&
Cranfield University, UK
Submitted by:
Machut Zimik
D-1017
2
DECLARATION
I hereby declare that the thesis work entitled “Systematic Review on Clinical Trial Participants:
Research India” is a record of an original work done by me under the guidance of Professor Phil
Warner (Cranfield University) and Dr. Amit Kumar Verma (Institute of Clinical Research India).
3
ACKNOWLEDGEMENT
Firstly, I must thank my mentor Dr. Amit Kumar Verma for his continuous support and guidance
throughout my academic programs. Without his constant support and inputs I could not have
I would also like to thank Professor Phil Warner for his valuable expertise and pointers which
Last but not least a special thanks to all my friends and family for their support and prayer which
ABSTRACT
The globalization of clinical trial has substantially increased the participation of India thereby
becoming one of the hotspot destinations for conducting global clinical trial sites. At present,
India being one of the fastest in patient enrollment rate , certain ethical concerns has been raised
fearing that the cultural and socio-economic background are exploited to enhance the research
programs. There is clearly a large knowledge gap between the researchers and the potential yet
vulnerable participants. With a large number of people now participating in a clinical trial, it is
The reviewer conducted a systematic review of all studies that emphasize on the contributing
factors and barriers on trial participants within the Indian populations. An online database was
searched both International as well as Indian journals. The study included in the final analysis
dealt exclusively with only Indian population participating in a clinical trial. Data extraction and
The final evaluation comprises of five qualitative studies and two surveys. The themes included
in the participants favoring factors include personal benefits, social benefits; generate extra
income, knowledge associated with the trial, motivating methods for participation and physicians
while themes acting as barriers for participation include logistical problem and misconception,
concern about the treatment, fear, confidentiality issues, psychosocial factors and mistrust
towards sponsors.
Factors that facilitate participation and factors that act as barriers among Indian subjects were
identified by the reviewer. Before initiating a clinical trial it is important to consider patient’s
CONTENTS
Declaration ……………………………………………………………………… 2
Acknowledgement ……………………………………………………………… 3
Abstract …………………………………………………………………………. 4
1. Introduction...………………………………………………………………...7-8
2. Literature Review
3. Aims……………………………………………………………………………22
4. Objectives………………………………………………………………………22
5. Research Methodology…………………………………………………………23
5.3.Selection of Studies………………………………………………………..23
5.5.Inclusion/Exclusion Criteria……………………………………………….24-26
5.6.Study Characteristics………………………………………………………26
5.7. Interpretation……………………………………………………………...26
6. Results …………………………………………………………………………27-29
6.2.3. Fear…………………………………………………………………..36
7. Discussion………………………………………………………………………...38-47
8. Conclusion………………………………………………………………………..48-49
References ………………………………………………………………………………..50-53
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1. INTRODUCTION
It is estimated that an average of 6% of the entire clinical trial budgets are being spend on subject
companies about 86% of the clinical trial surprisingly does not meet recruitment expectation (1).
More than 80% of clinical trial fails to enroll subjects on time globally, which can amount to loss
of 85%-95% of days in a clinical trial (2). This has made subject recruitment one of the most
challenging aspects to the sponsors. India offers a numerous advantages to the sponsors because
it provides a large patient pool to facilitate faster recruitment rate, cost effective clinical trial,
world class hospitals and clinical research facilities besides availability of a highly qualified
professionals.
It is apparent that global clinical research is exploring in India in an exponential manner. The age
old technique of medical research begin long time ago in India since the two ancient scripts
Charaka Samhita (a textbook of medicine) and Sushruta Samhita (a textbook of surgery) written
as early as 200 B.C and 200 A.D. However, the current scenario in clinical research is
spearheaded by USA, UK and Japan after they jointly proposed the ICH (International
trials in India because of certain advantages the growth of clinical research industry in India has
Since mid 1990 India started conducting International Clinical trial though it was until 2005 that
the regulation on clinical trials began to change rapidly. A report from a conference at the
Institute of Clinical research (India), Mumbai Oct. 2008 by DCGI stated that 582 registered
8
clinical trials are being conducted in India (3). With more than 150 CRO’s and a number of
pharmaceutical companies now operating in India the rate of conducting clinical trials are very
much on the rise. It is apparent that India being a favored destination for conducting global
clinical trial the number of NDA is increasing in a large scale. This had eventually led to the
increase in recruitment of study subjects. Patient recruitment itself is a big challenge as it is with
Research and development. Pharmaceutical companies and CRO’s are now professionalizing in
recruitment activities to overcome the hurdles of missed deadlines, more cost and delay in
approval. The increased in the participation of multi-site studies has raised certain ethical
concern particularly on the study subjects fearing that their local customs, cultures and habits are
not respected by exploiting their economic status and leaving them no choice rather than forcing
Unfortunately, the absence of affordable health care and poverty in India can be easily exploited
by CRO’s and pharmaceutical companies to enhance their research overlooking the integrity of
patients. It is estimated that approximately 5,300 subjects are required per NDA (4) and India
being 10 times faster in the rate of patient recruitment in contrast with US it is important to
identify the factors that led to patient participation in India. Conducting a systematic review on
the contributing factor of patient recruitment in India would serve as an ideal way of assessing
this attributes.
