analysis of the electronic on the nature of the substituents at S
structure of tetrathiofulvalene shows that, atoms. Similarly, crown ether derivatives
resulting from the interaction of π(CC) of tetrathiofulvalene (15) undergo two con-
secutive reversible oxidations (E1/21 = 0.48
and π(S) orbitals, HOMO of this molecule
is an antibonding combination of π and E1/2 = 0.64 V vs SCE [152]), the po-
2
and nπ orbitals with the predominant tential of the first of which shifts anodically
contribution being from the latter. Indeed, in the presence of several ions (Li+ , Na+ ,
the substitution of one or more S atoms K+ , Ag+ ) in solution.
with Se results in a less conjugated system
and, as a consequence, in higher oxidation S S
S S
potentials [144].
Other conditions being equal, the first O O
O S S S S O S S R
O S S S S O S S R
(16) (17)
S S S S
R R
S , S , S S
256 9 Electrochemical Reactions of Sulfur Organic Compounds
m+
−2(n − 1)e −(mn)e, (mn)X−
n
S −2(n − 1)H+ S S
n mX− n
p-doped form
R R
R +e
S CH S Y + C(OMe) S Y
MeOH, Y−X, −X
R′
R′ R′
Y = Me, PhCH2, PhCO, Ac
S
MeS RR′N
R3 R4
S S
R1 X R2
Me Me Me Me
(18) (19) (20)
258 9 Electrochemical Reactions of Sulfur Organic Compounds
Ph Ph
−
e • Radical
O S O SEt
EtBr Dimerization
Ph Ph
Ph Ph Ph Ph
SEt EtSSEt
½ O O ½ O O
EtS
Ph Ph Ph Ph
e−
S N M+X− S• N S N
acetonitrile
Hg cathode
M+
C C C
O Ph O Ph Ph O
S SMe
2e, H+, Me2SO4
C C H
SBut SBut
+e −•
Ar3P S Ar3P S
Ar Ph, PhCH CH
−•
Ph2P S− + Ph− (PhH)
+e
Ph3P S
Ph3P + S2−
e− − kc
•
ArSR ArSR • ArS− + R
Cleavage
− Fast
R• + ArSR • R− + ArSR
R− + Proton source RH
mechanism would correspond to a Disp reinforced the stability of the primary an-
scheme as shown above (Scheme 43). ion radical while the cleavage rate (PhS−
To date, few quantitative studies are was proven to be the leaving group)
available on sulfides. However, the rates decreased (kc ≤ 1 s−1 ). Transient arylsul-
kc are probably very high when weakly fonyl σ radicals of structure (25) were
activated ArSR are considered. shown to act as electrophiles [208] and
SPh therefore used as intermediates in SRN 1 re-
PhS SO2R actions when electro-inactive nucleophiles
SPh were added to the electrolysis solution.
The reduction of sulfides bearing a
(24) (25)
vic-OH group involves a fast cleavage
With 1,2-di(phenylthio)benzene (24), of the C−S bond accompanied by a
two successive two-electron steps [207] simultaneous elimination of the hydroxyl
can be observed in aprotic DMF (E1 = group. This process can be efficiently used
−1.82 V and E2 = −2.11 V vs Ag/AgI as a mild method to create double bonds,
0.1 M /I− reference system). On the other for example, from ketones [209–211]. The
hand, substitution by efficient electron- yields of such a process are fairly high
withdrawing groups might change dramat- (Scheme 44).
ically the cathodic behavior of ArSR-type The reduction of α-carbonyl diphenyldi-
compounds. Apparently, the captodative thioacetals [212] was reported to be self-
character of substituents attached to the catalyzed (with formation in the course
phenyl ring (see Structure 25) strongly of the cathode process of the couple
R1 R1 R1
PhSCH2Li 2e−
C O C CH2SPh C CH2
1) SPh−
2) OH−
R2 R2 OH R2
O R2 O R2
2e−
R1 C C SPh R1 C CH SPh
PhS−, H+
SPh
PhS-SPh/PhS− that acts as a redox cat- phenylthiolate onto the mercury electrode.
alyst at the potential of −0.63 V vs NHE) With R = t-Bu, the bulkiness of the thio-
(Scheme 45). late forbids that and the cleavage reaction
Hexathioalkyl-substituted benzenes are could be evidenced (by the detection of
considered as new π-acceptors [213]. an anion radical of very short lifetime)
(Scheme 46).
SR The electroreduction of benzothiophene
RS SR presents an example when the saturation
of a double bond can compete with the
RS SR S−C bond cleavage and the chemoselectiv-
SR ity depends on the experimental conditions
(26) (Scheme 47) [214].
Unlike oxygen derivatives, thioesters of
Structures such as (26) were demon- phosphor(III) acids (S-ethyldiphenylphos-
strated [103] to be fairly easily reduced at phinite, S,S-diethylphenylphosphonite and
a Pt electrode. Thus, when R = Ph, an an- triethylthiophosphite) undergo electrore-
ion radical (E ◦ = −1.26 V vs Ag/AgI/I− duction at DME (dropping mercury elec-
0.1 M) of high stability is formed. How- trode) in DMF or AN [215]. An irreversible
ever, macroelectrolyses of the compounds two-electron process results in the P−S
(26) could not be achieved at all since bond scission.
whatever the amount of electricity passed p-Diphenylarylsulfophosphamides ex-
through the cell, the starting material was hibit facile cathodic cleavage reaction yield-
totally recovered. The compounds (26) are ing, after quenching, diphenylphosphinic
expected to react slowly with the tetraalky- acid and aryl sulfide [216].
lammonium salt R4 N+ and the reaction
would correspond to an indirect reduc- 9.3.3
tion of the electrolyte. Compounds (26), Disulfides
with R = primary alkyl groups, led – even
in DMF – to strong self-inhibition ex- The reduction of disulfides is a reverse re-
plained by the adsorption of produced action of thiol oxidation and, under protic
SBut SBut
t-Bus SBut t-Bus SBut
+ − + t-Bu•
e
t-Bus SBut t-Bus SBut
SBut S
S C2H5
H2O/Bu4NOH
SH
conditions, many reactions discussed in takes place along with the homogeneous
Sect. 9.2.2 can be effected in the back reduction of the disulfide (Scheme 49).
direction. Since the process involves a Diaryldisulfides can as well act as elec-
thiolate-anions formation, it can be used trophiles toward electrogenerated nucle-
for in situ generation of S-nucleophiles re- ophiles [221].
acting with appropriate electrophilic part-
ners to give alkylated or acetylated products 9.3.4
(Eq. 26) [217]. Sulfoxides
a SR
O OSiMe3
+2e
RSSR RSSiMe3
Me3SiCl
b SR
SR
Scheme 48 Hemithioacetals and thioacetals via reduction of disulfides in the presence of ketone.
O O
e, Pr2S2
OMe OMe
SPr
Ar1
Ar1 Ar1 Ar1
− Substrate
e •
S O S O− S• O S O−
−
2
Ar1 Ar1 O
e− + S Arylsulfinate(s) as
S
cleavage product(s)
Ar2 O
Ar2
e− •
Ar SO CH CHR Ar SO CH CHR
• ArSO CH2 C R
ArSO CH CHR
•
ArSO CH CHR ArSO CH2 C R
R
2 ArSO +
R
Low concentration
H+/e−
Ar SO CH2 CHR ArSO + RCH CH2
amalgams) via electron transfer. Such re- of aromatic sulfones is depicted in the
actions can be successfully mimicked by Scheme 52 below:
using electrochemistry with cathodes (Hg, The above mechanism underlines the
Pt, glassy carbon) whose potentials can sulfone anion radical as an obliga-
be adjusted to fit the level of the LUMO tory intermediate. The lifetime of such
of a considered sulfone. Generally speak- species depends on the nature of sub-
ing, phenyl alkyl sulfones PhSO2 R (taken stituent(s) on the Ar group. Thus, with a
as model molecules) are electroactive (with strongly electron-withdrawing substituent
the standard potential E ◦ in the range from in position 4 or/and 2 (like NO2 and
−2.2 V to −2.4 V vs SCE) while dialkyl CN groups), highly stable free rad-
sulfones are not sufficiently activated to ex- icals can be obtained [229, 230]. Note
hibit any felt electron transfer up to −3.0 V also that two cleavage routes (a) or/and
versus SCE. Since phenyl alkyl sulfones (b) can be observed according to the
are weakly electroactive [227, 228], electro- nature of Ar and R and the posi-
chemical steps are only visible in aprotic tion of substituents on the aromatic
organic solvents. The reductive cleavage ring [231, 232].
e−
ArSO2R [ArSO2R]−•
a
ArSO2− + R•
[ArSO2R] −•
b
RSO2− + Ar •
SO2R SO2R
SO2R
Thus (29) and (30) at the level of Other disulfones like (32) and (33) were
the first one-electron transfer will lead studied (see Ref. [6]). They exhibit surpris-
to dimers [233] while cleavage reactions ingly stable anion radicals (and even a
will occur only after the disproportion- stable dianion with (32)). Such charged
ation or an electrolyses at the level of species could be used as redox mediators.
the second electron-transfer step [6] (pro- However, reduction of alkyl halides RX by
ducing a dianion). Bulky hexasulfones (33) did not permit the formation of alky-
(31) with different R (Alk, Ar) undergo lated products presumably because of the
a conformational change through elec- strong steric strain induced by alkylation
tron transfer [234]. Separate redox systems of the corresponding carbon atoms in the
were clearly evidenced for a sterically con- cyclobutene ring.
gested structure (presumably possessing a
chair form) of low E ◦ and for an unstable O O
SO2Ph
S
one (produced by electron transfer and of
a short lifetime) with a much higher E ◦
S SO2Ph
since it is more conjugated. Lastly, disul- O O
fones (27) and (28) appear to be cleaved.
(32) (33)
Both undergo an ipso substitution with for-
mation of an R• radical and a subsequent α,β-Ethylenic sulfones exhibit a behavior
coupling with the substrate anion radi- that could be considered as specific and
cal [235]. Sterical hindrance in (27) makes totally different from that of α,β-ethylenic
ortho-coupling unfavorable. However, the ketones or nitriles. Thus, with the present
disulfone (27) shows an interesting case of series, there is practically no case of
a reversible cleavage according to route (a) dimerization or double-bond saturation.
(see general reduction Scheme 52 of aro- This seems to be because of the fact
matic sulfones) and a reorganization of the that reduction of compounds of this
substrate, which can cleave to a phenoxy series cannot be completed neither in
derivative (Scheme 53) [236]. acidic nor in aqueous solutions because
Thus, the progressive accumulation of a fast cleavage occurs at the level of the
alkyl and/or arylsulfonyl groups onto a anion radical.
benzene ring (in the aromatic polysulfones Consequently, the reaction given below
(27)–(31)) led to an increasing stabiliza- could be regarded as an exception (reduc-
tion of the corresponding anion radicals. tion in a DMF/LiClO4 system). Aromatic
e−
28 RO2S −• SO2R RSO2 + • SO2R
Cleavage
•
RSO + O SO2R R S O −• SO2R
•
R + SO
ethylenic sulfones (34) were found [237] like superoxide or acridine anion radical)
to lead selectively to the corresponding (Eq. 29). The product (36), unknown until
δ-disulfones with a high ratio of the d,l now, could be efficiently used in Diels-
isomer (d,l/meso >10) (Scheme 54). Alder synthesis.
Such a behavior, however, was not found It was checked to undergo the ca-
with vinyl arylsulfones: studies in aprotic thodic cyclodimerization, thus providing
organic solvents revealed the existence of a route [241] to ladderanes (37) (Eq. 29).
electrocatalytic cyclodimerizations. Thus, However, this process could not be gen-
sulfones ArSO2 CH=CHR afford corre- eralized by transfer to other unsaturated
sponding cyclodimers [238], often, almost sulfones, because the double bond can
quantitatively (in constant current elec- readily migrate to the β,γ -position, where
trolyses in DMSO/LiClO4 solution, the it favors the cleavage of the concerned
catalytic amount of electricity does not anion radical.
exceed 0.1 F mol−1 ) (Eq. 28). SO2Ph
EGB
SO2Ph 35
Cathode Pt
2 PhSO2 (a) (36)
Activation by (29)
electron transfer SO2Ph Cathode
36
(35)
Trans isomer PhSO2 O2SPh
(b) (37)
(28)
Cyclobutane (35) and its analogs were Lastly, the anodic oxidation of sulfone
not described in literature so far. They anions could be achieved. Examples of the
can be regarded as an easy source both dimer formation are available in a recent
of a cyclobutyl radical [239] (by cleavage of paper [242]. The activity of α-sulfonyl
C−S bond under electron transfer) and a anions at a positively polarized electrode
dienophile [240]. Thus, (35) readily yields was pointed out. The coupling of α,α-
the corresponding cyclobutene (36) in the bissulfonyl anions by anodic oxidation was
presence of electrogenerated bases (EGB) also achieved. These coupling reactions
B(−) −
RSO2CH2SO2R RSO2CHSO2R
BH
were found to be reversible (with reverse leading to their formation, the mech-
formation of the free radical upon the anism of the heterogeneous (direct)
temperature increase) (Scheme 55). reduction is strongly expected to be
ECE (two heterogeneous electron trans-
9.3.6 fers E associated with an extremely
Sulfonium Salts fast chemical reaction C). To illustrate
the influence of the nature of sub-
The cathodic scission of onium cations stituents R on the ease of the elec-
such as ammonium, phosphonium, sul- troreduction in the series of organyl(1-
foxonium, and sulfonium salts was exten- naphthyl)methyl sulfonium salts (39),
sively studied with regard to their reactions some reduction potentials are collected in
and applications in organic synthesis. All Table 1.
sulfonium ions, whatever their structure,
exhibit a cathodic step. Some of them are
easily reduced in aqueous media. Their
fairly good solubility (both in aqueous and S+ X−
organic media) allows them to be regarded Me R
as electrolytes as well and their cathodic (39)
reactivity eventually influences product
distribution. The first charge transfer to Tab. 1 Potentials of reduction (Ep , vs SCE) of
a salt of type (38) could be understood as sulfonium salts (39) at a Pt microelectrode in
a fragmentation reaction to free radicals AN/Bu4 NBF4 ; C = 10−3 M (from
Ref. [243–246].)
either at the cathode surface or in the bulk
of the solution (by homogeneous redox
R X Ep (V)
catalysis) (Scheme 56).
In the presence of an excess of re- −CH3 CF3 SO3 −1.51
ducing species, free radicals (R1 )• , (R2 )• −CH(CH3 )2 BF4 −1.49
or/and (R3 )• are usually reduced very fast −CH2 -C6 H5 BF4 −1.23
and owing to the probable dissociative −CH2 COC6 H5 CF3 SO3 −0.74
−CH2 C(C6 H5 )=C(CN)2 CF3 SO3 −0.17
character of the relevant electron transfer
•
(R1) + R2SR3
+ e− • •
R1R2R3SR− R1R2R3S (R2) + R1SR3
−X− •
(R3) + R1SR2
(38)
O
S+ S+ S+
−
Me CH2Ph Me CH2Ph Me CHPh
−0.79 V −1.23 V −1.74 V
268 9 Electrochemical Reactions of Sulfur Organic Compounds
−•
R1 R1 R1
e− •
N SO2Ar N SO2Ar N + ArSO2−
R2 R2 R2 R1
e−, H+
NH
R2
Ts
H
N (CH2)n N (CH2)n
8e−
Ts N N Ts HN NH
−4Ts−, 4H+
(CH2)n N (CH2)n N
H
Ts
Ts = CH3 SO2
n = 1:yield = 96%
n = 2:yield = 95%
O
X=O
X S
+ S2+
H H
X = NH
N S N
(−1.5 V vs SCE) one obtains equal quan- of about 22% [259]. Cumulene deriva-
tities of di-, tri-, and tetrasulfides, at tives such as 1,1-di-p-chlorophenylbuta-
less negative potentials (−0.9 V), tri- 1,2,3-triene, 1,1-di-p-chlorophenyl-4,4-di-
and tetrasulfides are obtained almost p-methylphenylbuta-1,2,3-triene, and
exclusively [253]. Substituted monohalo- 1,1,4,4-tetraphenylbuta-1,2,3-triene produ-
benzenes such as 4-bromobenzophenone ced 7-membered pentathiepins with 5
and 2-chloronitrobenzene give corre- sulfur atoms [260].
sponding diaryldisulfides [254–256]. The Activated unsaturated compounds react
addition of MeI in the last case, re- with Sx 2− species as well [261]. Thus, acry-
sulting in methyl-(2-nitrophenyl)disulfide, lonitrile gives bis(2-cyanoethyl)trisulfide as
allowed to suppose the process to occur a main product along with some amount
via an intermediate 2-nitrophenyl disul- of 6-amino-5-cyano-7,8-dihydro-4H -1,2,3-
fide anion. trithiocine, if the reaction was carried out
1,4- and 1,2-dinitrobenzene react with in strong basic media (Scheme 60).
polysulfide ions (S3 .− ↔ S6 2− ) or aryl- When 3-chloro-3-phenyl acrylonitrile
disulfide anions ArS2 2− , obtained by was involved in this reaction, a bi-
adding sulfur to the solution of electrogen- cyclic product, 6,6 -diphenyl-4,4 -bis(1,2,3-
erated 4-methylphenyl or 4-fluorophenyl dithiazine) was formed in good yield [262].
thiolates, affording the products of nu- Five-membered cyclic disulfides were ob-
cleophilic aromatic substitution of ortho tained in this reaction when ethylenic
or para nitro groups – nitroarylthiolate, ni- esters or ketones were taken as an un-
troaryl disulfide ions, or an equilibrium saturated substrate (Scheme 61) [263].
mixture of nitroaryl mono- and disulfide An example of the formation of a
ions [257] or NO2 C6 H4 S2 Ar [258], respec- cyclic product, containing only one sul-
tively. fur atom, is the reaction of Sx 2−
In an SRN 1 process with polysul- anions with activated double bonds
fide anions, 3-bromoquinoline afforded of 1,5-diphenyl-1,4-pentadiene-3-one yield-
a mixture of diquinolinyl mono-, di- ing in a substituted oxotetrahydrothiopy-
and trisulfide, all in similar yields ran (Scheme 62) [253].
Ph
+Sx2−
PhCH CHCO2Me
−HSx − 2−, −MeO− S
S O
Ph
C CHC(O)Ph
EtOH-DMF/Mg(ClO4)2 S2
C CHC(O)Ph
Ph
+Sx2−
PhCH CHC(O)Ph
Ph(O)C Ph Ph(O)C C(O)Ph
+
DMF/NaClO4
Ph S C(O)Ph Ph S Ph
(2 : 1)
A similar process with benzalace- The triple bond of the cyano group
tophenone results in different products, in benzonitrile is also affected by Sx 2−
the chemoselectivity being controlled by anions; thiobenzamide was formed in
the experimental conditions, namely the this case in a 40% yield [255, 256].
solvent and the supporting electrolyte An interesting example of a simul-
used [261]. Either an acyclic disulfide, taneous introduction of both sulfur
bis(2-benzoyl-1-phenylvinyl) disulfide (in and carbon using a sacrificial car-
EtOH-DMF/Mg(ClO4 )2 ), or two isomeric bon–sulfur cathode is the formation of 4-
thiophenes (in DMF/NaClO4 ) can thus be morpholino-α-thioxoethaneditioate from
obtained (Scheme 63). Upon the substitu- morpholine [264].
tion of a vinylic proton at C(2) with Br,
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277
10
Electrochemistry of
Nitrogen-containing Compounds
Kevin D. Moeller
Washington University, St. Louis, Missouri
−e, −H+
OR
N ROH N
CHO CHO
(1) (4)
ROH
−e
−H+
• −H+
+ − ⊕
N H −e N
CHO CHO
(2) (3)
fall into one of three main categories. surface and the cycle continues. These re-
In the first category, the radical cation actions have been reviewed previously [9].
intermediate generated oxidizes a second However, a pair of recent experiments
substrate in the reaction medium. This deserves comment here because they illus-
results in a mediated oxidation of the sec- trate the potential utility of these reactions.
ond substrate. In the second category, the The use of a chemical mediator can
radical cation generated undergoes an ad- alter the chemoselectivity of an electro-
ditional reaction with either an olefin or a chemical reaction. In the reaction illus-
nucleophile. In the third category, the elim- trated in Scheme 2, β-methylstyrene was
ination of a neighboring group of the radi- oxidized using both direct electrolysis
cal cation leads to the formation of an elec- and mediated conditions [10]. The cur-
trophile that either traps a nucleophile or rent density, amount of charge passed,
undergoes a second elimination reaction temperature, and other variables were
in order to generate an unsaturated prod- all kept constant. The only difference
uct. All three of these reaction types have was the addition of 6.4 mole percent of
been triggered by the oxidation of an amine tris(4-bomophenyl)amine to the mediated
to form a nitrogen-based radical cation. reaction. The direct electrolysis tended to
afford the product of a four-electron oxida-
10.2.1 tion (7). When 3.5 F mole−1 of electricity
Amine Radical Cations as Electrochemical was passed, a 55% yield of (7) was ob-
Mediators tained along with a 45% yield of (6). With
additional current (6.4 F mole−1 ), a 75%
A variety of amines have been used as yield of (7) was obtained. The mediated
mediators for electrochemical oxidation re- process led to a preponderance of the prod-
actions. In these reactions, the amine is uct from the two-electron oxidation. When
oxidized at an anode surface to form a rad- 3.5 F mole−1 of electricity was passed in
ical cation. The amine radical cation then the experiment using the triarylamine me-
oxidizes a second substrate triggering a diator, a 93% yield of (6) was obtained
reaction of synthetic interest. The regener- along with only 6% of the four-electron
ated amine is then reoxidized at the anode oxidation product.
OMe OMe
Carbon anode
3.5 F mole−1 OMe
Curent density = 15 mA cm−2 OMe
Temperature = 18 °C
(5) (6) (7)
Br N
Scheme 2 Anodic methoxylation of β-methylstyrene without and with an amine radical cation
as mediator.
282 10 Electrochemistry of Nitrogen-containing Compounds
Pd (II) 2 Br N
R
3
+H2O Anode
O •+
Pd (0) 2 Br N
R 3
Scheme 3 Electrochemical Wacker process with amine radical cation-mediated Pd(II) regeneration.
10.2 Oxidation of Amines 283
Undivided cell
Pt anode
5 mole % PdCl2
(1) O
CH3CN/H2O (7 : 1)
O Et4NOTs O
O O
Br N
(10) 3 (11) (85%)
Graphite anode
NH2 divided cell N O
(+0.6 V vs. Ag/AgCl) C
R + R
NaClO4, 2, 6-lutidine
OCOPh
(14) H (15) (16)
O•
R Solvent
a H CH3CN 87% 4%
4 : 1 CH3CN/H2O – 95%
b CH3 4 : 1 CH3CN/H2O – 88%
conditions were used to generate a ketone same as in the aqueous cases illustrated
product. Several examples were reported in Scheme 5. The reactions were run to
including the oxidation of both the primary partial conversion and then the chirality of
and the secondary aliphatic amines. the recovered amine-starting material was
Recently, a similar reaction has been measured. Enantiomeric excesses of 62 to
shown to affect the kinetic resolu- 78% were obtained. The turnover number
tion of racemic secondary amines (Sch- for the N -oxyl radical ranged from 21.7
eme 6) [15]. In this example, N -oxyl radical to 26.5.
(20) was utilized as the mediator. The rest The direct oxidation of tertiary amines
of the reaction conditions remained the leads to the formation of an iminium
284 10 Electrochemistry of Nitrogen-containing Compounds
Graphite anode
NH2 divided cell O NH2
(+0.8 V vs. Ag/AgCl)
R1 R2 R1 R2 + R1 R2
NaClO4, 2, 6-lutidine
O
(17) (R1 = Aryl NH (18) (54–66%) (19) (34–46%
R2 = Me, 62–78% e.e.)
4 examples)
O•
Scheme 6 Kinetic resolution in the oxidation of a rac-sec amine with a non racemic nitroxyl mediator.
ion followed by subsequent trapping substrate that resulted from the opening
with a nucleophile. As illustrated in of the tetrahydrofuran ring in the sub-
Scheme 7, Fuchigami and coworkers re- strate. The oxidation led to the radical
ported the anodic cyanation of 2,2,2- cation of the enamine that underwent a
trifluoroethylamines [16]. In these exper- subsequent reaction with an oxidized bro-
iments, no oxidized product was obtained mide (Br• ) to generate an α-brominated
alpha to the trifluoromethyl group. This iminium ion. Elimination of a proton to re-
result was curious since α-methoxylation generate the enamine, oxidation to reform
reactions showed the exact opposite se- the enamine radical cation, and trapping
lectivity and favored methoxylation on of a second bromine radical again led to an
the carbon alpha over the trifluoromethyl iminium ion. Recyclization afforded the
group [17]. The mechanism of the cyana- bicyclic product.
tion reaction clearly proceeded through The oxidation of an amine can benefit
the formation of an iminium ion. How- from the use of an electroauxiliary [19–28].
ever, it was not clear why this reaction Electroauxiliaries are substituents that
differed so dramatically from the methoxy- both lower the initial oxidation potential
lation process. of the substrate and control the formation
Similar oxidations also occurred with of the subsequent reactive intermediates.
enamine substrates. In the reaction out- To this end, the anodic oxidation of
lined in Scheme 8 [18], the formation of the 6-membered ring α-silylamines in
a dibrominated product arose because the presence of cyanide was shown to
of the initial oxidation of an enamine afford a net displacement of the silyl
CN
Pt anode
NCH2CF3 0.5 M NaCN/ MeOH
NCH2CF3
Divided cell
3.0 F mole−1
Ph Ph
Pt anode
Et4NBr
NC N O NC N O
LiClO4, CH3CN
controlled potential Br
+0.7 V vs. SCE
Br
(22) (23) (82%)
group by cyanide (Scheme 9) [29]. Both initial amine radical cation followed by a
aliphatic and aromatic cases were studied. second oxidation. Finally, the conversion
The reactions were much more selective of the silylated amine to the α-cyanoamine
than the cyanations involving the direct required only 2 F mole−1 of electricity.
oxidations of amines. For example, when Earlier direct oxidations required up to
(24) was oxidized at an anode surface an 4 F mole−1 due to a homogenous electron
inseparable mixture of three products was transfer between the cyanide anion and
obtained. In contrast, the oxidation of (25) the radical cation in solution. The authors
led to the formation of just one product. argued that the increase in efficiency
Three items concerning this reaction arose because of the ability of the cyanide
deserve further comment. First, substrate anion to accelerate the elimination of the
(25) was readily available by metallation silyl group from the radical cation. This
and silylation of the t-butyliminomethyl- decreases the lifetime of the radical cation
protected 3-methylpiperidine. The reaction and reduces the chance for a homogenous
led to an 85% isolated yield of the product electron transfer.
silylated at the 6-position of the piperidine
ring. Second, the stereochemistry of the 10.2.3
cyanation reaction arose because of a N-centered Radicals and Cycloadditions
stereoelectronic addition of cyanide to
the iminium ion generated from the In addition to generating amine radical
elimination of the silyl group from the cation mediators and functionalizing
Me Flow cell Me Me Me
graphite felt anode
LiOAc, MeOH + +
N NC N N CN N
NaCN
Ph Ph Ph NC Ph
(24)
Me Flow cell Me
graphite felt anode
N SiMe3 LiOAc, MeOH N CN
NaCN
Ph Ph
amine substrates, anodic oxidation reac- For cases directly comparable to the
tions can be used to trigger nitrogen- cyclization originating from (27) above,
based radical chemistry. An example of the yields of the product were not as
this chemistry is illustrated in Sche- high. However, a related reaction used
me 10 [30, 31]. In both the reactions il- in the synthesis of an 11-substituted
lustrated, the amines were treated with dibenzo[a,d]-cycloheptenimine derivative
n-BuLi and the resulting anion oxidized at was very successful as shown in Scheme 11
a platinum anode using constant current (Eq. 2) [32]. In this reaction, a controlled
conditions, a divided cell, and a lithium potential electrolysis of (33) led to the
perchlorate in THF/HMPA (30 : 1) elec- formation of the tetracyclic (34) in an
trolyte solution. The one-electron oxidation 85% isolated yield. The reaction was per-
led to the formation of the nitrogen-based formed on a 1 g scale using an undivided
radical that then added to the olefin to form cell, a graphite felt anode, a stainless
a cyclic product. Abstraction of a hydrogen steel cathode, a saturated calomel refer-
atom from the solvent afforded products ence electrode, and a 1% NaBF4 in 70 : 30
(28) and (30). Oxidation of the amines THF/water electrolyte solution. The elec-
without prior treatment with n-BuLi failed trolysis was scaled up further with the use
to afford cyclic products. In cases where of a flow cell. In this experiment, 200 g of
n-BuLi was used, the reactions were both (33) were oxidized in order to afford a 75%
stereo- and regioselective. For reactions isolated yield of (34).
originating from (27) only cis-pyrrolidine Another oxidative cyclization to afford
products were obtained. The product (30) a nitrogen heterocycle is illustrated in
was used further to complete the synthesis Scheme 12 [33]. This reaction was accom-
of (+)–N -methylanisomycin [31]. plished using a platinum gauze electrode
The direct oxidation of unsaturated N - at a controlled potential of +1.8 V versus
methoxy amines also leads to the forma- Ag/AgCl. The reaction proceeded through
tion of cyclic products (Scheme 11) [30]. the initial oxidation of the amide. Evidence
1. nBuLi, THF
2. Pt anode
THF, HMPA
(1)
R NH 0.25 M LiClO4 R N
C6H5 divided cell C6H5
CH3 1.2 F mole−1, −10 °C CH3
(27) (R = H, CH3, Ph) (28) (66–85%)
Same as above
(2) NH N
53%
CH3 CH3
Carbon anode
constant current
(1) R R
NH 0.25 M NaBF4 N
Ph THF/MeOH/H2O Ph
OCH3 (10 : 1 : 1) OCH3
(31a) (R = CH3) (32a) (42%)
(b) (R = Ph) (b) (38%)
OH
Carbon anode
undivided cell
controlled pot. X
(2)
(+1.2 V vs. SCE)
Me NH 1% NaBF4
THF/ H2O Me
OMe
(33) (34) (X = NOMe; 85%)
O O
Pt gauze anode
(+1.8 V vs. Ag/AgCl)
X X
LiClO4, CH3CN
HN O N O
(X = Y = H; yield = 75%)
(35) (36)
Y Y
for this conclusion was obtained by placing reactions (Scheme 13) [34]. In these ex-
substituents on the two phenyl rings of periments, a LiClO4 in acetonitrile so-
the substrate. It was found that sub- lution containing a 2-vinylpyrrole and a
stituents in position X did not influence β-acceptor substituted enamine was elec-
the initial oxidation wave obtained for trolyzed at a controlled potential in an
the substrate, while substituents in posi- undivided cell. As in the case illustrated, it
tion Y did. Electron-withdrawing groups in was not always clear which substrate un-
this position raised the oxidation potential derwent the oxidation. Both (37) and (38)
for the substrate, while electron-donating have similar oxidation potentials (Ep =
groups in position Y lowered the ob- +0.85 and +0.86 respectively). The re-
served oxidation potential. Formation of sult was a [4+2]-cycloaddition reaction
the nitrogen-based radical was followed by between two substrates having nearly iden-
the cyclization reaction. A second oxida- tical HOMO energies. Cyclic voltammetry
tion reaction followed by loss of a proton data indicated that the cycloaddition reac-
and reestablishment of the aromatic ring tions were diffusion-controlled processes.
afforded the cyclic product. In all cases, the product generated was a
Amine-based radical cations have also single regioisomer. The yield for the re-
served as participants in cycloaddition action varied from 23 to 66% (10 cases).
288 10 Electrochemistry of Nitrogen-containing Compounds
Carbon anode
CN
carbon cathode CN
CN + N
Undivided cell
N N Ag/ AgNO3 ref. electrode
CN
CN 0.1 M LiClO4, CH3CN
H CN
Pt anode
LiNO3 ONO2 NaSH OH
C4H9 C4H9 C4H9
Constant current H2O
CH3CN/ H2O/ Et2O
(40) (41) (65%)
undivided cell
NaI
acetone
I
C4H9
(42) (67%)
Pt anode R2 R3
R1 R1
LiNO3
R2 R3 Constant current N O
CH3CN/H2O/Et2O
undivided cell CH3
Anodic oxid.
OH O•
R1 −H+ R1
O O
H H
H CO2H −e− OAC
Pt anode 4 steps R
(1) N
NH Undivided cell NH
O O
O NaOAc CO2H
(45) MeOH/AcOH (46)
84% (+)−PS-5 (R = S(CH2)2NHAc)
O O O
Carbon anode
HN MeOH HN 3 steps N
(2)
NaOAc
−1
HO2C Me 2.5 F mole MeO Me Me
(47) 85%
(48) (49)
2 steps O
N
O
Me
(50)
O O HO2C NH2
(3) N Anodic N 2 steps
NH Oxid. MeOH NH
O 70% O
CO2H OMe
(51) (52) (53)
H H
O Me Pt or glassy carbon O Me
anode
N N
Cbz N COOH Undivided cell Cbz N OMe
Me MeOH, 2.3 F mole−1 Me
H EtN(i-Pr)2 H
(54) (55) (82%)
O O
R R •+
Anodic oxid.
N N
MeOH
−e−, −H+
O O
R R +
+MeOH
N N
−H+
MeO
be effectively utilized for the synthesis of involves the conversion of readily avail-
complex organic molecules. This work falls able starting materials into useful synthetic
into three main categories; the construc- building blocks. This is accomplished by
tion of small molecule building blocks, using the oxidation reaction to selectively
the synthesis of natural products, and the functionalize the starting material. For ex-
synthesis of constrained peptidomimetics. ample, the conversion of p-methoxyanilide
derivatives into quinone N -acylimine ke-
10.4.2 tals has been effected at a platinum anode
Adding Functionality to Synthetic Starting (Scheme 20) [48]. Related efforts have ex-
Materials plored the compatibility of the oxidations
with both substituents on the aromatic
One of the most practical applications ring and a variety of protecting groups on
of the anodic amide oxidation reaction nitrogen. In this work, the quinone imine
O O
H
N R N R
Pt anode
MeOH
LiClO4/ NaHCO3
constant current
OMe undivided cell MeO OMe
acetals (57) were obtained in yields ranging anode in acetic acid using an undivided
from 62 to 97% [49]. cell and constant current conditions.
Anodic amide oxidations have also Oxidation led initially to the α-acetoxy
proven useful for selectively converting amide that then underwent elimination
amides into enamides that have in turn to the enamide. Anodic oxidation of
been used to functionalize the carbon the enamide then led to the diacetoxy
beta to nitrogen. For example, the four- compound that upon heating afforded the
electron oxidation of carbamates was used β-acetoxy enamide (59). Hydrolysis then
to introduce a carbonyl beta to a nitrogen afforded the desired β-ketoamide.
(Scheme 21) [50]. In this example, the In a related set of reactions, anodic
starting carbamate was oxidized at a carbon amide oxidation reactions have been
Pt anode
undivided cell
KOAc, HOAc
R N R N OAc R N
constant current
12 F mole−1 CO2Me CO2Me
CO2Me
(58)
O OAc OAc
Na2CO3 Heat
R Pt anode R OMe
undivided cell
R1 NHCO2Me Et4NBF4, MeOH R1 NHCO2Me
const. current (300 mA)
−10 °C
(61) (62) (58–86%
5 cases)
NaH, THF
reflux
R1 NHCO2Me
(63) (56–97%)
used to make enecarbamates in acyclic current conditions and enabled the synthe-
systems (Scheme 22) [51]. The oxidation sis of 12 g of product. The methoxylated
reactions were typically done on a 6-g amide obtained was used to generate
scale. The desired enecarbamate products precursors of pyrrolidine azasugar deriva-
were then formed using a base-catalyzed tives (66) [54]. Using the same conditions,
elimination of the methoxy group. In this the methoxylated amide (68) could be
work, the enecarbamate products were made on a 5-g scale [53]. Compound (68)
subsequently hydroborated in order to was used as a precursor of the series
form β-hydroxy carbamates. of bicyclic lactam intermediates (69) and
In addition to elimination reactions, (70) [55].
the methoxylated amide products from Kise and coworkers have shown that
electrolysis reactions have been treated organozinc reagents can be added to
with a variety of nucleophiles [47]. In electrochemically derived N -acyliminium
recent studies, these efforts have been ions. These reactions have been used
utilized to expand the chiral pool of to synthesize β-amino acid derivatives
starting materials available to synthetic (Scheme 24) [56].
chemists. For example, consider the re- In an another analogous set of reac-
actions illustrated in Scheme 23 [52, 53]. tions, Matsumura and coworkers have
In these efforts, Steckhan and cowork- shown that electrochemically derived
ers have used the oxidation reaction to N -acyliminium ions can serve as elec-
make a stable N -α-methoxy amide that trophiles in asymmetric alkylation re-
was stored for future use. The oxidation actions (Scheme 25) [57]. In this case,
of (64) is representative of this family the methoxycarbamate of a series of
of reactions [52]. The oxidation was per- cyclic amines was oxidized in order to
formed at a carbon anode using constant generate the N -α-methoxy carbamates,
O O O
Carbon anode
constant current 3 steps
(1) HN O HN O N O
4 F mole−1; NaSO 3Ph
MeOH/Pt cathode HO
CH2Cl MeO CH2Cl H CH2Cl
HO
(64) (65) (76%) (66)
OH OTBS TBSO R R
Same
electrolysis TBDMSCl OMe 3 steps
(2)
NH conditions imidazole NH N
O O O
3 steps
(67) (68) (57%) OTBS (69)
N
O
(70)
Scheme 23 Building blocks for the chiral pool by anodic α-methoxylation of amides.
294 10 Electrochemistry of Nitrogen-containing Compounds
OTBS OTBS
Br +
NHCO2Me NHCO2Me
OTBS Zn/HOAc
X 68% (72) (73)
(72/73 > 9)
NHCO2Me
O
(71a) (X = H) OTBS OTBS
a. Br
(71b) (X = OMe) OtBu
CO2tBu + CO2tBu
Zn/HOAc
56% NHCO2Me NHCO2Me
(74/75 > 9)
(74) (75)
O O
Ph
N ( )n
( )n O O O
*
N *
N X N
TiCl4, i -Pr2NEt Ph O
MeO2C
O OMe CH2Cl2, −78 °C to RT
which were treated with a chiral enolate prove problematic. Typically, they utilize
equivalent. The reactions resulted in the a halogen electrolyte that is oxidized at
formation of enantiomerically enriched the anode surface to form a reactive ‘‘X+ ’’
methylphenidate precursors (77). species. The X+ intermediate then reacts
with the amide nitrogen. A subsequent
10.4.3 elimination reaction generates the desired
Mediated Reactions and the use of N -acyliminium ion. Reactions of this type
Electroauxiliaries have been used to functionalize amino
acid derivatives (Scheme 26) [58], as well
In addition to the direct oxidation of simple as to initiate oxidation – rearrangement
amides, indirect oxidations of amides sequences for building bicyclic amines
have proven useful for synthesizing chiral (Scheme 27) [59]. In the second example,
starting materials. Such reactions are the initial oxidation of (82) led to the
often employed when direct electrolyses formation of an enamine. The enamine
10.4 The Anodic Oxidation of Amides 295
H
O CH3 O Carbon anode O
N undivided cell
Ph N OMe Ph N NH
5% MeOH/CH3CN
O CH3 Et4NCl/84%
H d.r. = 1.5 : 1 O CO2Me
(78) (81)
Cl
O CH3 O O CH3 O
N N
Ph N OMe Ph N OMe
O CH3 O CH3
H H
(79) (80)
1. ∆, NH4Cl/82%
2. H 2, 78%
NH2
NHTs
Multiple steps
AcO N
MeO2C N
(85) (84)
Ac
Scheme 27 I− -mediated regioselective conversion of a diamide to an enamide with subsequent
aziridine formation and methanolysis.
then underwent a second oxidation to form starting material [19–28]. The electroaux-
an alkoxy aziridine intermediate. Trapping iliary works by donating electron density
with methanol afforded the product (83). to the group being oxidized, raising the
Finally, compound (83) was subjected energy of the HOMO and lowering the oxi-
to an intramolecular reductive amination dation potential. In the case of an amide ox-
reaction before being converted into the idation, silicon groups can serve as very ef-
bicyclic (85) using a multistep procedure. fective electroauxiliaries (Scheme 28) [60].
In addition to using indirect oxidation re- For example, the oxidation potential (mea-
actions, electroauxiliaries have been used sured using a Ag/AgCl reference electrode
to circumvent problems with problem- in a LiClO4 in acetonitrile electrolyte solu-
atic amide oxidations. As mentioned in tion) of (86) is half a volt lower than the
Sect. 10.2.2, an electroauxiliary is a group oxidation potential of (87). In addition to
that is added to a molecule in order lowering the oxidation potential of the sub-
to reduce the oxidation potential of the strate, the presence of the electroauxiliary
296 10 Electrochemistry of Nitrogen-containing Compounds
O O
Ph Ph
N OMe N OMe
SiMe3
CH3
controls the formation of the subsequent oxidations of these substrates typically lead
reactive intermediate and thus channels to poor yields of the methoxylated prod-
the reaction toward the formation of a uct (Scheme 30, Eq. 1) [61, 62]. However,
particular product. For example, the oxida- when the amides are substituted with a
tion of (88a) led to the exclusive formation silyl group on the carbon alpha to the
of the methoxymethyl-substituted amide amide nitrogen (93), the oxidation pro-
(89) (Scheme 29) [60]. Without the elec- ceeds smoothly (Scheme 30, Eq. 2).
troauxiliary, a similar reaction originating In addition to silicon, sulfur groups have
from (88b) led to a mixture of products. been used as auxiliaries for amide oxida-
In a related set of reactions, Oku and tion reactions (Scheme 31) [63]. However,
coworkers have been investigating the an- in these cases the mechanism of the
odic oxidation of acyclic amides having reaction is different. The sulfur is oxidized
alkoxy groups on the carbon alpha to to form a sulfur radical cation that is then
the amide carbonyl (91) [61]. The direct eliminated from the molecule in order to
H H
OMe Carbon anode OMe
undivided cell N
(1) N
Et4NOTs, MeOH
O 20 mA (2 F mole−1) O OMe
OTBS OTBS
H SPh Pt anode
H F
Et4NF• 3HF
N CH3CN, 2.9 F mole−1 N
Ph O Ph
O 0.1 eq. (2,4-Br 2C6H3)3N
(95) (96) (66%)
OR
Carbon anode
N N N N
N Et4NOTs, MeOH N
(1)
N 62% (98b) N
N O N O
H H
(97)
(98a) (R = H)
(98b) (R = CH3)
O O
X Y
N NH Carbon anode N NH
N NaOMe, MeOH N
(2)
N 97% (100a) N
N O N O
H (99) H
(100a) (X = OMe, Y = H)
(100b) (X = Y = O)
led to a 62% isolated yield of the methoxy- the synthetic utility of anodic amide
lated product (98b). The anodic reaction oxidations in the synthesis of the octahy-
could be run on a 20-g scale. droisoquinolines needed for the synthesis
In a similar experiment, the anionic of morphine [66]. In this case, an elec-
oxygenation of the substrate (99) failed to trochemical route to the N -α-alkoxyamide
generate the desired hydroxylated product. (102a) was used in order to provide a
In this case, a small-scale (721 mg) anodic complementary route to a reductive ap-
oxidation reaction led to a 97% yield proach to (102b) originating from the
of the methoxylated product. For larger imide (101b) (Scheme 33). The yield of the
scale reactions, it was important to force N -α-alkoxyamide obtained from the elec-
the reaction to completion because (99) trochemical route was not as high (50%)
was difficult to remove from product as the yield obtained using the reductive
(100a). The overoxidized material (100b) approach. However, the use of the anodic
could be separated from the product by oxidation reaction did allow for flexibility in
recrystallization. With this in mind, large- terms of when the alkoxy functionality was
scale reactions of (99) (10–15 g) were introduced into the molecule and did avoid
pushed to a point where they led to 45 the use of base-sensitive intermediates like
to 50% yields of the desired product along imide (101b).
with 25% of the overoxidized (100b).
Both the methoxylated products could 10.5.3
be hydrolyzed using citric acid in wa- ACE Inhibitors A58365A and A58365B
ter/THF or KOH in water to afford the
initially desired alcohol compounds. In As seen in Scheme 33, the ability of
this chemistry, it was clear that the elec- anodic amide oxidations to functional-
trochemical protocol offered distinct ad- ize amines opened up the possibility for
vantages over the more traditional chemi- developing annulation strategies for fus-
cal route. ing rings onto amines and amino acid
derivatives [67–69]. This approach was
10.5.2 used to synthesize the ACE inhibitors
Octahydroisoquinolines A58365A and A58365B [70]. As illustrated
in Scheme 34, these two natural prod-
In addition to their work concerning ucts differed only in the size of their
the synthesis of azathymine derivatives, nonaromatic rings. For this reason, it
Hudlicky and coworkers have also explored was suggested that nearly identical routes
Anodic oxid/
OBz MeOH OBz OBz
BzO Et4NOTs/ BzO BzO
O (X = H2) O 2 steps
N N
or N
X O RO O O
NaBH4 H
(X = O) O
(101a) (X = H2) (102a) (R = Me, 50%) (103)
(101b) (X = O) (102b) (R = H, 80%)
HO2C O O MeO2C O O
N OH N OMe
( )n ( )n
OH
Me Cl
(104a) (n = 1 A58365A) (105)
(104b) (n = 2 A58365B)
1. Anodic oxid
2. TiCl 4
R MeO2C O O
H
N N OMe
( )n ( )n
Me
(107) (106)
could be used to make the two molecules if proline derivative (109) (Scheme 35). The
a procedure was found for annulating the carbon alpha to the nitrogen was then func-
aromatic ring onto the starting amine. For tionalized using a carbon anode, a 0.03 M
A583655A, this was accomplished by first Et4 NOTs in methanol electrolyte solution,
converting prolinol into the substituted and an undivided cell. After 6.5 F mole−1 ,
Carbon anode
0.03 M Et4NOTs
MeOH
undivided cell
6.5 F mole−1
MeO2C O O MeO2C O O
O
(114) (74% from (112))
3 steps (two
N CO2H protections and MeO N CO2Me
an anodic oxid.)
H Cbz
(115)
( )3Cu
BF3 • Et2O, Et 2O
80%
H
Several steps
N ( )3 N CO2Me
Me Bu
Cbz
(117) (116)
CuLi
( )n
OH
NaO3SO HO HO
HO O
O
N
H N CO2H N CO2H
Ac
CO2H OH
N
H H
OH
H
(118) (Bulgecin C) (119) (Bulgecinine) (120)
AcO AcO
Carbon anode
Et4NOTs
N CO2Me MeOH, CH2Cl2 MeO CO2Me
N
5 F mole−1
SiMe3 SiMe3
O O O O
group was protected as an acetate and the the methoxycarbamate protected proline
nitrogen of the proline ring protected with (125) and the second to initiate the
a trimethylsilylcarboxy group. The anodic formation of the bridged bicyclic ring
oxidation reaction then afforded a 66% skeleton. In a reaction typical of anodic
isolated yield of the methoxylated product. amide oxidations, the second methoxyla-
The methoxylated product was converted tion reaction occurred regioselectively at
into bulgecinine (119) in five steps. the least-substituted carbon.
