LIFE ORGANIC
The Theoretical Biology Club and the Roots of
Epigenetics
Erik L. Peterson
Cover art: Joseph Needham, Dorothy Needham, and Jean Brachet at the Hopkins Building on Tennis Court
Road, Cambridge, 1938. Photograph reproduced with permission from the archive of the Department of
Biochemistry, University of Cambridge, with thanks to Robin Hesketh.
Cover design: Michel Vrana
Two things, one origin, but different in name, whose identity is mystery.
Mystery of all mysteries!
The door to the hidden.
Lao Tzu, Tao Te Ching
“If one insists on putting the question in those terms,” said Frost, “I think
Waddington has given the best answer. Existence is its own justification. The
tendency to developmental change which we call Evolution is justified by the
fact that it is a general characteristic of biological entities.”
C. S. Lewis, That Hideous Strength
Acknowledgments
Introduction
Notes
Bibliography
Index
ACKNOWLEDGMENTS
In every hair, there are an infinite number of lions, and in addition all the single hairs, together with
their infinite number of lions, in turn enter into a single hair. In this way, the progression is infinite,
like the jewels in Celestial Lord Indra’s net.
Fa-tsang (ca. 643–712)
INTRODUCTION
Many years earlier, in a very different part of the world, Montgomery was a bold
young man of Scottish aristocratic upbringing busily sculpting an illustrious
career in medicine. After receiving university training at Heidelberg, Berlin,
Bonn, and Würzburg under some of the most prominent names in mid-
nineteenth-century European science, including Karl Vogt and Hermann von
Helmholtz, Montgomery acted as the resident physician at London’s German
Hospital. In 1860, he earned an appointment as Demonstrator in Morbid
Anatomy at St. Thomas’s Hospital. 2 There were the usual obligations of such
positions, yet Montgomery found the time to begin studying protozoa on the side
—an auspicious choice given the growth in interest in cells following the work
of Schleiden, Schwann, and Virchow in the 1840s and ’50s. By the early 1860s,
Montgomery had successfully leveraged his work on protozoa into a network of
scientific relationships through British scientific society. He even conducted a
physiological demonstration at the London Zoo, where he met a curious Charles
Darwin, who had recently published On the Origin of Species . 3
Montgomery’s star began to fall almost as quickly as it had risen, however. In
1863, he learned he had contracted tuberculosis. This diagnosis initiated a nearly
decade-long period of wandering around Europe seeking relief. He traveled to
Funchal on the Portuguese Atlantic island of Madeira, then to Mentone, Italy,
then to Rome, then Munich. He was able to practice medicine in each case. He
even managed to publish a few scientific articles when his health improved. In
truth, however, his health was only one factor for the wandering; his path was
equally dictated by his desire to be near Elisabet Ney. So began a four-decade
relationship that waxed and waned between intense and romantic on the one
hand, sedate and platonic on the other. When it appeared by the mid-1860s that
Montgomery’s condition had worsened, Ney traveled to Madeira. The two
hurriedly wed. As soon as Montgomery began to recover, however, Ney slipped
away to pursue her burgeoning art career. To outsiders, their relationship never
felt more settled or definite than this: Through most of their marriage, she
continued to go by “Miss Ney,” she traveled abroad for long stretches without
Montgomery, and she possibly became pregnant in 1870 by Ludwig II of
Bavaria, whose image she was sculpting. 4 Montgomery never shared whatever
thoughts he had about these matters.
In the midst of his wandering phase, in 1866, Montgomery was invited to
London’s Royal Society to deliver the paper that became his entrée into Anglo-
American biology, “On the Importance of So-Called Cells in Animal Bodies.”
His essay—sprinkled with allusions to Vogt—confronted some of the
implications of the cell theory so much in vogue at the time. Despite all the
hoopla surrounding them at that moment, cells themselves had no vital powers;
they appeared very much like wet crystals, in fact. Moreover, argued
Montgomery, they could be artificially manipulated into altering their forms
from one crystalline formation to another. They were certainly nothing unique.
The reception to his paper was mostly positive. Richard Owen, the eminent
anatomist and occasional nemesis of Charles Darwin and T. H. Huxley, declared
the essay an “important contribution to the philosophy of physiology.” 5 But at
least one American reviewer balked, “These are startling statements, and should,
at least, be carefully verified before they are accepted.” 6
Another, more important audience also remained unconvinced: Though
sources reveal little directly about their conversations in the early 1860s, we can
guess that Montgomery could not win over Charles Darwin. 7 Since the
publication of Origin , Darwin had searched for a concept of inheritance and
variation that would support natural selection. He was hesitant about the
purported power of cells to explain any sort of biological phenomena, yet his
skepticism never extended beyond vague doubts. In his two-volume The
Variation of Animals and Plants Under Domestication (1868), Darwin
tentatively explored pangenesis—an old eighteenth-century idea accounting for
how organisms such as starfish and earthworms could regenerate after being cut
into pieces. In the book’s second edition, Darwin responded to a growing
number of critics of the concept, including Montgomery. 8 Though understanding
their difficulties with pangenesis—and after mulling over Montgomery’s concept
that “cells and tissues of all kinds may be formed, independently of pre-existing
cells”—Darwin nevertheless settled on the notion that organisms must be
comprised of “a multitude of organic units, all of which possess their own proper
attributes,” independently functioning and able to develop into unique units
because of “some inherent power which the cells possess and not to any external
agency.” In other words, when prodded into a defense, Darwin found support for
his pangenesis hypothesis from a “cellular doctrine,” ignoring Montgomery’s
critique of it. 9 After reading Darwin’s conclusion in the new edition of Variation
, Montgomery moved even more decisively against cell theory, publishing
articles in The Quarterly Journal of Microscopical Science and the Transactions
of the Pathological Society of London , among others.
Everything changed in December 1870. Ney’s artistic career took an
unspecified but clearly unfortunate turn after she became pregnant while far
from Montgomery in Ludwig II’s court. Montgomery again complained that his
health was on the decline. So the couple followed the suggestion of their
erstwhile friend Baron Carl Vicco Otto Friedrich Constantin von Stralendorff,
who had moved recently to an experimental tuberculosis colony in Thomasville,
Georgia (United States), and had married an American woman, Margaret. In
January 1871, Montgomery and Ney took with them their servant Crescentia
“Cencie” Simath and fled Bavaria, leaving behind all of Ney’s most prized
pieces. They hoped to find a simpler, healthier life with von Stralendorff in the
small Reconstruction-era resort town.
Sadly, nothing worked out as planned. Humidity did little to help the two
European consumptives. Cencie contracted malaria. Then Ney’s child, Arthur,
contracted the disease. She survived; he did not. After only two years the von
Stralendorffs retreated back to Europe. Vicco perished soon after their return.
Montgomery and Ney contemplated following the Stralendorffs back across the
Atlantic, but Elisabet was pregnant with her second child, and Montgomery was
still desperate to settle in a drier climate. The couple moved farther west, settling
at “Liendo,” a recently abandoned Texas cotton plantation halfway between
Houston and Austin. There, in that unlikely spot, they lived out the remaining
four decades of their lives, sometimes together, sometimes not. 10
Montgomery resumed scientific work on protozoa in Darwin-like seclusion.
His findings quickly began to sharpen. In the 1860s, in that Royal Society essay
—subsequently republished in journals across Europe—Montgomery had
appeared to be a run-of-the-mill anti-vitalist. But after his move to the United
States, he began arguing just as strongly against the Vogt-like mechanism he
once seemed to support. Montgomery’s conversion was not to vitalism but away
from the growing faith in the power of aggregated mechanical units. “The
distinct morphological divisions of higher animals are, indeed, integrant, not
constituent parts,” Montgomery insisted. This is what makes them exceptional:
“They are specialized and segregated from a pre-existing whole and are in no
way discrete and independent units joined together in the composition of a
complex totality. . . . The whole is here in all reality antecedent to its parts. The
organism is prior to its tissues, the tissues prior to their supposed elements. The
centralized organism is not, as universally assumed, a multiple of ultimate units
but is, on the contrary, itself one single individuality.” 11 In this two-part article,
“The Unity of the Organic Individual” (1880) and in subsequent publications,
such as “Are We ‘Cell-Aggregates’?” (1882), Montgomery argued that the
executive level of an organism could not possibly be the solitary element or unit.
These small parts always functioned as subordinate components of tissues,
insisted Montgomery, and tissues always functioned as part of still larger
systems. Only when in the form of integrated organisms could individual units
resist the buffeting of the external world by regulating their own internal
environments. In other words, whole organisms became exceptions to the
ordinary rules of physics and chemistry—even if their constituent parts were not
imbued with some sort of vital property.
Montgomery’s most direct impact was on European biologists. His work
appeared in major European journals of science and philosophy, including Mind ,
International Journal of Ethics , Jahresberichteder Anataomie und Physiologie ,
and Monist , to name just a few. He cogently attacked Darwin’s theory of
pangenesis and gained the respect of a number of prominent British biologists. 12
He became well known to cutting-edge German physiologists, including Jacques
Loeb and, especially, Hans Driesch, with whom the aging Montgomery
corresponded until his death. In fact, Driesch’s 1907 Gifford Lectures, later
published as Science and Philosophy of the Organism , was a specific response
to charges leveled at his vitalism by Montgomery. 13 American scientists, by
contrast, did not typically mention Montgomery. Perhaps his absence from
discussions of vitalism and mechanism in the United States was due merely to
timing. Only five years after the publication of Montgomery’s Philosophical
Problems in Light of Vital Organization , and less than one since Montgomery’s
death in Texas, Jacques Loeb published The Mechanistic Conception of Life
(Chicago: University of Chicago Press, 1912). 14 The following year, Columbia
University welcomed Henri Bergson with great fanfare. Had Montgomery lived
through these moments in the second decade of the twentieth century—and had
he felt comfortable enough to leave his Texas plantation to address Loeb and
Driesch from a stage in, say, Boston or New York—historians might speak of a
multiway debate between mechanists, vitalists, and organicists in the early
twentieth century rather than the binary debate we ordinarily discuss.
Edmund Montgomery may have been a John the Baptist, crying from the
Texas wilderness that mechanistic explanations of organisms in terms of cell
parts could not be sufficient, but he was far from the only prophet of the “third
way.” A number of scholars on both sides of the Atlantic comprised a first
generation offering alternatives to mechanism and vitalism. A rough
contemporary of Montgomery’s in France, Claude Bernard, had touched on
some of these issues. 15 But the first real efflorescence of “third way” scholars
emerged during the last few decades of the nineteenth century and the first few
of the twentieth. These included Charles Otis Whitman and Lawrence J.
Henderson in the United States and Conwy Lloyd Morgan, John Scott Haldane,
and Edward Stuart Russell in the United Kingdom. This list is far from complete
—many more scholars attacked both mechanism and vitalism in the first decades
of the twentieth century—but it is representative of organicism prior to the
Theoretical Biology Club of the 1930s. 16 Like Montgomery, Whitman and E. S.
Russell stressed the inability of aggregated parts to explain whole organisms.
Lloyd Morgan contributed the twin notions of “gappiness” and “emergence”—
apparent gaps between levels of complexity are not imaginary products of
accumulated tiny alterations; rather, different levels might play by different
rules. Henderson and Haldane elaborated the internal regulatory and external
buffering abilities exclusive to whole organisms. What follows is a brief survey
of each of their contributions.
First, though, permit an aside regarding past portrayals of these figures.
While Whitman, Russell, Lloyd Morgan, Henderson, Haldane, and others
reflected that era’s skepticism regarding the belief that mechanistic science
would lead to perpetual social progress, they embraced neither the lionization of
irrationalism nor the post-Schopenhauer pessimism associated with the fin-de-
siècle period, sometimes called the romantic period. 17 In other words, they did
not see themselves as particularly romantic biologists. 18 Collectively, their work
prepared the intellectual soil for the “third way” biology that followed,
influencing the Theoretical Biology Club and, eventually, Waddington’s
epigenetics.
Charles Otis Whitman (1842–1910) . In 1975, the aged former wartime foe of
the United States, Emperor Hirohito, stood on the shores of Cape Cod,
Massachusetts. He bowed with the graceful stiffness that belongs only to
dignitaries with years of practice as he accepted a small gift from his hosts. It
was a photo of the main building of the Woods Hole Marine Biology Laboratory
(now Woods Hole Oceanographic Institution), named after Charles Otis
Whitman. On the surface, this was an odd gift for the once-deified leader of the
Empire of Japan. Yet it was Hirohito himself who initiated the trek to Woods
Hole as part of his tour of the United States. That side trip meant far more to him
than the more publicized visit with President Ford at the White House or his
excursion to California’s Disneyland: The emperor had spent much of his life
developing an expertise in marine biology. He first became acquainted with the
field as a boy at Gakushuin (then The Peers School). This is where the otherwise
strange connection between Hirohito and Whitman lies. His instructors at
Gakushuin had become engaged in the subject decades earlier when a visiting
professor from the United States established marine biological research at the
University of Tokyo. That professor was Charles Otis Whitman. 19
Like Charles Darwin, Whitman found his way into biology via birds, which
he studied for much of his life. But by 1873, he had fallen under the spell of
Darwin’s Swiss opponent at Harvard University, Louis Agassiz, who convinced
Whitman to attend Agassiz’s new summer school in marine biology at the
Penikese Island station in the Elizabeth Islands, off Cape Cod. There, Whitman
met E. S. Morse, one of Agassiz’s influential students, who lured Whitman to
Tokyo in 1880. Because of Whitman’s experience in Tokyo; at the Naples, Italy
marine biology station; and at the Allis Lake Laboratory in Milwaukee,
Wisconsin, Whitman was chosen by United States Fish Commissioner Spencer
Fullerton Baird to head the new Marine Biological Laboratory at Woods Hole.
By all accounts, his leadership established Woods Hole as the premiere
marine biology station in the eastern United States. 20 As Woods Hole director
(1893–1908) and as zoologist at the newly founded University of Chicago
(1892–1910), Whitman came into contact with a large portion of the practicing
zoologists in the country and thus produced a particular “style” of zoology that
accompanied his style of management at Chicago and Woods Hole. 21 He
directly impacted many of his students’ research projects during and after their
student years. Some, like Ralph and Frank Lillie, continued to pursue the same
questions of development and evolution that motivated Whitman.
Whitman vehemently disagreed with Roux’s mosaic concept of development,
wherein different portions of the organism possessed separate, nonredundant
developmental programs; it was especially problematic when wedded to cell
theory. According to Whitman, the adherents of cell theory, Schleiden and
Schwann included, regarded “organization” as reducible to cellular structure,
“ontogeny” as merely cell creation. But Whitman, like Montgomery, remained
unconvinced. Perhaps our confidence in the power of the cell was a product of
the intensity of our search.
Our microscopes resolve the organism into cells, and ontogeny shows that the many cells arise
from one cell; hence the organism seems to be the product of cell-formation and the cleavage of the
germ seems to be a building process. . . . All the search-lights of the biological sciences have been
turned upon the cell . . . it has been searched inside and out, experimented upon, and studied in its
manifold relationship as a unit of form and function. It has been taken as the key to ontogeny and
phylogeny, and on it theories of heredity and variation have been built. 22
Certainly, there was a great deal of attention being paid to the cell. But
Whitman, much like Montgomery, could not be convinced that cells truly were
the architects of all organic form and function. Some other processes begin their
existence only when collections of cells congregate in a particular state of
organization. Turn away from what Whitman derided as the “cell-doctrine” or
“dogma” and one would begin to see the “organism-standpoint”—certain
organic components can change when and how they function in a global sense.
For example, a fragment of hydra might, if separated from the whole,
nevertheless reproduce a whole organism; it could act as if it was a whole even if
it was only a part. Should a pair of blastomeres in the developing amphioxus (a
bottom-dwelling warm-water lancet) become separated from the rest of the
developing organism—recall Driesch’s experiments on sea urchin embryos—the
isolated portion of blastomeres would at first continue to produce cells only
corresponding to their original position. After a brief time, however, this isolated
portion would reconfigure itself to produce a whole organism. From these
examples, Whitman drew the lesson that form and function are both independent
of the number of component cells. Cells multiply, but the organ remains the
same throughout. So far as homology is concerned, the existence of cells may be
ignored.
[A]n organism is an organism from the egg onward. . . . [C]ontinuity of organization would be the
essential thing, while division into cell-territories might be a matter of quite secondary importance.
. . . Continuity of organization does not of course mean preformed organs, it means only that a
definite structural foundation must be taken as the starting-point of each organism, and that the
organism is not multiplied by cell-division, but rather continued as an individuality through all
stages of transformation and sub-division into cells. 23
Whitman feared it was too easy to create reductive explanations relying upon
the smallest detectable particles. He contrasted the particle-centric approach with
the organism perspective that focused not on the static cell but on the process of
development. Development, too, must be the way by which individuality is
maintained even while the body fluidly rearranges its structure. After all, the
adult butterfly is every bit an individual as when it was chrysalis, caterpillar, and
egg even if its bodily shape, eating habits, behavioral patterns, and every one of
its cells have been replaced by something different in both form and function. If
cell division, cell interaction, and the cell itself were the wrong places to look,
where should biologists focus their attention? Though he toyed with a neologism
—“idiosome”—Whitman could neither define nor specifically locate these
hereditary determinants of structure that, in turn, delineated function.
John Scott Haldane (1860–1936) . The First World War is often nicknamed “the
war of the chemists.” But when a chemist attacked Britain, Britain turned to a
biologist. When German troops under the direction of future Nobel laureate Fritz
Haber unleashed yellow-green gas at Ypres on 22 April 1915, the British War
Office whisked Scottish physiologist J. S. Haldane to the front lines. Haldane
speedily conducted autopsies of two soldiers who had stumbled off the
battlefield, succumbing to asphyxiation hours later. The metal buttons on their
greatcoats were corroded; their esophagi showed extensive tissue damage. He
immediately suspected chlorine gas. By the time he returned to Britain, the
newspapers were already posting his suspicions: “The Germans have again made
use of this diabolical contrivance,” howled the Times . “The report of Dr.
Haldane . . . brings home . . . beyond the possibility of doubt, the deliberate
resort to this atrocious method of warfare.” 34
John Scott Haldane’s role as a scientific witness at the dawn of modern
chemical warfare was no accident. For decades he focused on the physiology of
human and animal respiration, often using himself and his family members as
experimental subjects. These years of study on what to us might seem like
strictly practical problems—how to build an effective gas mask, for one—
instead led Haldane to deeply philosophical questions. Montgomery looked
through a dusty microscope in Texas; Whitman bred pigeons in Chicago; C.
Lloyd Morgan walked misty Clifton Downs with a dog at his side; Haldane
found the “third way” in the heavy, damp darkness of a coal mine.
He did not set out to study mining, as Lloyd Morgan had, but somehow
Haldane ended up making more contributions to the health and welfare of coal
miners than any mining engineer before him. Born into one of Britain’s
intellectually elite families, Haldane received his MD from the peerless
University of Edinburgh Medical School in 1884, then traveled to Jena to study
rigorous, German-style physiology before taking his first post as Demonstrator
in Physiology at University College Dundee. Haldane was well on his way to
being a scientifically trained physician when his maternal uncle, John S. Burdon-
Sanderson, recruited him to Oxford University in 1887. Burdon-Sanderson
occupied the Waynflete Professorship of Physiology, and he hired his nephew on
as a demonstrator.
The relationship was a rocky one, however, and within three years Haldane
was nearly fed up. “I think my uncle Dr. Burdon-Sanderson and myself could
hardly be more at loggerheads than we are in our ideas about the aims and
results of physiology,” he wrote his betrothed, Louisa Trotter, in October 1890.
“I can’t help thinking and writing often the exact opposite of what he does.” 35
Still, Haldane labored to mend their relationship for a time. Aside from
conducting the experiments on the constancy of animal heat and energy—this
was the sort of physics-heavy physiological work his uncle wanted him to do—
Haldane buried himself in work on animal respiration and the regulation of
chemicals in the body. But Burdon Sanderson took a dim view of his nephew’s
interests, especially as Haldane’s respiration work edged closer and closer to
applied science and public health.
In the summer of 1894, Haldane had the opportunity to put this new
knowledge to use. An explosion occurred at the Albion Colliery at Clifynydd in
south Wales. Though such explosions were frighteningly common in the rich
coal seams, it was difficult to explain with scientific precision why they were so
deadly. Was it simply the violence of the explosion? Did the ignition of the coal
dust burn all of the breathable air out of the mine? Was the fire especially
intense? Haldane plunged down into the tunnels, handled miners’ bodies,
measured gasses, and analyzed injuries. He visited several more mines that year
and into the next. Upon returning to Oxford, he tested every theory carefully—
more often than not running the tests on himself. His verdict: Poisonous carbon
monoxide built up rapidly during a coal-dust fire. Even if unscathed by the
explosion itself, any miners unable to scramble to the surface would soon be
asphyxiated. 36
Haldane’s habit of dashing down into mines and then conducting follow-up
breathing experiments on himself struck Burdon-Sanderson as too cavalier,
certainly not how an elite man of science should conduct himself. 37 Moreover,
Haldane maintained a disturbing aloofness from Burdon-Sanderson’s cutting-
edge mechanistic ideas. In 1898, Haldane published “Vitalism” in Nineteenth
Century , the same journal Romanes, Huxley, and other Darwinists had used to
promulgate their ideas. Paradoxically, the article was not an endorsement of
vitalism, but he did declare his uncle’s mechanistic version of physiology
moribund. “The wave of physicochemical speculation,” announced Haldane,
“seems now to have nearly exhausted itself. 38 ” Haldane did not believe that
physical and chemical explanations proved useless in biology—far from it. Yet
the persistent attempt to leverage this limited success into a comprehensive
worldview required a substantial leap of faith that mechanists like his uncle did
their best to conceal. Haldane found no more solace in vitalism, however. The
philosophies of Bergson and Driesch called for a vital something that allowed an
organism to stave off disintegration by borrowing energy from the surrounding
environment. But this idea didn’t make sense: Vital forces required belief in the
expenditure of energy, “which is at the same time not expended, and may even
be growing with expenditure, as in a developing organism.” 39 In other words,
vitalists wanted to watch their cake grow while eating it. Moreover, the élan vital
did a poor job of maintaining living things against degradation and decay. A tiny
bit of poison that would not affect dead egg albumen at all would seriously
damage a living cell. If mechanism couldn’t sustain itself, then neither could
vitalism.
Haldane concluded “Vitalism” by calling for an anti-mechanistic, anti-
vitalistic alternative. He hadn’t worked out the details, exactly, but he knew that
it would start from the assumption that the function of the whole organism
determined its parts’ functions. How far out beyond the individual organism this
holism extended, he could only guess. For ease of investigation, he argued, we
should progress by moving only a small step beyond the examination of
biological function—his domain of physiology—to the study of structure, to
morphology. Morphologists, Haldane thought, understood better than
physiologists two key features of organisms: First, that a general body “plan” of
the organism persists even in the face of “disturbing influences”; and, second,
that organisms replace, to the degree they are able, parts that have been removed,
and can maintain functionality even without their full complement of parts. 40
This general outline would continue to motivate Haldane through the rest of his
career. Ripples of it would appear in the works of other organicists.
After securing a degree of notoriety for his work understanding respiration in
coal mines, deep sea diving, and mountain climbing, Haldane returned to
develop his “third way” alternative in Mechanism, Life, and Personality and
Organism and Environment as Illustrated by the Physiology of Breathing . 41 He
believed he had found a way out of the mechanism-vitalism conundrum—a way
inspired by Claude Bernard’s “organicism,” claimed Haldane. For Bernard,
organicism provided the resolution by discussing how the internal complexities
of living entities related to nonliving environments. 42 Now Haldane could revive
organicism by examining the regulation of animal respiration under extreme and
variable environmental stress. 43
Much like C. Lloyd Morgan, Haldane appealed to monism (i.e., there is but
one quality of material substance in the world) and emergentism. Haldane meant
that the peculiarities of live organisms—their unpredictability, their ability to
self-regulate within certain constraints, and so on—could potentially be shared
by what we would ordinarily call nonliving materials. In certain contexts,
however, new properties emerge in such a way that we might perceive them. The
objects we perceived as sharing these emergent properties we would probably
call “alive.” That wouldn’t mean that these objects were alive because something
had been impressed upon inert matter from the outside, and nonliving things
weren’t simply lumps of matter that hadn’t been granted alive status. The
distinctiveness between alive and not-truly-alive had everything to do with
human perception. At present, according to Haldane, our perception was limited
—we simply didn’t know how to see emergent properties in all physicochemical
systems. When we did learn how to see properly, we would no longer be enticed
to reduce biology to chemistry and physics. Quite the opposite: The famous
epigram attributed to Haldane was, “If physics and biology one day meet, and
one of the two is swallowed up, that one will not be biology.” 44
While his activity in studying respiration continued unabated, Haldane
returned repeatedly to outline his alternative philosophy in ever more detail,
even in Respiration , his best-known scientific work. 45 After three decades of
excellent physiological work, some of which inspired very practical solutions to
the serious dangers of chemical warfare and mining, accolades began to pile up
from the scientific and technical world. But by the 1920s, Haldane had wandered
out of the proverbial cave and into the penetrating light of philosophy. When by
the end of the decade he turned to retrieve those scientists he regarded as still in
chains inside the cave, he was surprised to see so many fellow biologists already
free. Just before the First World War, Haldane believed he had been the lone
voice interested in the larger philosophical implications of biology. Now
biologists from his generation stood alongside him to articulate the organicist
alternative.
As the 1920s drew to a close, however, these suspicions hardly seemed to matter.
Anti-mechanism, whether of the vitalistic or the organic sort, had hit its mark.
Pronouncements by philosophers at the APA in 1918 had been forgotten,
apparently. Across Europe, other scientists joined the attack against the once
widely accepted view that organisms could be analyzed as wet machines.
Physiologist Jakob J. Von Uexküll and psychologist Kurt Goldstein were but two
of the most prominent promotors of the view that to explain organisms one
needed to invoke anti-mechanistic final causes; like Russell, they dressed the
ancient Aristotelian notion of teleology in twentieth-century scientific
terminology.
In the 1880s, E. D. Montgomery raised his “solitary voice” to challenge the
conventional wisdom of the dominant group, or what he called the “unanimous
verdict of the most competent judges” who supported the “doctrine” of
mechanism. But he despaired that he would never get across to those who were
committed to viewing the organism as merely “cell-aggregate[s]” and
“coordinative machinery” his “deeper view of life and organisation.”
Nevertheless, Montgomery remained convinced “a more faithful interpretation
of nature” would displace mechanism. 71
Almost a half century had elapsed. A critical mass of scholars did follow the
trail blazed by Montgomery, though he was all but forgotten by then. From
Whitman to Russell, this first generation of organicists demonstrated the
inadequacy of mechanism in multiple ways. They introduced and elaborated
upon notions of emergence and the internal regulation of the organism. It
seemed, perhaps, that mechanism was on the verge of being replaced by
Montgomery’s “more faithful interpretation of nature.” We might be tempted to
call it a paradigm shift in the making.
Yet it was difficult for them to articulate how exactly their “third way” was
distinct from vitalism. For Russell, especially, the lines blurred between an
organic conception of life and a quasi-vitalistic one enamored with final
purposes. As additional scholars, those not as familiar with professional life
science, joined the growing anti-mechanist movement, they adopted the same
teleological language that Russell had been accused of using. Finalists—those
who emphasized teleology in biology—joined the ranks of older vitalists like
Driesch and Bergson, though they sometimes parroted the language of the first
generation of organicists. Thus, by the end of the 1920s, organic had come to
mean purposeful, perhaps even interchangeable with vitalistic .
2
Man a Machine , his challenge to Rignano and vitalism, was but one foray
into this region where the boundaries of religion, politics, and philosophy of
science overlapped. Even in the 1920s, it was a kind of no-man’s-land for a
bench scientist like himself. But Cambridge was a special, perhaps even
insulated, place. Needham sharpened his thoughts and debating skills at informal
Cambridge club meetings. There he became known as being so provocative,
erudite, and clear spoken that other groups invited him to give lectures on the
subject to wider audiences. He was made a leading speaker at the General
Conference of the Student Christian Movement held at Swanwick, Derbyshire,
in 1931. Aside from Man a Machine , his popular lectures crystalized into
substantial series of essays, published as “Mechanism” (1926), The Sceptical
Biologist (1930), and The Great Amphibium (1932). 12
Somehow, Joseph managed to write the titanic Chemical Embryology (three
volumes, 1931) while he lectured and scripted these essays about religion,
politics, and the philosophy of science. As he was conducting research for that
project in the late 1920s, he encountered the older debates between mechanists
and vitalists. They intrigued him—so much so that he positioned the debate as a
historical prelude to his biochemical treatise. Soon the intended “prelude”
ballooned into an enormous, almost unwieldy project of its own, long enough to
reprint in 1934 as a stand-alone volume and popular enough to warrant a second
edition in 1959. Needham discovered that, though mechanism-vitalism took
different guises in earlier eras and though it rarely approached the heat generated
during the first decades of the twentieth century, the debate had ebbed and
flowed for centuries. Just the fact of the debate’s persistence bothered Needham:
It suggested that there was no progress in biological theory. Life scientists
continually rehashed the same meta-theoretical debates, without regard to
advances in instrumentation or experimentation. He firmly believed that progress
in theory was possible, even if theory lagged far behind what new instruments
revealed in the laboratory.
In a 1928 article entitled “Recent Developments in the Philosophy of
Biology,” which he published in the high-profile Quarterly Review of Biology ,
Needham intended to map the topography of progress in theoretical biology. He
aimed to convince skeptics—maybe himself above all—that even long-standing
debates in biology did progress toward resolution. 13 Ultimately, Needham hoped
to show, mechanism would win. In “Recent Developments,” he identified three
“schools” that currently stood in the way of that victory. Most notorious were the
“neo-vitalists,” who leaned upon “special entities immanent in living things” to
explain the persistence of bodily form evident, for example, in salamanders’
ability to regenerate limbs. Hans Driesch and Henri Bergson, of course, played
the neo-vitalist villains in Needham’s story. As Needham saw it, any points these
neo-vitalists accrued due to their popularity early in the century had slipped
away by the late 1920s. The reason was simple: Science could not put concepts
of entelechy or élan vital to use. They yielded no analyzable results.
Less vocal, though no less important, the “finalist school” recently
highlighted by Eugenio Rignano’s Man Not a Machine also purported to defang
mechanism. But earlier attacks on mechanism by scientists appealing to
teleology had already lost some of their sting by the mid-1920s. For example,
Rignano, and others like him, deployed thermoregulation as an unsolvable
problem and, therefore, fatal to mechanistic explanations. Needham assured his
readers that this was not, in fact, a problem. Already in 1924, Hartridge and
Roughton had developed a device to measure rapid chemical reactions. 14
Roughton believed that this would help put to rest appeals to teleological
explanations of metabolism, which would certainly hurt the finalists’ arguments.
15 Needham conceded that, in one sense, the teleological camp of Rignano did
useful work: It highlighted just how intricate the biochemical balancing act
organisms had to sustain could be. Yet that complexity didn’t pose an insoluble
problem for mechanism the way the finalist school believed it did.
Thermoregulation would be solved—mechanistically—sooner rather than later.
And Needham exposed a more serious flaw in the finalists’ arguments. Nonliving
substances could do a biochemical regulatory dance of their own, albeit a much
less complex version. For Needham, this fact meant that the apparently
purposeful regulation of their internal states that was done by even very
primitive organisms should not be seen as something spooky, and certainly not
as a reason for life to be regarded differently than nonlife.
Last, Needham turned his critical gaze on “organicists”—he looked squarely
at the first generation of Haldane, Lloyd Morgan, Whitman, Russell, and others
here. Like the neo-vitalists who followed Driesch and Bergson, Needham
insisted the first generation of organicists believed that the organism stood
outside the bounds of ordinary physics and chemistry. Living individuals, even
single-celled amoeba, were just too complex to be explained by the ordinary
mechanistic laws, they said. Unlike neo-vitalists, these early organicists believed
perhaps that living things could be understood by science, as long as scientists
discovered new laws—laws that described the activities of wholes “obstinate and
irreducible.” 16 On the one hand, organicists might not need to appeal to
entelechies, vital fluids, or forces. Needham learned this by sparring privately
with C. Lloyd Morgan. Lloyd Morgan assured Needham that his philosophy
seems to me to be neither mechanism (in that it is impure) nor vitalism (in that it eschews any form
of psychoid business). But I suppose that it is because you think it ought to be called vitalism that
you class me among the neo-vitalists. I’m afraid they won’t own me. I am kicked out from both
camps and get digs in the ribs from both sides. 17
On the other hand, Lloyd Morgan’s philosophy did draw upon the Aristotelian
concept of wholes surpassing the sums of their constituent parts. This view, after
all, was just common sense for a committed empiricist, Lloyd Morgan insisted.
