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information available to support the movement, and the

GAIT PATTERNS
environment in which the task is carried out (1). As these
constraints differ from animal-to-animal and environ-
BRUCE ABERNETHY
ment-to-environment, it is not surprising that an enor-
WILLIAM W. LU
University of Hong Kong mous diversity in locomotor patterns has evolved across
Hong Kong the animal kingdom. Quadrupedal terrestrial animals
typically display a range of gait patterns including the
Recording and analyzing human gait patterns have long walk, trot, canter, and gallop, whereas human bipedal gait
held the interest of biomechanists, bioengineers, kinesiol- is characteristically restricted to walk and run patterns. It
ogists, and clinicians and therapists involved in pediatric, is widely believed that human bipedal gait has emerged as
geriatric, and rehabilitative medicine. In large part this is a compromise between the need to move in an energeti-
because gait is one of the most fundamental and function- cally efficient manner (something that quadrupeds of
ally critical of all human movements, and the description, similar size can do more efficiently than humans (2)) and
explanation, and understanding of gait patterns are as the need to free the forelimbs to carry food from one place
central to basic questions related to movement control and to another and to develop tools with which to hunt
coordination as they are to applied ones related to the (advantages not available within quadrupedal gait) (3,4).
clinical identification and correction of abnormalities aris- While human infants exhibit primitive forms of quadru-
ing from disease, disuse, or injury. The essential kine- pedal gait, such as crawling, during the first year or so of
matics, kinetics, and underlying neuromuscular life, walking and running gaits are the stable forms of
contributions to the human walking and running gait human terrestrial locomotion thereafter. Other forms of
patterns are now quite well understood although contro- human bipedal gait, such as galloping, skipping, and
versy still remains as to how best to model each of these hopping, are nevertheless possible but are used only
patterns and as to what drivers trigger the transitions infrequently, are energetically inefficient, and are hence
between these modes of coordination at critical speeds of difficult to sustain for extended periods of time.
travel or at critical changes in the nature of the terrain or
the trajectory of travel. Computer models of gait are
becoming increasingly capable of accurately accounting 2. MEASUREMENT OF GAIT PATTERNS
for individual differences in gait patterns, and this pro-
vides promise to aid clinical assessment of disease onset The analysis of gait is typically undertaken with one of
and progression, surgical decision-making, and the assess- three major objectives in mind: (1) to improve under-
ment and enhancement of rehabilitative progress in the standing of how the locomotor system works; (2) to bring
future. abnormal gait closer to normal standards; or (3) to im-
This entry provides a brief overview of current under- prove normal or above-average gait performance to excep-
standing and research on the principal human gait pat- tional levels (as in the case of athletic performance) (5).
terns of walking and running. The initial sections of the Achieving any of these goals is directly dependent upon
entry address the evolution of these distinctive patterns of having reliable and valid means of measuring relevant
locomotion and the general approaches that have been features of individual gait patterns.
taken to their description and measurement. The middle Contemporary measurement of gait involves a number
section of the entry examines, in turn, the cyclic charac- of different levels of analysis and the use of a range of
teristics and the kinematic, kinetic, and neuromuscular different measurement and analysis tools. Basic measures
underpinnings of the walking and running gaits, noting of gait performance, such as walking speed, can be
that each of these provides an important contribution to achieved simply through the use of timing gates or
the determination of the overall gait form. The latter stopwatches while qualitative assessments of gait ab-
sections of the entry then address important issues related normalities can be routinely undertaken by trained ob-
to the transitions between walking and running, the servers using behavioral checklists. More detailed
modeling and conceptualization of gait, and the modifying analyses of gait patterns, however, typically require the
effect of factors such as maturation, aging, disease, and determination of objective information on the relative
injury. Throughout, the treatment of the topic is necessa- motion of joints, the pattern of forces applied to the
rily illustrative rather than exhaustive, with the coverage ground, the sequence and timing of muscular activity,
restricted only to consideration of human gait and to some and the energy consumption per distance traveled—de-
but not all of the many aspects of gait patterns that are of terminations that require use of more sophisticated forms
relevance to biomedical engineering. of data acquisition and analysis.
The relative movements of the joints (or limb seg-
ments), and other kinematic data describing the gait
1. THE EVOLUTION OF DISTINCTIVE GAIT PATTERNS pattern in terms of position, velocity, and/or acceleration
characteristics, are typically obtained using high-speed
Favored patterns of coordination emerge for all different video that tracks the motion of reflective markers posi-
types of movement tasks as solutions to the multiple, co- tioned on the joints of interest. The pattern of forces
existing constraints imposed by the goals of the task, the applied to the ground during gait is generally obtained
biology of the organism (e.g., the neuro-biomechanical from ground-mounted force plates that measure the forces
configuration of the animal’s movement apparatus), the exerted by the foot when it makes contact with the ground
1

Wiley Encyclopedia of Biomedical Engineering, Copyright & 2006 John Wiley & Sons, Inc.
2 GAIT PATTERNS