9
2. LITERATURE REVIEW
A systematic review is a scientific tool that can be used to appraise, summarize, and
Systematic Review utilizes the availability of evidence and evaluates the number of studies
conducted separately to synthesize the result. Depending on the similarity of the studies
systematic review may or may not utilize meta-analysis (5). Meta-analysis is considered optional
Systematic Meta-
Review analysis
Meta-analysis is however a part of systematic reviews and involves statistical technique for
generating combining data to bring about a summary result. For the purpose of this thesis
systematic review will be use for the process of finding, selecting, apprising, synthesizing, meta-
Helps decision makers and healthcare providers summarize large amount of research-
based data/information
Helps overcome bias among clinical trials and other research-based studies
minimizing bias during reviews can help enhance the appraisal of published articles.
This includes a thorough research on the related topics of interest and frame the
importance of answering a certain question that needs attention. The reviewer should
Selection Criteria are considered depending on the clear question of the systematic
review such as population, intervention, age, ethnicity, outcome, etc. This will help as
a source of generating a set of inclusion and exclusion criteria of the study review.
Further it will determine if the searched literature can be assessed against the
11
selection criteria of the study to be reviewed. The selection criteria must also reflect
immense work and therefore should be carefully plan so that only the appropriate and
and treatment intervention, comparative randomized trials are most commonly used
Assessing the selected studies is important in determining the validity of the searched
articles that needs to be included in the systematic review. Validity assessment should
be presented clearly.
All the individual studies included in the review are aggregated to summarize the
overall effect of each study. In this step meta-analysis are utilized to analyze the
Data extraction
Calculation of result
VI) Interpretation:
The findings from meta-analysis are interpreted depending on the results of met-
Selection Criteria
Interpretation
Systematic reviews provide the best possible estimate among all other studies of any true effect.
A relevant clinical or any research question can be answered appropriately only if the systematic
13
review are conducted with high quality and properly implemented. Gaining access to relevant
and reliable evidence could hugely favor on the outcome of systematic review. On the contrary, a
well conducted systematic review will immensely help the researchers, decision makers,
participants. A new molecules is expected to take 10-15 years to reach a market of which
considered as the “key bottle-neck” of clinical trial because it can either accelerate or
undermine the success of a clinical trial. The USFDA requires a minimum of 4,000
patients per drug to be tested so as to obtain for approval and marketing authorization.
Yet less than 5% of US populations are willing to participate in a clinical trial. This could
prove costly for the pharmaceutical companies since nearly 1 million dollars a day are
lost as revenue due to delay in gaining access to the market. A study by Rabo India
Finance ascertained that the cost of conducting phase I clinical trial in India is less than
half of the cost conducted in US while that of phase II cost almost 60% less.
Looking at the perspective of the companies cost effectiveness remains their prime
objectives and is looking towards countries like India and China where vast patient pools
are available. This has intensified competition within the pharmaceutical companies and
CRO’s which has made patient recruitment even more difficult. Currently pharmaceutical
identifying the demographics of the target population and other elements. As India is
14
attracting more and more clinical trials it might face the same problem of patient
suitable subject will reflect on the timely implementation of the study and further add as
Better treatment
Economic reason
Language barrier
Not eligible
Psychological reason
Trial burden
Currently there is a mixed opinion on why some study subject participates while others
choose not to participate. A survey from Harris Interactive Poll on cancer clinical trial
showed that, 83% of adults encourage the concept of clinical trials and considered
another study of Harris Interactive Survey a staggering 71% of eligible subjects choose
In a randomized clinical trial recruiting a patient has become one of the most major
barriers that may decide the fate of a new molecules or generic drugs. Various studies
identified some of the main barriers of patient recruitment such as race, personal reasons,
language problem, patient preferences, education, age, eligibility criteria and other factors
(11-27). Similarly numerous studies also suggested adequate measures that need to be
16
considered during patient recruitment process (28-34). Several organizations often face
and religious differences, social and economic conditions. In a global clinical trial it is
focus on specific effective measures to minimize those barriers wherever the patients are
available.