Living organisms really were more complex when in one piece and alive than
they were when chopped up and mounted under the lens of a laboratory
microscope. If certain scientists insisted that biology could be reduced to
physicochemical terms, it was only because those scientists had an obdurate
mechanistic axe to grind. They could not be empiricists; they had not been
baptized in the biology of the whole organism.
This, in any case, was Joseph Needham’s depiction of the older generation’s
organic philosophy in his “Recent Developments.” Surprisingly, Needham found
young, active biologists defending this old deficient organicism alongside the
aging first generation. Here Needham underlined the name of Joseph H.
Woodger. Though he didn’t know it at the time, Needham’s mention of Woodger
began a relationship that would change the future of “third way” biology.
Needham did not intend for “Recent Developments” to be merely a list of
targets; he did hope to offer an alternative to anti-mechanism that he feared had
been gaining popularity. He dubbed the alternative “neo-mechanism.” Needham
explicated neo-mechanism fairly simply: The typical mechanistic explanation for
phenomena would work perfectly well in science, but it had to stay confined
within the territory traditionally occupied by science. Unlike Jacques Loeb’s
version of mechanism, for example, Needham insisted his neo-mechanism could
not be applied to other human pursuits. Art, for instance, deserved its own
territory; so did religion. Needham intended neo-mechanism simply as a way to
define boundaries. Was an investigator working on the problem of organismal
generation and development? They should explain it in the most mechanistic
way possible without fear that they would have to contend with discussions of
unobservable entelechies or élans vital. There could be no science-stopping
boundaries in nature. Anything must be open to mechanistic analysis in
principle. Was an investigator worried about the meaning of life or the ultimate
existence of the universe? Mechanistic science could be of little use there; this
was the domain of theologians, philosophers, and mystics. Needham felt certain
that “Neo-mechanism gives biological science all it wants.” Moreover, neo-
mechanism shielded scientists from criticism by those nonscientists who
regarded the intrusion of mechanistic explanations as the first wave of scientific
imperialism. 18 Neo-mechanism would remain methodological mechanism.
Metaphysics would be left to philosophers.
As he reconsidered it much later, Needham’s attempt to advocate for
methodological mechanism came about because he did not believe the disparate
worlds of politics, religion, and science truly could be synthesized. 19 Needham’s
version of neo-mechanism was Kantian disintegration, a way to keep the worlds
of science and religion apart lest science actually deplete the qualitative richness
from those human endeavors that resist easy quantification like art and religion.
Perhaps not coincidentally given their friendly correspondence many years
later, paleontologist Stephen Jay Gould would echo in the 1990s Needham’s
demarcation between quantitative and qualitative human activities. Gould
described the coexistence of science and religion as one of non-overlapping
magisteria (to which he assigned the catchy acronym “NOMA” in 1997). “The
net of science covers the empirical universe: what is it made of (fact) and why
does it work this way (theory). The net of religion extends over questions of
moral meaning and value. These two magisteria do not overlap, nor do they
encompass all inquiry (consider, for starters, the magisterium of art and the
meaning of beauty). To cite the arch cliches, we get the age of rocks, and
religion retains the rock of ages; we study how the heavens go, and they
determine how to go to heaven.” 20 Dominate your sphere of influence, Gould
stipulated. Dictate the way information is distributed, what counts as
authoritative, and how to call out enemy infiltrators. But stay within your sphere.
Leaky spheres create conflict. Gould came through the ringer of creation science
court battles of the 1980s. Needham’s concerns and motivations were shaped by
the political, social, and economic upheavals a half century earlier. Nevertheless,
Needham and Gould ended up with the same initial proscription—leave religious
questions to religion and scientific questions to science. They recognized that
religion and science approached each other like blocks of wood with grains
running perpendicularly to one another. Rather than simply lenses for
interpreting the same data, competing paradigms, science and religion asked
different questions and heard different answers. As Needham put it, “Science . . .
is abstract, dealing with statistics and avoiding the individual . . . quantitative,
metrical, mathematical and deterministic. It is essentially classificatory,
mechanical, analytical, and orderly, generalising and impersonal. . . . It fights
mystery and teleology. . . . Religion, on the other hand, is concrete and
individual, based on the sense of the holy, with which are connected the
sentiments of reverence and awe. It is qualitative in feeling, opposed to
measurement and analysis, ‘cornucopial’ instead of orderly, personal . . .
essentially irrational and alogical. . . . It naturally insists on ‘free-will’ as against
determinism.” 21
Despite the strength of his endorsement in the 1920s and its utility in separating
spheres of science from religion, Needham largely abandoned neo-mechanism
by the end of the 1930s. His perspective changed as a result of three factors:
wrangling with the “third way” philosophy; his work on Spemann’s organizer
conducted alongside his wife, Dorothy Needham, and embryologist C. H.
Waddington; and the influence of the Soviet delegation to the Second
International Congress of Science and Technology headed by Nikolai I.
Bukharin. All of these events took place between the publication of “Recent
Developments in the Philosophy of Biology” in 1928 and his book Order and
Life in the mid-1930s. The first and most important step in this transformation,
however, was due to the eloquent persistence of J. H. Woodger.
3
Though Joseph Needham had proven himself to be a “think first, then try” sort
of scientist, Woodger was unsure whether Needham was the person to unify
biology behind the philosophy of organism. He was dashing, charismatic, bold,
and a sharp thinker, but Needham was also a known defender of mechanism and
a biochemist—among the most reductionistic of biological subfields.
Nevertheless, enough of their interests overlapped that Woodger wrote Needham
in February 1929, beginning a process that would convert Needham to
organicism and nudge the entire field of biology toward an alternative to
mechanism and vitalism.
In his February 1929 letter, Woodger asked Needham if he had examined
Biological Principles . Reviews had begun to appear and Woodger wondered if
Needham had read those. Or, if Needham had not had the time to read either
Biological Principles or the reviews, perhaps Needham was familiar with the
works of German-speaking philosophers of biology who inspired Woodger to
write the book: Ludwig von Bertalanffy and Adolf Meyer-Abich. (These two
were among those he had become familiar with during his semester at
Przibram’s Vivarium three years earlier. In particular, they impressed upon him
that concept of cell organization that he regarded as the central claim of
Biological Principles —the concept that undermined any easy support for
Needham’s view of mechanism.) The letter was an indirect challenge to
Needham. Would he reply?
Needham did reply to Woodger on 26 February 1929, but his response was
not encouraging. In it, he essentially restated some of the material he used
against Rignano in Man a Machine . For each example of distinction between
living and nonliving, Needham could find counterexamples where the distinction
collapsed. 34 Why should Woodger or anyone else assume there was a line
between the biological and the merely physical and chemical? If we held to
bioexceptionalism, it was only an admission of our ignorance. Eventually
mechanists would fill in those gaps. Woodger did not respond. So here the matter
rested for about half of 1929—another lapse in their communication.
Early in October 1929, the Cambridge Zoological Society invited Woodger to
speak on the topic “Is there any connection between Science and Religion?”
Needham magnanimously agreed for his college, Gonville & Caius, to host
Woodger. Though the content of Woodger’s talk is not recorded, the event went
well enough. Woodger wrote to Needham on 8 October to express his thanks. He
also enclosed the letter to Needham from May 1928—the one Needham never
answered—which contained many of the same challenges to Needham’s neo-
mechanist philosophy that Woodger spelled out in Biological Principles .
Curiously, Ludwig von Bertalanffy wrote to Needham regarding similar issues
the previous day. 35 Perhaps the confluence of these two philosophically erudite
thinkers startled Needham into reconsidering his own neo-mechanism. Or
perhaps it is just a coincidence that he responded very quickly to this letter of
Woodger’s and seemed to digest Woodger’s 1928 objections to “Recent
Developments in the Philosophy of Biology” (this was the letter Needham had
ignored eighteen months earlier). Whatever the reason, in his return letter
Needham thanked Woodger for his congenial, patient tone: “Your letter made me
feel what I always feel about Ludwig Bertalanffy [sic ], namely, that in all
probability we could come to agreement after a good verbal discussion—a
feeling I never have, for instance, about E. S. Russell or W[alter] McDougall.” 36
The friendly tone characterized their subsequent correspondence as well. By the
end of November 1929, Needham asked Woodger’s opinion regarding the status
of organized cell structure. When Woodger proffered the expected organicist
response—“‘Cell’ is not a name for a thing but for a type of organization”—
Needham did not respond with the same disputational examples as he had in the
previous two years of exchanges. 37 It was a small victory for Woodger.
Their correspondence continued and, in fact, the pace between letters
quickened. Needham mailed Woodger the introductory chapter to his
monumental Chemical Embryology , which was at the printer’s proof stage at the
time. Woodger tried not to take offense at Needham’s portrayal of the “third
way”: “I can quite see that an undiscerning reader might regard me as an
‘opponent’ of ‘mechanism,’ whereas all I ask is that mechanism should be used
intelligently rather than blind-enthusiastically. I am even more of a ‘mechanist’
than you are because I believe it has to be taken far more seriously from the
metaphysical standpoint than you appear to do.” The real bone of contention,
revealed Woodger, was the fundamental inconsistency in Needham’s neo-
mechanism—his provisional or methodological mechanism:
I hope that some day your interest in synthetic [Kantian] metaphysics will wane a little and allow
you more time for analytic metaphysics, logic and epistemology[.]
You say that natural science does not (?even cannot) assert anything about what is
metaphysically the case. Natural science is bound by a certain methodological procedure . . . and
consequently its results and assumptions are bound to assume a certain form[.]
But if this is the case what bearing has the progress of bio-chemical discovery upon vitalism?
As far as I know Driesch has not said that biochemistry should or cannot be pursued. All he has
said is that it is not competent to reveal the “secret of life” (whatever that may mean)[.] But your
own arguments surely lead to that same conclusion???[sic ]
Note that I am not arguing in favor of Vitalism. I am only pointing out what seems to me to be
an inconsistency in your own arguments, and I hope I have made it clear. If you are only going to
give natural scientific propositions a purely “methodological” and not a metaphysical value, you
cannot possibly use them to refute a metaphysical theory. 38
In one sense, Woodger leveled a damning critique, especially showing how neo-
mechanism was not in principle completely distinct from Drieschian vitalism—
the position Needham wished to discredit. Methodological mechanism could
support, or at least coexist with, vitalistic metaphysics, in other words.
Surprisingly, Needham accepted Woodger’s critique without much resistance. 39
In fact, while Woodger penned this attack on Needham’s neo-mechanism,
Needham had finally settled down to read Biological Principles . He was just
then composing a long and largely positive review of it for the journal Mind . 40
Needham’s review conceded that both the vitalism of Driesch and the
mechanism of Loeb contained “kernels of truth.” Because Needham basically
equated “mechanism” with “scientific analysis,” it is unsurprising that he found
truth in it. Yet vitalism had value as well: it reminded researchers that “the living
organism is certainly a harmony of reacting parts [ . . . not] a simple heap of
molecules, as it were, flung together; it is composed of parts which may behave
very differently when in isolation from what they do as parts in the functioning
organism.” 41
Biological Principles mainly dealt with this all-too-acute problem of
organization and, while it offered little for the biologist to do with the
information presented, it certainly chided scientists for their overconfidence; it
convicted the biologist of his intellectual confusion, to use Ian Suttie’s phrase.
Needham took note that Woodger specifically targeted biochemists like himself
for regarding mechanical explanations exclusively. Surprisingly, he largely
agreed with Woodger’s assessment that mechanism was an overly hasty
approach.
So far, so good, but there was more to the otherwise glowing review. Though
he welcomed Woodger’s philosophical rigor, warnings to bench scientists, and
his honest assessment of modern biology, Needham worried that Biological
Principles was too little focused on practical matters. What were biochemists
like himself supposed to do with that conviction of intellectual confusion
Woodger successfully laid upon them?
When he read the published version of Needham’s review, it was Needham’s
insistence on laboratory application in particular that distressed Woodger. “I was
disappointed in your review of my book in MIND,” Woodger wrote to Needham,
“because you seem to have misunderstood my intensions to a greater extent than
I should have expected.” 42 Woodger was hoping to alert philosophers to the vast
tangled web of concepts in biology in need of clarification, to draw in the likes
of G. E. Moore, Bertrand Russell, and Alfred North Whitehead. He feared
Needham scared off philosophers and, in so doing, had killed the philosophy of
biology project in utero, as it were: “As I am particularly anxious to persuade
philosophers of the right type to take more interest in the foundations of biology
(because I think they might help us) [Needham’s review] seemed to me a pity,
and I thought it right to say something to counteract the possible effects of your
review.” 43 The “something” Woodger wrote was a letter directly to the editor, G.
E. Moore; Moore promptly published Woodger’s letter in Mind . 44 Woodger’s
frustration echoes through the letter. Needham had focused on the wrong parts of
the book. Biological Principles had two main missions, neither of which the
review explored. First and foremost, Biological Principles addressed the “well-
known antithetical character of biological thought”—preformation versus
epigenesis, mechanism versus vitalism, and so on—in order to apply “‘the
logical clarification of thoughts’ (Wittgenstein) and the ‘study of the a priori ’
(C. I. Lewis).” So many of the assumptions leading to enduring conflicts in
biology had their roots in the profound messiness of biological concepts.
Needham had neglected to acknowledge this. Perhaps Needham missed this
contribution to cleaning up concepts because, according to C. I. Lewis,
foundational concepts precede scientific inquiry itself—they are assumptions
brought directly to the laboratory bench by the scientist, who is largely unaware
of them. Needham must have been unaware that he, too, brought these concepts
qua scientist. This lack of awareness made Needham miss the second mission of
Biological Principles altogether: to “attempt a rapprochement between the
philosophical and the natural sciences,” to create an incubation space for the
philosophy of biology. Sadly, scientists—and Woodger included Needham here
—seemed to regard philosophy as “either an inferior rival . . . or as a sort of
constable who keeps the peace between science and religion by means of a
cudgel, in the shape of philosophical skepticism, which is flourished from time
to time when science gets in difficulties.” When someone with training and
interest in both philosophy and science takes up the “thankless task” of
investigating biological concepts, attempting to root out the “extravagant and
demonstrably false assertions” made by scientists in defense of their quest for
“unlimited range” for their claims (Suttie had called this “poaching”), those
philosopher-biologists seemed destined to be misunderstood. And that was in the
best case; more likely, they simply would be ignored.
In June 1930, Moore approached Needham to ask for a response to Woodger.
45 A month passed. Eventually, Needham had to apologize: He had mustered a
very inadequate response and, consequently, Moore had let the matter drop. 46
The most prominent early debate setting the table for the philosophy of biology
slipped quietly away without much comment.
The whole episode with Needham indicated to Woodger that, if he wanted a
philosophy of biology friendly to the “third way” that actually impacted
scientific concepts and garnered the interest of skilled philosophers, he would
have to go on the offensive. More than likely, the burden might be his alone to
carry for a while. But he thought his efforts worth it in the end: “I think there
ought to be such a thing as ‘pure biology,’ i.e., thinking about biological data in
biological terms without reference to other sciences. When we have made some
progress in this direction we shall be in a better position to understand how
organization at the biological level is connected with the types of organization
studies in chemistry and physics.” 47 If biology was to be free of the artificial
noose of mechanism, thought Woodger, it would have to be an independent
science, logically—not just in practice—distinct from physics and chemistry.
Organicism—thinking about the nonmechanistic unity of the organism—would
be the best way to ensure biology’s independence.
This encounter with Needham, the third thus far, showed promise. But
ultimately, it may have backfired. Woodger was undeterred. His next move in the
project to extend organicist thinking was to publish a series of three lengthy
articles in the Quarterly Review of Biology . Each essay was philosophically
robust, intimidating even. Yet he built the whole three-part series, entitled “The
‘Concept of Organism’ and the Relation Between Embryology and Genetics,”
upon the relatively simple premise that most scientists possess neither the time
nor the inclination to systematically analyze their own assumptions. As a
philosophically adept biologist, Woodger was stepping into the gap to elucidate
some of those assumptions.
Raymond Pearl of Johns Hopkins University, a leading American biologist as
well as the editor of the Quarterly Review of Biology , sought out Woodger for
his ability to offer this rigorous kind of analysis: “The difficulty is one that you
must have already experienced. Most working biologists, at any rate in America,
do not like to think and look with a very fishy eye on anything which savors of
philosophy. Just now with us anything or anybody not overtly worshipping with
adulation at the shrine of genes and ‘crossing over’ is considered low and wholly
lacking in intelligence.” 48 Woodger may have understood Pearl’s point, but he
forged ahead writing philosophical articles and speaking about the need for
biologists to come to terms with the tacit philosophies they were following. As
Woodger persisted, Pearl wrote again; he felt compelled to prepare Woodger for
further frustration:
The truth is that most biologists (and scientific men in general, but biologists probably more) hate
new, and especially unorthodox, ideas as badly, if not worse, than a parson does. So far as I can see
it has always been so, and probably always will be.
. . . Seriously I think that to get general methodological ideas across it is going to be necessary
to show, by concrete cases thoroughly worked out, that actually such ideas do specifically help us
to get ahead in real comprehension and insight. Simple minds, such as all of us ‘working’ biologists
have need of simple, and above all, concrete pap. 49
Pearl did publish all three segments of Woodger’s “‘Concept of Organism’” over
1930 and 1931. Given the immense amount of publication room he devoted to
the essays in a major journal where page space was always at a premium, Pearl
must have valued the contribution highly.
Each “‘Concept of Organism’” article addressed the perennial conflict of
preformation versus epigenesis to which Woodger had devoted the nearly 100-
page ninth chapter of Biological Principles . He hoped over the series of three
articles to sharpen that analysis—he let on that he was dissatisfied with his work
in the book—through symbolic treatments of the notion of levels and hierarchies
in biology. 50 After all, “third way” thinking must mean that the wholeness of the
organism in some sense influenced the behavior of the organisms’ systems from
the top downward. These in turn influenced the behavior of smaller units: cells,
chromosomes, genes, etc.
Given how he introduced his first essay, it is clear that Woodger took Pearl’s
—and Needham’s and Suttie’s, for that matter—concerns about the need for
concreteness to heart. While in his essays he tried to convince biologists both
that they needed to consider more carefully their underlying concepts and that
philosophy of biology was as important to biology as theoretical physics was to
physics, he did provide definite examples: “[S]uppose we have two rabbits—one
white and one black—born in one litter. Then we say that this difference was
correlated either with a difference between the intrauterine conditions of the two
embryos, or (which would be considered more probably) with some difference
which was present throughout the development of both, i.e., a genetic
difference.” 51 The difference between the baby rabbits, in other words, could be
either strictly the direct result of the immediate context, i.e., the condition of the
mother’s womb, or as a result of the genetic program carried within each rabbit.
Of course, there is the synthetic option—it’s really some of both—which is what
Woodger believed. Indeed, he offered multiple examples along these lines to
point out two otherwise tacit features of biological inquiry: (1) The real locus of
embryological investigation is the differences in relationships between
organisms or systems on multiple occasions, while genetics investigates changes
in intrinsic properties of entities limited in scope, and (2) communication
between biological subfields is so muddled that a new language needs to be
invented to resolve the apparent difficulties.
Primarily, Woodger stressed the same main point through all three essays:
Despite appearances, nearly all biologists really investigate different levels or
compartments of biological content. These levels operate as if they are
balkanized. And the differences between areas are most pronounced when
investigating the concepts of change over time evident at each level. Change
takes three forms in biology, according to Woodger. First, the configuration
between elements of a system can change. Or, secondly, the properties of the
elements themselves can change. Finally, the elements can grow or multiply
(usually necessitating a change in configuration). Woodger represented these
varieties of change with a simple diagram (Figure 3.1 ).
B y the end of 1931, Needham had joined the new generation of organicists.
While Woodger’s logic alone could not convince him to fully accept the “third
way,” a concatenation of unexpected events and figures did finally convince
Needham. These included two unexpected conference speakers; two new
relationships with other British scientists interested in alternatives to mechanism
and vitalism, J. D. Bernal and C. H. Waddington; a more robust encounter with
Alfred North Whitehead’s philosophy; and a tiny experiment conducted by a
young, practically unknown woman in the middle of Germany. By 1932,
Needham had converted from organicism’s most articulate detractor to a
committed proponent. Though a single scholar, his impact, especially as an
organizer and an interdisciplinary bridge builder, would resonate through
biology for years, impacting the rise of epigenetics itself. His story reflects the
larger trend in European science: By the 1930s, the pendulum of scientific
worldviews had clearly swung away from the harder mechanism of Jacques
Loeb. Whether that pendulum would swing toward vitalism or a “third way” was
much less clear.
From 28 June to 3 July 1931, London hosted the Second International Congress
of the History of Science and Technology (SICHST). By this time, Needham had
published his three-volume Chemical Embryology and a curious collection of
essays entitled The Sceptical Biologist , another homage to an Enlightenment
natural philosopher (Boyle rather than La Mettrie). Needham’s ability to mix
science, philosophy, and politics attracted wider notice. On this reputation, he
brought several significant speakers together for the SICHST session “The
Historical and Contemporary Inter-Relationships of the Physical and Biological
Sciences,” including both members of the older generation of organicists (E. S.
Russell and J. S. Haldane) and up-and-coming scientists, including zoologist
Lancelot T. Hogben. Needham invited Woodger to speak as well.
It was here at the SICHST that an unexpected event happened. A cadre of
distinguished scientists and philosophers from the Soviet Union arrived with
little advance warning. Popular Bolshevik Nikolai I. Bukharin headed the
delegation. Needham welcomed Bukharin and his comrades to London, and
then, after the conference, also spearheaded the publication of their English-
language talks as a small book, entitled Science at the Cross Roads (1931). 1
As Needham no doubt knew, V. I. Lenin had once dubbed Bukharin the
“Beloved of the Party.” To those outside of the party, including Needham,
Bukharin appeared a shining beacon of socialism, numbering among the most
important surviving Bolsheviks, once head of the Comintern, a Central
Committee insider, and editor in chief of Pravda . Neither Needham nor the
other British scholars realized the degree to which Bukharin’s position had
suffered of late. Stalin had chastened Bukharin for supporting the late Lenin’s
New Economic Policy—a policy that Stalin had also once supported—by
pushing him out of the Central Committee. Bukharin’s long-term loyalty to the
Communist Party and his role in the revolution ensured that he retained some
role in Soviet leadership, especially once he was reelected to the Central
Committee at the Sixteenth Congress in 1930. Yet his sincerity, popularity, and
connection with Lenin ironically marked Bukharin for destruction. As part of
Stalin’s more general program of eliminating his competition, Bukharin suffered
perhaps the most famous and tragic show trial of 1938. Stalin ordered
Bukharin’s execution that year despite Bukharin’s impassioned appeals to his old
comrade. 2 (His memory lived on: Bukharin was the inspiration behind the
character Rubashov in Arthur Koestler’s heartbreaking novel Darkness at Noon .
Bukharin’s widow had his reputation rehabilitated in 1961.) But these tragedies
were a few years in the future. At SICHST in 1931, Bukharin was a minor
celebrity. His address, “Theory and Practice from the Standpoint of Dialectical
Materialism,” challenged a number of arrangements within the Western
scientific establishment that he regarded as sacred cows—most prominently,
scientific epistemology and the sociology of the laboratory. Bukharin’s address
shocked and appalled some scientists.
Needham, by contrast, was starstruck. 3 He found Bukharin’s critique of the
complicity of science with capitalist exploitation particularly persuasive in
conjunction with Needham’s already strong support of British socialism and
Noel Conrad’s teachings at Thaxted. And Bukharin’s stress on the importance of
the dialectic caused Needham to rethink the framework of the science in which
he had been trained as a biochemist. As he began to reflect on his experience as
a biochemist, he realized that simplistic mechanistic thinking was preached and
practiced exclusively by his colleagues even when that perspective didn’t follow
the phenomena. It wasn’t merely that vitalism was dismissed as unscientific; no
one took any perspective other than mechanism seriously enough to be explored,
even if that exploration would ultimately lead to firmer grounds for rejection.
But perhaps the dialectical view Bukharin trumpeted meant that progress was
possible; the appearance of mechanistic determinism was only a by-product of
the current configuration. One didn’t need vitalism, only a way out of
mechanism, a synthesis, perhaps. It was that aspect of the Soviet contribution to
the SICHST—the possibility for social justice, for progress—that Needham
emphasized in Science at the Cross Roads . Ironically, it was this interest in
social justice and friendliness with the Soviet delegation that would bring
Needham unwelcome attention from British intelligence operatives. That
attention, in turn, dramatically changed Needham’s career during and after the
Second World War.
Crystal physicist John Desmond “Sage” Bernal (1901–1971) also attended the
SICHST and was nearly as impressed by Bukharin as Needham was. While on
the surface, Bernal saw little to dislike in standard mechanism, there was
something more in what Bukharin offered. It made him curious.
In some ways, Bernal proved an ideal counterpart to Needham, and the
relationship between them that started in 1931 would sharpen both their
scholarship and their politics. While equally brilliant, equally pugnacious,
equally inspirational, Bernal had one flaw (or maybe it was an advantage) that
Needham did not share—Bernal was Irish. Born in County Tipperary in the west
of Ireland, Bernal had an acute sense of “otherness,” especially as his world
collided with the English one. In 1926, when Bernal was only twenty-five years
old, he sought to write an autobiography that would capture his experience as
“other.” He titled his unpublished autobiography “Microcosm”:
I have set myself the task of writing down . . . the sum of all the influences that have borne on me,
and what my mind makes of these in its knowledge and action. It would seem in some ways more
suitable to wait till age and experience had taught me my ignorance and futility, such a book may
be without impertinence written at 75, but I do not propose to wait till then. Not that I despise the
wisdom of age or prefer that of youth, but that I think . . . that they are different wisdoms. 4
Certainly he had the same confidence in his own abilities as Needham. And
those abilities did prove to be prodigious.
Those who have only slight knowledge of Bernal think of him as an
uncomplicated atheist. But Bernal was brought up as a pious Irish Catholic boy
in a nurturing home. He was educated at the diocesan school at Nenagh, and was
good enough at his studies and in his faith to be sent to Hodder, which was the
oldest and most distinguished Jesuit school in the UK, in Lancashire. Bernal
loved the religiosity of Hodder. But Hodder fed into Stonyhurst, about which
Bernal had more mixed feelings. In “Microcosm” he wrote, “James Joyce has
said all that need be said about it. Dark corridors, wandering priests, terrible
sermons of sins that must not be named lest they be practised. . . . But against
that there were forests of flaming candles, golden vestments, and the resonant
chanting that tore out the soul for God.” Like Needham, Bernal would carry this
passionate tension with him for the rest of his life. On the one hand, there was
his contempt for the fear mongering and authoritarian moralizing of the church.
Bernal, unlike Needham, would later state that he had given up his faith—how
could he be a proper Marxist and continue to accept the power of the religious
“opiate”? But on the other hand, Bernal expressed admiration, maybe even
longing, for the systemic order and respect for tradition exhibited by the church.
In fact, like many formerly pious converts to atheism, Bernal expressed that his
conflict was never with Christian ideals, but with the inability of the human
collective to live up to those ideals. “I could not help seeing [the church] as an
active agent of political reaction throughout the world,” he said once. And later
he would admit that, “Seen as the one background of the unexplained of life the
church was impregnable, but seen in its place and time it appears an ideal human
construction, as compelling and as fallible.” Interestingly, some of Bernal’s
distrust of organized religion was born not merely from his experiences at
Stonyhurst, but out of arguments with conservative anti-Republicans during the
1916 Irish rebellion. As Bernal put it in his diary at the time, he was treated
“with absolute loathing” when he tried to argue for the motivations of the Sinn
Fein. 5 Bernal found that Christianity’s adherents quite frequently draped their
nationalism, classism, sexism, and even xenophobia with religious sentiment. It
rankled him. As an undergraduate at Cambridge, it took only a small push by a
classmate to convince Bernal that socialism as practiced by fiery Russian
Bolsheviks better exemplified the Gospel struggle for a brotherhood of all men
regardless of race, class, religion, or scientific discipline than the path preached
by stodgy churchmen. Though the Stalinist bastardization of it would disappoint
him repeatedly, Bernal permanently converted to socialism by his early twenties.
Bernal, like Needham, yearned for the establishment of a utopian society
through the cooperation of technocratic and humanitarian ideals. Though one
remained formally committed to a version of Christianity and the other did not,
both Needham and Bernal articulated the inspiration for their ideals in language
derived from the Gospels. When he was 28, Bernal published his first book.
Though he was already committed to socialism by this time, he entitled the book
The World, the Flesh, and the Devil . He reprinted it forty years later, stating, “I
have a great attachment to [the book] because it contains many of the seeds of
ideas which I have been elaborating throughout my scientific life. It still seems
to me to have validity in its own right.” It articulated a feeling shared by
Needham and Woodger, among others: to pursue knowledge both scientifically
valid and encouraging of human flourishing. Neither mechanism nor vitalism
seemed to offer both.
Needham did not respond to the table itself, but his position at the meeting
was clear enough: “Organization alone is no explanation of anything.” 7
Nevertheless, Woodger’s position intrigued Needham, not least because it
seemed to build from the philosophy of Alfred North Whitehead. “[T]he position
of a part in the whole would be alone responsible for some of the organization
phenomena exhibited by the whole” was how he understood Whitehead and
Woodger’s organic philosophy. Needham had begun to warm to this idea. Add to
it Bukharin’s emphasis on the dialectic—Needham knew there was something
there, even if he couldn’t put his finger on it.
The second transitional moment in 1931 occurred when General The Right
Honourable Jan Christiaan Smuts, former prime minister of South Africa, rose to
speak as the president and keynote speaker of the British Association for the
Advancement of Science annual meeting. Given the intellectual and political
stature of Smuts, his address endorsing the importance of irreducible systems
indicated just how pervasive organicism had become. Within a few years,
support had become so great that one commentator claimed, “Nowadays almost
every self-respecting biologist, philosopher, and psychologist” adhered to it. 8
On paper, there could hardly have been two more antithetical influences on
Joseph Needham and the burgeoning organicist movement than Nikolai
Bukharin and Jan Smuts. One a Marxist revolutionary, the other a stalwart Tory;
one an earnest intellectual who would be imprisoned for standing in the way of
Stalin’s despotism, the other a shrewd political insider who would be honored
and extolled by the British crown even after ordering the slaughter of subjects in
African regions neighboring his own. His former comrade, Josef Stalin, would
execute Bukharin and erase his name as much as possible from the annals of
history; Smuts would be lauded and immortalized as coauthor of the United
Nations’ charter in 1945. 9 Yet when Smuts addressed the British Academy for
the Advancement of Science in September 1931, he tapped into the same
discontent with mechanism that Bukharin had revealed in his SICHST essay the
same year. By 1931, that discontent had crystalized around some of the issues
first addressed by those scientists who just knew that something real
distinguished the living from the nonliving.
After serving as prime minister of the new Union of South Africa from 1919
to 1924, Smuts retreated from public life (temporarily) to research and write his
magnum opus, Holism and Evolution (1926). Though Smuts was not a biologist,
the book accurately captured the growing frustration with mechanism: “At
present our concept of life is so indefinite and vague that, although the kingdom
of life is fully recognized, its government is placed under the rule of physical
force or Mechanism. Life is practically banished from its own domain, and its
throne is occupied by a usurper. Biology thus becomes a subject province of
physical science—the kingdom of Beauty, the free artistic plastic kingdom of the
universe, is inappropriately placed under the iron rule of force.” 10 Modern
biology, thought Smuts, was being robbed of what made it interesting in the first
place. A biologist could not empirically describe the behavior and appearance of
his or her chosen organism and its relationship to other organisms and just leave
it at that. In place of traditional empirical descriptions , biologists needed
explanations . And the only thing that counted as an explanation must be given
using the language of unseen particles—the language of physics, in other words.
Even the one genuinely biological explanation, evolution, had been redefined in
a foreign tongue, according to Smuts. Evolution had once been so wonderfully
captured by Charles Darwin as benevolent, Nature “daily and hourly
scrutinising, throughout the world, the slightest variations; rejecting those that
are bad, preserving and adding up all that are good.” 11 A blind sorting machine,
a Maxwellian demon clothed in the statistics of biometricians and wielding the
atomic units of Mendelism, had replaced this image. 12 Natural selection, the
crowning jewel that set biology apart from all other domains, had been
repurposed to serve the physicochemical mandate.