(or running surface). These forces are conventionally altered conditions (such as the addition of a prosthetic
determined in three orthogonal dimensions (vertical, limb, the relocation of muscle lines of action following
anterior-posterior, and medio-lateral). In combination reconstructive surgery, the wearing of orthotic inserts,
with kinematic data and (anthropometric) data on whole etc.). These models frequently permit insights into the
body and individual segment size, shape, and mass, and functioning of normal gait that is not possible through
through the use of the inverse dynamics method, ground conventional means plus allow informed predictions of the
reaction force data can be used to calculate net muscle potential impact of surgical and other interventions in
torques. Such kinetic variables may be particularly im- advance of such procedures being actually conducted. For
portant in helping clinicians discriminate primary gait example, a sophisticated computer model of muscle func-
abnormalities from secondary ones (5). Patterns of muscle tion in gait developed by Anderson and Pandy has demon-
activation are determined from the collection of electro- strated the capacity of muscles to accelerate joints that
myographic (EMG) activity from muscles of interest— they do not directly span (15–18)—a capability not able to
typically through the use of recording electrodes mounted be observed within traditional gait analysis experiments.
on the skin and immediately overlaying the belly of the
muscle of interest. The electromyograph provides a record
3. HUMAN WALKING PATTERNS
of the electrical activity in muscle, and this can be used as
an indicator that a muscle has been activated. Considera-
As a species humans are able to use the walking gait to
tion of contemporaneous kinematic data and muscle
locomote at quite a wide range of different speeds—from
length calculations is necessary to determine whether
extremely slow speeds in many elderly and patient popu-
the muscle is contracting concentrically (shortening in
lations through to speeds greater than 4.5 m/s for trained
length), isometrically (staying at the same length), or
athletes. [The current world record for the 20 km walk of
eccentrically (lengthening) at the time of its activation.
1 hr 17 min 21.6 s, for example, equates to an average
Energy expenditure during gait is generally measured
velocity of approximately 4.3 m/s (or 15.5 km/hr) sustained
indirectly by determining, through an analysis of expired
for longer than one hour.] However, despite the potential
air, the amount of oxygen that is consumed per unit of
range of walking speeds that are possible, natural walking
time or to locomote a fixed distance. (A more detailed
typically only occurs within a small range for any indivi-
description of the measurement tools used within a typical
dual. For healthy young adults, preferred walking speed is
gait laboratory and a brief history of the evolution of these
in the order of some 1.3–1.4 m/s (4.7–5.0 km/hr) (19). This
tools are provided by Johanson (6)).
preferred walking speed is also the most economical one
A wide variety of systems for gait analysis have now
for walking, being the speed at which the mechanical
been developed, especially in the clinical environment (7–
energy of the body is most nearly conserved through
9) and there is consistent progress in refining methods of
interchange in the gait cycle between kinetic and gravita-
measurement and analysis and in standardizing proce-
tional potential energy. It is hence the speed at which the
dures internationally. The latter is facilitated by groups
least metabolic energy is consumed to sustain the gait
such as the International Society of Biomechanics (ISB)’
pattern (20,21). Interestingly, this speed of travel for
Technical Group on the 3-D Analysis of Human Movement
greatest economy is relatively independent of age or level
[see http://www.utpb.edu/3D-HumanMovement/ for de-
of physical activity (22).
tails] and the Gait and Clinical Movement Analysis So-
The gait pattern in walking is cyclical and can been
ciety [http://www.gcmas.net/cms/index.php]. One point
described (and then modeled) in terms of the kinematic,
of continued discussion relates to the means by which gait
kinetic, energetic, and neuromuscular mechanisms that
requirements are manipulated in the laboratory and
underpin it. Some details follow.
clinical setting and, in particular, the extent to which
gait on a treadmill is similar to natural, overground
3.1. Characteristics of the Walking Gait Cycle
locomotion. There is some evidence, for instance, to in-
dicate that energy requirements and neuromuscular The human gait cycle (regardless of whether it is walking
(EMG) activation patterns of treadmill and overground or running) consists of two distinct phases for each leg—a
running are generally similar (10,11) whereas other evi- stance phase, in which the leg is in contact with the
dence indicates that stride length and frequency, aspects ground or surface and a swing phase, in which the leg is
of gait kinematics and energetics, may be different be- airborne. As Fig. 1 illustrates, the stance phase is defined
tween the two, especially when running at high velocities by the time from initial foot (usually heel) strike to toe-off
is examined (11–14). for a single leg and includes three identifiable subphases:
Kinematic, kinetic, and EMG data, along with anthro- an initial double support phase in which both feet are in
pometric and anatomical data (such as that derived from contact with the ground, followed by a period of single
magnetic resonance images of individual patients), are limb stance, and finally a second period of double support.
often required as input to computer models of gait. The In normal walking the stance phase occupies B62% of the
purpose of these models is to aid understanding of general gait cycle. The swing phase, from toe-off to foot strike in
principles underpinning gait control (including being able the limb of interest, also consists of three identifiable
to determine the relative contributions made by different subphases—initial swing (from toe-off to foot clearance),
muscles, tendons, and connective/series-elastic structures mid-swing (from foot clearance to the time at which the
to gait at different speeds) and to help predict the implica- tibia is vertical), and terminal swing (from tibia vertical to
tions for gait patterns and joint stability, etc., under foot strike). This swing phase, in which the motion of the
GAIT PATTERNS 3

Typical walking gait cycle

Phases Stance phase Swing phase

Stance
Initial double Initial Mid Terminal
Sub-phases Single limb phase double
support swing swing swing
support

Events Opposite Reversal of Opposite Foot Tibia


Foot strike Toe off Foot strike
toe off fore-aft shear foot strike clearance vertical

% of cycle
0% 12% 50% 62% 100%
Figure 1. Typical walking gait.