A similar series of reactions have been
studied by Thaning and Wistrand [73, 76].
In these experiments, the acetoyl-protected 10.6
proline derivatives were oxidized using The Synthesis of Constrained
Peptidomimetics
constant current conditions, a platinum
anode, tetrabutylammonium tetrafluorob- 10.6.1
orate as electrolyte, and a methanol solvent Introduction
(Scheme 40).
In many of the direct amide oxidations il-
10.5.6 lustrated above, the reactions were used to
(±)-Anatoxin A functionalize amino acid derivatives. Be-
cause of the reactions effectiveness in this
Shono and coworkers have used a pair area, anodic electrochemistry has proven
of amide oxidation reactions to syn- to be an outstanding tool for building
thesize the naturally occurring alka- constrained peptidomimetics [78–81]. In
loid Anatoxin A [77]. As illustrated in this work, a series of constrained pep-
Scheme 41, the synthesis used the first tide analogs were designed by replacing
anodic amide oxidation to functionalize spatially close hydrogens in a proposed
R1 R2 R1 R2
Carbon anode
Et4NOTs
N CO2Et MeOH, CH2Cl2 MeO CO2Et
N
5 F mole−1
O O
(123a) (R1 = H; R 2 = OAc) (124a) (60%)
(123b) (R1 = OAC; R 2 = H) (124b) (50%)
Carbon anode
const. current
undivided cell
CO2Me Et4NOTs, MeOH
CO2Me
N O N CO2Et
5 steps TiCl4
Me CH2Cl2 MeO N
CO2Et
Cl CO2Me
(130) (Anatoxin A) (129) (70%) (128) (74%)
Scheme 41 A double N-α-methoxylation for the synthesis of the α,α -disubstituted proline: Anatoxin.
active peptide conformation with carbon- in the lab? The key is to recognize that
based bridges. This resulted in molecules such transformations require the selective
that fixed both the peptide backbone oxidation of the initial amino acid starting
conformation and the amino acid side material. Therefore, they are ideally suited
chains in place with a polycyclic ring skele- for use in anodic electrochemistry.
ton. Two such constrained analogs are
illustrated in Scheme 42. While analogs of 10.6.2
this nature are simple to design, they can The Synthesis of Constrained TRH Analogs
be difficult to synthesize. How does one
‘‘simply’’ replace spatially close hydrogens The thyrotropin-releasing hormone (TRH)
with carbon bridges in a real molecule is the hypothalamic tripeptide that releases
H H
O O
O O
N N
?
N N
R1 R2 R1 R2
H H ( )n
H
(131) (132)
O O
O O
?
R1 N R1 N
R2 R2
N H H N
H
H
(133) (134)
A
O O
H H
N N
H H
( )n
N O CONH2 O
N CONH2
O ? O
N N
HN R
H H ( )m
N Ha
B
(135) TRH (136)
H
O CO2Me
O N ( )n H2N
+ N
OR
R ( )m
O H
(138) (137)
Pt wire anode
H and cathode OMe
nBu4PF6
N OR* N OR*
O MeOH O
H O const. current H O
26.8 mA/ 4.5 F
(139) (R* = menthyl) 95% (140)
TiCl4
allyl-TMS
CH2Cl2
−78 °C to RT
N OR*
O
H O
(2 : 1 ratio of diastereomers,
major isomer shown;
Isolated yield of the pure
R-isomer = 54%)
(138)
O O
CH2OBn CH2OBn
Carbon anode
N 0.3 M Et4NOTs N
MeOH
26.8 mA (2.1 F mole−1) OMe
74% (16% rec. SM)
(141) (142)
TiCl4
CH2Cl2
94%
O CH2OH
4 steps N
(137)
Cl H
(143)
74% isolated yield of the methoxy- with titanium tetrachloride and methy-
lated product was obtained along with lene chloride then led to a cycliza-
16% of the recovered starting material. tion – rearrangement sequence that gener-
Treatment of the methoxylated product ated the bicyclic amide (143). Intermediate
306 10 Electrochemistry of Nitrogen-containing Compounds
(143) was converted into the desired pep- analogs with stereocenters in the lactam
tide building block in four steps. Once ring. Second, the cyclization reaction to
the building blocks were available, the form (143) led to a mixture of stereoiso-
fully constrained analogs (136, n = m = 1) mers at the bridgehead carbon. For the
were synthesized in a straightforward fash- purpose of initially screening analogs this
ion [89]. was fine. Both isomers were desired. But
once a biological preference was found
10.6.3 for the isomer having an R-configuration
Sequential Amide Oxidation – Olefin at the bridgehead, a more selective route
Metathesis Strategies became highly desirable. Finally, the re-
arrangement reaction encountered during
While the sequence to synthesize (137) the synthesis of (143) rendered it diffi-
as outlined above proved effective for ob- cult to make seven-membered ring lactam
taining initial biological testing data on analogs. Such analogs were needed in or-
the analogs, it suffered from several major der to reintroduce a degree of flexibility
weaknesses. First, the oxidation reaction into the analogs.
did not allow the presence of either an oxy- In order to address these issues, a
gen or a nitrogen functional group on the strategy for effecting the anodic oxida-
carbon alpha to the amide carbonyl. The tion reaction earlier in the synthesis was
presence of such a group stopped the elec- designed. This plan called for functional-
trolysis, presumably because the oxidation izing a proline derivative and then using
potential of the substrate became higher the resulting methoxylated amide to in-
than the methanol solvent. The result was troduce a vinyl group to the carbon alpha
the need to functionalize the molecule late to the nitrogen (Scheme 46) [72–74]. The
in the synthesis following construction of resulting vinyl proline derivative would
the bicyclic ring skeleton. Such an ap- be coupled to a second vinyl-substituted
proach made it difficult to build bicyclic amino acid building block and an olefin
MeO
(144) (145)
O
BocHN EDCI, HOBt
OH NEM, CH Cl
2 2
Ph 83%
O
BocHN CO2Me 1. Cl 2(PCy3)2Ru = CHPh O
CH2Cl2, 65% BocHN CO2Me
N (24% rec. SM)
Ph N
2. 5% Pd on C Ph
H2, MeOH
(147) (146)
metathesis reaction used to complete the been utilized to synthesize the second
synthesis of the building block [90–93]. In family of analogs illustrated in Scheme 42
the synthesis illustrated, methyl proline (134) [99, 100]. Analogs of this family were
was protected as a carbamate and then oxi- designed as mimics for the Phe7 Phe8 re-
dized at an anode to form starting material gion of substance P [101–104]. In this
(144). This starting material was converted work, an anodic oxidation of the known
into a vinyl-substituted amino acid deriva- 3-phenyl-substituted proline [105] methyl
tive (145) [94–96] that was then coupled ester led to a methoxylated amide (149)
to a known carboxylic acid [97] in order that was treated with a cuprate reagent, de-
to form diene (146). Olefin metathesis fol- protected, and coupled to a Cbz-protected
lowed by hydrogenation of the double bond phenylalanine in order to afford (150)
resulted in the synthesis of the desired (Scheme 47). Ozonolysis and a reductive
building block (147). This route proved amination reaction led to the formation
very effective and has now been used to of a bicyclic derivative that was subse-
synthesize a series of constrained TRH quently converted into a building block
analogs [98]. for solid-phase peptide synthesis (151) by
reprotecting the nitrogen with a t-Boc
10.6.4 group and saponifying the methyl ester
Substance P Analogs and an Approach to with lithium hydroxide.
Piperazinone Rings
constructing complex natural products and ion was regenerated in the presence of
peptidomimetics, recent work has been the nucleophile with the use of an acid.
focusing on developing the reaction as a With the use of the cation pool method,
tool for synthesizing libraries of molecules. both, the need for methanol trapping and
Yoshida and coworkers have recently the need for regenerating the iminium ion
reported that anodic amide oxidation with a Lewis acid can be avoided. The
can be used to make a stable ‘‘cation oxidation reaction is conducted at a low
pool’’ of iminium ions (Scheme 48) [106]. temperature using dichloromethane as the
Once generated, the cation pool was solvent. No nucleophile is present. Under
directly trapped with nucleophiles in these conditions, the N -acyliminium ion
order to generate new carbon–carbon is stable; even to temperatures up to zero
bonds. This development was interesting degrees. Adding the nucleophile to the
because it has the potential to overcome cation pool then completes the reaction.
many of the synthetic problems that Allylsilanes, 1,3-dicarbonyl equivalents,
can complicate the direct trapping of and electron-rich aromatic rings have all
oxidatively generated electrophiles with been used as nucleophiles for this process.
nucleophiles. Since cationic intermediates Recently, Yoshida and coworkers demo-
are generally not stable in oxidation nstrated that the cation pool method can
conditions, the nucleophile for such a be used to make available N -acyliminium
reaction normally needs to be present ion intermediates for parallel synthesis
during the oxidation so that it can trap approaches to molecular libraries [106]. In
the electrophile as it is generated. This this work, the cation pool was split into
creates problems since most nucleophiles separate flasks following the electrolysis
are also sensitive to oxidation. For example, reaction. Different nucleophiles were then
an allylsilane oxidizes at a potential added to each flask in order to form a series
lower than that of an amide. Therefore, of products (Scheme 49).
the oxidative generation of an iminium Direct electrochemical amide oxidation
ion in the presence of an allylsilane reactions have also been employed in
nucleophile is not possible. It was for parallel synthesis using a spatially ad-
this reason that the amide oxidations, dressable electrochemical platform [107].
described in the sections above, were In this work, an electrolysis platform was
normally done in a methanol solvent. The set up so that 16 electrochemical reactions
solvent trapped the iminium ion affording could be run in parallel at the same time.
an N -α-alkoxyamide product that was The cells were set up in a 4 by 4 array
isolated. In the second step, the iminium in which each cell was equipped with a
Carbon anode
Bu4NClO4 Nuc-H or
Split the
(153) (153) (153) (153) (153) …
pool
stainless steel cathode and a graphite rod trapping the incipient N -acyliminium with
anode. The cathodes were welded into a an intramolecular alcohol nucleophile gen-
stainless steel plate that then served as erated a small library of bicyclic amide
a common terminal for the connection products (Scheme 50). The intramolecular
to the current source. The graphite elec- reactions proceeded in yields of 80 to 95%.
trodes served as the working electrodes
and were isolated from each other and
the cathodes with the use of a Teflon 10.8
plate. The 16 anodes were then connected Conclusions
in a parallel circuit so that a constant
current reaction could be performed in The anodic oxidation of nitrogen com-
each cell. In a typical experiment, one of pounds provides an excellent example of
four carbamates was added to each cell how the use of electrochemistry can alter
along with one of four different alcohols. the way in which we view the syntheses
The reaction cells were charged with a of complex organic molecules. Currently,
0.5 M Bu4 NBF4 in 1 : 1 acetonitrile/alcohol there are two main thrusts to these efforts.
electrolyte solution, and then a con- First, the oxidation reactions allow for a
stant current applied until 2.0 F mole−1 reversal in the polarity of known func-
of electricity had been passed through tional groups, and therefore molecules
each cell. The reactions afforded the 16 with nucleophilic nitrogens can be con-
N -α-alkoxyamides in yields that ranged verted into electrophiles. Second, the ox-
from 61 to 95%. In another experiment, idation reactions allow for the selective
O
( )n
N O N O
O ( )m R O ( )m R
(155) n = 2, m = 2, R = H (156) n = 2, R = H
n = 2, m = 1, R = Me n = 1, R = Me
n = 1, m = 2, R = H
n = 1, m = 1, R = Me
functionalization of amine and amino acid 8317. Slightly more sophisticated prepar-
starting materials. The addition of func- ative electrolysis setups can be obtained
from The Electrosynthesis Co., Inc, 72 Ward
tionality to these molecules enables their
Road, Lancaster, NY 14086-9779.
use as building blocks for constructing a 6. For a very brief ‘‘synthetic chemists’’
variety of more complex structures. The re- discussion of basics see K. D. Moeller,
sult has been the simplified construction of Tetrahedron 2000, 58, 9527.
synthetically useful chiral starting materi- 7. For a pair of excellent discussions of
electrochemical principles see H. Lund,
als, biologically relevant natural products,
O. Hammerich, Eds., Organic Electrochem-
and conformationally constrained pep- istry: An Introduction and a Guide, 4th ed.,
tidomimetics. Marcel Dekker, New York, 2001.
Finally, it is important to note that 8. A. J. Fry, Synthetic Organic Electrochemistry,
many of the anodic reactions discussed 2nd ed., John Wiley & Sons, New York,
above cannot be duplicated with traditional 1989.
9. E. Steckhan, Top. Curr. Chem. 1987, 142, 1.
chemical oxidants. For this reason, the 10. U. Bornewasser, E. Steckhan in Electroor-
anodic oxidation of nitrogen-containing ganic Synthesis: Festschrift for Manuel
compounds represents a powerful class of M. Baizer (Eds.: R. D. Little, N. L. Wein-
reactions that has the potential to open berg), Marcel Dekker, New York, 1991,
up entirely new synthetic pathways to pp. 205–215.
11. T. Inokuchi, L. Ping, F. Hamaue et al.,
complex molecules. From the work already Chem. Lett. 1994, 121.
accomplished, it is clear that employing 12. M. F. Semmelhack, C. R. Schmidt, J. Am.
such an approach is both feasible and Chem. Soc. 1983, 105, 6732.
beneficial, and that the ability to selectively 13. Y. Kashiwagi, F. Kurashima, C. Kikuchi
oxidize amines and amides is a valuable et al., Heterocycles 2000, 53, 1583.
14. T. Shono, Y. Matumura, K. Inoue, J. Am.
‘‘tool’’ for any synthetic chemist to have at Chem. Soc. 1984, 106, 6075.
their disposal. 15. Y. Kashiwagi, F. Kurashima, C. Kikuchi
et al., J. Chem. Soc., Chem. Commun. 1999,
1983.
Acknowledgment
16. A. Konno, T. Fuchigami, Y. Fujita et al., J.
Org. Chem. 1990, 55, 1952.
This chapter is dedicated to the mem- 17. T. Fuchigami, Y. Nakagawa, T. Nonaka, J.
ory of Professor Eberhard Steckhan Org. Chem. 1987, 52, 5489.
(9/12/43–2/10/2000). 18. F. Billon-Souquet, T. Martens, J. Royer,
Tetrahedron Lett. 1999, 40, 3731.
19. For general discussions of electroauxiliaries
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Francisco, October 1989. 98. L. M. Beal, B. Liu, W. Chu et al., Tetrahe-
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Chem. 1998, 273, 32 281. 99. Y. Tong, Y. M. Fobian, M. Wu et al., J. Org.
84. For work leading to 136 as a proposed Chem. 2000, 65, 2484.
endocrine receptor bound conformation 100. Y. M. Fobian, K. D. Moeller, Methods in
of TRH see: G. R. Marshall, F. A. Gorin, Molecular Medicine, Peptidomimetics Pro-
M. L. Moore in Annual Reports in Medic- tocols (Ed.: W. M. Kazmierski), Humana
inal Chemistry ( Ed.: F. H. Clarke), Aca- Press, Totowa, NJ, 1999, Vol. 23, p. 259.
demic Press, New York, 1978, Vol. 13, 101. D. G. Payan, Annu. Rev. Med. 1989, 40, 341.
pp. 227–238. 102. M. Ichinose, N. Nakajima, T. Takahashi
85. J. Font, Ph.D. Thesis, Washington Univer- et al., Lancet 1992, 340, 1248.
sity, St. Louis, 1986. 103. C. A. Maggi, R. Patacchini, P. Roverro et al.,
86. L. D. Rutledge, J. H. Perlman, M. C. J. Auton. Pharmacol. 1993, 13, 23.
Gershengorn et al., J. Med. Chem. 1996, 39, 104. M. S. Dramer et al., Science 1998, 281, 1640.
1571. 105. J. Y. L. Chung, J. T. Wasicak, W. A. Arnold
87. W. Li, K. D. Moeller, J. Am. Chem. Soc. 1996, et al., J. Org. Chem. 1990, 55, 270.
118, 10 106. 106. J. Yoshida, S. Suga, S. Suzuki et al., J. Am.
88. L. Laakkonen, W. Li, J. H. Perlman et al., Chem. Soc. 1999, 121, 9546.
Mol. Pharmacol. 1996, 49, 1092. 107. T. Siu, W. Li, A. K. Yudin, J. Comb. Chem.
89. W. Chu, J. H. Perlman, M. C. Gershengorn 2000, 2, 545.
et al., Bioorg. Med. Chem. Lett. 1998, 8, 3093.
313
11
Electrosynthesis of Natural
Products, Fine Chemicals, and
Pharmaceuticals
R. Daniel Little
University of California, Santa Barbara, California
CH CHX CH2X
b′
(1) (2)
1 3 Et CO2 Et 98
2 4 H CO2 Et 41
2 4 H CN 15
3 5 H CO2 Et ∼quant
4 6 H CO2 Et 90
5 7 H CO2 Et ∼10
6 8 H CO2 Et 0
11.2 Reduction 317
H
CO2CH3 2e
CO2CH3
OH
G 2e, 2HD
(H2C) n (when G = COR′) R′
C(R)EWG (H2C)n
EWG = CO2R, COR, CN, etc. CH(R)EWG
(7) G = COR′, CH CREWG (8)
HD = proton donor
O
CO2CH3 OH O
O
+2e, CH2(CO2Me)2
CO2CH3
n-Bu4NBr, CH 3CN
(89%)
NC NC OH
−2.4 V, CH 2(CO2Me)2
CH2OP
(CH2)2OSiPh2Bu-t
n-Bu4NBr, CH 3CN
(90%)
CHO
(12) (13), P = SiPh2Bu-t
O O
O
O CN
HO CH2OP
subsequently converted to enone (15) [18], the most effective. Using it, for example,
a point that converged with an existing allowed the controlled potential reduction
synthesis of quadrone (16). of (17) to proceed in a respectable 76%
yield. As illustrated in Table 3, the prefer-
11.2.3 ence for ketol formation drops when car-
Reductive Cyclization of Ketonitriles ried out at constant current or without us-
ing a diaphragm to separate the anode and
Ketones tethered to nitriles also function
cathode chambers of the electrolysis cell.
admirably as substrates in reductive cy-
The transformation has been employed
clizations [19, 20]. As illustrated by the
extensively in the preparation of precur-
example portrayed in the equation in
sors to a number of natural products
Table 3, reduction leads to the formation of
including dihydrojasmone, rosaprostol,
an α-ketol (18) as the major product. That
valeranone, and hirsutene [20]. Its use en
this functionality is present in many natu-
route to guaiazulene (23) is illustrated in
ral products and that it can be constructed
Scheme 5.
by coupling two very common functional
groups, adds interest to the transforma- 11.2.4
tion [21]. Both controlled potential and Reductive Cyclization of Pyridinium Salts
constant current conditions have been uti-
lized. Of the electrodes examined (Ag, Cd, Pyridinium salts tethered to ketones also
Pb, Zn, C-fiber, and Sn), tin was generally undergo reductive cyclization (Schemes 6
O
O OH O
+e
i-PrOH
CN
(17) (18) (19)
O
CN R O
+e, i-PrOH
(3.4/1 21/22)
(75%)
(21), R = OH
(20) (23), guaiazulene
(22), R = H
4e, 3H+ H H
OH + OH
N COCH3 (58%, 1.3 : 1 25 : 26) N N
t-Bu t-Bu
4e, 3H+ H
N (58%) N OH
O O
(27) (28)
H H
O 4e, 3H+ OH OH
N (46%, >20 : 1 30 : 31) N + N
H H H
(29) (30) (31)
Hg (constant current of 4.2 mA cm−2, charge 8 F mol−1), 10% H2SO4,
0.2 M in pyridinium salt, 20 °C)
O O
CO2Me
O O
−1.2 V, 0.2 M LiClO 4/DMF
I 10 mol% B12, visible light CO2Me
(60%)
(33)
(32)
OAc
EtO OEt
Br
O O
O (36)
Scheme 10 Vitamin B12 -mediated cyclization and conjugate addition to prostaglandin PGF2α .
322 11 Electrosynthesis of Natural Products, Fine Chemicals, and Pharmaceuticals
sees the conversion of cobalt from the serves as the supporting electrolyte, DMF
+3 to the +1 oxidation state, and the as solvent, and ammonium bromide as the
opening of two sites of unsaturation proton donor.
(Scheme 11) [25]. This nucleophilic inter-
mediate reacts rapidly with the alkyl halide 11.2.6
to form the octahedral complex (39) and Organonickel and Organopalladium
reestablish a +3 oxidation state on cobalt. Reagents
Reduction of (39) expels either a radical
or a carbanion and regenerates the nucle- β-Bromoacetals and β-bromoacetates read-
ophilic cobalt (I) intermediate. ily undergo nickel (II) catalyzed cyclization
Typically, the reactions are carried out onto alkenes [6, 7]. The process, illustrated
using a controlled potential, with the po- in Scheme 12, has its nonelectrochemi-
tential set to a value that allows the selective cal counterpart in free radical chemistry
reduction of Co(III) in the presence of as well as in the vitamin B12 -mediated
the alkyl halide and Michael acceptor [26]. chemistry discussed previously. It provides
Only 1–20 mol % of the cobalt mediator an exceptionally powerful method for the
is needed. The reactions are conducted in construction of six-membered rings un-
a medium in which lithium perchlorate der ‘‘environmentally friendly’’ conditions,
Scheme 11 Carbanion formation from alkyl halides and cobalt (III) species.
EtO O EtO O
H −1.5 V (Ag/AgCl), 10 mol % H
Br [Ni(cyclam](ClO4)2, NH4ClO4
0.1 M Et4NClO4, DMF, (88%) H
CO2Me CO2Me
(41)
(40)
HN NH
Ni (ClO4)2 = Ni(cyclam)(ClO4)2 N
N
HN NH H H
•
•
(42), R = H, dihydrocorynantheol • OH
(44) (43), R = Et, dihydroantirhine R
requiring only 10 mol % of the nickel cy- electrogenerated organometallics [27]. El-
clam complex (44) to be effective. Use egant mechanistic studies of several very
of this complex to mediate the process important palladium-catalyzed reactions,
avoids the use of high dilution that is including the Heck reaction, have been
often required of organotin-promoted rad- described within the last five years. The
ical reactions. Cyclization is most effective reader is referred to the original literature
when an electron-deficient alkene is uti- for insight concerning the beautiful way
lized. The product of the reaction of in which the tools common to the field of
bromoenoate (40) is the tetrahydropyranyl electrochemistry can be used to elucidate
ester (41), an intermediate that has been reaction mechanism [8].
used in a synthesis of Ipecac and Corynan- The first example illustrated in
the alkaloids (42) and (43). Scheme 13 portrays a novel route to
In the presence of certain metals, par- the cephalosporin derivative (47) [28, 29]
ticularly nickel and palladium, allylic and through the intermediacy of the allyl nickel
aryl halides serve as convenient sources of species (46). The second example provides
R1 SSO2Ph R1 SSO2Ph R1 S
Br NiBr
N CH2 N
C *, 53% N
O O O
CO2R2 CO2R2 CO2R2
(45) (46) (47)
*NiCl2(bpy) (0.1 equiv), PbBr2 (0.05 equiv), Pt-Al, CC (6.7 mA cm−2, 3.23 F mol−1)
R1 = NHCOCH2Ph
R2 = CH2C6H4OMe-p
R
R R PdBr R
Br PdBr
Pd(0) 2e, −Br
−Pd(0)
N N N
CO2Et N
CO2Et CO2Et CO2Et
(48) (49) (50) (51)
El
R
E
Pd//Pt, PdCl2(PPh3)2 (0.05 equiv),
PPh3 (0.1 equiv), Et4NOTs, DMF,
2.5 mA cm−2 (4 F mol−1), El N
CO2Et
O
H
CO2H
[a] MeOH, NaOMe
O 0.1 amp, 50 V O
2 OAc
H [b] Ac2O/pyr
H
(40% a & b)
HO AcO
H H H
(55) (56)
OH
H
HO
H
(5–10 equivalents) of one of the acids. unmasked the second carboxylic acid unit,
The insect pheromone looplure (61) was which served nicely in a mixed coupling
synthesized by using the nonsymmetrical reaction with (65) (1 : 10 64/65) to provide
coupling illustrated in Scheme 15 [35]. a rapid and efficient (62%) access to the
Electrolysis of (58) and (59) (1 : 2 ratio) alkene (66); epoxidation afforded the insect
provided only moderate yields of the pheromone disparlure (67).
desired coupling product (60) (26–35%), The radical produced from the oxida-
but the use of a tenfold excess of tive decarboxylation may also be trapped
monomethyl glutarate (59) increased the intramolecularly to form five- and six-
yield to 55%. membered rings (Scheme 17). The Kolbe
Of interest is the fact that one of protocol avoids the use of the toxic organ-
the coupling partners in the looplure otin reagents that are commonly used in
synthesis was the half acid-half ester (59). the formation of radicals. Moreover, when
Since the ester was untouched in the alkyltin hydride reagents are used, a C−H
coelectrolysis, it could potentially function bond is formed. The Kolbe reaction proto-
as a site for a second Kolbe oxidation col, on the other hand, allows the radical
and subsequent coupling. This strategy formed after cyclization to be captured by a
was utilized in the synthesis of disparlure different radical in a coelectrolysis experi-
(67; Scheme 16) [36]. A mixed coupling ment, rather than being reduced. This tan-
between the half-acid ester (62) and dem sequence of events has been exploited
nonanoic acid (63) (1 : 10 ratio) proceeded in the construction of prostaglandin pre-
smoothly to afford (64). Saponification cursor (70) [37–41]. Here, the cyclized
CO2H
CO2Me OAc
(58) ( )6
C4H9 KOH/MeOH
500 mA cm−2 C4H9
C4H9
(55%)
MeO2C CO2H (60) (61), looplure
(59)
(CH3)2CH(CH2)4
(CH3)2CH(CH2)4
(66) (67), disparlure
HO2C
OEt
OEt
−e O
O −CO2 MeO2C
MeO2C
(68) (69)
R OEt
R
(33–35%)
O
MeO2C
radical (69) is intercepted by an alkyl rad- These substrates possess several oxidiz-
ical, R• , generated by the oxidation of a able sites. Racemic laudanosine (71), for
fourfold excess of co-acid. example, could be oxidized at nitrogen
or in one or both of the electron-rich
11.3.2
aromatic rings. In fact, it displays five volta-
Arene Oxidations
metric peak potentials at 0.63, 0.81, 1.13,
The power and utility of the anode as a se- 1.30, and 1.47 V (vs Ag/AgNO3 ). Yet, using
lective oxidant is highlighted beautifully by potential control, it proved a simple mat-
the electrooxidative cyclization of 1-benzyl- ter to oxidize a dimethoxyaryl unit in the
tetrahydroisoquinolines (Scheme 18) [42]. presence of the N -methylamine subunit.
MeO MeO a
NMe NMe
MeO MeO
−e
MeO MeO
MeO b
MeO
(71) (72)
1.1 V, CH 3CN,
Na2CO3, LiClO4 [a] Cyclization
(Ca to Cb)
(52%)
[b] −e
OMe
OMe
MeO
MeO
b
aq. Na 2CO3
MeO
NMe a
NMe
MeO MeO
O (74) (73)
The preparative scale oxidation of laudano- product (85) when R = H, and to (86) when
sine (71) at +1.1 V led to the isolation R = OMe. These materials were converted
of a 52% yield of O-methylflavinantine to the natural products (87) and (88) in the
(74) [42, 43]. The mechanism for this ex- manner shown in Scheme 20 [48].
ceptionally useful means of synthesizing In the second instance, the electrochem-
the morphine class of alkaloids is illus- ically generated bromoquinone monoketal
trated in Scheme 18. (90) was converted to the organolithium
Several elegant syntheses of anthra- reagent (91) (Scheme 21) [46, 47]. Its reac-
cyclinone aglycons are based on the tion with ketal (92), a synthon for the 1,4-
ability to intercept the intermediate rad- dipole (93) [49, 50], proceeded smoothly
ical cation (76) formed from the ox- to afford, after sequential treatment with
idation of aromatic ethers (75) and aqueous acid and boron tribromide, a 60%
(79) in situ with alkanols [9, 44, 45]. yield of α-citromycinone (94).
Inter- and intramolecular capture can
occur. As illustrated in Scheme 19, the 11.3.3
methodology leads to the facile construc- [5 + 2] Cycloadditions to Oxidized
tion of substituted quinone mono- and Aromatics
bisketals.
Substituted quinone ketals, prepared in The oxidative electrochemistry of phenols
this manner, serve nicely in annelation has been developed elegantly [51, 52]. The
strategies leading to natural products. Two key intermediate is often the pentadienyl
are illustrated, one in Scheme 20 leading cation (96) that is formed after the loss
to (+)–4-demethoxydaunomycinone (87) of two electrons and one proton from
and (+)–daunomycinone (88) [46–48], the (95) (Scheme 22). It can be intercepted
other in Scheme 21 serving as a pathway by alkenes, at the terminal carbons of
to α-citromycinone (94). The first calls the pentadienyl array, to achieve a [5 + 2]
for a Michael addition of (84) to quinone cycloaddition (e.g. (96) to 97), or by a
ketal (83) followed by capture of the in- nucleophilic solvent such as methanol,
termediate enolate, and leads to annelated leading to a conjugated diene (99). The
OMe O
MeO OMe
R R R
−2e H+
KOH, MeOH (78–94%)
(66–81%)
O O O O
OCH2CH2OH
(79) (80) (81)
OMe O
O MeO OMe O O
[a] −2e, KOH MeOH
OH
[b] AcOH OH
R O
(84)
[b] F
O OH O O OMe O
O
R O OH OH R O OMe OTBDMS
(87%) O
(92)
OR O [b] H3O+
OMe OCH2OCMe [c] BBr3 (60%)
(93)
Br
O OH OH
OCH2OCMe
OMe OCH2OMe OH
(89) OH O OH
(94), a-citromycinone
Y Y Y Y
R
Z Z OMe O
−2e, −H+ R′
X X X X
OH O R R′ R R′
O O
(95) (96)
(97) (98)
MeOH
Y R2 R3
Z R2
R3 MeO Y
MeO
X O X
O Z
(99) (100)
latter constitutes a useful and a novel route is not nearly as efficient. Two products,
to Diels–Alder dienes. (105b) and (106) (futenone) are produced
Both inter- and intramolecular [5 + 2] in a yield of 25 and 15%, respectively.
cycloaddition modes have been utilized in Notice the different current densities that
the synthesis of natural products. Success- are associated with these transforma-
ful intermolecular cycloaddition depends tions, 10 mA cm−2 for the reaction con-
on making an appropriate selection of ducted in MeOH/AcOH, 0.27 mA cm−2 in
solvent, supporting electrolyte, oxidation AcOH/TFA (trifluoroacetic acid). It turns
potential, and current density. This is out that the success of many of the cycload-
nicely illustrated in Schemes 23 to 25. For ditions depends on finding the optimal
example, in methanol the controlled poten- current density.
tial oxidation of phenol (101) affords a high Asatone (110; Scheme 25), a neolignan,
yield (87%) of (102), the adduct wherein was quickly assembled by capitalizing
methanol has intercepted the reactive in- upon the ability of a nucleophilic solvent to
termediate [51]. In contrast, a constant intercept the intermediate cation formed
current electrolysis conducted in acetoni- upon the electrooxidation of (108); in this
trile rather than methanol, led to an 83% instance the conjugated 1,3-diene (109)
yield of quinone (103). was produced. This result contrasts with
As the examples portrayed in Scheme 24 the oxidation of 4,5-dimethoxyphenol (101)
show [51], cycloaddition is often carried (Scheme 23) wherein the nonconjugated
out in mixed solvent systems consisting of 1,4-diene (102) was generated. Diene (109)
either methanol/acetic acid (2 : 1) or acetic served admirably as both the diene and
acid/trifluoroacetic acid (4 : 1) with lithium the dienophile in an intermolecular Diels–
perchlorate as supporting electrolyte. Cy- Alder reaction leading to asatone (110) [51].
cloaddition between the oxidized form The intramolecular [5 + 2] cycloaddi-
of (101) and alkene (104E) leads to the tion mode has been studied exten-
neolignan (105a) in high yield, and with sively. The chemistry bears a remark-
preservation of the olefin geometry. When able similarity to the arene-olefin meta-
the Z-isomer (104Z) is used, the chemistry photocycloaddition [53] reaction (e.g. 114
330 11 Electrosynthesis of Natural Products, Fine Chemicals, and Pharmaceuticals
OH O
(101) O (102)
CCE, aq MeCN
n-Bu4NBF4 (83%)
OMe
O
(103)
OMe O (104E) R
O
OMe CCE at 10 mA
+ MeOH/AcOH (2/1) O OMe
R1
R LiClO4 (81%)
R2 O
OH
(104E) (E-isomer)
(105a)
(101), R = allyl (104Z) (Z-isomer)
R = allyl, R1 = H, R2 = Ar
CCE at 0.27 mA
(104Z) AcOH/CF3CO2H (4/1)
LiClO4 (25% (105b), 15% (106)) O = Ar
O
R
O
O
O OMe H
OMe O O
R1
R2 O Ar
OMe
(105b)
R = allyl, R1 = Ar, R 2 = H (106), futenone Ar (107)
R′ R′
R′ O R
CCE at 5 mA R
MeOH, LiClO4 R
MeO Diels-Alder R
MeO OMe (34%) Dimerization
OMe R
OH MeO R
O R′ O
(108), R′ = allyl (109)
(110), R = OMe, R′ = allyl
asatone
OMe OMe
OMe MeO O
MeO
CCE, MeOH/AcOH
LiClO4 (64%)
R O
OH O
OAc
R = CH(CH3)CH2CH2CH CHCH2OAc AcO (113)
(111) (112)
1. hn (70%)
2. Br 2, CCl4
3. R 3SnH
OMe O
(114) (115)
R R′ −e R R′ R R′ R R′
−e
N
N
H Base N −M+ N
H M
O O
NR −e, −H+ NR
a
(120) (121)
MOMO OMe
OMOM OMOM HO OAc
Me 1. n-BuLi
N
2. −e N
OMOM Me Ar N
H OMe Me
(53%)
(122) (123)
(124), (+)-N -methylanisomycin
N N
−2e
N N
H H
CO2Me CO2Me
(126)
(125), cantharanthine
N N
NaBH4
16 N
N H
H V V
MeO2C MeO2C
(128)
(129), anhydrovinblastine V = 10-vindolinyl
Oxidation was carried out at a potential Both pyrrolizidine and indolizidine al-
that allowed the selective oxidation of can- kaloids can be synthesized by taking
tharanthine (125). The overall process was advantage of the anodic α-alkoxylation
shown to occur in a stepwise manner with of N -alkoxycarbonylpyrrolidines (e.g. (131)
vindoline (127) intercepting the putative to (132), Scheme 31). The method has
dication (126). Reduction of (128) with been utilized to synthesize isoretronecanol
sodium borohydride afforded anhydrovin- (137), trachelanthamidine (138), elaeoka-
blastine (129) in a 52% yield accompanied nine A (135), and elaeokanine C (136) [57].
by 12% of the material epimeric at C16 . Once the methoxy group has been installed
As indicated previously, amides (carba- and nucleophilic capture of the intermedi-
mates) (120) are susceptible to oxidation ate has occurred, the product (132) can be
at an alkyl center adjacent to nitrogen. treated with an enol ether (e.g. 133) and
The resulting acyl imminium ion (121) titanium tetrachloride to affect C–C bond
can be intercepted by a variety of nucle- formation adjacent to nitrogen. This se-
ophiles in a process that sets the stage quence served nicely in syntheses of both
for subsequent carbon–carbon formation indolizidine alkaloids elaeokanine A (135)
(Scheme 30). As the following discussion and C (136).
illustrates, the creative utilization of this A formal total synthesis of vincamine
protocol provides an exceptionally useful (144) was achieved, once again by capital-
entry to a host of alkaloids. izing upon the ability to affect oxidation
O O O
NR −e, −H+ NR Nu NR
a Nu
O
−2e, MeOH TiCl4 (81%)
N OMe OTMS
N N
CO2Me CO2Me CO2Me
(134)
(131)
(132) (133)
H
R
N
R′ O H O
N N
(137), R = CH2OH, R′ = H
isoretronecanol OH
(138), R = H, R′ = CH2OH
(135), elaeokanine A (136), elaeokanine C
trachelanthamidine
CO2Me
CO2Me
CO2Me
N
CO2H CCE, MeOH HCO2H N O O
MeO N OMe
Et4NClO4
(76%)
Et CO2H Et
Et
(139) (140) (141)
Br
N
N
N N
OH H (142)
Et CO2Me
CO2Me
Et
α to nitrogen [58, 59]. Thus, when the treated with formic acid, (140) transformed
piperidine carboxylic acid ester (139) was to lactone (141) in a 76% yield after
oxidized at a constant, it was efficiently chromatography. Hydrogenation, hydroly-
converted to methyl ether (140). When sis, and esterification afforded ester (143).
O O
N −e, −H+ N
G G
(145) (146)
E E E E
E CCE (single cell)
OMe
E TiCl4, CH2Cl2
N Et4NClO4, MeOH N
N (77%)
(71%)
O O O
(149)
(147), E = CO2Me (148)
CO2H CO2H
N N
The latter served as a key-coupling partner amide and ester units of the resulting
with tryptophyl bromide (142) en route to epimeric esters provided the natural prod-
the assembly of vincamine (144). ucts (150) and (151).
Another useful route to alkaloids in- A convenient method to affect the ox-
volves the electrochemical oxidation of idation β- to nitrogen in piperidines is
lactams (145) bearing functionality on based on the anodic oxidation of N -
nitrogen that can be used to intramolec- carboalkoxy piperidines (Scheme 35). The
ularly capture an intermediate acyl im- electrochemical oxidation of piperidine
minium ion (146). The concept is por- (152) in the presence of acetic acid
trayed in Scheme 33 and is highlighted and potassium acetate, for example, af-
by the synthesis of alkaloids lupinine forded a mixture of isomeric 2-hydroxy-
(150) and epilupinine (151) shown in 3-acetoxypiperidines (153) in a combined
Scheme 34 [60]. Thus, the electrooxidation yield of 93%, following an aqueous
of lactam (147) provided a 71% yield of workup [61]. Reduction with sodium boro-
ether (148). Subsequent treatment with ti- hydride severed the C–OH bond. Treat-
tanium tetrachloride affected cyclization ment with acid and then base completed a
and afforded the [4.4.0] bicyclic adduct synthesis of pseudoconhydrine (154).
(149). Krapcho decarbomethoxylation fol- The anodic α-alkoxylation of amides
lowed by hydride reduction of both the [10–12, 62–65] has been used extensively
OAc
[a] NaBH4 (78%)
OH
AcONa, AcOH
n-Pr N Single cell n-Pr N OH [b] HBr (58%)
(93%) N
H
CO2Me CO2Me
(154)
(152) (153)
pseudoconhydrine
CO2Me
[a] C-anode, Pt-cathode
CO2Me 0.03 M Et4NOTs, MeOH t-BocN
3 F mol−1 (99%)
t-BocN
[b] allylTMS, BF3 (77%)
(156) O
H2N CO2Me
(155) N
Ph
O H
O BzlO CO2Me
BzlO CO2Me
N (159)
N Ph
Ph
(158) (157)
26. R. Scheffold, G. Rytz, L. Walder et al., Pure mechanism in Electroorganic Synthesis (Eds.:
Appl. Chem. 1983, 55, 1791–1797. R. D. Little, N. L. Weinberg), Marcel Dekker,
27. H. Tanaka, S. Sumida, K. Sorajo et al., Ni/Pb New York, 1991, pp. 145–151.
Bimetal-redox mediated reductive addi- 46. D. K. Anderson, C. E. Coburn, A. P. Haag
tion/cyclization of allenecarboxylate with et al., Tetrahedron Lett. 1983, 24, 1329–1332.
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339
12
Electrochemistry of Heterocycles
Claude Moinet
University of Rennes, Rennes, France
(80–96%)
n = 1; R = Me, CH2Ph
n = 2; R = H
R
CO2H
•
−e − CO2
+ RCO2H + R•
X −H+ X X
initial radical generated by a Kolbe reaction deprotonation reactions are favored by the
adds to a double bond within the molecule presence of bases in the medium.
prior to trapping the radical from a second More generally, electrolytically formed
carboxylic acid. electrophilic centers react with nu-
Cations resulting from a two-electron cleophilic centers. For example, in
oxidation of carboxylic acids (non-Kolbe Scheme 4 [7], an electrogenerated nitroso
electrolysis) or from compounds having group leads to a nitrogen–nitrogen bond
protons in the α-position to heteroatoms formation after reaction with an amino
as shown in Scheme 3 [6] react with group. When the electrolysis is performed
nucleophilic centers. In the last case, in a batch cell, a rapid cyclization
•+
−e
H3C N CH2CH2OH H3C N CH2CH2OH
CO2CH3 CO2CH3
−H+
• −
H2C N CH2CH2OH O
−e − H+
CO2CH3 N
H3CO2C
(60%)
R = CH3, Ph
C6H5
C6H5 C6H5
C6H5 N
−2e − H+ + NH
N NH2 N NH
C6H5 C6H5
C6H5
(95%)
H H
N N
CH CHCO2Et +e + H+ CH
•
CH2CO2Et
CH CHCO2Et CH CHCO2Et
N N
H H
H H
N CH2CO2Et +e + H+ N CH2CO2Et
•
N CHCO2Et N CH2CO2Et
H H
(86%)
Br N N N N
N • N
N +e − Br−
N
F F
N N N N
N N
−H
•
N N
H •
F F
(91%)
H3C OH
O O−
• + H3C
+e +e + 2H
N N N
R R R
R = CH2CH = CH2, n.C3H7, n.C4H9 (26–36%)
R1
CHR1COR2 CHR1COR2
+4e + 4H+ −H2O R2
R3 NO2 −H2O R3 NHOH R3 N
C6H5 C6H5
+2e N N
C6H5 N N C6H5 + 2Br−
+Br(CH2)4Br
(81%)
H Me H Me Me Me
NC CN NC CN NC • CN NC CN
−e −H+ −e
•+ +
Me N Me Me N Me Me N Me Me N Me
Me Me Me Me
(80%)
−e −H+ −e
•+ •
+CN−
N N N N CN
+
R1 S −2e R1 S +H2O S
+ R1COR2
2 2 −H+ S
R S R S
+
R1 = H; R 2 = H, CH3, t-Bu, p-CH3OPh, Ph
R1 = CH3; R 2 = Ph
MeO2C S MeO2C S
+2e + 2H+
(80–85%) (77–98%)
CO2− R2 R2
−e R3 R3
R2 + R3CO2− O + O
O −CO2
R1
R1 R1
R1 = H; R 2 = H; R 3 = CH3O2C(CH2)2; CH 3O2CCH2 (41–68%)
R1 = CH3CO2; R 2 = OEt; R 3 = CH3(CH2)7
OCH3 OCH3
H3CO CH3 H3CO CH3
N N
CH3CN NaClO4 (Pt)
1.1 VSCE
O O
H3CO H3CO
OCH3 OCH3
(45%)
OCH3 OCH3
H3CO R1 H3CO
N
CH3CN HBF4 (Pt)
1.2 VSCE N COCF3
R1 = CF3CO; R 2 = H
R2
OCH3 O
(62%)
EA
H H
O SnBu3 O
CH2Br2 Bu4NClO4 (C anode)
Constant current-undivided cell
H H
Br
(70%)
EA
( )n ( )n
CH3CN H2O Et4NBF4
O N HO O N O
−2e − 2H+
n = 1 (74%)
n = 2 (63%)
MeO H
OMe Me OMe
30% MeOH/THF Et4NOTs
Me O Me
Me (RVC anode)
( )n H ( )n H
HO
H
n = 1 (74%) (3 : 1 mix of t/c isomers)
n = 2 (56%) (1 : 1 ratio of isomers)
MeO TMS
OMe
OTs
Et 4N O
TMS H
MeO ode) CH2Ph
OMe C an
t id in e-(RV −1 )
2, 6-
lu mole (74%)
OH (2 F
CH2Ph
1-sa
me c O
ondit
ions OMe
(4 F
mole −1
2-H + )
O
CH2Ph
(69%)
H
OH O
( )n CH3CN Bu4NBF4 (Pt anode) ( )n
N Undivided cell-constant current N
Boc N Boc N
O CO2Me O CO2Me
H H
(n = 1, 2) n = 1 (15%)
n = 2 (48%)
H3C H3C CN
H Ar CN Ar H
H3C CN N N
CH3CO2H (CH3CO)2O O O
ArCH2 +
NHCOCH3 Anhydrous Na2CO3 (Pt anode)
CH3 CH3
R2 OH R2 O− R2
NaOEt −e
( )n ( )n H •
EtOH O
R1 O R1 O R1 O ( )n
R2 R2 R2
−e −H+
O
• OH OH
R1 O ( )n R1 O ( )n R1 O ( )n
+
n = 1; R 1 = C6H13, (C2H5)2CH; R 2 = H
n = 2; R 1 = (C2H5)2CH; R 2 = H, CH3
CO2Me MeO2C
N
N
MeOH LiClO4 O
OH (C anode)
Br Br Br Br
OH O
C2H5 C2H5
CO2H −2e − 2H+ (Pt anode)
O
10% H2O/CH 3CN Et4NClO4
O N Undivided cell-constant current O N O
C2H5 C2H5
N
t-Bu +N CiO4− +N
t-Bu
OH CH3CN NaClO4 O O−
KOH
Controlled potential-(Pt anode)
N CH3CN Et4NClO4 N
N
Controlled potential-(C anode) N
N N
H Ph
Ph
(74%)
Ph
Ph
CH3CN C5H5N
Ph
LiClO4 N Ph
N NH Ph N
Ph
(15–28%)
THF R2 N
( − 10 °
Li C)
1-n-Bu LiClO 4 Ph
HM PA nt
2-THF t curre
onstan CH3
iv id e d cell-c ode)
R2 D (Pt an
NH Ph THF
CH3 O
H H2 O
Consta NaBF
R1 nt curr
ent-(P 4
t anod
e) R2 N
Ph
OCH3
In the presence of a double bond in an lower yields (38–42%) [44]. However, the
appropriate position, a radical coupling can presence of a methoxy group bonded
take place as shown in Scheme 32. to the nitrogen atom does not prevent
For R 1 = CH3 , the amines are first good yields as observed in Scheme 33,
treated with n-BuLi in order to generate where the product was isolated in 85%
the corresponding nitrogen anions, which yield [46].
undergo a one-electron oxidation, afford- Nitroso groups are well known as good
ing nitrogen radicals. After radical cou- electrophilic reagents and can be used to
pling followed by hydrogen abstraction prepare various heterocycles. However, a
from the solvent, pyrrolidines with a direct electrochemical access to nitroso
cis-stereochemistry are obtained in good derivatives from the corresponding nitro
yields (66–85%) [44, 45]. compounds is not usual. Generally, nitroso
For R 1 = OCH3 , the direct oxidation compounds are obtained in two consecu-
of the amines led to pyrrolidines in tive steps as summarized in Scheme 34.