It was until recently that clinical research is evolving dramatically in India with the
awareness of clinical trial among Indian people is very low as compared to European
countries and US. Prior to participating in a clinical trial 56% of Indian population are not
aware of clinical research and an overwhelming 97% of patients first came to know about
clinical trial through physician as compared to 23% in the US. The understanding of the
study in a clinical trial among Indian people is another major concern, since only 8% of
patients were able to make their decision to participate in a clinical trial as compared to
In spite of all the issues of awareness among the Indian population clinical trials are
being conducted at a fast rate. The reason could be due to the amendment of Schedule Y
of the Drugs and Cosmetics Act of India which are upgraded as equivalent to the section
of USFDA to harmonize with the ICH standard. Since the regulatory barriers are being
17
removed to perform clinical trials and identifying the potential to enroll patient at much
faster rate, more pharmaceutical companies and CRO’s have now identified India as a
Today India possesses several unique criteria for becoming a preferred destination of
western disease
distribution
diverse cultural
and socio-
economic availability of high
background patient pool
highly qualified
world class hospitals proffessionals
and CR facilities
respect the integrity of the subject. In a country such as India illiteracy could lead patient
research without considering the ethical criteria. Factors such as geographical region,
culture, socio-economic background and other market related environment offer India the
campaign. Majority of the population in India are not supported by healthcare system
besides the private medicine support is very costly which is beyond the financial reach to
majority of the Indian population. As a result many people still rely on government run
health care support. It is through this hospitals and other health care support that refer
patients to enter clinical trial in major cities and towns. Some of the popular hospitals
with subsidized nature in India like AIIMS (All India Institute of Medical Science,
Delhi), CMC (Christian Medical College, Vellore) and TATA (Tata Memorial Hospitals,
Mumbai) attract a lot of patient from different parts of the country because of the
infrastructure, facilities and presence of ethics committee. These hospitals have a large
number of patient database of varying patient profile and has become the referral center
for enrolling patient in a clinical trial. At present more than 80 private and government
hospitals in India are engaged in international clinical trials. India now has conducted
India due to poverty, illiteracy and other social ills. It is acknowledgeable that in India the
potential participants maybe either poor or illiterate and might not be able to decide on
19
their own to participate. The complicated nature of the clinical trial such statistical design
and procedure further adds up to their inability to understand the nature of the trial. Such
of the risk and danger they may encounter. Moreover, in a country such as India where
huge numbers of population are illiterate the study subject could be easily coerced by the
India rely on government institution for their health. These people main factors for
participating in a trial could be to reduce their economic burden and gaining access to
free medication and treatment along with getting incentives and other benefits.
With the exclusion of few states in South India, majority of the people in India speaks
Hindi, while English has become as a common language for all official purpose.
However the fact is most of the people in India are illiterate and majority of them are
confine with their own local knowledge. This could be one of the major barriers for the
sponsor in patient recruitment. In an Indian context the most important element to enroll
investigators. The sponsors in return are quick to response to this issue and are allowing
investigators to recruit patient for them by providing them with incentives and extra
benefits. Another cultural barrier in India is the family barrier where for instance if a
female is to participate in a trial she enters the trial only after consultation with either
husband or parents or other family members. Other factors such as feeling offended while
undergoing the procedure of the protocol (example getting pregnancy test, HIV test etc)
could play a significant role in their participation. Regardless of all those barriers one of
20
the main factors for participation could be due to deep respect towards physician. In other
way this cultural value of respect for physician in India has contributed to fast
recruitment rate. The cultural factors however have also imparted responsibilities towards
In contrast with the western countries, most of the patient participants are treatment naïve
indicating the socio-economic factors and quality of life of those patients that may
possibly contribute them to enter a clinical trial. A study conducted by CRO Excel Life
Science showed that an overwhelming 97% of patients in India enter clinical trial because
of the advice or referral by their primary care physician (10). It is apparent that the
patients are either influence by their doctor’s advice or unwilling to deviate from the
doctor’s judgment. This may bring about conflict of interest particularly when the doctors
are paid for recruitment fees to recruit patients in the trials. Several studies have shown
that very few patients participate in a trial to receive money who might possibly have
ICMR guidelines clearly state that, payments to participant should not be so large or the
medical services provided to the study subject should not be so extensive so that the most
important factor a patient should enter a trial is through his/her willingness to participate
professionals, improve infrastructure and large patient pool made India global site for
21
health research. One of the major reason India has become a suitable location for global
clinical trial is due to its enormous potential to enroll patients in a short time (35, 36) with
as much as ten times faster in enrolment rates than US (37, 38). Other factors like
heterogeneous population and variety of disease with incidence rates almost equivalent to
other developed and developing countries have also contributed to the advantage of India
as a global site for conducting clinical trial (39). However, more often the ethical criteria
are being overlooked as being shown in the enormous enrolment rate and other studies.
The economic status, illiteracy and cultural barriers make those populations vulnerable
At present only a limited number of studies have been conducted regarding the specific
pharmaceutical companies, CRO’s and other decision makers. This study will focus on
addressing the main contributing factors and roadblocks of patient enrollment within the
those factors will enable researchers to refocus and rethink their strategies with precision.
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3. AIMS
4. OBJECTIVES:
3. To key out strategies for improving patient participation in clinical trial in India.
23
5. RESEARCH METHODOLOGY
The main objective for conducting this study is to identify the contributing factors of
patient participation in clinical trial within the Indian population. This study will evaluate
both the contributing factors and barriers of patient recruitment by utilizing meta-
analysis. Various experimental and qualitative studies relating to clinical trial conducted
5.2.Ethical Approval:
Since the study will evaluate only published literature, ethical approval was not applied.