Table 1. Sub-Phases and Functions within the Walking Gait Cycle


Sub-Phase % Cycle Function Contralateral Limb
1. Initial double limb 0-12 Loading, weight transfer Unloading & preparing for swing (pre-swing)
support
2. Single limb support 12-50 Support of entire body weight; center Swing
of mass moving forward
3. Second double limb 50-62 Unloading and preparing for swing Loading, weight transfer
support (pre-swing)
4. Initial swing 62-75 Foot clearance Single limb support
5. Mid swing 75-85 Limb advances in front of body Single limb support
6. Terminal swing 85-100 Limb deceleration, preparation for Single limb support
weight transfer
Reprinted from Sutherland et al. (23).

leg is essentially pendular, occupies B38% of the walking Collective whole body motion is most readily described
gait cycle. Given the symmetrical nature of normal gait, through determination of the path of the whole body
50% of each gait cycle is spent in the period from foot center of mass during the gait cycle. In the plane of motion
strike of one leg to foot strike of the other. Each subphase of the walker (the sagittal plane), the center of mass
of the walking cycle serves a discrete function, as shown in describes a smooth sinusoidal path throughout the walk-
Table 1. ing cycle with a vertical displacement of 5 cm seen in
Step length is determined as the distance between a healthy young adults when they walk at their preferred
common point on each foot (e.g., the distance between the speed (24). Peak vertical displacement occurs in midstance
left heel and the right heel) during double limb support, and minimum vertical displacement coincides with the
stride length is the distance between successive foot middle of the double-support phase. Lateral displacement
strikes by the same foot, walking speed is the average of the center of mass of approximately 5 cm in the trans-
speed attained over multiple strides or distance, and verse plane also occurs during a typical gait cycle
cadence is the number of steps per unit time (23). although the frequency of oscillation in this plane is only
about 50% of that in the sagittal plane.
The translation of the whole body center of mass that
3.2. Kinematics of the Walking Gait Pattern
occurs in walking is a consequence of the synchronous
The walking gait pattern can be described kinematically movement of most major body segments around most of
in terms of the collective motion of the whole body and/or the major joints within the body. The lower limb segments
the decomposed motion of individual joints and/or seg- and the pelvis displace in all three planes of motion during
ments within the coordinated movement pattern.
4 GAIT PATTERNS

a cycle of walking while the upper limb segments swing is consequently accelerated downwards. During steady-
out of phase with those of the lower limb. In a seminal state (constant-velocity) walking, net forces in the ante-
paper in 1953, Saunders, Inman, and Eberhart (25) pro- rior-posterior direction are applied backwards to the
posed that the pathway of the center of mass during direction of travel early in the stance phase, immediately
walking is determined by six kinematic mechanisms of following foot strike, and forward later in the stance phase
the lower limb—hip flexion, stance knee flexion, ankle as toe-off is approached. Forces in the medio-lateral direc-
plantar flexion (all of which occur in the sagittal plane), tion are generally of the lowest magnitude of the three
pelvic rotation (in the transverse plane), pelvic list (in the axial components but are necessary to control for the
frontal plane), and lateral pelvic displacement (in the sideways movements in the whole body center of mass
transverse plane). At the preferred speed of walking, the as balance transfers from one leg to the other during the
hip has single peaks of flexion and extension within each gait cycle. Center of pressure migrates forward in the foot
gait cycle, corresponding respectively to mid-swing and during the normal walking cycle commencing medially at
toward the end of the stance phase, while the knee joint the heel at foot strike and then progressing from there to
shows two flexion-extension peaks per cycle. There is a the lateral mid-foot during mid-support and to the medial
small cycle of knee flexion-extension during the stance forefoot in preparation for toe-off (26).
phase and a larger cycle during the swing phase, which As noted previously, it is possible, given ground reac-
includes peak knee flexion during the initial swing phase tion forces, kinematic data, and estimates of segmental
and near full-knee extension approaching foot strike. The masses and inertias, to calculate resultant loads or net
ankle joint moves first from plantar flexion immediately muscle moments about joints of interest using inverse
following foot strike into dorsiflexion during the middle dynamics methods. Such calculations are valuable in
and terminal phases of stance and then again later from determining the timing of loads applied during the gait
plantar flexion in the double support phase back to dorsi- cycle plus these calculations, in conjunction with EMG
flexion during the swing phase, as the toe is raised to clear data, can help determine the roles different muscles play
obstacles. Pelvic rotation of þ /  81 helps increase step at different phases of the gait cycle. Analyses of net muscle
length, pelvic list tilts the pelvis from the weight-bearing moments reveal that surprisingly small muscle moments
leg to the leg about to commence swing, and lateral pelvic are needed during the swing phase, with only small
displacement occurs as support alternates from leg to leg extensor moments at the hip and flexor moments at the
(and the center of mass correspondingly displaces from knee typically needed to decelerate the leg in preparation
side to side). A fuller description of the major joint changes for foot strike (9). The reason that minimal muscle activity
within the gait cycle from the perspective of each of the appears necessary during the swing phase of walking is
three planes of motion can be found in Sutherland et al. that the effects of gravity and inertia alone are sufficient to
(23). generate the pendulum-like motion that the leg requires
during this phase. In contrast, the net muscle moments
applied during stance are of much greater magnitude and
3.3. Kinetics and Neuromuscular Contributions to the
complexity. In the initial phase of stance a small moment
Walking Gait Pattern
is exerted by the dorsiflexors of the ankle to help decele-
In order for locomotion to occur, it is essential for the body rate the foot and facilitate its smooth placement on the
to exert forces onto the ground or walking surface and the ground. With the foot placed squarely on the ground, or
reaction to these forces, which are a function of muscular whatever surface is being walked upon, eccentric contrac-
action and the weight of the body transmitted through the tion of the quadriceps occurs to limit knee flexion and
feet, can be recorded using floor-mounted force (or more accelerate the knee into extension. This process of knee
strictly, load) plates. Ground reaction forces are typically extension is facilitated in early stance, as the limb loads,
resolved into three forces–a vertical force directed up- by a plantar flexion moment developed around the ankle
wards; an anterior-posterior force in the direction of joint and brought about through contraction of the soleus
travel; and a medial-lateral force at 901 to the direction muscle restraining forward motion of the tibia. The plan-
of travel—and normalized for body weight. Center of tar moment around the ankle peaks in the terminal phase
pressure can be also determined from such recordings as of stance and is a major contributor both to the push off
the point, during a period of single limb support, at which achieved immediately prior to the commencement of the
the total load can be characterized as being applied to the swing phase and, in conjunction with the hip flexors, to
foot. Unsurprisingly, the vertical forces during gait are the forward acceleration of the leg that occurs during the
many times greater than those in the other two planes, swing phase. While most of the work performed in gait is
although the forces in all three planes are closely linked to predictably in the plane of motion, the hip joint in
the oscillations in the body’s center of mass that occur particular also completes significant work in the frontal
throughout the walking cycle. The vertical ground reac- plane, presumably to control the pelvis and trunk against
tion force shows two peaks during the walking cycle (at the effects of gravity (27).
some 15% and 50% of the cycle, respectively) at which EMG profiles obtained during normal walking indicate
force levels exceed body weight and the center of mass is the systematic involvement of different muscle groups in
accelerated upwards. During a typical walk cycle, the particular phases of the gait cycle and reflect the different
vertical ground reaction force also shows a single mini- mechanical requirements of each phase (28); see [Table 2].
mum (around 30% of the cycle) at which force levels are Distal muscles of the lower limb (the soleus, tibialis
typically only B80% of body weight and the center of mass anterior, and gastrocnemii, in particular) are the most
GAIT PATTERNS 5