OH
OCH3 X = NOCH3
R1 R2 R1 R2
4e + 4H+ − H2O
R3 R3
Ammoniacal buffer-ethanol
NO2 divided cell-controlled potential NHOH
(Hg cathode)
+
− 2H
−2e
R1 R2 R1
3
R
R2 (or R3)
NO N
R1 = R2 = H; R 3 = Ph OH
R1 = R3 = H; R 2 = CH3, C3H7;
−H2O
N Ring contraction N
N
R
OH NHR
R = n-C3H7, CH2Ph, CH(Ph)2, Ph, p-MeOPh
H CH3O
H
O CH3 O
CH 3OH CH3CN Et4NCl Ph N NH
N
Ph N OCH3 Undivided cell-(Pt anode)
O CH3 OH3C CO2CH3
H (84%)
X X X S
S −e S −H+ − e − H+
•+
R
NH R NH R N
NH N
CH3CN LiClO4
N N Controlled potential-(Pt anode) N N
Cl N OH Cl N
O
In the same way, cinnoline and 1,4- or by the ‘‘dimerization’’ of the electrogen-
dihydrocinnoline were prepared from erated reagent (homocoupling reaction).
ortho-nitrophenyl ethylamine by a two-step
electrolysis performed either in a batch 12.2.2.1 Heterocoupling Reactions
cell [58] or in a flow cell [53] (Scheme 41).
12.2.2.1.1 Cycloaddition Reactions with
12.2.1.3.2Nitrogen–Oxygen Bond For- Alkenes Olefins can react with elec-
mation The anodic oxidation of vicinal trogenerated radicals, cationic species or
dioximes gives 3,4-diphenylfurazan-2- dienophiles.
oxide by intramolecular ring formation Electrochemical oxidations of anions
(Scheme 42) [59]. lead to radicals that may add to the
carbon–carbon double bonds. In this
12.2.2 way, the oxidation of anions of dimethyl
Intermolecular Coupling malonate or methyl acetylacetate in the
presence of olefines gives di- or tetrahy-
Intermolecular coupling reactions can take drofurans derivatives in moderate yields
place either through a reaction between (Scheme 43) [60].
an electrogenerated reagent and another The same reaction can occur during
suitable species (heterocoupling reaction) the anodic oxidation of the enolate of
NH2 NH2
Ammonium buffer-methanol
"Redox" electrolysis
NO2 NO
−H 2O
Oxidation
N N During work up N
N N N
H
(55%) (35%)
Ph Ph Ph Ph
CH3CN LiClO4
N N −e N N
O O
OH OH (74%)
H3CO2C
PhCH CH2
(CH3O2C)2CH2 H3CO
CH3OH CH3ONa
H3CO Ph (40%)
−H+ − 2e + CH3O− (Pt anode) O
O
H3CO2C
H3C
H2C CHOC2H5
CH2 (36%)
Same medium
−H+ − 2e − H+ (Pt anode) H3C OC2H5
H3COC O
O O
H 2C CHOC2H5
OC2H5
C2H5 OH C2H5ONa
O− −2e − H+ (Pt anode)
O
(57%)
Scheme 44 Anodic addition of the anion of a 1,3-dicarbonyl compound to vinyl ethyl ether.
O R3 O
CH2
R4 R3
R2 CH3CN Et4NOTs
R2 O R4
O −2e − 2H+
R2 R2
R1 Undivided cell (C anode) R1
O O O O
R R
−e − H+ •
•
O HO O O
−e
O O O
R
−H+
R R +
O O + O
(50–80%) R = Ph, C(CH3) CH2, CH CH CH3
R2
R1
OH R4 O
R1 R3
R R 3 R
R2 R4
CH3NO2 CH3CO2H LiClO4
Controlled potential
OCH3 (PTFE-fiber-coated glassy carbon anode) OCH3
R = H, COCH3; R 1 = R2 = R3 = CH3; R 4 = H
R = H; R 1 = R2 = R3 = R4 = CH3
R = H; R 1 = Ph; R 2 = R3 = R4 = H
OH O
O O
OCH3
Same conditions OCH3
OH
O
The anodic oxidation of N -methylamides The coupling reaction is very fast be-
leads to N -acyliminium intermediates that cause unstable cyclopentadienols resulting
may react with olefins (Scheme 49) [71]. from the decomposition of ferrocenium
Dienophilic cyclic α-carbonylazo com- cations can be trapped, in good yields
pounds (triazoline diones, indazolone, (80%), by triazoline diones [73]. The cy-
phthalazine dione) prepared in a flow cloadduct is obtained with totally regio and
cell, by anodic oxidation of the corre- stereo selectivities (Scheme 51).
sponding hydrazino compounds in acidic The oxidative addition of N ,N -
methanol or acetonitrile, react with dienes dimethylurea to 2,4-hexadiene gives
(Scheme 50) [72, 73]. imidazolinones (Scheme 52) [74].
358 12 Electrochemistry of Heterocycles
H3C CH3
R3
R1 R1 R1 +
R2 CH3CN LiClO4 R2 + Ph N
N N R3
−2e − H+ (Pt anode)
O O R2 O Ph
CH3 CH2
R1 = CH3; R2= H; R3= Ph (45–61%)
R1 = R2 = CH3; R 3 = Ph
R1 = R3 = H; R 2 = CH3
( )n O
HN NH N N ( )n
CH3CN H2SO4 R
O −2e − 2H+-constant current O N N
O N O N N
(Graphite felt anode) O
R R (43–87%)
n = 1, 2; R = CH3, Ph, m-CH3Ph
HN NH R N N R
CH3CN H2SO4
Fe+
O + O +
Fe
O N (Graphite felt anode) O N
R R
Ph 3 Ph
O
a 2C
dN
R oli
OH ,s
O2
O
N R = H, CH3, C2H5
N
N Ph
O
H3C H3C
+(CH3NH)2CO ; (CH 3CN NaClO4)
N N + N N
−2e − 2H+ H3C C CH3 H3C C CH3
Constant current (C anode)
O O
(20%) (20%)
OH
OH
OH O
O O OH
H2O CH3CO2Na
OH −4e − 4H+-undivided cell
Controlled potential-( anode)
O O
−2e − 2H+ − +
ArNH N CHAr′ ArN N CAr′
CH3CN Et4NClO4
Controlled potential (C anode)
Ar′ Ar′
N N −2e − 2H+
N
Ar N N Ar N N+
H
OH O
COR1 COR1 O
NO N N
+R2SO2H SO2R2 −R1H SO2R2
H3CO2C CO2CH3
PhCH2NH H CH3OH NaClO4
H3C CH3
H3C CO2CH3 N
CH2Ph
(45%)
Ph N
Ph X
CH2Cl2 Bu4NClO4
p-XC6H4N C CPh2 N
Controlled potential (Pt anode)
Ph
X Ph
x = H, CH3, OCH3
(12–70%)
R O
S S N S
CH3CN LiClO4
RN C S O + S
Controlled potential (Pt anode) RN S N
R = CH3, C2H5, n-C3H7, n-C4H9 R
R
(30–40%)
OH
R R
R R R
CH3CN H2O Et4NBF4
O
R R
O
R R
R = H, CH3, C2H5 (20–37%)
O O CH2CO2C2H5
CH CHCO2C2H5 CH3CN H2O Et4NOTs
CH CHCO2C2H5 2e + 2H+
O O CH2CO2C2H5
(89%)
H
R1 N R2 R1 N R2
DMF MsOH
2e + 2H+ (Pb cathode)
R1 N R2 R1 N R2
H
R1 = C6H5, p-CH3OC6H4, o-HOC6H4; R 2 = H (38–95%)
R1 = o-HOC6H4; R 2, R2 = (CH2)4
R3 R3 R3
R2 R4 R2 R4 R2 R4
H2O H2SO4
H + H
+ O 4e + 4H+ (Hg cathode) OH OH
R1 N R1 N R1 N
Constant current
R1 = R2 = R3 = R4 = H
R1 = CH3; R 2 = R3 = R4 = H (40–62%)
R1 = R3 = R4 = H; R 2 = CH3,…
p-MeOC6H4 CO2Et
DMF TEAClO4
N Br CO2Et
(Hg cathode) N
Br CO2Et O
O CO2Et C6H4OMe-p
(85%)
Ph
Ph S Ph S
2e 2Br− S S
+
Br Br DMF TEAClO4 Ph Ph
(Hg cathode) Ph S Ph
44% 2%
R2
R1 R3
X
R1 DMF Ni(cyclam) 2+ (10%)
( )m
O R2 Undivided cell-constant current
( )nO
( )n ( )m (Mg anode, carbon fiber cathode)
R3
X = Cl, Br, I R1, R2 = H, CH3 (40–90%)
n = 0, 1 R3 = H, CH3, alkyl, homoallyl
m = 1,2
Scheme 65 Heterocycles by Nickel catalyzed intramolecular cathodic addition of halides to
double bonds.
C2H5O O C2H5O O
DMF NH4ClO4 Et4NClO4 Ni(cyclam)2+
H
Divided cell-controlled potential
Br R1 (C cathode) R1
H
R2 R2
R1 = H, C2H5, Ph (16–88%)
R2 = H; CO 2CH3, SPh
Scheme 66 Heterocycles by Nickel catalyzed intramolecular cathodic addition of halides to
double bonds.
12.3 Reductive Cyclization at the Cathode 363
R2 R2
R3 Br R3
DMF Ni(CR)2+
O O
N N
six-membered [96, 97] rings in low to high Palladium complexes have been
yields from conveniently available unsatu- used for the electroreductive cycliza-
rated halides (Schemes 65, 66 and 67). tion of N -alkenyl-2-bromoanilines to
Similar cyclizations can be performed the corresponding indoline derivatives
using cobalt complexes (vitamin B12 (Scheme 69) [101]. The postulated carban-
and B12 analogs) as mediators [97–100] ion intermediate undergoes a reaction with
(Scheme 68). the electrophiles (H+ , CO2 ).
R
R
Br MeOH Et4NOTs cobaloxime
Undivided cell (Zn anode and cathode)
O O O O
R = H, C5H11
(35–84%)
R R
R PdBr −
PdBr
2e − Br−
N N N
R
R E
Br
R = H, Ph
E+ = H+, CO2
N N
CO2Et CO2Et
(67–81%)
Scheme 69 Palladium(0) catalyzed cathodic cyclization of aryl bromides and double bonds.
364 12 Electrochemistry of Heterocycles
−H 2O O
COR COR H 3) N
H, C
4e + 4H+ (R =
O
−H2O −RH
NO2 NHOH (
R=O O
H, O
CH ,
3 NH N
2)
Ph
Ph O
CH CONH2 4e + 4H+
Me Me
Controlled potential O
C NO2 (Hg cathode) Me N
Me
H
O
n-Bu
O O Bu-n
CO2Me DMF Et4NOTs
C
Divided cell-constant current
(C cathode)
R2
R1 = R2 = CO2H, CO2Et N O
R2 OH
4e + 4H+ − H2O
CH C
Controlled potential
R1 Divided cell (Hg cathode) R2
NO2
R1 = CN; R 2 = H, CN, CONH2 N R3
R1 = R2 = COCH3
O
R1 = COPh; R 2 = CO2Et
R3 = NH2
R1 = COPh; R 2 = CN
R3 = CH3
R3 = Ph
R3 = Ph
R1 = R2 = COCH3 OH OH
R1 = COCH3; R 2 = COC6H5 R2 R1
R1 = COC6H5; R 2 = CN +
O N R3 N R3
R1
CH 4e + 4H+ − H2O O O
Controlled potential R3 = CH3
NO2 R2 Divided cell R3 = CH3 R3 = C6H5
(Hg cathode)
OH OH
R1 R2
+
R1 = CO2CH3; R 2 = COCH3 N R3 N O
R1 = CO2Et; R 2 = CN
O OH
R3 = CH3
R3 = NH2
X CH2CO2R X
4e + 4H+
Controlled potential
NO2 Divided cell (Hg cathode) N O
X = O, S
OH
R = H, CH3
CH2SCN
4e + 4H+ S
NO2 N NH2
OH
N
MeO2C
O
e
2M
Me N Me
O
C
=
NO2 4e + 4H+
R
R R Controlled potential
R
=
(Hg cathode)
C
N
O
Me N Me
N
NC
NH2
Me N Me
O
(Hg cathode) N
pH 4.5 (R1 = H)
R2
pH 9 (R1 = Me; R 2 = CO2Me) NH2
(63–83%)
Me N Me
NO2
R1
NC R 4e + 4H+
OH
Me N Me
N
R1 NC
O (47%)
R1 =H R2 = CN, CO2Me Flow cell
Me N Me
(Graphite felt cathode)
R1 = Me R2 = CO2Me pH 11 (R2 = CO2Me)
R1
4e + 4H+ N
N Controlled potential N
(Hg cathode) O
NO2 CN NH2
(60%)
Ph
R1
R2 N R3
r
ffe
4H
bu
+
O
m
4e
Ph
iu
Ph
on
m
6e + 6H+
Am
Controlled potential
R1 R3 R1
R2O2N O (Hg cathode) Sulfuric acid
R2 N Me
8e ate
(R = Me)
Ac
et
+ bu
R3 = Ph, Me Ph
8H ffe
+
r R1
R3 N R3
Ph Ph
R1 4e + 4H+ R1
OMe
R3 N O
R2 O2N O Controlled potential
(Hg cathode)
R1 = R2 = H OH
R1 = R2 = Me
R1 = H; R 2 = Me
R2
R2
N N R1 N
2e + 2H+ N R1
Controlled potential N
NO2 (Hg cathode)
R1 = R2 = H O
R1 = OH; R 2 = H
R1 = Me; R 2 = OH
6e + 6H+
Controlled potential N N
O2N NO2 (Hg cathode)
O
O R4 O
Br
R3 CH CH R4
Br R1 DMF ET4NOTs R3 R1
Constant current O
O R2 (Pt cathode) R2
R1 = H; R 2 = Me
R1 = R2 = Me
Me
MeO2C CO2Me
Me C NO2 MeO 2 C C C CO2 Me
CH2Cl2 Bu4NBF4 Me
N CO2Me
Br Controlled potential (Hg cathode) Me
(64%)
R1
Me3SiCl
H2C CHCO2CH3 + C O R1
DMF Et4NOTs O
R2 Constant current R2 O
(Pb cathode)
MeO
OMe
N O
MeO MeO CO2Me MeO
DMF Et4NOTs
+ OMe
N+ Controlled potential
MeO CH2Br (Pt cathode)
H
(100%) OMe
+ PhCOCH2Br Ph
PhCOCH2Br 2e Br− PhCOCH2−
DMF LiClO4 −H2O
Controlled potential
(Hg cathode) O Ph
(80%)
R4
R2 R3
(60–92%)
R4
+
R2 R3 H ) Me N Me
− 2e −2 = H
1 R4
(R
(R 1 −H R2 R3
Me N Me +
=
H) (60–85%)
+
R1 Me N Me
R1 = H; R 2 = R3 = CN
R1 = R4 = Me; R 2 = R3 = CN R1
R1 = H, Me; R 2 = R3 = CO2Me; R 4 = o-O2NC6H4
R1 = H, Me; R 2 = R3 = CN; R 4 = o-O2NC6H4
R1 = H, Me; R 2 = CN; R 3 = CO2Me; R 4 = o-O2NC6H4
Ph Ph
Me Me
N CH3CN Et4NClO4 collidine N
N N
Ph Controlled potential (Pt anode) Ph
Ph Ph
(65%)
depicted in Scheme 11. The anodic oxi- The anodic oxidation of 1,4-diphenyl-
dation of substituted 1,4-dihydropyridines 1,2,3,4-tetrahydrocinnoline, leads to the
can be performed in acetonitrile, at a plat- corresponding 1,4-dihydrocinnoline and
inum anode [16, 134] or in slightly acidic cinnolinium salt, at a more anodic po-
hydroalcoholic media, at a graphite felt tential (Scheme 91) [8].
anode in a flow cell (Scheme 89) [113, 114]. The electrooxidation of N ,N -diacetyldi-
The electrooxidation of substituted pyra- hydroquinoxaline involves a cleavage of
zolines in the presence of a base (pyridine, the nitrogen–acylcarbon bonds according
collidine), which facilitates deprotonation to an ECEC mechanism (Scheme 92) [139].
from the pyrazoline ring, gives the cor- The anodic oxidation of 2,5-dihydro-
responding pyrazoles (Scheme 90). In the 1H -1-benzazepines in slightly acidic
absence of a base, an Ar–Ar coupling prod- hydroalcoholic medium gives 5H -
uct is obtained [135–138]. 1-benzazepines in moderate yields
12.4 Anodic Oxidation of Heterocycles 371
Ph Ph Ph
+
N N N
NH CH3CN LiClO4 N −2e − 2H+ N
−2e − 2H+ 1.0 V (Ag/Ag +)
0.4 V (Ag/Ag +) (Pt anode)
Ph Ph Ph
COCH3
N N
DMF LiClO4
+
−2e − 2CH3CO
N Controlled potential N
(Pt anode)
COCH3 (66%)
R2 H H R2 H H
−2e − 2H+
R3 R1 R1
Constant current R3
N Me Flow cell (graphite felt anode) N
H Me
H
R1 = R2 = Me; R 3 = H, 6-Me, 9-Me, 7-F
R1 = Me; R 2 = H; R 3 = H, 7-F
R1 = Et; R 2 = R3 = H
CO2H
Pyridine H2O Et3N
O O
(Pt anode)
O O
(95%)
R1 R1
CO2H THF H2O KOH
N R2 (C anode) N R2
COCH3 COCH3
R1 = Ph; R 2 = H, CO2C2H5 (86–94%)
R1 = Me; R 2 = H, CO2C2H5
R3 R4 R3 R4
MeOH electrolyte
MeO OMe
−2e (Pt anode)
R1 O R2 R1 O R2
R2 R2 OMe
MeOH H2SO4 R1
R1 OMe
(C anode)
O O
R1 = =H
R2 (44–86%)
R1 = H, CO2Et; R 2 = Me
R1 = Ph; R 2 = H
n MeOH Et4NOTs n
CO2CH3 CO2CH3
n = 1, 2 (75–78%)
Scheme 100 Preparation of stable iminium carbamates at low temperature and trapping with
nucleophiles.
MeOH MeONa
O N CO2H (C anode) O N OMe
R R
R = H, C4H9 (38–41%)
R2 R2 OAc
CH3CO2H DBU R1
R1 Controlled potential
N OAc
N (Pt anode)
COCH3 COCH3
(76–82%)
C2H5
C2H5
CO2H
CH3CN H2 O Et4NCIO4 O
O N Undivided cell-constant current O N O
(Pt anode)
C2H5 C2H5
CO2H OAc
CH3CN CH3CO2H Bu4NBF4
NH Undivided cell NH
O (Pt anode) O
(76%)
R R R R
CH3CN H2O NaHCO3
LiBF4-constant current HO OH
O (Pt anode) O
Ph Ph
Ph (60%)
Ph Ph R=H
Ph N OH
CH3CN Et4NClO4
Ph N Ph (Pt anode) Ph Ph
Ph
R R = Me Ph N+ OH
R = H, Me
R
CH 3 OH CH 3 CO2 Li NaCN
+
Flow cell (graphite felt anode)
N N CN N
CH3OH CH3CO2Li
NaCN-constant current
N SiMe3 Flow cell (graphite felt anode)
N CN
CH2Ph CH2Ph
(75%)
CH3OH NaCN
R2 N Controlled potential R2 N CN
Divided cell (Pt anode)
R1 R1
R1= Me, Ph
(60–82%)
R = H, Me
2
R2 R2 R2 R2
CH3OH NaCN
H3C CH3 Controlled potential H3C CH2CN
N N
Divided cell (Pt anode)
R1 R1
R1 = Me, Ph (29–67%)
R2 = H, Me
Ph Ph
CH3CN Et4NCN Ph Ph
Ph Ph Controlled potential NC N CN
N
(Pt anode)
Ph Ph
R3
R3 CN
R2 = H N
CH3OH NaCN
R2
Controlled potential
N (16–77%) R1
Divided cell (Pt anode)
R1
R1 = R2 = H; R 3 = Me CN
R1 = Me; R 2 = R3 = H
R1 = R3 = Me; R 2 = H R2
R2 = Me; R 3 = H
R1 = R2 = Me; R 3 = H N
(45%) R1
SPh F SPh
R1 O R1 O
CH3CN Me4NF, 4 HF (Et 4NF, 3 HF)
N Undivided cell-constant current N
n R2 (Pt anode) n R2
(50–71%)
n = 0 R1 = H; R 2 = Ph
n = 0 R1 = Me; R 2 = p. CH3Ph
n = 1 R1 = H; R 2 = Ph, PhCH2
S CH3CN Et4NF, 4 HF F S
R Controlled potential R
O O (Pt anode) O O
derivatives [219–221] occurs at the posi- derivatives [223] takes place at the posi-
tion α to the heteroatom. tion β to the heteroatom as shown in
In contrast, the anodic fluorination Scheme 117.
of α,β-unsaturated cyclic heterocycles The regioselective electrohalomethoxy-
such as flavone [222] or thioflavone lation of chromone derivatives is followed
O O
CH3CN Et3N, 3 HF
F
Undivided cell-controlled potential
S Ph S Ph
(46%)
OMe
O R2 H2O O R2 O R2
KX CH3OH R1 = H
Divided cell-constant current
R1 (graphite anode) R1 X
X
O O O
O O
F3C
CH3CN H2O NaOH
NEt + CF3CO2H NEt
Divided cell-constant current
F3C
O O
(44%)
Scheme 119 Trifluoromethylation by anodic decarboxylation of trifluoroacetic acid in the presence of
double bonds.
OR2
4
R O R 3O
CH3CN LiClO4 NaHCO3
N
MeO Divided cell-controlled potential
R1 (or CH3CN HBF4-undivided cell)
OR2 (Pt anode)
N R1
OR3 R 4O
O (43–93%)
R1 = H, CH3; R 2 = R3 = R4 = CH3
R1 = R2 = R4= CH3; R 3 = CH2Ph
R1 = R3 = R4 = CH3; R 2 = CH2Ph, CH3CO
R1 = R2 = R3 = CH3; R 4 = CH2Ph
OMe
MeO
MeO
CH3CN HBF4
O
MeO Undivided cell-controlled potential R
R (Pt anode)
OMe O
MeO
OMe
O
R = H (16%)
R = CH3 (56%)
n n n
MeOH CH2Cl2
H+
LiClO4 -2,6-lutidine
O MeO O
2 Constant current O
R R2 R2
(RVC anode)
R1 MeO R1 MeO R1
n = 1 R1 = SMe, OMe, Ph; R 2 = H (54−75%)
n = 1 R1 = R2 = CH3 (24%)
n = 2 R1 = OMe, Ph; R 2 = H (41−62%)
n = 2 R1 = R2 = CH3 (48%)
n = 3 R1 = OMe; R 2 = H (32%)
Ph Ph Ph
Ph Ph
CH3CN LiClO4
Ph Ph Controlled potential N N
N
(Pt anode) Ph Ph
Ph Ph
Ph
R2 R2 R2
O N O O N O O N O
H2O (pH 1)
N H Controlled potential N N
R3 R3R3
R1 (Pyrolytic graphite anode) R1 R1
O O O
R1 = R2 = H; R 3 = C2H5, CH2Ph (44–64%)
R1 = Me; R 2 = H; R 3 = C2H5 (61%)
R1 = R2 = Me; R 3 = Me, C2H5 (68–69%)
R1 = R2 = Me; R 2 = H (67%)
S CH3CN Bu4NBF4 S S
Controlled potential
S (Pt anode) S S
(40%)
R S R
R S R
CH3CN Et4NBF4 N
H
Controlled potential N
N
H
R = C(CH3)3, Cl, SCN, NO2 R S R
(70–80%)
R1
R2 H H CH3 R2 H H
H H
Ammoniacal buffer H
R1 N R1
Flow cell-constant current R2
N CH3 (Graphite felt anode) N CH3
H
H
R1 = R2 = CH3 (50%)
R1 = CH3, C2H5; R 2 = H (25–28%)
y+
−(2n + 2) e − (2n + 2) H+ X
(n + 2) , yA−
X −ye + yA− X X
n
X = S, NR ;
A− = ClO4−, BF4−, PF6−, …
O R1 −2e − CO2 O R1
R2 R2
MeOH KOH +
O CO−2 Undivided cell-constant current
O
R3 R3
(Graphite anode)
R1 = Me, Et Rearrangement
R2 = H, Me, Et
O + R1 O OMe
R3 = H, Me, Et +MeO− R12
R2 R
O R3 O R3
(40–62%)
CH2Ph
N
Less than 0.3 e
PhCH2 N PhCH2 N N CH2Ph
MeOH (or CH2Cl2) Bu4NClO4
Divided cell-controlled potential N
(Pt anode)
CH2Ph
(60–80%)
−4e
MeO CO2Me
O R CH3OH Et4NClO4
Constant current OMe
(Pt anode) (75–87%)
R = CH2OH, CHO, CO 2H
H H
N CO2Me +2e + 2H+ N CO2Me N CO2Me
MeOH Et4NOTs NH4Cl
or
CO2Me Divided cell-constant current CO2Me CO2Me
(Pt cathode)
(2, 4-, 2, 6- and 3, (2, 3- and 2,
4-disubstituted) 5-disubstituted)
(67–92%) (77–83%)
R R
N+ N
+2e + H+
MeOH Et4NOTs NH4Cl
CO2Me CO2Me
Divided cell-constant current
CO2Me (Pt cathode) CO2Me
H H
N Ph +2e + 2H+
N Ph N Ph
Rearrangement
CH3OH H2O NaOH
N Ph Divided cell-controlled potential N Ph N Ph
(Hg cathode) H
H
Ph N Ph N
NH N
+
CN .6)
Ph N Ph Ph N Ph
CH 3 (pH 3 H
Ph N f fe r (23%) (63%)
N +2e + 2H+ bu
rate
Cit
Divided cell-controlled potential CH
Ph N Ph 3 CN
(Hg cathode) Na
OH Ph N
N
Ph N Ph
H
(80%)
H
Ph N Ph N
N +2e + 2H+ N
CH3CN-citrate buffer (pH 3.6)
Ph N Ph Divided cell-controlled potential Ph N Ph
H (Hg cathode) H
(45%)
O O O
R1 +2e + 2H+
R1
R4 R1 +2e + 2H+ R4 R4
N N N
H2SO4 (or ammoniacal buffer) Ammoniacal buffer
N N -ethanol NH
R3 -ethanol R3 R3
R2 Divided cell-controlled potential R2 R2
(Hg cathode)
(80%) (50–75%)
R1 = R3 = R4 = H; R 2 = Ph
R1 = R2 = R4 = H; R 3 = Ph
R1 = R4 = Me; R 3 = H; R 2 = Ph
CO2Et CO2Et
+2e + 2H+ *
Acidic aqueous buffer-ethanol
O O Divided cell-controlled potential O O
(Hg cathode)
R1 S R1 S
+2e + 2H+
N Acetate buffer-ethanol HN
R3 Divided cell-controlled potential
R3
R2 (Hg cathode) R2
R1 = Ph; R 2 = H, Me; R 3 = CHO, COMe (60–75%)
R1 = SPh; R 2 = H; R 3 = COMe
Ph S Ph S Ph S
+2e + 2H+ +2e + 2H+
N Acetate buffer-ethanol N (R = COMe) HN
R R COMe
Divided cell-controlled potential
CO2Et (Hg cathode) CO2Et CO2Et
Ph Ph Ph R
−
+2e +RX
+ Divided cell-controlled potential −X−
Ph O Ph (Hg cathode) Ph O Ph Ph O Ph
(11–68%)
RX = MeI, EtBr, n-BuCl, PhCH2Cl, Br(CH2)3Br, Br(CH 2)4Br
O +2e O Ph(CH2)2 O
− CO2Me
Ph(CH2)2 + Ph(CH2)2
DMF Et4NOTs
N N N
Me3SiCl
(Pb cathode) MeO2C
Me Me Me
(68%)
Ac
N N
+2e + 2Ac2O
+ CH3CO2−
DMF Bu4NI
N (Hg cathode) N
Ac
(92%)
Ph Ph Ph
Ph N Ph N
+2e + Ac2O
CH3CN (DMF)
Ph N N Divided cell-controlled potential Ph N N
(Hg cathode)
Ac
(CH3CN: 91%; DMF: 26 %)
X R2
R2
DMF Bu4NBF4
+ R1
R1 NiBr2bpy 13% N
N Y Undivided cell
Constant current
(30–80%)
(Ni cathode)
X, Y = Br or Cl
R1, R2 = electron-donating or electron-withdrawing groups
X
N
N DMF pyridine Bu4NBF4 R
+ N
R FeBr2 NiBr2bpy 13%
N Cl Undivided cell
Constant current
(Fe anode; Ni cathode) (31–77%)
R1
X Cl
CH3CN DMF pyridine Bu4NBF4
CoCl2 0.26 eq.
R1 + Undivided cell-constant current
N R2 (Fe anode; stainless steel cathode)
N R2
R1 = 4-CO2Et, 3-CO2Et, 4-OMe, 4-Me; R 2 = Me
(48–81%)
R1 = 3-CO2Et; R 2 = H, Ph
+
N N
CH3CN Et4NBr
I Me Me
Divided cell-controlled potential R
(Hg cathode)
R
R
R R = H, OMe (74–86%)
O O O
N O
CO2Et CO2Et
+2e + 2H+ (e + H+)
CO2Et
Acetate buffer-ethanol
N O divided cell N O EtO2C
Controlled potential
OH (Hg cathode) H O N
O O
CO2Et
+2e + 2H+
CO2Et
Aqueous buffer-ethanol
O O EtO2C
Divided cell-controlled potential
(Hg cathode)
O O
R1 R1
R2
O O
R2
R2
R3 R3
(+e + H+)
R = R = Ph; R = H
1 3 2
CH3CN Et4NClO4
+ R1 = R2 = R3 = Me
Controlled potential
R3 O R1
(Hg)
R2 R1
MeO
OMe
R1 R2
R1 = R2 = Ph, p-MePh
O
O + Ph
(e + H ) H
N N
Acetate buffer-ethanol H
N Ph Divided cell-controlled potential Ph
(hg cathode) O
(50%)
Ph Ph
Ph S S S
(e + H+)
N R Acetate buffer-ethanol R NH NH R
Divided cell-controlled potential
O (Hg cathode) O O
R = H, Me (70–80%)
O OH
H2SO4 30%
60 °C
n H n
N Constant current N
(Pb cathode)
n = 1–4
Ph Ph
Ph N +4e + 4H+
N N NH + NH3
CH3CN-citrate buffer (pH 3.6)
Ph N Ph Ph
(80%)
R3 R2
O R4 N O
R1 +2e + 2H+ H
R2 R
1 =
N H2SO4-ethanol
R1 NH2
N Divided cell =
R3 Controlled potential
M
e
CH3
R4 (Hg cathode)
Ph O
R1 = R2 = R3 = H; R 4 = Ph N
R1 = R2 = R4 = H; R 3 = Ph
R1 = R2 = Me; R 3 = H; R 4 = Ph Me
CO2Me
N +4e + 4H+
N Acetate buffer-ethanol MeO2C N CO2Me
Divided cell-controlled potential
CO2Me (Hg cathode)
H
(60%)
Me Me (88–90%)
n = 2–4
1
+ R
NH
CN
O O R2
H2
CN + + (0–93%)
+2e + 2H+ +H
+ CN Aqueous buffer 1 +2
N R e
+
divided cell N 2H
+
R 2 (Hg cathode)
R 1 R2
R1 N
NC
R2
(0–82%)
Ar Ar
ArNH NAr ArNH NHAr
N N +2e + 2H+ +2e + 3H+
N NH N N HN NH
Divided cell
_ controlled potential _
S S SH
R1 S CO2Me R1 S CO2Me
+4e + 4H+
N Ammoniacal buffer-ethanol HN
CO2Me Divided cell-controlled potential CO2Me
R2 NMe2 (Hg cathode) R2
opening by cleavage of a C−S bond 19. D. Rondeau, E. Raoult, A. Tallec et al., Elec-
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398 12 Electrochemistry of Heterocycles
13
Selectivity in Electrochemical
Reactions
Toshio Fuchigami
Tokyo Institute of Technology, Yokohama, Japan
Tsutomu Nonaka
Tsuruoka National College of Technology, Tsuruoka, Japan
..
Hans J. Sch afer
..
Institute of Organic Chemistry, University of M unster, Germany
extent is often controlled by the electrode incomplete. Therefore, the selectivities can
material and potential. The rate of sub- at best be correlated with the limited
strate conversion depends on the rate of set of available mechanistic data, and
electron transfer, which is related to the explanations must be adjusted when new
reduction or oxidation potential of the information arrives.
electrophore. This can be exploited for the
potential-selective conversion of substrates
as the oxidation or reduction power of the 13.2
working electrode can be more precisely Regioselectivity
adjusted and controlled via its potential
as is possible with the limited number A major part of regioselective conversions
of chemical reductants or oxidants. Elec- comprises additions to unsymmetrically
tronic and steric factors that influence substituted alkenes, substitutions in al-
activation energies can be enhanced or lylic positions or in aromatic compounds,
diminished by the large potential gradient conversions of anions, radicals, or carboca-
at the electrode and the bulkiness of the tions with two reactive sites, and reactions
electrode that can shield parts of the react- at different CH bonds.
ing molecule. Furthermore, the electrode
can be used to regenerate selective chem- 13.2.1
ical oxidants or reductants that can then Regioselectivity at the Anode
be used catalytically in indirect electrolyses
(see Chap. 15). 13.2.1.1 Regioselective Substitution
Selectivity in homogeneous reactions is of CH Bonds
treated in Refs. [2–6], while the selectivi-
ties that are influenced in heterogeneous 13.2.1.1.1 Regioselective Substitution of
reactions by diffusion and adsorption are Unactivated CH Bonds CH bonds in cy-
dealt with in Refs. [7, 8]. Kinetics and cloalkanes (decaline, steroids) and alkanes
mechanisms of electrochemical reactions bearing electron-deficient groups in re-
are covered in Chap. 1 of this volume and mote positions (1,2-dichlorocyclohexane,
in Refs. [9–11]. decanoic acid) can be regioselectively sub-
In electroorganic conversions, the stituted at the anode by trifluoroacetate,
knowledge of the mechanism is mostly acetate, or methoxide (Figs. 1, 2) [12–14].
R1
R1
CH2Cl2/MeOH,
−e, C, 77−80%
(Based on conversion)
OR2
R1: H, C 8H17
R2: OCH 3,
OCH2OCH3
Cl CF3CO2 Cl
CH2Cl2, CF3CO2H
−e, 49%
Cl Cl
Fig. 2 Regioselective trifluoroacetoxylation of
1,2-dichlorocyclohexane [13, 14].
O O
CH3CN
−e
NHCOCH3 21%
+ 6-isomer (30%)
+ 5-isomer (7%)
O O
CH3
CH3OH/CH2Cl2
O
> 90%
MeO CH3O
a:b = 3:2
O
O
O OCH3 OH
OAc
Me Me
−2e−, −H+ OMe
Y N Y N + Y N
MeOH
R R R
OMe
Y = Me, R = Ph 70 : 30
Y = MeOCO, R = Me 65 : 35
Y = Ph, R = Me 80 : 20
MeO
(less easily) (more easily) +
CH3 CH2
−H+, −e
+• CH3 CH2N
CH2 N CH3
Anode
Fig. 7 Proposed explanation for the regioselectivity in
methoxylation of N-benzyl-N, N-dimethylamine [28].
(Fig. 7) [28]. However, other explanations terms of the different deprotonation rates
for this unexpected regioselectivity have of the radical cation intermediate.
also been proposed [31, 32]. Anodic methoxylation of 2,3-dimethyl-
The oxidation of N -benzyldiethanola- 1-phenyl-5-pyrazolone (antipyrine) occurs
mine afforded 45% 3-benzyl-oxazolidine regioselectively at the N -methyl group,
as the major product. This was attributed leading to a selective demethylation [34].
to the fragmentation of the intermedi- Anodic methoxylation of unsymmetrical
ate radical cation, a 1e oxidation of the carbamates affords a mixture of regioiso-
radical, and the intramolecular combina- mers (Fig. 6) [29]. However, the regiose-
tion of the cation with the hydroxyl group lectivity can be completely controlled by
(Fig. 8) [28]. an electroauxiliary [35]. This is achieved
A different regioselectivity has been by prior introduction of a trimethylsilyl or
reported in the anodic methoxylation phenylthio group at one of the α-carbon
of N -(fluoroethyl) anilines as shown in atoms; selectivity arises because the silyl
Fig. 9 [33]. Since in this case, the regio- cation or thiyl radical are better leaving
selectivity decreases with the decreasing groups than the proton (Fig. 10) [36, 37].
electron-withdrawing ability of the Rf Direct anodic methoxylation of biscarba-
groups (−I-effect), it can be explained in mates of a methyl α, ω-diaminocarboxylate
CH2CH2OH
+• −H+, −CH2 O
C6H5 CH2 N C6H5CH2 N O
−e, −H+
CH2 CH2O H
45%
Fig. 83-Benzyl-oxazolidine formation from N-benzyldiethanolamine by
fragmentation and intramolecular alkoxylation [28].
Z OMe
−e−, −Me3Si+ or −PhS•
MeOCON MeOCON
Ph MeOH Ph
(Z = Me3Si, PhS) Selectivity 100%
Fig. 10 Regioselective anodic methoxylation of
unsymmetrical carbamates using electroauxiliaries [36, 37].
OMe
CO2Me
−2e (Direct) HN (CH2)n
Et4NOTs / MeOH
CO2Me CO2Me NHCO2Me
HN (CH2)n
amines occurs with fair yield and selectivity selenides have been achieved [61–63]. The
at the positions α to nitrogen that are not monofluorination of heterocycles also pro-
adjacent to the CF3 group [48]. ceeds regioselectively (Eq. 1) [64–66].
R S −2e, F− R S F
CH bonds α to an oxygen group The
oxygen atom of an alkoxy group directs X X
substitution to the α-carbon atom, be- O O
cause oxygen is oxidized to a radical cation (X = S, O, NR′)
that leads, as in the case of amines, to (1)
the generation of a carbocation in the α- Partial fluorination of 4-arylthio-1,3-
position. Tetrahydrofuran (THF) and other dioxolan-2-ones occurs preferentially at
ethers have been hydroxylated and alkoxy- the carbon atom adjacent to the thio
lated at the α-carbon atom in medium group [67]. However, a remarkable sol-
to good yields [49–52]. Cyclic ethers, lac- vent effect is encountered. In the more
tones, and a cyclic carbonate are regioselec- polar solvent, dimethoxyethane substi-
tively monofluorinated in Et3 N·5HF [53]. tution occurs, while in the less po-
For the methoxylation of unsymmetrical lar dichloromethane a larger portion of
ethers, the indirect oxidation with tris(2,4- the desulfurization with cleavage of the
dibromophenyl)amine as mediator proved phenylthio group takes place. This is at-
to be favorable. With this procedure, sec- tributed to the fact that the intermediate
ondary carbon atoms in the presence of radical cation is more stable in the po-
primary and tertiary ones α to the oxygen lar solvent and undergoes deprotonation,
atom can be selectively methoxylated [54]. while in the less polar solvent, the less
The oxidation of hydroxy groups to oxo stabilized radical cation dissociates into a
groups in cholic acid proceeds at dif- dioxolane cation and a phenylthio radical.
ferent rates, namely, at C7 > C12 >
C3 [55]. In polyhydroxylated triterpenes, Anodic substitution of aromatics Anodic
the 3-OH group has been regioselectively nuclear methoxylation of arenes occurs
oxidized by indirect oxidation with KI as predominantly at the carbon bearing
the mediator [56]. the highest positive charge density in
the intermediate radical cation. If this
CH bonds α to a sulfur or seleno group position is occupied by a poor leaving
Anodic methoxylation and acetoxylation of group, for example, an alkyl group,
alkyl and phenyl sulfides and selenides, a side-chain substitution occurs [16],
bearing at the α-carbon atom beside hydro- with better leaving groups an ipso-
gen and an electron-withdrawing group, substitution is found. Regioselective side-
such as CN or CF3 , proceed highly regio- chain substitution of alkylarenes is
selectively at this site to afford α-methoxy a method that is also of technical
or acetoxy products [57–60]. The regiose- importance for their conversion to
lectivity is controlled by the deprotonation acetals of benzaldehydes [17, 18, 68,
rate of the sulfur or selenium radical 69]. Methoxycycloheptatrienes undergo
cations as in the case of the fluoroalkyl- a regioselective methoxylation at the
amines. Also, highly regioselective anodic carbon atom bearing the methoxy
mono- and difluorination of sulfides and group, finally leading to substituted
408 13 Selectivity in Electrochemical Reactions
−2e, 90%
Br−/(PhSe)2/MeOH
MeO OH
OH
SePh
Cl
MeOH-Lutidine-NaClO4-(C) Cl
21–86% n = 4, 5, 6 ( )n CO2Me
R = Et
Cl
( )n Cl
OR
MeOH-LiClO4-Fe(NO3)3-(Pt)
CO2Me
H
39–97% ( )n
n = 4, 5, 10; R = SiMe3 O
H
77%
R1 +e, TEATos R1
+ ClSiMe2R3
DMF
R2 Cl R2 SiMe2R3
25–98%
R = Ph, R2 = H, R3 = Me
1
R1 = Me, R2 = Cl, R3 = Ph
place preferentially at the less substituted aluminum afforded chiefly allylation at the
carbon atom to give homoallyl alcohols, more substituted allylic carbon, while with
which are not so easily obtained by chem- carbon or mercury, allylation took place at
ical methods. When, however, the allyl both termini of the allyl group.
halide is more easily reduced than the car- The cathodic coupling of prenyl chlo-
bonyl compound, the allylation happens ride with diethyl fumarate and methyl
preferentially at the more highly substi- crotonate proceeds with different regios-
tuted carbon atom of the allyl group, which electivities as shown in Fig. 17 [94]. Also
would be the addition of a cathodically in this case, the change in the regioselec-
generated allyl anion at the carbonyl group tivity appears to be due to the reduction
(see Sect. 13.2.2.2, Fig. 16, and [92, 93]). of the diethyl fumarate to a radical anion
In this case, the regioselectivity is addi- that undergoes a nucleophilic substitution
tionally greatly influenced by the cathode at the prenyl chloride, and in the other
material, where platinum, zinc, nickel, and case there is a 2e reduction of the prenyl
R1 X R1 O 2e, H+
R2
or 40–80%
+ R3
R2 R4
X
E1red E2red
R3 R1 R2
R1 R3
R4 +
OH R4
R2 OH
E1red < E2red : minor major
E1red > E2red : major minor
2e, H+ CO2Et
CO2Me 2e, H+
Cl
EtO2C
− + HO HO
Pt Zn
Ph CH O + + •
0.1 M TEAP Ph Ph
Br DMF
90% 100 : 0
Br − + HO HO
Pt Zn
PhCH O + + •
0.1 M TEAP Ph Ph
DMF
93% 25 : 75
Fig. 18 Regioselective cathodic addition of propargyl bromides to
aldehydes [106].
(1) e, Ni(II)
RfCF2CH CHR + CO2 RfCF CH CHR
(2) K2CO3, MeI
CO2Me
Fig. 19Cathodic carboxylation of perfluoroalkyl olefins with
subsequent fluoride elimination [107].
13.2 Regioselectivity 413
Br HO HO
O 4e , 3H
H H
+
1 M H2SO4 H
N N N H
73% 13.0:1
Fig. 21 Regio- and stereoselective cathodic cyclization of a 4-oxoalkyl
pyridinium salt [114, 115].
differently substituted aryloxy rings are bond cleavage takes place selectively
roughly related to the pKa values of (Eq. 4) [124].
the corresponding phenols [120]. The re- The allylic sulfonyl group is regioselec-
gioselective cleavage of a hydroxyl group tively cleaved in the presence of the alkyl-
is possible in hydroxymethyl pyridines sulfonyl group by indirect reduction with
since the electron-withdrawing pyridine anthracene as a mediator (Fig. 24) [125].
ring selectively activates the 4-position
DMF,
(Fig. 22) [121]. (CH2)nSO2−
( )n−1 Et4NCIO4
Reductive ring opening of cyclic N -alkyl +e
anilinium salts happens regioselectively at S
O O n: 2–4
the N -aryl bond to form an N, N -dialkyl
> 50%
amine. A 2e reduction has been proposed,
followed by cleavage to the most stable (4)
carbanion (Fig. 23) [122].
Acyclic alkyl phenyl sulfones undergo 13.2.2.4 Cathodic Coupling
an alkyl-sulfur bond cleavage [123]; how- Cathodic coupling involves C, C bond
ever, in cyclic arylsulfones the aryl-sulfur formation by reduction of an activated
OH Me
2e, 2H+ HO
HO OH
OH −H2O
Me N Me N
Me 2e, H+ Me
PhO2S SO2Ph Anthracene mediator SO2Ph
Me
Me Me
O 2e−, +H+ O Fig. 25 Cathodic
Me Me
intramolecular
hydrodimerization of a
O O bis-enone [128].
13.3 Chemoselectivity 415
C=C or a C=X double bond. Thereby, BuI, C6 H5 CH2 Br, 38–84%) [131, 132].
in most cases radical anions or radicals,
O O
the latter produced in an EC process, cou- −+ Me
Me (1) Ph3CNEt4
ple. Activated olefins such as acrylonitrile
R
and alkyl acrylates undergo regioselective (2) RX
ß,ß-coupling to form the corresponding (5)
hydrodimers [126]. On the other hand, As an entry into O-functionalized di-
cathodic coupling of α, β-unsaturated car- saccharides, the cathodic deprotonation of
bonyl compounds yields mixtures of 1,1 -, hydroxy groups and the subsequent trap-
1,3 - and 3,3 - regioisomers depending on ping of the alkoxide with suitable reagents
electronic and steric factors. With vinyl were evaluated. The regioselectivity was
alkyl ketones all three isomers are formed, correlated by way of computer simulations
while with styryl alkyl ketones exclusively to electrostatic potential profiles of the rel-
the 3,3 -isomer is obtained [127]. The in- evant conformers of sucrose [133].
tramolecular coupling of enones proceeds
highly regioselectively owing to steric con-
straints (Fig. 25) [128]. 13.3
Cathodic reduction of retinal leads to a Chemoselectivity
regioselective coupling in the presence of
malonic ester to produce the correspond- 13.3.1
General
ing pinacol (Fig. 26) [129]. Chromium(III)
ions facilitate the reduction and favor
Chemoselectivity describes the preferred
the regioselective coupling of conjugated
formation of one out of several products
dienones to pinacols. A Cr(III)-carbonyl
due to the selective interaction of a reagent
compound complex is evidenced as the
with the substrate. In electroorganic con-
reason for the selectivity [130].
version, the electrode is the reagent that
can influence the reaction course in several
13.2.2.5 Electrogenerated Bases ways: The electrode material can form im-
Electrogenerated bases (see Chap. 14) can mobilized organometallics or oxides that
be prepared in situ and tailored for regiose- can shift the conversion like mediators
lective deprotonation. Regioselective alky- from an outer sphere electron transfer to a
lation of an unsymmetrical cyclic ketone more selective inner sphere electron trans-
was achieved by using an electrogenerated fer [134]. Overvoltages can suppress the
triphenylmethyl anion (Eq. 5, RX = CH3 I, hydrogen evolution in cathodic reduction
2e
O CH2(COOEt)2
50%
OH
)
2
OH
O
HO
HO OH N
+
OH O
O R O•
HO
OH
H3COOC
O H3COOC
1. −e HO O
2. (CH 3O)2C(CH3)2 HO O
HO R
HCl OH
OH
R Yield [%]
OCH3 69
N3 63
OH OH O OH
−2e, −2H+
+ +
Bu2Sn O (0.1 equiv)
OH Et4NBr OH
in MeOH 87% 99%
O O
SnBu2 SnBu2Br
O O
Br+ Br−
2e
−2e −2e
HO COOH HO CHO OHC CHO
Sb-Pt anode Pt anode
Bi-Pt anode
OH
−e
CH2 O R CH O R CHO + ROH
−H+, H2O
R1CONH S R1CONH S
−e, −ArS •
N SAr MeOH N OMe
O O
CO2R2 CO2R2
−2e +
SiMe3 −Me3Si+
Y
+
O −e O F− O
Fig. 33 Selective cleavage of C−Si, C−Sn, and C−S bonds [154, 155].