The reason behind this sweeping reclassification of the biological as
something mechanical, speculated Smuts, was due to the overconfidence of
scientists of the nineteenth and early twentieth centuries. They convinced
themselves and, perhaps especially, Victorian society that they firmly understood
causation itself. They believed that one could not find features in the effect that
were not already there in the cause . Laplace inaugurated this perspective as law
in the late eighteenth century. 13 It was only a short line from that dogma to the
mechanistic reclassification of life and mind. “Life” reduced to matter; so did
“mind.” Using the analogy that Smuts preferred, scientists and philosophers of
the nineteenth and early twentieth centuries saw matter as the musical
instrument; everything else—the living music of existence—was merely the
noise made by the vibrating instrument. Though the music could be quite
beautiful, ultimately this metaphor subjugated its importance to the instrument
itself. It was only the instrument that was lasting, real. The music, which is to
say life itself , was epiphenomenal, lost on the wind once the quivering of the
instrument ceased. Unsurprisingly, this sort of philosophy carried clear practical
ramifications: Any object of study other than physics and engineering became a
preoccupation with “merely transient and embarrassed phantoms on the stage of
existence,” dismissed as so much stamp collecting. 14
Without a doubt, this old physicochemical concept of causation was
understandable, elegant even. But it could not make sense of one glaring
distinction between the living and the nonliving—a difference in type, according
to Smuts, not just in degree: the ability of living things to regenerate and
reproduce. Even if some crystals could tessellate outward in mock reproduction,
this crucial combined ability of regeneration and reproduction existed first,
insisted Smuts, at the cellular level, not at the bare chemical. From the cellular
level onward, repair and reproduction became a trait shared by all organisms, no
matter their size and complexity. This trait did not exist at any other simpler
level: not at the subatomic, atomic, or molecular levels, and not in larger
colloidal substrates—what T. H. Huxley had called “protoplasm”—either. In the
cosmic process of evolution, the combined trait of self-repair and the ability to
pass something of oneself on to the future even though one’s current existence
was coming to an end—this function , in other words—must have evolved out of
preexisting substance. But this substance could not be the nineteenth century’s
version of matter. In order to get self-repair and reproduction, there must have
emerged new properties. Thus through the remainder of Holism and Evolution
Smuts proceeded to spell out nearly the same position that Edmund D.
Montgomery sketched in Texas a full half century earlier and that Lloyd Morgan
traced in detail in his 1923 Gifford Lectures that became Emergent Evolution .
In his 1931 BAAS Presidential Address, an address to celebrate a century of
scientific achievement, Smuts revisited these themes and placed them in a larger
historical context. Nineteenth-century physicists, he suggested—even including
former BAAS presidents Sir J. J. Thomson and Lord Rutherford—reinforced
belief in a rigid, deterministic universe even as their work began to dissolve the
atomic solidity of its building blocks. In the nineteenth century, their physics had
been spectacular in its breadth and precision, but it was after all “a system of
purified, glorified commonsense.” 15 The more that physicists in the twentieth
century peered into the structure of molecules and atoms, the more they found
that the “commonsense” view had little support. Sir J. J. Thomson himself
confirmed Smuts’s assertions in his own address at the same meeting: Only a
few years earlier, “The view was prevalent that all the fundamental principles of
physics had been discovered”; all that was left was to “measure more and more
accurately.” By 1931, Thomson could join Smuts in asserting that view had
proved to be “ludicrous.” 16 According to Smuts, it was first Einstein’s relativity,
then the revelations of Niels Bohr and others into the paradoxical composition of
light and atoms themselves that so rapidly overturned that commonsense
“picture of nature as consisting of fixed material particles mechanically
interacting with each other.” 17
This shift in the worldview of physics would prove especially liberating for
biologists, thought Smuts. Though for years biology had been held in thrall by
“the partial truth of mechanism,” now the “deeper truth of organicity or holism”
would force physicists to turn to biologists to discover “principles at work in
their full maturity which can only be faintly and fitfully recognized in physics.”
18 One of the chief truths, believed Smuts, could be found only by examining the
organism itself:
A living individual is a physiological whole, in which the parts or organs are but differentiations of
this whole for purposes of greater efficiency, and remain in organic continuity throughout. They are
parts of the individual, and not independent or self-contained units which [sic ] compose the
individual. It is only this conception of the individual as a dynamic organic whole which will make
intelligible the extraordinary unity which characterises the multiplicity of functions in an organism,
the mobile, ever-changing balance and interdependence of the numerous regulatory processes in it,
as well as the operation of all the mechanisms by which organic evolution is brought about. 19
Organisms seemed to show top-down organization, in other words. The whole
organism, when properly configured, really was greater than the sum of its parts.
So important was this new structure of causation, thought Smuts, that it
should restructure our view of the universe itself. Whereas the laws of
thermodynamics stipulated that the vast majority of the space-time mechanism is
tending toward entropy, life moves in the opposite direction—from simple to
complex, bacteria to brachiosaurs. On Earth, mere living, breathing, and eating
gave way to sentience, aesthetics, and eventually organized civilization. The
great irony, as this veteran of wars across Europe and Africa knew all too well,
was that the only shining beacon of complex, introspective organization in the
entire known universe—Homo sapiens —spends an inordinate amount of time
trying to subjugate or kill its own kin. Though he had already helped put in place
the League of Nations to halt some of this violence, Smuts recognized this was
only a stopgap measure. 20 Ultimately, he hoped that a widespread appreciation
for the preciousness of humanity as the most complete instantiation of the
holistic evolution of the universe itself would help curb future proclivities
toward murder, war, and other checks against human flourishing.
Smuts’s pronouncements about the place of the organism in modern science
and philosophy were soaring, and his endorsement of emergent evolution was
well received. This is no surprise: By now, the British scientific community had
heard similar, if less lofty, rhetoric from scholars dating back at least fifty years.
And biologists of Smuts’s generation, including especially E. S. Russell, would
continue to argue similar points for another two decades; J. S. Haldane and C.
Lloyd Morgan, too, repeated these general principles until each passed away,
five years later, in 1936. So Smuts introduced little in his BAAS presidential
address, certainly nothing that had not been said repeatedly over the past half
century. Nevertheless, the value of works like Holism and Evolution and Smuts’s
enhancement of it in 1931 was not in originality—he was riding the crest of a
wave in transatlantic scientific thought in 1931. Smuts marshaled his political
clout to synthesize, popularize, highlight.
He did not, however, add much specificity to the debate. How were scientists
supposed to operate in light of Smuts’s charge? Joseph Needham may have been
convicted by Bukharin and inspired by Smuts. But there were more pieces of the
puzzle yet to fall into place.
5
D orothy saw it first. While Joseph was putting the final touches on Chemical
Embryology in 1931, Dorothy—an accomplished biochemist in her own right—
alerted Joseph to the recent developments in German biology she read about.
They appeared to be a logical next step, a biochemical experiment for them to
pursue together as a couple. It was called “Spemann’s organizer” after the man
who had discovered it, German embryologist Hans Spemann (1869–1941). They
contacted a few well-connected colleagues and quickly secured a place to
conduct research near the epicenter of all this work: Otto Mangold’s laboratory
in Berlin-Dahlem. Now the Needhams, too, would pursue the identity of this
“organizer.”
The attempt to describe more precisely Spemann’s organizer became
something of a scientific gold rush in early 1930s European embryology and
biochemistry. The Needhams spent most of the 1930s pursuing this question and
assembled the Theoretical Biology Club in part simply because they needed
other young scientists to bounce ideas off of regarding Spemann’s organizer.
In the months leading up to their departure for Germany, they read a great
deal about the discovery. Both Dorothy and Joseph believed that it could put all
of the philosophical musings of Smuts and Whitehead and the organicists on
display. It seemed to hold the secret to the deep morphological structure of the
organism, somehow configuring the most basic spatial properties of the
developing embryo. Whatever the organizer actually was, it was certainly
biochemical. But its impact was associated with the externally related directional
configuration of the embryo itself, which was something the Needhams didn’t
think could be dictated by isolated biochemicals alone. The context of the
biochemicals—the integrated system of chemical expression, rather than the
chemicals themselves, in other words—seemed to be doing the “organizing.” It
was bigger than mere chemistry; they hoped to say that without invoking vital
forces. 1
They knew a lot. What they did not know in 1931 was that the organizer did
not belong just to Spemann.
Up to this point, Hilde Pröscholdt (later Mangold; 1898–1924) had thrived in the
male-dominated world of German experimental embryology. But now in her first
year of a doctoral program, she was struggling. Her supervisor, Hans Spemann,
had assigned her a particularly difficult experiment for her dissertation. She
hated to admit it, but despite her notable skill in microsurgery, she could not
carry out his original vision. When she approached Spemann, he reluctantly
handed her a replacement project. Though no one envisioned it at the time, her
second project would earn Spemann the Nobel Prize, permanently alter the field
of embryology, and provide the most direct application of organicism in the first
third of the twentieth century.
The German “Entwicklungsmechanik project” had remained strong since
Roux and Driesch. Arguably, it reached its zenith under the guidance of
Spemann in the interwar period. For decades, Spemann patiently studied the
developmental process of multiple species of amphibians and experimented on
the particulars of their ontogenesis. In one notable experiment, he used a hot
needle to lance cells in the part of the developing tadpole that eventually should
have grown into the frog’s retina. As expected, neither the lens nor the rest of the
eye beneath that lens developed. Spemann then revisited the experiment but
killed only some of the protoretinal cells, leaving a few intact. Tadpoles in that
experiment did form the lens of their eye where the untouched protoretinal cells
came in contact with the top layer of skin cells. 2 This result raised more
questions: Did the optic cup directly instruct the ectoderm to form a lens, or was
contact between the protoretinal cells and the ectoderm only a trigger—perhaps
some eye-making potential already existed in the cells, just waiting to be
unlocked. 3 Future experiments to distinguish between these two possibilities—
which he now called “self-differentiation” versus “induction”—failed to clarify
matters.
Along with Spemann, several researchers across Europe and North America
wondered whether self-differentiation or induction was more likely to be the
cause of organ development. Because of this widespread interest in
Entwicklungsmechanik in general, and because of his skill in uncovering the
processes behind organ formation more specifically, Spemann garnered a great
deal of professional notoriety. Just before the outbreak of the Great War, he was
made head of the Entwicklungsmechanik department at the Kaiser Wilhelm
Institute for Biology in Berlin-Dahlem.
During the course of his lens-induction experiments, Spemann removed
portions of the developing eye from one species and implanted them into the
developing embryos of other species. He also surgically implanted those proto-
eye cells into places in the embryo where they didn’t belong—in the developing
abdomen, for instance. In both cases, the newly introduced material conformed
to the cells of the host: When placed into a gut, the eye tissue would become gut
tissue. At least this is what happened most of the time; there were two
exceptions. The first exception, though mysterious, was not unexpected. If the
transplanted tissue was a little bit older, it seemed to lose the ability to adopt the
qualities of its host. That is, if one transplanted slightly older eye tissue onto a
developing leg, for instance, it would maintain some features of being an eye
even though it was attached to a leg. 4
The second exception proved to be more exciting. One portion of the
developing embryo stubbornly refused to conform to its new location. After
transplantation, the tiny portion of the upper blastopore lip that usually became
part of the developing head and neural system not only didn’t become like the
cells in its host location, it actually co-opted the surrounding cells and began to
turn them into a new neural plate. In 1918, when Spemann first conducted these
experiments, he believed this was evidence of self-differentiation in the
transplanted tissue. 5 But over the next three years, he became increasingly
convinced that something more might be happening.
Just after the war, Spemann earned an appointment to head the Zoological
Institute in Freiburg-im-Breisgau. Soon after arriving in Freiburg, he delivered a
lecture at Frankfurt am Main, where Pröscholdt was majoring in chemistry. His
vision of the promise of Entwicklungsmechanik made such an impression on her
that she changed specializations to zoology. After graduation in 1920, she
enrolled as Spemann’s doctoral student, joining an impressive cohort at Freiburg,
including future luminaries in the field Viktor Hamburger (1900–2001) and
Johannes Holtfreter (1901–1992).
Spemann assigned Hamburger to the laboratory bench adjacent to Pröscholdt;
Holtfreter’s stood nearby. Though he was two years her junior, Hamburger and
Pröscholdt spent a great deal of time together. During their first year, they
enrolled in a wide variety of classes together, including a course in philosophy
with the phenomenologist Husserl. They hiked through the Black Forest, testing
each other’s knowledge of local flora and fauna. They drank in that era’s
efflorescence of culture: They read literature copiously, experienced art, listened
to music, shopped at local markets, and debated the meaning of these things late
into the evening. 6 Contemporaries noted their closeness. 7
Along with her intellectual curiosity, Hamburger appreciated Pröscholdt’s
technical skill. Spemann must have noticed as well, because after she completed
her coursework, he asked her to recapitulate one of the most famous experiments
in the history of biology: Abraham Trembley’s work on hydra. Trembley, the
eighteenth-century mathematics-trained Swiss natural-history tutor, had
reportedly turned at least one hydra completely inside out in the 1730s. He used
little more than a Leeuwenhoek-style single-lens microscope and some crude
tools. Curiously, almost no one had been able to replicate Trembley’s results in
two centuries. But Pröscholdt would have the advantage of twentieth-century
scientific instrumentation. Spemann was very interested in her success—the
scientific question she would pursue was crucial to his own interests. When the
ectoderm cells became endoderm, would they take on typical endodermic
properties? In other words, to what degree did spatial context matter in the
determination of parts of the organism?
Despite her close relationship with Hamburger, Pröscholdt married one of
Spemann’s older laboratory assistants, Otto Mangold, on her birthday in October
1921. Mangold (1891–1962) was Spemann’s first doctoral student and one of
Pröscholdt’s instructors. Though they appear to have had very different
temperaments, Hilde recognized Otto’s professional potential. He was poised to
rise quickly through the ranks of German university science and, in fact, did
attain Spemann’s old chair at the Kaiser Wilhelm Institute of Biology in Berlin-
Dahlem in 1924. But when Pröscholdt ran into trouble with her hydra
experiments, Otto Mangold proved unable to help. Frustrated, she approached
Spemann himself. He used a thin glass needle to restrain the polyp after being
flipped in on itself, but not even this master of microsurgery could successfully
coax it into developing in Trembley’s inside-out configuration. The project that
Spemann had assigned Pröscholdt appeared impossible. So in 1921, Hilde
Pröscholdt—now Hilde Mangold—gave up on hydra and went to work on a
project nearer to Spemann’s own work: interspecific, or “heteroplastic,”
transplantation using newt embryos.
In his postwar experiments, Spemann had used Triturus cristatus and T.
taeniatus newts to investigate the process of induction; they had quickly become
his favored experimental organisms. 8 Common throughout central Europe and
adaptable to captivity, they proved to be ideal organisms for Hilde Mangold’s
transplantation experiments as well. 9 The pigmentation difference between these
otherwise closely related species—T. cristatus shows almost no pigmentation at
all while T. taeniatus cells are somewhat pigmented—meant that donor cells
remained visible among the developing host tissue. Otto Mangold demonstrated
that the pigmentation difference lasted long enough to determine with a high
degree of specificity the permeation of individual grafted cells through the
original organism. 10
Hilde Mangold capitalized on Spemann’s and Otto Mangold’s achievements.
Despite her difficulty recapitulating Trembley’s experiment, Spemann’s
confidence in her microsurgical technique was justified. After delicately teasing
a bit off the upper blastopore lip from a T. cristatus , she transplanted it onto the
flank of a T. taeniatus embryo of the same age, just under the ectoderm. Whether
through skill or beginner’s luck, one of her first few transplants began to fold,
then to invaginate. The transplant then formed a complete neural tube—the
beginning of a cristatus head on the belly of a taeniatus . 11 It was a fascinating
result, to say the least. She continued one experiment after another—259
painstaking transplantations in all, using several different species of newts.
Seventy-three of her transplantations (28 percent) survived; twenty-six of the
surviving chimeras developed the beginnings of a neural plate—a result that
compares favorably to transplantation work conducted as recently as a half
century after her own. 12 In the most exciting instances, the host region
containing the other species’ blastopore lip “bulge[d] out into optical vesicles
and add[ed] lenses and auditory vesicles”—beginning eyes and ears, in other
words. 13
She began to write up her results in the autumn of 1922 as her doctoral thesis.
A year later, Spemann selected six of Hilde Mangold’s best examples and
together they published “Über Induktion von Embryonalanlagen durch
Implantation artfremder Organisatoren” (“Induction of Embryonic Primordia by
Implantation of Organizers from a Different Species”). A decade after he helped
her publish “Induction,” Spemann was in Sweden accepting the Nobel Prize in
Physiology or Medicine. It remains one of the few doctoral dissertations to
contribute directly to the award of a Nobel Prize. Notably, Spemann may never
have been a Nobel laureate at all except that he attached his name to her project
—ahead of hers, in fact. Neither Hamburger nor Holtfreter were involuntarily
made second authors on their own dissertations. 14
Presumably Hilde Mangold would have joined Spemann onstage. The initial
ideas were Spemann’s, certainly, but she performed the delicate experiments that
demonstrated the organizer effect. She would have been in her midthirties at the
time; her son, Christian, would have been eleven. In 1924, Otto Mangold
ascended to Spemann’s old post in Berlin-Dahlem; the Mangolds moved outside
of Berlin that summer, excited to begin life on their own. It was at their new
home on 4 September 1924 that the normally careful, dexterous Hilde
accidentally spilled some cooking fuel on herself while attempting to heat baby
food. The fuel caught fire; the flames quickly engulfed Hilde and Christian.
Though Otto extinguished the flames, Hilde and her child soon succumbed to
their wounds. She was twenty-five years old. Her pathbreaking work on the
organizer appeared in print for the first time later that year. 15
Spemann and Mangold’s “Induction” paper represents another milestone in
the path toward the “third way.” The essay capitalized on two decades’ worth of
work by Spemann, his partners, and assistants. The remarkable results of Hilde’s
experiments convinced Spemann that the blastopore lip contained cells that
convinced the embryonic tissue of any particular region into which it was
transplanted to produce, at minimum, a new brain stem. 16 And with better
surgical techniques and antibiotics to keep chimeras alive longer it became
possible to create a large portion of a “piggyback” organism using these few
cells—a “Siamese twin.” 17
Spemann and Hilde Mangold named this small region of cells in the
blastopore lip the “organizer” region. They believed that somehow this region
set the developing embryo into its most basic spatial properties. In “Induction,”
they prudently admitted that the nature of that organizer and the precise process
by which induction of the neural plate happened remained undefined.
Nevertheless, they were confident “that these secondary embryonic primordia
have somehow been induced by the organizer.” 18 Moreover, these early
organizer experiments seemed to be a strike against the self-differentiation
concept initially championed by Roux. In fact, Spemann and Mangold’s essay
concluded with a measured endorsement of Driesch: “But the development of
the [organizer] implant could not be pure self-differentiation; otherwise it could
not have been harmoniously integrated with the secondary embryonic
primordium which is smaller than the primary primordium. Apparently the
inducing part, while in action, was subjected to a counter-action by the induced
part. Such reciprocal interactions may play a large role, in general, in the
development of harmonious equipotential systems.” 19 “Harmonious
equipotential system”—a phrase Spemann invoked numerous times, even in his
1935 Nobel address—belies Spemann’s philosophical predilections. Spemann
was a vitalist; vitalists could do pathbreaking, Nobel-worthy work in the
interwar period.
In 1931, after a relatively fruitful few weeks in Germany, the Needhams returned
to Cambridge to see what could be done about Spemann’s organizer there.
Frankly, there wasn’t much: Cambridge did not have a dedicated chair in
embryology, let alone a whole working group. And as accomplished as Dorothy
and Joseph were as biochemists, the puzzle of the organizer would definitely
require the perspective of an embryologist to move forward. They had just
overlapped with the perfect addition to their prospective team in Mangold’s
Berlin laboratory—although he admitted embryology was a new pursuit for him.
He was British, a bit younger than the Needhams, and he had trained at
Cambridge. In fact, he still worked in Cambridge, at the nearby Strangeway
Laboratory. His friends called him “Wad.”
Conrad H. “Wad” Waddington (1905–1975) was born to a devout Quaker
family from England’s industrial midlands. His father was a tea planter in India
and Waddington spent his first years there. But this was the extent of his
“traditional upbringing”; when he returned to England, he did so without his
parents, living instead with his grandparents and other family members. He
seldom saw his parents. One distantly related uncle, who Waddington called
“Grandpa Doeg,” took the precocious, relatively unsupervised Waddington
under his wing. A black-cloaked kindly man, Doeg was in fact an independent
scientist who labored continuously to explicate a general theory of all sciences,
from electromagnetism to evolutionary biology. It was from Doeg that
Waddington initially learned the rudiments of biochemistry, botany, and his first
love, paleontology. 20 And it was because of Doeg, no doubt, that Waddington
first considered pursuing a broad, transdisciplinary approach to science that
would mark the whole of his career.
His friends called him “Wad” throughout his scientific career. But when he
was younger, attending Clifton College in Bristol, he went by “Hal.” It sounded
more grown up. By the time he matriculated at Sydney Sussex College,
Cambridge University, in 1923, he wasn’t so concerned with putting on airs of
maturity. He didn’t have to: His appearance and demeanor led many of his
acquaintances to guess that he already was older. He wasn’t a large man—much
closer to Woodger’s size than Needham’s tall lankiness—and he remained spry
and nimble until old age. Those who got to watch him work with his hands were
continually impressed by his dexterity. He read voraciously and retained nearly
everything; he only spoke when he was confident of the truth of what he was
about to say, but he knew so much he inadvertently silenced his peers who knew
less. He took up smoking a pipe while an undergraduate and usually puffed away
in the middle of debates. He rarely lost those. On top of this, he began going
bald while still quite young. To those who did not know him that well, he was
always older , at least older than they were. Though he had many acquaintances
from the sciences, architecture, the fine arts, anthropology, even the political
world, he rarely revealed the wide variety of his interests to any but a few close
friends. To those that he allowed to observe his whole self, he became among
their most treasured comrades. To them, he was always passionate and playful,
always younger . 21
Grandpa Doeg had taught him so well that Wad had already been practicing
geology and chemistry as a serious amateur for several years prior to Cambridge;
he had become something of an expert on ammonite shells, in fact. But his
reason for studying geology had little to do with a desire to do basic research
about marine organisms and much more with pursuing his father’s aspirations: to
earn a respectable living as an Englishman abroad, in petroleum rather than tea.
With his background and motivation, he passed the Natural Sciences Tripos in
1926, earning a first-class degree in geology with, if we believe his recollection,
an absolute minimum of preparation. Instead of preparing for his Tripos
examination—and instead of training for a career in petroleum—Waddington
was busy reading philosophy. 22
Smuts’s Holism and Evolution and the challenging philosophy of Alfred
North Whitehead had a profound effect on Waddington, just as it had on
Needham and Woodger. He was likely first introduced to the organic philosophy
by members of the Department of Zoology’s teatime discussion club, which
included Joseph Needham, future Yale University ecologist Evelyn Hutchinson,
and lifelong friend Gregory Bateson (the last surviving son of William Bateson).
They continued their philosophical discussions even after Waddington received
his BS in geology in 1926; Waddington bought a house and moved in with his
new wife, artist Lass Lascelles. The two became well known for their open-door
hospitality; their house was often filled with curious scientists standing cheek-to-
jowl with avant-garde painters. It was Gregory Bateson who lured Waddington
away from geology and toward genetics—at the very moment Bateson was
leaving his father’s genetics to study anthropology—during late-night
conversations while fossil hunting on the chalky Dorsetshire cliffs. 23 Soon
Waddington met Edith R. Saunders, a family friend of the Batesons and longtime
collaborator with William Bateson and R. C. Punnett at the John Innes
Horticultural Institute. 24 As a first-rate geneticist herself, Saunders quickly
recognized Waddington’s potential and put him to work on a genetic question
that had interested her for some time: the problem of seemingly maladaptive
factors in the garden flower Matthiola incana , better known as “stock.”
Waddington went straight at it and conquered the problem quickly, publishing
his results in the prestigious Journal of Genetics . 25
Despite his early professional success in plant genetics and geology,
Waddington longed for a scientific life devoted to those large theoretical issues
he had been discussing with Bateson, among others. 26 Reading Whitehead and
Smuts inspired Waddington to compete for the prestigious Arnold Gerstenberg
Prize in Philosophy in 1929. He titled his winning essay “Philosophy and
Biology”; it revealed the philosophy that would lead Waddington to his
groundbreaking discoveries of “genetic assimilation” and his widely used
metaphor, the “epigenetic landscape,” decades later.
a member of the team” when Needham and Woodger invited her to join their
Theoretical Biology Club. 5 Given her interdisciplinary interests, she proved an
invaluable core member of the TBC, even though ostensibly her attraction to
biology seemed to run counter to the interests of Woodger and others.
Wrinch wanted to name the entities of life, to define their structures, not
necessarily to sketch the network of interactions, nor to apply Whiteheadian
philosophy of organism to biology. Still, Wrinch had studied with Bertrand
Russell after he and Whitehead had labored at the Principia Mathematica. That
experience left her interested in the relationships between organisms and their
constituent parts. Russell convinced his students, including Wrinch, of the
importance of his “theory of types.” According to this principle, in order for
sentences to be meaningful, they must be arranged hierarchically. At the lowest
level, stipulated Russell, sentences are about individuals. But then above that
level there is another level in the hierarchy, sentences about sets of individuals.
Above that level, there are sets of sets of individuals, then sets of sets of sets ,
and so on. Firmly holding to Russell’s theory of types was the only way to avoid
the dreaded “paradox” he identified, wherein a set that is not a set containing
itself must contain itself.
Russell classically used barbers to illustrate this difficult paradox. Imagine a
town full of barbers who shave only those men who do not shave themselves.
This is their set: barbers-who-shave-only-men-who-do-not-shave-themselves.
Among the barbers in this town, among that set, there is a misfit barber—a
barber who does not shave himself. Paradoxically, given the definition of his set
as barbers-who-shave-only-men-who-do-not-shave-themselves, he must shave
himself. But no barber in the collection, in that set, can shave himself because
they are barbers-who-shave-only-men-who-do-not-shave-themselves. (If so, he
would be a man who does shave men who shave themselves and, therefore,
would not belong in the set to which he already belongs.) It is a brain-twisting
problem.
This paradox is highly significant even when extended beyond barbers. In his
Introduction to Mathematical Philosophy , Russell put it this way:
The comprehensive class we are considering, which is to embrace everything, must embrace itself
as one of its members. In other words, if there is such a thing as “everything,” then, “everything” is
something, and is a member of the class “everything.” But normally a class is not a member of
itself. Mankind, for example, is not a man. Form now the assemblage of all classes which are not
members of themselves. This is a class: is it a member of itself or not? If it is, it is one of those
classes that are not members of themselves, i.e., it is not a member of itself. If it is not, it is not one
of those classes that are not members of themselves, i.e., it is a member of itself. Thus of the two
hypotheses—that it is, and that it is not, a member of itself—each implies its contradictory. 6
Wrinch knew from studying with Russell—and Woodger stressed it repeatedly in
TBC meetings—that biological sentences, i.e., sentences about living things,
must also accord with these principles. Russell’s paradox might be a problem in
logic, but it extends to anything, any scientific explanation that has to do with
classification and with explaining something higher (i.e., sets) by referencing
only lower things (i.e., individuals in sets). By extension, behaviors operating at
a lower level—at the genetic level, for instance—could not by themselves dictate
what happens at a higher level (e.g., at the organism level). They are in different
levels. It was Woodger’s intention to find the logical language for expressing
how these levels might interact, how they could be logically constructed so that
genetic explanations could be properly, rather than sloppily, applied. He hoped
Wrinch’s expertise and new interest in topological mathematics would help him.
For the next six years, the group of five core members—Joseph Needham,
Woodger, Waddington, Bernal, and Wrinch—met over a weekend or longer once
or twice per year. As many as eight other philosophers and scientists joined them
at any one time, occasionally for just one meeting, usually for more than one,
often with spouses or partners or lab assistants in tow. The heart of each meeting
beat to the wide-ranging discussions of exceedingly complex theoretical issues
in physics, chemistry, biology, and mathematics—usually all four areas in
combination with each other. As Joseph Needham’s scribbled notes record,
experts presented their topics semiformally, presuming that attendees would
have a good enough grasp of the subject matter to move forward into a deeper
theoretical problem. 7 Problems , not disciplines , defined them. Woodger
typically led the long discussions that followed each presentation. By this point
in his career, colleagues had dubbed him “Socrates,” given his penchant to
question and re-question issues that many simply had stopped questioning, Peers
found this trait of Woodger’s useful and charming—unless his questioning was
directed at them. At the TBC, his Socratic method meant that few presentations
got by without a thorough cross-examination.
Because of the interests of the attendees of this first meeting in 1932,
geometrical patterning in biology appeared in nearly all of the presentations. For
instance, J. D. Bernal, who was then working in crystallography, proposed a
scale of bodily form that included everything from the level of quantum
structures to metazoa. He suggested that a mathematical formula must exist to
describe these morphological transitions—something like D’Arcy W. Thompson
had described during the Great War in his classic On Growth and Form . 8 That
observation opened directly into the philosophical question: Was there, then, a
hard mechanistic determinism to biological form? The physicochemical limits to
liquid transport in an enclosed envelope of skin cells seemed to stipulate that
only a few basic configurations were possible to any organism. This of course
provided a constraint on evolution; not just any kind of organism was possible.
But Thompson’s On Growth and Form seemed to defend something stronger.
Life was not merely constrained by physical barriers but actually determined by
them. Though we might accept that evolution could not be analogous to
traveling on horseback across an open plain, with any direction as likely to be
taken as any other, could we say that it was like traveling by car over a wide
highway? Or was evolution more like train travel—with deviation from a set
path bringing a swift and terrible end to the journey? Dot Wrinch then spoke of
“geometrical botany” and the mathematical complexity of morphological forms.
Before the meeting in 1932, she had already been in discussions with
Waddington regarding possible topological models of embryological
differentiation rates. 9 Waddington turned out to be one of the most active
participants in the first meeting. Aside from the work he and Wrinch had begun,
he presented once on new findings in Drosophila genetics and again raised the
issue of chemical equilibrium during development. Waddington had begun
thinking about the existence of homeotic mutations in Drosophila , which was
the basis of his important Aristapedia experiments years later. 10
The TBC met regularly through the 1930s. 11 Initially, attendees assembled at
the Woodgers’ cottage in Epsom Downs, but this spot became cramped as the
meetings grew larger. By 1936, attendance by regular members was slated to be
more than a dozen. Partners and other casual attendees would swell that number.
Joseph Needham took it upon himself to find a larger meeting location. He
contacted his friends, poet Frances Crofts (née Darwin) Cornford and professor
of ancient philosophy Francis Macdonald Cornford; the Cornfords owned a
cottage attached to a repurposed windmill near Old Hunstanton, Norfolk, in sight
of the North Sea. They agreed. Thus the 1936 and ’37 meetings took place under
the rough-hewn timber ceiling of the round brick room at the base of the
windmill.
In these relaxed settings, attendees almost immediately chiseled through the
customary walls between their academic and personal lives. Politics found its
way in; religion too—first during their nights camping under the stars in the
Woodgers’ back garden, later over meals and strolls along the windy Hunstanton
sea cliffs. Over the course of years of interactions, something more intimate
developed between them.
In the social network forged by these social, political, and philosophical
outsiders, the organic philosophy finally came into its own. The TBC
conspirators applied themselves to one of the most difficult problems in all of
biology, a problem Aristotle himself noted and that the newly microscope-armed
biologists of the seventeenth, eighteenth, and nineteenth centuries wrangled
over: How can biological complexity be generated out of such simplicity? This
question is the classic conundrum faced by Rudolf Virchow, who gave his partial
answer with the phrase omni cellula e cellulum (all cells from other cells). This
question awed Driesch into vitalism; Bergson, too. TBC members, by contrast,
did not allow themselves to fall back on the explanation of vis viva , entelechy,
or vital fluids. Nor were they satisfied with the consensus explanation that the
prior condition of the fertilized egg and its resultant genetic configuration—the
more mechanistic explanation—provided a definitive answer.
That is not to say the members of the TBC denied the importance of genetics
in development. They fully appreciated, perhaps Waddington more so than the
others, that new combinations of alleles might come to exist in a reconfigured set
of chromosomes after fertilization. But those genes alone did not do more than
limit the set of trajectories or paths for development. The actual construction of
the organism—the way that one relatively undifferentiated cell gives rise to
myriad cells, each with a particular function in a vast matrix of other specialized
cells—requires both more information and more physical material than appears
in the chromosomes of the lone fertilized egg. In other words, biological
development must follow rules that are not derived specifically from the pieces
playing the game themselves. They must obey Russell’s theory of types or risk
being dragged into the paradox. Woodger attempted to formulate a new
definition of biology that would respect this logic:
The science which deals with entities or systems of entities which are capable of repeating
themselves in space. (This covers bacteria, protista, chromosomes, genes, budding of cellular parts
and whole of various orders, etc. etc. At the chem[ical] level this would mean (I suppose) chiefly
polymerization and some sort of [illeg.] or segregation). It is because of this that many-one
relations are so common in biology, and it is because of this that hierarchical (as opposed to merely
serial) order is important in biology.