Table 2. Muscle Actions During the Walking Gait Cycle


Phase of Gait Mechanical Goals Active Muscle Groups Examples
Stance phase
Initial contact Position foot, begin deceleration Ankle dorsiflexors, hip Anterior tibialis, gluteus
extensors, knee flexors, maximums, hamstrings
Loading response Accept weight, stabilize pelvis, Knee extensors, hip abductors, Vasti, gluteus medius,
decelerate mass ankle plantarflexors gastrocnemius
Mid stance Stabilize knee, preserve Ankle plantarflexors (isometric) Gastrocnemius, soleus
momentum
Terminal stance Accelerate mass Ankle plantarflexors (concentric) Gastrocnemius, soleus

Swing phase
Pre-swing Prepare for swing Hip flexors Iliopsoas, rectus femoris
Initial swing Clear foot, vary cadence Ankle dorsiflexors, hip flexors Anterior tibialis, iliopsoas, rectus
femoris
Mid swing Clear foot Ankle dorsiflexors Anterior tibialis
Terminal swing Decelerate shank, decelerate leg, Knee flexors, hip extensors, Hamstrings, gluteus maximus,
position foot, prepare for ankle dorsiflexors, knee anterior tibialis, vasti
contact extensors
Reprinted from Rab (28).

active, and the least variable in patterns of activation, The current men’s world record for the 100 m of 9.77 s,
during normal walking, whereas the more proximal mus- for example, equates to an average velocity of 10.2 m/s (or
cles (in particular those such as the iliopsoas and gluteui 36.7 km/hr).
crossing the hip joint) are least active and more variable in While sharing much in common with walking, the
pattern of activation. The biarticular muscles—muscles running gait nevertheless differs from the walking gait
such as the hamstrings, rectus femoris, and gastrocne- in a number of fundamental ways. The principal differ-
mius that cross more than one joint—are characteristi- ences between the two gait forms stem from the nonexis-
cally more variable in EMG activity than muscles that act tence in the running gait of any periods of double-support
at only a single joint (29). (i.e., periods in which both feet are simultaneously in
Increases in the speed of walking are achieved both contact with the ground; cf. Fig. 1) and the parallel
through an increase in stride length, and cadence (30,31) existence in the running gait of a flight phase (or a double
and are accompanied by increases in the peak ground swing phase) in which neither foot is in contact with the
reaction forces in all planes of measurement. There have ground. The duty factor, which is the fraction of each
been some suggestions in the literature, consistent with stride during which the foot is in contact with the ground,
either central pattern generator (32,33) or generalized is consequently less than 0.5 in the running mode and
motor program (34) models of motor control, that faster greater than or equal to 0.5 in walking. The stance phase
walking is achieved primarily through a linear speeding of the running cycle is generally considered to consist of
up of all components of the gait cycle, such that temporal three subphases: foot strike (or contact), mid-support, and
proportionality remains invariant within the walking gait take-off (or propulsion). The relative and absolute dura-
pattern. While detailed analyses of the relative timing of tion of the stance phase decreases as running speed
different phases of the gait cycle at different speeds of increases to the point where stance may constitute as
walking do not strictly support such a view (35,36), the little as 22% of the running gait cycle in sprinting (com-
temporal patterning of EMG activity for key muscles pared to 62% in walking). The swing phase, in contrast,
nevertheless remains generally similar at different ca- occupies a relatively greater proportion of the running
dences while the mean amplitude of the EMG during cycle as speed increases. This phase includes, in sequence,
both stance and swing phases increases as the speed of an initial follow-through phase in which the limb is in a
walking increases (37,38). relatively extended position with minimal knee flexion; a
forward swing phase in which the knee is flexed to reduce
the moment of inertia and facilitate rapid forward move-
4. HUMAN RUNNING PATTERNS ment of the whole of the lower limb; a double swing (or
float) phase in which the alternate leg is also airborne; and
As with walking, humans are able to locomote using the a final phase of foot descent in which the foot is lowered in
running gait over quite a wide range of speeds. Running preparation for foot strike. Compared to walking, the
can be sustained, although not efficiently, at speeds of running gait cycle involves a relatively longer swing
travel below those which are normally preferred for walk- than stance phase, the presence of double swing and the
ing (i.e., less than 1.3–1.4 m/s or 4.7–5.0 km/hr) although absence of double support, longer stride lengths, and
running is obviously favored for use at velocities higher higher cadences.
than those spontaneously adopted for walking. Peak run- The gait cycle differences between walking and running
ning velocities greater than 10 m/s (36 km/hr) can be are necessarily underpinned by kinematic, kinetic, and
obtained by trained athletes for brief periods of time.
6 GAIT PATTERNS