5.3.Selection of studies:
A comprehensive and systematic search for literature was performed from the following
online database.
Pubmed
PLOS Hub
Opengate
Cochrane
Medind
BMJ
Medknow
Springer
The searched literature from these online databases was from 1900-2008.
24
Patient participation
For a more comprehensive search the references from the retrieved articles were also read
The reviewer independently evaluated all the retrieved articles for inclusion and
exclusion criteria based on the objectives of the study that will answer the research
question.
Indians
A total of 323 studies were identified for the purpose of this study. While going
through the abstracts 213 articles were excluded due to the following reasons:
No Indian population
Undesired outcomes
No Indian population
Non research articles such as editorial, reports, news, opinions, and reviews
In the end, 7 articles were eligible as per the inclusion criteria and were involved in
the final analysis. The reviewer made one exception to the inclusion criteria by
including one study which was not published but the study survey data was presented
in one of the conferences and since the data was authentic it was justified to be
Descriptive data was collected from each study to be included in the meta-analysis. The
characteristic included in the study are demographic details of the study participants like
ethnicity, age, study outcome and country where the study was conducted.
5.7. Interpretation
The included study will be analysed by utilizing met-analysis. Two tables - 1.factors
favouring participation and 2.barriers to participation will be interpreted. The two tables contain
six themes each where a percentage will be calculated to determine which specific factors require
more attention.
27
6. RESULT
All the data’s included in the meta-analysis were entirely reported from the Indian
population. Nevertheless two of the studies included were conducted in US and European
countries where Indian populations have participated while the remaining five studies
were conducted in India itself. Altogether seven studies were included in the final
analysis after considering all the inclusion and exclusion criteria. The studies taken from
the US and European countries had a mixed ethnic population. Out of the seven studies,
three were focused on participation in HIV vaccine trial while the remaining four were
study subjects that are already participating in clinical trials. Two studies had the same
author and respondent’s demography but the title and methodology were different; one
study was solely focus on structured questionnaire while the other study was about focus
group discussion. The minimum age participated among the seven studies was 15 years
of age. However, three studies did not mention the age group of the participants. Overall
numbers of Indian participants out of the seven studies are 1398. The intervention used
among the seven studies includes survey with structured and semi-structured
questionnaire, focus group discussion and online interview. All the data’s from the seven
studies are presented in the form of percentage which are shown in table 2 and 3
respectively. Apart from the tables, the reviewer also analyses the result by using quotes
from the respondents for better interpretation. After thoroughly reviewing all the data’s
from the included studies twelve specific themes were shortlisted for the final analysis.
Table2 represents the factors that favor patient participation while table3 represents the
Trials
Perceptions of a 112 (all Above 15 India 1. Willingness to
Community Sample Indians) participate in a future
about Participation in -67 (male) HIV vaccine trial
Future HIV Vaccine -45 (female) 2. Factors that enhance or
Trials in South India deter these individuals
from participating in a
future HIV vaccine trial
3. Potential impact of HIV
vaccine trial
participation on risky
drug and sexual
behavior among these
persons.
Recruitment of 152 (all Not India 1. To find out whether
subjects for clinical Indians) mentioned patients are willing to
trials after informed participate in a clinical
consent: does gender trial after receiving
and educational status either partial or
make a difference? complete information
regarding a trial
2. To test the depth of
understanding patient
who has consented to
participate after full
disclosure.
A survey on patient 525 (all Not India 1. To find out the patient
participation in Indians) mentioned recruitment procedure
clinical trial and inform consent
quality.
30
clinical trial:
s,
magazines,
TV, radio)
Higher quality Advanced
care medicine and
science
Free medication Help others with
and medical care the condition
Relief of pain Help advance
scientific
knowledge
If related to own Help medical
health community
To help the society
To increase
scientific
knowledge
37% 57% 30% 54% 32% 47%
The number of studies contributing to this theme included all the seven studies.