What are the various types and modes of spatial repetition? What must happen to the parts
(components of various orders) when a complex system repeats itself (e.g., cell division (so
called)). Think this over! 12
Both the material for making the organism and the information for how to
construct that material into an organism must come from outside of the solitary
egg. But how can one use concepts like “outside information” without invoking
references to entities outside of, or at least undetectable within, the
physicochemical system in which science operates? In other words, how can
those serious about the extreme underlying complexity of development possibly
avoid some version of vitalism?
Warren Weaver of the Rockefeller Foundation called these TBC members “queer
fish” after meeting some of them in the mid-1930s. 13 They certainly did seem
like outsiders. All were relatively insecure professionally, perhaps especially
because of their nontraditional social, political, and religious backgrounds.
While Dorothy and Joseph Needham had some security at Cambridge University
working under Sir Hopkins, they were nevertheless also deeply embedded
outsiders as part of the Thaxted Christian socialist movement. Unbeknownst to
them, they were also being continually monitored by British intelligence for
being sympathetic to international Communism. 14 Waddington and Woodger,
too, were Fabian Marxists who retained interest in social forms of nontraditional
Christianity but, unlike the Needhams, neither had supportive supervisors or
prestigious positions from which to challenge the consensus in their fields.
Bernal, too, was in a precarious position in the 1930s, given his ardent support of
socialism; despite his talent and wide influence on other successful British
scientists, he was never able to crack into the more prestigious British academic
research circles. 15 Wrinch was probably even further from the mainstream in
terms of social position and professional security, this despite her DSc from
Oxford and her lengthy publication record. It was perhaps this feature more than
anything—their status as outsiders, a collection of outsiders in fact: the set of
those-who-feel-constantly-pushed-to-the-margins—that made the TBC an
incubator of ideas and an intellectual and sociopolitical touchstone for its first
members and, consequently, for the organic philosophy.
It certainly was a stimulating time for Waddington and the Needhams. In
mid-1933, the three of them made another run at the organizer problem from
Otto Mangold’s Berlin-Dahlem lab. It was a strange summer for them, full of
mixed emotions. They saw Adolf Hitler quickly translate nationalist popular
sentiment into an authoritarian regime and, by the close of their trip to Berlin,
were frightened by the gradual tightening of the noose against any dissent. On
the other hand, their scientific work proved to be both more promising and more
mysterious than ever.
That summer they demonstrated for the first time that the organizer effect,
which Waddington by then labeled “evocation,” could be produced by nonliving
tissue. 16 That convinced the Needhams and Waddington of two things. First,
Spemann’s vitalistic explanations of Hilde Pröscholdt’s experiments—the
experiments that would win Spemann the Nobel Prize two years later—were not
right. 17 Secondly, while Germany in general and Berlin in particular had long
been among the best places in the world for developmental biology since the
Entwicklungsmechanic of Roux and Driesch, it would no longer be a friendly
place for scientists with left-leaning political sentiments like themselves. They
understood as they returned to Britain that a great opportunity now lay before
them. As Germany became more restrictive, they had the chance to organize the
foremost laboratory of developmental biology in Europe. In fact, they now
required such a laboratory because their most recent organizer work presented an
unexpected puzzle: How could nonliving tissue instigate embryonic
development? They agreed to invite participants to the TBC from outside the
initial group to help address what had become a far more complex issue.
By the mid-1930s, the reputation of the TBC had begun to spread, not least
because of the scientific work being done by its core members. The Needhams’
collaboration with Waddington on Spemann’s organizer continued unabated after
their return from Berlin. Now the organizer was among the hottest topics in
European biology, attracting talented young researchers like Jean Brachet, and
Johannes Holtfreter, friend and lab mate of the late Hilde Mangold, away from
Germany and to Cambridge. Woodger’s collaboration with Viennese biologist
Ludwig von Bertalanffy (1901–1971) had transformed into Modern Theories of
Development (1933) and was making waves in theoretical biology on the
Continent. 18 Wrinch sketched a physical model of the chromosome at a 1934
TBC meeting that morphed into a brief letter to Nature and then an important
article, “On the Molecular Structure of Chromosomes.” 19 When untangled and
unspooled, the chromosome, Wrinch speculated, appeared as a cloth mat: The
proteins stretched out in strips, nucleic acid threads woven between, over then
under then over. The proteins, being more complex molecules, would carry all of
the information, the specificity that made traits with the nuclein just holding the
mesh together; nucleic acids were mostly inert, a backbone. 20 The model was
nothing like the one made by Watson and Crick a decade and a half later, but it
anticipated the code metaphor so popular today—the kinds of proteins in the
chromosome aggregate and specify traits in the adult organism. 21 Bernal and
Crowfoot Hodgkin, too, were increasingly bringing x-ray crystallography of
biological chemicals into the scientific spotlight.
Drawn perhaps by the growing reputations of its members, Viennese
philosopher Karl Popper (1902–1994) attended the TBC in May 1935, held at
the Woodgers’. 22 His groundbreaking Logik der Forschung had just been
published and, ostensibly, Popper visited England as a young, already
accomplished philosopher, introducing Britain to sophisticated Viennese logical
empiricism. In truth, he had seen the writing on the wall and was hoping
desperately that his book would provide him with a way out of increasingly anti-
Semitic Austria. 23 The topic during the 1935 TBC meeting was “the nature of
‘organizing relations,’ mechanists and ‘over simplified hypotheses,’ the ‘alogical
core of the world.’” For a Continental intellectual, it was a cornucopia. And the
TBC made a lasting impression on Popper. He left England without securing
employment, but he thoroughly enjoyed the pastiche of mathematics, biology,
philosophy, and the easy way in which these polymaths were able to switch back
and forth between topics. 24 When he returned to Britain in 1936 at the behest of
Susan Stebbing, A. J. Ayer, and Joseph Woodger, Popper insisted on meeting
with the TBC again. As he recalled decades later, this was the first meeting held
at the “‘old windmill at Hunstanton.’” 25
As it turned out, the June 1936 meeting in the Cornfords’ windmill would be
the largest and most important in the history of the original TBC. Core members
Waddington, Joseph Needham (it is unclear whether Dorothy joined him),
Woodger, and Bernal attended. J. B. S. Haldane and mathematician Hyman Levy
joined Popper as special guests. As usual, a great deal of conversation circulated
around mechanism and anti-mechanism in biology—a topic perhaps made more
piquant as they slept under the interlocking gears of the old brick mill. But now,
with darkening skies over Europe and war again springing up in east Asia, the
discussion turned more toward Marxism and the widespread organization of
scientific work, by scientists but for the benefit of the common man. Bernal was
especially vocal: His new partner Margaret Emilia Gardener (1904–2005)
headed the left-wing “for intellectual liberty” group in the Bloomsbury area of
London. Gardener and Bernal had visited the USSR together in 1934, and
together they agitated for leftist causes ever more aggressively. Despite his
earlier interest in socialism, Karl Popper would later recall that he had disagreed
with the entire tenor of the meeting. Though none of the members recalled a
negative reaction from Popper during the meeting itself, his Poverty of
Historicism , published two decades after this meeting, attacked those leftist
political and scientific philosophers he met in 1936 at the old windmill. 26
Popper’s retrospective criticisms notwithstanding, the 1936 meeting at the
windmill represented the apogee of the TBC before the Second World War, not
only because of the number and prominence of the attendees but because of the
way in which the meeting continued to inspire participants in their individual
academic and professional pursuits, their sociopolitical leanings, and even their
personal lives years later. It may have been the moment when the organicist
vision was the clearest, the prospects for the future of science and society the
most promising, the network of scientists interested in theoretical biological
issues the most tightly knit.
Needham attempted to capture something of the spirit of the TBC in those
first few years, and the other relationships that spun off from the meetings
themselves, in his Terry Lectures at Yale University, published as Order and Life
(1936). He dedicated the book to eight members of the group, arranged on the
dedication page as if clustered around an imaginary circular table: the Woodgers
at the twelve o’clock and six o’clock positions, then clockwise: Wrinch, Bernal,
Dorothy Moyle Needham, B. P. Wiesner, Max Black, and Waddington. Just as
they had done during TBC meetings, Needham began the book with a discussion
of the resolution of the mechanism and vitalism debate. A close examination of
Order and Life reveals just how much TBC discussions had changed him
personally. “I myself . . . held opinions which, though very different from the
vitalist ones . . . led to the same conclusions,” he confessed. “I regarded the
nature of biological organization as a purely philosophical question, and
excluded it from scientific biology.” 27 This is true: Prior to 1931, Needham had
sealed off organicism from any actual impact on biology. In 1930, for instance,
he had proclaimed, “The concept of organism, then, is best regarded as a
philosophical concept proper to the domain of the philosophy of science, but in
no sense a scientific hypothesis. . . . The mechanistic principles of practical
research would have continued in use whatever philosophers said, but now there
is no philosophical reason why they should not. The mechanistic schema
formerly covered the non-living world not inadequately, but now without
hesitation is extended to cover the living world as well.” 28 In contrast, by the
mid-1930s Needham was “glad to have an opportunity of cancelling what I then
said.” 29 Paraphrasing Woodger, Needham would now be happy to advocate
“‘legitimate’ organicism.” As he summarized it, that meant identifying three
possibilities in the relationship of an individual biological system to a whole
organism: (1) The system is independent of the organism and, therefore, could be
studied without any fear that something vital—entelechy or élan vital—would be
lost; (2) the system is functionally dependent on the whole organism; (3) the
system is existentially dependent on the whole organism. The hope, according to
Needham—and in this he summarized the ultimate project of the TBC in its pre–
Second World War days—was to concentrate on the first two types of
relationships, analyze them as far as possible without concerns about
overreaching mechanism. And even in those situations where a system was fully,
existentially dependent upon the organism as an irreducible unit—the
phenomena that vitalists would have used to support their claims—they would
continue to analyze. They might look like mechanists in practice, in other words.
Yet their aim was not to explain complex phenomena through reductionistic
appeals to physics and chemistry. According to Needham, they recognized that
the oversimplifications of mechanism were just as damaging to science as the
“dogmatic” or “metaphysical” prohibitions on scientific analysis put forth by the
vitalists.
At its high mark in the 1930s, biology’s “third way”—robust organicism—
could be identified in a number of exemplars: the axiomatic language of
Woodger, the biochemical research of the Needhams, the experimental
embryology of Waddington, the topography of Wrinch, the x-ray crystallography
of Bernal and Crowfoot Hodgkin, and the engineering of Lana Whyte. And it
could be found in the work of other scholars elsewhere in Europe, scholars who
agreed that “the true task of scientific research is not the violent identification of
the biological and the physical, but the discovery of the qualitatively specific
controlling principles which characterize the principle features of every given
phenomenon, and the finding of methods of research appropriate to the
phenomenon of study. . . . Affirming the unity of the universe and the qualitative
multiformity of its expression . . . , it is necessary to renounce both the
simplified reduction of some sciences to others, and the sharp demarcation
between the physical, biological, and socio-historical sciences.” 30 Or, according
to another, “The unity of the universe expresses itself in qualitatively different
forms, the characters proper to which must not be lost sight of.” 31 The organic,
as these “third way” advocates saw it, was not “impenetrable by the human mind
or ruled by unintelligible spiritual entities. Translated into terms of Marxist
philosophy, it is a new dialectical level.” 32
7
Needham’s full proposal in 1934 asked for the RF to fund seven research
sections to be added to current Cambridge biological facilities:
(1) Physico-chemical embryology, or biochemistry and biophysics [this is where Needham put the
organizer work];
(2) Experimental or causal embryology or morphology, the Entwicklungsmechanik section;
(3) Genetical embryology or physiological genetics. The study of the action of the genes during
development . . .;
(4) “Explantation” [tissue culture];
(5) “Descriptive morphological embryology” esp. of invertebrates;
(6) Physiological embryology. The later stages of functional differentiation are usually neglected by
embryologists . . . questions such as the physiology of the placenta . . .;
(7) “Psychological” embryology [reflexology];
(8) Theoretical embryology.
Needham then listed possible directors for each section; he nominated all the
main members of the TBC and several leading biologists familiar with the
organic philosophy. For instance, as director of the Theoretical Embryology
section, Needham nominated Woodger, with Nicolas Rashevsky, a recent
Rockefeller Fellow then at the University of Chicago, as a possible backup.
Waddington, he insisted, was “the only active and successful investigator in
Entwicklungsmechanik in the country.” Dame Fell, he suspected, could be
poached from Strangeways to lead the “Explantation” section. Among “Other
Europeans” to consider for inclusion as head of Genetical Embryology,
Needham preferred “Dobjanski.” (By this, he meant Russian geneticist
Theodosius Dobzhansky (1900–1975), who would soon join T. H. Morgan at
Caltech to begin the Drosophila work that would make Dobzhansky a pillar of
the Modern Synthesis). Under no circumstances should the Rockefeller promote
instead of those on his list Needham’s erstwhile comrade Julian Huxley who,
though he had talent as an embryologist, was too often tempted to forsake
laboratory work for “popular presentations and . . . public speaking in general.” 3
It was an ambitious request—too ambitious for the RF. It asked for something a
little more manageable.
Needham’s second proposal in February 1935 requested only five
departments: Chemical Embryology, Experimental Morphology, Crystal Physics
of Biological Compounds, Physico-chemical Cytology, and Theoretical Biology.
He called the whole project “An Institute for Mathematico-Physico-Chemical
[MPC] Morphology” and, just as with his earlier proposal, Needham placed one
of the TBC core members at the helm of each division. 4 This interested the RF
enough that director Warren Weaver traveled to Cambridge to meet Joseph
Needham personally. On 5 May 1935, they discussed prospects for a “large
plan” that, if properly executed, should gradually introduce the law-bound
rigorousness of physics and chemistry to previously unruly fields like
biochemistry and embryology. 5 After that first meeting, Weaver left ready to
throw his weight behind it.
Over the next few days, however, his opinion soured. Though duly impressed
with Needham’s ability to move between biological subdisciplines and with the
work that he, Dorothy, and Waddington had done on Spemann’s organizer with a
modicum of institutional support, Weaver and his other advisors concluded that
the field of chemical embryology was too “young,” Needham’s proposal still in a
“developing” stage. 6 Why the rapid change of assessment? Unbeknownst to
Needham, Warren and Tisdale had spent the next day or two after their initial
meeting perusing the facilities in Cambridge’s biochemistry department and
conversing with other university officials. Their investigations turned up too
little institutional support for Needham and Waddington’s unorthodox attempts
to bridge embryology and biochemistry. 7 Warren and Tisdale also may have
caught wind of the rumor—quite true, as it turns out—that the Needhams and
Bernal, especially, were suspected of Communist sympathies and were being
spied upon by their own government. 8 The RF quietly backed away from the
project.
Nevertheless, there did seem to be enough exciting science going on that the
RF kept up communications with Needham about the possibility of a
“Biochemical Laboratory Extension.” 9 It was not transdisciplinary, but it was
something. Also, Weaver and Tisdale did not hesitate to fund individual research
trips for Needham and Waddington to visit the United States in 1936, and they
continued to show interest in the work of the other TBC members. But Needham
desperately wanted to find an institutional niche for the organizer work. He
pressed Tisdale and the Rockefeller over 1936 and 1937. Wouldn’t they fund
something larger, more permanent, something like the TBC, oriented around
problems instead of disciplines? Unfortunately, the more he pressed, the more
resistance he encountered. Only gradually did Needham realize the ultimate
source of that resistance did not emanate from the RF itself; it was a far more
local problem.
A series of quotidian matters led to the dissolution of the organizer project
and contributed to the breakup of the original TBC. For instance, a small conflict
over Waddington’s salary—a misunderstanding really—grew until it ended up
redirecting the course of Waddington’s scientific career. Beginning in 1933,
Waddington held a research fellowship at Christ’s College that paid £300
annually; £200 more came with the title “Part-Time Lecturer” in Zoology. And,
on account of his philosophical prowess demonstrated by his 1929 essay on the
application of Whitehead’s philosophy to biology, he was awarded the Royal
Commissioners of the Exhibition of 1851 Senior Studentship. The studentship
initially granted him £300 a year, but was reduced to £100 in 1936. While £600
may have been a comfortable salary for a young scientist in 1936 (roughly
£50,000 in 2015), Waddington had a fixed alimony payment of around £300—
leaving him with a mere £250 after taxes. He came to Tisdale more or less hat in
hand looking for some funding to make up the difference. 10 But RF policy
mandated that only departmental personnel at universities could make salary
requests. 11 Waddington was housed in the zoology department headed by James
Gray. Gray did not particularly care for Waddington or his science. 12 When he
learned that Waddington, with Needham’s support, went directly to the
Rockefeller for salary assistance, Gray took offense and went to the Cambridge
Council. The council asked Needham to explain himself. “I understand,”
Needham wrote Tisdale in December, “ . . . a slight verbal slip . . . led the
University to think that the Trustees did not properly appreciate Mr.
Waddington’s position as a University part-time lecturer, but as Mr.
Waddington’s position is the same now as it has been for the last six years and as
we do not desire it to be altered . . . this misunderstanding will be cleared up.” 13
Whatever it was, the Cambridge Council did not look upon Needham’s “verbal
slip” kindly. After some directed consultation, the council and general board
changed their policy to mandate still more direct oversight: “We have reason to
believe that the Rockefeller Foundation approves the suggestion that proposals
for grants to increase the stipends of University Officers should be referred to the
Council and to the General Board.” 14 Though it was touch and go for a while,
Waddington found other sources of income, permitting him to stay in Cambridge
and to continue work at Strangeways Laboratories. 15 But he began to look for
opportunities elsewhere.
Understandably, this episode led to bad feelings between Needham and
Waddington on the one side and Cambridge University officials on the other.
Certainly the hints that Needham and his accomplices were allied with
Communism did little to earn sympathy or financial support from Cambridge
administrators. By 1938, Tisdale revealed to Needham that even Hopkins’s
support was waning. What’s more, with Hopkins nearing retirement, Tisdale
warned Needham that Hopkins’s successor would likely cut off Needham
entirely. 16 Personally disappointed, and faced with an almost total lack of
funding in the immediate future, Needham confronted his longtime mentor.
Hopkins rejected Tisdale’s suggestion as “absurd”: The RF had only consulted
with Hopkins “once or twice,” and he was entirely out of the “loop” on the
Waddington salary dispute. He vowed to approach Tisdale and Weaver directly
and to be more vocal in his support of “your work on the Organiser.” 17 Little
improved, however. By September 1938, with the funding situation ever more
worrisome, Needham approached the Royal Society for funding; Hopkins wrote
in support, though he was “practically sure the R[ockefeller] F[oundation] will
make things right.” 18 In his appeal to the Royal Society, Needham attempted to
convey the precariousness of his and Waddington’s situation at Cambridge. One
can sense his exasperation:
If the grant is not obtained: Nothing further on the nature of the primary organiser will be done in
Cambridge, though Cambridge has at present the lead in this subject. If it is not done in Cambridge,
there is no chance of its being done anywhere else in England. . . . It is conceivable that the work
might then be proceeded with either in Brussels (Brachet), Bern (Lehmann), New York (Barth), or
Amsterdam (Woerdemann). . . . On the whole, it may be said that the subject would be held up for
10 to 20 years. . . . it seems truly shortsighted, especially in a country where belief in pure science
has always been boasted, not to recognise the value of research into the deepest processes of early
embryonic development. 19
This appeal to British pride worked, partially: The Royal Society did see fit to
fund Needham, but not to the sum he had hoped. Permanent damage had been
done. Waddington was forced to transition his research fully to Strangeways
under Dame Fell’s biophysics grant. 20 Cambridge failed to support experimental
embryology consistently after this point.
The relationship with the RF itself also suffered. Needham and Waddington
had been so successful in their pursuit of Spemann’s organiser in the early 1930s
that Weaver felt compelled to invest in the work straddling Hopkins’s
biochemistry lab and the Strangeways Laboratory through the mid-1930s. 21 At
one point the RF funded lab technicians to work with Needham and Waddington
at Cambridge, as the university would not. 22 Yet the succession of failed
attempts at identifying the specific biochemical substance through the 1930s was
not the solution the RF had hoped for, even if it corroborated Waddington and
the Needhams’ suppositions. 23 By 1938, Waddington published his seventh
study “On the Nature of the Amphibian Organization Centre,” subtitled
“Evocation by Some Further Chemical Compounds,” which reported that
synthetic—in some cases toxic—substances nevertheless induced the embryo to
symmetrically develop just as any other “natural” compound. To Waddington,
such a result indicated that the “evocator . . . appears impossible to discover”
given some of the ruling assumptions that “the artificial [laboratory] process
gives a true picture of what happens in nature.” 24 He introduced the speculation
he and Needham shared that, rather than a biochemical substance that induced
change, the evocation principle was distributed throughout a field or gradient in
the developing embryo but suppressed. Once the suppressor was released by
adding the synthetic chemical compound, the embryo began the developmental
process. Johannes Holtfreter—who worked alongside Waddington and Needham
in 1939–40—later confirmed this experimental result, showing that even a
below-normal pH liquid could trigger neural induction. 25 They called this
process the “masked evocator.” Years later, Waddington noted that the masked
evocator concept was “logically almost isomorphic with the non-instructional
theory of enzyme induction in bacteria advanced by Jacob and Monod.” 26 Had
they written in a different era, perhaps the Needhams and Waddington would be
lauded as the discoverers of regulatory genetics, albeit of a much more organic
variety.
While still an exciting and active field of research, experimental embryology
at Cambridge was no longer going to be supported by the RF without requisite
support from the university itself. 27 As Needham explained to Finnish
embryologist Sulo Toivonen many years later, they had not abandoned their
experimental pursuits because their “enthusiasm died.” The funding and, perhaps
more importantly, institutional support simply dried up. “[O]ur research . . . had
to be carried out in the interstices,” Needham recalled. Had he, Dorothy, and
Waddington received “some reasonable encouragement” from Cambridge, the
history of the “third way” may have turned out quite differently. 28
Spemann’s organizer experiments had been a kind of proving grounds for the
organic philosophy. Paradoxically, Waddington’s demonstration that even lethal
substances could initiate neural induction meant that the organic philosophy
passed this preliminary test: No discrete gear was needed to turn on the
mechanism of development. The organizer must be a problem of wholes, a field
distribution, an organism-wide phenomenon, a dialectic between organism and
environment. But this result meant that there were now new questions to ask.
How could something like an organic field be created and distributed? Was it
similar to the concept of field in physics, as Smuts believed, and as TBC-regular
Lana L. Whyte would argue in his lauded book The Unitary Principle in Physics
and Biology (1949)? What did genetics have to do with the development of this
field? And if there was some connection between the field’s development,
genetics, and the physical structure of the molecules involved, as everyone
assumed there was, how could this be expressed while continuing to privilege
relationships and process over particles?
While the TBC would have been a productive environment in which to tackle
these new questions, there were practical matters that precluded their continued
meeting. Most notable, of course, was Cambridge’s failure to support the
organizer work any further. But just as important were the newly divergent
interests of the members themselves—their own idiosyncratic attempts to make a
living while pursing the organic philosophy. The Needhams, J. D. Bernal and
Dorothy Crowfoot Hodgkin, Waddington, Woodger, and Wrinch—each would
peel off in different professional directions by the end of the 1930s.
Woodger did not change professions, but he did move further into analytic
philosophy, toward the logicism of Alfred Tarski and issues of axiomatization.
He spent increasingly large amounts of time with philosophers at the London
School of Economics, the institution to which Friedrich von Hayek lured Karl
Popper. In 1937, Woodger finally published his first attempt at building a system
of biology on the basis of the abstract logical symbolism found in Whitehead
and Russell’s Principia Mathematica. He named it The Axiomatic Method in
Biology , and it acquired a kind of following of its own—but from terribly few
working biologists. 29 Woodger successfully relaunched the TBC after the
Second World War, but with the exception of Popper, ironically, most of the new
members were less acquainted with the “third way” and related topics that
occupied the prewar TBC discussions.
Bernal would forever be a biophysicist and soon accepted a professorship at
Birkbeck College, London, where he would famously pursue greater political
activism and his fascination with crystallization. Rosalind Franklin came to
Bernal’s laboratory at Birkbeck in the mid-1950s and found it a much more
welcoming environment after her negative experiences with Maurice Wilkins,
Jim Watson, and Francis Crick in the early 1950s. 30
Like Bernal, Dorothy Wrinch persisted in her heterodoxy, transgressing the
physics-mathematics-biology boundary. She moved from Oxford to Johns
Hopkins and then to Smith College in the United States, where she would live
for the rest of her life as a molecular biologist. 31 Inspired by the TBC, she
famously debated the molecular structure of protein with Linus Pauling, never
being as sure that the relationship between protein and nuclein was quite as
simple as he and others believed it was. She appealed to large, complex
repeating patterns in crystals that defy easy explanation. Dot lost that battle in
the mid-twentieth century. There are now signs that she was on the right track,
however, and that the pendulum may have swung back in Wrinch’s direction. 32
Though neither Joseph nor Dorothy Needham left England, they had a
profound redirection nonetheless. In 1937, three Chinese scientists—Shen
Shizhang, Wang Yinglai, and Lu Gwei-djen—visited F. G. Hopkins’s
biochemical laboratory. Both Needhams greeted the contingent; Joseph was so
moved by the meeting and by his experience working alongside them that
summer that he immersed himself in the study of Chinese language and culture.
That decision ended up redefining Needham’s entire life. He still considered
himself a biochemist—he completed Biochemical Embryology , possibly his
most important scientific work, in 1940. He was still thoroughly committed to
the organic philosophy and Whiteheadian process. He still attended Noel’s
radical Thaxted church and meetings of the Cambridge Communist Party, and
even delivered impassioned messages at each. But Joseph would also become
the preeminent historian of Chinese science and technology in Britain; this
became his enduring legacy rather than biochemistry or theoretical biology. This
is what made Needham into “the man who loved China.” 33
While the RF pulled back from broader engagement with Needham’s grand
interdisciplinary plans at Cambridge, Tisdale saw fit to offer Waddington a travel
grant to pursue the connection between genetics and embryology elsewhere. In
the summer of 1938, Waddington landed at the Marine Biological Laboratory at
Woods Hole, Massachusetts, United States. But after only a few weeks, he felt
the working environment was too slow and socially stifling. 34 He hoped to
spend time closer to the heart of American genetics, first at Columbia University
in the presence of the original “Fly Room,” and then in Thomas Hunt Morgan’s
new and improved Drosophila lab at Caltech in Pasadena. Over the 1938–39
academic year, he set to work on thorny problems in Drosophila morphology
alongside Morgan’s protégés Alfred Sturtevant and Theodosius Dobzhansky. 35
Waddington gladly incorporated the hands-on genetics instruction into his
background in experimental embryology. Still, his year of work in the United
States reinforced his belief that American geneticists did not know what to do
with the problems of development that embryologists encountered as a matter of
course. They were chauvinistic also—not nearly as willing to learn European
embryology from Waddington as he was willing to learn American genetics. 36
Stimulated by T. H. Morgan’s attempt to synthesize the two main areas
investigating heredity and development in Embryology and Genetics (1934), and
challenged by Dobzhansky’s recently published neo-Darwinian milestone
Genetics and the Origin of Species (1937), Waddington chiseled away at his own
synthesis, Organisers and Genes (1940). 37 The book, the most significant of his
early career, summarized the organizer work and went beyond it. With the
encouragement of Gregory Bateson and Needham, Waddington incorporated his
cutting-edge embryological work into the increasingly powerful and persuasive
American genetic idiom. 38 It was an ambitious and creative project.
Nevertheless, Waddington perceived resistance from the Anglo-American
genetics community all the way through its writing and publication.
Like T. H. Morgan himself, Waddington regarded the science of “genes” as a
means to a greater end—understanding the formal development of complex
living creatures from two haploid zygotes. 39 Genes themselves were heuristic
devices, “thing” names for the invisible networks and processes that actually
produced the traits. Geneticists searching for the isolable gene would invariably
be disappointed because genes as discrete entities could only be properly
understood in this more regulative (rather than constitutive) manner. Genes had a
role to play, a supremely important one in fact, but as complexes rather than
individuals or even sets of individuals. An organ or system inside the organism
was formed by the genotype collectively forming “a sequence of changes” that
Waddington termed “the ‘epigenetic path.’” Those paths tend to be “‘canalized,’
or protected by threshold reactions so that if the development is mildly disturbed
it nevertheless tends to regulate back to the normal end-result.” 40 Genes do not
“code for” a particular trait, according to Waddington. Together, the collective
genome and the developing cellular matrix creates probabilities or potentialities
of trait configurations that become phenotypes. The environment might disturb
normal development. Normal development is buffered against certain kinds of
disturbances; the organism is likely to end up in one of a few configurations. It
was a sophisticated view offered by a talented, philosophically informed
geneticist-embryologist.
But the fact that Waddington could be so circumspect, so non-laudatory, so
hesitant about genes as determiners of development—instead he focused on
epigenetic paths and threshold reactions creating multiple possible phenotypes
from the same genotype—meant Organisers and Genes was placed under the
same shadow as Morgan’s Embryology and Genetics written a few years earlier.
41 No larger rapprochement between developmental biology and genetics would
be forthcoming for nearly the remainder of the twentieth century. 42
8
Though Science and Ethics earned Waddington the limelight, his most important
contributions to theoretical biology in the early 1940s came in the form of two
brief articles, one in Nature and the other in the popular scientific journal
Endeavour. After the MPC morphology confusion, the salary debacle, and the
disappointing conclusion to the organizer experiments, Waddington had been
quietly chipping away at one of the problems at the core of evolutionary biology.
In his Nature article, “Canalization of Development and the Inheritance of
Acquired Characters,” he tackled a question that dated back to Aristotle: How do
organisms change from one form to another while retaining efficient
coordination with their environmental niches? 22 He stressed that neither of the
options then considered by evolutionary biologists—neo-Lamarckism and neo-
Darwinism—offered satisfactory accounts. But why, then, were both accounts so
attractive?
Naturalists and systematists—those biologists who dealt with whole
organisms and their lineages—relied upon neo-Lamarckism well into the
twentieth century. That wasn’t because of intellectual laziness; Waddington
thought there was a much more likely reason. The version of Lamarck’s theory
formulated by American paleontologists in the late nineteenth century accounted
for the observed phenomena: As environments change, organisms respond,
occasionally dramatically, and their progeny seem to exhibit the effects of that
response. The strict Darwinian interpretation insisted that change would be
random with respect to the environment and gradual, almost imperceptible. As
paleontologists insisted in the early twentieth century, the responses of
organisms seemed neither random nor slow but tightly coordinated to
environmental pressures and rapid, at least geologically. Nevertheless, as
Mendelian breeding experiments and new cytological observations emerged,
those biologists who worked in laboratories insisted that the mechanics of
inheritance were not Lamarckian. No matter what the paleontological record and
the studies of field naturalists might suggest, the environmental context of one
generation could not directly impact future generations.
Waddington disagreed that the modern theory that synthesized Mendelism
and Darwinism solved the problem that the neo-Lamarckians identified. By the
1940s, the modern, or neo-Darwinian, synthesis was the dominant interpretation
of evolution in part because its pioneers, R. A. Fisher and J. B. S. Haldane,
incorporated mathematical models in biology. This made biology feel a good
deal more scientific, like physics. But Waddington pointed out that, despite its
popularity, it relied too heavily on imagined stochastic processes. Neo-
Darwinians, in other words, postulated a “random walk” of genes and selection
—genes change any which way and are expressed in organisms under the
assumption that selection eliminates unsuitable individuals and, therefore, the
number of aberrant genes in the population. However, Waddington asserted,
when they applied their quantitative models to real organisms, not even the
“most statistically minded geneticists” seemed wholly convinced by this system
of mutate-and-filter. Take, for example, callouses on the underside of ostriches.
(Waddington borrowed this example from Robson and Richards’s The Variation
of Animals in Nature [1936]—a source also cited by both Theodosius
Dobzhansky and Sewall Wright in their famous neo-Darwinian accounts.)