neuromuscular control differences. The position of the and constraints are more favorable to the adoption of one
whole body center of mass is lower in running and the mode over the other. The most obvious determinant of
vertical oscillation of the center of mass less than in which mode of coordination is spontaneously favored is
walking. In contrast, both the linear and angular velocity the required speed of travel and the time period over
of the lower limb segments and their range of motion are which travel must occur. Left with freedom of choice,
greater in running than in walking. In running the foot- healthy young adults spontaneously switch from the
falls of the two feet lie along an essentially common path walking gait to the running gait when the required speed
along the midline of the body (the absence of a double of travel reaches B2.0 m/s (or 7.2 km/hr). The speed of
support phase makes it imperative that the foot be travel at which transition occurs is replicable and robust
essentially positioned directly underneath the center of within individuals (42) but is subject to some individual
gravity), whereas in walking foot placement does not need differences and hysteresis effects. (Hysteresis in this con-
to reach the midline, and rather the paths of progression text refers to the speed of travel at the transition from
of the two feet lie in parallel. walking to running being different to that from running to
Both the shape and peak values of the ground reaction walking.) Interindividual anthropometric differences in
force-time curves for walking and running are fundamen- limb lengths or masses appear to be only weakly linked
tally different. Whereas the vertical ground reaction force to the speed of travel at which transition occurs (42,43),
in walking has two, essentially symmetrical, peaks (as but the direction in which required speed of locomotion is
described earlier), the comparable plot for running is varied may have a more systematic influence. Specifically,
compressed in time, enhanced in amplitude, and asymme- the speed of travel at transition between running and
trical. Given that the propulsive forces applied during walking is often lower than the speed of travel at transi-
stance in running must, by definition, be applied over a tion between walking and running (36) although recent
shorter period of time than is available in walking, the evidence suggests that the direction of this hysteresis
ground reaction forces in running are typically of the effect may be dependent upon the rate of acceleration or
order of 2.5–3 times body weight compared to the 0.9–1.1 deceleration (44). The normal transition between the
body weight levels observed at different points in the walking and running gaits can be voluntarily altered or
walking cycle. overridden if necessary, albeit at some attentional cost
Analyses of muscle moments, corroborated by EMG that can be quantified by having participants concurrently
analyses, indicate greater active involvement of muscular undertake a second, cognitively demanding task at the
activity in the generation of leg drive during the swing same time as they are walking or running (45,46). While
phase of running compared to walking where swing can be required speed of travel is the most obvious factor that can
generated primarily through the mechanical pendular influence the selection of the most appropriate gait pat-
characteristics of the limb. During the swing phase of tern, it is by no means the only factor. The nature of the
running the iliopsoas and rectus femoris, acting concen- terrain that must be traversed, the slope of the terrain,
trically, help flex the hip; the hamstring muscles, acting the height and location of any pathway obstacles (espe-
eccentrically, help extend the knee during the last phase of cially in relation to leg length), and whether or not objects
swing; and tibialis anterior and the flexors of the toes, and/or loads have to be carried, can all influence whether
acting concentrically, dorsiflex the ankle. walking or running is the preferred gait mode at a given
In terms of the energetics of running, there is no speed (47–49).
optimal speed for running for maximal metabolic effi- A long-standing question of interest for gait research-
ciency as there is for walking. The metabolic cost of ers and, more recently, for motor control theorists inter-
running a given distance remains remarkably constant ested in the general question of movement pattern
at around 1.0 cal/kg/min regardless of speed of travel (39). formation (50), is the determination of what factors limit
This is generally explained in terms of the elastic energy each gait mode and, in turn, are responsible for the
storage that is possible within the Achilles tendon/gastro- sensing and triggering of spontaneous changes between
cnemius musculo-tendinous unit (40), and this elastic the walking and running patterns of coordination. Propo-
energy storage forms a cornerstone of most mechanical sitions have been advanced that the switching between
models of the running gait. With faster running, the gait modes at critical speeds of travel occurs because one
duration of the swing phase becomes progressively rate- or more of the mechanical, energetic/efficiency, force at-
limiting. Stance duration declines relatively linearly with tenuation, or pattern stability limits of the current gait
increasing velocity, whereas the swing phase does not (41), pattern are reached (51,52). It is probable both that these
resulting in significant changes in the proportional time limits are, in many cases, interdependent and that differ-
spent in each phase of the running cycle, and significant ent factors may limit particular gait patterns and trigger
deviations away from any notions of invariant relative transitions dependent upon the specific task constraints
timing of running, as speed of travel with running varies that are imposed (40,53).
(36). The search for mechanical limits to the walking gait,
for instance, has primarily involved seeking out anthro-
pometric variables, such as limb lengths and masses, as
5. TRANSITIONS BETWEEN GAIT PATTERNS correlates of the preferred transition speed between walk-
ing and running. Although high correlations exist between
Walking and running are distinct modes of coordination body mass and the transition speeds evident across quad-
and a number of key environmental and task conditions rupedal species of differing mass (54), correlations ob-
GAIT PATTERNS 7