Respondents tend to be more willing to participate if they are convinced that the trial
would personally benefit them associated with the condition (43). People think that if the
treatment are free and provide better treatment or may cure the terminal disease, they
would most likely choose to participate in the trial with the hope of improving the disease
or to cure them (43). Respondents felt that they would benefit from powerful vaccine by
involving in a trial and would completely protect them from HIV infection after the
completion of the trial. “Initially it (the HIV vaccine) will give 75% protection. At the
end of the research, it will be 100%, hence there is no harm” (44). In one study,
participants ascertained that all women should be vaccinated with HIV vaccine along
with drivers and sweepers, children, own risk behavior sex workers and couples. In terms
of personal benefits the percentage of respondents showed much higher for those who
32
were looking for prevention than those who were looking for better treatment or higher
All the seven studies contributed to this theme. Contributing for the common cause of the
society as well as enhancing the progress of the scientific and medical knowledge
towards the humanity is among one of the compelling reasons a person participate in
clinical trial. Majority of the respondents were looking forward to be a part of the
participate in such matters, our community is not aware, we should bring them in level
with the rest, inform the” (42). Respondents also believe that holding responsibility for
others allows them to consider whether or not to participate in a trial. “Because we’re
here to help each other, that’s the main thing” (42). The finding in this theme is that, the
preventive trial such as HIV vaccine trial in contrast with those trial the will enhance
Four of the seven studies fitted into this theme. Respondents indicated that their
participation was influence by the offer of money as a means of incentives (41). One of
the respondents stated, “…. We want a written guarantee plus insurance policy. The
document should specify that, in the event of death (of the person after taking the
vaccine), his family would be given full support” (44). It is apparent that the participants
33
were seeking for monetary compensation to be included in the inform consent in the case
of events like serious adverse effect or adverse reaction that may lead to dead.
Three out of the seven studies contributed to this theme. Informing the potential risk that
may occur during the trial and being well informed about the procedure could tender
potential participants to participate in the clinical trial. Respondents agree that the manner
in which the trial staff provides information can give them the confidence to participate.
In one of the HIV vaccine trial respondents were willing to participate if they are given
assurance that the experimental vaccine trial would be safe and effective to conduct on
human.
Three out of the seven studies contributed to this theme. Respondents were more willing
to participate if the clinical trial information was provided by the government owned
television channel. Similarly some respondents also preferred newspaper and healthcare
providers regarding the information about clinical trials. Education was also a factor that
could persuade people participate in a clinical trial. Other potential motivating factors
that could contribute to participation in a clinical trial include TV, radio, magazines,
newspapers, internet, Harris Interactive, advocacy group and family/friends. The success
story of polio vaccination conducted by the government has also made respondents
confident that HIV vaccine would similarly have a great impact on the society.
34
Five out of the seven studies contributed to this theme. Most studies cited that their
a trial if they are encourage doing so. “I have been taught this is a noble profession. And
the ethics of the profession of converse, as you know, converse life, and I would never
t: issue of
male
involvement.
Did not Afraid of test Lack of
understand supportive
network/fami
ly
commitments
Busy lifestyles Too much blood
already
withdrawn
Language Concern about
drug side-effects
Migrant workers
Cultural issue
pertaining to
gender
Asymptomatic/no
disease
Stigma
18% 33% 19% 16% 11% 24%
Five out of seven studies contributed to this theme. This theme emphasized on the
difficulties and challenges for participating in a clinical trial. Some of the difficulties
participants often face is travelling long distance, busy lifestyle, and understanding
inform consent and other logistical problem. Respondents were also afraid that they will
be stigmatized for participating in a trial even if they do not have the disease.
Three out of the seven studies contributed to this theme. Respondents gave different view
concerning about the treatment they will be undergoing which let to certain barriers for
them to participate, In a HIV vaccine trial participants were afraid whether they will
receive a vaccine or a placebo and therefore refused to participate. Respondents also did
36
not want to be involved in a new treatment because it would interrupt in their current
treatment, similarly some respondents simply did not want to participate because they did
not want to start new treatment. Concerns about the trial treatment were also felt on old
people and others who are on multiple drugs because of the fear of drug-drug
interactions, “Personally only because of my health, because I’m on other medication and
I think that might affect it…. It might react adversely to the drug I’m taking so many that
6.2.3. Fear19%
Six out of seven studies contributed to this theme. The fear of participating in a clinical
trial is clearly visible on a lot of aspects. Some people simply ignore to participate
because of the fear of injection. Respondents were more likely to voice their opinion
regarding safety and effectiveness of the trial with regards to possible side effects,
adverse reaction and safety procedure. For instance, in some of the government settings
people are afraid of the syringes and other tools that will be used during the procedure.
Three out of the seven studies included in this theme. Privacy remains another factor
where respondents gave as a reason for not participating in a clinical trial. Respondents
felt that it was important to safeguard the privacy or it will affect in their marriage,
employment and insurance. Potential participants in HIV vaccine trial were highly
concerned about the confidentiality of their personal information because people are
aware that HIV/AIDS is not just an ordinary disease. Similarly respondents pointed out
that there is lack of privacy at home which concerns them to enroll in a trial.
37
The factors associated with regards to psychosocial issues include lack of empowerment,
social support, couple disharmony, peer family and difficult to decide in anticipation etc.
“cannot come alone”, “Do not have knowledge, will ask husband...”, “Has to see what
husband says…”, “Husband will scold…”, “Husband may have doubt”, “can come if a
friend comes” (41). It is apparent that most Indian people lack the confidence to take
decision on their own and seems to rely on family or spouse. This aspect on clinical trial
participation is no different. They have this feeling of fear towards taking an independent
decision. Even though they have given a thought of participating, they are not able to
Four out of the seven studies contributed to this theme. Respondents felt that they would
be treated as guinea pigs after making personal inferences about the trial. They also
feared of receiving placebo which would not benefit their health at all and therefore
indicated their mistrust towards the organization on how the trial would be conducted. It
was also apparent that the patient would refer to their family doctors to give them advice
relating to participation in the trial, thus showing their mistrust towards the organization.