Ostrich callosities seem to be intragenerational adaptive characters. This means
that, though callouses are caused by friction on the underside of the ostrich as it
kneels onto hot sand and rocks, callouses mysteriously develop before birth, that
is, before any stimulus that would cause the skin to thicken. Field naturalists in
the early twentieth century were tempted to see those callouses as examples of
the inheritance of characteristics acquired during the adult ostriches’ lifetimes—
support for Lamarckism. But by the 1930s, most laboratory biologists regarded
this explanation as a nineteenth-century fiction. Robson and Richards then
entertained the neo-Darwinian explanation: A randomly mutating gene must
have caused these callouses. But how could a randomly mutating gene be
selected for in utero, as proponents of the modern synthesis had to assert? 23
Waddington attempted to cut through the dilemma: “[S]uppose that in earlier
members of the evolutionary chain, the callosities were formed as responses to
external friction, but that during the course of evolution the environmental
stimulus has been superseded by an internal genetic factor.” 24 But how could
this be true? Wouldn’t one have to believe that somehow the environment caused
genetic change—a Lamarckian hypothesis? In order to cut the knot, Waddington
made two smaller claims. First, he asserted that the possibility of response in the
organism had to be under genetic control. This was not a controversial idea from
a neo-Darwinian perspective. To this Waddington added a slightly more
unconventional postulate: When actually “submitted to natural selection,”
organisms did not develop haphazardly. In fact, there were only a very small
range of phenotypic variations for any given species, and this was true even in
variable environmental conditions. Developmental responses—meaning the
changes that an organism could undergo from fertilization through the end of its
growth phases—tended to persist in a particular configuration despite the
environment. Development is, in Waddington’s nomenclature, “canalized,” that
is, restricted, nonrandom, following one or another pre-generated path. 25
Canalization is not a difficult concept. By 1942, it was not even new. Many
biologists, even after Darwin’s On the Origin of Species , observed the relative
imperturbability of organismal development and form and assumed that taxa
were essentially static categories. Sure, small variations might lead to new
species , but why should we assume the differences between genera, families,
orders, and so on are all acquired the same way? Evolutionists of whatever stripe
thought that, given the right environmental context, change would come either
through the direct pressure of the environment or through the expression of some
gene that a new environmental context allowed to flourish and spread. But the
process of development belied such easy assurances. A canid develops in a dog-
like fashion in just about any environment. Butterflies morph through four
distinct developmental stages but almost always end up butterflies. Escherichia
coli and Drosophila can be made to develop in just about any conceivable
configuration in the laboratory; in an ordinary environment, however, they tend
to follow predictable developmental patterns unique to their genera and even
species. By “canalization,” Waddington merely asked his readers to take that
appearance of equilibrium seriously—rather than assuming it to be illusory, a
figment of our brief life spans, as gradualistic evolutionists since Lamarck have
tended to do. As Waddington saw it, “constancy” in the phenotypes of
nonlaboratory creatures “must be taken as evidence of the buffering of the
genotype against minor variations not only in the environment in which the
animals developed but also in its genetic make-up. That is to say, the genotype
can, as it were, absorb a certain amount of its own variation without exhibiting
any alteration in development. . . . [I]t is not difficult to see its advantages, since
it ensures the production of the normal, that is, optimal, type in the face of the
unavoidable hazards of existence.” 26
For Waddington, canalization also accounted for the immediate, or
intragenerational, fitness that so lured an older generation to neo-Lamarckism.
Look again at the strange case of ostrich sternal and alar callosities, which arise
long before the animal is subjected to environmental stimulus. Long ago, these
callosities arose only with the appropriate environmental stimuli, only after
repeated contact with harsh surfaces. But as time went on, the threshold of skin
reactivity lowered considerably to the extent that almost no environmental
stimulus would be needed to produce the callosities. Over time, ostriches that
developed callouses faster under ever-slighter stimulus would outreproduce their
kin, until, one day, a new pathway appeared during the course of development.
After this point, the ostriches would develop callosities in the appropriate places
without any environmental stimulus. Even if reared in a soft nest—even if it was
born into an area without rough sand and rocks—an ostrich chick would
nevertheless emerge from its egg already possessing sternal and alar callosities.
Crucially, however, the environmental stimulus–biological response system
did not close at that point, becoming forever fixed in the phenotype by virtue of
a change in the genotype. Canalization meant that things could change again,
could return to the old process of development or even to a new one not before
seen. This is where Waddington parted ways with the neo-Darwinism of his
peers. Subjected to “extreme and specialized” environmental conditions at
precise moments in its growth from egg to adult, the organism might suddenly
switch all at once from one canalized developmental path to another. On that
new path, assuming it provided selective advantages and the intense and unusual
stimulus continued for several generations, the organism would settle into a
different standardized developmental pathway, producing an adult—the new
“normal”—buffered against change by the usual whims of the environment.
Only then, suggested Waddington—only after an environmentally buffered, new
normal developmental pathway was established—would the genome catch up.
By then, of course, the favorable traits would be produced even without the
original environmental stimulus. 27 Thus, according to Waddington’s account, a
once-acquired characteristic would assimilate seamlessly into the development
of a new phenotype, largely through hereditary mechanics familiar to
evolutionary biologists—and certainly without appeals to the direct action of
either environmental forces or internal orthogenetic drives.
It garnered little attention during the war. Nevertheless, “Canalization of
Development and the Inheritance of Acquired Characters” deftly blended
genetics derived from T. H. Morgan’s Drosophila lab, embryology from Otto
Mangold’s Berlin lab, and the philosophy of Whitehead as channeled through the
TBC. The term “canalize” itself Waddington appropriated directly from
Whitehead. And the notion that genetics works in potentialities while
development works in actualities came straight from his organizer experiments
with the Needhams. Moreover, the article briefly highlighted for a more
specialized audience the powerful metaphor he had introduced in Organisers and
Genes two years earlier: development as a landscape, a river delta, a possibility
space.
On the frontispiece of Organisers and Genes , Waddington had tasked his
friend John Piper (1903–1992), a modern artist who traveled in the same circles
as Waddington’s new wife, architect Margaret Justin Blanco White (1911–2001),
to depict this process of canalization. He had spoken of the process in the book
as a railyard; the forms of an organism were only able to change developmental
paths if switched, shunted to a new rail line. But Waddington did not like this
metaphor. It was too obviously mechanical, too restrictive. So he asked Piper for
something more organic, natural, free-flowing. Obviously, a river delta came to
mind, fingers forking out from the central channel. Water consolidated in the
central channel for a while, but then any given drop might end up in one or
another of the paths at the end, before dumping into the sea. Development,
Waddington thought, must be a lot like that. The metaphor, and the image Piper
produced to express it, stuck.
“The Epigenotype” was Waddington’s second major contribution in the early
1940s. Today scientists often hold up the article as the foundational work of
epigenetics. 28 At the time, however, it attracted even less attention than
“Canalization of Development and the Inheritance of Acquired Characters.” The
essay was Waddington’s attempt to capture the late 1930s work leading up to
Organisers and Genes in the language of nonspecialists. By the “epigenotype,”
Waddington meant the process by which the genotype becomes the phenotype—
development, in other words. Only Waddington did not mean that development
was merely following a “program” scripted out by individual genes, as later
molecular biologists would. He meant that biologists attuned to both embryology
and genetics should examine, for instance, “concatenations of processes linked
together in a network, so that a disturbance at an early stage may gradually cause
more and more far reaching abnormalities.” 29 He called out for an appreciation
of complexity and multicausality—a pursuit that should engage biologists
trained in multiple subfields. Perhaps now “the analysis of the effects of genes”
could be blended with experimental embryology: “The two methods of analysis
whose rapprochement has for so long been no more than a pious hope can now
actually and in practice come together.” 30
But Waddington underestimated the division between geneticists and
embryologists. With the Second World War raging, basic research into the
complex processes of epigenetics would have to wait. In fact, by the time “The
Epigenotype” appeared in print, Waddington was already directly involved in
war work, far from the biological laboratory.
Unlike J. S. Haldane and the other first-generation organicists in the First World
War, the organicists of the 1930s largely spent the Second World War far away
from the front lines. Combat still had its face-to-face horrors, but in the absence
of large-scale trench warfare, dueling chemists and physiologists would give
way to physicists and mathematicians. Death could be delivered almost without
warning by airplane, battleship, or submarine beyond sight or sound. All sides
understood from the first shot that the best-organized, most efficient side would
win. As much as it was a war of men, guns, and machines, the Second World
War was a conflict written in the quantitative script of logistics.
In their collection Science in War , Bernal, Waddington, Zuckerman, and
twenty other Tots & Quots scientists confidently asserted that men like them
would be more successful with the organization of soldiers and technologically
sophisticated weaponry than the business-trained class of experts usually
enrolled in such work. Scientists educated without the motivation to increase
fiduciary profit should directly influence wartime policy. 31 But through the first
year or so of the war, Waddington remained largely capable of concentrating
exclusively on his scientific work. That changed by 1941. Whether through
pressure by Zuckerman and the other Tots & Quots or because of encouragement
from Gregory Bateson—who left his very pregnant wife, Margaret Mead, in
America to offer his services as an anthropologist to his homeland, attending a
Tots & Quots meeting in the process—Waddington volunteered with the Royal
Air Force. 32 His analytical skill made him perfectly suited for the RAF OR team
assigned to snuff out the U-boat threat to Allied shipping. 33 By all accounts,
Waddington was good at being one of “Churchill’s Scientists.” Yet he could not
anticipate that OR work during the war would have a reciprocal effect on his
scientific life.
Waddington’s scholarly output had been prodigious in the 1930s and early
’40s, but it more or less halted during the war. Perhaps suspicions that he had
never been a serious developmental biologist, just an interloper with a degree in
geology and a scholarship in philosophy, began to reemerge. 34 For whatever
reason, once the end of the war was in sight, Waddington feared that he would be
returning to unfavorable circumstances after already being on unsure financial
footing before the war. His fears turned out to be more or less accurate.
Cambridge zoology had not softened its stance toward experimental embryology.
Though his work in the 1930s had been exemplary, he found the path back into
Cambridge and Strangeways obstructed, the door barred by the head of the
zoology department, James Gray. 35 Waddington nearly left academic biology
altogether. But at last, through the unexpected intervention of American
agribusinessmen in the last months before the end of the war, a door opened for
him. He would work for the Agricultural Research Council (ARC), applying the
administrative and statistical methods he acquired doing OR work and his
knowledge of genetics gleaned from his experience at Caltech to issues like
national food production and animal hybridization. Indeed, these were the same
topics he explored for his anonymous contribution to Science in War.
Then, in May 1945, he received still better news. Unexpectedly, scion of
Scottish genetics F. A. E. Crew recommended that Waddington replace him as
the director of the Institute of Animal Genetics at the University of Edinburgh.
This professorship might allow Waddington to continue theoretical biology
work. At first, he was undecided: The ARC work was rumored to be going to
Oxford. Though he did not record his feelings about the move at that moment,
the choice to leave the Oxbridge-London triangle for Scotland seemed
unappealing: personally, because the Waddingtons lived in London not far from
the Woodgers, Bernal, and a host of Justin’s artist friends; professionally,
because he certainly recognized the potential cost to his career to escape the
orbit of Britain’s most distinguished universities. Still, as he reflected many
years later, the war had left its mark on Waddington. He was prepared to turn his
back on the possibility, however fleeting, of life as an Oxbridge don and take up
a more secure position putting his extensive scientific knowledge to practical
use. When, through a series of negotiations between the ARC, the University of
Edinburgh, and R. G. White, professor of agriculture at Bangor University in
Wales, the two positions were combined, Waddington was indeed named
Director of Animal Genetics at the University of Edinburgh. He joined a group
that had once hosted such luminaries as future Nobelist H. J. Muller. 36 Happily,
he would later look back on his Edinburgh experience as a good fit; after the
science-for-the-people spirit imbibed at Tots & Quots meetings had transformed
into hunting U-boats with the RAF’s OR team, Waddington no longer felt like an
“ivory tower(?) Cambridge experimentalist” anyway. 37
9
S ome wars end. Germany surrendered; Japan soon followed. Joseph Needham
cared a great deal about how Japan’s withdrawal from China would be handled.
Over the eight years since he had been introduced to Lu Gwei-Djen and her
biochemist companions, his love and admiration for all things Chinese
intensified. By 1942, less than five years after his initial introduction to the
language, Needham had learned enough Chinese to be invited to head a formal
British scientific mission to China. 1 For the remainder of the war, he supplied
Anglo-American instruments and demonstrated the latest techniques in
biochemistry and embryology to Chinese researchers while touring their
scientific facilities, preserving anything that seemed imperiled.
On the one hand, his experiences in China and the relationships he made
there would change Needham’s life. Though Dorothy continued, Joseph
relinquished his role as a dominant figure in British biochemistry. Nearly all of
his time would be spent in pursuit of the history of Chinese science and
technology. By the 1950s, Waddington was the only one of all the core TBC
members still pursuing theoretical biology with the same rigorous eye on organic
philosophy. On the other hand, the more he learned about Chinese philosophy
and science, the deeper Needham’s already existing commitment to the “third
way” became. Perhaps Eastern philosophers had long understood a stance
toward the science of life that Western biologists were only beginning to
appreciate in the twentieth century.
In one of his final publications before leaving for China, Needham reflected
on the impact of the organic philosophy on his own work. According to
Needham, another war, the “war of ideas” that first engaged him—mechanism
versus vitalism—had been over for a while; the turning point in the conflict had
come in the early 1930s. (He only hinted at how his own conversion at that time
reflected those cultural and philosophical contours.) Despite Bergson’s
overwhelming popularity in America in the first quarter of the twentieth century,
vitalism never really stood a chance, Needham insisted. Vitalists had fought the
battle for good reasons: the attempt to keep alive the spirit of “‘religion, poetry,
morality’” against the “over-simplified explanations of biological processes” by
mechanists such as Loeb, who wished to reduce all phenomena to “‘use,
pleasure, self-preservation.’” It was in fact for the “‘recognition of this
mysterious and unfathomable gulf that all the higher pleasures of life depend.’” 2
At the same time, mechanists promised progress, real economic gain, and the
death of superstition. This was a problem for vitalism. If vitalists insisted on
saying the mysteries of organisms were “inscrutable and axiomatic, rather than a
subject for investigation,” then they also appeared to be stuck in the past,
antiprogress and antiscience. 3 Vitalism was unacceptable, according to
Needham, for its tendency to say “this far and no further” to scientific
knowledge, while mechanism was unacceptable for its tendency to oversimplify
and devalue. Thankfully, Needham summarized how organicists had found a
way out of the dilemma. That war, too, had ended, Needham thought; both
mechanists and vitalists had surrendered to organicism.
That confidence was misplaced, as Needham surely knew. He had studied the
long history of the conflict between mechanists and vitalists while writing
Chemical Embryology (1931). He bought into Whitehead’s diagnosis of the
problem, as well. So Needham must have sensed at some deeper level how
intractable the conflict once seemed to be. Since Descartes, the goal of physics
had been to deduce the location in space and time of every kind of object in the
universe. When a new phenomenon was discovered, it had sufficed to describe
its motion and its location. Even once mysterious phenomena such as electricity,
heat, and magnetism had been quantified and categorized by simple location. As
Whitehead put it, “To say that a bit of matter has simple location means . . . it is
adequate to state that it is where it is . . . apart from any essential reference of the
relations of that bit of matter to other regions of space and to other durations of
time. . . . This idea is the very foundation of the 17th century scheme of Nature.”
4 With the concepts of space and matter as foundational principles in the
seventeenth century, it was no wonder that simple location could be sufficient for
understanding a thing. And that governing worldview was contagious, according
to Needham. By the mid-nineteenth century, biology had become physics-
envious and, therefore, also sought to describe biological phenomena in terms of
simple location; only when described this way, in fact, could a biological fact be
counted as explained.
But, as his reading of Whitehead reminded Needham, simple location could
never be enough. It was only an abstraction, a choice not to see certain
connections as relevant to the matter of real interest. To be sure, that way of
thinking made vague, difficult problems clearer. But one must always keep in
mind that clarity was the product of abstraction. To go beyond this, to say that
this observation or that one is the concrete fact—to forget that one is abstracting
away from the interconnectedness of this phenomenon with others—is what
Whitehead called the “Fallacy of Misplaced Concreteness.” And from
Needham’s perspective, biology before the 1930s was shot through with it.
Thankfully, the philosophy of organism that Whitehead shepherded through
the 1920s and that the TBC refined and applied in the 1930s freed the biologist
from having to bow before the altar of mechanism. Needham offered the
organizer experiments as examples of how that organic philosophy played out in
the scientific laboratory. By the time of publication of his massive Chemical
Embryology in 1931, Needham had encyclopedic knowledge of how
biochemical substances act during development. What he learned during the
collaboration with Waddington and Dorothy Needham and the conversations
with Woodger and others at the TBC was that identifying and describing simple
locations of particles in mechanistic fashion—the bedrock of the natural sciences
since Descartes—offered little help in the face of embryonic development:
“[C]hemical substances (the Evocators and Organsers) do not act at random, but
faithfully in accordance with that plan of the body which is decreed by the
characters of the species . . . a plan the field properties of which have earned for
it the name of Individuation Field. Hence the fate of a given monad, protein
molecule, atomic group, or what have you, in the original egg, is a function of its
position in the whole.” 5 Merely recognizing that the function of the part depends
upon its position in the whole, however, does not capture why a “third way” is
better for biology than mechanism or vitalism. After all, removing a gear from
one part of a machine and moving it to another part of that machine would
produce the same observation: same part + different location = different
function. What attracted Needham to the organic philosophy was that embryos
persistently formed adult organisms even under adverse circumstances, even
with different parts, even with some parts removed. The process of growth and
determination was maintained even if the initial components were altered
somewhat.
Vitalists like Driesch and Bergson noticed this, of course—trumpeted it as
vindication of their views, in fact. The reason that organicism was not vitalism,
according to Needham in 1941, was that it eschewed the old dichotomy between
form and matter altogether. Vitalists recognized matter as mute, inert, lifeless.
For them, living things could only be described as “‘an X in addition to carbon,
hydrogen, oxygen, nitrogen, etc., plus organizing relations.’” 6 Form—whether
named élan vital, entelechia , or nisus formativus —had to be added to inert
matter to make it alive. Mechanists held matter to be inert as well but, if they
were atheists, regarded it as capable of producing living organisms on its own
once aggregated sufficiently. Form was merely matter configured. (Mechanists
who believed in the supernatural would need to believe their God was a
watchmaker, imposing order on material chaos from beyond the material
universe, as it were.) Needham, and organicists like him, rejected form/matter in
favor of organization/energy. Organisms were instantiations of time-dependent
nodes in fields or networks rather than collections of particles. And the
organization needed to produce the living being was not the simplistic
combinatorial depiction of the mechanists, full of unopened “black boxes,” but a
vastly more complex, synchronized, coordinated, and fluid process of becoming.
Any statements comparing biological systems to mechanical ones—comparing
the heart to a pump, a brain to a computer, a chromosome to a book written in
the code of genetics—could only be held tentatively. A body was not merely
animated meat. An organism was always a set of minute systems within a larger
set of systems, itself set within ever larger systems. We might take a bit of one
system apart to examine it—how else could science be done? Yet the removal
process itself, as the first generation of organicists feared, might result in the loss
of some piece of information. We were always plagued by epistemic
indeterminism. Every time one killed an organism to analyze it, or even isolated
some biochemicals to understand them better, it was like opening Schrödinger’s
box—one would always find a dead cat, whether or not the cat was dead a
moment before opening it. That, of course, couldn’t be helped: Scientists would
always open the box. It was the only way forward, and vitalists were wrong for
suggesting otherwise.
Notably for Needham, organicism could not and should not remain a
philosophy of biology per se, locked within the biological laboratory. As a way
of living in the world—a weltanschauung—Needham saw in the organic
philosophy the same principles he saw in dialectical materialism, the philosophy
of Karl Marx, Friedrich Engels, and V. I. Lenin. Organicism worked because it
acknowledged the nestedness of concepts in tension, of dialectics, the synthesis
of which would emerge into a higher level. From the thesis of decay and entropy
and the antithesis of growth and aggregation came orderly, constrained processes
of development; from the individual, self-sufficient cell and the destructive
environment came multicellularity, tissues, organs, and organisms. Out of death,
richer life; out of richer life, greater death.
Viewing human society dialectically, organically, meant that Needham
envisioned the tension between individuals eventually leading to tribes, factions,
communities, states, and, hopefully, the universal brotherhood of humanity. For
Needham, this was no utopian vision, however impractical it seemed in the
1940s. The resolution of all human tensions and wars, the hammering out of
selfishness and avarice into general peace and understanding for mutual benefit,
seemed to be promised not only by the words of Jesus of Nazareth and Karl
Marx, but written into the unfolding script of the universe itself.
During the war, Medawar began to shift away from the “EntwickMech
[Entwicklungsmechanic]” tradition at Oxford—established, he thought, by
Julian Huxley and Gavin De Beer—and toward matters of “surgical
importance.” 32 During the Battle of Britain, Medawar heard about a badly
burned crew of an aircraft that had crashed just to the south. He wondered if later
physical pain and social distress of burn victims like these could be avoided if
there was some way to graft new skin onto their burns. Unfortunately in the
early 1940s, surgeons were only vaguely aware of the relationship between
recipients’ immune systems and the chance that the graft would be rejected.
Understanding the behavior of immune systems in the context of transplantation
became a project that consumed Medawar. Tissue grafting work was cutting
edge, exciting stuff in the mid-1940s, a field where a young ambitious man could
make his mark. Medawar turned thirty in 1945, just before Germany
surrendered, and by all accounts was just such a man—ambitious and quite
interested in leaving a scientific legacy.
Medawar felt flattered when Woodger invited him to join the second iteration
of the TBC in the fall of 1945. 33 (Late in the war, many of his most memorable
theoretical discussions came with Oxford giants C. S. Lewis and J. R. R.
Tolkien. Medawar dined next to Lewis at High Table; he and Tolkien shared
duties as air-raid wardens in Oxfordshire. But there were few opportunities for
him to discuss the philosophy of biology specifically. 34 ) The group began
meeting as soon as the petrol ration was lifted early in 1946. Karl Popper and
Young joined Woodger, Medawar, and W. F. Floyd, a colleague of Woodger.
Popper—who, thanks partly to Woodger, was now at the London School of
Economics—invited another Austrian expat, physicist Hans Motz. In future
meetings, Medawar would invite two of his own especially promising students,
Francis Huxley and N. Avrion Mitchison, the grandson of John Scott Haldane,
the nephew of J. B. S., and the son of Naomi Mary Margaret Mitchison, one of
Scotland’s best-known novelists and a lifelong activist for feminist and socialist
causes. 35
Between Popper—who was just beginning to become internationally known,
largely for his attack on authoritarianism, The Open Society and Its Enemies —
and Medawar, Woodger found his reboot of the TBC much less congenial. 36
Woodger continued sculpting his axiomatic method in biology, still hoping to
complete a Principia Biologae. Medawar had previously been supportive of this
approach. But Mitchison—who later became a renowned immunologist in his
own right—recalled how the atmosphere had begun to change after the war:
“Wittgenstein filtered through Freddie Ayer” convinced many young biologists
that there were a great number of formerly important theoretical questions that
they no longer needed to worry about. Medawar, perhaps prompted by Popper’s
own skepticism, argued that “Zoology based on Darwinism led nowhere,” and
that induction as a scientific method—in other words, “collecting facts without a
hypothesis”—was bankrupt. 37 Thus Woodger’s attempts to get clearer and
clearer about the content of observations in order to build theorems from them
seemed a bit of a waste of time to Medawar. 38
Interactions between them became more strained. Medawar turned on a target
close to Woodger: Waddington and the Needhams’ organizer work. “I do object
to a very large part of the embryology of the ’30s; its technical methods, its
sloppy experimental design, its reckless generalizations, and its ghastly
efflorescence of ‘evocation,’ ‘competence,’ ‘individuation,’ ‘field’ jargon—and
much more besides!” 39 Nevertheless, he regarded TBC meetings and Woodger’s
assistance in particular with fondness: “As we spend so much time at
Th[eoretical] Biol[ogy] meetings merely wrangling with each other, you
probably don’t realize as clearly as I should like how deeply I know myself to be
indebted to you, right from the days of my first reading of the Axiomatic Method.
I owe you, and latterly Popper too, anything I may have picked up about lucidity
and coherence of thought.” 40 As years passed and Medawar received acclaim for
his immunosuppression work, such recollections became still more muted,
equivocal.
At the end of the war, Tots & Quots stalwart Solly Zuckerman moved from
the RAF, where he was scientific director of the British Bombing Survey Unit
and one of Waddington’s superiors, to a professorship of Anatomy at
Birmingham University. Mutual acquaintances, including Young, Needham, and
Bernal, introduced him to Medawar in the mid-1940s. Zuckerman took an
immediate liking to the young, outspoken zoologist. After enlisting fellow TBC
and Tots & Quots member Lancelot Hogben to become chair of the medical
school, Zuckerman appointed thirty-two-year-old Medawar to fill Hogben’s
position as professor of Zoology. Only three years later, Medawar was elected
both Fellow of the Royal Society and dean of the faculty at Birmingham
University.
Now the busiest and most sought after that he had ever been, Medawar found
it difficult to think at all about theoretical issues or even to reply to Woodger’s
letters addressing topics in the philosophy of biology. When they did correspond,
it was clear that Medawar no longer cared to engage the concepts that Woodger
still held dear. His increasingly “impatient and, I fear, rude, briskness” with
Woodger eventually led to a long-term falling out between them in the early
1950s when Medawar, among other things, explicitly dismissed Woodger’s focus
on organizing relations in the organism—the heart of organicism. 41 He later
critiqued Woodger’s axiomatization in its entirety: “Woodger creates the
impression that genetics is in a great big muddle, with everyone talking at cross
purposes. . . . Luckily, this is simply not true . . . the patient is not nearly ill
enough for Dr. Woodger’s physic. I am therefore out of sympathy with his
scheme of treatment.” 42 Whereas once Medawar had largely agreed with
Woodger that biologists needed more precision in their language and appreciated
Woodger’s axiomatization—like Suttie, he saw it as a way to prevent poaching
and to resolve antimonies between subfields—he now found the cure worse than
the disease. Now that he had become part of the inner circle, the dominant
group, analyzing the core concepts of biologists seemed like a waste of time. 43
Medawar continued to have a negative impact on the organic philosophy after
leaving the second TBC. As his fame grew through the 1950s and ’60s as
director of the National Institute for Medical Research, he found more
opportunities to publicly pronounce on issues of scientific and social importance.
He was elected president of the British Association for the Advancement of
Science in 1969, the position once held by General Jan C. Smuts. But his
presidential address depicted a very different vision of biology than Smuts’s
exposition in 1931. Both implicitly and explicitly, he had undercut Woodger’s
axiomatization and mocked organicism. Among his favorite targets were Hans
Spemann and the organizer work of Joseph Needham and C. H. Waddington in
the 1930s. And he had powerful support from other authoritative realms: For
now, in the wake of the Second World War, physics-inspired Anglo-American
philosophy of science had taken aim at the “third way.”
10
the wave broke after the Second World War with the rise of a new philosophy of
science, the birth of molecular biology with almost exclusive focus on the
molecules of the cell nucleus, and the concomitant resurgence of a popular
mechanistic scientism.
The next few chapters outline a few of these larger trends. The present
chapter offers a “flyover” view of the postwar scientific, philosophical, and
cultural landscape. Those that follow this one provide “on-the-ground”
assessment, primarily of Waddington’s interactions with molecular and
evolutionary biologists in the 1950s. This includes smaller episodes, such as the
attempts by Waddington and Joseph Needham to preserve the legacy of the
organizer project and the memory of the original TBC, and their efforts to
position epigenetics and organicism as a counterbalance to implicit genetic
reductionism in the neo-Darwinian synthesis.
One could pick any number of representatives to be the subjects of this
“historical context” chapter. Two in particular illustrate just how broad were the
transformations in theoretical biology after the Second World War: analytic
philosopher Ernest Nagel and biochemist-turned-science-popularizer Isaac
Asimov. Nagel was among the most well-connected expositors of the
philosophical rejection of organicism. He seems to have turned his critical lens
on the “third way” following the publication of Ludwig von Bertalanffy’s
“General Systems Theory.” (Bertalanffy originally developed his anti-
mechanistic theories in conjunction with Woodger in the 1930s.) Asimov’s case
demonstrates that, by the 1950s, a new DNA-centered mechanism had spilled
over from the laboratory to become part of popular consciousness.
Ernst Cassirer, Polish philosopher of physics and friend of Albert Einstein, died
in 1945. But in 1950, the translation of his Problem of Knowledge: Philosophy,
Science, and History Since Hegel reintroduced a younger generation of
American and British philosophers to the mechanism-vitalism debate. As so
many had done before, Cassirer faulted vitalists for statements regarding
scientific concepts that allowed for no empirical test—Driesch’s entelechy,
Bergson’s élan vital, even Jakob von Uexküll’s umwelt concept. Yet he refused
to side with the mechanists. Many mechanists, Jacques Loeb, for instance,
promised control over life itself, including the creation of artificial organisms
from ordinary chemicals. Obviously no such thing had happened. And there
were other deeper and more disturbing problems with both the logical structure
and the implications of mechanism. “[A]t present all is still in flux,” Cassirer
reflected, “and there can be no mention as yet of any conclusive and generally
accepted outcome.” 2 Both sides had convincing arguments; both could point to
evidence they counted as definitely in favor of their position. Thus, despite the
fact that Needham had declared this debate closed in the 1930s, Cassierer’s
stature as a philosopher and public figure signaled that perhaps the mechanism-
vitalism debate was not closed after all. The Problem of Knowledge cast doubt
that a fully satisfactory solution could be found—as long as mechanism and
vitalism were the only two possibilities.
It was in this new moment of uncertainty introduced by Cassirer that
Woodger’s old Viennese friend from the 1920s and ’30s, Ludwig von
Bertalanffy (1901–1972), reappeared to open a new attack on mechanism. This
time, he gave it a sophisticated moniker: “general systems theory” (GST). But he
began his “Outline of General Systems Theory” essentially the same way he had
Modern Theories of Development , his collaboration with Woodger, two decades
earlier:
Corresponding to the procedure in physics, the attempt has been made in biology to resolve the
phenomena of life into parts and processes which could be investigated in isolation. This procedure
is essentially the same in the various branches of biology. The organism is considered to be an
aggregate of cells as elementary life-units, its activities are resolved into functions of isolated
organs and finally physico-chemical processes, its behaviour into reflexes, the material substratum
of heredity into genes, acting independently of each other, phylogenetic evolution into single
fortuitous mutations, and so on. As opposed to the analytical, summative and machine theoretical
viewpoints, organismic conceptions have evolved in all branches of modern biology which assert
the necessity of investigating not only parts but also relations of organisation resulting from a
dynamic interaction and manifesting themselves by the difference in behaviour of parts in isolation
and in the whole organism. 3
General systems theory, then, was another example of the by now familiar
attempt to find a “third way” around the mechanism-vitalism debate. Though it
was well received in the early 1950s, GST offered little that had not already been
expressed in Woodger’s “‘Concept of Organism’” (1930–31), Needham’s Order
and Life (1936), or, frankly, even in Edmund Montgomery’s “The Unity of the
Organic Individual” (1880). What was new was the way Bertalanffy dressed up
GST. Just as Whitehead and Smuts had done in the 1920s, he liberally deployed
the terminology of physics, especially thermodynamics and new discoveries at
the subatomic level—reflections of the Manhattan Project and the Copenhagen
interpretation of quantum physics. He also included a new factor, already
becoming an early Space Age buzzword: information.
The physicists and engineers of the Second World War invented not only new
ways of killing but also new methods of communication—or at least new jargon
to apply to theories about communication. Central to this new way of speaking
about speaking was the concept that some difference, some data, in a system
would drive the outcome one direction instead of another. According to the
concept as spelled out by Claude Shannon and Warren Weaver in their influential
The Mathematical Theory of Communication (1949), a product of the early
1940s Macy Cybernetics meetings, this “difference maker” would be the
information in a system; entropy was the name given to the predictability, or lack
thereof, of any particular outcome being reached or any desired message being
conveyed. This was the mathematized, cybernetics-infused language Bertalanffy
adopted for his GST—his retooled version of first generation organicism.
Whereas once J. S. Haldane had been fascinated by regulation systems within
organisms, in Bertalanffy’s GST, biological regulation would become
“homeostasis” and “feedback loops”; L. J. Henderson’s notions Bertalanffy
called “dynamic equilibria.” Organisms themselves he typified as “open
systems” and sources of increasing order, the antithesis of the concept of entropy
—“negentropy.” Living beings, in other words, are capable of taking from the
disorderly universe and reordering it in service of their own self-maintenance,
repair, and growth. Nonliving systems might also be capable of this negentropy,
making order out of disorder. The formation of snowflakes, thermostats
controlling the climate of buildings, and so on all seemed to be examples of
negentropic systems. But Bertalanffy added that organisms are also defined by
“equifinality,” the ability to reach their final states given a broad spectrum of
initial conditions and using multiple pathways—something like the old
Whiteheadian notion of canalization filtered through Waddington.
Bertalanffy insisted that GST was not a new version of vitalism. But it was
definitely anti-mechanism:
The mechanistic world-view found its ideal in the Laplacean spirit, i.e. in the conception that all
phenomena are ultimately aggregates of fortuitous actions of elementary physical units.