served in human gait between individuals of different critical level of skeletal loading rather than the attain-
body proportions are low to modest at best (42,43) and ment of the most energetically optimal speed that was
equations using mechanical variables to predict preferred responsible for triggering gait transitions. Although there
transition speed have been of low accuracy. A number of is some evidence to indicate that the kinetic variables of
studies have sought to also examine whether kinematic time to first peak force and loading rate may be correlates
variables such as the angle of lower limb separation of the transitions between walking and running in hu-
(maximum interthigh angle) (55) or the center of mass mans (52), it is nevertheless unlikely that force minimiza-
trajectory (56) might be predictive of gait transitions, tion per se is the triggering mechanism in humans for
either as determinants themselves or as correlates of changing from walking to running given that contact
determinants (52). Hreljac (57) has provided empirical forces and musculo-skeletal loading are typically higher
evidence that peak angular velocity of the ankle satisfies in bipedal running than walking (40).
many of the characteristics expected of a trigger for the Changes in pattern stability, in a dynamical sense,
walk-run transition in that it increases systematically in have also been proposed as the major determinant for
value as walking speed increases and then goes through the spontaneous changes between the walking and run-
an abrupt value change when running commences; transi- ning gaits that occur at critical speeds of travel and under
tion consistently coincides with a critical angular velocity other conditions. Using methodologies and approaches
value; and the variable has the potential to be sensed developed from synergetics and dynamical systems theory
proprioceptively and thus directly influence a feedback- (64,65) to explain pattern transitions in a range of other
based control system. Given the moments that are gener- biological and nonbiological systems, Diedrich and Warren
ated around the ankle during high velocity walking, and (66,67) have demonstrated that changes in the stability of
the local muscular fatigue that accrues in the dorsiflexors some critical parameters describing the gait pattern
of the ankle under such conditions, it is plausible that (called, order parameters) are strongly predictive of the
humans may switch from walking to running as a strategy onset of transition and gait pattern re-organization from
to minimize local discomfort in the ankle dorsiflexors—a walking to running and running to walking. The relative
discomfort that could be sensed proprioceptively and could phase relationships within the same limb between ankle
consequently influence centralized gait control mechan- and knee, in particular, are similar within each gait mode
isms (58). but different between modes and demonstrate critical
In the animal gait literature there is strong evidence to increases in variability (instability) as the transition point
suggest that gait patterns are selected that are most is approached. The examination of relative phase relation-
energetically efficient (in terms of energy cost per distance ships between segments has also been shown to be of use
traveled), with animals naturally selecting as their most in describing upper extremity coordination during gait
frequent speeds of travel for particular gait modes those (68) as well as the coupling between arms and legs at
speeds that are most energetically optimal for the gait different speeds of locomotion (69). For example, at low
mode (54,59). A natural extension of this line of thinking is speeds of walking the pelvis and thorax are close to
that transitions between different gait modes may be moving in-phase whereas at faster speeds of travel they
driven by energetic variables and the attempt by the become progressively out-of-phase (68). As the next sec-
neuromuscular system to optimize particular energetic tion illustrates, the ability to adequately explain transi-
variables to conserve energy and maximize efficiency. tions between different gait patterns is increasingly seen
While there is some evidence to support an energetic as an important challenge for the development of compre-
trigger for human gait transitions in the form of concor- hensive models of human gait.
dance between the intersection of the transport costs
(measured in oxygen consumption per distance of travel)
6. MODELS OF HUMAN GAIT
of walking and running and preferred transition speed
(42), others have questioned the importance of energy
6.1. Mechanical Models of Gait
minimization in the human walk-run transition, primar-
ily on the grounds that the predicted transition speed While a large number of mechanical models of gait have
based on energy minimization is significantly faster than been developed, varying substantially in their level of
that actually observed (58,60). complexity and detail, the fundamentals of the majority
A related issue for possible energetic determinants of of the models are similar. The walking gait is most
human gait transitions is the question of how energy frequently modeled as an inverted pendulum system
efficiency might be directly perceived. For this and other with highly conservative exchanges between kinetic and
reasons a number of researchers (61,62) have argued that potential energy used to account for the energetic effi-
musculo-skeletal forces, which may be more directly ciency known to exist at preferred walking speed (70–73).
sensed and communicated to the central nervous system, Walking is often conceptualized as a ‘‘rolling egg’’ (74) in
are more probable triggers and that it may be that gait which kinetic energy is exchanged for potential energy as
transitions occur in order to decrease mechanical stresses the center of mass slows down as it gains height in mid-
imposed by different forms of gait and, through this, stance and then this potential energy is returned to
minimize injury risks (63). In studies on horses, in which kinetic energy when the center of mass subsequently
ground reaction forces were manipulated through the lowers during the double support phase. The running
imposition of loads carried by the horses. Farley and gait, in contrast, is typically conceptualized as a ‘‘bouncing
Taylor (62) demonstrated that it was the attainment of a ball’’ or ‘‘spring’’ system (75) in which the key feature is
8 GAIT PATTERNS