38
7. DISCUSISION
The systematic review was performed by retrieving, selecting and analyzing the qualitative dates
of the studies to evaluate the factors that contribute to the factors affecting clinical trial
participation among the Indian subjects. The purpose of conducting systematic review is
important because evaluating Indian subjects on factors associated with participation will
provide better picture of the subject’s mindset on what determines their decision to participate or
not to participate in a clinical trial. The evaluation was carried out by two broad categories where
specific themes were identified for different factors; factors that favor participation and factors
that limit participation. The themes in factors favoring participation include personal benefits,
social benefits; generate extra income, knowledge associated with the trial, motivating methods
for participation and physicians. While the themes included in factors restricting participation are
logistical problems and misconception, concern about the treatment, confidentiality issue,
psychosocial factors and mistrust towards the sponsors. The contributing factors were allocated
on specific themes wherever it is associated and a percentage was calculated for each theme. The
purpose of calculating the percentage is to highlight which theme needs more attention for any
The study was primarily focused on Indian population because of the following reasons: 1. India
has become one of the hotspot for conducting global trials. 2. The availability of huge and
diverse population is favorable for implementing clinical trials because it enhances the rate of
enrollment. 3. Indian population (racial and ethnic group) has a unique ways of interpreting and
The result shows that Indian people were more willing (prevalence-37%) to participate in a
clinical trial if they are provided with healthcare benefits. In almost all the major ethnic group it
has been confirms that personal benefits influences people to participate in a clinical trial (47).
Participants who were involved in HIV vaccine trial thought that, they will be protected from
HIV infection by participating in the trial. They believed that HIV is preventable by taking HIV
vaccine similar to polio vaccine (40). Personal benefit can take various forms such as free
medication, high quality care, better treatment, possible protection through vaccine trial and
possible cure by trial intervention. Personal benefits for relatives or family members are also
valued while considering participation in a trial. “…if it makes their life better and she’s going to
make the Chapatis again the yes they’ll sign it (consent form) (42). Some participants also felt
that the disparity between the couples could also be due to their desire to protect itself from the
fear of infection. “We may be unaware of the behavior of the men folk. If they had gone astray,
there are chances of us also to get infected. By taking the vaccine, this can be prevented” (44). In
a similar way, participating in the HIV Vaccine trial would benefit personally as well as to their
spouse. A strong affection towards the family members also contributes in participating in a
clinical trial provided the research would benefit them, “My son was born with a hole in his
heart and were constantly in and out for the first year and the hospital asked me if I could put my
child forward for the student’s exams and assessments” (42). By benefitting his family, he
benefits himself from the trial because he has executed his strong sense of responsibility. One
male respondent with H. pylori was very much willing to participate if the trial could cure his
indigestion. “Well they asked me and I said, ‘why not? Go for it’, because the main reason was I
used to have indigestion, and I wanted to find out why do I have indigestion…so I thought if it’ll
cure, if they can find out why not have a go and have a trial, that was the main reason” (42).
40
Earlier studies showed that people participate in clinical trial for personal benefits due to the
non-availability of medicine (42, 48). However it has broader issues now such as cultural factors,
socio-economic factors and healthcare conditions that are predominant in the country. For
example, people from lower economic background are attracted and influence to participate in a
clinical trial by the offering of free medical treatment and other benefits.
On the other hand 57% of the respondents were willing to participate for the common cause of
social welfare and to advance science and medicine. This shows that not only they want to get
cured but they also want others to get cured, thus showing goodwill for the society and science.
In one study, an overwhelming 98% of the participants agreed that participating in a HIV
Vaccine Trial will benefit for the common good of India (40). People also participate in clinical
trial for the advancement of medicine and science. Respondents also felt a sense of pride in
themselves indicating their desire to contribute for the society. “I fell glad to take social risk”,
“Do something that is good for the world” (41). Respondents from HIV Vaccine trial stress that
participating in such trial would benefit the society and stop HIV infection. “Helping to find a
vaccine that works”, “helping to stop the epidemic” (40). However respondents were also
optimistic that their participation would directly impact the current scenario. Nevertheless they
were more willing to participate for their children and the future generation. “We should not
think that something does not benefit us now and why should we participate, humans should not
think like this if it has not benefited my generation but the third generation it may benefit them,
then I should take a part” (42). The evidence of altruistic motivation can also be seen when
respondents from HIV vaccine trial had more intend, almost triple the percentage to participate
The result also shows that Indian people rely on physician (37%) while taking decision to
participate in a clinical trial. The physicians are considered as health guide among the Indian
population and people hold them high esteem believing that they will never misguide them.