13.3 Chemoselectivity 419
O O
Cl Cl
2e, +H+
Br 94%
Br Br
Fig. 35 Chemoselective cathodic cleavage in polyfunctional
molecules [164].
420 13 Selectivity in Electrochemical Reactions
R R
e e −
X− +
X Y X Y−• R Y
X,Y: SR, C 6H5CO; CH 2CO2Et, SO2C6H5; OR, pyridyl; SBT, CO2 Me;
O2CC6H5, CN; OAc, C=C-CO 2R; OR, 10-oxo-9-anthracenyl.
Z Z
Ar Ar e, H+ Ar
S S S SH
O O O
Fig. 37 Chemoselective
(Z = C, N) cathodic deprotection [174].
OCOMe e
71%
O O
CH3
OCOR 2e
H+
O O
2e
PhCOOCH2CCl3 PhCOOCH2CCl2− PhCO2 + CH2 CCl2
−Cl−
87%
O O O
N OH −e, −CO2 N •
•
+ R2CO2H + R2
R1 R1
O O
R2 R2
N N
+
R1 R1
R1 CO2H R1 R3 R1 R3
R2 R3CO2H R2 R2
O O + O
R2 O −H+, −e−, −CO2 R2 O R2 O
MeO
OTBDMS
MeO
a, 75%
MeO
O TMS
TBDMS H
TBS O O
H
C, −e TsOH, rt
LiClO4
MeOH,
TBS OO CH2Cl2 HO O
2,6-lutidine
88%
Fig. 44 Stereoselective cyclization of a silyl enolether and a
furan [205].
O O
Me Me
−2e 2F mol−1
N COOH N OMe
Me Pt cathode Me
Anode ee
Graphite 72%
Pt 83%
Fig. 45 Stereoselective methoxylation of serine derivatives by
anodic decarboxylation [223].
The route that is taken depends on the side product, while the major prod-
oxidation potential of the nucleophile and ucts arise from allylic substitution and
the olefin. rearrangement [225, 230]. Furans react
Acetoxylation proceeds mostly via the in a 1,4-addition to 2,5-dimethoxy-2,5-
radical cation of the olefin. Aliphatic dihydrofurans, in which the trans di-
alkenes, however, undergo allylic substi- astereomer predominates [231]. Anodic
tution and rearrangement predominantly methoxylation of benzothiophenes pro-
rather than addition [224, 225]. Aryl- ceeds with a low diastereoselectivity of
substituted alkenes react by addition to cis:trans = 4 : 3 indicating some shield-
vic-disubstituted acetates, in which the dia- ing effect of the anode [232]. A larger
stereoselectivity of the product formation shielding effect in the anodic addi-
indicates a cyclic acetoxonium ion as inter- tion of methanol to (E, E)-1,4-diphenyl-
mediate [226, 227]. In acenaphthenes, the 1,3-butadiene with a syn:anti ratio of
cis portion of the diacetoxy product is sig- 8.9 : 1 has been observed for the 1,4-
nificantly larger in the anodic process than adduct [233]. The aromatic compound
in the chemical ones indicating that some pseudocumene affords in a 1,4-addition
steric shielding through the electrode is with a 30% yield trans-3,6-dimethoxy-1,3,6-
involved [228]. trimethylcyclohexa-1,4-diene as the major
The stereoselective intramolecular cou-
product [234]. The stereoselectivity of the
pling of a ketene dithioacetal to an oxygen
fluoroacetamidation of a variety of olefins
nucleophile to afford (10), was used as
has been rationalized as due to the adsorp-
a key step in the total synthesis of (+)-
tion of the olefin, fluoride anion, and the
nemorensic acid [229].
resulting oxidized olefinic species on the
anode surface (Fig. 46) [235–237].
Me Chloroacetamidation of unsaturated car-
Me Me bohydrates occurs with substrate depen-
S
O dent stereoselectivity [238]. For iodoac-
MeO S
etamidation of cyclohexene [239], a trans
(10)
selectivity has been reported. Nitroac-
etamidation of the conjugated dienes
Alipathic cyclic olefins form the that were electrolyzed in acetonitrile-
trans-dimethoxy compound in anodic containing N2 O4 , showed a good regio-
methoxylation; however, only as a minor and a poor stereoselectivity [240]. Anodic
13.4 Stereoselectivity 427
CO2H
R
RCO2H OEt
AcO O OEt −e, −CO2 AcO O
a
R
OEt
AcO O
b
R: CH 3(CH2)7, 54%, a : b 3.0:1
R: PhMe 2SiCH2, 38%, a : b 4.3:1
Fig. 47 Stereoselective 5-exo-trig-cyclization and heterocoupling to a
prostaglandine precursor [246].
H H
O O CH3CO2H
O O
AcO AcO
−2CO2, −2H , −2e
AcO CO2H MeOH, Pt AcO
H
50%
Fig. 48 Stereoselective 5-exo-trig-cyclization and hetereocoupling to a branched
carbohydrate [247].
HO OH
a
+
•
O OH
Cl CN Cl CN
O OH 2 2
Cl CN Cl CN
OH HO
−2e
a : PTFE-coated Pt electrode
O O
HO O HO O
O OH O OH
74%
MeO OH 2 MeO O
R R3 −2e, −H+ R2 R3
+
R4 R4
MeO MeO
R1 R5 R1 R5
R2
R1
R2 O
R1 O O R4 R3
O
R5
R3 R5
MeO R3 MeO MeO
R1 R4
R5 O
O
R4 R2
H5C6 C6H5
O H5C6
+e CO2Me
C6H5 OR a CO2R CO2Me
H5C6
O
a: Hg, DMF, TEAB yield: 69−98% R: different chiral auxiliaries, borneol > 95% de.
b: 1. NaOH, 2. HCl, MeOH, 62−88%.
OH OH
e, CH3CN, HOAc
CO2Me Bu4NOAc, 51%
O O
CO2Me
CN NC CN NC CN
O O
CN 2e, CH3CN
O O
CH2 (CO2Me)2,
Bu4NBr
O H H
O A B
For further contributions on the dia- medium. These couplings need more neg-
stereoselectivity in electropinacolizations, ative reduction potentials than aromatic
see Ref. [286–295]. Reduction in DMF at carbonyl compounds and suffer from com-
a Hg cathode can lead to improved yield peting aldol reactions.
and selectivity upon addition of catalytic Unconjugated unsaturated aliphatic ke-
amounts of tetraalkylammonium salts to tones undergo a regio- and diastereose-
the electrolyte. On the basis of preparative lective intramolecular heterocoupling in-
scale electrolyses and cyclic voltammetry volving the addition of a ketyl to the
for that behavior, a mechanism is pro- double bond (Fig. 20) [111]. An interest-
posed that involves an initial reduction ing extension is the twofold cyclization
of the tetraalkylammonium cation with of unconjugated dienones to form bi-
the participation of the electrode mate- cyclic alcohols in high yield and stereose-
rial to form a catalyst that favors 1e lectivity (Fig. 55) [303]. (+)-N,N -dimethyl-
reduction routes [296, 297]. Stoichiomet- quinium tetrafluoroborate causes an anod-
ically shifted catalytic current and is essen-
ric amounts of ytterbium(II), generated by
tial for double cyclization. It is proposed
reduction of Yb(III), support the stereospe-
that it is adsorbed at the cathode and facil-
cific coupling of 1,3-dibenzoylpropane to
itates reduction and exo-trig-cyclization by
cis-cyclopentane-1,2-diol. However, Yb(III)
hydrogen bonding.
remains bounded to the pinacol and can-
Imines can be stereoselectively hy-
not be released to act as a catalyst. This
drodimerized to 1,2-diamines with rac/
leads to a loss of stereoselectivity in the
meso ratios of 0.9 to 1.1 similar to the
course of the reaction [298]. Also, with the cathodic coupling of carbonyl compounds
addition of a Ce(IV)-complex the stereo- to pinacols in an acidic medium [304].
chemical course of the reduction can be With 4,6-dimethylpyrimid-2-one only the
altered [299]. In a weakly acidic solution, meso-diamine was obtained [305]. Elec-
the meso/rac ratio in the EHD (electrohy- troreduction of diimines prepared from
drodimerization) of acetophenone could 1,2-diamines and aromatic aldehydes gave
be influenced by ultrasonication [300]. Be- 2,3-diaryl piperazines in DMF/TEATos
sides phenyl ketone compounds, examples and MSA (methane sulfonic acid) in high
with other aromatic groups have also been yield and with stereoselectivity. Chiral
published [294, 295, 301, 302]. piperazines were prepared from chiral 1,2-
There is insufficient information on diamines [306]. With a steel cathode and
the stereochemistry of the experimen- a sacrificial Al anode in TFA (tetraflu-
tally less simple hydrodimerization of oroacetyl), PbBr2 , and Bu4 NBr/THF as
aliphatic carbonyl compounds in a protic electrolyte with a 65 to 77% yield, and
O− OH
O
+e H+, +e
a H+
•
H H
65%
a: DMF, i-propanol, (+)−N,N ′-dimethyl-quinium tetrafluoroborate.
Fig. 55 Stereoselective twofold cyclization of unconjugated dienones to bicyclic
alcohols [303].
13.4 Stereoselectivity 433
1,2-diamines were obtained with rac:meso 1,4-diols with a good yield (78–79%). The
ratios >99 : 1 by using the sterically use of a chiral allyl alcohol gave the diol
demanding N -benzhydryl-N -benzylidene with a high diastereomeric excess (de >
amines [307]. 85%) The diastereoselectivity is explained
Reductive cross-dimerization has been as being due to hydrogen bonding between
established with ketones and O-meth- the hydroxyl group of the alcohol and the
oximes upon reduction in isopropanol with ketyl derived from the ketone [309].
a Sn cathode as a convenient route to β-
amino alcohols, diastereoselectivities of up
to 85 : 15 were obtained. A chiral ligand Intramolecular coupling Some aromatic
was obtained this way from the cou- diketones have been stereoselectively cy-
pling of (–) – menthone with O-methyl clized under various electrolysis condi-
acetaldoxime. Similarly, ketones could be tions, which, together with the substrate
coupled to hydrazones and nitrones. Also, structure, strongly influence the stereo-
intramolecular couplings were achieved chemistry of the formed cyclic diol. Reduc-
with good yields and diastereoselectivity tive cyclization of 1,8-diaroylnaphthalenes
(Fig. 56) [308]. led to trans-diols, 2,2 -diaroylbiphenyls and
Cathodic heterocoupling of ketones with α, ω-diaroylalkanes yielded cis-diols with
allylic alcohols takes place at a carbon fiber different stereoselectivities depending on
cathode with high regio- and diastereo- substrate structure and electrolysis condi-
selectivity to afford the corresponding tions (pH, cosolvent) (Fig. 57) [310–312].
OCH3
OCH3
ON HO N
H
2e, +2H+ H
Sn, i-PrOH,
( )n TEATos ( )n
n Yield (%) trans:cis
1 65 95:5
2 72 85:15
2e−, +2H+
R3
R1 R2
R1 C R3 C R2
HO OH
O O
R1 R2 R3 Yield [%] cis/trans-OH
C6H5 C6H5 CHMe 80 cis only
C6H5 C6H5 CMe2 80 cis only
C6H5 Me CHMe 80 1
4-CH3OC6H4 4-CH3OC6H4 (CH2)3 82 26
4-HOC6H4 4-HOC6H4 (CH2)3 89 0.9
4-CH3OC6H4 4-CH3OC6H4 (CH2)4 64 cis only
Fig. 57 Stereoselective intramolecular coupling of ketones to cyclic
diols [313, 310].
434 13 Selectivity in Electrochemical Reactions
O Me OH
H
Sn, i-PrOH Fig. 58 Cathodic
stereoselective cyclization of
Et4NTos
nonconjugated aromatic
70% ketones [317, 318].
13.4 Stereoselectivity 435
the stereochemistry in the alkenyl part controlled and occurs with little face
and affords isomerically pure (Z)- and selectivity [322].
(E)-olefins in high yield [319]. Aryl-O- The stereochemical outcome of cathodic
glycosides have been prepared diastereos- hydrogenation of acetylenes to the cor-
electively by cathodic reduction of glycosyl responding alkenes changes strongly with
halides at a Ag cathode with a set of phenols the reaction conditions, such as supporting
and polyhydroxyphenols [320]. electrolyte, solvent, and cathode material.
A Ag/Pd-cathode hydrogenates 2-butyne-
1,4-diol and acetylene dicarboxylic acid
13.4.2.3 Hydrogenation
exclusively to the cis-olefin [323]. Simi-
lar results were obtained at a Cu net
C, C double and triple bonds C=C dou- covered with spongy silver [324]. With
ble bonds can be stereoselectively hydro- dimethyl butynedioate the cis/trans ra-
genated with cis or trans addition of the hy- tio of the product dimethyl butenedioate
drogen atoms. 2,3-Diphenylindenone un- on a Pd black cathode decreased with
derwent a selective cis addition in 0.25 M increasing pH both in electrolytic and cat-
sulfuric acid, while a trans addition was alytic hydrogenation [325]. On the other
found at higher pH values (Fig. 59) [321]. side at a Hg cathode a trans addi-
For the corresponding methyl-phenyl- and tion to alkynes occurs [326]. In methy-
dimethylindenone, the diastereoselectivity lamine/LiCl, dialkylacetylenes are reduced
was low. to trans-olefins. Nonconjugated aromatic
The cis/trans ratio of 1,4-disubstituted internal acetylenes are selectively reduced
cyclohexanes formed from activated cyclo- to aromatic trans-olefins [327].
hexenes at a Hg cathode depends on the Electrolysis of estratetraene (B) (Fig. 60)
solvent and proton source and shows a in acidic EtOH at 20 ◦ C and a catalyt-
low diastereoselectivity. Protonation of the ically active electrode (Pd on Pt cath-
first formed radical anion is kinetically ode) gives 8α-estradiol methyl ether (C)
Ph Ph
2e−, +2H+
C Ph C Ph
Fig. 59 Stereoselective O O
cathodic hydrogenation of 100% cis in 0.25 M H2SO4
2,3-diphenylinden-1-one [321]. 100% trans at pH 4.7–9.3
OH OH OH
H H
80 °C 20 °C
H H
MeO MeO MeO
(A) (B) (C)
Fig. 60 Stereoselective hydrogenation of estratetraene (B) in acidic EtOH at a Pd/Pt cathode at 80
and 20 ◦ C [328].
436 13 Selectivity in Electrochemical Reactions
OH
O CH3
+e, H+
PHC CH(CH3)Ph Ph C
+e H+
H
Ph
OH Ph
CH3
H OH
Ph H
H CH3
H
Ph Ph
Fig. 61 Stereoselective reduction of 1,2-diphenyl-1-propanone to
erythro-1,2-diphenyl-1-propanol as the major diastereomer (other
enantiomer not shown) [332].
13.4 Stereoselectivity 437
R R R R R R
Hg, +4e
CH3OH, H2O, LiCl NH2 +
R NOH R R NH
2
50–70%
R Rel. yields
[%]
H 0 100
CH3 99 1
Fig. 62Stereoselective reduction of camphor- and
norcamphoroxime [348].
438 13 Selectivity in Electrochemical Reactions
Br R1 2e− H R1 Br R1
+
+H+, −Br−
Br R2 Br R2 H R2
cis trans Fig. 63 Diastereoselective
debromination of substituted
R2: Ph R 1: H up to 84% cis
gem-dibromocyclopropanes
R2: CO 2H, CO2Me; R 1: H, Ph 92–99% cis [355].
13.4 Stereoselectivity 439
assumed to arise by enantioselective proto- arises among others from a specifically ad-
nation of (PyrC(OH)CH3 )− formed in an sorbed supporting electrolyte that forms
ECE process from 2-acetylpyridine [378]. H-bonds with the substrate. The high-
For enantioselective conversions involv- est optical inductions were obtained with
ing intermediate carbanions, the influ- certain diquaternary salts [386]. Low enan-
ence of the chiral inductor acting as tioselectivities have been obtained in the
proton donor and the potential that con- reduction of aryl alkyl ketones in the pres-
trols adsorption of the inductor are dis- ence of chiral supporting electrolytes de-
cussed for the electroreduction of syn- and rived from, for example, ephedrine [387].
anti-HON=CPhCO2 H, PhCOCO2 H, and The C=C double bond in 4-methylcou-
PHNHN=CPhCO2 H in the presence of marin has been hydrogenated at a Hg
strychnine [379]. The ee depended on the cathode in the presence of alkaloids with
alkaloid concentration [380–382]. 17% ee [388]. By systematic variation of pH,
The HOPG (highly oriented pyrolytic supporting electrolyte, working potential,
graphite) carbon electrode chemically substrate, and alkaloid (yohimbine)
modified with (S)-phenylalanine at the concentration, the enantioselectivity has
basal surface led to 2% ee in the reduction been increased to 67% ee. A mechanism
of 4-acetylpyridine [377]. A cathode mod- supported by electroanalytical data and
preparative scale electrolysis is proposed.
ified with a chiral poly(pyrrole) reduced
The main features are a 1e reduction of
4-methylbenzophenone or acetophenone
the hydrogen-bonded enone leading to an
in DMF/LiBr and phenol as proton donor
enol radical that tautomerizes to a more
to 1-phenylethanol with up to 17% ee [382].
easily reducible keto radical or dimerizes.
Alkyl aryl ketones have been reduced to the
The keto radical is reduced and further
corresponding alcohols at a Hg cathode in
protonated. The function of yohimbine-
DMF/water in the presence of (1R, 2S)-
H+ is to catalyze the tautomerization
N ,N -dimethylephedrinium tetrafluorobo-
and to enantioselectively protonate the
rate (DET), producing (S)-1-phenylethanol final carbanion. It is also concluded
with 55% ee from acetophenone. Cy- that the hydrophobic yohimbine is
clovoltammetry supports an enantiose- enriched near the hydrophobic cathode
lective protonation of the intermediate surface. Quantum chemical calculations
(PhCOH(CH3 ))− [383]. demonstrate that si protonation of
The asymmetric reduction of C=N dou- the intermediate anion by yohimbine-
ble bonds in prochiral oximes afforded H+ to give the (R)-dihydroproduct is
a maximum of 18% ee [380, 384, 385]. energetically favored [389, 390]. Similarly,
Prochiral azomethines were reduced to 3-methylinden-1-one in the presence of
the corresponding 1,2-diamines and sec- strychnine yields 71% 3-methylindan-
ondary amines using 36 optically active 1-one with 35% ee (S-enantiomer).
supporting electrolytes. The dimers were An analogous mechanism, such as
optically inactive, while the monomers for 4-methylcoumarin, is supported
showed low optical inductions (≤11% ee). by preparative scale electrolysis and
The effect of electrolyte, substrate con- cyclovoltammetry. The mechanistic model
centration, temperature, pH, and cathode enabled the synthesis of simple
potential on the induction was studied. It nonracemic catalysts, from which (S)-
was proposed that the enantioselectivity N -methylprolinooctadecylester leads to
442 13 Selectivity in Electrochemical Reactions
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451
14
Electrogenerated Acids and
Bases
the EGA. Proton activity can be mea- reduction of the metal cation [1, 8, 12].
sured by indicators such as nitroani- Tetraalkylammonium cations, on the other
lines [8]. hand, may, in aprotic solvents, give rise to
the formation of amines upon reduction,
14.1.2 and the solution becomes buffered. In an
Influence of the Solvent-electrolyte System undivided cell, the difference in proton
activity of an electrolyzed MeCN solution
The successful formation of protons by containing NaClO4 and of one containing
anodic oxidation obviously requires the ab- Bu4 NBF4 was found to be of almost
sence of a supporting electrolyte with easily two orders of magnitude after passage
oxidized anions. Anions such as PF6 − , of the same amount of charge, the
BF4 − , and ClO4 − fulfill the requirement, MeCN-NaClO4 solution being the more
whereas, for example, halide anions and acidic [8]. This was taken as evidence
CH3 COO− normally prevent production for the buffering effect offered by the
of the EGA. Bu4 N+ ion, since independently prepared
The ability of the supporting electrolyte standard solutions of HClO4 and HBF4 in
anion to stabilize the intermediate carbo- MeCN showed similar proton activity [8].
cations in only moderately polar solvents The choice of solvent plays a role for
such as CH2 Cl2 or THF may play an im- (1) the proton activity of the medium and
portant role for product formation. The (2) the involvement of solvent molecules
ClO4 − ion is known to stabilize car- in the follow-up reaction of the inter-
bocations in ether [9] and in alcoholic mediate carbocations. Most EGA-catalyzed
solutions [10], whereas the tosylate anion reactions are carried out in fairly unpolar
(TsO− ) has been suggested to add to reac- solvents such as CH2 Cl2 , ClCH2 CH2 Cl,
tive carbocations [11] (see Sect. 14.3.1). It is THF or mixtures of these. Catalytic reac-
unfortunate that in many cases ClO4 − has tions that involve trapping of a carbocation
proven to be superior in EGA-catalyzed re- intermediate by solvent are typically car-
actions, since the known safety risks of ried out in acetone, MeCN, or MeOH. In
organic perchlorates (explosive) prevent protic solvents such as MeOH, the bulk
the general use of metal perchlorates as solution does not become acidic in undi-
the supporting electrolyte. vided cells, since base (MeO− ) is produced
The significance of the supporting at the cathode. However, in the vicinity of
electrolyte cation depends crucially on the anode the acidity may be sufficiently
whether a divided or an undivided cell high for ketones to undergo acid catalyzed
is used. In a divided cell, the choice of hemiacetal formation [13], see Sect. 14.2.2.
cation is of minor importance but in Where the EGA is formed via elimination
an undivided cell the cathode process of protons during the oxidative conversion
should not lead to formation of base of an organic substrate, the more polar
and thereby to buffering of the solution. MeCN is normally used.
Metal cations such as Li+ , Na+ or Mg2+
are often the choice since in aprotic 14.1.3
solvents the metal cation may be the In situ Versus Ex situ Formation of the EGA
most easily reduced component. This has
been observed as deposits of metal on For acid catalyzed reactions, formation of
the surface of the cathode arising from the EGA ex situ by electrolysis of the
14.2 Charge-consuming Reactions 455
(%2) (%3)
CH2 OH
Me 10 62
Kinetic 1,2-Me2 5 82
product 1,3-Me2 8 68
H2O
(CH3)n 1,4-Me2 4 71
CH3 CH2 −H+ (2) 1,2,4,5-Me4 0 68
Me6 0 100
−2e−, −H+
EGA
(CH3)n MeCN O
(CH3)n
(1)
CH2 NC CH3 CH2 NH C CH3
MeCN, 0.1 M H2O,
NaClO4, undiv. cell H2O
Thermodynamic
−H+ product
(CH3)n (CH3)n
(3)
carbamates into the dimethyl acetals, (5), solvolysis, Scheme 3 [18]. The EGA-
Scheme 2 [17]. When R = H, the anodic catalyzed reaction could not be suppressed
oxidation of (4) leads directly to (5). by the addition of a base. The more strained
Oxidation of N ,N -dialkylamides in ring system, N -acetylaziridine, does not
MeOH normally gives α-methoxylated undergo methoxylation, but only EGA-
amides in high yields. The reaction catalyzed solvolysis (0.5 F), Scheme 4 [18].
also works well for N -formyl-2,2- Oxidation of a 5,8-dihydro-1,4-naphtha-
dimethylazetidine, (6a), but in the lenediol derivative, (7), leads in a 2 F
absence of the methyl groups, (6b), the process to the dihydronaphthoquinone,
primary product undergoes EGA-catalyzed (8), but in a divided cell EGA-catalyzed
OMe R OMe
R MeOH, Et4NOTs
R
EGA
NHCO2Me NHCO2Me 69–78%
Undiv. cell R′ ≠ H R′ OMe
R′ R′
(4) (5)
R = alkyl, R′ = H, alkyl
CHO CHO
MeO OMe
N MeOH, Bu4NBF4 N R=H
R + 2H+
Undiv. cell, 2.1 F R O NH OMe
R R
(6a) R = Me
(6b) R = H
COMe
MeOH, Bu4NBF4 NH
N OMe
Undiv. cell, 0.5 F
O
OH O OH O
+
−2e , −2H+ EGA −2e , −2H
OH O OH O
(7) (8) (9) (10)
Vitamin K3
R1 R1
HO R1
MeOH HO −2e−, −2H+
(CH2)n (CH2)n O (CH2)n 65–95%
EGA MeO
O
OH MeOOC R2
R2 R2
(11) (12)
n = 1, 2 −2e−, −2H+
R1, R2 = alkyl or H
R1 R1 R1
−2e−, −2H+, MeOH MeO MeOH MeO
(CH2)n (CH2)n
(CH2)n EGA
AcO MeO
O OH
R2 R2
R2
(13)
The reaction requires 4 to 5 F, and in MeCN/CH2 Cl2 [25] and during the an-
parallel, direct oxidation of (11) cannot odic dimerization/oligomerization of sub-
be excluded. α-Acetoxycycloalkanones un- stituted pyrroles in MeCN [26]. The un-
dergo similar cleavage reactions in MeOH- desired deactivation of the substrate may
LiClO4 . Bond cleavage does not occur for be avoided by addition of base (compet-
(11) in MeOH-Et4 NOTs [13], that is, con- ing reaction of the base as nucleophile is
ditions in which less EGA production is possible) or by using an undivided cell
expected (cf. Sect. 14.1.2), whereas cleav- (competing reduction of substrate or prod-
age of 1,2-diols does take place [21]. uct is possible).
Similarly, oxidation of cycloalkanone
enol acetates, (13), in MeOH/AcOH(10 : 1)-
LiClO4 at a Pt anode in a divided cell 14.3
leads to oxidative cleavage to the (same) Acid Catalyzed Reactions
oxoalkanoates as the corresponding (11),
Scheme 6, [13]. In this case, EGA-catalyzed A number of reactions that are traditionally
conversion into a hemiacetal has also been carried out using either Brønsted or Lewis
suggested, Scheme 6, [13]. Using AcOH- acids as catalysts have been shown to take
Et4 NOTs in an undivided cell (13) gives place in the presence of EGA formed either
a mixture of α,β-cycloalkenones and α- in situ or ex situ. The reactions do not
acetoxycycloalkanones [22, 23]. involve charge-consuming conversions of
Unintended EGA-catalyzed rearrange- the substrates.
ment of substrates during anodic oxidation
14.3.1
has been reported in a number of cases,
Ring Opening of Epoxides
for example, rearrangement of strained
polycyclic hydrocarbons upon oxidation in EGA-catalyzed ring opening of epoxides,
MeCN-LiClO4 [24]. (14), is one of the most-studied catalytic
Unintended deactivation of substrates EGA reactions. The proper choice of
during proton-producing anodic processes solvent and supporting electrolyte allows
such as couplings or substitutions is com- selective formation of a ketone, an allylic
mon. For coupling reactions carried out alcohol, an acetonide, or an α-hydroxy
in polar aprotic solvents, electron-rich sub- ether, Scheme 7.
strates (typically N -, O- or S-compounds) Nonnucleophilic solvents such as
may be the most basic species in solution. ClCH2 CH2 Cl, CH2 Cl2 or THF with
In divided cells, it is therefore often ob- perchlorate supporting electrolytes favor
served that (1) the charge consumption in the formation of ketones [12]. In general,
an exhaustive electrolysis is lower than ex- EGA-catalyzed reactions give higher yields
pected, (2) the chemical yield of the product (70–90%) and shorter reaction times than
is low, and (3) some substrate is recov- reactions carried out with conventional
ered after addition of the base or during acid catalysts in CH2 Cl2 or with BF3 · Et2 O
workup, since a considerable part of the in benzene [12, 27].
substrate is deactivated by protonation dur- Formation of the acetonides, Scheme 7,
ing electrolysis. For example, deactivation takes place in an acetone containing small
of the substrate takes place during anodic amounts (0.01 eq.) of a metal perchlorate.
coupling of aryl-substituted 1,4-dithiines Higher concentration of the perchlorate
14.3 Acid Catalyzed Reactions 459
R2
CH2Cl2, THF, LiClO 4
R1
Pt-anod., 0.02–0.1 F
R3
ex situ or in situ O
div. or undiv. cell 72–91%
R2 R1
MeCOMe, 0.01 eq. LiClO 4
R3
Undiv. cell, Pt-anod., 0.1–0.2 F O O
R2 R1
70–88%
R3
O
(14) ClCH2CH2Cl, TsONa/TsONEt 4 R1 R2 = R3 = Me
Undiv. cell, Pt-anod., 0.3 F
OH
70–83%
Ring opening and ketone formation For substrates with strongly electron
from the tetrasubstituted oxirane, (15), withdrawing substituents, formation of
upon anodic oxidation in poorly nucleo- the allylic alcohol in good yields takes
philic solvents in a divided cell takes place place under conditions otherwise favoring
according to Eq. (1) [29]. In solvents con- ketone formation, Eq. (2) [30].
taining water (conditions A), C−C-bond
CH2Cl2, LiClO4 OH
cleavage takes place and benzophenone O /Bu4NClO4
is the main product, whereas substrate EWG
Div. cell,
rearrangement preferentially takes place EWG Pt-anod., 0.1 F
in dry conditions (B and C). Two mech- T = −78 or
−30 °C
anisms have been suggested for the re-
action in dry conditions: (1) formation EWG = COOMe, CN 88–95%
of the radical cation followed by ring (2)
opening, migration, and electron trans-
fer from the rearranged radical cation 14.3.2
to another substrate molecule (0.05 F), Reaction of Acetals, Ketones, and
that is, by electron-transfer catalysis [29] Aldehydes with Nucleophiles
and (2) EGA-induced ring opening fol-
lowed by migration and deprotonation, Another reaction type for which EGA
that is, by acid catalysis [12]. That EGA catalysis has been thoroughly explored
catalysis can take place is evident from is the reaction between organo-silicon
conditions B in which 97% of the re- nucleophiles and acetals or unprotected
arranged ketone was obtained without aldehydes and ketones [31–33]. The reac-
passage of current but simply by adding tion types are aldol condensation, allyla-
the substrate to the preelectrolyzed ‘‘wet’’ tion, cyanation, and hydride reductions
solution [12]. For conditions C, parallel depending on which of the nucleophiles
reaction pathways via electron-transfer (16) to (20) is used.
catalysis and EGA catalysis cannot be Typical reaction conditions, products,
ruled out. and yields are depicted in Scheme 8 for
acetals [32, 33].
Ph Ph Ph Ph
EGA? In general, acetals derived from alde-
Ph3C + O
Ph
O
Ph ET?
O Ph
hydes (21, R1 = alkyl, R2 = H) are more
(15) reactive than those derived from ketones
(21, R1 , R2 = alkyl), and, for example, ally-
A: in situ "wet" CH 2Cl2/THF, lations of the latter are carried out at 0 ◦ C
LiClO4/Et4NClO4, 1.2 F 30% 69% rather than at −78 ◦ C.
B: ex situ "wet" CH 2Cl2/THF, The aldol reactions of enol silyl ethers,
LiClO4/Et4NClO4, 2.5 F 97% – (16), with unprotected aromatic aldehydes
C: in situ dry MeCN, LiClO4,
0.05 F 90% 10%
also give good yields of the adducts
(1) (isolated as the silyl ether) but with
R OSiMe3 R
SiMe3 Me3SiCN Et3SiH
R′ OSiMe3 OSiMe3
(16) (17) (18) (19) (20)
14.3 Acid Catalyzed Reactions 461
R1 OMe
CH2Cl2, LiClO4/Bu4NClO4 R 52–93%
R2
Undiv. cell, 0.05–0.2 F Where relevant:
T = −78 °C O R′ erythro major isomer
(16)
O
(CH2)n OSiMe3
CH2Cl2, LiClO4/Bu4NClO4
R1 66–91%
Undiv. cell, 0.01–0.2 F
MeO Where relevant:
T = −78 °C, 0 °C R2
(17) erythro major isomer
R1 OMe
1 (18) CH2Cl2, LiClO4/Et4NClO4 R
R OMe 78–98%
R2
Undiv. cell, 0.03–0.2 F
2 OMe
R T = 0 °C
(21)
(19)
a lower erythro : threo ratio than the Acetals of benzaldehydes may undergo
corresponding acetal. For reaction of EGA-catalyzed aldol reactions also with
benzaldehyde with cyclohexanone enol alkyl enol ethers, (22) (R = alkyl), as
trimethylsilyl ether, a ratio of 69 : 31 was nucleophiles [31] but in contrast to the
obtained whereas the corresponding acetal reaction with enol silyl ethers the
gave a ratio of 86 : 14 [33]. threo isomer is favored in this case,
OMe O OMe O
OMe OR MeCN, NaClO4/Bu4NClO4
(1 : 1)
Ph + +
OMe Ex situ in
CH2Cl2, T = −78 °C
(22) Yield
R = Me: 35 : 65 95%
R = SiMe3: 86 : 14 93%
Scheme 9. Reaction with alkyl enol ethers CF3 compounds like (23) in which
is unsuccessful for acetals of aliphatic the sulfur substituent stabilizes the
aldehydes [31]. carbocation, β-allylation and -cyanation
The cyanation reactions with (19) is possible, Scheme 10. Normally, β-
(extremely toxic and requires essentially substitution of CF3 compounds is prob-
nonacidic reaction conditions) can also lematic because of competing elimina-
be carried out with unprotected aldehy- tion [34].
des in good yields but with higher charge Reaction of (24a) or (24b) with (16),
consumption (88–97%, 0.15–0.45 F). For (18) or (19) under the conditions of
ketones, the products are isolated as EGA catalysis leads selectively to substi-
trimethylsilyl ethers, whereas for alde- tution in the 2-position, Scheme 11, via
hydes the silyl ethers are hydrolyzed to the common cationic intermediate. Reac-
alcohols [33]. tion with O- (or S-) nucleophiles such
Allylations do not work for unpro- as MeOH, Scheme 11, exclusively gives
tected aldehydes, and reactions with substitution in the 4-position [35]. The
(20) have only been reported for ac- difference in regioselectivity has been in-
etals of aromatic aldehydes [33]. For terpreted as 2-substitution arising from
R
R
OAc CH2Cl2, LiClO4/Bu4NClO4
82–88%
CF3 + SiMe3 CF3
Div. cell, 0.03 F, ex situ
SPh SPh
(23)
OMe
COOEt COOEt
N OMe
OMe
COOEt MeOH, LiClO4/Bu4NClO4
(24a) 87%
Undiv. cell, Pt-anod., 0.2 F
N
COOEt OMe
OMe
CH2Cl2, LiClO4/Bu4NClO4
+ (18) 44% + 25%
Undiv. cell, Pt-anod., 0.2 F
N N N OMe
CH2OMe CH2OMe
OMe H
O CH2Cl2, Zn(ClO4)2 O
OMe + BH3 • SMe2 OMe Quantitative
Undiv. cell, Pt-anod.
OMe H OMe H
OMe OMe
OSiMe3
O
OSi(R)Me2 CH2Cl2, LiClO4/Bu4NClO4 O
+ Undiv. cell, Pt-anod., 0.05-0.2 F
Ph Ph
T = −78 °C, ex situ or in situ
R2 OSiMe3 R1 R2
R1 CH2Cl2, LiClO4 (0.2 eq.)
+ + Me3SiOSiMe3
Pt-anod., 0.01–0.08 F O O
O OSiMe3
90–99%
catalysis by passing very small amounts in MeCN-LiBF4 has been suggested [41].
of charge, Scheme 15 [39]. The procedure In a divided cell, a small amount of
also works nicely for compounds con- charge was passed (0.015 F) and the
taining protected carbonyl groups. The reaction monitored thereafter. The rate of
corresponding deprotection, Scheme 15, is reaction increased by 40 to 60% compared
not selective when other ether functions to the rate of reaction observed under
are present in the molecule. The condi- identical conditions but without passage
tions used for deprotection can be used as of charge [41].
a general method for trans-esterification,
for example, conversion of glycerides into 14.3.6
simple alkyl esters of fatty acids in high Cyclizations
yields [39].
Most attempted conversions of (25)
14.3.5 to (26) by conventional acid catalysis
Electrophilic Aromatic Substitution (e.g. HCOOH in pentane, AlCl3 in ether
or BF3 · Et2 O in CH2 Cl2 ) lead predomi-
Instead of stoichiometric amounts of nantly to mixtures of the alkenes rather
Lewis acids (ZnCl2 , FeCl3 ), small amounts than the desired (26) (<30%) [42]. Un-
of EGA (0.003–0.03 F) may catalyze der these conditions, deprotonation of
acylation of electron-rich arenes when the cyclic carbocation species takes prece-
the electrophile precursor is used as dence over return of the OH-group or – if
solvent/co-solvent [40]. Yields in the range formed – (26) is unstable under the reac-
22 to 95% are obtained, lowest when tion conditions. A rationalization of the
o-substitution has to take place as in 1,4- successful conversion by EGA catalysis
dimethoxybenzene. The regioselectivity is in acetone is the trapping of the cy-
75 to 98% [40]. clized carbocation by acetone giving (27),
The involvement of EGA as a catalyst which is hydrolyzed to (26) (52%, 0% de),
in the nitration of naphthalene by NO2 Scheme 16. Other solvents gave none of
OH
MeCOMe,
LiClO4(0.1 eq) H2O +
Undiv. cell,
Pt-anod., 0.36 F
HO
O
52% 25%
(25) + (27) (26)
(26), and only metal perchlorates were ef- reactants [44]. In all cases, higher endo/exo
fective in the conversion of (25) to (26) [42]. ratios were obtained than those obtained
Cyclizations of the type in Scheme 17 by the thermal Diels–Alder reactions of the
can be carried out in concentrated sulfuric corresponding enones. For (28) (R = Me)
acid, and workup, therefore, requires with cyclopentadiene, a ratio of 50 : 1
large amounts of base. The EGA-catalyzed was obtained, which should be compared
cyclization can be carried out in solutions to 3.9 : 1 for a thermal reaction of the
that can be neutralized by a few drops enone [44].
of pyridine, since only a very small
amount of charge is necessary to complete
the cyclization process under optimal 14.4
conditions [43]. Electrogenerated Bases
14.3.7 14.4.1
Diels–Alder Reactions General Concepts
R = CH2SO2Ph 95%
R = CO2Me 88%
R = CH CHCOCH3 57%
R = COCH CHCH3 30%
( )n
R CH2Cl2,
LiClO4/Bu4NClO4
R
+ 76–85%
O O + +
( )n Undiv. cell, O OH ( )n O
Pt-anod., 0.2 F R
(28) n = 1, 2 T = −78 °C n = 1, 2
O
R1
+ O(solvent)
2e− Ph3PCH2Ph R2 R1
+ −
Ph3P CHPh CHPh
Ph3PCH2Ph PhCH2 −Ph3PO
−PPh3 −PhCH3 R2
PB EGB
R2
N
R1 N N
N N N N
R1
N
R2 N
(29) (30) (31) (32)
a:R1 =R2 =H
b: R 1 = alkyl, R2 = H
c: R 1 = R2 = alkyl
DMF, R 4NX
+
O Div. cell O , R4N + ½ H2
N N
1.5 F(typical) −
H (33)−
(33H)
pK 24.1
reagent. The anion is a strong base, pK(2- The polyacrylamides could be repeatedly
pyrrolidone) 24.1. reused [74].
An alternative procedure (constant cur- A stronger base and notably weaker
rent, undivided cell, stainless steel cathode, nucleophile is the anion of hexamethyl-
sacrificial magnesium anode) has later disilazane (Me3 Si)2 NH, (34H). The an-
been developed for ex situ preparation of ion, (34)− , is electrogenerated ex situ,
(33)− from (33H) [73]. The solution of the similarly to (33)− , as its magnesium
Mg2+ -stabilized (33)− may be stored at salt in dimethoxyethane with 15% v/v
room temperature for up to 10 h. The sol- HMPA [75]. The PB (34H) is commercially
vent used, dimethoxyethane with 10% v/v available, relatively cheap, and in many
HMPA, raises problems since in many respects behaves very much like lithium
laboratories HMPA is a banned substance diisopropylamide (LDA). Substitution of
because of its carcinogenicity. The HMPA HMPA with N -methyl-2-pyrrolidone was
is required to give acceptable conductivity not successful [75].
in the preparation of the EGB but is also Since formation of EGBs from amides,
crucial in avoiding strong ion pairing be- in all cases, is the result of direct re-
tween Mg2+ and the EGB (which decreases duction and H2 formation (and has to
the reactivity of the EGB) [73]. However, it be done ex situ), the monomeric as well
is reported that HMPA may be replaced as the polymeric EGBs are recovered as
with Me2 N(CH2 )2 NMe2 as a complexing the PB. Their reactions as bases have
agent [73]. to be driven either by a thermodynami-
The advantages of polymer-supported cally favored proton transfer reaction or
reagents have been exploited for EGBs by a fast follow-up reaction of the depro-
in the form of EGBs generated from tonated substrate, which – particularly for
polyacrylamides [74]. The effective base is (33)− – is difficult, since (33)− is a good
in all cases an amide anion similar to (33)− . nucleophile.
470 14 Electrogenerated Acids and Bases
OH O
tBu tBu (36a): R 1 = t-Bu, R2 = R3 = Ph
R1 R1
(36b): R 1 = t-Bu, R2, R3 = 9-fluorenylidene
O
(36c): R 1 = t-Bu, R2 = H, R3 = R1 R1
R2 R3
(35H) (36)
CH
14.7 Carbon Bases 471
R1 R2
a: R 1 = R2 = CN, X = Y = CH
b: R 1 = CN, R2 = COOEt, X = Y = CH
ROOC COOR a: R = Me
b: R = Et X c: R 1 = R2 = COOEt, X = Y = CH
ROOC COOR c: R = Bu d: R 1 = R2 = COOEt, X = N, Y = CH
Y Y
(37) e: R 1 = R2 = COOEt, X = H, Y = N
(38)
472 14 Electrogenerated Acids and Bases
Tab. 1 Yields and stereochemistry of stilbene as a function of the EGB and the reaction
conditions in the Wittig reaction of Ph3 P+ CH2 Ph with PhCHOa
a General conditions: DMF as solvent and in situ formation of the EGB by constant potential
electrolysis (CPE) at the potential of EGB-formation in a divided cell.
b Disproportionation of (29a)−• to (29a)2− in the presence of Li+ cannot be excluded.
c Constant current electrolysis (CCE).
d CCE in DMSO as solvent.
Wittig–Horner reactions between alkyl gives similar yields of the alkene [97].
phosphonates and aldehydes can be The successful use of (36a) as a PB
carried out similar to the Wittig reaction for deprotonation of (EtO)2 P(O)CH2 Ph
but the phosphonates are much weaker (pK 27.6) and formation of stilbene
acids than the phosphonium cations (trans/cis = 9) in the presence of
[by 9–10 pK units when comparing benzaldehyde [82] is hardly due to (36a)−• .
Ph3 P+ CH2 X with (EtO)2 P(O)CH2 X], and, More likely, initial O-protonation of
therefore, stronger electron-withdrawing (36a)−• by an acidic impurity gives
substituents, X, [96] or more basic EGBs the radical that is further reduced at
are required. Using (29) as a PB the working potential (lower than that
in situ gives, in the presence of of 36a−• formation), and the much
p-methoxybenzaldehyde, the alkene in more basic substituted triphenylmethyl
60 to 80% yield for phosphonates anion deprotonates the phosphonate.
(EtO)2 P(O)CHXY with Y = H, X = The reaction is then sustained by the
COOEt, CN, Ph, and Y = Me, X = protonation of a new (36a)−• by the dihydro
COOEt, Y = X = Cl, exclusively (or almost product, (36aH2 ).
exclusively) as the E isomer [96]. This Only low yields (10%) of coumarin
approach may be compared to the direct were obtained by the intramolecular Wit-
reduction (at Pt or GC cathodes) of the tig–Horner reaction of 2-(diethoxyphos-
phosphonates to give H2 and the anion, phorylacetoxy)benzaldehyde using (35)−
followed by addition of an aldehyde, which as an EGB (formed ex situ in MeCN) [98].
474 14 Electrogenerated Acids and Bases
O OH
DMF, −78 °C
CHCl3 + + , Et4N+ R H 50–80%
R H N − O (−33H)
− CCl3
(−78 ◦ C). The substrate is deprotonated generated (33)− with Mg2+ as counter-
[pK(PhCH2 COOMe) 22.7] and trapped ions forming enolates stabilized by Mg2+ ,
by an alkyliodide (−78 ◦ C). This proce- whereas dialkyl ketones (pK 27–28) do not
dure leads selectively to mono α-alkylation react [73, 106]. Under the conditions in
(81–99%) [103]. Selective monoalkylation Scheme 22, the enolates equilibrate to the
of β-diketones in 70 to 95% yield was more stable Z-enolates that can be trapped
obtained by a similar procedure, and by an excess Me3 SiCl. The presence of
only in a few cases (bulky secondary HMPA is crucial for the equilibration [73].
alkylhalides) were the O-alkylated sub- The regioselective monoalkylation of 2-
strate found as a side product. Tetraalky- methylcyclopentanone, (39), via the eno-
lammonium counter cations were nec- late is difficult to achieve with conventional
essary in stabilizing the enolate; Na+ bases but can be carried out using a slightly
counter cations did not give selective C- modified procedure, where 4 eq. of MeI is
alkylation [104]. added to the EGB solution and (39) is added
It may be difficult to alkylate α- dropwise at −50 ◦ C. Formation of the 2,2-
CF3 enolates since they easily undergo dimethylcyclopentanone takes place but
defluorination prior to trapping with conversion is low since some of the EGB is
the alkylating reagent. The enolate of methylated [106], Scheme 22. The conver-
dimethyl trifluoromethylmalonate gener- sion may be improved by subjecting the
ated by (33)− /Et4 N+ was shown to be product mixture to another cycle of reac-
stable towards defluorination and could tion since the product is too weakly acidic
be alkylated in 30 to 80% yield depending to be deprotonated by the EGB.
on the alkyl halide [105]. Using the more basic and less nucleo-
Less reactive compounds such as alkyl philic EGB (34)− also leads to depro-
benzyl ketones and cycloalkanones (pK tonation, Scheme 22, but trapping with
20–26) may be deprotonated by ex situ Me3 SiCl predominantly gives products
2+
N O ½Mg O OSiMe3 OSiMe3
− Me3SiCl
(33)− excess Total
+
−75 °C, 3 h yield: 100%
DME/HMPA
91% 9%
½Mg2+
O N O
(39) added − O O
dropwise (33)−
Total
+
−50 °C, 4 eq. MeI Me yield: 49%
(39) DME/HMPA
82% 18%
2 F, undiv. cell
PhBr Ph− + Br−
Cd-Ni cath., Mg anod.