high kinetic-elastic energy exchanges (76–78). The ex- (frequently referred to as open-loop control models) views
change between kinetic and elastic energy in running is the control of movement as being largely the consequence
made possible by the capacity of tendons and muscles of a prestructured set of neural commands that permits
within the limb in contact with the ground to store elastic movement to be carried out with minimal ongoing depen-
energy extremely effectively. High stresses are needed to dence on sensory feedback derived from the movement
create the strains essential for elastic energy storage and itself. Models of gait control based around generalized
this is responsible for the elastic energy contribution to motor programs, which allow movement to be produced
running being substantially greater than it is to walking. without reliance on continuous feedback and which pre-
Hof (79) has estimated the elastic energy contribution to serve some features of movement invariant from one cycle
running (at 2.0–2.75 m/s) to be of the order of 47–51 J to the next (34,89) are of this type. In contrast, closed-loop
whereas the contribution to walking (at 0.75–1.75 m/s) is models place great dependence on sensory feedback for
only B13–23 J. continuous control and modification of movement com-
While these relatively simple fundamental models for mands. While studies of spinalized animals indicate that
walking and running have proven quite accurate for basic gait patterns can be produced without sensory feed-
estimating gait characteristics such as duty factors, stride back (90), such gait is typically clumsy, suggesting that
length, and cadence, and aspects of the ground reaction sensory information from the movement itself does play at
forces, they have been relatively poor at predicting char- least some role in normal control, perhaps in the tuning of
acteristics related to transitions between the two patterns, the movements (91). The role apparently played by both
especially preferred transition speed. The basic assump- centralized efferent commands and afferent feedback in
tion of these models is that transition will occur when the the control of normal gait suggests that hybrid models of
respective gait modes reach their mechanical limits. In the control containing both open- and closed-loop elements are
case of simple inverted pendulum models of walking, the likely most accurate.
transition to running is predicted to occur when the At the spinal level the basic neural circuitry for gait
acceleration of the body’s center of gravity toward the and other rhythmic patterns of flexion and extension
ground exceeds acceleration due to gravity (80), yet, in activity exist in the form of central pattern generators
practice, transitions typically occur well before this point (32,92). Central pattern generators (CPGs) are neural
is reached (66). It is conceivable that the walk-run transi- networks capable of producing rhythmic patterns of motor
tion may be triggered in some way when the energy- outputs without the necessity for either rhythmic sensory
conserving elements of the elastic mechanism, which is input or rhythmic command input from elsewhere in the
most accessible in running, exceed the energy-conserving nervous system. The properties of CPGs have now been
characteristics of the pendular mechanism, which is domi- extensively studied (93,94). The characteristic cyclical set
nant in walking. Experimental evidence indicating that of flexion-extension movements evident in gait are now
the transition between walking and running occurs at generally believed to emerge as a consequence of the
lower absolute speeds under reduced gravitational condi- inherent oscillatory properties of the network of neurons
tions provides some support for this view that it may be that collectively constitute the CPGs and not as a conse-
the desire to minimize mechanical power generation that quence of structured preplanning (95,96). While the ma-
is pivotal to driving changes in gait form (81). jority of gait control may be achievable through
An obvious difficulty of modeling walking and running mechanisms at the spinal cord level, descending input
as completely different systems (and characterizing walk- from higher centers appears essential for gait initiation
ing solely in terms of energy conservation through pend- and probably also ongoing monitoring (91,97). As noted
ular actions and running solely in terms of energy earlier, the voluntary overriding of preferred gait pat-
conservation through springlike, elastic actions) is that terns—such as in the case of walking at a speed at which
both walking and running contain some elements of both running is naturally preferred—requires input from the
methods of energy conservation (82). To more fully capture level of the brain and has an associated cognitive cost that
the essential biomechanics underpinning the walking and can be measured using dual-task methods (45).
running gait patterns hybrid models of gait have now been Dynamical models of movement control (50,98) contend
developed that contain both inertial (pendulum-like) and that stable patterns of coordination at a systems-wide
elastic (springlike) components. Models of gait as a force- level also emerge as a consequence of the intrinsic dy-
driven harmonic oscillator, for example (83,84), have namics of the system and without a priori planning. The
proven capable of predicting preferred gait characteristics stability of dynamical systems may be described in terms
in both children (85) and adults (86) and begin to bridge of the relationship between an order parameter (that
the gap between mechanical models of gait production and describes the organizational state of the system of inter-
models that attempt to also elucidate the mechanisms est) and a control parameter (the value of which deter-
underpinning gait control. mines which organizational state of the system is favored).
Phase transitions occur when the control parameter
reaches a critical value and the order parameter under-
6.2. Control Models of Gait
goes a discrete change in value. As the critical control
Models of the control of human gait essentially represent a parameter value is approached, the order parameter in-
microcosm of the more general models that have been creases in variability (a property known as critical fluc-
developed to explain the control of voluntary human tuations) and the system is slower to respond to any
movement of all forms (87,88). One class of control model external perturbations that occur (a property known as
GAIT PATTERNS 9