Theoretically, this conception did not lead to exact sciences outside the field of physics. . . .
Practically, its consequences have been fatal for our civilisation. The attitude that considers
physical phenomena as the sole standard-measure of reality, has led to the mechanisation of
mankind and to the devaluation of higher values. The unregulated domination of physical
technology finally ushered the world into the catastrophical crises of our time. After having
overthrown the mechanistic view, we are careful not to slide into “biologism,” that is, into
considering mental, sociological and cultural phenomena from a merely biological standpoint. As
physicalism considered the living organism as a strange combination of physico-chemical events or
machines, biologism considers man as a curious zoological species, human society as a bee-hive or
a stud-farm. . . . The organismic conception does not mean a unilateral dominance of biological
conceptions. When emphasising general structural isomorphies of different levels, it asserts, at the
same time, their autonomy and possession of specific laws. 4
Augmenting at least two generations of anti-mechanistic rhetoric, Bertalanffy
stressed that continued reduction of social concepts to biological ones and
biological concepts to physics and chemistry would ultimately lead to an
impoverished view of humanity and what he called “the catastrophical crises”
humans would face in the Cold War, including the looming threat of
thermonuclear armageddon.
His goal—the upshot of his redeployment of the organic philosophy using the
new idiom of cybernetics, in other words—seemed somewhat schizoid, at least
on the surface. On the one hand, Bertalanffy claimed GST would contribute to
the unification of science effort championed by his and Woodger’s mutual
friend, philosopher of science Rudi Carnap. On the other hand, Carnap’s
unification efforts had been physics-centric, and Bertalanffy clearly disagreed
with those he deemed mechanists for doing what Carnap seemed to be doing:
regarding biology and psychology as more or less soft, animistic pursuits just
waiting to be reduced to physics. Bertalanffy believed it was possible to have it
both ways. The general in general systems theory meant that he believed all
phenomena from quanta to organisms to governments and economies could be
analyzed as systems or complex networks. But he also regarded each of these
levels—subatomic, molecular, cellular, organismic, social, and so on, as discrete.
Each level had its own laws, some possibly unique to that level. It was Russell’s
“theory of types” reborn, or perhaps the notion of levels from the works of
Woodger, Needham, and Waddington in the 1930s. Reality is nested , such that
there exists a “correspondence or isomorphy of laws and conceptual schemes in
different fields.” Science could be unified because different levels of reality have
some structural elements in common, not because psychology was just biology
dressed up or biochemistry anthropomorphized. Bertalanffy’s “third way” was
cybernetic organicism—not the reduction of organisms to machines, per se, but
the recognition that the universe was far more complex than any simple machine
theory would allow.
Nagel was only a few years early. Biologists had known about the importance of
deoxyribonucleic acid (DNA) for a while, of course. But when Dorothy Wrinch
toyed with a model of how DNA might be bound up in the chromosomes in the
1930s, she saw it as structural support for proteins. Proteins obviously exhibited
more complexity and, consequently, more specificity than DNA. If there was
anything to the notion of chromosomal genes making phenotypic traits, those
genes would have to be complex and specific—written in the language of
proteins, in other words.
The first solid model of how DNA might work came early in 1953. Wrinch’s
rival Linus Pauling, the discoverer of the single-helix formation of protein,
devised a far more complex triple-helix model for DNA. But he possessed fairly
poor imaging data and it led to a major error in judgment. It was Jim Watson and
Francis Crick who deduced the double-helical structure a few weeks after
surreptitiously examining Rosalind Franklin’s “B-form” x-ray diffraction images
—the crispest, most precise images available. Soon the world heard about the
iconic image of two spirals dancing around each other with pyrimidines and
purines hovering between like rungs in a twisted ladder. Watson believed all
along that DNA was the master molecule, the secret of life itself. After Watson
built a cardboard model, Crick, too, was convinced, proclaiming to “everyone
within hearing distance that we had found the secret of life.” 12 In truth it did
seem, following the Cold War developments in nuclear physics, that molecules
in general—and elegant ones like DNA in particular—held secret powers just
waiting to be exploited.
This was certainly the suggestion made by prominent physicist Erwin
Schrödinger in the middle of the Second World War. In his What Is Life? (1944),
Schrödinger wrestled with the same large theoretical questions that members of
the TBC contemplated a decade earlier: How does physics impact biology?
What is going on in heredity? Is life based on the same mechanical laws that
govern everything else? What can we say about the size and complexity of
genes? What are genes, anyway? Though evenhanded in his approach, he
definitely sided with the notion that scientists should focus on the behavior of
molecules and even submolecular units if they want to understand life itself:
“We find [life] controlled by a supremely well-ordered group of atoms, which
represent only a very small fraction of the sum total in every cell. Moreover,
from the view we have formed of the mechanism of mutation we conclude that
the dislocation of just a few atoms within the group of ‘governing atoms’ of the
germ cell suffices to bring about a well-defined change in the large-scale
hereditary characteristics of the organism.” 13 It was true that Schrödinger felt the
discovery of new laws of physics might be necessary in order to deal with the
complexity of organisms. This indeed was the perspective he received by
reading the “Three Man Paper” (3MP) of physicist Max Delbrück, geneticist
Nikolai V. Timofeev-Resovskii, and physicist Karl Zimmer. 14 But whereas
Delbrück’s interpretation was not a typical mechanistic reading of genes-to-
traits, Schrödinger read him in a more mechanistic light than Delbrück intended.
15
In the early Cold War, fascination with the molecular spread beyond scientists
and philosophers, thanks to science popularizers who actively promoted the
notion that the behavior of molecules was the key to understanding all manner of
formerly difficult puzzles. As word spread that simple molecules held the key to
life, “third way” sentiments that an understanding of the organism remained
crucial seemed immaterial, a quaint relic of a less sophisticated era. The
popularizers trumpeted that story.
Among the most effective of them was a young man of Russian descent who
grew up in Brooklyn, New York, and taught biochemistry at Boston University.
His name was Isaac Asimov (1919–1992). Understanding Asimov allows us to
envision how powerful and persuasive gene-centric mechanism became even
outside of scientific circles.
Asimov began his prolific writing career even before the war, and had
composed the opening of his famous science fiction trilogy Foundation by 1942.
He would complete the trilogy by the time Watson and Crick published their
short letter to Nature describing the structure of DNA. That coincidence would
resonate through Asimov’s writing when he turned from science fiction to
science popularizing.
The Intelligent Man’s Guide to Science , his attempt at a synthesis of
midcentury scientific knowledge, became a best seller and went through several
editions. 16 The book ran to two volumes. The second volume tipped Asimov’s
hand. He began it with “The Molecule” (the first volume, on “The Physical
Sciences,” apparently had been too concerned with “The Universe,” “The
Machine,” and “The Reactor” to include molecules there). It featured triumphal
passages including the following: “Modern science has all but wiped out the
borderline between life and non-life. Nowadays the question ‘What is life?’ is
asked by physicists as often as by biologists. In fact, biology and physics are
merged in a new branch of science called biophysics—the study of the physical
forces and phenomena involved in living processes. . . . And it is to biochemistry
(‘life chemistry’) that biologists today are looking for basic answers to the
secrets of reproduction, heredity, evolution, birth, growth, disease, aging, and
death.” 17 Asimov did not hide his justification for making such a bold statement:
“Once we get down to the nucleic-acid molecules, we are as close to the basis of
life as we can get. Here, surely, is the prime substance of life itself. Without
DNA, living organisms could not reproduce, and life as we know it could not
have started. All the substances of living matter . . . depend in the last analysis
on DNA.” 18 As a competent reporter of the recent history of biology, Asimov
could find nothing to compete with the overwhelming perspicuity of the DNA-
as-molecule-of-life story. Given that DNA was just a molecule, biochemists like
himself—and, ultimately, physicists—would in the very near future offer all
relevant information about that molecule, about life itself.
Asimov’s DNA-centric vision, that life itself depended upon this molecule,
this “prime substance,” flowed effortlessly out of the philosophy implicit in his
Foundation trilogy. The first episode opens on a galaxy-spanning human empire
that has controlled thousands of inhabited worlds for millennia. A handful of
brilliant scholars study psychohistory : the behavior of peoples—even the
residents of entire solar systems—based on the simple philosophical premise
(and some arithmetical hand waving) that humans operate like molecules of gas
in a closed container. Those molecules behave according to the clockwork of
Newtonian kinematics: “[Psycho-history] was the science of mobs. . . . It could
forecast reactions to stimuli with something of the accuracy that a lesser science
could bring to the forecast of a rebound of a billiard ball.” 19 Psychohistory was
Asimov’s projection of James Maxwell’s demon applied to living things in the
same way that it could be applied to gasses in closed containers—a Laplacian
vision of a closed, deterministic, and therefore predictable universe.
The story of DNA as molecule-of-life dovetailed nicely with Asimov’s larger
deterministic vision. No one would doubt that the behavior of molecules, even
ones as complex as Schrödinger’s aperiodic crystal, could be determined by the
unchanging laws of physics. Since DNA, that prime substance, obviously
controlled biological development and at least preconditioned the behavior of all
living things, it was an easy logical jump to regard the control of living things as
a wetter version of engineering.
The takeover of organismal biology by reductionistic mechanists was already
evident by the middle of the twentieth century, according to Barry Commoner,
Washington University in St. Louis botanical physiologist. He expressed this
fear in his review of Asimov’s Intelligent Man’s Guide. One need only examine
the various laboratories belonging to university biology departments around the
United States, thought Commoner. One kind of laboratory featured expensive
electromechanical devices, well-paid postdoctoral fellows, and scores of
students. The other kind displayed fewer people, less expensive devices. This
obvious material distinction had an interesting historical cause: “a widening gap
between the more traditional areas of biology,” by which Commoner meant
those areas associated with evolution and development versus those “closely
related to modern chemistry and physics.” 20 He saw this division reflected even
in the other reviews of Asimov’s Intelligent Man’s Guide. One reviewer, a
historian of astronomy and physics from Princeton University, extolled Asimov’s
reductionistic mechanism: “For [Asimov] . . . biology is a system that proceeds
from biochemistry to the associated subjects of neurophysiology and genetics.
All else, as they used to say . . . is stamp collecting. . . . I happen to agree firmly
with Asimov about what is central in science and what is not and I will defend
him to the death against traditionalists who might deplore his . . . giving short
shrift to ‘Natural History.’” But for Commoner, this long-term trend looked
frightening. Not because his profession was in jeopardy—plant physiologists
would likely be needed for a long while yet—but because the investigation of
the actually observed biological phenomena of the world, whole organisms and
their ecosystems, in other words, could not be done solely by physicochemical
means. Commoner would become ever more emphatic in this critique, as we will
see later.
By any measure, a new and improved mechanism had emerged out of the
Second World War and had shrugged off the challenges leveled at mechanism by
the organicists of the 1920s and ’30s. One could witness this trend in small,
personal cases—Medawar’s ambivalence toward organicism and falling out with
Woodger in the midst of his rising success in less theoretical, more practical
matters. In addition, broader scientific and even sociocultural changes were
visible. Nagel’s critique and the work of his followers became ensconced as
disciplinary wisdom in a midcentury analytical philosophy of science
preoccupied with physics rather than biology. Asimov’s promotion of DNA-
centrism certainly struck a chord with his American audiences. Intelligent Man’s
Guides surpassed mere best-seller status to become a classic example of
twentieth-century science writing.
Upon reflection, the mid-1950s situation in biology echoed trends seen a half
century earlier. In that era, it was Wilhelm Roux who attempted to extend
mechanism over what was thought to be the last mystery of biology, embryonic
development, through his Entwicklungsmechanik program. Back then, sea
urchin cells nudged apart by Roux’s follower, Hans Driesch, had slowed the
locomotive of mechanism for a time. In the 1950s, just as molecular biology was
extending a new and improved reductionistic mechanism focused on the
behavior of DNA in the nuclei of cells, Waddington was conducting experiments
on Drosophila that would again highlight the promise of epigenetics as the new
“third way” biology of the future.
11
E arly in the Second World War, Waddington wrote to Joseph Needham that he
was “thinking of popularising the word ‘epigenetics’ instead of the cumbersome
phrase ‘experimental embryology.’” Needham knew the history behind this term
“epigenetic” or “epigenesis”; his stand-alone History of Embryology covered it
in detail. 1 Woodger, too, had discussed the concept in Biological Principles. It
was, in fact, a focal point of TBC meetings. Waddington could see a number of
advantages to popularizing the old term: Epigenetics had a substantial scientific
pedigree, “having meant since Aristotle’s day the causal aspects of
development.” He also thought the Aristotelian term captured the spirit of
modern biology better than Roux’s nineteenth-century term
“Entwicklungsmechanik” because epigenetics seemed to indicate that modern
“genetics and [embryology] are sister sciences which are rapidly growing closer
together.” 2 In Waddington’s mind, twentieth-century epigeneticists would
investigate the causes of development without either privileging genes-only
explanations or ignoring genetics altogether. Epigenetics was still a “third way
idea,” even though it was tied to modern genetics: It required conceptualizing of
the organism as a system of interactions between the lowest levels (i.e., genes),
the developing systems of the organism, and the highest levels (i.e.,
environment). Epigenetics indicated a constant dialogue between the whole
organism, its context, and its parts—no simplistic genetic “program” to unroll.
Waddington’s “The Epigenotype” (1942) spelled out the questions
practitioners of this new subfield might pursue, but it was much easier to say
“epigenetics” or “epigenome” than it was to rally researchers into the science.
Though today’s epigenetics researchers point to “The Epigenotype” as a
landmark paper, Waddington did not see it as such. In fact, a full decade elapsed
between this re-coining and his first major publication that really demonstrated
what he meant by epigenetics in the laboratory. In 1952, Waddington re-unveiled
epigenetics at the Society for Experimental Biology’s Symposia on Evolution
with the talk “Epigenetics and Evolution.” 3 By that point, he had been at the
University of Edinburgh for almost five years and—when he wasn’t dealing with
incessant challenges running the lab and maintaining Mortonhall—had buried
himself in Drosophila work. He published eight papers dealing with
development, genetics, and evolution from 1945 to ’52; that pace increased
significantly after “Epigenetics and Evolution.” While Watson and Crick
tinkered with the model of DNA that would eventually earn them the Nobel
Prize, Waddington published a small flood of studies attempting to combine
genetics and embryology.
Before the war, scientists celebrated such synthetic work, at least in Europe.
So, one might think that the modern subfield of epigenetics possessed all the
features necessary for it to emerge just after the Second World War. Needham
and Waddington had already introduced the concepts through works like Order
and Life and Organisers and Genes , and Waddington’s “Epigenotype” had
already provided the terminology. Scientists at the time were developing the
analytical tools to observe and trace the tiniest features of the living organism—
the tools that would lead to the milestone discoveries in molecular biology. The
pieces were all in place, in other words. Yet epigenetics nearly disappeared until
finally emerging at the very end of the twentieth century. Why?
That answer has something to do with the general context that we have
already reviewed: changes in Western philosophy exemplified by Ernest Nagel’s
dismissal of organicism and widespread support for DNA-centric mechanism
evident through Isaac Asimov’s popular works, to name two such factors. Just as
important was the marginalization of organicism by the very network of
scientists with whom Waddington had close affiliations—geneticist H. J. Muller
and ornithologist Ernst Mayr in particular. That marginalization process is the
subject of this chapter.
Muller was the chief narrator of the “morality tale” woven in the wake of the
tragic events surrounding Soviet geneticist Nikolai Ivanovich Vavilov and
agronomist Trofim Denisovich Lysenko, now known as the “Lysenko affair.”
The lessons Anglo-American biologists drew from the Lysenko affair made
epigenetics unpalatable and “third way” thinking suspect more generally.
Waddington’s epigenetics also raised concerns regarding the interpretation of
evolution extolled in the “modern” neo-Darwinian synthesis of Ernst Mayr,
among others. While Mayr decried the reduction of evolution to “beanbag
genetics,” he also feared Waddington’s epigenetics left a door open to the same
Lamarckian interpretations promoted by Lysenko and his ilk. Waddington even
visited Lysenko’s Leningrad laboratory and spoke with the villain in 1962. 4 No
wonder that, at the mid-1970s celebration of the modern synthesis, Hilde
Pröscholdt’s old lab mate Viktor Hamburger reflected, regretfully, that Mayr and
others had relegated Waddington’s work to little more than a “Missing Chapter.”
5 Epigenetics, and the organic philosophy in which epigenetics had taken root,
hinted of Lamarckism. During the Cold War, “Lamarckism” indicated sympathy
for Soviet Lysenkoism.
the award of a Nobel Prize for the scientists involved. H. J. Muller, one of those
Nobel winners, specified that genes are “autocatalytic,” that is, autonomous self-
starters and self-replicators. In the 1940s, George Beadle (who penned the
introduction for Asimov’s Intelligent Man’s Guide ) and Boris Ephrussi
identified the substance produced by any given gene as an enzyme. This led to
one of the most lasting of the manifold functional definitions of genes: “one-
gene = one-enzyme.” Hans Grüneberg at University College London
manipulated mice genes to study their development and, by the middle of the
Second World War, concluded that one-gene might also equal a number of
developmental consequences. As the work continued along these lines through
the Watson and Crick work and afterwards, Waddington could fairly say that the
approach focusing on discrete particles of life had proved to be a fruitful one.
It didn’t describe nature as found outside of the laboratory very well,
however. What we actually observe are cells, cells becoming specific things,
performing specific functions in the kidney or brain or blood. Convinced that the
organic philosophy gave a more faithful rendering of the world as we encounter
it, Waddington “began developing the Whiteheadian notion that the process of
becoming (say) a nerve cell should be regarded as the result of the activities of
large numbers of genes, which interact together to form a unified ‘concrescence.’
. . . [By the late 1930s] it had become apparent that the ‘gene-concrescence’
itself undergoes processes of change; at one embryonic period a given
concrescence is in a phase of ‘competence’ and may be switched into one or
other of a small number of alternative pathways of further change.” 24 The
alternative pathways of further change were the canals first rendered artistically
by John Piper in Organisers and Genes (Figure 11.1 ). The concrescence space
was Waddington’s “epigenetic landscape.” It ended up being among the most
lasting concepts of his career. 25
Given the resistance to thinking about fields and wholes rather than particles
that Waddington sensed during his visit to T. H. Morgan’s lab in 1938, he knew
that he would have to cloak his support for organicism. Geneticists, he learned,
were reluctant to pry open the black box of development. When he spoke with
those on the other end of the spectrum, embryologists like Yale University’s
Ross Harrison and Oxford’s Gavin De Beer, he noted that they were reluctant to
cede any additional intellectual territory to genetics—to say nothing of funding.
The two groups stood opposed to each other in technique and philosophy. Over
the 1950s, Waddington worked to bridge both genetics and embryology as he
and the Needhams together had attempted to build common ground between
biochemistry and embryology during the organizer years. In 1957, he published
The Strategy of the Genes , a summary of the two decades since Organisers and
Genes ; in it he included the most well-known depiction of the epigenetic
landscape (Figure 11.2 ).
It was only a small step from the epigenetic landscape to an alternative theory
of evolution. While other neo-Darwinian biologists emphasized the changing
aggregates of genes, with evolution being based on fortuitous mutations to those
particles (Muller) and allowed to flourish by reproductive isolation (Ernst Mayr),
Waddington stressed that what got passed along from parents to children was a
set of developmental patterns, of potentialities : “You do not inherit fair or dark
hair, blue or brown eyes, from your parents; what you inherit is something which
endows you with the capacity for developing eyes of a particular colour under
certain particular circumstances, and perhaps a different color under other
circumstances. . . . Nowadays we use the word ‘genotype’ for the collection of
potentialities which are inherited. . . . Any one genotype may give rise to many
somewhat different phenotypes, corresponding to the different environments in
which development occurs.” 27 The developing organism should be thought of as
a field, a possibility space, claimed Waddington. Genes laid out the structure, the
geography of that possibility space, but they alone did not define traits. The
passage between genotype and phenotype was much more complex than what
was commonly taught in genetics courses or promoted outside of the laboratory
in the mid-twentieth century. Moreover, as Whitehead suggested in the 1920s, as
the TBC members had emphasized through the 1930s—and as Bertalanffy was
now sketching it in the 1950s—the concepts of physics itself had also shifted
away from atomic concepts and toward what Waddington called “continuum
theories, that is to say, theories in which the basic constituents of phenomena are
not thought of as separate and discrete entities which enter only into external
relations with one another.” 28
Thus even if biology could be reduced to physics and chemistry, as Nagel
hinted it might one day be, that reduction would be toward continuum theories,
concepts where properties of the space arise from the relationships, not from
properties intrinsic in this or that atom. The epigenetic landscape would survive
reduction. It would survive Lysenko.
12
W addington’s epigenetics did not sweep the field after the publication of The
Strategy of the Genes. It did make an impression on some significant individuals,
including one of the foremost neo-Darwinians, Ernst Mayr (1904–2005), who
had just put his hand to the plow writing the history and philosophy of
evolutionary biology. Influenced by Waddington’s work, Mayr delivered one of
the most influential warnings against the gene-centric mechanistic thinking that
he saw spreading into evolutionary theory. 1 Yet Mayr also found Waddington’s
work too near to the same Lamarckian interpretation of evolution highlighted by
the Lysenkoists. In the context of the Lysenko affair and the solidification of the
neo-Darwinian consensus of the 1950s, Waddington’s work seemed dangerously
out of sync with mainstream biology. Only many years later would Mayr return
to render a favorable account of organicism, never mentioning Waddington or
his epigenetics in connection to it.
The year 1959 is often remembered as the centennial of Charles Darwin’s On
the Origin of Species and there were then, as in 2009, many celebrations of
Darwin’s life and the theory he formulated. For geneticists, however, the most
memorable conference of that year was the Cold Spring Harbor Symposium on
Quantitative Biology. From June 3rd to 10th, the most prominent geneticists in
the world gathered to celebrate “Genetics and Twentieth-Century Darwinism.”
The symposium would emphasize, at least according to Milislav Demerec, the
well-known director of the Cold Spring Harbor Laboratory and one of the
organizers of the conference, “evolutionary problems related to genetics.” After
all, as Demerec reminded his audience, “Early geneticists were aware of the
powerful techniques for the study of evolution which were provided by the
discovery of Mendelian inheritance. The best illustration of their optimism about
these potentials is the fact that the first laboratory devoted to the study of
Mendelian inheritance was named ‘Station for Experimental Evolution.’” 2 And,
according to Demerec, the luminaries of evolutionary biology in the early
twentieth century were population geneticists: J. B. S. Haldane, R. A. Fisher, and
Sewall Wright.
The majority of the twenty-five papers that followed Demerec’s opening
address nicely reiterated this framing stance. In order to understand the process
of evolution that motivated Darwin, twentieth-century biologists must reckon
with and, if at all possible, experiment on issues of heredity. As modern
synthesis architect G. Ledyard Stebbins summed up the meeting, any other
interpretation would fly in the face of an international body of professionals, all
of whom “equipped with the results of a sum total of several hundred man-hours
of effort devoted to factual research and theoretical contemplation of
evolutionary problems, have reached substantial agreement on concepts
remarkably similar to those which Darwin himself held, not only about the
existence of evolution and the course which it followed, but also about the basic
processes responsible for it.” 3 Strangely enough, according to Stebbins and other
speakers, after generations of rigorous experimental research on evolutionary
problems using fantastically modern equipment resembling that found in the
laboratories of physicists and chemists, this biologist proudly asserted that their
field had returned full circle to the perspective advocated by Darwin—that
gentleman naturalist who worked with orchids and earthworms in his own
humble greenhouse a century earlier. “The only major qualitative difference
between our knowledge and that possessed by Darwin,” stressed Stebbins, “lies
in our recognition of particulate Mendelian inheritance, determined by
chromosomal genes, as the basis of nearly all of the hereditary variability upon
which selection acts.” 4 From the perspective of Stebbins, as well as the majority
of participants in the 1959 Cold Spring Harbor symposium, nothing in
evolutionary biology now made sense except in light of population genetics.
Even symposium papers having seemingly little to do with population genetics
(Finnish paleontologist Björn Kurtén’s study examining fossilized bear teeth, for
instance) were recast as reinforcing the population genetics consensus
interpretation. 5
Ernst Mayr cut across the grain of the symposium with his deliberately
contentious address entitled “Where Are We?” 6 Mayr asserted that if mid-
twentieth-century synthetic evolutionary theory seemed more authentically
Darwinian than even (paradoxically) Darwin himself had been, biology had
organismal naturalists like Mayr to thank for it rather than any set of geneticists.
Geneticists, in fact, had nearly led the whole venture of evolutionary biology
down the wrong path. While “Mendelians,” including William Bateson, Hugo
DeVries, T. H. Morgan, and H. J. Muller, assumed evolution through speciation
only occurred as often as “occasional lucky mutants” appeared ex nihilo,
“classical” population geneticists Fisher, Haldane, and Sewall Wright (who was
in attendance) attributed to each gene an “absolute selective value”—something
no self-respecting zoologist would ever attribute to a gene. In short, both groups
committed vast reductive oversimplifications. Even those who were being
honored by this very symposium were guilty of using mathematics to present
evolution “as an input or output of genes, as the adding of certain beans to a
beanbag and the withdrawing of others.” Mayr deemed their sin—and it was
cardinal—“beanbag genetics.” 7 He intended the term to parody the territory of
some in attendance at the 1959 symposium who, despite their obvious
mathematical genius, deigned to work among flowers and fruit flies while
keeping their hands mostly out of the dirt and on their calculators.
Mayr implicitly revealed his reason for using this term of derision openly
when he eventually managed to praise, backhandedly, the Fisher-Haldane-
Wright (hereafter cited as FHW) triumvirate. “Perhaps the main service of the
mathematical theory,” he speculated, “was that in a subtle way it changed the
mode of thinking about genetic factors and genetic events in evolution without
necessarily making any startlingly novel contributions .” 8 If anything, Mayr
surmised that the population genetics of the 1920s and ’30s merely provided
something of a salvageable, if wrongheaded, foundation for his own
contemporary views. Why then bother to denigrate it, if it was barely adequate?
Simple: It was the lingua franca of the 1950s and beyond—the approach lauded
by both scientific insiders such as this distinguished audience and popularizers
like Isaac Asimov. Mayr recognized that this “beanbag genetics” had become
both publicly and professionally persuasive in a way that his own whole
organism work conducted in a museum was not. Genetics in the mid-twentieth
century rendered biology sophisticated, exclusive and, consequently, more like
the physics used in the Manhattan Project or Bell Labs than anything else in
evolutionary studies. As this version of FHW genetics gained explanatory power,
Mayr’s own field, which regarded the organism and the breeding population as
the fundamental units of selection rather than the gene and the gene pool,
diminished in importance and prestige. 9
Thankfully, according to Mayr, the “newer” population genetics practiced by
Dobzhansky, among others, rescued evolutionary biology from being swamped
by abstract mathematics. This “advanced” version of population genetics
stressed the interaction of genes rather than their discrete particulate nature: “Not
only individuals but even populations were no longer described atomistically as
aggregates of independent genes in various frequencies, but as integrated,
coadapted complexes. A gene is no longer considered to have one absolute
selective value, but rather a wide range of potential values that may extend from
lethality to high selective superiority, depending on genetic background and on
the constellation of environmental factors.” 10 In addition, because Dobzhansky
had focused for a decade on naturally occurring populations of Drosophila
pseudoobscura , rather than merely the laboratory favorite D. melanogaster ,
Mayr insinuated that the new, purportedly holistic, population genetics was
closer to describing evolutionary truth than the much-touted FHW “synthesis”—
now reduced to beanbag status. 11
Yet we should not be fooled by the force of Mayr’s symposium rhetoric. In
his promotion of a kind of evolutionary theory that privileged different levels—
genetic, epigenetic, organismal, and even populational—Mayr was not joining
the ranks of Waddington, the 1930s TBC, or other 1950s “third way” biologists
like Bertalanffy. Rather, Mayr was attempting to chart a particularly delicate path
between two unacceptable possibilities. The modern synthesis as Mayr depicted
it would be neither mathematical abstraction that, by necessity, according to J. B.
S. Haldane, relied upon a recognized oversimplification of genes and
populations. Nor would it be a version of biological evolution that weakened the
role of selection or challenged the reigning (largely through Mayr’s own efforts)
gradualistic account of the origin of species in favor of jumpy, environment-
infused epigenetics. 12 “Beanbag genetics” was Mayr’s rebuttal of the former
possibility—that he probably attacked a straw man mattered little. 13 But on the
other side, Mayr saw Waddington’s epigenetics, and that seemed too invested
with Whiteheadian speculation for Mayr to even comment on, let alone
extensively attack. In fact, though Mayr shared the sentiment of Waddington’s
critique of the undue influence of FHW genetics on biology as a whole, he did
not sympathize with Waddington’s description of a complete evolutionary
biology account for “Mind, Form, and End.” 14 Mayr agreed that Waddington put
proper emphasis on the “End” part of that set; explaining the seemingly designed
“fit” between organism and environment as a wholly secular phenomenon was,
after all, one of Mayr’s chief aims. In the study of “Form,” however—a topic
Waddington had just addressed in The Strategy of the Genes —Mayr saw too
many “metaphysical concepts that have no place in our modern thinking.” Form,
as he stressed to Waddington shortly after the Cold Spring Harbor symposium,
was a peculiar philosophical hang-up of embryologists. 15 If Mayr thereby
distanced his own theories and alliances from those used by embryologists, their
metaphysics was to blame, not his modern neo-Darwinian synthesis.
Mayr’s 1959 “beanbag genetics” jeremiad pertains to the larger story about
the decline of organicism and the marginalization of Waddington and
epigenetics. While “Where Are We?” acknowledged the technical
persuasiveness of mathematical population genetics and warned against the
allure of the oversimplified, atomistic genetic picture it generated, Mayr stopped
short of endorsing either organicism or explanations of evolution in terms of
epigenetic change, in part because of his hardened commitment to gradualism
and rejection of what he called “essentialism.” 16 Only years after Waddington’s
death, Mayr would reconsider organicism—somewhat. 17
The structure of the Chicago Darwin celebration and Waddington’s role in it
began to change immediately after Schmidt’s death late in 1957. Sol Tax alerted
the University of Chicago Darwin celebration participants to the abrupt change
in the structure of the entire project in December. Rather than a major meeting of
scientists and others to discuss the status of evolutionary theory preceding the
public celebration, Tax informed participants that the Chicago celebration would
be the sole event, that it would follow a more typical conference with set paper
readings, and that the collected papers would follow, rather than anticipate, the
staged event. Also, rather than following Schmidt’s list exclusively, Tax hinted
that the 1959 meeting would draw participants familiar to him from the
Washington Anthropological Society’s 1957 meeting. For the most part, these
were physical anthropologists who belonged to a different generation than
cultural anthropology’s Boas-trained luminaries, such as Waddington’s friend
Margaret Mead (who was not invited). 34
Schmidt’s death and Tax’s assumption of leadership led to a second event,
namely, an increasingly influential role in the conference for synthesis architect
Ernst Mayr. Waddington made two hasty notations directly on Tax’s December
1957 letter explaining conference changes: “embryology” and “ethics.” In his
correspondence, he expressed disappointment that these two areas—“the
influence of evolutionary theory in embryology, and the impact of evolutionary
thought on ethical philosophy”—were not directly addressed in Tax’s new
scheme, as they had been in Schmidt’s. 35 Few concessions were made to address
Waddington’s concerns, though the “Darwin Year” planning committee
eventually put together a panel on “man’s unique characteristics.” (Julian Huxley
asked Tax to put Waddington on this one. 36 ) From that platform, Waddington
found it inopportune to offer a cogent “third way” critique of neo-Darwinism. He
did make other attempts to strike up debate around these issues. After reading
Mayr’s contribution to the collected papers of the Darwin conference,
Waddington sent a copy of his critical comments to Mayr and Tax. But these
never became public and, due to Tax’s loose oversight of the three-volume paper
collection, Mayr never acknowledged, much less addressed, Waddington’s
comments. These two features help to account for some of the reason why
alternative views of evolutionary theory (such as that forcefully promoted by
philosopher Marjorie Grene just before the Darwin celebration) received little
attention. 37
Tax’s real hope for the ’59 Chicago Darwin centenary was not merely to offer
a stage for the architects of neo-Darwinism. He strongly desired his version of
anthropology to have a place at the table in the inevitable unification of social
science with the life sciences under neo-Darwinism. He believed that nature
ultimately dictated nurture—a statement he suspected was included in neo-
Darwinism—and that most anthropologists would slowly adopt this view. 38
Tax’s prediction was both closer to, and further away from, the actual
developments in anthropology and biology proper following the 1959
celebration.