O
R′ O− Mg2+ Acidic O
R O work up
Ph− + MeCN −CH CN
2 R OR′ CN + R′OH
−PhH R
CN 60–83%
R = t-Bu, Ar, R″CF2
(40)
R′ = alkyl
fashion using, for example, PhCH2 COOEt as well, and the subsequent alkylation of
(pK 22.7) instead of PhCH2 CN or the carboxylated ethyl phenylacetate also
MeCN [63]. leads to alkylation of (37aH)− , Scheme 24.
Whether the dianion of azobenzene Smaller amounts of the side products are
is able to deprotonate MeCN (pK 31.3) obtained using the more bulky (37b)2− as
has been discussed [62, 64, 68]. However, an EGB and using (37c)2− effects clean
on a preparative scale generation of carboxylation and alkylation of (41H),
− CH CN takes place at the potential of
2 Scheme 24, [68]. In none of the cases,
the second reduction of azobenzene, and products derived from carboxylation of the
reactions initiated by cyanomethylation EGBs were found. This, however, was the
of benzamide [108], carbonyl compounds case using (29a) as a PB. Although (29a)2−
(or their Schiff bases) or α,β-unsaturated is able to deprotonate (41H), the only
nitriles either present in situ [69, 109] product isolated was dicarboxylated and
or added subsequently [110–112] have alkylated azobenzene. The more sterically
been studied. A mixture of products is hindered (29b) (R1 = t-Bu) used as a
normally obtained. PB gave the intended product [68]. Both
(29a)−• and (29a)2− are also easily alkylated
14.8.5 by MeI [67].
Carboxylation In the carboxylation of the less acidic
diglycolic acid N -methylimide, (37b)2−
The advantages of sterically hindered PBs was found to be superior to (29b)2−
have been demonstrated for the series (R1 = t-Bu) as an EGB since the latter
(37a–c). The dianionic EGBs are all partially underwent cleavage of the N–N-
able to deprotonate ethyl phenylacetate, bond [113].
(41H), (pK 22.7), and the anion (41)− is A surprising N -carboxylation of amines
carboxylated in the presence of CO2 [68]. and anilines using (33)− as EGB in MeCN-
Using (37a)2− as an EGB, the product of Et4 NClO4 has been reported [114]. Despite
Michael addition of (41)− to (37a) is formed the fact that amines and anilines have pK
1. 2.
DMF, R 4NX, CO2 EtI COOEt
Ph
(29b) (R = t-Bu)
2− 1
COOEt
or (37c)2−, in situ
77–78%
Ph COOEt
PhCH2COOEt 1. DMF, R 4NX, CO2 2. EtI
(41H) N N
(29a)2− in situ
pK 22.7
EtOOC 64% Ph
COOEt
1. DMF, R NX, CO 2. EtI Ph MeOOC COOMe
4 2 COOMe +
MeOOC COOEt
(37a) 2−
in situ COOMe
MeOOC COOMe
MeOOC
31% 11%
values in the range 30 to 40 (while 33H of the methylene compound but com-
has pK 24.1), a yield of 30 to 90% of the peting reduction of the halogen com-
alkyl or aryl carbamates were obtained by pound normally leads to low yields [117].
stepwise addition of the amine, CO2 , and Higher yields are obtained using an
EtI to the ex situ formed EGB [114]. easily formed EGB for the deprotona-
The acidity of the N -protons in amides tion step. Using (29a) as the PB in
is considerably higher (pK typically in the MeCN-Bu4 NClO4 α,α-diactivated methy-
range 20–26) than those of amines, and lene compounds (XCH2 COOEt, X = Ac,
(37b)2− has been successfully used as CN, COOEt) gave, in the presence
in situ formed EGB for N -carboxylation of 1,2-dibromoethane, 80 to 85% of
and subsequent cyclization of amides with the cyclopropane product [117]. An in-
leaving groups in the α-position according tramolecular version of the same re-
to Scheme 25 [115]. action type using (29a) as the PB in
DMF-Bu4 NBr gave 80 to 82% yield of
the 1,1-dicarbomethoxycycloalkanes when
14.8.6
Br(CH2 )n CH(COOMe)2 (n = 4, 5) were
Cyclizations
used as substrates [118].
Direct reduction of O-tosylglycolamides
Formation of 12 to16-membered lactones
leads to cleavage and loss of the tosyl group
in 66 to 75% yield from the corresponding
but in situ formation in DMF of EGBs de-
ω-bromo carboxylic acids can be carried
rived from (29a) or from Me2 CBrCOOEt
out by addition of a solution of ex situ leads to deprotonation of the amide nitro-
formed (33)− to a dilute solution of gen. The amide anion acts as a nucleophile
the carboxylic acid at low temperature toward unreacted starting material; further
(−60 ◦ C) [116]. A crucial point in the deprotonation takes place followed by cy-
selective reaction seems to be R4 N+ , clization to the diketopiperazine. However,
which stabilizes the carboxylate ion and small amounts of the oxazolidinone aris-
slows down bimolecular reactions for ing by nucleophilic attack on DMF is also
steric reasons. The yield of the cyclic formed, Scheme 26 [119].
product increases with increasing size of
R [116]. 14.8.7
Formation of cyclopropane derivatives Oxidative Conversions
by reaction between an α,β-dihalo com-
pound and an acidic methylene com- Homocoupling of aryl acetic acid deriva-
pound can, in principle, be initiated by tives has been achieved by deprotona-
direct cathodic formation of the anion tion and oxidation by I2 as outlined
O
O
X DMF, Et 4NClO4, CO2 R′ R
NHR N
(37b)2− in situ
R′ O
O
X = Cl, Br, OSO 2C6H4CH3(p) 40–99%
R = alkyl, allyl, benzyl, phenyl
R′ = H, Me
O
O
O O TsO
EGB NH Ph NH Ph
TsO TsO
NH Ph N Ph −OTs Ph N
− OTs
1. EGB O
DMF 2. −OTs
O O
O
N Ph TsO
N Ph N Ph
O −OTs Ph N
NMe2 −O NMe2
10–15% O 60%
Ph COOMe
(33 ) − − I2 1
Ph COOMe 0 °C Ph COOMe 2
Ph COOMe
81%, dl : meso = 78 : 22
in Scheme 27 [120]. The EGB (33)− was derivative of phenyl acetic acid gave selec-
formed ex situ in DMF-Bu4 NClO4 and tively the R,R-dimer [120].
gave much higher yields than when the Deprotonation of carbon acids by O2 −•
reaction was carried out using conven- in the presence of O2 (i.e. when O2 −• is
tional bases with metal counterions [120]. formed in situ by bubbling O2 through
Good yields but lower dl : meso ratios were the catholyte) can lead to oxidative con-
obtained for other aryl groups than for Ph. version of the carbon acid by reaction be-
Nonstoichiometric amounts of I2 could be tween the deprotonated substrate and the
used in combination with anodic regen- excess O2 [107, 121–123], in some cases by
eration. An optically active oxazolidinone consumption of less than stoichiometric
OH
CH3CH(COOEt)2 General conditions:
CH3C(COOEt)2
95%
OH Div. cell
O
MeCN or DMF
PhCH(COOEt)2 + Bu4NBr or Et4NBr
PhC(COOEt)2 Ph C COOEt
7% O2 bubbling
74%
CPE, Ew = −1.0 V
Ph2CHCN Ph2C O
95%
O O
NO2 O 82–86%
amounts of charge. Examples are given slowly reacting enones, two- or four-fold
in Scheme 28, and more can be found in excess of the carbon acid may be required
Ref. [123]. The product anion, may to some since the ‘‘normal’’ oxidative conversion of
extent, deprotonate the acidic substrate (42) competes with the reaction with the
whereby the reaction becomes partially enone [121].
catalytic. Monoactivated methylene com-
pounds give lower yields, typically 5 to 14.8.8
50% [123, 124]. Condensations
The mechanism by which the hydroper-
oxide intermediate, (42) (Scheme 29) is Despite a very unfavorable proton transfer
converted into the products of Scheme 28 using (35)− as an EGB, condensation of
is not clear. The follow-up reaction of (42) acetophenone with an aromatic aldehyde
may be diverted by reaction with an enone took place within a matter of hours. The
that undergoes epoxidation in 85 to 90% reaction led to α,β-unsaturated ketones,
yield, Scheme 29, [121]. The epoxidation which underwent the Michael addition
reaction does not take place directly from with a second equivalent of deprotonated
O2 and O2 −• but requires the formation ketone, Scheme 30, [80, 81]. The EGB was
of an intermediate of type (42) derived generated ex situ.
either from the enone or from an exter-
nal carbon acid as in Scheme 29. Yields 14.8.9
are considerably improved using an exter- Miscellaneous Reactions
nal carbon acid since the Michael addition
between the enone and its anion other- A very efficient pathway to formation of
wise competes with the epoxidation. For esters by reaction of a carboxylic acid
O O− OH O
O2−• − O2
RCHXY RCXY RCXY RCXY or RCX
−HOO•
(42)
O O
O
90%
O H O
DMF, Et 4NOTs Ar1COCH3, Ar2CHO OH
(35H) (35)−
Div. cell, 1F (1 : 1) Ar1 Ar2 −H2O Ar1 Ar2
pK 16.8 pK 24.7
O Ar2 O 1) Ar1COCH3, EGB
2) −H2O
Ar1 Ar1
18–90%
O O HO CH(CO2Et)2
OTs EGB
−
(EtO2C)2CH2 + (EtO2C)2CH +
DMF,
Et4NClO4,
div. cell
pK 16.4 pK >> 16.4 PB = (29a): 76%
PB = (37b): 53%
pK(cyclohexanone) 26.9
HCCl2 COOMe could be used instead of using CH2 =CHX (X = CN, COOEt) as ac-
CHCl3 with similar results [128]. For (43a), ceptors and dialkyl malonates as donors in
cyclization by intramolecular SN 2 reaction DMF-Pr4 NBF4 . The susceptibility of the
competes with protonation, and when stoi- PBs (37a and b) toward the Michael ad-
chiometric amounts of EGB and CHCl3 dition (cf. Sect. 14.8.5) resulted in 60 to
were used, the cyclopropane derivative 93% yield of the addition product when
was the main product, Scheme 32, since subjected to a similar procedure [129].
protonation of the intermediate anion now Superoxide anion formed in situ in a
has to be from (33H), which is less acidic solution exposed to air (i.e. with only
than CHCl3 [128]. a small concentration of O2 ) has been
The trichloromethylation of (43b) has used as an EGB to generate nitroalkane
also been carried out using polyacryl- anions that may add to activated alkenes
amides as PBs [74]. Copolymers of N - or to carbonyl compounds [130, 131]. An
methylacrylamide (57% of the monomer example is shown in Scheme 33. The
reaction is catalytic since the product
units) and styrene (Mn ≈ 4000) gave the
anion can act as a base toward the
best result (94%) using CHCl3 : (43b) =
nitroalkane. Using the nitroalkane as
3 : 1 with addition of the polymeric
the solvent favors the proton transfer
EGB in an amount of reduced N -
pathway over the competing addition of
methylacrylamide units corresponding to
the product anion to a second molecule of
the amount of (43b) (i.e. not a catalytic re-
activated alkene, a pathway that may lead to
action) in DMF. Lower yields (72% and
polymerization [130]. In some cases, better
89%) were obtained with a homopoly- yields of the Michael addition product were
mer of N -methylacrylamide and with a obtained if a stoichiometric amount of the
copolymer of N -methylacrylamide and anion was formed ex situ (with O2 as
N ,N -dimethylacrylamide [74]. the PB), and the activated alkene added
Typical acceptors in Michael additions subsequently [130, 132].
are reducible and their radical anions A catalytic amount (0.001 eq.) of (29a)
often undergo dimerization (hydrodimer- can also be used as the PB for the con-
izations). Either the radical anions or more version in Scheme 33 [122], and a one-pot
likely the dimer dianions can act as EGBs conversion of the addition product (formed
toward the donor in the Michael addition. within 4–22 h) to the corresponding ke-
Since the reaction is catalytic in base when tone could be performed by letting O2 into
the product anion is more basic than the the solution and generating O2 −• . Conver-
donor anion, the Michael addition can sion of the nitro group into the ketone then
take place by reduction of a small frac- took place according to the last reaction in
tion (2–10%) of the acceptor [129]. The Scheme 28 with an overall yield of 46 to
reaction takes place in 20 to 77% yield 62% [122].
CN CN CN
CN CN
O2N EtOOC N
COOEt COOEt
88% 91% 88%
CHO
O2, Bu4NBr, 5% aq.
CCE HO NO2 H PO NO2
3 4
+ CH3NO2
Undiv. cell, O N
0.015 F 2 OH O2N
Solvent
CHO 95% 95%
and the aldehyde added. Using these amounts of malonitrile and ethyl ace-
conditions, elimination of water from toacetate to give as final product sub-
the addition compound takes place al- stituted 2-amino-4H -pyranes, Scheme 37,
most quantitatively for aldehydes with an has been reported [135]. The reaction is
electron-donating substituent. Addition of catalyzed by in situ formed O2 −• , and
the second nitronate anion then takes place product formation has been rationalized
giving the 2-aryl-1,3-dinitro compound, as consisting of EGB-catalyzed Knoeve-
Scheme 36 [133]. When Ar = phenyl, 9- nagel condensation of the aldehyde and
anthryl, 2-furyl and 2-thienyl nitroalcohols malonitrile followed by the EGB-catalyzed
were formed together with 30 to 53% Michael addition of the ethyl acetoacetate,
of the 2-aryl-1,3-dinitro compound. Alde- and finally the Thorpe-Ziegler cyclization
hydes with strongly electron withdraw- to give the pyran [135].
A number of electrocatalytic reactions
ing groups (2- or 4-pyridinecarbaldehyde,
have been reported in which the EGB
3-nitrobenzaldehyde or 5-nitro-2-furalde-
is derived by initial reduction of an
hyde) gave only the nitroalcohols [132].
aldehyde or a ketone that at the same
Dehydration of the alcohol is sup-
time functions as the electrophile in a
pressed when the reaction is carried out
coupling reaction [136–139]. It is likely
in DMF-Et4 NOTs containing 1.85 M water that the actual EGB is a dimer dianion
at −40 ◦ C [134]. Under these conditions, of the carbonyl compound or a dianion
aromatic or heteroaromatic aldehydes re- of the carbonyl compound formed by
act with PhCH2 CN, PhCH2 COOEt or disproportionation. The general principle
PhSCH2 CN to give the corresponding al- is outlined in Scheme 38. The reactions
cohols in 52 to 90% yield using 0.04 to become catalytic when the product anion,
0.12 F [134]. It is not clear whether O2 was P− , is protonated by the weak acid,
present in the catholyte or reduction prod- NuH, whereby the nucleophile, Nu− , is
ucts derived from the aldehydes served as regenerated.
the EGB. One example is cathodically induced
A one-pot reaction of aromatic or het- aldol condensation of aliphatic aldehy-
eroaromatic aldehydes with equimolar des, Scheme 39, [138]. In contrast to the
Ar
EtOOC CN
O2, 0.074–0.125 F
ArCHO + CH2(CN)2 + MeCOCH2COOEt 57–88%
MeCN, Bu4NBr
Me O NH2
div. cell, CCE
−•
R1 R1
O + e− O
R2 R2
R1
O R1
EGB R2 NuH
NuH Nu− Nu O− P− PH
2 −Nu−
R
Scheme 38 EGB-catalyzed addition of a nucleophile to a carbonyl compound using the carbonyl
compound as probase.
OH OH
NO2 NO2 NO2 Total yield:
DMF, Et 4NOTs 30–99%
R + R OH
(CH2O)n + R
Div. cell, 0.11–0.50 F
noncatalytic mixed condensations of ace- unreduced (44), and the carbanion adds
tophenones with aromatic aldehydes using to CH2 O giving the hydroxymethylated
(35H) as a PB, [81] (Sect. 14.8.8) the reac- product in the anionic form. The chain
tion in Scheme 39 was not followed by a reaction is then sustained by proton trans-
Michael addition. fer from (44) to give the neutral product,
Another example is the electrocatalytic (45). In most cases, the reaction goes on to
reaction between aromatic carbonyl com- give the bis(hydroxymethylated) substrate
pounds and dialkyl phosphonates. Here, as the main product by deprotonation of
rearrangement of the product anion leads (45), Scheme 40, [140].
to a phosphate as the product [136].
Hydroxymethylation of 2- or 4-nitroalkyl- References
benzenes, (44), takes place by passing a 1. K. Uneyama, Top. Curr. Chem. 1987, 142,
catalytic amount of charge through a solu- 167–188.
tion of (44) and (CH2 O)n Scheme 40 [140]. 2. J. H. P. Utley, Top. Curr. Chem. 1987, 142,
(44) is reduced at the electrode and elec- 131–165.
3. J. H. P. Utley, M. F. Nielsen in Organic Elec-
tron transfer from (44)−• to CH2 O is trochemistry (Eds.: H. Lund, O. Ham-
envisaged [140]. The resulting formyl rad- merich), Marcel Dekker, New York, 2001,
ical anion then acts as an EGB toward Chap. 30, pp. 1227–1257.
486 14 Electrogenerated Acids and Bases
15
Indirect Electrochemical
Reactions
Sigeru Torii
Institute of Creative Chemistry, Okayama, Japan
Indirect electroreactions
Starting
material Product
Electrodes
Fig. 1 Recycling of a mediator (electron carrier) for indirect
electroreaction.
Distillation
CH3 CHO
Oil–water separation
Electrolysis
Mn2+ Mn3+
Additionally, the rate of the homogeneous from a highly acidic media after the
reaction of the carrier with the substrate electrolysis [3]. The selection of electrode
must be considered. materials is also very important. In most
Also important is the choice of a cases, lead is used as the electrode
suitable redox system for the indirect material for both the anode and the
electroreaction of particular substrates. For cathode. An improvement in its corrosion
instance, toluene can be oxidized with resistance [26] as well as in its overvoltage
Mn(III) or Ce(IV) to benzaldehyde, whilst characteristic has been made by alloying
with Cr(VI) benzoic acid is obtained. it with a small amount of a second
On the other hand, anthraquinone is metal such as silver or antimony [27].
commercially prepared from anthracene Lead dioxide-coated carbon or graphite
by employing chromic acid oxidation. electrodes can be used as anodes. In place
The feasibility of the indirect redox of platinum electrodes, platinum-coated
process strongly depends on whether titanium electrodes are used in some
the product can be readily separated cases [28].
15.2 Indirect Electrooxidation 493
MeO Me Reaction
Ce3+
Ce3+
Electrolysis
Ce3+ Ce4+
As mentioned above, the critical feature systems under basic and acidic conditions
of indirect electrochemical reactions is the are listed in Table 1 [31]. The combination
correct choice of a redox system. Specific of these redox systems with a suitable sub-
examples of indirect electrochemical reac- strate has been shown to be extremely ef-
tions with a great variety of redox carriers fective in organic synthesis. Thus, by con-
are presented in the following sections. sidering such novel combinations, there
are numerous possibilities of finding new
types of electrosynthetic reactions.
15.2
Indirect Electrooxidation 15.2.1.1 Chloro Cation [CI]+ -assisted
Indirect Oxidation
15.2.1 The combination of the electrogenerated
Indirect Oxidation with Halide Ions chloro cation [CI]+ with diphenyldise-
lenide is a typical example of the func-
Nonmetal oxidizing redox systems that in- tionalization of an olefin. The electro-
volve halide ions and organic compounds chemical oxyselenation-deselenation of (1)
as electron carriers play an extremely to (2) proceeds in an MeOH-NaCl-(Pt)
important role for functionalization of or- system (Scheme 1) [32]. The bromide salt-
ganic molecules. promoted oxyselenation of olefins is dis-
Halide ions, in general, are typical cussed in Sect. 15.2.2. Penicillin (3) can be
nonmetal type electron carriers. The fol- converted into the oxazoline-azetidinone
lowing halogen redox systems for indi- (4) by a chloride salt-promoted paired re-
rect electrooxidation are well established; action in an MeOH-t-BuOH(5 : 1)-MgCl2 -
Cl− /[Cl]+ , Br− /[Br]+ , Br− /BrO− , I− /[I]+ , (Pt) system at −40 ◦ C in 74∼93%
IO3 − /IO4 − , and so on [29, 30]. The yield (Scheme 2) [33, 34]. This conversion
oxidation potentials (E ◦ ) of halogen redox probably involves an initial attack of an
494 15 Indirect Electrochemical Reactions
Tab. 1 Electrode reactions of X− and their redox potentials(E◦ ) in basic and acidic solutions
Electrode reaction under basic conditions E◦ Electrode reaction under acidic conditions E◦
−2e− −2e−
Cl− + 2OH− −−−→ ClO− + H2 O 0.89 Cl− (2Cl)− −−−→ [Cl]+ (Cl2 ) 1.39
−2e− −e−
ClO− + 2OH− −−−→ ClO2 − + H2 O 0.66 1/2Cl2 + H2 O −−−→ HClO + H+ 1.59
−2e− −2e−
ClO2 − + 2OH− −−−→ ClO3 − + H2 O 0.33 HClO + H2 O −−−→ HClO2 + 2H+ 1.64
−2e− −2e−
ClO3 − + 2OH− −−−→ ClO4 − + H2 O 0.36 HClO2 + H2 O −−−→ ClO3 − + 3H+ 1.21
−2e−
ClO3 − + H2 O −−−→ ClO4 − + 2H+ 1.19
−2e− −2e−
Br− + 2OH− −−−→ BrO− + H2 O 0.76 Br− (2Br− ) −−−→ [Br] + (Br2 ) 1.087
−2e− −5e−
Br− + 6OH− −−−→ BrO3 − + 3H2 O 0.61 1/2Br2 + 3H2 O −−−→ BrO3 − + 6H+ 1.52
−2e− −5e−
I− (2I− ) −−−→ [I] + (I2 ) 0.536 1/2I2 + 3H2 O −−−→ IO3 + 6H+ 1.195
−2e− −e−
3I− −−−→ I3 − 0.536 1/2I2 + H2 O −−−→ HlO + H+ 1.45
−2e−
I− + 2OH− −−−→ lO− + H2 O 0.49
(PhSe)2 + MeOH
SO2Ph SO2Ph
MeO
(1) [Cl] + Cl − (2) 81% yield
−2e−
Anode
activated chlorine atom on divalent sul- nitriles, has been performed by ox-
fur, giving an intermediate (5), which may idation with electrogenerated reactive-
suffer an intramolecular nucleophilic at- halogen species (e.g. [Cl+ ] and [Br+ ]) [35].
tack of the amide group at the C(7) position Indirect electrooxidation using sodium
to produce the oxazoline ring compound chloride as a redox catalyst is equally ef-
(6). Subsequent reaction with the base pro- fective for α-methoxylation of dipeptide
duced at the cathode gives (4). esters. Application for the synthesis of
Oxidative cleavage of the C(1)−C(2) chiral heterocyclic compounds along with
bond of aziridines and 2-amino-1-cycloal- their usage as synthetic building blocks
kanols, giving the corresponding keto has been investigated [36].
15.2 Indirect Electrooxidation 495
R1
R1CONH N O
S
MeOH-t-BuOH-MgCl2-(Pt)
N 74∼93% yields N
O O
(3) COOR2
(4) COOR2
+
[Cl]
ROH
− +e− RO −
−e H2
Cl −
Anode Cathode
R1 R1
Cl
O N O
H N S+
SCl
N
N O
O
COOR2 COOR2
(5) (6)
Aldoximes (7) are converted into the bromide as mediator, leads to the corre-
corresponding nitriles (8) by using halogen sponding α-keto carbonyl compounds (10)
ions as mediators (Scheme 3). Sodium in good yields (Scheme 4) [40]. Hemiac-
chloride affords the best result among etals formed in situ from aldehydes (11) can
the supporting electrolytes (Cl− > Br− > be oxidized indirectly to the correspond-
I− > ClO4 − > TsO− ) [37]. ing esters (12) (Scheme 5) [41]. Electro-
Hypervalent iodobenzene chlorofluo- chemical deacetylation of 3-oxobutanoate
rides, a useful fluorinating reagent, has derivatives leads to substituted esters [42].
been used for indirect anodic gem- The reaction is initiated by the bromi-
difluorination [38, 39]. nation of the active methylene group by
an electrogenerated bromonium ion fol-
15.2.1.2 Bromo Cation [Br]+ -assisted lowed by base-catalyzed deacetylation, and
Indirect Oxidation terminated by reductive dehalogenation
The conversion of α-hydroxylketones of the α-bromo carbonyl compound at
and aliphatic α-hydroxyl esters (9), with the cathode.
MeOH-NaCl-(Pt)
R C N OH R C N O R C N
H
(7) (8) 40∼91% yields
OH O
CH2Cl2/H2O-NaBr-(Pt/Pt)
Ar CH CO2Me Ar C CO2Me
70∼95% yields
(9) (10)
R MeOH-KBr-(Pt/C)
C O + R′ OH R CO2 R′
H 69∼100% yields
(11) (12)
The conversion of glucose (14) bond in an aq. MeCN-Bu4 NBF4 -(Pt) sys-
into both sorbitol (13) and gluconic tem [48].
acid (15) has been realized in an The combination of the electrogener-
aq. NaBr/CaCO3 /Na2 SO4 -(C/Pb) system ated bromo cation [Br]+ with diphenyl-
(Scheme 6) [43, 44]. O-Glycosylation of disulfide is a typical example of het-
thioglycosides with alcohol is successfully ero–hetero bonds.
performed by electrooxidation, in the The direct electrosynthesis of S−N
presence of catalytic amounts of bonds from disulfides and amines has
ammonium or alkali bromide, to afford been shown to occur through a reaction
O-glycosides [45]. In a similar way, [Br]+• - of the amine with the oxidized disulfide
assisted electrochemical N -glycosylation being a strong electrophile. In contrast
of silylated pyrimidines with protected to the results, the cross-coupling of
arylthioriboses has been attained [46]. phthalimide (16) with disulfide does not
Pyrimidine bases and their nucleosides proceed in a direct electrolysis. However,
have been indirectly brominated, in the electrosynthesis of sulfenimides (17)
chlorinated, and iodinated to their 5- can be achieved by a [Br]+ -mediated
bromo(or halo) derivatives [47]. cross-coupling reaction of imides with
Deprotection of thioesters under neutral disulfides (Scheme 7). The electrolysis of a
conditions has been achieved by elec- mixture of (16) and dicyclohexyl disulfide
trooxidative cleavage of the carbon–sulfur in an MeCN-NaBr-(Pt) system affords
−2e−
HO HO Br+ Br- HO
HO OH HO O HO OH
HO HO HO O
Cathode HO Anode HO Ca
HO OH O
OH 2
(13) Sorbitol (14) Glucose (15) Calcium gluconate
Total current efficiency: 135 %
O O
MeCN-NaBr-(Pt)
NH N S R
R-S-S-R
O O
(16) 93∼99% yields (17)
N SAr
NH2
CH2Cl2/H2O-MgBr2 -(Pt)
R CO2R′ R CO2R′
79~93% yields
(18) (19)
HN SAr CH2Cl2/H2O-MgBr2 -(Pt)
R CO2R′ 70~96% yields
(20)
RO MeCN-NaBr-Et 4NClO4(Pt) RO
P(O)H P(O) S R′
+ R′S-R′S
RO RO
(21) (22)
MeCN/THF/H2O-NaBr-(Pt)
R R
O
(23) [Br] + Br −
(24)
−
−2e
Anode
and piperonal [54]. The use of polymeric (27, 28, 29, and 30) are presented below.
quaternary ammonium bromide as a pre- The electrochemical hydroxyselenation
cursor of a polymeric reagent for elec- proceeds readily in an MeCN-H2 O(3 : 1)-
troepoxidation of olefins has been recently NaBr-(Pt) system. A similar method is
reported [55]. employed in the conversion of various
Oxyselenation is a powerful tool for func- olean-12-ene sapogenols into olean-11-
tionalization in synthetic organic chem- en-28,13b-olides [56]. One-step conversion
istry. Electrochemically generated [Br]+ of olefins (31) into allylic alcohols (32)
or bromine reacts with (PhSe)2 , produc- (R = H) and ethers (32) (R = alkyl) can
ing PhSeBr. Attack of PhSeBr on the also be performed by an electrooxidative
olefin (25) gives a selenated intermedi- oxyselenation-deselenation sequence via
ate followed by solvolysis to provide (26) (33)→(34) (Scheme 12) [57, 58]. The re-
and a bromide ion (Scheme 11). A typical action proceeds preferentially in an ROH-
electrolysis is carried out in a MeOH- Et4 NBr-(PhSe)2 -(Pt) system without using
Et4 NBr/H2 SO4 (trace)/(PhSe)2 -(Pt) sys- sulfuric acid. In this manner, dl-rose oxide
tem in an undivided cell. Some results (37) can be prepared from citronellol (35)
(PhSe)2 + ROH
R′
R′
RO SePh
[Br] + Br −
(25) (26)
−2e−
R = Me, Et, Ac, H Anode
OR
(27) R = Me 96% OH
H 96%
RO
SePh Ac 98%
SePh (28) R = Me 90%
H 91%
OH
RO SePh
(29) R = Me 83% RO OH (30) R = Me 91%
SePh
H 80% H 93%
ROH-Et 4NBr-(Pt)
R′ 72∼95% yields R′
OR
(31) (32)
(PhSe)2
PhSeOH
R′ −2e− R′
RO RO
SePh SePh
(33) (34)
O
by electrochemical allyloxylation via oxy- ion is the least. Magnesium ion seems
selenation followed by a demethoxyla- to be essential for promoting enolization
tive cyclization of (36) by treatment (40→41). The method can also be applied
with BF3 -etherate in 85% overall yield to alicyclic systems.
(Scheme 13a). Similarly, a one-step syn- Benzyl alcohol can be smoothly con-
thesis of dl-dihydroactinidiolide (39) can be verted to benzaldehyde by electrochemi-
performed by electrochemical intramole- cally recycled BrO− as an oxidizing catalyst
cular oxyselenation-deselenation of (38) in an emulsion system prepared from a
(Scheme 13b). α-Phenylselenoketones are mixture of water, amyl acetate, and 2%
valuable precursors to α, β-unsaturated Bu4 NHSO4 [60]. A different hypobromite
and α-exo-methylene carbonyl com- reagent is provided by an electrochem-
pounds. A facile access to α-phenylselenyl ical oxidation of a cross-linked poly-4-
carbonyl compounds (41) by electrooxida- vinylpyridine in an MeCN-H2 O-HBr-(Pt)
tion of the ketone (40) is available in an system [61]. Secondary alcohols can be ox-
MeCN(or AcOH)-MgBr2 /(PhSe)2 -Et4 NBr- idized by this method to give ketones
(Pt) system (Scheme 14) [59]. The effect of in high yields. The electrooxidation of
halide ions is remarkable. The bromide N -monoalkyltosylamides (42) in a two-
ion is the most effective and the iodide phase system consisting of cyclohexane
O
CO2H CH2Cl2-Et 4NBr-(Pt)
(PhSe)2 O
(b) (38) 73% yield (39)
Scheme 13 Cyclic ethers and lactones by allyloxylation-cyclization of unsaturated alcohols and
carboxylic acids.
Electrogenerated
OH O
R′ PhSeBr
R′
R R
(40) Br − (41) SePh
NHTs
NHTs MeOH-MeONa-KBr-(Pt) OMe
R R
R′ 74∼96% yields OMe
(42) (43)
R2 R2 OMe
R3 MeOH-KOH/KI-(Pt/C)
R1 R1 R3
[I] + OH OMe
O I−
(44) −2e− (45) 52∼84% yields
Anode
R2 R2 R2
R3 MeOH-NaCN/KI-(Pt) R3 R3
R1 R1 + R1
O O C
O CN NH
[I] + I−
(46) −2e− (47) (48)
OMe
Anode (47) + (48) = 47∼83% yields
R1 R1 R1 N R2
O NH MeOH-NH3/KI-(Pt)
R2 R2 R2 N R1
(49) (50) H
[I] + I−
(51) 55∼76% yields
−2e−
Anode
NC N
N
MeOH-NaCN/KI-(Pt/C)
n n−1
[I] + I−
(52) −2e− (53)
49∼63% yields
Anode
R1 H2O/t-BuOH-KI-(C or Pt) R1
CH OH C O
R2 R2
[I]+ I−
(54) (55)
−2e−
52∼84% yields
Anode
MeOH-KOH/KI-(Pt/C) + H2O
R I R N C Me R NHCOMe
[I]+ −
I
(56) (57) (58)
−2e−
Anode R (%) = 2-Octyl (54);
Cyclohexyl (45);
1-Adamantyl (60)
RO R1 MeCN-Nal/Et4NClO4-(Pt) RO R1
P(O)H− + HN P(O) N
RO 70∼91% yields RO
R2 R2
(59) (60) (61)
CH2OH CH2OH
O O
2n IO4−
OH O
>90% yield O
n CH CH n
OH
(62) (63)
O O
R3
CHO
IO4− (H2O)ORuSiW11O395−
Anode R1 (65)
R2
R2 PhCN/2,6-lutidine-Et 4 OTs-(C/Pt) R1
CHOH C O
R1 +• − R2
Ph S Me Ph S Me
(66) − − (67)
−e−
68∼69% yields
1.5 V vs. SCE
Anode 10∼15 F mol −1
15.2.2.1 Mediators Containing Sulfur and are also considered to be key intermedi-
Selenium Elements ates [83]. Synthesis of chromans by pho-
The oxidation of secondary alcohols (66) tosensitized electrooxidation of sulfides
to (67) is possible by indirect electrooxi- mediated by methylene blue has also been
dation utilizing thioanisole as an organic achieved [84]. Electrosynthesis of α-keto
redox catalyst in a PhCN-2,6-lutidine- acetals by a selenium-catalyzed transfor-
Et4 NOTs-(C/Pt) system at 1.5 V vs. SCE mation of aryl methyl ketones has been
(Scheme 25) [81] and is also performed in accomplished [85].
the presence of 2,2,2-trifluoroethanol [82].
It is suggested that the initially formed 15.2.2.2 Mediators Containing Nitrogen
cation radical sulfide species derived from An effective and mild electrocatalytic pro-
the direct discharge of the sulfide pro- cedure for the deprotection of the 1,3-
vides phenylmethyl-alkoxysulfonium ions, dithiane group of (68), giving the ke-
which are transformed to (67) and tone (67), has been developed by using
thioanisole. a small amount of tris(p-tolyl)amine as
A novel electron carrier-mediator system a homogeneous electron-transfer catalyst
has been devised by employing a PhCN- (Scheme 26) [86]. The scope and limita-
2,6-lutidine-Et4 NBr-(C/Pt) system in the tions are discussed in detail [87]. The
presence of n-octyl methyl sulfide as a method can be applied also for oxidative
mediator. The reaction is probably initi- removal of the 4-methoxybenzyl thioether
ated by the discharge of the bromide ion, protecting group from poly-cystinyl pep-
which provides bromo cation or bromine. tides [88].
Alkoxysulfonium ions produced by the re- The brominated triaryl amines have
action of the sulfide with bromo cation been shown to be good mediators for
504 15 Indirect Electrochemical Reactions
R1 R2 R1 R2
+
C •
C
S S S S
+•
Ar3N Ar3N
(68) (69)
−e−
Ar = p-MeC6H4
Anode H2O
R1
R1 HO R2
Quantitative
C O • C
R2 (67) S S
+ +• (70)
Ar3N Ar3N
S S
−e−
(71) Anode
OMe OMe
MeCN/CH2Cl2-LiClO4-(Pt)
+•
OR (Br-C6H4)3N (Br-C6H4)3N CHO
−
(72) (73)
−e−
83∼95% yields
Anode
1.2 V vs. Ag/AgCl
MeO OMe O
Me Me Me
about 550 mV more negative than the acetals as major products [101]. The in-
irreversible oxidation potentials of (72). direct electrooxidation of ethers with ni-
The method usually gives 75∼95% yields trate radicals proceeds smoothly in an
of R-OH. Tris(p-bromophenyl)amine and aq. MeCN-LiNO3 -(Pt) system to afford
can also be used as an organic mediator the corresponding acids and/or ketones
for the oxidation of m-phenoxytoluene in good yields [102]. Recently, addition
(74), giving 2-methylbenzoquinone (76) of nitrate radicals to a C≡C triple bond
(Scheme 28) [97] and also for benzyl al- in the alkynyl ethers, as cis(or trans)-
cohols in high yield [98]. It is found that alkoxy-2-(hex-1-ynyl)-cyclopentanes (or cy-
the amine also proves to be an effec- clohexanes) yields anellated tetrahydrofu-
tive mediator for the indirect oxidation of ran derivatives with high diastereoselec-
amines. Benzyl amines can be converted to tivity, including oxidative, self-terminating
the corresponding Schiff base in excellent radical cyclizations [103]. Hydroxylamines
yield [99]. can be converted into the corresponding
Nitrogen compound-mediated electroox- nitrones by electrooxidation with bromo
idations of alcohols to aldehydes and cation mediators [104].
ketones have recently been developed. Nitroxyl radicals can be oxidized
The nitrate radical-mediated oxidation to N -oxo ammonium salts that are
of secondary alcohols (77)→(78) occurs themselves useful oxidants for primary
in an MeCN-H2 O(9 : 1)-LiNO3 -(Pt) sys- and secondary alcohols. Recently, the
tem (Scheme 29) [100]. Primary alcohols behavior of different nitroxides as catalysts
are also electrooxidized indirectly by us- for alcohol oxidation has been studied
ing electrogenerated nitrate radicals as by quantum chemical calculations [105].
a mediator in an MeOH-LiNO3 /H2 SO4 - Generally, 2,2,6,6-tetramethylpiperidine
(Pt) system to give the corresponding N -oxyl (TEMPO) (80) is used for the
MeCN/H2O(9/1)-LiNO3 -(Pt)
OH NO3• NO3− O
(77) −e− (78) 80% yield
Anode
+ RCH2OH
N
(82)
−e−
(81) −H+
O
+
N
RCHO
O
Anode (83)
N N
(80) (79)
O OH
•
OH O Br−, 80 O O
aq. CH 2Cl2 AcONa (Pt)
R1 OR2 R1 OR2
50∼90% yields
OH O
(84) (85)
Scheme 31 Oxidation of 2,3-dihydroxyesters to vicinal tricarbonyl compounds with bromide and 80.
• R
N O CH OH
−e− R′
(89) (86)
O
−H+
O
R
N OH C O
R′
Anode O (88) (87)
more than 95% in acetonitrile [114, 115]. decane-N -oxyl, has been reported [117]. A
However, the kinetic resolution of 2- preparative electrocatalytic oxidation of
phenylethanol by indirect oxidation with racemic 1-phenylethanol on the chiral
TEMPO in the presence of sparteine has N -oxyl catalyst yields 50∼70% of enantio-
been questioned [115]. purity (S values: 4.1∼4.6). Several ex-
(d,l)-cis,cis-4-Benzoyloxy-2,2,8α-trimeth- amples of N -oxyl derivatives are listed
yldecahydroquinolinyl-N -oxyl is found to in Table 2.
be a good mediator for selective elec- N -Hydroxyphthalimide (88) has also
trooxidation of primary and secondary been shown to be an effective mediator
alcohols [116]. The first example of the for the oxidation of alcohols [120]. The
electrochemical method for the efficient, oxidation process depicted in Scheme 32
enantioselective oxidation of racemic sec- is suitable for the oxidation of secondary
alcohols using a chiral nitroxyl radical, for alcohols (86). N -Hydroxyphthalimide also
example, (6S,7R,10R)-4-acetylamino-2,2,7- plays an important role as a mediator for
trimethyl-10-isopropyl-1-azaspiro[5.5]un- deprotection of the 4-phenyl-1,3-dioxolane
R R R O
N O• H O N O•
N O• N O•
A N N O E
D F
B C
O O
•
•
∗ Current efficiency.
508 15 Indirect Electrochemical Reactions
OMe OMe
H2O-K2S2O8 -(CO2K)2
Me CHO
S2O82− 2SO42−
(90) (91) 45∼82% yields
−2e−
Anode
protecting group as well as the vicinal in 45∼82% yield (Scheme 33) [123]. Silver
position to amides and lactams in 54∼81% salts, cupric sulfate, copper(II) oxide,
yields [121, 122]. and copper metal can be used in place
of (CO2 K)2 . The quinone/hydroquinone
15.2.3 redox systems also play an important
Indirect Oxidation with Other Redox role for the electrooxidative conversion
Systems of alcohols to aldehydes. Conversions
have been achieved in a solvent-free sys-
Redox systems other than halide salts are tem [124]. A glassy carbon electrode with
also used for catalytic indirect electrooxida- modified quinone/hydroquinone has also
tion. For instance, p-methoxytoluene (90) been used for the oxidation [125]. Flavin
can be oxidized in an aqueous K2 S2 O8 - analogs proved to be useful for the photoin-
(CO2 K)2 system to give anisaldehyde (91) duced oxidation of benzyl alcohols [126].