Therefore if a physician tells or advice them to participate in a clinical trial, it is highly unlikely
to refuse them. It is apparent that the doctors have a great impact on the decision-making process
in the Indian culture. They think that doctors will only do good and will be responsible to
safeguard the health of a patient. Various studies have pointed out the roles of physician in
(48-52). There is a well known fact that the relationship between a doctor and a physician is
unequal and the patients tend to go by the doctors judgment. They fear that refusal to participate
in a trial as referred by their physician would affect them to gain access to medical care.
Generating extra income also remains a significant theme in this study where patient’s health is
put to unnecessary risk for the sake of monetary gain. In a country such as India where poverty is
apparent it is highly likely that money could be an influence to their participation. It is important
to understand their judgment on the likes of monetary and other incentives influencing in their
participation.
This systematic review also showed that understanding the detailed knowledge about the trial
such as objectives and procedures enhances the chances of subject participation. Education is one
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of the issue that many people raised in the HIV vaccine trial as cited by one of the respondents
“community members would want to know about the frequency of the vaccine and the site
administered, how it might impact marriage, how long the HIV positive result will last, how long
will the vaccine protected for, and will the vaccine be effective” (44). In one study, majority of
the participants understood that the research study is voluntary and they were also aware of the
risk involved in the study (43). It was also apparent, that respondents showed greater willingness
to participate by understanding the use of the vaccine and efforts that are being made for vaccine
development. “The ELIZA test will be positive due to vaccination. We should tell those persons
who had taken the vaccines that the positivity would disappear after some time” and “If we go
separately to the doctors and get tested, there will not be any problems. When the husband and
wife go together, there will be a problem due to the positive result” (44). The respondents wanted
to understand the concept of HIV vaccine trial like duration of protection, site of administration
and effectiveness of the HIV vaccine trial. Most of the participants felt that the terminologist
were major concern to understand the concept of the trial and preferred simple information. “I
understand bits of it, some things I didn’t understand. The second time I went I took my daughter
with me. She explained what he said and that they will offer to get somebody to translate for me.
When I visit the doctor I occasionally take my daughter because of the terminology used” (42).
This indicates that languages, trial staff attitude and terminology could all play an important role
in enrolling the potential participants. If there is any misconception about the trial the potential
participants are made proper understanding through constant verbal explanation. In any case,
lack of knowledge about the trial could lead to possible non-participation. At the same time
providing incomplete information or hiding information would be violating the ethical conduct
Moreover, motivating factors like TV, advertisement, newspaper, radio, awareness campaign
also enhances the rate of recruitment by educating and clarifying any misconception that may
prevail among the people. Participants felt that the government will never do wrong and wants
the government to handle HIV vaccine trial. “If it is done through the government, many people
could come forward to take it”. “…the government is never wrong. Therefore, if the government
endorses a vaccine, it will surely be safe. So we can take the vaccine without fear” (44). The
respondents also suggested that the researchers should informed the future HIV vaccine trial as
quoted by one of the respondents “being HIV positive is a part of the vaccine trial and be so
declared, if necessary” (44). Potential participants consider the importance of healthcare camps
that are emphasized on trial-related information. “We have a good community spirit at the
Mandir and sometimes they organize specialists to come in so we can talk about our health
problems. If they talk about clinical trials and medical research I think many people would take
an interest and be willing to participate” (42). To sum up, factors such as personal benefits,
altruism and monetary could play a role in the decision making process of the individual while
themes like physician and knowledge of the trial indicates that physician do play a major role in
should be properly trained and possesses all the required knowledge about the trial.
Although respondents indicated their trust towards physicians, distrust towards researchers and
physicians were also expressed as one of the barriers (24%) by the respondents. Factors such as
fear of receiving placebo, the idea of treating as guinea pigs, distrust in clinical research have
shown as a negative impact towards the subjects thus indicating as barriers to their participation.
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The differences in trust and mistrust by the respondents towards the physician and researchers
could be due to previous experiences in clinical trial, literacy and ethnic variation (53, 54). It is
therefore important to promote trust and identify the source of mistrust within the trial
Respondents also indicated fear such as side-effects, afraid of test and injection, safety and
efficacy issue as major barriers for them to participate in a trial. In a HIV vaccine trial
respondents fear that they might be infected with HIV while participating in the trial. “Feel fear
of getting other disease…”. “I might get AIDS” (41). Respondents were not willing to
participate unless they are guaranteed that participating in the trial would not lead to long-term
side effect. “…But guarantee that there’s going to be no harm to yourselves or whatever, you
know, there’s not going to be any reaction…. That’s why you are researching, so you are using
them as a form of guinea pig to be honest. You know, so there will be reaction and I wouldn’t be
Subjects participating in a clinical trial involve a lot of commitment to ensure that they follow
the procedure as per the protocol. However, the daily routine of life could impact their daily
routine of lifestyle which in some cases might be unavoidable and could jeopardize their
involvement in the trial even if they are willing to participate. “Because of time I cannot enroll”.