critical slowing down). Movement speed appears to act as Many of the same differences evident between devel-
a control parameter for gait with transitions between the oping gait and the gait of healthy young adults also
walking and running patterns occurring when speed (or become apparent when the gait characteristics of healthy
perhaps cadence) reaches a critical value (of around 2.0 m/ older adults are compared to those of healthy young
s). As noted in the previous section, Diedrich and Warren adults. Older adults consistently show a decrease in
(66) have presented evidence to suggest that relative preferred speed of walking compared to younger adults
phase of the lower limb may be a suitable order parameter (103,104). This decrease in walking speed becomes most
to describe bipedal gait given that it demonstrates discrete pronounced from age 60 to 65 years with preferred walk-
value changes at transition and shows the critical fluctua- ing speed decreasing from this age onwards at a rate of
tions property. The challenge for dynamical systems mod- about 1.24% – 1.60% per annum and maximum walking
els of gait, and indeed all models of gait control, is not only speed decreasing at a rate of approximately 2% per annum
to explain steadystate gait in healthy young adults but (105). The overall decrease in walking speed stems from
also to provide insight and explanatory value for the decreases in step length rather than changes in cadence
changes in gait that occur with factors such as develop- and is associated with decreases in the ratio of swing to
ment, aging, and pathology—modifiers of gait that are stance time, increases in double support time, and in-
considered in the next section. creases in stance width (40,104). Gait kinetics also change
noticeably for healthy adults in or beyond their seventh
decade of life with a marked decrease in ankle planter
flexion power output. This has the effect of decreasing the
7. FACTORS THAT MODIFY GAIT PATTERNS
propulsive forces that can be generated during the push-
off phase, reducing the peak vertical and anterior-poster-
7.1. Maturation and Aging
ior ground reaction forces, and perhaps also contributing
Gait patterns undergo significant change throughout the to a greater metabolic cost of walking in older adults
lifespan. While most children walk unassisted soon after (40,104,106). The fundamental causes of the underlying
their first year of life and run by 18 months to 2 years of changes in elderly gait are somewhat unclear but appear
age, adult-like gait patterns are not fully established until to stem in large part from a mix of the reduction of
at least age 7 years and adult values on measures such as muscular force that can be generated in key muscle
step length, walking speed, and cadence are not attained groups (especially the hip extensors and the ankle plantar
until around age 15 years (99). Even though obtaining flexors), the impact of a gradual loss of compliance in
accurate measurement of children’s gait characteristics, muscles and tendons and an associated decrease in elastic
especially kinetic and EMG properties, can be proble- energy return, and perhaps also the conscious adoption of
matic, the existing evidence is relatively clear that the conservative strategies aimed to enhance stability and
development of mature walking gait involves major reduce the chances of falling (107,108). A recent review by
changes in stance duration, walking speed, cadence, step McGibbon (109) suggests that the neuromuscular adapta-
length, and step width during early childhood (100,101). tions seen in the gait of healthy elders are functional ones
The duration of single-leg stance increases from about to deal with age-related impairments. Some exercise-
32% of the gait cycle at age 1 year to the adult level of 38– based intervention programs for the healthy elderly tar-
39% by age 7 years [cf. Fig. 1] as balance skill and geted at increasing muscular strength and improving
intermuscular coordination is acquired and the ankle balance have shown improvements in gait parameters
plantar flexors gain the strength necessary to propel the such as walking speed (110), but these benefits are not
body forward in late stance. Over the same developmental found uniformly (111).
period, walking speed increases from 0.64 m/s to 1.14 m/s
(a value still below the preferred walking speed of adults
7.2. Disease and Injury
of 1.3 to 1.4 m/s) and cadence decreases from around
176 steps/min to 145 steps/min (compared to the adult Disease and injury can lead to significant disruption to
level of around 113 steps/min at preferred walking speed). ‘‘normal’’ patterns of gait. The prevalence of gait abnorm-
Step length increases from around 0.2 m at age 1 year to alities increases with population age and the increased
0.5 m at age 7 years (adult values are B0.7 m) and step frequency of neurological and musculo-skeletal disorders
width (measured as the width of the support base between in the elderly. For example, a study by Odenheimer et al.
the ankles expressed as a percentage of pelvic width) of elderly people living in the community (112) indicated
decreases from B70% at age 1 to 45% at age 7 years that whereas abnormalities of gait were evident in 15% of
(adult values are B30%). On both of these parameters the the population aged 67 to 74 years, these increased to
changes toward adult values occur most rapidly in the nearly 50% for people over 85 years of age. Rates are likely
first 3.5 to 4 years of life. The measurable differences in substantially higher for those people living in acute care
gait performance and gait cycle characteristics between facilities. Identifying and understanding gait disorders is,
children and adults are underpinned by kinematic and of course, directly dependent on the extent to which a
neuromuscular differences including foot rather than heel comprehensive description and explanation can be
contact, reduced hip and knee extension, decreased plan- achieved as to what constitutes ‘‘normal gait’’; recognizing,
tar flexor activation, and increased and extended quad- as is apparent from the previous section, that the char-
riceps muscle activation in the child compared to the adult acteristics of normal gait are significantly age-dependent.
(100,102). Being able to identify and measure gait disorders is
10 GAIT PATTERNS

important because individuals with disorders of gait are at progress beyond simple mechanical descriptions of gait
substantially increased risk of falls and injury, and con- toward explanation and prediction of gait pattern
sequential compromise of their capacity for independent changes.
living (113). Individuals with a history of repeat falling
show reduced cadence and stride length and greater levels
of peak torque across proximal joints compared to non-
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