Me Me
CHCH2CH2OH H2O-NaOH/Ni(OH)3-(Pt) CHCH2CO2H
Me 72.7% yield Me
(92) (93)
H2O-K2CO3/Ni(OH)3-(Ni/stainless)
R CH2OH R CHO
30∼86% yields
(94) Two-phase system (95)
OAc
−e−
Anode
OH
H2O2
Fe2+ (99)
(98)
OH • + ArH [ArHOH] •
(b)
e
Fe3+ Fe2+ (E0 = +0.7 V)
(d)
R O R
H2O-H2SO4 -FeSO4-(Pt)
R = H (61%), R = Me (83%)
(100) (101)
CO2H CO2H
O (103)
(102)
[Fe(IV)(O)(tsmp)]4− [Fe(III)(OH)(tsmp)]3−
−e−
pH = 8.0, +0.720 V vs. Ag/AgCl
Anode
compounds (Scheme 37) [135, 136]. The yields, respectively (Scheme 38) [137].
electrochemically generated hydroxy Selective allylic oxidation of olefins (102)
radical [OH]• affords an intermediate has been attained to give (103) in aqueous
[ArH-OH]• , which, on subsequent buffer solutions at pH 8 with an oxoferryl
oxidation with Fe3 + , gives phenol in porphyrin complex (Scheme 39) [138].
the manner shown in Scheme 37a→d. Alcohols have been converted into
Phenols (99) are obtained from benzene aldehydes mediated by a lipophilic β-
(98) and fluorobenzene by the above cyclodextrin bearing a ferrocene moi-
procedure in 64∼80% yield. This method ety [139]. Efficient indirect in situ electro-
can also be used for the oxidation regeneration of NAD+ and NADP+
of side chains of alkylbenzenes. For for enzymatic oxidations of butanol
example, methyl- and ethylbenzenes (100) and 2-hexen-1-ol leading to the corre-
afford benzaldehyde (101) (R = H) and sponding aldehydes using Fe bipyridine
acetophenone (101) (R = Me) in 61∼83% and phenanthroline complexes as redox
R−CH–CH2 OH R−CH–CO2 H
| K2 Cr2 O7 | Cr2 O3 + H2 SO4 143
NHOAc NHOAc
p–Nitrotoluene H2 Cr2 O7 p-Nitrobenzoic Acid Cr2 (SO4 )3 + H2 SO4 148
m-Xylene Na2 Cr2 O7 m-Isophthalic Acid Cr2 O3 + 50% H2 SO4 (Pb)(H3 PO4 ) 144,145
p-Xylene Na2 Cr2 O7 Terephthalic Acid Cr2 O3 + 50% H2 SO4 (Pb)(H3 PO4 ) 144,145
Na2 Cr2 O7 Terephthalic Acid Cr2 O3 + 50% H2 SO4 (Pb)(H3 PO4 ) 144,145
CHO
Na2 Cr2 O7 Terephthalic Acid Cr2 O3 + 50% H2 SO4 (Pb)(H3 PO4 ) 144,145
CO2H
p-Cymene Na2 Cr2 O7 Terephthalic Acid Cr2 O3 + 50% H2 SO4 (Pb)(H3 PO4 ) 144,145
CH3 O
Na2 Cr2 O7 Cr2 O3 + conc. H2 SO4 (PbO2 –Pb) 146
SO2NH2 NH
SO2
Anthracene Na2 Cr2 O7 Anthraquinone Cr2 (SO4 )3 + H2 SO4 147
O
CH3
Cr(VI)
NH
85% yield
SO2NH2 SO2
(104) (105)
catalysts have been performed [140]. Sul- can usually be readily oxidized to car-
fonated ferrocenes have been applied boxylic acids with Cr(VI) and selected re-
as redox mediators in enzyme elec- sults are shown in Table 4 [143–145]. The
trodes [141, 142]. recovered chromium oxide is subjected
to electrolysis in a strong mineral acid,
15.2.4.4 Indirect Oxidation with Chromic that is, H2 SO4 , H3 PO4 , by using a PbO2 -
Acid [Cr(VI)] Pb electrode system to generate Cr(VI)
Chromic acid is a potential electron carrier species. The chromic acid process is used
for indirect electrooxidation. For example, in a successful industrial indirect pro-
p-xylene may be converted to terephthalic cess for saccharin synthesis (104→105),
acid on treatment with Cr(VI). Simi- (Scheme 40) [146]. The reaction has been
larly, methyl groups on aromatic rings applied to the commercial-scale synthesis
1)*
2)*
1)* Electroreduction
Anode 2)* Esterification
CO2H CO2H
H2O-Na2ClO4 /Cr(V)-(Pt)
53% yield
O
(109) (110)
Cr(V) = oxo(5,10,15,20-tetrakis(2,6-dimethyl-3-
sulfonatophenyl)porphinato)chromium(V)
Br NH2 Pd(II) R
3 (111)
−
−e
+• R
Br NH2 Pd(0) O
3
(112)
Anode 40∼90% yields
HO O
A 64 66 151
H2C CH CH2 O2C Ac O2C
O A O 89 60 151
CO2Me
CO2Me
Ac
B 76 – 119
Ac
CO2Me CO2Me
A 74 72 151
Ac Ac
N N
CO2Et CO2Et
A 57 85 151
O Ac
O
O O
R1 R2 Me
Me(CH2 )3 H 17 56
Me(CH2 )4 H 23 69
Me(CH2 )5 H 24 72
Me(CH2 )9 H 23 71
Me(CH2 )3 Me 12 38
Me Me 11 32
CH
Me
(CH2 )4 12 38
Ph H 23 71
H2SO4-(Pd/Pt), 80°C
H2C CH2 H3C CHO
90% current efficiency
(116) (117)
AcOH-LiOAc/Pd(OAc) 2 -(Pt)
AcO OAc
Hydroquinone
74% yield
(118) (119)
C6 H5 NH2 C6 H5 NHCO2 Me 99
p-MeC6 H4 NH2 p-MeC6 H4 NHCO2 Me 85
o-MeC6 H4 NH2 o-MeC6 H4 NHCO2 Me 84
p-ClC6 H4 NH2 p-ClC6 H4 NHCO2 Me 96
p-HOC6 H4 NH2 p-HOC6 H4 NHCO2 Me 78
2,6-Me2 C6 H3 NH2 2,6-Me2 C6 H3 NHCO2 Me 95
2,5-Me2 C6 H3 NH2 2,5-Me2 C6 H3 NHCO2 Me 93
2,4-Me2 C6 H3 NH2 2,4-Me2 C6 H3 NHCO2 Me 55
2,3-Me2 C6 H3 NH2 2,3-Me2 C6 H3 NHCO2 Me 90
3,5-Me2 C6 H3 NH2 3,5-Me2 C6 H3 NHCO2 Me 67
p-MeC6 H4 NH2 p-MeC6 H4 NHCO2 Me 98
CrO3 ), a mild electrooxidation technique Another versatile mediatory system for var-
using Ru complexes is available for the ious oxidative transformations (126→127)
oxidation of alcohols, aldehydes, cyclic is a Ru(IV)/Ru(VIII) redox system. Ruthe-
ketones, and C−H bonds adjacent to nium tetroxide, RuO4 , generated in situ
olefinic and aromatic groups [159]. The in aqueous sodium chloride can act as
kinetics of electrooxidation of alcohols an efficient oxidant in an organic solvent
by [(bpy)2 pyRu(IV)(O)]2+ has been in- for the oxidation of alcohols, aldehydes,
vestigated [160]. Bispyridyl, pyridyl com- amines, and so on (Scheme 50) [165–167].
plexes of ruthenium(IV), for exam- The cleavage of cyclododecene leading to
ple, (bpy)2 pyRu(OH2 )2+ /(bpy)2 pyRuO2+ the corresponding dicarboxylic acid has
and/ or (trpy)(bpy)Ru(OH2 )2+ /(trpy)(bpy) been done by employing ruthenium tetrox-
RuO2+ systems, proved to be good cat- ide and cerium salt as double-mediatory
alysts for alcohols, aldehydes, ethers, systems [168]. The electrooxidation of the
and for olefin oxidation (120→121) alcohol (128) proceeds in a CCl4 -sat. aque-
(Scheme 47) [161–164]. Cyclohexene ous NaCl-(Pt) system in the presence of
(122→123) (Scheme 48) and p-xylene a catalytic amount of RuO2 •2H2 O, pro-
(124→125) (Scheme 49) are dissolved or viding (129) in 93% yield (Scheme 51);
dispersed in an aqueous buffer solution of the scope of the reaction as well as
the catalyst, and electrolyzed at potentials the procedures are reported [169]. Ben-
that are sufficient to cause the oxidation zyl alcohols can be oxidized into their
of Ru(II)→Ru(IV) (0.6∼0.8 V vs. SCE). corresponding benzaldehydes and benzoic
(typy)(bpy)Ru(II)(H 2O)(ClO4)2/
R (typy)(bpy)Ru(IV)O(ClO 4)2 R
CH OH O
R′ Phosphate buffer-LiClO 4-(Pt) R′
(120) trpy = 2,2′,2″-terpyridine (121)
bpy = 2,2′-bipyridine
O
−4e−
(122) (123)
CH3 CO2H
−8e−
CH3 CO2H
(124) (125)
Cl − RuO4 Substrate
(127)
Anode
−2e−
93% yield
OH O
(128) (129)
−4e−
N 92% yield N O
CO2Et CO2Et
(130) (131)
acids [170]. Similarly, the amine (130) can alcohols (132) to ketones (133) under
be oxidized smoothly to the amide (131) in basic conditions has been developed
good yield (Scheme 52) [166]. Various fac- (Scheme 53) [182]. The Ru(VII) species are
tors related to the yield and selectivity for regenerated in either the Bu4 NOH or
the indirect electrooxidation of diisopropy- the Bu4 NOH/Br4 NBr system under ba-
lideneglucose to ulose have been stud- sic conditions.
ied [171, 172]. The indirect electrosynthe-
sis of 1,3-dichloroacetone is also well estab-
lished by employing the Ru(VIII)/Ru(IV) 15.2.4.7 Osmium (Os)-assisted Oxidation
and [Cl+ ]/[Cl− ] double-mediatory sys- Osmium tetroxide is a well-known ox-
tem [173]. 2-Methylnaphthalene can be oxi- idizing agent for the conversion of
dized to vitamin K3 under mild electrolysis olefins (134) to 1,2-diols (135). The in-
conditions [174]. Some results are indi- direct electrooxidation of olefins by us-
cated in Table 8 [175–180]. The modified ing OsO4 -K3 Fe(CN)6 in alkaline media
carbon electrode bearing functionalized as a double mediator has been reported
polypyrrole-RuO2 films can be used for (Scheme 54) [183]. The process consists of
benzyl alcohol oxidation [181]. three reaction steps: (1) oxidation of olefins
A novel Ru(VII)/Ru(IV) redox sys- (134) by [OsO4 (OH)2 ]2− in alkaline solu-
tem for the indirect electrooxidation of tions; (2) regeneration of [OsO4 (OH)2 ]2−
520 15 Indirect Electrochemical Reactions
R
[Br] + [Ru(IV)O3]2− O
R′
(133)
−2e−
R
Br − [Ru(VII)O4] − CH OH
Anode R′
(132)
K4Fe(CN)6
Os6+ R CH CH R′
(134)
−2e−
Os8+ R CH CH R′
K3Fe(CN)6
Anode OH OH
(135)
by the oxidation of [OsO2 (OH)4 ]2− with of potassium osmate [K2 OsO2 (OH)4 ]
ferricyanide; and (3) electro-regeneration and a small amount of chiral ligands
of ferricyanide. The gaseous olefins (ethy- [(DHQD)2 PHAL] (Scheme 55). Chiral
lene, propylene, and so on) are bubbled induction is also found to occur in
through an aqueous KOH/K3 Fe(CN)6 / different systems such as I2 /K2 CO3 /
OsO4 solution to form glycols in 94∼99% K2 OsO2 (OH)2 and I2 /K3 PO4 /K2 HPO4 /
yield. A large excess of ferricyanide K2 OsO2 (OH)2 [185, 186].
is effective in oxidizing [OsO2 (OH)4 ]2− The cleavage of a double bond
to [OsO4 (OH)2 ]2− rapidly and quanti- can be performed by employing
tatively. During the overall process of a K2 OsO2 (OH)4 /HIO4 double-mediatory
olefin oxidation to the glycol, ferricyanide system (Scheme 56) [187]. The indirect
is converted to ferrocyanide that sepa- oxidative fission of the double bond
rates out because of its lower solubil- of olefin (139) by the double-mediatory
ity. The regeneration of ferricyanide is system proceeds in a stepwise manner
performed electrochemically by using an involving diol (140) formation and
oxygen-depolarized cathode. subsequent cleavage of the C–C bond,
Excitingly, the electrochemical Os-cata- leading to the ketone (141).
lyzed asymmetric dihydroxylation of ole-
fins with Sharpless’s ligands yielding
the chiral diol (138) via the chiral 15.2.4.8 Indirect Oxidation with
adduct (137) has been reported [184]. Manganese [Mn(III)]
The asymmetric dihydroxylation of Alkylbenzenes can be indirectly oxidized
olefins (136) is performed by recycling to the corresponding aromatic aldehy-
a catalytic amount of potassium des with Mn2 (SO4 )3 . Regeneration of
ferricyanide [K3 Fe(CN)6 ] in the presence Mn(III) is carried out by electrolysis in
15.2 Indirect Electrooxidation 521
Et CH CH2 OH Et C CH2 OH
OH O 41 178
Me CH (CH2)2 OH Me C (CH2)2 OH
HO (CH2)2 OH γ –Butyrolactone 44 178
Decane-1,5-diol Decan-5-olide 79 169
Undecane-1,6-diol 6-Oxoundecanoic Acid 65 169
Undecane-1,10-diol 10-Oxoundecanoic Acid 89 169
OH O 85 177
Ph CH CH2 Cl Ph C CH2 Cl
OH O 83 177
Ph CH CH2 Br Ph C CH2 Br
OH O 98 177
Me CH CH2 Cl Me C CH2 Cl
OH O 97 177
Me CH CHCl Me Me C CHCl Me
OH O 98 173
88 177
MeO CH2OH MeO CO2H
Cyclohexene A 48 175
O
Cyclooctene B OHC-(CH2 )6 CHO 48 180
B OHC-(CH2 )4 CO2 Me 44 180
OMe
B 23 180
CHO
O
B 57 180
OAc O O
Ph−COMe A Ph−CO2 H 73 175
B CHO 31 180
OHC
A 49 175
O O CHO
O O
B 68 180
O O
O
O O
A 65 175
B 70 180
MeO MeO CHO
MeO MeO
Stilbene B Benzaldehyde 63∼72 180
4,4 -Dimethoxystilbene B Anisaldehyde 82 180
C O 71 176
OH
O
C 40 176
O O O
O
R1 = R2 = alkyl, Ph
Ph
H
O H H OH
O
Ph Os O H
HOCH2 Ph
O
L*
(136) (137) (138)
HO OH O
Step I Step II
HlO3 HlO4
a 55% H2 SO4 -MnSO4 -(PbO2 /Pb) system, permanganate is also a useful electron car-
and Mn2 (SO4 )3 is regenerated in 68∼78% rier for the indirect side-chain oxidation of
current efficiency (or yield) [188–192]. The alkylbenzenes [198].
addition of ammonium sulfate to the elec- The electrooxidation of alcohols and
trolytic regeneration system can improve ethers into aldehydes is successfully
the current efficiency to 80∼97% [188, carried out by using the [(L2 )2 MnO2 Mn
189]. Benzaldehyde has been commercially (L2 )2 ]4+ / [(L2 )2 MnO2 Mn(L2 )2 ]3+ system
prepared from toluene by indirect elec- [199] and the results are indicated in
trooxidation with Mn2 (SO4 )3 by an in-cell Table 10 [200–204].
type method [1]. Carboxylic acids may be The electrogenerated Mn(III)-assisted
produced when the reaction of alkylben- coupling of various olefins with active
zenes with Mn2 (SO4 )3 is carried out at methylene compounds proceeds by indi-
higher temperatures or at low concentra- rect electrooxidation with a small amount
tion of sulfuric acid. The results obtained of Mn(OAc)2 in the presence or absence
by oxidation with Mn(III) are summarized of Cu(OAc)2 [196]. The Mn(III)-assisted
in Table 9. carboxymethylation of styrenes (142) af-
Potassium permanganate, KMnO4 , can fords γ -aryl-γ -lactones (143) in good cur-
also be regenerated under conditions in rent yields (Scheme 57) [194, 195, 206,
which the electrooxidation of a suspen- 207], (Table 9).
sion of tetravalent manganese oxide is Radical addition of polyhalomethanes
carried out on 10∼20 wt.% potassium to olefins can be initiated by electro-
hydroxide by using Ni-Fe electrodes at chemically generated Mn(III) species. The
80 ◦ C in the presence of KClO4 , KMnO4 , procedure offers an alternative method of
or K3 [Fe(CN)6 ]. The conversion yield of a radical addition reaction with an easy
MnO2 is up to 80∼97% [197]. Potassium control of the initiation via the current
524 15 Indirect Electrochemical Reactions
OAc
R CN H
C 76 194
CO2Et R
CO2Et
R
X
R
R = H, Me H2 C-(CO2 Et)2
78 195
NC CO2Et
R3 CN H 71∼79 195
R3 C
R2 CO2Et
R1 R2 CO2Et
R1
X
H2 C-(CO2 Et)2
R1 = R2 = R3 = H, Me F
polymer electrolyte has been performed (146) is produced (Scheme 58) [216]. The
with high selectivity and current effi- electrolytic regeneration of CAN is per-
ciency [214]. formed in a 4 M HNO3 –(Pt/C) system
in 90∼98% current yield [218]. Ceric sul-
15.2.4.9 Indirect Oxidation with Cerium fate, Ce(IV)(SO4 )2 •4H2 O, is coordinated
(Ce) Complexes with a sulfate anion as well as water as
Cerium(IV) ion has been widely used ligands and this results in decreased oxi-
in the oxidation of secondary alcohols, dation power and solubility compared with
cleavage of cycloalkanones, oxidative hy- CAN. Ceric sulfate is used as an electron
drolysis of oximes, side-chain oxidation carrier in the ex-cell method and can be
of alkylbenzenes, quinone formation from regenerated in an H2 SO4 –(PbO2 /Pb) sys-
hydroquinones, sulfoxide formation from tem in 70% current yield [219], and also,
in a 5% H2 SO4 -(graphite) system in 70%
sulfides, and functionalization of nitrogen-
yield [220].
containing compounds [215]. The oxida-
The oxidation of toluene to benzalde-
tion power of Ce(IV) as an oxidant in-
hyde (max. yield 98.8%) can be performed
creases on the order of Ce(IV)/HClO4 >
in a Ce(ClO4 )3 –HClO4 –(Pt/Ti-Cu) sys-
Ce(IV)/HNO3 > Ce(IV)/H2 SO4 . For ex-
tem by using the in-cell method in an
ample, p-methoxytoluene can be ox-
undivided cell [28]. Indirect electrooxida-
idized with ceric ammonium nitrate, tions of organic compounds with Ce(IV)
[NH4 ]2 [Ce(NO3 )6 ], (abbreviated as CAN) are listed in Table 12 [221–230]. For the
in nitric acid even at room temper- electrogeneration of Ce(IV), platinized ti-
ature, but with Ce(SO4 )2 in sulfuric tanium or platinum oxide-on-titanium
acid elevated temperatures (80∼85 ◦ C) are electrodes are known to be suitable for con-
needed. A similar oxidation of toluene with tinuous oxidation of Ce(III) in perchloric
Ce(ClO4 )4 in perchloric acid readily affords acid.
benzaldehyde in 98.8% yield [28]. CAN is An alternative redox system, other than
composed of ammonium cations and hex- Ce(IV), for the oxidation of toluene to
anitratocerate anions (144) [216] (and is benzaldehyde has been developed by
very soluble in a variety of solvents [217]). utilizing the Co(III)-H2 SO4 system that
When Ce(IV) in the form of CAN is re- has an intrinsically higher redox potential.
duced to Ce(III), pentanitrocerate anion The advantage of the latter system is that
Ar R2
Ar R2 AcOH/Ac2O-AcONa-(C)
R1 C CH
R1 Mn(OAc)2, Cu(OAc)2
O
80% yield
(142) (143)
O
Tab. 10 Indirect electrooxidation of alcohols, ethers and aromatics with manganese mediators
A C 188
HO C C Me HO CHO
H H
MeO MeO
Note: Electrolysis Conditions: A MeCN−LiClO4 or Et4 NClO4 −(Pt); B H2 O/THF−H2 SO4 /MnO2 −(Pt)/Mn2 (SO4 )3 ;
C H2 O−H2 SO4 −(PbO2 /Pt)/Mn2 (SO4 )3
Mediator Systems: A [(L2 )2 MnO2 Mn(L2 )2 ](ClO4 )4 ; B Mn2 (SO4 )3 /(NH4 )2 SO4 ; C (NH4 )2 SO4
∗ Current efficiency.
15.2 Indirect Electrooxidation
527
528 15 Indirect Electrochemical Reactions
Tab. 11 Indirect electrooxidation with Mn(OAc)2 Mediator [194, 195, 206, 207]
Me BrCCl3 Br 95
(CH2)5 Cl3C Me
(CH2)5
BrCCl3 CCl3 83
Br
BrCCl3 Br CCl3
60
N Ac
N
Ac
CBr4 Br CBr3 60
O
O
OAc CBr4 Br 96
Br3C OAc
Me Br2 CHCO2 Et Br Br 52
(CH2)5 Me
MeO2C (CH2)5
Me Br2 C(CO2 Et)2 MeO2C Br 61
(CH2)5 Me
MeO2C (CH2)5
B+
Me Br2 CF2 Br 40
Me
(CH2)5 BrF2C
(CH2)5
Me C8 F17 I I 80
(CH2)5 F3C(F2C)7 Me
(CH2)5
HC OH HO C H
HO C H O H C OH
HC OH HC OH
H C CH2OH
CH2OH
O
OMe OMe OMe
or Me
Ce(IV) Ce(III)
Me CHO CHO
−e−
(147) (148) (149)
(148): 92% (in dry MeOH)
(149): 4∼18% (in wet MeOH)
AcOH/t-BuOH (10/1)-Et4NOTs-(C)
+
Cu(OAc)2
(150)
Aq. 50% AcOH- CAN/HNO3
90% yield
CHO
(153)
O
H2 O-H2 SO4 -(Pb/Sb) Ce(MeSO3 )2 O 94 232
O
OMe H2 O-H2 SO4 -(Pb/Sb) Ce(MeSO3 )2 O 93 232
OMe
O
H2 O-H2 SO4 -(Pb/Sb) Ce(MeSO3 )2 O 94 232
O
Biphenyl H2 O-HNO3 CAN/Ce(SO4 )3 Ph 70 236
O O
Anthracene H2 O-MeSO3 H-(Pt/Nb) Ce(MeSO3 )2 Anthraquinone 95 232
H2 O-HNO3 CAN/Ce(MeSO3 )2 90 236
H2 O-HNO3 CAN/Ce(MeSO3 )2 O 65 236
AgOAc(bpy)
O wet MeCN-LiClO4-(Pt) O O
87% yield
O O
(154) (155)
OH OH O
Me CH CH Me TlSO4 /H2 SO4 -(Pt) Tl2 (SO4 )3 Me CH2 C(O) Me (97) 245
60 ◦ C
Cyclohexene TlClO4 /HClO4 -(Pt) Tl(ClO4 )3 Cyclopentane-1-carboxylic 247
acid, Cyclohexanone,
Cyclohexane-1,2-dione,
Cyclohexane-1,2-diol
Cyclohexane-1,2-dione TlClO4 /HClO4 -(Pt) Tl(ClO4 )3 C6 H8 O3 247
TlClO4 /HClO4 -(Pt) Tl(ClO4 )3 HO OH 247
C7H15 CH CH2 TlSO4 /H2 SO4 -(Pt) Tl2 (SO4 )3 C7H15 C Me (99) 245
60 ◦ C
O
Indirect electroreduction with Ni, Co, complexes, which are relatively difficult to
and Fe complexes has been well stud- recycle, have also been used as mediators.
ied, and will be discussed first. Further-
more, the synthetic use of palladium, 15.3.1
rhodium, and ruthenium complexes as Indirect Reduction with Mediators
mediators in the electroreduction of or- Containing Nickel, Cobalt, and Iron
ganic compounds are finding increasing
applications. Metallic complexes derived 15.3.1.1 Nickel (Ni) Complex Mediators
from chromium, manganese, molybde- The electroreduction of Ni(II) complexes
num, tungsten, and rhenium have also to the corresponding Ni(0) complexes
been used as mediators for special con- has been investigated intensively. The
versions. Recently, tin, zinc, and mercury synthetic use of the Ni(0) complex
534 15 Indirect Electrochemical Reactions
L e− e−, L
Ni(II)X2L2 [Ni(II)XL3]+ Ni(I)XL3 Ni(0)L4 + X -
−X−
Ni(0)L4
Ph Ph X− X− Ph−
PhX −L2
58∼82% yields
L (excess) 2e−
PhNi(II)XL2
L (excess)
(156) −2.2 V (Ag +/Ag)
Ph−
95% (from PhCl). However, the turnover coupling of any halide. Poly(N -ethyl-3,6-
is estimated to be less than 10 times be- carbazolediyl) is synthesized from 3,6-
cause the Ni(II) salt is partially hydrolyzed dibromo-N -ethylcarbazole by electrore-
into Ni hydroxide during the electrolysis. duction in a DMA-LiBF4 /NiBr2 (bpy)-
Addition of hydrochloric acid or perchlo- (Mg/Hg) system at −1.3 V (SCE) [283].
ric acid allows the regeneration of the The electroreductively produced ArNi(II)
electroactive Ni(II) species and the elec- XL2 (162) can lead to the corresponding
trolysis can be conducted continuously. A aryl-carboxylates (163) [284]. Electroreduc-
survey of the Ni(0) complex-assisted reduc- tion of the arylnickel complexes (162),
tive dimerization of aryl halides is collected formed by insertion of an electrogenerated
in Table 15 [268]. [Ni(0)L2 ] into aryl halide (161) (X = Br, Cl)
Poly(1,4-phenylene) polymers (158) are in the presence of CO2 in a THF/HMPA-
prepared by the electroreduction of aryl LiClO4 (or Bu4 NBF4 ) system, affords the
halides (157) in a THF/HMPA(3/1)- carboxylate (163) (Scheme 66) [271–273].
LiClO4 (or Bu4 NBF4 )-(Li/Hg) system with The mechanism of the chain reaction,
NiCl2 (dppe) complex as a catalyst leading to benzoic acid has been inves-
(Scheme 64) [281]. The electroreduction of tigated on the basis of a detailed kinetic
1,4-dichlorobenzene (159) in the pres- analysis of the propagation of this catalytic
ence of Ni(II)(dppe) complexes in a chain and of its competition with the chain
DMSO-Bu4 NBF4 -(C) system proceeds to leading to biphenyl [278].
give polymers (160) in a high yield Electrocarboxylation of benzylic chlo-
(Scheme 65) [270]. Poly(2,5-pyridine) films rides has been intensively investigated
are deposited on glassy carbon, plat- in the presence of a Ni(II) complex as
inum, and gold electrodes by electrore- a catalyst [274–277]. Fenoprofen (165),
duction in the presence of Ni[(PPh3 )]4 an anti-inflammatory agent, is electrosyn-
catalysts [282]. The dichloro(1,2-bis(di-2- thesized from (164) in a THF/HMPA-
propylphosphino)benzene)nickel(II) plays Bu4 NBF4 -(C/Ni) system in the presence of
a role as an electrocatalyst for the reductive NiCl2 (dppp) as a mediator under bubbling
THF-HMPT(3 : 1)-LiClO4-(Li/Hg)
Br Br + 2nX−
2ne−, −2.5 V (Ag/Ag +)
m n
NiCl2(dppe)
(157) m = 1, 2 (158)
n = 9∼10 79% yield
4∼16 80%
−2.2 V
Cl Cl
DMSO, 65 °C
x
(159) (160)
CO2, 2e −
R X R Ni(II)XL2 R CO2−
−X−
(161) (162) (163)
[ Ni(0)L2 ] 57∼86% yields
X = Br, Cl
R = F, PhO, CF 3
Catalyst: NiCl 2(dppe)2, NiCl2(PPh3)2, NiCl2(PPh3)2
O O
H H
THF/HMPA-Bu 4NBF4-(C/Ni)
C Cl C CO2H
CO2, NiCl2(dppp), 85% yield
Me Me
(164) (165)
Ph Ph Ph
Cl
NiCl2[P(C6H5)3]2 O + O
R1 N O DMF/Bu4NBr/(Pb) R1 N R1 N
R2 R2 R2
(166) (167) (168)
CO2 (Scheme 67) [277]. Recently, the com- DMF-Bu4 NBr-(Pt/Pb) system at 60 ◦ C ini-
bination of a new electrolyzer for organic tiates the cyclization through its insertion
solvents and oxidation of metal powder as into the Ar−Cl bond of (166). The sub-
an alternative to sacrificial anodes has been sequent carbometallation followed by the
developed [269]. electroreductive elimination of the Ni(0)
Electroreduction of benzyl bromide with complex by warming up to 70 ◦ C gives
Ni(I) complexes provides different prod- (167) (55%) and (168) (8%) [279].
ucts depending on the reduction poten- Cyclopropanation of a tandem-radical
tials: potential (V vs. Ag/Ag+ in MeCN) [2 + 1] cycloaddition occurs by a Ni comp-
−1.45 bibenzyl 76%, toluene 2%; −1.80 lex-catalyzed electroreduction of 2-bromo-
bibenzyl 7%, toluene 90% [280]. or 2-iodo-1,6-diene derivatives [285].
The synthetic utility of Ni(II)Cl2 L2 The electroreductive cyclization of the
[L = P(Ph3 )] as a mediator has been halogenated ether (169) or a halo-
shown in the preparation of 2-oxyindole genated ester using Ni(II) complexes
derivatives (167) and (168) (Scheme 68). (171) and (172) proceeds in the manner
First, the Ni(0) complex produced in a shown in Scheme 69 [286]. The radical
538 15 Indirect Electrochemical Reactions
2+
Br N N
Ni (ClO4−)2
Ni(I) Ph
O N N (171)
Ph
−0.95 V (SCE)
(169)
+e− −Br −
2+
Ni(II) N N
Ph
O Ni (ClO4−)2
Ph
N N
Cathode (172)
(170)
−1.16 V (SCE)
Ph(CH2)3Br
(173) DMF-Et4NClO4/NH4ClO4-(C)
+ Ph(CH2)3CH3CH2CN
Ni complex, 72% yield
H2C CHCN (175)
(174)
O O
Br DMF-Et4NClO4-(C)
86% yield
E
E
(176) (177)
Ni(tet)(ClO4)2: 5,7,7,12,14,14-hexamethyl-1,4,8,11-
tetrazocyclotetradecane nickel(II) perchlorate
Ar 2e−
Ar X R CH CH Ar
(178) L Ni 50∼80% (182)
yields
+ R
X + HX
R CH CH2 (180)
L = PPh3
(179) Ni(0)L2
R = H, Ph
X = Cl, Br, I (181)
Cathode:
2e−, Ni
Ar X + R CHCO2Me R CHCO2Me + X− + Cl −
(183) (184)
(b) Cl Ar
Slow
Ni(II) + 2e− Ni(0) ArNiX
(c) −1.2 V vs. SCE Ar X
Fast
Ni(0) + RCHXCO2Me RCH(NiX)CO2Me
(d) (185) (186)
+AlX3 +ArNiX
(186) RCH(AlX2)CO2Me (184) + AlX3 + Ni(0)
−NiX2
(e) (187)
Scheme 73 β,γ -Unsaturated esters by coupling of α-chloroesters with vinyl or aryl halides.
MeO
2-Bromothiophene MeCHClCO2 Me (20) 40
ClCH2 CO2 Me (20) 55
CH CHBr
MeCHClCO2 Me (20) 60
R1
O (192)
R2
2e−
R1 OH
Cl NiL2Cl R2
(190) (191) (193)
R1 R1 OH
2e−
ClCH2CO2Me + O CO2Me
cat-NiBr2bpy
R2 R2
(194) (195) (196)
R = Et, Pr, Me 2C = CH(CH2)2, t-Bu, Ph
1
60∼86% yields
R2 = Me, Et, Ph
Scheme 76 β-Hydroxyester by nickel-catalyzed addition of methyl chloroacetate to carbonyl
compounds.
methyl chloroacetate (194) (Scheme 76) transient alkyl-Ni(III) complexes has been
with carbonyl compounds (195) in a DMF- reported in the electrochemical reduc-
Bu4 NBr-(Zn/C) system in the presence tion of Br(CH2 )4 CN mediated by the
of the Ni(II)Br2 (bpy) complex as a Ni(II) macrocycle, (R,R,S,S)-Ni(tmc) [306],
mediator [301, 302]. An electrochemical, of methyl iodide with Ni(I)(OEiBC) [305],
Ni(0)-catalyzed Reformatsky reaction of of butyl bromides [280], and of alkyl bro-
methyl chlorodifluoroacetate and carbonyl mides with a cyclic tetraamine complex of
compounds has been performed in Ni(II) [307].
a one-compartment cell using a The electrosynthesis of bicyclic ke-
zinc anode to give 2,2-difluoro-3- tones (198) has been performed by the
hydroxyesters in 45∼77% yields [303]. reduction of bromoalkylcyclohexenones
Allylation of benzoic anhydride with alkyl using Ni(II) complexes as mediators.
bromide is performed in an HMPA- The electrochemical Michael-type addi-
Bu4 NClO4 -(Pt) using 10 mol% of NiBr2 - tion (197)→(198) can be attained in
(bpy) [304]. a DMF-NH4 ClO4 /Et4 NClO4 -(C/C) system
It is known that the [Ni(I)(OEiBC)]− in the presence of Ni(cyclam)(ClO4 )2
complex mediates electrocatalytic reduc- as a redox mediator at −1.8 V (SCE)
tions of alkyl halides and methyl p- (Scheme 77) [308].
toluenesulfonate [305]. The nucleophilic- Olefin dimerization (200→201) cat-
ity of the Ni(I) complex is comparable alyzed by electrogenerated Ni(I) complexes
to that of the ‘‘supernucleophile’’ vi- is performed in a PC-Bu4 NClO4 -(Zn) sys-
tamin B12 . Recently, the formation of tem in the presence of an Ni(II)Cl2 (PPh3 )2
542 15 Indirect Electrochemical Reactions
Br
O O O
(CH2)n (CH2)n H
DMF-NH4ClO4/Et4ClO4-(C/C)
(CH2)n +
Ni(II)/Ni(I)
PC-Bu4NClO4/Ni(II)Cl2(PPh3)2 -(Zn)
CH3 CH CH2 Dimers
4-methyl-2-pentene : 41.8%
(200) 2-methyl-2-pentene : 22% (201)
2-methyl-1-pentene : 16%
2-hexene : 23.4 %
CH2 CH2
Ar X ArNiL2X Ar CH CH2
e−
−1.3 V (203)
(202) Ni(0)L2
Ni(II) + L
complex (Scheme 78) [309]. The electroly- the absence of an olefin, the electroreduc-
sis is carried out in a one-compartment tion of Ni(II) successively gives Ni(I) and
cell with a sacrificial anode (Zn, Cd, then Ni(0) of the type Ni(0)L3 , whereas,
Al, and so on). The oxidative addition in the presence of an olefin, for example,
of the electrogenerated Ni(0) complexes ethylene, the total reduction of Ni(II)X2 L2
to aryl halides (202) yields (203); the can be attained in the absence of added
reaction is influenced by the concen- L, leading directly to the Ni(0) species
trations of the ligands triphenylphos- such as Ni(0)L2 C2 H4 . These zero-valent
phine, halide ion, and triethylamine complexes probably exist as an anionic
(Scheme 79) [310]. The electrochemical be- form Ni(0)L3 X− and Ni(0)L2 C2 H4 X− de-
havior of Ni(II)X2 L2 (X = Cl, Br, I; L = pending on the nature and concentration
PPh3 ) in N -methylpyrrolidinone is af- of X− [311]. The electrogenerated cationic
fected by halide salts (X− ), by the con- Ni(I) complexes may act as an isomer-
centration of the ligand, and the presence ization catalyst for alkenylbenzene. The
of olefin [311]. The electroreduction of the [Ni(I)(PPh3 )4 ]+ complex is prepared di-
Ni(II) species can lead to soluble Ni(0) rectly by one-electron reduction of the
complexes only when the Ni(II) reagent parent Ni(II) perchlorate in an MeCN-
is complexed by both PPh3 and X− . In Bu4 NClO4 -(C/C) system [312].
15.3 Indirect Electroreduction 543
R1 R1
*
R1 R2 + CO2 R2 H + R2 CO2H
CO2H H
(204) (205) (206)
* = DMF-Bu4NBF4-(Mg/C)
CO2H
1) NiBr2L2 -PMDTA CO2H
Ph + CO2
Ph
2) H3O+
(207) (208) 85% yield
L, 2e− (cathode)
H CO2− Mg +2
Ni(II)
(211) L Ni(0)
Mg − 2e− Mg+2 H+ L Ni O
anode (solvent) O
(210)
CO2
O
O (209)
L Ni
CO2− CO2−
O
Mg +2
O
(213) (212)
at room temperature for the electrocat- catalytic process [325]. The Ni(0)(bpy)2
alytic reduction of unsaturated functional complex (225) formed at −1.2 V (SCE)
groups such as C=O, C=N, C≡N, C=C, reacts stoichiometrically with CO2 to yield
C≡C, and N=O bonds [324]. The reduc- the stable Ni(0)(bpy)(CO2 ) complex (225)
tion is carried out in an MeOH-MeONa (Scheme 83b). The concentration of the
system and the discharge potential of Ni(0) species (225) and (216) is deter-
this system is −1.0 V (SCE) in contrast mined by the Scheme (83c). The various
to the potential of −1.5 V at a nickel- steps of the Ni(II)bpyX2 (214)-catalyzed
plated cathode. The use of transition-metal electrosynthesis of ketones (221) from
complexes as electrocatalysts, however, halides (217) and CO2 are summarized
can shift this negative potential toward in Scheme (83a). Ketones can also be read-
the positive side. The electroreduction ily obtained by the electroreduction of an
of an Ni(bpy) complex, in the presence organic halide in the presence of metal
of CO2 in N -methylpyrrolidone (NMP) carbonyls and NiBr2 (bpy) complexes in
or DMF as a solvent gives the corre- DMF [326]. Catalytic CO2 incorporation
sponding Ni(0) complex (225) associated into epoxides has been realized by the use
with two molecules of CO (Scheme 83b). of Ni(II)(cyclam) [327]. The dissolution of
Symproportionation with (215) leads to a stainless steel anode provides catalytic Ni
(216) (Scheme 83c). Oxidative addition species that enable the efficient synthesis
of an alkyl halide to (216), followed of ketones by electrolysis of organic halides
by an internal CO shift and reduc- in DMF in the presence of bipyridine
tive elimination, leads to the formation and CO [328]. Electro-assisted synthesis
of Ni(II) and the symmetrical ketone of 2-chlorobenzal bromide has been con-
(221) in high yield (Scheme 83a). The ducted in a DMF-Bu4 NBr-(Cu/Ni) system
Ni(0) species is electrochemically regen- in the presence of 1,2-dibromoethane and
erated, thus giving rise to an efficient 1,10-phenanthroline monohydrate in an
15.3 Indirect Electroreduction 545
[Ni(II)(bpy)2] 2+ (214)
R CO R e−
(221)
Ni(0)bpy 2
(215) CO2
R C Ni(bpy)R R COX
R = Aryl (224)
(220) Ni(0)bpyCO Vinyl
O R = alkyl (216) R C NibpyX
RX (217) (223)
R2Nibpy (CO)
O
(219) Unstable Stable
R Ni bpy(CO) X
(a) Ni(II)bpyX2 (222) (218)
−1.2 V
[Ni(II)(bpy)2]2+ + 4CO2 + 6e− Ni(0)bpy(CO)2 + 2CO32−
H2O/KNO3/(Hg)/NiCl2(cyclam)
−1.00 V (NHE), pH 4.1, 25 °C
CO2 CO
Current efficiency 99%
undivided cell, yielding the desired prod- at relatively low potentials. However, the
uct in 90% yield [329]. current yield and turnover numbers need
The electrocatalytic reduction of CO2 to be improved. Metal phthalocyanines
is important not only for alternative fuel are also used as electrocatalysts [339].
sources but also for the storage of electric The direct conversion of CO2 to
energy. The direct electroreduction of methane, using Ru complexes as
CO2 to CO requires a large negative electrocatalysts, is also a very interesting
potential (e.g. in DMF, −2.21 V and research subject [340]. A comparison of
in MeCN, −2.10 V vs. SCE) [330]. Many the CO2 reduction potential observed
efforts have been made in search of on different electrodes together with
significant metal-complex (or cluster) thermodynamic potentials, E0 , is given
catalysts for the reduction of CO2 . in Fig. 5 [341]. Some results obtained
Nickel, Co, Fe, Re, Ru, and Rh-metallic by electroreduction of CO2 in the
complexes have all been used for this presence of Ni complexes together
purpose. Among them, NiCl2 (cyclam) with other mediators are presented in
(Scheme 84) [331–335], [Fe4 S4 (SR)4 ]2 − Table 17 [342–344].
[336], Re(bpy)(CO)3 Cl [337], and Ru(trpy) The electrocatalytic reduction of nitrous
(dppene)Cl+ [338] complexes turn out to oxide to dinitrogen has been achieved at a
be efficient homogeneous catalysts for mercury electrode using Ni(II) complexes
the selective reduction of CO2 to CO of macrocyclic polyamines [355].
546 15 Indirect Electrochemical Reactions
Sn
CoTPP-py-GC
O OH
DMF-Bu4NBF4 -(Mg)
[Ni(bpy)3][BF4]2, 99% yield
CN CN
(226) (227)
e tcpp: mesotetracarboxyphenylporphine
547
548 15 Indirect Electrochemical Reactions
Me CO2Me Me CO2Me
DMF-Bu4NI-(Hg/Cu)
Cl Cl
−0.5 V (SCE), 70% yield
Cl H
(228) (229)
Br
H2O + Me Me Me
Me
H2NOC Me CONH2 Me
Me
Me Me N Me
Me N
HO N
H2NOC N Co
N N Me
Me CONH2 Me N N
Co
H Me Me Me
H2NOC N N
Me Me Me (231)
Me
Me
Br
Me Me CONH2
O Py
N+ Me H
NH O O−
H3C N Me Me N N Me
HO H
O H Co
H O N N
P H Me Me
(230)
−O O −O O
H (232)
O OH H
Cl
used for the reductive cleavage of the achieved in a DMF-Bu4 NBr-(C) system by
C−X (halogen) bond through the forma- the Co(I)L complex vitamin B12 generated
tion of alkylcobalt(III) complexes, bearing at carbon cloth electrodes, giving (238)
a Co−C covalent bond with a subsequent (Scheme 88) [373].
two-electron reduction to regenerate the A novel Michael-type addition of alkyl
Co(I) species. For example, the β-haloethyl halides to α,β-enones (239) has been
protecting group of the ester (233) can be realized using either aquocobalamin (232)
readily removed by reductive elimination or dibromo[l-hydroxy-8H-HDP]cobalt(III)
of ethylene (235) to liberate the free acid (248) [374]. The electrolysis of (239) in
(234) (Scheme 87) [370–372]. a DMF-LiClO4 /NH4 Br-(Hg) system in-
Intermolecular addition of butyl iodides volves competition between two paths that
(236) to cyclohexenone (237) has been may lead either to bicyclic ketones (240)
C2H5OH/H2O (4:1)/LiClO4/(Hg)
Mediator (231), −1.95 V, 1 °C
R CO2CH2CH2 Br R CO2H + CH2 CH2
−Br−
(233) H (234) (235)
Ph N
O S Me
R=
O N Me
O
O O
DMF-Bu4NBr-(C)
CH3(CH2)3 I + Vitamin B12s, 81% yield
(CH2)3CH3
(236) (237) (238)
O O O
(CH2)n Br (CH2)n − 1Me
DMF/LiClO4/NH4Br/(Hg)
(CH2)n +
−1.9 V, 20 °C
(239)a: n = 3 Mediator (230) or (248)
b: n = 4 (240)a: 2% (241)a: 90%
c: n = 5 b: 95% b: 2%
c: 70% c: 10%
O O
+
X
(242) (243) (244)
R
hn (vis. light)
Co(III)
X−
Co(II) + R• Further
reactions
e− (−0.8 V (SCE))
R X
Co(I) Co(III): Hydroxocobalamine hydrochloride B 12a
EtO R1
R2
O O
Br DMF-LiClO4/B12
−0.9 V (SCE) > 55% R3
C5H11
R4 (247)
O
(246) OTBDMS
OTBDMS
(245) (247) R1 R2 R3 R4 Yield, %
a OEt H H C5H11CO 26
b H OEt H C5H11CO 21
c OEt H C5H11CO H 8
d H OEt C5H11CO H 13
MeO2C CO2Me +
Me
Me
Me
MeO2C
N N
Me CO2Me
Co ClO4−
H Me
MeO2C N N
(248)
Me
Me [Cob(II)7Cl, ester]ClO4
MeO2C Me CO2Me
(Scheme 92) [378]. A general mode of ac- radical intermediate, which then dispro-
tion for carbon-centered free radicals by portionates to the dialkylated complex
B12 -photoelectrocatalysis is depicted in and the monovalent Co species. The
Scheme 91. dialkylated complex is converted into
Carbon-skeleton rearrangements have the products (250) and (251) through
been catalyzed by heptamethyl-cobyrinate electrooxidation on the anode [384, 385].
perchlorate, [Cob(II)7 Cl, ester]ClO4 , under The cobaloxim-mediated 1,2-acyl migra-
electrolysis conditions [379–383]. Electro- tion of 2-(bromomethyl)cycloalkanones
chemical rearrangements are performed can lead to the formation of ring-enlarged
by the electrolysis of 2-substituted 1- compounds as the major products [386].
bromo-2-ethoxycarbonylpropane (249) in The electrolysis is carried out in an MeOH-
a DMF-Bu4 NBF4 /Co(III) complex-(Pt/Pt) Et4 NOTs-KOH-(Pt) system at a current
system using the Co(III) complex in density of 20 mA cm−2 .
an undivided cell containing imidazole The electroreductive dehalogenation of
(Scheme 93). The trivalent Co complex is α-haloacetic acids has been achieved
electrochemically reduced to the mono- with cobalamin [387]. The hydropho-
valent Co complex, and the resulting bic vitamin B12 Co complex immo-
species reacts with alkyl bromide to give bilized on a glassy carbon electrode
the monoalkylated complex. The subse- (252) may catalyze the electrochemi-
quent one-electron reduction leads to a cal carbon-skeleton rearrangements of
Y
Me Y Y
Y CO2Et
Me Co(III) H3C C Me + H2C CH Me
Br CO2Et CO2Et
CO2Et CO2Et
Me
(249) (250) (251)
Y
Y = CO2Et, COMe, CN 3∼20% yields 53∼85% yields
C C C
C = carbon OH
OH
CO2H LiAlH4
CH2OH
K2Cr2O7, H2SO4
O
OH
C
OH OH
O O O O N
Co(II)
OH
OH OH n
(252)
R R
Br
MeOH-Et4NOTs/NaOH,-(Pt)
Mediator (232)
O O O O
(253) (254)
R = n-C5H11 70∼80% yields
Ts = 4-CH3C6H4-SO2
Br
Mediator (193)
OEt
60~70% yields
O cis-ring fused O
OEt
(255) (256)
DMF-Bu4NPF6 -(C)
PhCHCl2 PhCH CHPh + PhCH2CH2Ph
Co(II) (salen)
(257) (258) (87%) (259) (5%)
2e−
2[Co(II)(cyclam)(Cl)2]0 2[Co(III)(cyclam)(Cl)2]+
Br Br Ph H
In solution + 2Br−
Ph C C Ph
turnover = 2.4 H Ph
H H
(261) (262) 96% yield
NH2OH NH3
Catalyst (current yield, %)
Co(III)(cyclam) 88 2
Ni(II)(cyclam) 68 2
DMF/Ac2O-Et4NClO4-(Pt/C), (265)
O
Current efficiency 28.9%
(263) (264)
e−
O O−
O2
MIII MII MIII
L L L
(265) (266) (267)
O2−
.
e− O2− O OAc O
O
= Porphyrin dianion, M = Fe or Mn, L = Cl
C C
(264)
Scheme 102 Catalytic cycle for the epoxidation of alkenes with iron or manganese complexes.
−
(b) PB + K + + e ES
the metal complex proceeds to form agent at −1.25 V (SCE) giving 78%
an intermediate Fe(III)-iron-ethyl formate current efficiency for the formation of
complex, which is finally reduced by PhCOCH2 CO2 − [411]. The electroreduc-
ES with the consumption of protons in tion of CO into methanol is also per-
solution to form methanol and the start- formed by using the ES-coated platinum
ing metal complex (Scheme 103a). This electrode as a mediator in the presence
reaction may proceed continuously when of sodium aquapentacyanoferrate(II),
the produced PB is electrochemically re- Na3 [Fe(CN)5 (H2 O)], as homogeneous cat-
duced to ES (Scheme 103b). A large-scale alysts at a three-phase(electrode/solution/
regeneration of ferricyanide from fer- gas) interface (Scheme 104) [412–414].
rocyanide produced in the preparation The mediated electroreduction of CO and
of 3,4,5-trimethoxybenzaldehyde from the CO2 to methanol (see 271→275) has been
hydrazide using a ferri/ferrocyanide re- achieved by the use of surface-confined
dox system has been attained in 70∼75% metal complexes (271), for example,
current efficiency [410]. aquapentacyanoferrate(II), aquopentaflu-
Electrochemical carboxylation of ace- oroferrate(III), and 4,5-dihydroxyben-
tophenone with CO2 coupled with nitrite zene-1,3-disulphonatoferrate(III) (Sche-
reduction proceeds by the controlled- me 105) [346]. The general feature of the
potential electrolysis of CO2 -saturated metal complex capable of operating as a
acetonitrile containing [Fe4 S4 (SPh)4 ]2− , catalyst in the reduction of CO and CO2
NO2 − , PhCOCH3 , and a dehydration is that it should have at least one labile
556 15 Indirect Electrochemical Reactions
(b) PB + K + + e− ES
L L H CO
L M L M OMe
ES + H +
(271) L L (272)
L L PB + K +
L H
MeOH
MeOH L M OC OCH3
(273)
L
L H
PB + K +
ES + H +
ES + H +
PB + K +
L L
L M OMe L M O CH2
(275) L PB + K+ ES + H+ L (274)
L L
Scheme 105 Catalytic cycle for the reduction of carbon monoxide to methanol.
ligand in its coordination shell, which can (Scheme 106) [415]. The reductive fixation
be replaced by a new ligand in the course of CO2 to thioesters catalyzed by
of the reaction. [Mo2 Fe6 S8 (SEt)9 ]3− , leading to α-keto
Electroreductive fixation of CO2 into acid, has also been investigated [416].
formate can be efficiently performed by Similarly, electroreduction of CO2 using
using Fe4 S4 cubane clusters (276) bearing Fe-S clusters (276) is carried out in
a 36-membered methylene backbone a DMF-Bu4 NBF4 /[Fe4 S4 (SCH2 Ph)4 ]2− -
in a DMF-Bu4 NBF4 -(Pt/Hg) system (Pt/Hg) system under CO2 at −2.0 V (SCE)
(CH2)8
N N
X S
S S Fe X
(276)
Fe S
(CH2)8 (CH2)8 a: X = −COCMe2−
Fe S b: X = −COC6H4CH2− (p)
X S Fe
S c: X = −COC6H4− (p)
S X
N N
(The CO part of X is bonded to N)
(CH2)8
Scheme 106 Fe4 S4 cubane cluster for the cathodic fixation of carbon dioxide.
15.3 Indirect Electroreduction 557
PhCH2SH
(277)
CO2 PhCH2CO2− + HCO2−
[Fe 4S4(SCH2Ph)4]2−
(278)
Ph CH CH2
+ e− (281)
Fe CH2 Fe• CH2 Ph
MeCN
(279) (280) (282)
MeCN
+ −e−
[Fe] NCMe Fe• NCMe Me
90% Me
(284) yield (283)
Me
Me Fe+ ; P P = dppe
Fe +•
Me (285)
P
P
[ 4–Fe ]3− Ph S
Fe S
+ e− (−1.60 V) S Ph 2−
S Fe
[ 4–Fe ]2−
S Fe
(289)
Ph S Fe S S Ph
Scheme 109 Catalytic cycle for the iron-complex-mediated reduction of ethyne to ethene.