One omen of the future appeared at the ’59 centenary panel devoted to
anthropological questions. Here, H. J. Muller challenged the most sensitive
tenets of the creed of human cultural exceptionalism implicitly held by
generations of Boasian anthropologists. Though some members of his Panel
Five, “Social and Cultural Evolution,” assented to the notion that “cultural
evolution in Homo sapiens is essentially independent of gene differences,”
Muller roundly condemned this sort of thinking. 39 And, as a final punctuation
mark, the panel discussion closed with Julian Huxley’s pronouncement that the
main thrust of future anthropology should be toward “improving our genetic
heritage.” 40 It is indicative of how far the gene-centric view had penetrated even
the social sciences by midcentury that the last word regarding human evolution
should be given not to a cultural anthropologist but to two biologists with
unconcealed eugenic aims. 41
13
E pigenetics and the organicism upon which it was based faced more than
oblique snubbing by conference organizers and otherwise sympathetic
evolutionists like Mayr. In the decade after he published The Strategy of the
Genes , Waddington experienced two disconcerting and very specific dismissals
of his work. Two of the most prominent scholars at the time, both his
acquaintances, inspired these critiques. In the first case, Peter Medawar
encouraged Harvard historian June Goodfield Toulmin to write a history of
biology that would contextualize the Cambridge organizer experiments as
failures specifically because of the organic philosophy motivating them. In the
second, Francis Crick sparred with Waddington over the degree of importance of
epigenetics in the face of Crick’s molecular biology. Together, these episodes
reveal the extent to which the grand narrative of the history of biology in the era
of molecular genetics had already been set midcentury—and the extent to which
Waddington, epigenetics, and the “third way” more generally was relegated to
the “losing” side of that narrative.
In March 1965, June Goodfield Toulmin wrote Joseph Needham and
Waddington inquiring about the “growth and downfall” of the organizer project
in the 1930s. She was initiating research for a “history of experimental
embryology from about 1920 up to 1950,” and this rise-and-fall narrative would
feature as its central theme. Waddington reacted defensively, writing first to
Needham for advice and support, then to Goodfield Toulmin in April. 1 He
reacted especially to the chauvinism implicit in her approach:
There never was any downfall of the concept of the organiser. . . . The only thing that ever fell
down was a straw man erected by some American biologists for the express purpose of pushing it
over. They performed this simple task so much to their own satisfaction that they had some success
in persuading American biologists in general that the problem of embryonic induction is not
important; and this was a major contribution to the extremely unfortunate divorce that has grown up
between genetics and embryology in the States.
Rather than simply being a stylistic division between genetics in Europe
versus the United States, Waddington viewed this division between genetics and
embryology as a fundamental blind spot in the whole of postwar molecular
biology:
It is because the essential connection between these two subjects (which I was one of the first to
formulate in modern terms in my “Organisers and Genes” [sic ], 1940, although Morgan had of
course done so at an earlier stage) has been obscured for the last quarter of a century, that molecular
biologists are now saying that they will have to move in and solve the problems of differentiation
from scratch, as though nothing of value had yet been discovered. And of course when they do turn
their attention to the subject, they light immediately on the relations between one of their own main
topics, enzyme induction in bacteria, and the phenomena of embryonic induction, i.e., “the
organiser.”
This notion that development and genetics might have something in common
was, of course, the impetus behind Waddington’s decision to travel to Morgan’s
Caltech lab in 1938. In Organisers and Genes , Waddington postulated that the
very earliest stages in development, e.g., the differentiation of the mesoderm into
neural tissue, proceeded by a kind of preset reaction to a trigger. The patterned
reaction was part of the genetic apparatus of the cell, and Waddington connected
this system to his “masked evocator”; the trigger—the organiser—might not
have conveyed much information, but it was not unimportant or without
function.
Indeed, Waddington saw a direct correlation between the “organiser (or
evocator)–masked evocator–genes–proteins” model he formulated just before
and after World War II and the more recent molecular biological terminology of
“inducer–repressor substance–structural gene–induced enzyme.” This similarity
alone was enough to render a “fall of the organiser” narrative false: “If you start
dealing with anything as alive as the problem of gene activation in higher
organisms—which is what the organiser problem amounts to—you can’t
possibly get deep enough into it not to appear foolish unless you are active in it
yourself.” Goodfield Toulmin’s approach, implied Waddington, was simply too
infected with the hubris of American molecular biology to properly assess the
history and significance of his organizer work with the Needhams.
Joseph Needham’s response was likewise critical, though much less caustic
than Waddington’s. 2 “[You] will undoubtedly fail,” he wrote to Goodfield
Toulmin, “unless you can achieve a more open mind than is to be inferred from
the phrase [‘downfall’].” He saw the “drama” in quite a different light: “the
perennial struggle of conceptual opposites; here stimulus vs. reactivity, as
perennial as the continuity vs. discontinuity antithesis in physics.” Needham also
guessed—correctly as it turned out—that Goodfield Toulmin formulated her
rise-and-fall narrative not through conversations with other historians of science
but via Peter Medawar, who was an acquaintance of Goodfield Toulmin’s
husband, philosopher of science Stephen Toulmin. 3 Needham recognized the
shadow of Medawar’s influence because of their conflict over the status of the
Cambridge organizer project more than a decade earlier.
Back then, the conflict between Medawar and Needham circulated around
Medawar’s new book, Scientific Thought in the Twentieth Century: An
Authoritative Account of Fifty Years (1951). In it Medawar made only oblique
and unflattering remarks about the work of Needham and others—all former
supporters of Medawar when he was at Oxford. Needham, who rarely responded
to these sorts of slights after he had transitioned to Science and Civilisation in
China , immediately dashed off his complaint to Medawar:
I feel hurt by the treatment which you have given to the work of Waddington, Holtfreter, and
myself in your essay.
. . . [T]he fact that you refer to us only obliquely and indirectly, with what seems a studied
suppression of our names, I find very distressing. That you make no mention of either Chemical
Embryology or Biochemistry and Morphogenesis (works on no mean scale, and not without
originality) will in the end be regarded, I believe, as a reproach to you and not to me.
. . . I have not changed my opinions as to the value of the organiser concept, which I believe
further advances in biochemistry applied to embryology will only strengthen and elucidate. . . .
What I criticise in your article, however, is not so much a superficial approach to the problems of
morphogenesis, as the failure to accord any recognition to the whole subject of chemical
embryology, which includes much more than the study of organiser phenomena . . . originating
during the period which [Scientific Thought in the Twentieth Century ] purports to cover.
. . . The way in which you have treated us all seems to me to indicate an unfriendly spirit which
I had no idea that you entertained. 4
Medawar responded that he offered the essay as “a dispassionate statement of a
widespread and purely objective opinion.” 5 But Needham remained
unconvinced. Medawar seemed to have made an intentional about-face from his
youth when he needed the support of Needham and Woodger, who were only too
happy to give it:
I am still rather curious to know who “read into the work of the Cambridge school” [quoting
Medawar’s 3 May letter] all the significance which in your opinion, ought not to be read into it
now, and what exactly that significance was. If you are thinking of the chemical nature of the
primary organiser, we had our beliefs at the time, and other workers had theirs; but I would like to
remind you that it was Waddington and I who gave the first evidence of what is now called
“indirect induction,” with dyes; and also that I was scrupulously careful to explain the difficulties
caused by these phenomena in Biochemistry and Morphogenesis . 6
By the time Goodfield Toulmin wrote to Needham and Waddington in the
mid-’60s, Medawar was a Nobel laureate and the director of the National
Institute for Medical Research. Though correspondence with Woodger had
largely ceased, he retained some interest in the history and philosophy of
biology. In fact, he entitled his 2 September 1965 address delivered at
Cambridge to the Zoology Section of the British Association for the
Advancement of Science “A Biological Retrospect.” When he published the talk
in Nature a few weeks later, he joked that the talk “has not been well received.” 7
But he meant only that the notion of looking backwards for the philosophical
underpinnings of molecular biology at all was such a relic of biology’s
disciplinary past that he feared few wanted to hear him; his assignment at the
BAAS was to speak of the future of biology, as Jan Smuts had done at the BAAS
four decades earlier.
Despite his bit of mild self-deprecation, Medawar’s address proved to be
anything but controversial. Completely disregarding everything he had once
believed, Medawar framed twentieth-century history and philosophy of biology
as a series of victories for mechanism over vitalism. Not surprisingly, at the
vanguard of this successful charge against the bugbear of vitalism stood his own
biology aided by new molecular approaches. Even the practitioners of the
important field of ecology had gradually learned to regard molecular biology as
the paragon of modern life science: “[Anyone] working to understand the
agencies that govern the structure of natural populations in space and time needs
much more than a knowledge of natural history and a map. He must have a good
understanding of population genetics and population dynamics generally. . . .
[A]n unreasonable feeling that he ‘ought’ to know something about it is more
likely to be found in a good ecologist.” 8 Medawar insisted on the importance of
molecular mechanics for those working at the level of systemic environmental-
organismal relationships because these interactions were, at bottom, based on the
playing out of genetic code scripts. “Genes are messages,” Medawar explained.
This notion of bottom-up genetic information had reorganized the older
“‘dynastic’ conception of evolution” based on “pedigrees or family trees.”
Biology was no longer properly a “vertical” system wherein one specialist would
study, say, deciduous trees as a botanist. Instead, “horizontal” studies at the
population, cell, and molecular level uncovered the gratifying irrelevance of all
that once counted as biology, now disparaged as mere classification and natural
history—that is, stamp collecting. Once sloughing off the significance of the
organism, evolution could be understood as change in the “genetical structure of
a population” rather than alterations to morphology, adaptations to new niches,
and so forth. 9
Horizontal approaches, especially at the molecular level, “revolutionized”
and “freed” biology from its earlier flirtation with philosophy. As an example of
this earlier philosophy-laced biology, Medawar targeted the work of theorists in
the prewar era like Sir Frederick Gowland Hopkins, Needham’s old mentor in
biochemistry. Hopkins held the now heretical view that the cell was a highly
significant center of irreducible colloidal organization rather than a mere holding
tank for the true puppeteers: the genetic elements in the nucleus. Furthermore,
Medawar caricatured the experimental embryology of the 1930s following the
biochemical work of Hopkins—by which he strongly implied the organizer work
of Waddington, Brachet, and the Needhams, though he only named Hans
Spemann—as a hunt for the fabled “philosopher’s stone.” 10 Thankfully, at least
according to Medawar, molecular biology had progressed away from searching
for the actual instigator of developmental change. Development under his
molecular scheme was preformationist: “an unfolding of pre-existing
capabilities, an acting-out of genetically encoded instructions; the inductive
stimulus is the agent that selects or activates one set of instructions rather than
another.”
To be sure, his “Retrospect” scrupulously avoided any mention of the
scientific work of TBC members. But upon reading his address published in
Nature a few weeks later, Waddington and Needham immediately recognized
that their work was being forced to play the role of historical foil to modern
scientific progress. Each commented on Medawar’s article, scribbling in the
margins of their personal copies of Nature. Their marginal remarks underscore
the extent to which they felt their work was being misjudged, avoided—and,
where found to be useful, misappropriated as the work of others. 11 Waddington
lamented years earlier that geneticists “never had much of a clue what
determination and induction were all about and, in fact, still haven’t”; Goodfield
Toulmin’s historical research only confirmed this fact. 12 But Medawar was an
Oxford biologist and a personal acquaintance. It seemed inexcusable to
Needham and Waddington that he would denigrate or ignore the importance of
their science and philosophy.
Goodfield (no longer Goodfield Toulmin) incorporated the organizer work in
her essay, delivered to the Boston Colloquium for the Philosophy of Science in
1968 and published in the volume of proceedings shortly thereafter. 13 Her tone
had changed somewhat. Spemann’s organizer—she did not mention Waddington
and the Needhams’ collaboration, but Huxley and De Beer’s—was one of those
“theoretical entities” that scientists employ from time to time. Like “gene,” the
organizer played an important heuristic role even when there was little evidence
for its existence as a thing. It lost its appeal when the organizer became reified as
a substance that had to be identified with other already known biochemicals. Of
course Goodfield’s article only explored the understanding of an organizer as a
particle or group of particles. That did fail—there is no entity. But at least for
Waddington and the Needhams, it was the state of order inside the system of the
fertilized egg that led to organization, not the chemical itself. Waddington would
critique the gene concept for the same reason.
Three years after this episode, in 1968, the National Science Foundation
(United States) asked Waddington to evaluate Goodfield’s application to renew
the grant that funded her “rise and fall of the organizer” history. Waddington
explained in detail what he took to be the precise missteps by American
biologists in the 1930s and ’40s that, combined with the myopia of molecular
biologists, had condensed all contributions of embryology from before the war
into the “decline and fall of the organiser” narrative. 14 Waddington expressed
reticence to address the issue at all, regarding it as more appropriate “for a
novelist concerned in directions of human personalities and human ambitions”
than for a historian and philosopher of science. But, given that Goodfield was
committed to a “balanced view,” and observing that she had appeared to take his
earlier criticisms to heart, he supported the renewal of her grant.
He didn’t stop his commentary there, however. Waddington used Goodfield’s
recommendation as a platform to deliver his own history of the organizer
project’s reception by life scientists—the reason why her historical account
would necessarily be incomplete. He pointed in two directions at once:
embryologists like Ross Harrison and Paul Weiss, who Waddington believed
were afraid to really engage with genetics, and the “simpleminded viewpoint” of
American molecular biologists who sidestepped the real complexities of the
developing organism. The European successors to Spemann, including
Waddington and Needham, recognized that the problem of cell/tissue
“determination” provided a fundamental conundrum that molecular biology had
not even begun to address. Molecular biologists were mechanists focused on the
behavior of particles. Determination was a field concept—a continuum rather
than a particle. Moreover, determination only masked the real issue: “the origin
of ‘competence,’ which decides which groups of developmental tendencies
become available for determination.” For Waddington, modern molecular
biologists and their disciples had taken their own fascination with the molecule
of life idea too seriously. Now the whole field was blind to the basic problems of
development, form, and structure that the organizer biologists were beginning to
address in the 1930s.
Case in point for Waddington was Francis Crick. As one of the two main
figureheads of the new DNA revolution in biology, Crick billed himself as able
to pontificate confidently on the relevance of molecular approaches to age-old
problems like the existential struggles of human beings. Around the same time
Medawar gave his address and Goodfield approached Needham and
Waddington, Crick gave a series of three important lectures at the University of
Washington. Though he preferred the title “Is Vitalism Dead?,” he agreed to
name the lecture series “Of Molecules and Men” for his John Steinbeck–attuned
American readers. Waddington reviewed the book for Nature , and though he
was not critical of Crick’s arguments against vitalism, he accused Crick of
choosing only the simplest cases—perhaps not attacking straw men, but fairly
close to it. 15
Crick wrote directly to Waddington, confessing that, as he was forced to
publish quickly, his work might have been a bit slapdash. In the face of
Waddington’s critique, Crick re-construed his classification of vitalism into three
camps: (1) substance dualists, (2) those who believe in “so-called biotonic laws,”
and (3) those convinced, like Max Delbrück, that “radically new laws of physics
or chemistry are likely to be discovered from studying biology.” Crick did not
mention which camp he believed Waddington occupied. 16 In his reply, however,
Waddington chose the third camp, with strong leanings toward the second
variety:
There is a lot of biology which is at present as far from basic physics as the gas laws are from the
dynamics of the individual gas molecules. As you say, the field of natural selection is one example
and I should myself suggest that the morphogenesis of large scale structures such as bones will
quite likely turn out in the same category. This means, I think, that new bodies of theory will have
to be developed to deal with such phenomena, but this does not imply in any way that the new
theories cannot be finally incorporated into an expanded body of physics. 17
Waddington accused Crick of twin errors: oversimplifying the positions of his
opponents, and placing too much stock in his own “conventional” approach. As
physics became more sophisticated, assured Waddington, its most mature
thinkers realized that what they took for granted as finished, objective
knowledge often turned out to be anything but. An expansion of physical law
might be needed to explain the esoteric folding patterns of proteins, for instance.
Waddington clearly regarded the philosophy behind Crick’s molecular approach
as far too unsophisticated; certainly, it did not warrant the preformationist and
mechanist “genes-for” language that Crick deployed confidently in “Of
Molecules and Men.”
A few years later, Crick wrote again, disputing Waddington’s entire notion of
an epigenetic landscape. Unlike their correspondence over “Of Molecules and
Men,” this 1974 exchange turned sour. Perhaps that sourness was due to
Waddington: In the intervening time, he had called into question Watson and
Crick’s claims to originality for the double-helix discovery. He had unearthed
memoranda and correspondence of Lord Halsbury dating to 1951 and ’52
describing the “mould-casting-mould” process of protein translation. Halsbury
had even predicted the “geometry and thermodynamics” of the double-helix
discovery, including the “A and B chain” association and “zipper-wise” process
of DNA replication. 18 Crick had not responded when Waddington made these
discoveries. Still, with this set of events in the background, Crick opened the
1974 correspondence with a notably negative tone—inquiring what in the world
the epigenetic landscape was supposed to mean, with the implication that
Waddington’s most well-known model was “rather vague”—that it was difficult
to render “the analogy precise.” 19
Expressing surprise that Crick could find such a “very simple and perfectly
clear idea” confusing, Waddington supplied a detailed three-page exposition. In
it he emphasized the epigenetic landscape’s perspicuity when describing (“not
explain[ing],” Waddington underscored) evident phenotypic stability:
This is perhaps the major implication of the landscape description, since it states that the very
numerous genes will interact in such a way as to produce only a smallish number of more or less
clearly distinguished cell-types. Just how many, or how clearly distinguishable, and what
intermediates can persist, are facts to be discovered empirically. But in most biological systems, it
seems that it is justifiable to think of only a limited number of combinations being produced out of
the astronomical number which are potentially possible. 20
To this defense of the epigenetic landscape, Crick replied that he did not
believe the ball as “cell, tissue or pattern” helped to make the overall concept
useful. “What I had expected you to say was that the path of the ball represents
the lineage of a single cell of the adult animal,” he explained. Crick then pictured
the single egg cell dividing, as typical, and each individual daughter cell
traveling down a separate path toward its eventual functional end as liver,
kidney, eye, hand, and so on. “Otherwise,” he surmised, “the analogy seems to
me to be vacuous.” 21 If the epigenetic landscape could account for any level of
analysis from cell to tissue, Crick asserted, the model would be unfalsifiable and,
therefore, unscientific—a damning critique. 22
Though still cordial, Waddington began his rejoinder by attacking Crick’s
quasi-Popperian appeal to falsifiability: “Now you can easily postulate a
developing system which involves no stabilities etc., but in which every effect
was a linear function of its causes; no dominance or epistasy [sic ] of genes, no
distinctness between issues, a genotype with 100 loci with two alleles at each
locus . . . would have 2100 phenotypes, and so on.” 23 Fisher, Haldane, and the
other population geneticists employed just such a description of an organism,
asserted Waddington. And “orthodox evolutionary” biology relied upon a
Newtonian “billiard table landscape” that worked when applied to agriculture or
laboratories with fixed environments—and only then with “fudge factor[s]” like
“epistatic variance” occasionally thrown in—but could not account for
“evolution in unpredictably variable nature.” 24
“What I object to about the ball representing a group of cells,” revealed Crick
in the next letter, “is that, in brief, a fertilised egg (where it all should start) is
only one cell.” Crick accused Waddington of accommodating the epigenetic
landscape to his “egg only” explanation solely through “fast talking and waving
your hands,” but this hardly counted as accommodation. As it stood, the
epigenetic landscape was a “useful idea in the Thirties [sic ] but I think it has
long outlived its usefulness.” Molecular biology had long since demonstrated
that elements of Waddington’s model, “switches” in development (represented
by hills in the epigenetic landscape model), for instance, could be reduced to
mutations and translation errors in DNA. And with that, Crick cajoled
Waddington, “Throw it away and start again!” 25
“[F]or purely formal reasons,” Waddington retorted a few weeks later, “I
should not leave you talking such nonsense without putting some reply on
record; and perhaps the fact that your letter contains . . . no argument at all, but is
mere abuse of the idea, suggests that you may not be so happy at a total rejection
of it as you make out.” After three months of back-and-forth objections and
counter-objections, Waddington had grown impatient. Crick seemed determined
to remain ignorant of the complexities of development, and that irritated the
“third way” epigeneticist. What’s more, Crick had dismissed the philosophy and
science that had emerged from it as ideas that had outlived their usefulness. But
if Waddington’s concepts belonged to the 1930s, as Crick asserted, “You are
going back to something which was already discarded as not useful in the
Twenties,” Waddington insisted. He knew that Crick’s Medical Research
Council Laboratory of Molecular Biology in the Cambridge Medical School had
been conducting cell lineage studies. Crick thought this work acted as the very
bridge between genetics and embryology that Waddington had always longed for
—and better than what Waddington had accomplished over the last four decades.
Crick finally let on that he thought the cell lineage studies were more suitable
than the epigenetic landscape. Certainly, Waddington admitted, cell lineage
studies could “be very precise and rigorous.” However, they rarely addressed the
real problems of development: How are changes in biochemistry and organismal
pattern caused? He confronted Crick, somewhat bitterly, in closing:
In my sceptical opinion, the whole of this line of thought has arisen because the Drosophila
genetic-engineers have invented a wonderful way to label single cells and trace its clonal
descendants, and are desperately—and not very successfully—looking for some questions that
technique can answer. It’s your choice to follow that lead. I’d just remind you—sorry to bring up
this beastly past again—that the last chap who went in for cell lineage in a big way was Woodger.
He mostly used logical algebra rather than geometry, and he finished up by defining a gene as
mend = Df Aeq’xy (x,y) E whz.(Apr’Zyg’x[left-restrict]K[right-restrict] Apr’Zyg’y E 1->1)
which I consider a fate worse than death. 26
Crick declared a cease-fire a week later. 27
The Waddington-Crick exchange over the meaning and utility of the
epigenetic landscape and all that was connected to it reveals the extent to which
Crick and Waddington held two distinct and, to an extent, competing views of
biology. Crick viewed life through the operation of unfolding sequences of pre-
formed genetic instructions. Waddington saw interacting genetic and epigenetic
systems responding de novo to a plethora of inputs. While genes and their
products played a fundamental role in Waddington’s epigenetics, the structural
“buffering” of this system through feedbacks against disruption, genomically
(internal) and environmentally (external), could not be discounted. To Crick and
to Medawar, for instance, this concern with levels and patterns, cell collectives
and whole organisms instead of single eggs and their DNA endowments, could
only be “vacuous,” a bit of metaphysics smuggled into science.
Maybe Medawar and Crick were correct. They were Nobel laureates, after
all.
14
For each of us, as for the robin in Michigan . . . this is a problem of ecology, of interrelationships,
of interdependence. We poison the caddis flies in the stream and the salmon runs dwindle and die. .
. . We spray our elms and following springs are silent of robin song, not because we sprayed the
robins directly but because the poison traveled, step by step, through the now familiar elm leaf-
earthworm-robin cycle. These are matters of record, observable, part of the visible world around us.
They reflect the web of life–or death.
Rachel Carson, Silent Spring
I n the early 1960s, Rachel Carson’s Silent Spring warned that our nonchalant
disregard for organic interconnectedness and multicausality was resulting in
dead birds and worse. It is well known that Carson’s book kick-started an
environmental movement and inspired a suite of legislative responses from the
highest levels of the American government. But Carson’s was only one of a
number of critiques made by scientists in the 1950s and ’60s of the dominant, if
implicit, philosophical perspective that pervaded the scientific-industrial
complex. Recent discoveries regarding DNA had granted molecular biologists
the kind of cultural cachet formerly reserved for physicists and chemists. But
even biology’s insiders began to express worries about the direction of scientific
progress and its social, economic, public health, and even ethical costs.
In many ways, critics merely repeated concerns from much earlier in the
century. Like Bergson, Driesch, and their followers, critics in the 1960s feared
the dehumanizing overextension of mechanism, which they saw mirrored in the
gene-centric, reductive explanations for life on offer by many prominent
biologists, Medawar and Crick included. Just as in the years following the First
World War, mechanistic science a half century later delivered many
technological and medical benefits, and promised even more. Yet it also seemed
to be endangering the natural world and, ultimately, human flourishing. Among
those who rejected the new gene-centric mechanism, some called for something
quite like vitalism. Thus, though many of the terms had changed, the
conversations around theoretical biology in the middle of the century felt very
much like they had in its first quarter. Waddington and fellow travelers must
have experienced a kind of déjà vu as they again tried to articulate an organic
alternative.
Importantly, contrary to the suggestions of some historians of science,
organicism did not disappear or go underground in the middle of the twentieth
century, decades after its 1930s peak. Though certainly not mainstream, “third
way” theorists continued to announce their alternative and gain new followers in
the midst of a new debate between mechanism and a quasi-vitalistic rejection of
mechanism. 1
In his 1961 critique of Isaac Asimov’s Intelligent Man’s Guide , biologist Barry
Commoner (1917–2012) decried the epistemological problems that would result
if biologists continued down their current path. Biology would divide into castes:
a molecular-biology caste flush with cash, postdocs, and gizmos, and an
organismal caste that would be seen as atavistic and consequently driven to
extinction. And this was only the beginning of his critique of molecular biology.
Though a friend of renowned protein biochemist Linus Pauling, Commoner
remained skeptical of Asimov’s triumphant claim that a biology focused on
molecules erased any real distinction between the living and nonliving: “Since
biology is the science of life, any successful obliteration of the distinction
between living things and other forms of matter ends forever the usefulness of
biology as a separate science. If the foregoing [statement of Asimov’s] is even
remotely correct, biology is not only under attack; it has been annihilated.” 2 In
fact, it did appear to Commoner that the discipline of biology as it functioned
before the 1960s—the biology that appreciated organisms, in other words—was
sliding gradually toward annihilation. Instead of taxonomists or embryologists,
or even geneticists, biologically curious and experimentally competent students
migrated toward more lucrative biochemistry and biophysics. Instead of plants
or even Drosophila , more and more biologists used bacteria and viruses as their
model organisms. The very meaning of “organism” had changed. The effects of
this seemingly academic change resulted in an obvious, appreciable social shift,
since those trained in physics and chemistry exhibited an “increasing tendency to
ignore the facts of life”—more specifically, the facts of evolution and
development. 3
Without a doubt, modern science had created and would continue to create
wonderful things: antibiotics, pesticides, electricity from uranium, transportation
from oil, and so on. But Commoner feared that the public regarded technological
know-how as a tangible indicator that our knowledge of the natural world was
far more comprehensive than it actually was. Scientists, too, had been blinded by
their confidence in the magic of technoscience. Thus our useful technoscientific
devices cut two ways: “Unwittingly we have loaded the air with chemicals that
damage the lungs, and the water with substances that interfere with the
functioning of the blood. Because we wanted to build nuclear bombs and kill
mosquitoes, we have burdened our bodies with strontium-90 and DDT, with
consequences that no one can now predict.” 4 Even the seemingly unmitigated
good of antibiotics had a dark side. Given our underappreciation of evolution,
we had created mutants, microbes once able to be controlled through traditional
means, now virulent, resistant to our antibiotics. The problem wasn’t merely that
chemists and physicists threw these harmful products into the air, the water, and
our bodies without knowing what they were doing; that was merely the
symptom. The larger problem was philosophical, rooted in that old mechanistic
hope, reduced now to the level of biochemical and, eventually, molecular
engineering. “The dominance of the molecular approach in biological research,”
warned Commoner, “fosters increasing inattention to the natural complexity of
living systems.” 5 Not only were the immediate symptoms problematic—the
radiation, antibiotic-resistant bacteria, pollution, and so on—the whole reductive,
mechanistic worldview would lead to oversimplified, short-term fixes, which in
turn would lead to greater and greater problems.
Commoner mirrored concerns that others had voiced generations earlier, but
his standing in the scientific community was much different than the advocates
of the 1930s and before. Commoner was a respected plant physiologist, chair of
a committee on molecular biology, and a voice for reform within the American
Association for the Advancement of Science. 6 This level of skepticism
regarding the modern reductionistic worldview had rarely been expressed by an
“insider” before, nor had sentiments like these been highlighted on the pages of
the prestigious journal Science.
Others repeated Commoner’s misgivings about the allmacht of gene-centric
mechanism. Bertalanffy continued to speak out against what he saw as the
geneticists’ tendency for casual synecdoche, which of course privileged their
own subfield. 7 Hans Jonas, a former student of Rudolf Bultmann and Martin
Heidegger, published The Phenomenon of Life (1966), another work that
highlighted the enormous complexity of living things, the organism-centric
structure of the universe, and decried the mechanistic impulse to simplify. 8
Philosopher Marjorie Grene took the gradualistic gene-centrism of the neo-
Darwinian synthesis to task in her groundbreaking “Two Evolutionary
Theories.” 9 Well-known and respected physical chemist Michael Polanyi
insisted that, while a scientist must account for the physical and chemical
contributors for any biological phenomenon, physics and chemistry were not
sufficient explanations. An organism might be fruitfully described as “a
mechanism founded on the laws of physics and chemistry but not determined by
them.” 10 Even DNA, as powerful and important as it is to life, was only part of
the physicochemical “boundary system.” If scientists could recognize organisms
as examples of “dual control” systems, in need of “irreducible higher principles”
of order, claimed Polanyi, then the long wrestling match between vitalism and
mechanism would be over. A third class of “organismic” principles could be
applied to living and perhaps even nonliving things. 11 In the biological
laboratory, a small but persistent group of biologists pursued alternatives to the
notion of an executive gene by investigating the importance of nonnuclear
inheritance. One of the most prominent, Tracy Sonneborn, pronounced, “[A]n
isolated nucleus could not make a cell even if it had all the precursors, tools, and
machinery for making DNA and RNA and the cytoplasmic machinery for
making polypeptides. Self-assembly of genic products can only go so far. . . .
Strong evidence now confirms the old dictum that only a cell can make a cell.” 12
F or a brief period, the late 1960s seemed to Waddington like another early
1930s: a tipping point in favor of the “third way.” In his correspondence with
Arthur Koestler after the 1968 Alpbach meetings, Waddington expressed
confidence. He referred to the “new paradigm” to describe the organic notions
held by himself, Needham, Woodger, Bertalanffy, and a few American scientists.
It was on its way toward being “adopted by leading biologists.” But the fight
was not yet complete. In the UK, as in America, biologists were interested in
“the attempt to find some simpler elements in terms of which the complex can be
understood.” Waddington found nothing wrong with that formulation of science
—it was what he himself did in his work in Drosophila epigenetics. If it was
reductionistic, it was of a gentle sort, compatible with the “third way.”
In the United States, however, Waddington identified a reigning alternate—
wrongheaded in his view—definition: American reductionism “now implies that
we start with a full knowledge of the simple elementary units, and, on the basis
of this knowledge, can determine what the character of the apparently complex
really must be.” An astute scientist, by contrast, admits that “What little we do
know [of basic units] has been learnt from the study of the complexes into which
they enter. We must therefore be prepared to accept additions to our knowledge
about them; but equally it is good tactics to refuse to accept any alleged new
insight into the properties of our basic units until the evidence really forces us to
do so.” 1 Organicists must first be good empiricists. Assumptions that
fundamental genetic units give us insight into behavior, for instance, need to be
rigorously tested rather than presumed to be true. And any behaviors that can be
shown to have a strong genetic basis must still be viewed as integrated parts of
“complexes” and, more generally, organic structures rather than the programs of
master molecules.
The new awareness of social problems that typified the late 1960s and ’70s
soured Waddington’s confidence. Overpopulation would soon lead to one sort of
global catastrophe or another; overpopulation influenced traffic congestion,
unemployment, natural resource degradation, pollution, and so on. Each of these
factors exacerbated the other and enflamed international and interethnic conflict,
including the nuclear-tipped standoff between the Anglo-American and Soviet
blocs. After Alpbach 1968, Waddington turned toward these sociopolitical
predicaments. He admitted they were complex issues—a “complex of complexes
,” in fact. 2 Piecemeal solutions floated to address them created as many
problems as they solved. The world could use a systemic, hierarchical approach
that privileged processes over entities, relations over things. Unlike earlier in his
career, however—even as recently as the IUBS meetings—Waddington could no
longer be as sanguine that “third way” thinking was on the rise. An entrenched
gene-centric, mechanistic philosophy stood in the way of holistic solutions to
biological or social problems. In his final publications before his untimely death
in 1975, he railed against this knee-jerk mechanism—what he called the
“conventional wisdom of the dominant group.” 3
P erhaps now I can attempt to answer the questions raised in this book: Why did
scholars pursue organicism in biology over the better part of the last century?
How did it become so important in the interwar period? Why did organicism
become a marginal concern by the last quarter of the century? What does this
alternative to mechanism and vitalism have to do with epigenetics? In this
conclusion, I would like to address these questions more explicitly and then
return to ask yet another one: Why does this story matter for the history and
philosophy of science?