“Have work ... will go to Nepal” (41). For instance there could be travelling burden, busy
lifestyle, time constraint etc (41, 40). Lack of knowledge about the trial is also a factor in which
many participants opt out to participate. Some respondents lack decision making fearing that the
studies could not be decided on what will happen to their future. In one of the study that was
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conducted in the UK, the South Asian participants felt that the inability to speak English was a
major barrier to participate in a trial.”...because of the language barrier and because the majority
of South Asian people that I see are women, I feel sometimes that there is little bit of a barrier”
(42). The complicated nature of filling up the inform consent makes the potential participants
difficult to decide. “… I think sometimes the official form is a bit threatening to people, they
think because they got this written form they’ve got to sign…. And sometimes I think that makes
people nervous, because they think, ‘God this must be something really big if I’ve to do this. I
get asked about all sort of things and I don’t have to do this’… and that’s sometimes a bit scary
for people, I think” (42). In Indian culture people believe that male are more dominant and
women often find it hard to make a decision of their own which was regarded as one of the
frequent barriers among women to participate in a trial. “Husband should be given first” (41).
Misconception needs to be assessed by educating the potential participants in a way that will
make them understand completely so that they take a proper decision accordingly. Trial burden
such as busy lifestyle and travelling burden also adds to their barriers. Reducing this entire
burden would make trial participation in India a lot easier and faster.
In addition to this, confidentiality issue also contributes to the barrier in participation which is
considered as an important concern. The subjects seek for integrity at any costs and therefore
their privacy must be acknowledge and considered. A number of respondents also shared their
concern about the involvement of family, spouse and peers while making a decision to
participate. It is Indian culture to discuss health related issues with their family and peers
contradicting the US cultures where the doctors never discloses health issues with family or
friends other than the patient itself. In India cultural barrier is a common phenomenon which
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needs proper attention for rectification. Language has also been identified as common barriers
among South Asian particularly Indians living in the UK and US. Several measures were used to
overcome language hurdles by introducing translators. However due to the lack of technical
terms and complicated nature of clinical trial concept it adds further burden to solve such forms
of barriers. The only way to introduce translators is to train the translators about clinical trial
concept.
The overall study was not very satisfactory because the reviewer could not include some
important elements such as population-based surveys and other external validity which would
have evaluated more dimensions regarding the contributing factors of trial participation. The
respondent’s age group was not mention in three studies while four studies did not mention the
ma/female ratio. This could have an impact on determining the specific demography that needs
to be evaluated. Statistical heterogeneity was also observed across the themes. This led to weaker
inferences about the estimates of overall effect. There was inconsistency among the study results
which made it difficult to interpret the results of the systematic review. Two of the studies with
focus group discussion did not provide data’s to be included in the statistical analysis which
limited the strength of the conclusions. Since it was an individual thesis, independent data
reviewer was not available which limited the reviewer in assessing the validity of the included
studies.
In some cases, relevant articles which the reviewer thought might be eligible to be included for
the final analysis could not be either access or full text not available. One study included in the
final analysis was unpublished studies. The result of the survey was presented in one of the
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conference held in ICRI, Mumbai. However, the inclusion of this data was not influence by any
source of bias rather the reviewer considered the data authentic for final analysis and would be
justifiable as an exception to the inclusion criteria. In a diverse country such as India with a
variety of cultural heritages, religious beliefs and ethnicities the result may vary with different
groups of people.
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8. CONCLUSION
This systematic review solely focuses on subject participation in clinical trial within the
Indian population by evaluating the factors that either favors or hinders participation.
India has a great potential for and prospects for future clinical trial and it is essential to
take appropriate measures for future planning. It is important that research studies heeds
to be conducted to understand the clear mindset of the people from different ethnic
strategies in their approach. The demographic and social profile of the Indian population
should be defined for better implementation. Educating patient through various means
such as awareness campaign and effective media will help to enable and promote trust
towards people and enhance large better enrollment frequency. It is evident from the past
study that informed consent was not exercise appropriately and therefore needs to be
attention rather than personal benefits. In order to assure subjects safety and confidence it
is also important to assure them about the presence of data safety and monitoring board.
This will further help in establishing trust with the participants. Assurance of keeping
confidentiality is also necessary from the perspective of study subjects and needs to be
respected. India possesses tremendous doctors and researchers who need to be trained
properly about all the necessary knowledge of clinical trial so that all the participants are
enrolled ethically.
The government should involve more in its participation and set up a proper structure to
regulate the conduct of clinical trial before promoting India as a global clinical trial sites.
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Potential trial participants are very vulnerable to entering clinical trial with the lure of
obtaining healthcare or generating extra monetary possibly overlooking the risk involve
in their participation. India at present needs urgent action to counter enrolling participants
unethically so that the rights and integrity of the subjects are protected.
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9. REFERENCES