558 15 Indirect Electrochemical Reactions
"Fe(NO) 2"
98% yield
(291)
(290)
NH2
N
Poly-FePc
N
Carbon (292)
cathode
Cathode Cu
2e−
2[Fe(III)–TEA] 2[Fe(II)–TEA]
O H
C N
C C
N C
H O
O− H 2e− (293)
C N
C C Dispersed form
N C (293)
−O
H
(294)
O2 On textile
(293)
for dioxygen reduction than monomeric mediator, the finely dispersed indigo dye
FePc. The polymeric Fe phthalocyanine- (293) can be reduced under the following
coated electrode is prepared via the ‘‘melt- conditions: the catholyte is prepared by
synthesis’’ method. It shows the lowest mixing Fe2 (SO4 )3 , H2 O, triethanolamine,
polarization and maintains the most pos- and NaOH, and then adding water. In-
itive potential at a 10 mA cm−2 discharge digo is added to the catholyte solution
(Scheme 111) [426]. and a dispersion agent (naphthalenesul-
A glassy carbon electrode coated with fonic acid condensation product), and the
an anodically formed polymer of 1- mixture is electrolyzed at a Cu cathode
aminophenazine (292) mediates the reduc- at −1.05 ∼ −1.10 V (Ag/AgCl). Electrocat-
tion of Fe(III), which occurs in the region alytic reduction of nitrite to ammonia has
of the potential in which the reduction of been demonstrated using a water-soluble
(292) takes place [427]. ion porphyrin as the catalyst [430].
The reduction of indigo (293), which is
insoluble in water and alkaline solutions,
to the disodium salt of leuco-indigo 15.3.2
(294), which is soluble in alkaline so- Indirect Reduction with Mediators
lutions, is crucial to the application of Containing Palladium, Rhodium, Iridium,
(293) as a textile dye. Recently, a pro- and Platinum
cedure for indirect electroreduction of a
dispersed (293) dye with coordination com- 15.3.2.1 Palladium (Pd) Complex
pounds of Fe(II) and Fe(III) salts, and Mediators
triethanolamine has been developed as a A catalytic electrode for the reduction
mediatory system (Scheme 112) [428, 429]. of aqueous bicarbonate (CO3 H− ) lead-
With this reversible redox system as a ing to a formate (HCO2 − ) has been
560 15 Indirect Electrochemical Reactions
X DMF/Et4NCN/Et4NCl CN
Pd[PPh3]4,–0.3 ~ –0.8V
F3C Turnover (162) F3C
(295) (296)
R
2e− R
R OAc _ + AcO−
PdL
AcO (299)
(297) (298)
E+
Pd(0)L R E
(300)
(a) RH + X− M + + e− R− M + + 1/2 H2
R3 R3
R1 R1
R− M +
(b) C CH CH OAc C CH CH R
Pd(0)-complex
R2 (301) R2 (302)
RH : Active hydrogen compound
X− M + : Supporting salt
PdX e−
X
R R R
R L
(303) (304) (305)
L P(C6H5)3 Pd(0)L
H (306)
R
Ar PdX
Ar X e−
(307)
(308)
Pd(0) Ar PdX
X−
e−
Ar Ar Ar Pd Ar Ar X
electrolysis media (Scheme 118) [440]. On has been shown to occur in an aprotic
the basis of kinetic results, the transient solvent saturated with CO2 in the pres-
species is thought to be an anionic penta- ence of electrocatalysts such as PdCl2 L2
coordinated bisarylpalladium(II) complex, or PdL4 [L = P(Ph)3 ]. For example, the
which undergoes rapid loss of the halide electrolysis of 4-t-butyliodobenzene (315)
ligand to yield a neutral bisarylpalla- (R = t-Bu; X = I) in a DMF-Et4 NOTs-
dium(II) species [441–446]. (Pt/Pb) system in the presence of a catalytic
Electroreductive carboxylation of aryl amount of Pd(II)Cl2 [P(Ph)3 ]2 and triph-
halides, β-bromostyrene, and allyl acetates enylphosphine gives 4-t-butylbenzoic acid
X (318) CO2H
R R
(315)
−• CO2, H +
e− e−
PdX PdX
R R
(316) (317) −X −
Pd(0)
(321)
R
R 2e−, H+ R
Ar X [Ar Pd X] Ar Ar
−X−
(319) (320) (322) Pd X (323)
Pd(0)
2e−
Pd(II)
(318) (R = t-Bu, 81%) and t-butylbenzene of CO2 on Pt metals has been stud-
(5%) (Scheme 119) [447]. Similarly, the ied [451]. Chemisorbed particles are found
Pd(II) complex catalyzes the electrosyn- to have formed only on Pt and Rh. The
thesis of aromatic carboxylic acids under electroreduction of CO2 on these metals
CO2 atmosphere [448]. The electrocar- proceeds as a result of the interaction of
boxylation of vinyl triflates is performed CO2 molecules, activated in the course
with CO2 and a catalytic amount of of adsorption on the metal surface, with
PdCl2 (PPh3 )2 to give α,β-unsaturated car- chemisorbed hydrogen. However, the fur-
boxylic acids [449]. ther reduction of these chemisorbed in-
Electroreductive hydrocoupling of aryl termediates proceeds very slowly because
halides (319) with olefins (321) and of their very strong adsorption. Neither
acetylenes (321) also proceeds with reductive chemisorption of CO2 nor inter-
PdCl2 [P(Ph)3 ]2 as the electrocata- actions of CO2 with adsorbed hydrogen
lyst in a DMF-Et4 NOTs-(Pt/Pb) sys- have been observed with Ir, Pd, Os or
tem. Electrochemical cross-coupling of Ru [452].
4-t-butyliodobenzene (319) (Ar = 4-t- A poly-π-nitrostyrene coated Pt
BuC6 H4 , X = I) with styrene affords electrode has been used for the
the corresponding coupling product (323) electrocatalytic reduction of 1,2-dibromo-
(Ar = 4-t-BuC6 H4 , R = Ph) in 85% yield 1,2-diphenylethane to stilbene in a
(Scheme 120) [450]. A polymer-supported CH3 CN–R4 NBF4 system. The turnover
1,2-bis(diisopropylphosphino)benzene Pd- number for catalyst sites is estimated to
(II) complex is found to show a bet- be 10 000 [453].
ter catalytic activity than the structurally
analogous monomeric Pd(II) complex in 15.3.2.3 Rhodium and Iridium Complex
the Heck arylation of methyl acrylate by Mediators
iodobenzene [451]. Recently, Rh(dppe)2 Cl (dppe = 1,2-bis(di-
phenylphosphino)ethane) has been shown
15.3.2.2 Platinum (Pt) Complex Mediators to catalyze the electroreduction of CO2 in
The adsorption of CO2 on Pt electrodes an acetonitrile solution. The Rh complex
has been intensively studied and the can be electrochemically reduced to the
chemisorbed particles are known to be corresponding rhodium hydride.
tightly bound to the surface and not to The electroreduction of [Rh(dppe)2 ]+
be desorbed by rinsing. Recently, the (324) and analogous Ir complexes leads
mechanism for the reductive adsorption to a neutral species HRh(0)(dppe)2
564 15 Indirect Electrochemical Reactions
(a) [Rh(dppe) ]+ +
2 2e− RhH(dppe)2
(324) (325)
(328) (329)
(324)
Rh(dppe)2(CO2)
− CH3CN
e CO2
(330)
(328) (331) e−
CH3CN
CO2
(329) –CH2CN
dppe: 1,2-Bis(diphenylphosphino)ethane
(325) (Scheme 121a) in the initial pathways (Scheme 122) [454, 455]. The
step. The neutral species Rh(0)(dppe)2 current efficiencies for the formation of
(328) may occasionally react with the formate anion vary between 42%
acetonitrile to afford RhH (dppe)2 and 22%, depending on the electrolysis
(329) (a slow reaction) (Scheme 121c). periods. The electrocatalytic reduction of
Electrogenerated (328) may react with CO2 to either CO or the formate ion,
CO2 to generate the ionic metalloformate in an MeCN-Bu4 NPF6 -(Pt) system using
Rh(dppe)2 + (OCHO)− (331) via two [cis-M(bpy)2 (O3 SCF3 )]2+ (M = Rh −1.5 V;
e−
S-H
[Rh(dppe)2]+ [Rh(0)(dppe)2] RhH(dppe)2
90%
(332) (333) yield (325)
−Cl−
•
Cl
(335) (334)
Ir −1.59 V vs. SCE), has been reported species useful for regio- and enantioselec-
[338]. tive olefin hydroformylation [458].
Constant-potential electrolysis of the Electrocatalytic hydrogenation of car-
[Rh(dppe)2 ]Cl in an MeCN-Bu4 NClO4 - bonyl groups has been carried out by elec-
(Hg) system gives RhH(dppe)2 (325) in trolysis of the ketone (336) in an aqueous
ca. 90% yield. When cyclohexyl chloride EtOH-LiClO4 -(C) system in the presence of
(334) is added to the [Rh(dppe)2 ]+ (332) Rh complexes to yield the alcohol (337) in
electrolysis solution, the radical interme- 95 ∼ 99% yields (Scheme 124) [459, 460].
diate (335) together with Cl− is produced Electroreduction of CO2 catalyzed by a
as shown in Scheme (123) [456]. The cy- rhodium complex, [(RhCp*)3 (µ3 -S)2 ]2+ in
clohexyl radical (335) generated in this an MeCN-Bu4 NBF4 -(C) system produces
manner has several channels for product formate and oxalate in 60% current effi-
formation. ciency [461]. The direct electroreduction of
The Rh(III)(bpy)3 Cl3 complex catalyzes NAD+ at −1.1 V (SCE) leads to inactive
the electroreduction of CO2 to a formate dimers and even at −1.8 V, active NADH
in an H2 O-Et4 NClO4 -(C/Pt) system (See is formed in only 50% yield. Recently, the
Table 17) [347]. use of the [Rh(bpy)2 ]+ complex (338) as
Recently, it was found that the asym- an efficient electron-transfer agent for the
metric hydroformylation of styrene by regeneration of NADH from NAD+ has
Rh4 (CO)12 L2 via electroreduction in the been reported [462]. The electroreduction
presence of CO and hydrogen provides of NAD+ to NADH using the agent (338)
regio- and enantioselective products (e.g. produced cathodically from [Rh(bpy)3 ]3+
>30%) when chiral ligands, (L = (1R, 2S)- proceeds well in the tris-HCl Buffer-(Pt/C)
Ph2 PNMeCHMeCHPhOPPh2 and Me2 C- system (Scheme 125). The regenerated
(NMePPh2 )-CH2 OPPh2 ), are used [457]. NADH is oxidized by ketone (339) giv-
Electroreduction of Rh and Pt complexes ing alcohol (340) under catalysis of horse
can be applied to the synthesis of active liver alcohol-dehydrogenase (HLAD). A
aq. EtOH-LiClO4-(C) OH
O
−1.2 V (SCE), 95~99% yields
H
(336) (337)
[Rh(bpy)3]3+
2e−
[Rh(bpy)2]3+ NADH R CO R′
(339)
HLADH
[Rh(bpy)2] + NAD + R CH R′
(338)
Cathode bpy H+ OH
(340)
H2O
CO 2+
2e − CO +
(bpy)2Ru 2e −
CO (bpy) 2Ru
CO
H+ (346) Cl
OH −
−
Cl
H+,2e − HCO2−,H +
CO
+ CO 0
(bpy) 2Ru
(bpy)2Ru
C O
OH− (343)
(345) OH
CO2
H2O CO
+
(bpy) 2Ru
H+ C O
(344)
O−
Scheme 127 Catalytic cycle for the electroreduction of carbon dioxide to carbon monoxide
and formate.
15.3 Indirect Electroreduction 567
MeCN-Bu4NPF6 -Ru(II)-(C)
(a) CO
100% yield
CO2
MeCN-Bu4NPF6 -Ru(III)-(C)
(b) HCO2H
64% yield
[Ru(bpy)2 (CO)2 ]2+ . The former is re- with the Rh(III) complex yields a mix-
duced to provide HCO2 − (Scheme 127). ture of formate and molecular hydro-
Product-selective electroreduction of CO2 gen in 64% (12% current efficiency)
to either CO or formate in an (Scheme 128b). Electroreduction of CO2
MeCN-Bu4 NPF6 -(Pt) system has been using a [Ru(bpy)2 (CO)2 ]2+ (346) catalyst
shown to occur using precursor com- in an MeCN-Bu4 NClO4 -(Hg) system in
plexes such as [Ru(trpy)(dppe)Cl]+ the presence of Me2 NH and Me2 NHHCl
or [cis-Rh(bpy)2 (TFMS)2 ]+ (trpy = 2,2 2 - affords a formate and DMF with current
tripyridine; TFMS = trifluoromethane- efficiencies 75.7% and 21.4% [351].
sulfonyl anion) [338]. The Ru(II) complex Recently, C−C bond formation has been
is found to be a good CO2 reduction found to a certain extent in the elec-
catalyst at a potential of −1.4 V (SCE) troreduction of CO2 catalyzed by a Ru
and the electrolysis results in the ex- complex [Ru(bpy)(trpy)(CO)](PF6 )2 [469].
clusive formation of CO (Scheme 128a). Further investigations reveal that the se-
In contrast, the electroreduction of CO2 lective formation of HCO2 − and C2 O4 2−
Co[II]TPP O2
Ru[NH3]63+ + H2O
e− (347)
(352)
Ru[NH3]62+
Co[III]TPP[O2 − ]
Cathode (353)
Co[III]TPPO2H (348)
(349)
e− Cathode
CoTPP: Cobalt tetraphenylporphyrin
Scheme 129 Catalytic cycle of ruthenium(III) reduction with (Co(II)TPP) immobilized in Nafion.
568 15 Indirect Electrochemical Reactions
has been attained in the electroreduction coating [472]. The electrons are transferred
of CO2 catalyzed by mono- and di- from the electrode to the almost immobile
nuclear Ru complexes that are prepared catalyst sites by (350) ions incorporated
by the reaction of [Ru(bpy)2 Cl2 ] with in the coating. Scheme (129) provides a
dmbbbpy (2,2 -bis(1-methylbenzimidazol- schematic depiction of the catalytic cycles
2-yl)-4,4 -bipyridine) [470]. The electrore- (350)→(351) and (347)→(348)→(349),
ductive conversion of CO2 into methanol which proceed within the Nafion
has been performed using a Ru-modified coatings on the electrodes [472]. The
glassy carbon electrode prepared by [CoP(pyRu(NH3 )5 )4 ]8+ complex prepared
electropolymerization of mercaptohydro- from the reaction of Ru(NH3 )5 OH2 2+
quinone [471]. Ru-modified electrodes pos- (355) with [CoP(pyH)4 ]4+ [cobalt meso-
sess excellent functions in the selec- tetrakis(4-pyridyl)porphyrin] (357) within
tive reduction of CO2 to methanol Nafion coatings on graphite electrodes acts
with almost 100% current efficiency as a catalyst in the four-electron reduction
in the potential range −0.6 to −0.8 V
of the dioxygen (Scheme 130) [473]. A
(SCE). Electrodes composed of RuO2 +
Ru-cofacial diporphyrin is effective as a
TiO2 (35/65 mol%) and RuO2 + Co3 O4 +
dinitrogen electroreduction catalyst [474].
SnO2 + TiO2 (20/10/8/62 mol%) show
high current efficiencies for methanol pro-
duction from CO2 [350]. Some results are 15.3.3.2 Osmium (Os) Complex Mediators
presented in Table 17. Recent work on the use of polypyridyl-
Cobalt tetraphenylporphyrin (Co(II) aquo [Os(VI)(trpy)(O)2 (OH)]+ complexes
TPP) (347) is immobilized in Nafion works (358) has shown that the reduction may
for the electroreduction of a dioxygen when proceed stepwise through a series of
[Ru(NH3 )6 ]2+ (350) ions are present in the oxidation states [(358)→(359)→(361)] with
−
(a) Ru(NH3)6 + e Ru(NH3)62+
3+
(354) (355)
5+
(b) 355 + CoP(pyH)4 CoP(pyH) 44+ + (354)
(356) (357)
Scheme 130 Reduction of [CoP(pyH)4 ]4+ with ruthenium(II) in the oxygen reduction.
e−
[Os(VI)(trpy)(O)2(OH)] + Os(V)(trpy)(O)2(OH)
−e−
(358) (359)
(a) E1/2 = 0.10 V
2e−,2e + e−
(359) Os(III)(trpy)(OH)3 [Os(II)(trpy)(OH)3] −
−2e−,−2H + (360) −e− (361)
(b) E1/2 = −0.22 V E1/2 = −0.67 V
Ph
DMF-NaClO4 -(Hg) H
(a) Ph OH
O 80% yield
(365)
Ph Ph
OH
(364) DMF-NaClO4 -CrCl3•6H2O Ph
(b) Ph
70% yield Ph Ph
(366) OH
HO OH
O R2
R1
R2 R2
DMF-Bu4NBr-(Hg) R1 +
R2
R1 OH R1
Mn(0) Mn(II)
or or (368) (369)
(367) DPTA
Cr(II) Cr(III)
e− Yield, %
(368) (369)
a) b) a) b)
Tetralone 84 (85) --- ---
Indanone 66 (63) --- ---
Chromanone 74 (78)
Benzophenone 0 (74) --- ---
Xanthone 0 ( 0) 78 (18)
0 (90)
a) with Mn complex b) with Cr complex
O
O Cl
H2O-H2SO4(5%)-(Pt/Pb)
CH CCl3 CrCl2, −0.7~ –1.0 V (Ag/AgCl) C CHCH2CO2H
Cl
(371)
(370) good yield
N (CH2CO2−)2
N (CH2CO2−)2
(372) N CH2CO2− (373)
N (CH2CO2−)2 CyDTA DPTA
N (CH2CO2−)2
[Mo(N2)(dppe)]
(374) RX
H2N NR2
R
[Mo (N (dppe)2X] +
[ Mo(N2)(H2NNR2)(dppe)2 ]
R
(378) − (375)
2e − 2H
+ 2e − –X
R
[Mo(N2)(N2R2)(dppe)2] [Mo (N (dppe)2]
R
(377) −N2 (376)
N2
dppe: R2 2
2PCH2CH2PR 2 (R2 = alkyl or aryl); R = aryl; X = Br, I
Scheme 136 Catalytic cycle for the cathodic conversion of dinitrogen into 1,1-dialkylhydrazine.
2e −
[P[Mo(V)]4[Mo(VI)]8O40]7− [P[Mo(V)]6[Mo(VI)]6O40]9−
(379) −2e − (380)
fast
Relatively slow
Cl − + 3H2O ClO3− + 6H +
TsOH/H2O
trans-[W(N2)2] trans-[W(IV)(dppe)(NNH2)TsO] +
−N2
(381) (382)
THF-Bu4NBF4 -(Hg)
−2.6 V (Fc +/Fc)
NH3
NC CN
H
N H
N+
NC
THF-Bu4NBF4-(Hg)
− + −
P P 4e ,2H ,−F H2N N
W N
P P H
(383) (384)
F
NC H NC
H+
C N N
N H N N
H H
NH H (385)
H (386)
reduction takes place at a much slower the revived parent dinitrogen complex
rate and at the end of the electrolysis (381) [497]. Electrolysis on a Pt cathode
up to 45% of [Mo(N2 )2 (dppe)2 ] (374) and gives substantially lower yields of trans-
60%∼70% of hydrazine are isolated. The [W(N2 )2 ] (381). Electroreductive cleav-
results suggest a successful electrochem- age of the W−N bond of the [WNH-
ical cycle for nitrogen-atom fixation as CH=C(CN)2 (dppe)F]+ complex (383) has
shown in Scheme (136) [495]. Electrore- been shown to give 5-amino-4-cyanopy-
ductively produced 12-molybdophosphate razole (384) in yields of up to 50%
(379) behaves as a reducing agent for via the processes (383)→(385)→(386)
chlorate ions leading to chloride ions →(384), which are beneficial to the
(Scheme 137) [496]. recovery of [W(N2 )2 (dppe)2 ] complexes
(Scheme 139) [498, 499].
Recently, the C−C bond formation
15.3.4.3 Tungsten (W) Complex Mediators through an electroreduction of a diazo-
Electrosynthesis of ammonia has been alkane group, incorporated as a lig-
achieved using a W(dppe)2 complex. and into W complexes, has been re-
Controlled potential electrolysis of trans- ported. One-electron reduction of trans-
[W(NNH2 )• (dppe)2 TsO]+ (382) (Scheme [W(N2 CH2 )L2 F]+ in an MeCN-Bu4 NBF4 -
138) in a THF-Bu4 BF4 -(Hg) system gen- (Hg) system affords W(N2 CH2 CH2 N2 )
erates free NH3 and N2 H4 along with L4 F2 (L = dppe) in 55% yield [500].
R1 THF-WCl6-(Pt/Al) R1 R2
O
−1.85~ −1.97 V (SCE) R1
R2 R2
(387) (388)
R1 = Me, Ph
R2 = H, Me, Ph, 46~96% yield
CH2Cl2 -(Pt/Al)
WCl6 [CH2 = WCl4] (389)
e−
2-pentene (390)
(391) W + W
(394)
(393) W
W
(396)
3-hexene 2-butene
O
MeCN-Et4NClO4
+ Mn(V) O + OH
O2 + e, (397)
(398) (399) (400)
O O > 48% yield
Mn
(397) C N N C
H H
O HO OH
R2
R1
R2 DMF-Bu4NBr-(Hg) R2
R1 +
R2
R1 OH R1 (403)
Mn(0) Mn(II)
(401) (404) (402)
e− R 1 = R2
66~84% yield
a (CH2)2
b (CH2)3
c O(CH2)2
fac-Re(bpy)(CO)3Cl (405)
−e − e−
[Re(bpy)(CO)3Cl] –• (406)
−Cl − e−,−Cl −
Scheme 144 Catalytic cycle of cathodic carbon dioxide reduction with rhenium complexes to
carbon monoxide.
[pH 1.0]
2e−, 3H +
[Re(V)(py)4(O2)]+ [Re(III)(py) 4(OH)(OH2)]2+
–2e−, –3H +
(411) (412)
E1/2 = −0.42 V e−, H +
[Re(II)(py)4(OH2)2]2+
−e−, −H +
(a) −0.75 V (413)
[pH 7.0]
2e−, H +
(411) [Re(III)(py) 4(O)(OH)] (414)
−2e−, −H +
−0.90 V e−, 2H +
[Re(II)(py) 4(OH)(OH2)] +
−e−, −2H +
(b) −1.28 V (415)
[pH 13.0]
2e−, H + e−
(411) (414) [Re(II)(py) 4(O)(OH)] −
−2e−, −H + −e−
(c) −1.12 V −1.39 V (416)
the passage of 0.035 F mol−1 of electricity ligands in these three oxidation states.
(turnover ca. 30) quantitatively yields cis- Reduction potentials and dominant pro-
[(CO)5 ReRe(H)(CO)4 ]− [511]. The cyclic ton compositions are given for pH =
voltammetry of fac-Re(bpy)(CO)3 Cl (405) 1.0 (411→412→413) (Scheme 145a), 7.0
in the reduction of CO2 to CO in (411→414→415) (Scheme 145b), and 13.0
an MeCN-Bu4 NPF6 -(Pt) system is in- (411→414→416) (Scheme 145c). Reduc-
dicative of two different electrocatalytic tion at potentials more negative than that
pathways as follows: (406)→(407)→(408); of the Re(III/II) couple gives the Re(II)
(406)→(409)→(410) (Scheme 144) [354]. complex, which is a good electrocatalyst
The electrolysis of [fac-Re(bpy)(CO)3 ]2 in for the reduction of water to hydrogen
CO2 -saturated DMF-Bu4 NPF6 at −1.8 V over the pH range of 0.5∼13.
results in the production of CO with
current efficiencies over 85%. The com-
15.3.6
plex Re(vbpy)(CO)3 Cl (vbpy = 4-vinyl-4 -
Indirect Reduction with Mediators
methyl-2,2 -bipyridine) coated with a poly-
Containing Titanium, Tin, and Lead
meric film on a Pt electrode, electro-
chemically reduces CO2 to CO [353]. The
turnover numbers attained using the 15.3.6.1 Titanium (Ti) Complex Mediators
modified electrode greatly exceed those Titanium ions can also be used as re-
observed for the analogous electrocat- dox catalysts for the indirect cathodic
alytic reduction of CO2 by Re(bpy)(CO)3 Cl reduction of nitro compounds (417).
in a homogeneous solution (bpy = 2,2 - The electroreduction is carried out in
bipyridine) (See Table 17). The trans- an H2 O-H2 SO4 /Ti(SO4 )2 -(Pb/Cu) system
[Re(V)(py)4 (O)2 ]+3 complex is known to at 45∼80 ◦ C under 5∼20 A m−2 . Ni-
be in a stable oxidation state and reduction trobenzene, dinitrobenzene, nitrotoluene,
leads to strong reducing aqua complexes 2,4-dinitrotoluene, 2-nitro-m-xylene, nitro-
with a potential use as electrocatalytic phenol, 2,4-dinitrophenol, nitrophenetole,
reductants [512]. The electroreduction is o-nitroanisole, 4-nitrochlorotoluene, ni-
carried out in an H2 O-CF3 SO3 H-(C) sys- trobenzenesulfonic acid, and 4,4 -dinitro-
tem in the presence of the Re(V) complex, stilbene-2,2 -disulfonic acid can all be
and the potentials for the Re(V/III) and reduced by this procedure to the cor-
Re(III/II) redox couples are pH-dependent responding amino compounds (418) in
due to the acidic character of the aqua good yields (Scheme 146) [513–516]. Tin
NO2 NH2
H2O-H2SO4 /Ti(SO4)2 -(Pb/C)
79~90%
Y
M(0) M(II) Y
(417) 2e−
(418)
Cathode
and zinc powders formed in an acidic p-nitroaniline [524] can also be reduced at
aqueous solution by electrolysis at high a Ti/TiO2 electrode. An excess of electrons
current density (0.5 A cm−2 ) can be used will accumulate on TiO2 particles, which
for the reduction of nitro compounds may improve the rate of dioxygen reduc-
to the corresponding amines [517–521]. tion [525]. An electrochemically generated
The conversion and current yields can low-valent Ti complex acts as a reducing
exceed 90%. Pilot-scale productions of agent for the conversion of 1-nitroalkenes
aniline and p-aminophenol have been rea- to the corresponding nitriles [526]. During
lized [514]. the electroreduction of the nitroalkene, the
The catalytic reduction of o-nitrophenol yellow color of the Ti(IV) chloride-DMF
by the surface of a Ti(IV)/Ti(III) re- complex changes to deep violet.
dox system on a Ti/TiO2 electrode has Electrochemical amination of enoic
been used in a preparative-scale opera- acids has been performed using an electro-
tion [522]. 5-Nitro-salicylic acid [523] and generated Ti3+ species as a homogeneous
Ti4+ + e− Ti3+
(a)
•
Ti3+ + NH2OH Ti4+ + NH2 + OH−
(b) (419) (420)
• H+
Ti3+ + NH2 Ti4+ + NH3
(c)
• HO CH CH CO2H
Ti4+ [NH2]
HO (424)
e− −OH−
HO CH2 CH CO2H
Ti3+ NH2OH
HO NH2
(425)
Cathode
catalyst. The amination of maleic acid 15.3.6.2 Tin (Sn) Complex Mediators
(421) with (419) gives aspartic acid (423) Recently, the electrochemical recycling
via radicals (420) and (422) in high yield of allyltin reagents has been realized
(Scheme 147) [527]. dl-Dopa (425) is elec- for the first time in protic solvents.
trosynthesized by the amination of (424) Difficulties in the recycling of metal-
in an aqueous H2 SO4 -Ti4+ -(Hg) system lic allyl reagents in situ are due to the
in the presence of hydroxylamine sulfate fact that reaction conditions that allow
(Scheme 148) [528]. (l) generation of the organotin reagents;
It is known that the Ti complex acts as (2) allylation of carbonyl compounds; and
a reversible carrier of electrons from the (3) reductive regeneration of zero or low-
cathode to the catalytically active Mo(III) valent metal complexes, in a single cell
complex in a Ti-Mo-pyrocatechol system at the same time, have to be found.
for the electroreduction of CO on a The Grignard-type allylation of carbonyl
mercury cathode [529]. compounds has been performed in an
O OH
1 2 R1
R R
MeOH R2
(426) (427)
Br2Sn 2 MeO(Br)2Sn
(428) (430)
Br
(429) [Sn(II) or Sn(0)]
Cathode
Br (429) (434)
Pb(0) [Br] +
2e−
PbBr
(431)
2e−
Pb(II) Br −
Anode
Cathode R CHO
OH Br
(432)
R Br
(433)
Bn
HN
R
Hydrolysis
(436)
Anode Cathode
mBr − M(n)
M′Brm− Bn
+ n e−
N
MBr Br −
M′(0) (437)
R
−m e− (431) (M = Pb)
M′Brm M(0)
Bn
N Br
M′ = Al, Zn M = Pb, Bi, etc.
(435) R Bn = benzyl
(429)
Bn
(440)
CF3CO2H N
(435)
R
R1 R1
H
N S H2O/CH2Cl2 -HClO4-(Pb) HN S
H H 77~100% yields H H
N Y N Y
O R1 = PhCH2, PhOCH2 O
CO2R2 R2 = Me, PhCH2 CO2R2
(441) (442)
Y = H, Cl
R1
R1
2e−, Zn anode, DMF
C O + Cl
NiBr2(bpy), 5% yield
R2 C
R2
(a) (445) (446) (447) OZnCl
Cl
Ni(0)(bpy)2 + (446) Ni + bpy
bpy
(c) (448) (449)
O
(H2C)n Br-CMe2CO2Et HO2C (CH2)n
O DMF/Bu4NBr-(Zn/Ni) CO2Et
H2O, H +, 50~75% yields O
O
(453): n = 1; b: n = 2
(a) (452): n = 1; b: n = 2
Me Me
Me Me
(b) (454) (455)
R1
C O OH OH
R
R2 (457) DMF-Et4NOTs/ZnCl 2
+ R C R1 + C R1
Pd(II)
R OAc
R2 R2
(456) (458) (459)
OMe OMe
H2O-Bu4NOH-(SUS/Hg)
80% yield
(460) (461)
Bu4N • (Hg)n
H+
Bu4N + + nHg
OMe −• OMe
+
_
H
and dihydrogen (10%) has been attained at halides catalyzed by NiBr2 (bpy) complexes
the potential of −1.6 V (Ag/AgCl) [544]. in a DMF-ZnBr2 -(Zn) system [547].
The reaction of 2-bromomethyl-1,4- The Birch-type electrochemical reduc-
dibromo-2-butene with aldehydes or ke- tion (460)→(461) has been shown to
tones in the presence of the electrogen- proceed through the action of tetra-
erated reactive zinc in DMF at 0 ◦ C gives butylammonium amalgam in the steps
the corresponding isoprenylated alcohols (460)→(462)→(463), in contrast to a di-
in good yields [545]. The electroreduction rect electron transfer from the electrode
of a catalytic amount of ZnBr2 in an MeCN- to the aromatics (Scheme 158) [548]. The
ZnBr2 -(Zn) system, which provides active preparative-scale reduction of anisole, of
zinc, catalyzes the reductive coupling of 1,2,3,4-tetrahydro-6-methoxynaphthalene,
allyl bromides and chlorides with car- and several aromatic steroids is performed
bonyl compounds with high regioselectiv- in an H2 O-Bu4 NOH-(Hg) system. The
ity [546]. 2-Arylpyridines (40∼60% yields) unique aspect of the reduction is the
are prepared by electroreductive coupling proposed formation of a tetrabutylammo-
of 2-halopyridines and aryl or heteroaryl nium amalgam complex, Bu4 N(Hg)n (465)
Hg,e−
Bu4N+ Bu4N • (Hg)n
(464) (465)
O O
Me Me
aq. MeOH-H2SO4-(Hg)
91% yield
Cl
(466) (467)
(Scheme 159) [549, 550]. Temperature and the desired product (467) in 91% yield.
electrolyte concentration are found to have The Hg cathode plays the role of a re-
a profound effect on the reaction rate. The ducing catalyst. Electrochemical reduction
Bu4 N(Hg)n can be used for the reduction of 8-bromobornan-2-one in an HMPA-
of β-estradiol 3-methyl ether and the reac- Bu4 NBr-(Pt/Hg) system also suggests the
tion has been shown to be more selective formation of an organomercurial inter-
than the conversion methods based on mediate that leads to the formation of
alkali metal-ammonia reduction [551]. dihydrocarvone as the major product [553].
Electroreductive removal of the chlorine Indirect electroreduction of allyl alcohols
atom from 2-methyl-3-chlorocyclopenten- leading to the corresponding unsaturated
1-one (466) has been performed in an aque- hydrocarbons is attained using a mer-
ous MeOH-H2 SO4 -(Hg) system at −0.80 cury electrode in a strongly acidic medium
to −0.85 V (SCE) (Scheme 160) [552]. In containing an iodide salt [554]. The reac-
the course of the reaction, an Hg com- tion involves transformation of the alcohol
pound is produced in a dimeric form, into the iodide, the reaction of the io-
which undergoes further reduction to yield dide with mercury, the protonation of the
Ph Br DMF-LIClO4 -(Hg) Ph
Ph +
Br 2e−, −Br − Br
(469) (470)
(468)
51% yield 41% yield
O O
2e−, (indirect)
(PhSe)2, 72% yield
O O
O OH
(471) (472)
Scheme 162 β-Hydroxyketones by reductive ring opening of α,β-epoxyketones with
diphenydiselenide.
CO2Me CO2Me
OH
O 2e−, (indirect)
(PhSe)2, 72% yield
O O
(473) (474)
Scheme 163 β-Hydroxyketosteroid by reductive ring opening of α,β-epoxyketosteroid with
diphenydiselenide.
586 15 Indirect Electrochemical Reactions
organomercury compound, and the reduc- allylation occurs using either a Pt cathode
tion of the Hg salt to hydrocarbon and Hg. along with a Cd anode or a Pt cathode and
Benzyl alcohols are similarly reduced to a Cd-modified Pt anode [563].
the corresponding hydrocarbons.
The electroreductive preparation of
15.3.8
highly strained small-ring compounds
Indirect Reduction with Mediators
is a useful general synthetic method Containing Selenides (Se) or Tellurides (Te)
[555–557]. The electroreduction of 1,3-
dibromide (468), leading to the cy-
clopropane derivative (469) has been Electroreductively generated PhSeSePh
achieved via an organo Hg species, which and PhTeTePh anions work as media-
involves sequential one-electron reduc- tors for the ring-opening of α,β-epoxy
tions with the intervention of organo carbonyl compounds (471) and (473) lead-
Hg(I) radicals and dimeric Hg(I) species ing to the corresponding β-hydroxy com-
(Scheme 161) [558–560]. pounds (472) and (474) (Schemes 162 and
Removal of the iodine atom from aryl 163) [564]. For example, the electrolysis of
iodides proceeds smoothly in a DMF- (473) in an MeOH-NaClO4 -(Pt) system in
Bu4 NClO4 -(Hg) system [561, 562]. A Cd- the presence of PhSeSePh and dimethyl
modified electrode-assisted allylation of malonate affords the ring-opening prod-
aldehydes and ketones has been attained uct (474) in 72% yield (Scheme 163). The
in a DMF-Et4 NClO4 system, in which the direct electroreduction of epoxy ketones
R1 R1 R1
CO2Me 2e− CO2Me CO2Me
R2 R2 + R2
O (PhSe)2 or (PhTe) 2
OH OH
SePh
(475) (476) (477)
R1 R1 R1
CN 2e− CN
R2 R2 + R2 CN
O (PhSe)2 or (PhTe) 2 OH R3 OH
R3 Y R3
(478) (479) Y = PhSe, (480)
PhTe
OSO2Me
2e−, (PhSe)2
R CO2Me R CO2Me
DMF-NaClO4 -(Pt/C)
(481) (482)
Scheme 166 Desoxygenation of α-hydroxyesters via reduction of the methanesulfonates with
diphenyldiselenide as mediator.
15.3 Indirect Electroreduction 587
provides the β-hydroxy ketones (ca. 30% (476) in 68% yield, while at 50 ◦ C (477)
yield) together with dehydration and pina- is formed in 75% yield (Scheme 164).
colization products [565, 566]. The novel Interestingly, the use of PhTeTePh at room
mediator-associated ring-opening reac- temperature affords (477) directly. The
tions of epoxy compounds can be used PhSe− or PhTe− assisted electroreduction
for the preparation of β-hydroxy ke- of α,β-epoxy nitrile (478) at room
tones, β-hydroxy esters, and nitriles temperature produces α-(phenylseleno)-
from their corresponding α,β-epoxy com- or α-(phenyltelluro)-β-hydroxy nitriles
pounds. The ring-opening is carried out in (479) (Y = Te) (Scheme 165). The direct
a THF/H2 O(9/1)-Bu4 NBF4 -(C) or DMF- conversion of (478) to (480) can be achieved
Et4 NOTs-(C) system in the presence of via electrolysis at 50 ◦ C.
dimethyl malonate as a proton source. The methanesulfonates (481) of α-
The electroreductive ring-opening of hydroxy esters can be converted to the
α,β-epoxy esters (475) and nitriles deoxygenated esters (482) in 70∼88%
(478) proceeds stepwise as shown in yields by indirect electrolysis with Ph-
Schemes (164 and 165). In both cases, SeSePh as a recyclable reagent in a divided
the intermediates (476) and (479) can cell (Scheme 166). The procedure involves
be isolated when the mediator-assisted the formation of α-phenylselenoester by
reductions are carried out at room substitution of the α-methylsulfonyloxyl
temperature. The whole reduction can group with the PhSe− followed by dis-
be completed at 50 ◦ C. For example, placement of the α-phenylseleno group
the electrolysis of a phenylglycidic ester with PhSe− . The electrolysis is performed
(475) (R1 = Ph, R2 = H) in an MeOH- in a DMF-NaClO4 -(Pt/C) system in the
NaClO4 -(Pt) system in the presence of presence of PhSeSePh and ethyl malonate
PhSeSePh at room temperature gives at 50 ◦ C [567].
R1 R1
R1
DMF-SmCl3 -(Mg/Ni)
2 C O R2 C C R2
80%~90% yields
R2 OH OH
(483) (484)
O Me
Cl +
Me O − Mg2+ Cl −
Sm2+ Sm3+
(485) (486)
e−
Cathode
Scheme 168 Samarium-mediated Barbier-type reaction of carbonyl compounds with allyl halides.
588 15 Indirect Electrochemical Reactions
DMF-Bu4NBr/SmCl3-(Mg/Ni)
2 Ar CO2R Ar CO CO Ar
50%~90% yields
(487) (488)
DMF-Bu4NBF4/SmCl3(10%)
Br CO2Me CO2Me
100% yield
Ph CH CH Br Ph CH CH2
90% yield
(b) (491) (492)
DMF-Bu4NBr/SmCl3 -(Mg/Ni)
Ph O CH2CH CH2 Ph OH
90% yield
(493) (494)
Cl
DMF-Bu4NBF4-(Mg/Ni)
OCH2CH CH2 O
(495) (496)
EtOH/BuOH-aq.HCl/-SbCl3-(Pt/Pb)
R C Me R CH Me
6 F mol −1
O OH
(497) (498)
(498)R H Me MeO F Cl Br I
yield, % 99 73 42 91 94 98 94
Br
Bi(0) R CHO +
(499) (500)
e−
OH
Bi(III)
R
Cathode (501)
55~88% yield
or Ar−Br bond takes place instead, giving of SbCl3 (ca. 4.0 mol%) with passage of
the cyclized product (496) (Scheme 172). 6 F mol−1 of electricity. A possible mech-
Aliphatic aldehydes can be electrochemi- anism that accounts for the formation of
cally reduced faster than aryl allyl ethers to antimony hydride through the reduction
give the corresponding pinacols [573]. of Sb deposited on the electrode surface
by active hydrogen atoms has been pro-
15.3.9.2 Antimony (Sb) and Bismuth (Bi) posed [576].
Complex Mediators Because of lack of catalytic processes for
Antimony(III) trichloride can be used metals such as Sb and Bi (except for a few
as a catalytic mediator in the elec- cases) [530, 532], recycling of the metals in
troreduction of carbonyl compounds. multimediatory redox systems is of current
The advantage of the procedure is il- interest. Recently, allylation of aldehydes
lustrated by the selective reduction of (499) with (500) has been performed in
acetophenones (497), leading to the an aqueous CH2 Cl2 -BiCl3 -(Pt) two-phase
corresponding benzylic alcohols (498) system. Although the reaction (499→501)
(Scheme 173) [575]. The electroreduction can proceed in neutral solution, the
is performed in an EtOH/BuOH(1/1.5)- best result is obtained in acidic media
aq.HCl-(Pt/Pb) system in the presence (Scheme 174) [577].
G S SO2Ph G
Cl S
+2e−
N N
G Several O O
O OH
S steps
(a) (503) CO2PMB (504) CO2PMB
N
O
G S SO2Ph G
(502) CO2H S
+2e−
N • N
G = PhCH2CONH O O
PMB = p-CH3OC6H4CH2
CO2PMB CO2PMB
(b) (505) (506)
OH OH OH
OH
e− Cu(II) + +
e− (508) OH (510)
(509)
Cu(I) + O2
Cathode
(507)
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605
16
Conducting Polymers
..
J urgen Heinze
..
Universit at Freiburg, Freiburg, Germany
N
n X H
n n n
X = NH, S, O
(1) (2) (3) (4)
R
N
N
H n
n n n
n
(5) (6) (7) (8) (9)
n S S n
n S n
S
(CH2)n R
N S S n
n
n S n
H
(14) (15) (16) (17)
R R S
O O
S
X X n n X n
X = NH, S S n X = S, O S n
before the material starts degrading. More- to conducting polymers involves a reaction
over, from the viewpoint of fundamental sequence in which each coupling step has
research, one would like to know the to be activated by two species. It has an
molecular details of the charge storage electrochemical stoichiometry of 2.07 to
process; in recent years, a lot of work has 2.6 farad mol−1 of reacting monomer [7,
gone into explaining this phenomenon [9]. 19]. It has been deduced from numerous
The development of conducting poly- measurements that the film-forming
mers is naturally related to hopes of process needs only 2 farad mol−1 , that is,
feasible technical applications. Thus, con- 2 electrons/molecule, and the additional
ducting polymers are discussed as active charge serves the partial reversible
battery electrodes [10], electrochromic dis- oxidation (doping) of the polymer film.
plays (ECD) [11], anticorrosives [12], sen- As the potential needed for monomeric
sors [13], electrocatalysts [14], antistatic oxidation is always significantly higher
materials [15], or light-emitting materials than the charging of the existing polymer,
(OLED) [16]. the two processes – film formation and its
A basic property of all conducting oxidation – occur simultaneously.
polymers is the conjugation of the chain- Taking this stoichiometry into account,
linked electroactive monomeric units, that the complete reaction equation for the
is, the monomers interact via a π- polymerization of a suitable monomer
electron system. In this respect, they HMH (e.g. pyrrole) is
are fundamentally different from redox
polymers. Although redox polymers also (n + 2)HMH −−−→ HM(M)n MH(nx)+
contain electroactive groups, the polymer + (2n + 2)H+ + (2n + 2 + nx)e−
backbone is not conjugated and the
(1)
interaction between the ‘‘isolated’’ redox
(2n + 2) electrons are used for the poly-
counters is weak. Consequently, redox
merization reaction itself, while the ad-
polymers are nonconductors [17]. They
ditional charging of the polymer film
will not be discussed in this context.
requires nx electrons. In general, x lies
between 0.25 and 0.4. This means that ev-
16.2 ery third to fourth monomeric subunit in
Mechanism of Electrochemical the film is charged.
Polymerization The mechanism of electropolymeriza-
tion is still not fully understood. The one
16.2.1 certainty is that in the very first step the
Reactions in Solution neutral monomer is oxidized to a rad-
ical cation. It must have an oxidation
Electropolymerization of conducting potential that is accessible via a suitable sol-
polymers differs markedly from other vent–electrolyte system and should react
polymerization reactions. In the normal more quickly with identical species than
electrochemically induced polymerization with nucleophiles in the electrolyte solu-
reactions, the electrode catalytically tion. Therefore, as a general rule, polymer-
triggers chain growth and, consequently, ization without defects becomes less suc-
the process requires little electricity [18]. cessful with increasing oxidation potential
By contrast, the anodic oxidation leading of the starting monomer, for example, in
610 16 Conducting Polymers
the order pyrrole < thiophene < benzene. easily oxidized than the monomer under
As the nucleophilicity of the solvents com- the given experimental conditions, it is
monly used in electropolymerization rises immediately oxidized to the cation. Chain
in the order HF < CF3 COOH < SO2 < growth should be accompanied by the addi-
CH3 NO2 < CH2 Cl2 < PC < CH3 CN < tion of new cations of the monomeric pyr-
H2 O, only monomers with low oxidation role to the already charged oligomers. This,
potentials such as pyrrole or ethylene- in turn, is followed by another proton elim-
dioxythiophene can be polymerized in ination and the oxidation of the propagated
water [20]. Even in the case of thiophene, oligomeric unit to a cation (Scheme 1).
small amounts of water are sufficient This classic chain-propagation mecha-
for nucleophilic addition to block fur- nism is still widely accepted in the liter-
ther growth of the oligomer chain [21]. ature [23]. However, recent studies using
By contrast, benzene can be only par- the so-called oligomer approach [24] have
tially polymerized in CH3 CN or PC, as shown that this mechanistic view is by
the newly formed oligomers react with the far too simple. Thus, the rate constants
solvent more readily than with the cations of the coupling reactions between the
of the oligomeric intermediates. In dry growing chain and the monomeric cation
SO2 , conductive polyparaphenylene films should not change during the propagation
are formed in high yield [22]. process. However, all experimental data
The very first mechanistic concept for clearly show that the rate constants for
the formation of conducting polymers was the dimerization of monomeric cations
presented by Diaz [7] in 1981. He sug- are high but decrease considerably for
gested, by analogy to the long-known reactions between a chain of increasing
coupling reactions of radical cations in length and monomeric cations. This rules
aromatic compounds, that in the polymer- out a chain-propagation process. Obvi-
ization of pyrrole the monomers dimerize ously, after the formation of a dimer, a
at the α-position after oxidation at the elec- sequence of subsequent ‘‘dimerization’’
trode, and that protons are eliminated from steps leads to the formation of soluble
the doubly charged dihydrodimer, forming oligomers with chain lengths normally
a dimeric neutral species. As the dimer, on ranging between four to eight units [25,
account of its greater conjugation, is more 26]. All these reactions preferably occur in
−2e + + + H −2H+
2 • + • X X
Oxid.
X X X X H + X
Oxid.
n+ (n−1)+
+ −2H+
X + • X X
X X X X X
k k
X = NH, S, O
solution without or with only small pre- 105 M−1 s−1 [30a, 31], that of the pentamer
cipitation on the electrode. Subsequently, is below 104 M−1 s−1 [32].
deposition and growth processes set in, From all these measurements, it is clear
triggered by nucleation reactions. They are that the rate constants of the dimerization
strongly influenced by the concentration of chainlike conjugated oligomers, and
of the starting monomer, the temperature, of their coupling steps with the original
and relevant electrochemical parameters monomer, decrease with increasing chain
such as the formation potential. Espe- length. In addition, the rates of all these
cially, at high concentrations of monomer, second-order reactions are a function
the deposition may begin at a shorter of the concentrations of the reacting
chain length. species. Therefore, as can be shown by
Quantitative investigations of the ki- simulations, a monomeric reactive radical
netics of these α-coupling steps suffered cation as starting species, which is highly
because rate constants were beyond the concentrated, is far more likely to couple
timescale of normal voltammetric experi- with monomeric radical cations than
ments until ultramicroelectrodes and im- with radical cations of higher oligomers
proved electrochemical equipment made (Scheme 2).
possible a new transient method called fast Studies by Heinze et al. on donor-
scan voltammetry [27]. With this technique, substituted thiophenes or pyrroles [33]
cyclic voltammetric experiments up to scan such as methylthio (= methylsulfonyl)
rates of 1 MV s−1 are possible, and species or methoxy-substituted derivatives provide
with lifetimes in the nanosecond scale further clear evidence for this reaction
can be observed. Using this technique, pathway. They found, for instance, that
P. Hapiot et al. [28] were the first to obtain 3-methylthiothiophene or 3-methoxythio-
data on the lifetimes of the electrogener- phene (2) undergo a fast coupling reaction.
ated pyrrole radical cation and substituted However, deposition processes or insolu-
derivatives. The resulting rate constants ble film formation could not be detected
for the dimerization of such monomers in usual experiments with these com-
lie in the order of 109 M−1 s−1 . The same pounds, even at high concentrations. Sim-
authors were also able to show that the ilarly, the corresponding 3,3 -disubstituted
radical cation of the pyrrole tetramer, by bithiophenes (2a) do not polymerize, but
contrast, is rather stable [28c]. The data the anodic oxidation of 4,4 -disubstituted
indicated that the rate constant of dimer- bithiophenes (2c) produces excellent yields
ization is lower than 104 M−1 s−1 . This of conducting polymers.
tendency of decreasing reactivity as a func- A careful analysis based on these
tion of chain length is a general property experimental results excluded a chain-
of all chainlike conjugated oligomers [29]. propagation process [33a]. On account
Thus, in the series of unsubstituted thio- of the 3-position of the methylthio or
phenes, the radical cations of monomeric methoxy substituent in the thiophene
thiophene dimerize with a rate constant or pyrrole rings, three isomeric dimers
greater than 109 M−1 s−1 , while the life- may be formed. The main reaction path
times of oligomer cation radicals increase can be deduced from the mesomeric
with chain length [30]. For example, the forms of the radical cations (2)+• . The
rate constant for the dimerization of the two most important mesomeric structures
unsubstituted thiophene tetramer is about are those with the unpaired electron in
612 16 Conducting Polymers
−2e + + + H −2H+
2 • + • X X
X E 01 X X kf ≈ 109 X X
H +
−2e H +
2 X 2 X X X
X E 02 X • kf ≈ 108 X X
+ + H
kf < 10 −2H+
2 X X
X X X X
E 30
n=2 n=2
−2e
+ 2,2′
2 X • X + H X X
X X kf ≤ 104 X X X
H +
n=2 n=2
n=2
3,3′
X X
+ X
H
n=2
H
X +
X X
n=2
+ H −2H+
e.g. X X X 2 X
X X X kf ≤ 1 X X
H +
n=2 n=6
n=2
Deposition
an α-position (I, II). Structure I, with The main products initially formed,
the positive charge next to the donor dimers (2a), will undergo further slow
substituent, is preferred, because of the coupling steps. At the given potentials,
stabilizing +M-effect of the methoxy or dimers (2a) will immediately be oxi-
methylthio substituents. Therefore, the dized to the corresponding monoradical
3,3 -disubstituted- 2,2 -dimers (2a) are the cations. Again, the monoradical cations
essential products of the radical–radical can be found in different mesomeric
coupling process. Dimers (2b) and (2c) are structures. The most reasonable notation
minor side products (Scheme 3). has the positive charge next to the donor
16.2 Mechanism of Electrochemical Polymerization 613
Fast
R R
+ *2 X Slow
• 2a
−2H+
X X
I TMS
R R
−e−
−2H+
X
+e− 2b
X X
(2) R
R R
*2 X
+ • Fast
−2H+ 2c
X X
II Slow R
R = −OCH3
−SCH3
X = S, NH
Scheme 3 First coupling steps after the oxidation of 3-methylthio- or 3-methoxythiophene
(pyrrole) (2).
OCH3
S OCH3
S
H3CO S
Normalized i
−2 −1 0 1 2
E (vs Ag/AgCl)
[V]
of neutral radicals leads to unknown side of these species takes place between the
products [21, 28d, 39]. radical cations (RR coupling). It is also
Recently, the discussion about the for- noteworthy that the dimerization step is,
mation of π- or σ -dimers as intermediates in principle, chemically reversible. After
of the oligomerization has intensified. the reduction of the dimer, the starting
Thus, on the basis of concentration and species is regenerated. Moreover, no pro-
temperature-dependent UV–vis and ESR tons are eliminated from the dicationic
data, Miller et al. have suggested that the dimer. Owing to the electron-donating
radical cations of substituted oligothio- amino nitrogens, the acidity of the dimer
phenes may form π-dimers [40]. Other is so weak that rearomatization from the
authors have subsequently reached similar dicationic σ -dimer to the neutral biphenyl
conclusions [41]. In all cases, voltammetric cannot take place and can be achieved only
analysis indicates the reversible forma- after the addition of a strong base. A similar
tion of radical cations without chemical tendency can be observed in the formation
follow-up steps. Accordingly, it has been of conducting oligomers and polymers.
concluded that weakly interacting π-mers The stability of the ‘‘σ -dimers’’ increases
form rapidly and also decay relatively with the length of the growing chain.
quickly in the experimental timescale. In the past, some authors [46] have
Very recent cyclic voltammetric stud- questioned the radical–radical coupling
ies of the oxidation of diphenylpolyenes, (RR) mechanism on the ground that the
oligophenylenevinylenes, and oligothio- strong coulomb repulsion between small
phenes have indicated strong changes cation radicals renders a direct dimeriza-
of the voltammetric response as a func- tion of such particles improbable. Instead,
tion of temperature, concentration, and they postulated a radical–substrate cou-
scan rate. A detailed evaluation of all pling (RS). An electrophilic attack by the
data gave clear evidence that the for- radical cation on the neutral monomer
mation of the radical ions is followed or oligomer produces the single-charged
by rapid reversible dimerization between coupling product, which eliminates its
oligomer chains, accompanied by the protons only after a further charge trans-
formation of a σ -bond [42]. Moreover, fer, becoming a neutral oligomer. How-
applying NMR measurements, A. Merz ever, the principal objection to the RR
et al. could show that the radical cations path – the strong Coulombic repulsion
of 5,5 diphenyl-3,3 ,4,4 -tetramethoxy-2,2 - between charged particles – is not con-
bipyrrole reversibly dimerize and form vincing for reactions in solution. Using
a σ -dimer in solution, the equilib- the Debye–Smoluchovski theory [47], it
rium constant of which is temperature- has been shown that even small ionic
dependent [43]. Similarly, by oxidizing molecules that are equally charged are
1,3,5 tripyrrolidinobenzene, Effenberger able to dimerize at a diffusion-controlled
et al. succeeded in isolating a dimeric rate [48]. Recently, applying the oligomer
σ -complex and, by using X-ray structure approach, several authors have demon-
analysis, were able to unequivocally prove strated that the ‘‘dimerization’’ reactions
the existence of the σ -bond in the of heterocyclic monomers and oligomers
solid state [44]. Using cyclic voltamme- involve coupling between two electrogen-
try and spectroscopic techniques, Heinze erated cation radicals rather than with the
et al. [45] could show that the dimerization starting molecule [28, 32, 33, 42, 43, 45].
16.2 Mechanism of Electrochemical Polymerization 617
Careful quantitative kinetic studies of the the typical t −1/2 drop. In potentiodynamic
coupling steps of oligomeric pyrroles and experiments, the observed oxidation cur-
thiophenes have confirmed this mecha- rents, as well as the visible changes on
nistic pattern [49]. In addition, quantum the electrode surface, are dependent on
chemical studies reveal that the dimer- the scan rate. The slower the scan rate,
ization of two radical cations becomes the more visible the electrode coating and
perfectly feasible when solvent effects are the greater the rise in the oxidation cur-
included [50]. rent [56]. The electrodeposition process
can be also monitored by spectroelectro-
16.2.2 chemical in situ techniques [57]. Especially
Solid-state Processes useful are ellipsometric studies [58] com-
bined with time-resolved UV–vis spec-
Despite the vast quantity of data on troscopy [59, 60]. Measurements of the
electropolymerization, relatively little is deposition of oligothiophenes reveal that
known about the processes involved in the during the starting period of electrolysis
deposition of oligomers (polymers) on the only species in the solution phase are
electrode, that is, the heterogeneous phase generated and that the growth of the nu-
transition. Research – voltammetric, po- clei is not a simple three-dimensional
tential, and current step experiments – has deposition process but a fairly com-
concentrated largely on the induction stage plex one.
of film formation of PPy [6, 51], PTh [21, The literature contains descriptions of
52], and PANI [53]. In all these studies, trace-crossings or nucleation loops that
it has been overlooked that electropoly- normally appear on the reverse sweeps
merization is not comparable with the of the first cycle in all voltammograms,
electrocrystallization of inorganic metal- provided the scan reversal lies close to
lic phases and oxide films [54]. Thus, two- the peak potential [51a]. This has been in-
or three-dimensional growth mechanisms terpreted as the start of the nucleation
have been postulated on the basis that process of the corresponding polymer.
the initial deposition steps involve one- or A strong argument for this assumption
two-electron transfers of a soluted species has been that this effect always appears
and the subsequent formation of ad- in voltammetric experiments with freshly
molecules at the electrode surface, which polished electrodes and only in the re-
may form clusters and nuclei through verse sweep of the first cycle [6, 51,
surface diffusion. These phenomena are 61]. Such behavior is similar in this re-
still unresolved. spect to the electrochemical deposition of
Electropolymerization begins with the metal on a foreign substrate, in which
formation of oligomers in solution. Above an overpotential is required for nucle-
a critical chain length, insoluble oligomers ation, after which further growth of the
form, which deposit themselves on the metallic layer occurs at the characteristic
electrode surface [55]. Two additional redox potential of the metal, leading to a
findings support this thesis. In potential trace-crossing in the reverse sweep. How-
step experiments, optical signals indicat- ever, recent voltammetric studies have
ing the deposition of oligomers on the shown that such trace-crossings still ap-
electrode only change when the current pear even if deposition processes or in-
on the i–t curve starts to rise again after soluble film formation cannot be detected
618 16 Conducting Polymers
under any conditions, even at high con- radical cations such as pyrrole or thio-
centrations [33a]. Moreover, the potentio- phene (see Scheme 2, Eqs. 2–7).
dynamic electropolymerization of pyrrole
or substituted derivatives at high concen- −e
M slow M+• (2)
trations produces the trace-crossing, even
after the electrode has become polymer- 2M+• [DimH2]2+ (3)
coated [62]. This is inconsistent with an
Base
interpretation based on the nucleation- [DimH2]2+ Dim (4)
−2H+
and-growth mechanism. Normally, during
−e
multisweep experiments trace-crossing Dim Dim•+ (5)
disappears because of the fact that the
−e
growing polymer layer produces a sig- Dim•+ Dim2+ (6)
nificant cathodic current in the reverse
voltammetric sweep. +
By contrast, experimental data support Dim2+ + M Dim•+ + M• (7)
the view that the additional anodic cur-
Symproportionation reactions occur be-
rent observed in the reverse sweep results
tween dications of the dimer and the
from slow follow-up or symproportiona-
neutral monomeric starting species. Al-
tion reactions occurring in the diffusion
though the thermodynamic equilibrium
layer in front of the electrode. In the early
lies on the left side, the fast coupling re-
1970s, Feldberg [63] demonstrated the the-
action of M+• shifts the reaction to the
oretical possibility of trace-crossing in ECE
right side and generates an additional
reactions (electrochemical, chemical, elec-
flux of oxidizable species which results
trochemical) involving slow rate constants
in a strong trace-crossing (Fig. 3). Simu-
for the chemical step. This is one process
lations which have been carried out for a
that may take place during the oligomeriza- vast number of different rate parameters
tion of the monomeric starting species in and mechanistic variants show that both
solution. Trace-crossing results from the symproportionation reactions and slow
slow formation of a neutral tetramer or oc- eliminations of protons from the dihy-
tamer (k ≈ 104 M−1 s−1 ) in the diffusion drodimer explain the trace-crossing [33a,
layer and its subsequent oxidation to its 64, 65]. Up to now, all available results
mono- or dication. The rate-determining indicate that the so-called nucleation loop
step is the slow elimination of protons in cyclic voltammetry is not the result of
from charged σ -intermediates. a nucleation step but of homogeneous
The fact that extensive trace-crossing is follow-up reactions of soluble oligomers
also observed during generation and depo- in the diffusion layer.
sition of oligomers has stimulated further Galvanostatic, potentiostatic, or poten-
explanations [64]. A very realistic mecha- tiodynamic techniques can be used to elec-
nism that is in excellent agreement with tropolymerize suitable monomeric species
experimental data is based on the assump- and form the corresponding film on
tion of homogeneous symproportionation the electrode. The potentiodynamic ex-
reactions (Eq. 7) taking place after the periment, in particular, provides useful
generation and oxidation of dimers that information on the growth rate of conduct-
are formed by the coupling of monomeric ing polymers. The increase in current with
16.2 Mechanism of Electrochemical Polymerization 619
40
CH3O OCH3
N
CH2
20
[µA]
I
each cycle of a multisweep cyclic voltam- the monomer and short oligomers are ox-
mogram (CV) is a direct measure of the idized (Fig. 5). In general, no deposition
increase in the surface of the redoxactive is observed outside of this range. Surpris-
polymer and, hence, a measure of relative ingly, lowering the temperature raises the
growth rates (Fig. 4). efficiency of deposition owing to the fact
The relative growth rate per cycle v is that the solubility of the soluble oligomers
calculated from the anodic peak current decreases [66].
of the respective polymer oxidation using However, despite all these observations,
Eq. (8) it is still unclear which additional coupling
pol steps take place after the nucleation of
k · ipa an oligomeric layer on the electrode. In
v= (8)
(n − 1) the literature, experimental data have been
presented to support the view that, with
where k is a proportionality constant. The the formation of an oxidized ‘‘prefilm’’,
parameter v is by its nature a function of the process gradually transforms into
the conditions of polymerization and, thus, one in which the chain growth can
must be standardized to v0 , in relation to take place on the surface immediately
which only one growth parameter may be by coupling of the monomer cation
changed [38]. Quartz microbalance mea- radical and the oxidized chain in the
surements reveal that deposition occurs film [67]. However, the assumption of
preferably in the potential range where heterogeneous coupling of monomers
620 16 Conducting Polymers
i Pol
pa
1. Cycle
8 µA
or dimers with the existing layer of for instance, allows the reversible genera-
oligomers seems rather improbable, as tion of trications or even tetracations. This
the oligomers in the film are not highly stability disappears when the temperature
reactive and the rate constants for the is raised. If, in the case of H-T8 -H, the
dimerization of monomers or dimers are switching potential is set in the ascent of
very high. the anodic trication wave at 1.25 V, two
A few years ago, solid-state voltammet- new waves appear – one in the anodic,
ric measurements on sexiphenylene layers the second one in the cathodic scan – and
revealed for the first time that the material gradually increase, while the original sig-
‘‘polymerizes’’ upon p-doping in the solid nals for redox processes of the starting
state on the electrode [68]. It was shown material decrease (Fig. 6).
that sexiphenylene dimerizes at low oxi- The resulting isopotential point con-
dation potentials, while at high potentials firms that H-T8 -H reacts to produce a
long chains are produced and cross-linking new electroactive species without side re-
steps become more and more predomi- actions. The optical absorption of the
nant [69]. Since then, further solid-state electrochemically generated product is red-
experiments with monodisperse oligothio- shifted and its cathodic peak potentials
phenes have confirmed these early results upon discharging (reduction) lie negative
and provided new insights into the general to those of the educt, indicating that the
polymerization mechanism of conducting product consists of larger molecules with
polymers [36]. a more extended redox system. If exper-
The application of low-temperature iments are carried out at higher sweep
voltammetry to octathiophene (H-T8 -H), rates (v > 100 m V s−1 ), broad waves are
16.2 Mechanism of Electrochemical Polymerization 621
200
150
100
[µA]
I
50
−50
−1000
Frequency
[Hz]
−2000
−3000
−4000
−1000
Frequency
[Hz]
−2000
−3000
−4000
0 2 4 6 8 10 12
Charge
(c) [mC]
Fig. 5 Quartz crystal microbalance measurements during potentiodynamic
polymerization of 4,4 -dimethoxy-bithiophene in CH2 Cl2 , 0.1 M TBAPF6 ,
v = 0.01 V s−1 : (a) cyclic voltammetry; (b) frequency-potential plot showing
mass changes as a function of the applied potential; (c) frequency charge plot
showing mass changes as a function of charge consumed during
potentiodynamic cycling.
622 16 Conducting Polymers
formation potential applied during the formation of PPy (III). In highly acidic
electrochemical experiments [26, 37, 62, solutions at low formation potentials, a
72]. Thus, in the case of polypyrrole, two passivating film is generated (PPy (IV)).
variants showing well-shaped voltammo- PPy was the first conducting polymer
grams can be clearly distinguished. PPy to be structurally analyzed. The discovery
(I), which is the dominant component that α, α -disubstituted pyrrole did not
of polypyrrole, normally prepared under polymerize led to the conclusion that the
mild conditions at a formation potential
of 0.9 V versus Ag/AgCl, has an oxida-
tion wave at 0.0 V and a reduction wave
at −0.28 V. (Fig. 7) It turned out that the
material obtained is weakly cross-linked
and contains σ -interchain bonds and reg-
ular bonds between the chains. PPy (II)
which is generated at very low forma-
tion potentials of +0.75 V or less has a PPy (I)
sharper wave at ca. −0.23 V and a fairly
broad much weaker reduction wave at
−0.37 V. PPy (II) is a material which con-
tains linear chain sequences with eight
units and is cross-linked via σ -bonds. This
establishes unconventional properties of
the polymers such as a cation exchange
mechanism during charging and discharg-
ing. A third variant is PPy (III). It is a
partially conjugated polymer with both sat-
urated pyrrolidine and unsaturated rings
PPy (II)
in a polymeric network. The acid cat-
alyzed trimerization of pyrrole and the
follow-up electrochemical and chemical
reactions [73] play a crucial role in the
pyrrole units in PPy are α-linked [74]. suitable for characterizing structural prop-
Magic angle spinning 13 C-NMR data erties. These comprise surface techniques,
supported the view that the pyrrole units such as XPS, AES (Auger electron spec-
are linked chiefly in the α, α -position, troscopy), or ATR (attenuated total re-
although α, β bondings are also found [75]. flection [IR] spectroscopy), on the one
On the other hand, already in 1984, XPS hand, and the usual methods of structural
measurements of PPy revealed that a full analysis, such as NMR, ESR, and X-ray
one-third of the pyrrole rings in a chain diffraction techniques, on the other [79].
are irregularly bonded [76]. During the 1980s, the chain length
Similarly, a chain structure with pre- criterion was the most important factor
dominantly α, α -coupling between the related to the structural characterization
monomer units was postulated for poly- of conducting polymers. The importance
thiophene (PTh) on the basis of spectro- of this parameter lies in the consider-
scopic findings and mechanistic studies. able influence of the electric as well as
IR measurements of uncharged, chem- the electrochemical properties of conduct-
ically produced examples, in particular, ing polymers. However, the molecular
clearly revealed that α, α -bonding pre- weight techniques normally used in poly-
dominated in the polymers produced from mer chemistry cannot be employed on
α, α -dibromothiophene, 2,2’-bithiophene,
account of extreme insolubility of the
or 3-methylthiophene [4, 77]. The IR
materials. A comparison between spec-
data correlated very well with 13 C-NMR
troscopic findings (XPS, UPS, EES) for
measurements, which similarly confirm
PPy and model calculations has led some
the dominance of α, α -bonding in P3-
researchers to conclude that 10 is the
MeTh [78]. In agreement with these find-
minimum number of monomeric units
ings, the electrochemical oxidation of
in a PPy chain, with the maximum
3,3 ;5,5 -tetramethyl-2,2 -bithiophene un-
within one order of magnitude higher [76,
ambiguously demonstrated that the non-
blocked outer β-position is nonreac- 80]. By electropolymerizing α, α -tritium
tive [42c]. However, it should be noted labeled β, β -dimethylpyrrole and compar-
that the coupling steps of thiophene ing the tritium activity in the monomer
oligomers may involve interchain re- and the polymer, Nazzal and Street ob-
actions leading to a polymeric net- tained molecular weights which indicate
work. The reactivity of such oligomers chain lengths of between 100 and 1000
depends on their respective charging pyrrole units [81]. By contrast, the oligomer
level. approach has shown that oligomerization
All these data show that only small in solution produces soluble oligomers
changes of the polymerization parame- with chain lengths between 8 to 12
ters may lead to characteristic differences units. During solid-state polymerization
in the resulting structures of conduct- in dependence on the applied electrode
ing polymers. Structural properties – for potential, linear chains up to 30 units
example, regularity and homogeneity of as well as cross-linked networks are
chain structures, but also chain length play generated [25, 69]. Thus, the real chain
an important role in our understanding of length is still unclear but cross-linking ef-
the properties of such materials. Spectro- fects may contribute to high molecular
scopic methods have proved particularly weights.
16.3 Redox Processes in Conducting Polymers 625
molecular mechanisms of these processes when polymeric films are produced under
are not yet understood in all their detail, mild conditions at low formation poten-
their phenomenology can be adequately tials [4, 5, 11c, 19, 34, 74]. Characteristic
described by the laws of diffusion. All vari- features of these systems are, in the case
ants of the diffusion mass transport are of the p-doping, a steep anodic wave at
possible from the finite limiting case to the start of charging, followed by a broad
semi-infinite diffusion, depending on film flat plateau as potential increases. In the
thickness, the values of the formal dif- reverse scan, a potential-shifted cathodic
fusion coefficients, and the experimental wave appears at the negative end of the
timescales used. For voltammetric experi- capacity-like plateau.
ments, this implies that as the sweep rate The conspicuous separation between the
increases there must be a shift from mirror cathodic and anodic peak potentials (hys-
symmetrical CV diagrams with i propor- teresis) was initially interpreted in terms
tional to v to the classic, asymmetrical of the simple theory of redox polymers
voltammograms with i proportional v 1/2 . as a kinetic effect of slow heterogeneous
Although the potentiodynamic charging charge transfer; the thermodynamic redox
and discharging of conducting polymers potential of the whole system was calcu-
produces voltammograms of very different lated from the mean value between Epa
shape depending on type and polymer- and Epc [5, 7a, 86]. As a simplification,
ization conditions, one frequently finds it was assumed that the interaction be-
CV diagrams (Figs. 7, 9) with a very sim- tween the charged oligomeric segments
ilar shape. This is particularly the case was negligible. These redox data correlate
Epa
PPy
E0
Epc
well with potential values obtained by resistivity is inversely related to the amount
extrapolation from quantum mechanical of (oxidizing) charge [93]. In a neutral poly-
calculations [87] and redox potential mea- mer, the initial resistivity may be large
surements [29, 88, 89] on oligomers of enough to produce a significant iR drop
defined chain length. As expected, with in- thereby delaying the onset of oxidation. A
creasing conjugation length, the respective small amount of oxidation can cause a re-
oxidation and reduction potentials shift to- duction in resistivity and the charge will
wards lower energy values. However, the flow at some later stages of the scan.
small discrepancy between the measured Another concept has been developed
and the extrapolated Epa values gave rise on a refined model based on two-step
to the opinion that the conjugation length redox systems typical for organic com-
of the neutral polymer covered only 5 to 10 pounds [94]. This concept treats a polymer
monomeric units [88]. chain with the degree of polymerization
Furthermore, from quantum mechan- n as x weakly interacting segments con-
ical findings, it was concluded that the taining k monomeric units, each of which
onset potentials measured in the poly- can be charged up to a diionic state in
mers reflected only the initial ionization of two redox steps with different potentials
such systems and that further ionization (1 < k n, x ∗ k = n).
steps had be linked to structural changes
in the system [87]. Substitution effects, −xe
too, influence the position of the oxida- Mn −
−
−−−
1+
− (Mk )x , (10)
tion potentials of the polymers. Whereas E10
electron-donating substituents lower oxi- −xe
dation potentials just as they do in the −−
(Mk 1+ )x −−−
2+
− (Mk )x . (11)
E20
monomers, the electron-withdrawing sub-
stituents raise them. The fact that in the
majority of cases there is a linear rela- This concept implies negligible interaction
tion between the oxidation potentials for energies between the segments; conse-
the monomers and the polymers shows quently, the essential determinant of the
that the substituents’ effects are primarily position of the redox potentials must be
of an electronic nature [79, 90, 91]. Feld- the structure of the so-called effectively
berg and Rubinstein [92] offered another conjugated segments (ECS) [95].
explanation for the typical separation be- These ideas developed by chemists
tween anodic and cathodic peak potentials resemble the bipolaron model, which
of conducting polymers. In their opinion, presents the solid-state physicist’s view
the hysteresis is not due to a classic square of the electronic properties of doped
scheme involving a heterogeneous and ho- conducting polymers [96]. The model was
mogeneous kinetics but due to N-shaped originally constructed to characterize de-
free energy curves as a consequence of fects in inorganic solids. In chemical
phase transitions in the polymer. Later terminology, bipolarons are equivalent to
on, Gottesfeld et al. presented a model diionic states of a system (S = 0) after
in which they explained the hysteresis oxidation or reduction from the neutral
by consideration of resistive effects in the state. The transition from the neutral
polymer film. They suggested that the elec- state to the bipolaron takes place via
trochemistry is reversible and that the film the polaron state (= monoion, S = 1/2,
628 16 Conducting Polymers
ESR signal) and, thus, corresponds se- Removing a second electron from the
quentially as well to redox transitions polymer segment results not in two po-
observed in two-step redox systems. In larons, but in the bipolaron, which is
contrast to normal redox processes, how- predicted to be energetically more favored
ever, additional local distortions occur in than the polaron. The reason for this lies in
the chain during the charging of the the respective structural relaxations: that
polymer. Already in the first step, the for the bipolaron is considerably greater
formation of polarons, there is a gain of than that for the polaron. The ionization
relaxation energy Erel. . This is released energy required to remove a second elec-
by structural relaxation after ionization, tron decreases, or the electron affinity for
for which a vertical Franck–Condon- taking up a second electron increases. In
like ionization energy EIP−v is neces- addition, it is assumed that the locally dis-
sary. Erel. corresponds to the bonding torted bipolaron state comprises only four
energy of the polaron [96]. The struc- or five units of a chain segment (Fig. 10).
tural relaxation causes a local distor- The energy gain of the bipolaron com-
tion of the chain in the vicinity of the pared with two polarons is said to be
charge, whereby the twisted benzoid- about 0.45 eV in the case of polypyrrole [97]
like structure of the affected segments and 0.35 eV in the case of polyparapheny-
transforms into a quinoid-like structure lene [96a]. In terms of redox energies,
in which the single bonds between the this means that the redox potentials E20
monomeric units shorten and assume for bipolaron formation should be much
double-bonding character. lower than the potential E10 for polaron
X X X X
X X X X
−e E 01
X X • X X
X X X X
Polaron
(monoion)
−e E 02
X X X X
X X X X
Bipolaron
(diion)
Fig. 10 Formation of the bipolaron (= diion) state in PPy or PTh
upon oxidation. In the model, it is assumed that the ionized states are
stabilized by a local geometrical distortion from a benzoid-like to a
quinoid-like structure. Hereby, one bipolaron should
thermodynamically become more stable than two polarons despite the
Coulombic repulsion between two similar charges.
16.3 Redox Processes in Conducting Polymers 629
formation. The model is based on the ideal oligomers and polymers. Thus, the spectra
assumption that the chain length of the of short oligomers of thiophenes are very
linear polymer is infinite, which results, as similar to those of polymers [104]. The
far as electronic properties are concerned, long-wavelength transitions of oligomers
in a band structure. During charging, po- are continuously shifted to lower energies
laron and bipolaron states develop in the as a function of chainlength. Only the in-
bandgap region, which leads to character- tensities of the band increases because
istic optical transitions. of the fact that the transition moment is
Whereas the intermediate existence of polarized parallel to the chain, the band
polarons (= radical ions) has been un- shapes do not change on going from
equivocally proved by ESR measurements oligomers to polymers. Consequently,
and optical absorption spectra, up to now there is no necessity to apply the band
the existence of bipolarons has been only model (bipolaron model) instead of well-
indirectly deduced from the absence of established ‘‘molecule’’ models. Finally,
the ESR signal and the disappearance of the fact that the chain lengths of con-
the visible polaron band from the optical ducting polymers do not exceed numbers
absorption spectra [98, 99]. On the other of 30 to 50 supports the view that these
hand, spinfree – diionic charge – states in materials should be handled as molecular
aromatics, whose optical properties bear systems [70, 71, 104d, 105].
a remarkably resemblance to the predic- A major barrier to a conclusive inter-
tions of the bipolaron model, have long pretation of voltammetric data on con-
been known [100]. Theoretical calculations jugated conducting polymers was the
of optical transitions in conjugated (chain- lack of measurements for well-defined
like) systems show that transitions of model systems. A very important step was
radical ions or diions are in principle sim- the measurement of charging/discharging
ilar to those predicted by the bipolaron behavior of oligomers of the phenylene-
model [101]. A strong argument against vinylene type [89a, 106] as well as of
the validity of the bipolaron model is the conjugated oligomers in different chain-
fact that conductivity in highly doped poly- like series [5, 24, 107]. All these data clearly
mers decreases drastically [102]. (Fig. 11) demonstrate that the redox behavior of
According to the predictions of the model, such oligomers and polymers depend on
the conductivity should increase at a the chain length of the systems (Fig. 10).
higher doping level, owing to better over- They complement theoretical and exper-
lap between the bipolaron and the valence imental results already presented in the
band [96c]. So far, electrochemical mea- older literature [87, 88, 108].
surements have not provided any direct The following trends have been estab-
proof for the formation of a bipolaron state lished as a function of increasing chain
in conjugated oligomers and polymers. length. Firstly, redox states of identical
Similarly, electrochemical and ESR spec- charge (e.g., mono- or diion) shift towards
troscopic studies by Nechtschein et al. in- lower energies. Obviously, the redox ener-
dicate that the bipolaron state is not much gies of different states gradually approach
more stable than the polaron state [103]. a common convergence limit with in-
Additional strong arguments against the creasing chain length. Secondly, adding
validity of the bipolaron model are re- successive monomeric subunits in the
sulting from optical UV–vis spectra of molecular chain enlarges the number of
630 16 Conducting Polymers
H3CO
S
S
n
OCH3
1 µA
3.5 E-2
I
II
1/R [s]
I
II
0.0
−1.0 1.0 3.0
E
[V]
Fig. 11 Cyclic voltammetry and in situ conductivity measurements of
poly-(4,4 -dimethoxy-bithiophene) in CH2 Cl2 , 0.1 M TBAPF6 , v = 5 mV s−1 , T = 273 K:
(a) cyclic voltammogram containing a background curve without polymer;
(b) conductance as function of potential, measured during potentiodynamic cycling.
accessible redox states, and thirdly, the states. All experimental data reveal – in
energy gap widens considerably between excellent agreement with quantum me-
the lowest and the highest charged states. chanical calculations – that the generation
This is a consequence of the Coulom- of higher redox states essentially requires
bic repulsion created by every new excess more or at least the same energy (in the
charge introduced into the system and con- case of long conjugated chains with n ≥ 8)
tradicts the predictions of the bipolaron than the formation of the monoionic (po-
model. Moreover, in experiments in so- laron) state.
lution, the stabilization of diionic states For real polymer systems – characte-
does not increase relative to monoionic rized by a more or less broad distribution
16.3 Redox Processes in Conducting Polymers 631
of molecular weight and, depending on the species reversibly dimerize and form en-
conditions of formation, various structural ergetically stabilized σ -intermediates [42,
defects – this means that at the start of 43]. Depending on the structure of the
charging there is a high density of virtually at least doubly charged σ -‘‘dimers’’, their
degenerated redox states, which generates discharging occurs at considerably lower
the peak-shaped anodic wave. As potential potentials than oxidation (or reduction) of
increases, the density of the redox states the neutral starting compound, produc-
decreases but remains finite within the ing a strong hysteresis between charg-
experimentally accessible potential range. ing and discharging of the respective
This explains the broad plateaulike waves oligomers. During the discharging pro-
that are so often characteristic of the cess, the σ -bonds between the chains
potential range following the peaklike break, and the system relaxes into its
main wave in voltammetric experiments. aromatic ground state. Even for small
Unequivocal experimental evidence for equilibrium constants between dimer and
this interpretation has been obtained monomer (K < 100) under solid-state con-
from voltammetric measurements carried ditions, a predominant amount of the
out under solid-state conditions on a charged species is transformed into the
series of oligophenylenevinylenes [89b]. ‘‘dimeric’’ state, because of the high sur-
face concentrations of the oligomers or
The voltammograms clearly show that
polymers. Therefore, voltammetric solid-
with increasing chain length the waves of
state experiments very often show the
succeeding redox steps superimpose and
characteristic hysteresis between charging
finally yield peak-shaped voltammograms
and discharging. A critical evaluation of all
involving the broad current plateau at
relevant data gives evidence that σ -dimers
higher charging levels (Fig. 12).
are formed in the equilibrium state, not
It is interesting to note that all the solid-
π-dimers, as postulated in the literature
state voltammograms in this experiment,
some years ago [41, 110]. They are the
both of the monodisperse oligomers and key intermediates of the radical–radical
the polymer, again show the same hys- coupling mechanism (see Scheme 2). In
teresis as has been observed for many the past, it was assumed that the de-
polymers such as PPy or PTh (see Fig. 9). protonation of such intermediates is fast,
Originally, these phenomena were inter- leading to a rearomaticized coupling prod-
preted as redox-related structural changes uct. All recent measurements carried out
within the solid film. It was assumed that with linear thiophene oligomers reveal that
during charging the polymeric chains sta- the deprotonation rate constants become
bilized through transition from a benzoid considerably smaller than the coupling
into a quinoid-like structure and become rate constants as the chain length of
planar and that, therefore, the discharging the oligomer increases [111]. Thus, the
process occurs at a considerably lower po- hexathiophene, and even more so, the oc-
tential. Obviously, this seemed to be the tathiophene, coupling products are stable
missing link in the evidence of the bipo- as long as the oligomers are only weakly
laron model [68, 5, 107b,c, 109]. charged (y ∼ 0.1). Besides the hysteresis,
However, quite another picture results these new findings explain all important
from recent studies of soluble oligomers, electrochemical, electronic, and optical
which clearly show that their oxidized properties of conducting polymers. They
632 16 Conducting Polymers
0.2 µA
n=3
0.1 µA
n=4
0.005 µA
n=5
0.01 µA
n = ? (∞)
overcome the massive, and frequently crit- models correlated with periodic lattice
icized, inconsistencies of the bipolaron properties as applied in the case of crys-
model [40, 5, 112–114]. A major advan- talline solids. It should be kept in mind
tage of this new view on the properties that conducting polymers are amorphous
of conducting polymers is its excellent materials.
agreement with findings in (physical) Closely connected with the problems
organic chemistry, without reference to of the charge storage mechanism is the
16.3 Redox Processes in Conducting Polymers 633
question to what extent one must and but is also influenced by environmental pa-
can distinguish between faradaic and ca- rameters such as the solvent or supporting
pacitive processes during charging and electrolyte [119–123].
discharging [7a, 33c, 115–117]. Feldberg, From the respective doping levels one
in particular, holds that it is hardly possi- can deduce that, on the oxidation of PPy,
ble to draw such a distinction, and that the and often on that of PTh as well, every third
capacitive charge portion is proportional to or fourth heterocycle is charged, whereas
the amount of the oxidized polymer [118]. in the case of PPP (poly-p-phenylene) pro-
He concludes from a comparison with vided that the experiments take place in
optical data that the faradaic oxidation common solvents such as propylene car-
processes in CV experiments are essen- bonate, only every sixth monomeric unit
tially limited to the range of the ‘‘peak- is charged [121]. In contrast, if one uses
shaped’’ anodic wave, whereas the adjoin- SO2 , a solvent with low nucleophilicity,
ing broad anodic tail represents the large PPP can be reversibly oxidized to a doping
double-layer capacity of the system. The level of 0.24, which corresponds formally
solid-state experiments just mentioned to a charge on every fourth monomer
provide strong evidence that the current unit [124]. The differences in chargeabil-
plateau is due to faradaic processes [89b]. ity of PPP and PPy are explained by the
high oxidation potential of PPP. This sig-
Similar conclusions must be drawn
nificantly increases the reactivity of this
from charging/discharging experiments
system towards the solution and other nu-
with poly(4,4 -dimethoxybithiophene), in
cleophilic impurities. One should note that
which, at the end of the anodic charging in
polymers such as PA and PPP can be more
the plateaulike region, the current drops
highly charged by reduction (n-doping)
to almost zero (Fig. 11) [33c].
than by oxidation.
A further characteristic for charge stor-
Moving to a higher doping level, for
age in conducting polymers is the amount
example, 0.5, forces a charge in every
of doping and insertion. This gives second monomeric subunit, which, of
the mole fraction of the corresponding course, induces a coulombic repulsion.
monomers, whose charge is compensated Therefore, to achieve this, a higher elec-
by incorporated counterions; in the case trode potential must be applied. And
of p-doping (oxidation), the counterions this, normally, results in overoxidation
are anions. The doping level is deter- effects [125]. Through the overoxidation
mined either by elementary analysis or process, a degradation of the polymer
by coulometric measurements. However, occurs, often induced by nucleophilic sol-
these measuring techniques may pro- vents such as water or nitriles. Therefore,
duce different results, as the elementary overoxidized materials can be discharged
analysis cannot distinguish an additional only to a limited extent, which is a serious
solvent portion or organic coions, such as drawback for applications. In principle, a
tetraalkylammonium ions, and coulome- doping level of 1 should be possible. That
try also includes the capacitive charging. means that every monomeric unit bears a
The optimum doping level for PPy or PTh positive charge after doping. Up to now,
is about 0.33, but can have very much lower only the very stable poly(4,4-dimethoxy-
values. This depends, inter alia, on struc- bithiophene) system has been charged up
ture and the applied charging potential, to this doping level [33c]. A characteristic
634 16 Conducting Polymers
feature of such a perfectly charged system positive potentials than those observed in
is that the faradaic current drops to zero the steady state within a voltammetric mul-
after passing the highest available redox tisweep experiment. Memory effects have
state. (Fig. 11) been observed in different materials, for
A very important electrochemical phe- example, polypyrrole, polythiophene, and
nomenon, which is not well understood, PANI. It is a very general property of
is the so-called memory effect. This means conducting polymers. In the literature, dif-
that the charging/discharging response of ferent explanations have been presented.
a conducting polymer film depends on the Heinze et al. [107b] suggested a relaxation
history of previous electrochemical events. from a twisted to a planar form during
Thus, the first voltammetric cycle ob- charging and vice versa during discharg-
tained after the electroactive film has been ing. Zotti et al. discussed an expulsion of
held in its neutral state differs markedly solvent leading to a shrinkage of the poly-
in shape and peak position from subse- meric matrix [127] and Baudoin attributed
quent ones [126]. Obviously, the waiting the relaxation to the ion pair content
time in the neutral state of the system of the film [128]. In a subsequent study,
is the main factor determining the ex- Nechtschein and Odin showed that the
tent of a relaxation process. During this ion pair formation is inconsistent with data
waiting time, which extends over several obtained in different electrolytes [129]. In
decades of time (1–105 s), the polymer addition, they found that the relaxation
slowly relaxes into an equilibrium state. does not depend on whether the poten-
(Fig. 13) After relaxation, the first oxida- tial is imposed or left free during the
tion wave of the polymer appears at more relaxation. In a similar model, Otero and
coworkers modified these interpretations
and suggested that when a polymer film is
oxidized, electrons are extracted from the
STW
polymeric chain generating polarons and
t = 30 s bipolarons, reorganizing double bonds
t = 300 s and angles between monomeric units
t = 3000 s given rise to conformational movements.
t = 10000 s Free volume is generated and counterions
and solvent penetrate by diffusion con-
50 µA trol from the solution: the polymer swells.
If the oxidized polymer is reduced by a
potential sweep, opposite processes take
place and the polymer shrinks; meanwhile,
counterions move toward the solution by
Fig. 13 Memory effect in cyclic
voltammetry: poly(3-methylthiophene)
in CH3 CN/0.1 M TBAPF6 ,
v = 20 mV s−1 . The solid line
corresponds to the steady state. The
broken lines show the voltammetric
−0.2 0.9 response after different relaxation
E (waiting) times τ at a potential of
[V] −0.200 mV. [From Ref. [128].]
16.3 Redox Processes in Conducting Polymers 635
diffusion control [130]. In a very recent the immobile anions, (Eqs. 12 – 13).
paper, Heinze et al. [131] presented exper-
imental details, which support the view [(PPy)4 + A− ]n + (n − m)e− −−−→
that σ -intermediates formed during the − −
m[(PPy)m+
4n mA ] + (n − m)Asol (12)
charging process are the cause for the
− − +
slow relaxation processes during discharg- [(PPy)m+
4n mA ] + me + mM −−−→
ing. It is well known that σ -intermediates
(PPy)4n + m[M+ , A− ]film (13)
are formed during charging of conducting
polymers with high rates because of the
Using polymeric or large anions dur-
fact that the concentration of the charged
ing electropolymerization, a pure cation
species lies between 1 and 10 M−1 . On the transport generally results upon anodic
other hand, the stability of σ -dimers in- charging and discharging [136]. This has
creases as a function of chain length. Their been confirmed by in situ monitoring of
decay under solid-state conditions during the mass change during electrochemical
discharging may be a very slow process. switching using a quartz crystal microbal-
As already mentioned, the princi- ance [137].
ple of electroneutrality must be ful- Electrochemical measurements of PANI
filled in charged polymers. Consequently, produce a picture of the charge storage
in freshly prepared p-doped polymers, mechanism that differs fundamentally
anions must compensate the positive from that obtained using PPy or PTh.
charges within the polymeric chains. How- In the cyclic voltammetric experiment,
ever, spectroelectrochemical studies [132], one observes two reversible waves in the
electrochemical quartz crystal microbal- potential range between −0.2 and +1.2 V
ance (EQCM) measurements [133], and versus SCE. Above +1.0 V, the current
SIMS and XPS measurements [134] on decreases to zero. Capacitive currents and
the mechanism of ion transport during overoxidation effects, as in the case of PPy
charging and discharging of conducting or PTh, do not occur [138]. The striking
polymers prove that discharging involves changes in the charge, characteristic of
not only the expulsion of anions but PANI compared with PPy and PTh,
also the incorporation of cations. In the are largely explained by the nitrogen
case of small anions, this cation exchange atoms capturing a considerable part of
mechanism is surprising. Recent results the coulombic interaction between the
on structural peculiarities of PPy during charged centers.
charging [62, 72] indicate that PPy chains PANI is usually produced by the an-
‘‘dimerize’’ upon oxidation of the neu- odic oxidation of aniline in acidic aqueous
tral chains, forming σ -bonds between the solution [5, 139], but can also be pro-
chains, and that, therefore, immobile lo- duced by chemical oxidation [138b, 140].
calized charges are generated, which, in Hence, it is not surprising that the oxida-
turn, prevent any movement of the anionic tion of PANI is pH-dependent and that,
counterions [135]. In consequence, dur- therefore, in addition to electron-transfer
ing the first discharging process, mobile processes, proton-transfer reactions occur
anions slowly diffuse out of the film; in during charging. Although it is usually
the second step, cations are incorporated assumed that PANI has a chain structure
into the polymer, forming ion pairs with (emeraldine) with head–tail connections
636 16 Conducting Polymers
between the aniline units [141], the exis- technical applications have grown consid-
tence of cyclic structures has also been erably. Apart from the battery electrode,
postulated in the literature [142]. However, conducting polymers are discussed as po-
the synthesis and the characterization of tential ECD, antistatic materials, anticorro-
monodisperse aniline oligomers support sives, electrocatalysts, and light-emitting
the view of a linear chain in the nonox- materials. The most advanced develop-
idized state [141]. It is generally accepted ments are the battery [82, 146], antistatic
that there are different, possibly coexist- materials [147, 20d], and light-emitting de-
ing forms of PANI, including benzoid and vices [148].
quinoid rings, free amines (NH), imines, The attraction in the development of
and protonated amines and imines [143]. a rechargeable polymer battery lies in
Depending on the pH-value of the solu- the specific weight of polymers, which
tion, different protonated structures are is considerably lower than that of ordi-
formed. In the simplest case, it is as- nary inorganic materials, as well as the
potential environmental benefit. At the be-
sumed that polycationic states are formed
ginning of the battery research, the PA cell
in the first step [144]. In the second step,
was most extensively studied [2, 10]. How-
which correlates with the second oxida-
ever, owing to its chemical instability, it
tion peak in the CV-diagram, protons
has virtually no commercial prospects. A
are eliminated and additional electrons
promising candidate for a polymer battery
are abstracted (Scheme 4). This corre-
that does not possess the typical disad-
sponds with MacDiarmid’s observations, vantages of PA is PPy [119b, 149]. Its
which show that the second redox step open circuit voltage lies near 3.5 V ver-
is strongly pH-dependent [138b]. Shack- sus Li+ /Li. Charge capacity is about 70 to
lette et al. [145] showed in a very thorough 85 A h kg−1 , and the effective energy den-
study of the phenyl-end-capped tetramer sity reaches values of 40 to 60 W h kg−1 . A
of oligoaniline that the first oxidation step crucial disadvantage of PPy is that during
involves a 2e-transfer step, leading to the discharging cations are incorporated into
emeraldine salt form in which 50% of the polymeric layer, which leads to con-
the nitrogens are oxidized. The second sumption of the electrolyte and stops the
oxidation wave also indicates a 2e-step charging /discharging process in thin layer
and varies with pH at a rate of approx- cells. The reason for this phenomenon lies
imately 120 mV/pH, which suggests a in structural peculiarities of PPy, which
deprotonation of four protons. In this case, forms σ -dimers during charging, produc-
the resulting species should be the pure ing immobile positive charges correlated
imine form. with immobile anions [133c, 150].
An important problem encountered with
polymer electrodes is that of overoxida-
16.4 tion. It occurs after reversible charging of
Applications an electrode with high oxidation potentials
and leads to the degradation of the poly-
The starting point for applications was mer. The results of thorough studies [125,
the discovery that PA can function as an 151] show that such degenerative mecha-
active electrode [2] in a rechargeable poly- nisms are promoted by the nucleophilicity
mer battery. Since then, the prospects of of the solvent.
H+
− − − − +n H+ − − −
N N N N N N N N
−n H+
H H H H n H H H H n
−2n e− +2n e−
+• − +• −
N N N N
H H H H n
−2n e−, −n H+
+
− − − − +H
N N N N
−H+
H H n
− + + −
N N N N
H H H H n
− − − −
N N N N
n
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