The answer to the first two questions—why did it originate and why did
biologists from multiple nationalities and over multiple decades arrive at such
similar concepts—has to do with the answer to the third question: Why did it
seem to decline in the last three decades of the twentieth century? To illustrate a
possible answer to that third question, I turn to one of the most ambitious books
of the late twentieth century written by one of its most important science writers
—a work that addressed the philosophy of biology generally and the mechanism,
vitalism, organicism debate more specifically: Douglas Hofstadter’s Gödel,
Escher, Bach: An Eternal Golden Braid (1979).
At first glance, it seems improbable that Gödel, Escher, Bach won the Pulitzer
Prize in 1980 or that Time magazine placed the book among the All-TIME 100
Best Non-Fiction Books since 1923, alongside Keynes’s General Theory and
Shirer’s Rise and Fall of the Third Reich. 1 Hofstadter’s book was nothing like
these famous works. The young computer programmer adopted the meandering,
almost nonsensical style sported by Lewis Carroll in Through the Looking Glass
to pirouette over challenging puzzles from music, art, physics, entomology,
neurology, and mathematics. He made no larger political points—the book isn’t
Richard Wright’s Black Boy or Dee Brown’s Bury My Heart at Wounded Knee
(both also on the list). If Hofstadter made a central argument, it was that artificial
intelligence (AI) was possible and should be pursued.
In the core chapter of the book (he called it a “metaphoric fugue,”
reminiscent of Bach) he attacked the single most persistent objection to AI:
Human minds are irreducibly complex and thus minds cannot be reduced to
machine behavior. To refute this objection, Hofstadter employed an Anteater, a
Crab, a Tortoise, and the warrior Achilles. These four characters comically
rehearsed the dispute between those who believed life and mind were
exceptional and those who regarded them as fully reducible to physics and
chemistry. 2 It was another performance of the old conflict, this time written in a
dizzying, palindrome-filled voice.
Upon further examination, Gödel, Escher, Bach does seem to belong among
those classic works that have captured and defined a moment in time. This
metaphoric fugue—the core chapter of Gödel, Escher, Bach —reflected the
conventional wisdom of the dominant group. Hofstadter had been trained in
physics and interested in AI rather than organisms, so he turned to sociobiologist
E. O. Wilson for assistance in finding an apt biological illustration for his
argument about the construction of order out of disorder. For Hofstadter’s
mechanistic account to work, he would have to explain the possibility of
complex behavior as a straightforward outgrowth of simple behavior. In other
words, he would have to show how the apparent complexity of human thought
could be attained by much simpler computer mechanisms if AI was to be
successful. Wilson suggested that Hofstadter use the analog of ants and their
colonies: Ants were ideal for the central fugue in Gödel, Escher, Bach because
they exemplified the potential for great complexity, yet individual ants were
clearly mindless machines. When grouped, these ant-machines produced
sophisticated behavior resembling human-like planning, preparation, and
problem solving.
Hofstadter ran with Wilson’s ant suggestion. Like ants, he said, human
neurons do not think; they are tiny wet machines. But like ant colonies,
collections of neurons in a brain do think, or at least appear to. Hofstadter
veered away from any account of origins, a direct discussion of genes, for
instance—his interests lay in using computers to replicate human thought rather
than explanations in biology per se. The broader implications of his illustration
were obvious, however. It is within the realm of possibility that mindless ants
could create complex, seemingly mind-possessing wholes by aggregating
random behavior across the slightest of hierarchical distinctions (e.g., worker,
soldier, queen). Using Wilson’s ant analogy and his own unconventional style,
Hofstadter offered what was basically a very traditional mechanistic answer to
complexity. While anti-mechanists—some of the participants in Waddington’s
IUBS symposia in the late ’60s, for example—pointed to the empirical evidence
of intricacy and coordination, mechanists maintained belief in underlying
simplicity and randomness. Ant colony behavior only seemed to be
superorganic, more advanced than the sum of its parts. In truth, each member
merely worked out its programming without a greater plan or organization. By
analogy, a brain only seemed to be irreducibly complex. In actuality, each neuron
was a simple electrochemical switch. This whole-is-merely-the-sum-of-its-parts
argument could be extended to amazingly complex things—even Bach’s fugues
and Escher’s mind-bending sketches. Advanced human culture required only
small tweaks to cellular machinery. Connecting these dots, Hofstadter led his
audience to see AI as attainable—not far off, in fact. It merely required
differently arranged but otherwise uncomplicated computer programs.
Hofstadter showed some hesitation when discussing ant communication,
however. At first glance, this was a hard nut to crack from a strictly mechanistic
point of view. How could practically mindless ants convey meaningful messages
without an overall design or purpose? In Hofstadter’s field of AI, this would
cause no problem: The computer engineer was the efficient cause, shaping
programs to fit the final purpose. Instead of admitting his analogy broke down,
however—that ants and brains really are different than computer programs—
Hofstadter doubled down on mechanism. We speak as if there is design behind
symbolic communication, order out of disorder, brains from bundled neurons
and so on, or as if there is some larger organic principle operating in the
background, but we know there is not. The solution to the conundrum of ant
communication, thought Hofstadter (channeling Wilson), required a more
perceptive perspective: “Achilles : . . . From an ant’s-eye point of view, a signal
has NO purpose. The typical ant in a signal is just meandering around the
colony, in search of nothing in particular, until it finds that it feels like stopping. .
. . No planning is required, no looking ahead. . . . But from the COLONY’S
point of view, [the ant] has just responded to a message, which was written in the
language of the caste distribution. Now from that perspective, it looks very much
like purposeful activity.” 3 Whether ant colonies were purposeful—and by
analogy whether neurons firing in brains were purposeful—depended upon
perspective. Hofstadter’s Crab briefly protested that one needed to invoke holism
in order for these obvious differences between levels to make philosophical
sense. Crab’s line unintentionally echoed the nearly century-old sentiments of
the first organicists and, more recently, some of the IUBS participants’
comments. But Anteater, the Wilson-esque mouthpiece of Hofstadter’s fugue,
immediately ruled Crab’s appeal out of court. At the lowest level, he countered,
stochastic mechanism dominated. You certainly wouldn’t want to attribute
thinking to ants! Where would the thinking come from, given the tiny size of
their heads, the miniscule number of neurons inside their exoskeletons?
According to Anteater, order appeared out of this disorder in the same way
bubbles appeared out of boiling water. Just as no one would find any greater
meaning in those bubbles formed according to ordinary physical laws, one could
not call on “‘higher-level laws’” to explain phenomena such as ants moving to
and fro working for the good of the collective. 4 Over millions of years, nature
selected mechanisms that conferred greater benefit on each individual ant and
piled those mechanisms on top of each other until whole functioning ant
societies resulted. Communication could only be understood by understanding
the biological principles underneath it. 5
Curiously, after making this mechanistic assertion, Hofstadter partially
backed out of it. His hesitation is just as revealing for understanding the fate of
“third way” biology in the last quarter of the twentieth century as anything else.
Rather than taking a more straightforward position on whether the whole is
greater than or exactly equal to the sum of its parts—that is, whether an organic
alternative appealing to higher-level laws or ordinary reductionistic mechanism
provided the most complete explanation—Hofstadter waved his hands. Instead
of deliberating about the issue further, his characters pronounced mu. “Mu” was
a reference to the Zen doctrine that “only by not asking such questions can one
know the answer to them.” 6 Only by avoiding the philosophical knot presented
by organisms and minds could one cut through it, he implied.
Gödel, Escher, Bach was awarded the Pulitzer Prize because it presented
weighty puzzles in computer science, mathematics, and the philosophy of mind
via lighthearted literary devices, vignettes of Bach, and Escher’s provocative
illustrations. Hidden at the whimsical book’s core, however, was the serious
point that mechanistic science ensured progress and that statements to the
contrary were retrogressive. This claim alone was not new or surprising. Jacques
Loeb had leveled similar charges against Driesch at the beginning of the century;
Francis Crick’s Of Molecules and Men repeated Loeb’s line a half century later
with the well-funded confidence of a molecular biologist. The difference in
Hofstadter’s presentation—the reason why his book is such an apt example of
the fate of organicism—was not the appeal to mechanism itself, but the
conjunction of this claim with a general skepticism about philosophy’s ability to
judge these sorts of scientific claims. Hofstadter dressed up his skepticism in the
garb of Zen Buddhism. Zen was a red herring, however, meant to soften a
relatively standard late-twentieth-century anti-philosophy.
In effect, Gödel, Escher, Bach portrayed the mechanistic story as the right
one. But rather than face the century’s worth of philosophical challenges to
mechanism—some of which have been detailed in this book—Hofstadter
declared Western philosophy incompetent to deal with the issue at all. By taking
this stance, Hofstadter anticipated E. O. Wilson himself. As the elder statesman
of entomology quipped in a 2009 interview, “[I]f I were a good philosopher, I’d
say it’s an unanswerable question. But I’m a biologist, and I say it’s answerable.
. . . One by one, the great questions of philosophy, including ‘Who are we?’ and
‘Where did we come from?’ are being answered. . . . So gradually, science is
simply taking over the big questions created by philosophy. Philosophy consists
largely of the history of failed models of the brain.” 7 Though once fruitful
territory for inquiry, fundamental philosophical questions in biology had passed
out of the realm of philosophy—a field probably incompetent to deal with them
anyway, according to one of the best-known biologists of the late twentieth
century. Thus mechanism through the action of selfish genes could be assumed.
If philosophical argument from those who believed an anti-mechanistic
alternative existed questioned that position, it could be safely ignored.
The answer to why organicism briefly faded from view, then, is not merely
that mechanism provided a watertight explanation. Rather, philosophical
questions such as these were judged irrelevant to biology. In that environment,
mechanism could be tacitly promoted—assumed, in other words—without
having to be proved or even argued.
Waddington, if he had been alive, would have pointed out the poverty of this
COWDUNG assertion. “Philosophy of one kind or another cannot be avoided or
evaded or given up like sin in Lent,” stressed Waddington. We should prime
ourselves to look for concealed philosophical commitments perhaps especially
because the “Conventional Wisdom of the Dominant Group [says] that we don’t
have to fuss about philosophy.” 8 In other words, the more the dominant group
proclaims it has no philosophy or that philosophy is irrelevant, the more insistent
we should be that it is in fact promoting some philosophy.
Why, then, did a “third way” rise and come to the attention of scientists and
philosophers across Europe in the first place if it could be so easily dismissed by
the late twentieth century? There are several promising reasons to explore here.
First, many scientists expressed disappointment in the overconfident statements
of the mechanists themselves, who assured their audiences at the turn of the
century that simple mechanistic explanations for every organic process would be
forthcoming in the very near future. 9
Secondly, proponents of organicism from J. S. Haldane to Joseph Needham
repeatedly appealed to empirical observations for support for their position.
When it came to organisms, complexity certainly did not appear to spill forth
from physicochemical simplicity, as mechanists claimed. Their own repeated
observations—the very empiricism enshrined in the so-called “scientific
method,” in other words—militated against the mechanists. As E. S. Russell put
it: “[S]tart from conceptions which are tacitly followed by most biologists (I
except biochemists!) in the practical conduct of their researches, and, accepting
the broad facts of observation at their face value, to generalize these without
paying much attention to ultimate questions of philosophy. We thus acquire a
provisional concept of the organism which gives us certain principles for
biology, the final test of which must lie in their success or failure in practice.” 10
Back in 1919, William Ritter, too, stated this desire to make empirical
evidence the foundation of biological theory—to uphold the concrete rather than
elevate the abstract, as mechanists did, or the completely intangible, as vitalists
did:
Ideas or psychoids or entelechies or “principles” of any kind conceived as independent of, or even
separable from, sensible objects are quite as repugnant to me, an organismalist, as they are to any
[mechanist]. The essence of my contention is that the natural substitute for these imponderable
things are the living, individual organisms themselves , and not the particles of which they are
composed. Each and every individual organism is a natural reality by exactly the same criteria that
the atoms, molecules, cells, and tissues of which it is composed are natural realities. 11
There should be no reason, these theorists believed, to regard observations about
the wholeness of the organism’s interdependent systems as somehow illusory.
Thus, from an empirical adequacy standpoint, advocates of the “third way”
believed they, not mechanists, held to the traditional standards of science.
Pursuit of the “third way” did continue after Waddington. Notably, the loudest
arguments for an alternative to mechanism and vitalism came from the pillars of
the neo-Darwinian synthesis and their students: paleontologist George G.
Simpson (1902–1984) and his student Stephen Jay Gould (1941–2002), and
geneticist Theodosius Dobzhansky (1900–1975) and his student Richard
Lewontin (1929–). 12 Simpson adopted the language of other “third way”
thinkers arguing for an expanded set of physical laws, much like J. S. Haldane
and Joseph Needham had:
Insistence that the study of organisms requires principles additional to those of the physical
sciences does not imply a dualistic or vitalistic view of nature. . . . [L]iving things have been
affected for . . . billions of years by historical processes. . . . The results of those processes are
systems different in kind from any nonliving systems and almost incomparably more complicated. .
. . Biology, then, is the science that stands at the center of all science . . . and it is here, in the field
where all the principles of all the sciences are embodied that science can truly become unified. 13
Dobzhansky, too, inveighed against the creep of genetic determinism he saw
toward the end of his life: “Heredity is not a status but a process. Genetic traits
are not preformed in the sex cells.” 14
Influenced by sentiments such as these and the direct influence of
Waddington, Gould and Lewontin worked over the course of their careers in the
last quarter of the twentieth century to challenge conventional wisdom wherever
they encountered it. Their landmark essay, “The Spandrels of San Marcos and
the Panglossian Paradigm,” was one clear example of this commitment. The
article undercut the dominant neo-Darwinian perspective that emphasized
gradual evolution based on gene mutations. Using the flying buttresses of
Venice’s most famous landmark as their grand metaphor, they pointed out that
most change is decorative—not adaptive, not structural. Important evolutionary
change, by contrast, is a whole organism change in form. The epigenetic
landscape model illustrated in Needham’s Biochemistry and Morphogenesis
(1950) and Waddington’s The Strategy of the Genes (1957) depicted what
“punctuations” in phenotypes would look like at the individual organism level.
The notion of punctuated equilibrium upon which Gould and Lewontin built
“Spandrels of San Marcos” scaled this model to the phylogenic level. Likewise,
they insisted that evolution occurs through switches, rapid punctuation events
followed by long durations of coherence and stability. 15 Thus the model of
phyletic change for which Gould became well known had its roots buried in the
soil of the organic philosophy cultivated by the Theoretical Biology Club.
Inspired by Waddington’s IUBS theoretical biology symposia in the late
1960s, Lewontin went on to become one of the most vociferous proponents of a
third generation of organicism. He wrangled with sociobiologists and attacked
those who would tie human intelligence to race through the 1970s and ’80s. In
books such as Biology Under the Influence, Biology as Ideology , and Not in Our
Genes , Lewontin and his coauthors extended the critiques of “third way”
proponents going back through the entire century: “It is not that the whole is
more than the sum of its parts. It is that the properties of the parts cannot be
understood except in their context in the whole. Parts do not have individual
properties in some isolated sense, but only the context in which they are found.”
16 Between the two of them, Lewontin and Gould carried the legacy of
What is the significance of the present historical study? Does organicism offer a
truer depiction of the world than either mechanism or vitalism? While the central
figures explored in this book uniformly rejected vitalism, they thought of
mechanism quite differently. All wanted to reform mechanism, not dismiss it. As
a methodological approach, they believed, mechanism was crucial. Waddington
and Needham, for instance, expressed this point quite clearly in their final
works; in this, they echoed their predecessors, from Henderson, E. S. Russell,
and J. S. Haldane. For biology to grasp a phenomenon, just to get a handhold on
a problem, we often must break complexities down into simpler parts. We then
reassemble what we’ve broken apart. This kind of analysis is fruitful; it gives us
a more complete picture of the world. However, when that impulse expands
beyond this sort of gentle methodological stance—when it hardens and spreads
into metaphysics—it conflicts with the conviction that the whole complex
organism matters and that the environmental context matters to that organism.
For better or worse, we confront a world full of whole things, whole organisms.
While methodological mechanism helps us understand those whole things,
metaphysical mechanism implies that wholeness is not crucial, that a different
formulation with the same parts would produce only superficial differences, and
that form as a function of the parts is not intrinsic. Ultimately, it proclaims
wholeness as illusory—just as Hofstadter’s Anteater did. The whole human
brain, just like the whole ant colony, really is just the outworking of random
physicochemical collisions between mindless, haphazardly arranged parts. What
this metaphysical mechanism reflexively implies about the content of the ideas
that emerge from that wet-machine human brain—about the idea of mechanism
itself, for instance—is a topic that neuroscientists do not often explore.
Defenders of the organic philosophy, Waddington and Needham chief among
them, believed they ended the mechanism-vitalism debate by kicking the old
conflict over on its side. Or, to put it another way, they thought they showed the
irrelevance of the debate as traditionally posed. Vitalism, as Waddington
explained, has always been predicated on the notion that living things required
the postulation of an entity or fluid outside the bounds of physics and chemistry.
As knowledge in both physics and biology developed over the twentieth century,
however, it became more honest to proclaim ignorance: “Since we do not know
in full what entities are demanded by the laws of physics, the distinction
[between mechanism and vitalism] is more or less inapplicable. The question to
ask about biological theory is not whether it is vitalist or mechanist, but whether
it is a useful scientific theory or not. Many useful biological theories cannot yet
be expounded in terms of conventional physics.” 29 It was no longer simply a
duel over the uniqueness of life, vitalists versus the mechanistic perspective that
organisms are wet machines. Life did not require a vital substance, but it was a
denser web of relationships that presented itself to us as a new and distinct class
of things emergent from the physicochemical. Organisms were not exceptional
because they contained extraphysical forces but because the rules at the
organismic level were more expansive than those demanded by ordinary physics
and chemistry. As Smuts and Lloyd Morgan hinted earlier, the rules themselves
had evolved, resulting in a biology safe from encroachment. Physicists interested
in biology such as Max Delbrück, Michael Polanyi, Walter Elsasser, and David
Bohm would repeat this claim in the middle of the century.
What’s more, the organismal perspective asked for a reorientation of the
approach taken by biologists and other scientists in the past: Regard the
experiment as a unique moment, pregnant with the perspective of the observer.
In order to “re-see,” however, a biologist would need to think carefully about his
or her own epistemology even in the laboratory. When given a triangle and an
additional point, “third way” biologists should see a tetrahedron rather than a
trapezoid.
This epistemological stance surely contributed to the challenges that the
organic philosophy faced after the Second World War. It meant biologists would
have to think seriously about epistemology—a dubious proposition. Worse,
stopping to think at all seemed to threaten the speed of biological discovery. It
did not matter to most biologists that, as Whitehead and others seemed to claim,
replicability did not mean objectivity nor, as Woodger pointed out, that biology
was rife with theoretical sloppiness and “poaching.” It did not matter much that
the organic philosophers proclaimed that the exact same event could not happen
in a universe where every moment was new, where organisms were “more nearly
comparable to a river than to a mass of solid rock.” 30 Paradoxically, they
proclaimed that objective knowledge was only gained in the context of an
observer who altered the possibility of objective knowledge. Mechanists
appealed to objectivity in their denunciations of vitalism, but that could only be a
mask, the followers of the organic philosophy claimed. At best, organicists
implied, biologists could offer only rough probabilities—and those were not well
defined, perhaps, not predictive. In other words, when they attempted to answer
the old question, “Knowing only the behavior of nonliving components and their
relationships, would it be possible to predict the occurrence of a whole living
organism from those components?,” organicists answered, “Not by a long shot”;
mechanists tended toward, “Yes, soon.”
For these reasons, among others, a debate continued through the middle of
the twentieth century, after “third way” theorists in the 1930s had seemingly
provided an answer to the mechanist-vitalist controversy. It continued in
basically the same form, in fact: an unresolved dialectic between, for instance,
the thesis of Crick’s gene-centric mechanism and the antithesis of Waddington’s
organicism. Though the names of the opposing sides had changed over the
century, they still represented a perpetual dance of worldviews. Biology
followed a swing of a conceptual or meta-theoretical pendulum, rather than the
replacement of one intellectual paradigm with another.
In making this claim about the non-paradigmatic nature of the history of
biology, I am echoing an argument made by Hilde Hein at the very moment it
was happening, a half century ago. In the late 1960s, while Thomas Kuhn was
busy responding to the criticisms of his paradigm model made by Karl Popper,
among others, Hein published an observation about the field of biology that
should have been incorporated into the broader conversation. Unfortunately, it
slipped by practically unnoticed. There is a pervasive myth, noted Hein, that
science progresses by discarding wrong ideas, that the history of science is a
history of conceptual refuse. A theory persists into the present, it is assumed,
because it has withstood tests. A concept’s contemporaneity is, in this sense, its
justification. 31 Certain issues in the history of science, however, have never been
discarded. In fact, they appear again and again. These, Hein decided, should be
called “meta-theoretical commitments,” since they are as much psychological or
cultural as they are evidentiary. She did not use the term “paradigm”—her
description of meta-theoretical commitments veered closer to what Woodger’s
friend W. V. O. Quine indicated by his term “auxiliary assumptions.” 32 In
biology, Hein argued, the two major meta-theoretical commitments have long
been mechanism and vitalism. 33
While this debate seemed long dead by the time Hein wrote, all of its features
were being recapitulated in the contemporary clashes between what she called
“molecular biology” and “organicism.” These two concepts, according to Hein,
transcend what we usually mean by “theory” in science. They are entire
networks of theories and observations, distinct ways of seeing. Unlike Kuhn’s
stipulation in his notion of paradigms, Hein intimated that meta-theoretical
commitments refuse to be counted among the refuse of science’s past. They are
not, in other words, replaceable the way that Kuhn specified paradigms must be.
They do not disappear.
There is a cynical way of reading the perpetual struggle of meta-theoretical
commitments such as mechanism, vitalism, and the organic philosophy. Not long
after her tousle with Waddington and Joseph Needham, June Goodfield
pronounced that, “The arguments for reductionism and antireductionism seem
irrelevant to what is actually done in the laboratory, mere echoes from the
sidelines whose impact and influence are effectively nil.” 34 As in the case of her
original critique of the organizer experiments years earlier, Goodfield had again
taken her cues when making this statement from none other than Peter Medawar.
She had asked Medawar whether theory mattered even in selecting concepts,
research questions, and so on: “I made the suggestion . . . that the attitude with
which a man approached biology might help him to focus on certain problems
that otherwise might be ignored.” Medawar’s response was “a flat negative . . . it
made no difference at all. A man was a good scientist or he was not.” 35 Of
course Medawar had trouble articulating just what these qualities were that made
a good scientist, a scientist like himself.
Decades earlier, mechanist Jacques Loeb offered up a more reflective answer
to a similar question, an answer opposed to Medawar’s—an answer much closer
to that given by Loeb’s contemporary Pierre Duhem. When Raymond Pearl
questioned Loeb about the influence of these meta-theoretical commitments on
his own scientific work, Loeb answered in the affirmative: “[T]he idea of
proving purely mechanistic explanations of all life phenomena has been the
guiding idea of all of my work. If this idea were taken out, I do not see how I
would have had interest enough to go on working.” 36 And though advocating a
different meta-theoretical commitment, Waddington concluded the same about
his own work: There were practical consequences to a biologist’s philosophical
perspective. In her 1968 article, Hein interviewed embryologist Paul Weiss and
geneticist Gunther Stent. They likewise reported, contra Goodfield and
Medawar, that meta-theory definitely did matter to their scientific work. Perhaps
those biologists who continue to believe like Medawar are simply unaware of
their tacit commitments. Or, like Hofstadter, they believe they should just
proclaim mu and move on, Zen-like. More likely, given the state of biology
education and the tradition of disciplinary balkanization that has grown up over
the twentieth century—the “Two Cultures” problem—they do not think about
these issues at all.
Awareness of the scientists themselves aside, the present book underlines
Hein’s assertion that “the same prejudices do recur in every generation and at
every stage of scientific inquiry.” 37 Mechanism might overturn vitalism to be
itself challenged by organicism, but these are not paradigms replacing one other.
Mechanism returns to be met again by an anti-mechanistic alternative. These are
repeating patterns of thought, rather than paradigms that can be accepted or
rejected. These are webs of concepts glued together by occasionally intense
emotional convictions. Those who hold a particular meta-theoretical
commitment often refuse to see the evidence proffered by the opposing side as
convincing—or even to regard what the opponent brings to the table as
“evidence” at all. Thus anti-mechanists like Walter Elsasser can claim that
“There is no series of actual experiments . . . such that it would be possible to
demonstrate the way in which all the properties of an organism . . . can be
reduced to consequences of molecular structure and dynamics,” while
mechanists like Jim Watson retort “Complete certainty now exists among
essentially all biochemists that the other characteristics of living organisms . . .
will all be completely understood in terms of . . . small and large molecules.” 38
One meta-theoretical commitment may temporarily gain the upper hand in the
work of one scientist and may capture an entire subfield of biology, even for
years; invariably the pendulum swings away from the dominant perspective. The
yin and yang continue to spin.
In those days just after the end of the Great War, idealistic young men like Ian
Suttie and Joseph Woodger looked around the blasted, gas-soaked landscape of
Europe and the Middle East and imagined a better civilization rising up from its
ruins, guided by a more organism-friendly science than Fritz Haber’s and
Jacques Loeb’s. If only someone would stand up, they thought, and, like
Socrates long ago, convict those self-purported to be the intellectual elite of their
own conceptual confusion. 39 Like the Greek original, the twentieth-century
scientific Socrates would have to question earnestly those who claimed to hold
the keys to truth and authority. Like the original, the new Socrates would probe
those answers to be sure they were not just assumptions allowed to stand
because they went unchallenged or because they legitimized existing wealth and
power. The ancient Socrates believed evil had its roots in ignorance and that, if
ignorance was exposed and swept away, goodness could result. The modern
Socrates, they thought, would have to sweep away ignorance and provide a path
out of it by resolving antimonies and by pointing to an alternative, a “third way.”
It was no accident, then, that Woodger’s friends and colleagues, even Karl
Popper, nicknamed Woodger “Socrates.” His axiomatization project, his
promotion of Whitehead and the first generation of organicists, his reason for
drawing the Theoretical Biology Club together—all of it was done with the
Socratic conviction that a science unexamined was not worth trusting.
Some, like Joseph Needham, J. D. Bernal, Dorothy Wrinch, and L. L. Whyte
were convicted. Others, like Waddington, followed Woodger’s trajectory but
ultimately went beyond him, creating epigenetics as a means of attacking the
persistent controversy in theoretical biology regarding the value of an organic
perspective in evolution. Still others, Peter Medawar and Francis Crick, for
instance, could never see the value in wrangling over theory when so many
smaller, more practical problems remained to be solved. History shows that, over
the latter half of the twentieth century anyway, the life sciences community sided
most often with those like Medawar and Crick. Consequently, Woodger’s name
has been more or less forgotten and the organic philosophy left still on the
margins in biology, just as Waddington’s epigenetics—though now touted as a
hot area of research—was once trivialized as warmed-over Lamarckism,
Lysenko with an English accent.
Yet perhaps this historical trajectory—the misunderstandings, the
marginalization, and the reinterpretation—was to be expected. After all, as
Joseph Needham playfully reminded Woodger from time to time, the Athenians
executed Socrates.
EPILOGUE
A couple of quick notes about what follows. First, it does not have the same
intimate feel as the preceding account. It is not sourced from personal letters
secreted away in archives. Secondly, this work is only in its preliminary stages;
if it feels thin, that is because there is still so much to do. 2
Epigenetics was not new in the new millennium, of course, but likely because of
the attention being devoted to stem cells, research in epigenetics began to take
off around the new millennium. A trickle of articles in the 1990s became a
downpour during the stem-cell debates of 2001, then a torrent after the Human
Genome Project (HGP) completed major operations in 2004. Even within the
much smaller sample size surveyed by me and my team, the massive increase in
interest into epigenetics in the recent past becomes apparent (Figures E.1 and E.2
).
INTRODUCTION
1 . McGrath, “Bergson Comes to America,” 601.
2 . “Bergson Fills Hall at First Lecture,” The Sun (New York), 4 Feb. 1913, 7,
http://chroniclingamerica.loc.gov/lccn/sn83030272/1913–02–04/ed-1/seq-7/ . See also “French Philosopher
Not a Good Sailor,” New York Tribune , 3 Feb. 1915, 9,
http://chroniclingamerica.loc.gov/lccn/sn83030214/1913–02–03/ed-1/seq-9/ ; “Bergson’s Second Lecture,”
The Sun (New York), 5 Feb. 1913, 2, http://chroniclingamerica.loc.gov/lccn/sn83030272/1913–02–05/ed-
1/seq-2 ; and “Believes in Free Will,” New York Tribune , 5 Feb. 1913, 5,
http://chroniclingamerica.loc.gov/lccn/sn83030214/1913–02–05/ed-1/seq-5 .
3 . Though McGrath (“Bergson Comes to America,” 599, n. 3) disputes the authenticity of the traffic
jam on Broadway story, he admits it was “widely repeated.” The story is at least plausible, given eyewitness
details and the geographical location of Havemeyer Hall.
4 . Mayr, Toward a New Philosophy of Biology , 13; see also Steffes, “Panpsychic Organicism.”
5 . Ritter, Unity of the Organism , 1, 24 (italics in the original).
6 . Beckner, “Organismic Biology,” 55.
7 . As Randall Collins notes in Sociology of Philosophies (6), definition by rejection of other positions
(i.e., what we stand against ) is at least as common as a positive definition (i.e., what we stand for ).
8 . Butterfield, Origins , 9.
9 . Munson, general introduction to Man and Nature , xx.
10 . To be sure, a handful of works have addressed bits and pieces of this story. One of the most
important recent accounts of the early history is Esposito, Romantic Biology . Esposito’s account drops off
after World War II; thus, he only hints at a primary connection between organicism and epigenetics. A
critical addition to this account from the philosophy of science is Nicholson and Gawne, “Neither Logical
Empiricism nor Vitalism.”
11 . See, for example, Francis, Epigenetics . One of these exciting accounts came in the form of a radio
broadcast (now podcast): Radiolab, “Inheritance,” season 11, episode 2,
http://www.radiolab.org/story/251876-inheritance/ .
12 . The “central dogma,” coined in 1958, was Francis Crick’s nickname for the notion that information
flows from DNA to RNA to protein and, assumedly, to organism—and never in reverse. It was another way
of codifying the nineteenth-century belief that germ creates soma or, using twentieth century terminology,
genotype creates phenotype . Corollary to the central dogma is the dictum of geneticist H. J. Muller: “Every
gene from a pre-existing gene” (H. J. Muller, “Bar Duplication,” Science 83, no. 2161 [1936]: 530). Even
with the notion of “genes-for” traits and the language of genetic coding introduced during the late 1950s,
the actual process of development from genotype to phenotype remained an unopened black-box problem
into the twenty-first century.
13 . These claims appear in a number of otherwise indispensable sources, the most important of which
are Harrington, Reenchanted Science , and Gilbert and Sarkar, “Embracing Complexity.”
14 . Ironically, commentators offer epigenetics as a key example of one such paradigm shift in biology.
15 . Philosopher Hilde Hein made a similar observation five decades ago, though it seems not to have
been followed up in the literature. While I dispute Hein’s categorization of organicism as synonymous with
vitalism, my historical investigation agrees with her analysis that “the controversy between organicism and
molecular biology is not an isolated historical dispute; but is a manifestation of a perennial disagreement
between two types of meta-theoretical commitment” (“Molecular Biology vs. Organicism,” 238). To be
sure, little that I am arguing in this final point is remarkable to philosophers of science, who moved on from
Popper and Kuhn some time ago (and rarely discussed Huxley). Lakatos, Laudan, and Feyerabend attracted
interest for a time, though their philosophical models are now dated as well. Some of the most exciting
work on concept change, especially in the life sciences, can now be found among the works of John Dupré
(e.g., Disorder of Things ) and Kevin C. Elliott and Daniel J. McKaughan (e.g., “Values in Scientific
Discovery”).
16 . Northbourne, Look to the Land ; and Paull, “Lord Northbourne.”
17 . The individuals of this collective feature prominently in The Life Organic , as they do in the early
work of historian of science Pnina Abir-Am. See, for instance, Abir-Am’s “Discourse of Physical Power
and Biological Knowledge in the 1930s”; “The ‘Biotheoretical Gathering’ in England and the Origins of
Molecular Biology (1932–38)”; “Recasting the Disciplinary Order in Science”; and “The Biotheoretical
Gathering, Trans-Disciplinary Authority and the Incipient Legitimation of Molecular Biology in the 1930s.”
Abir-Am used the term “Biotheoretical Gathering”—instead of Theoretical Biology Club—a name that
appears in one piece of correspondence written about the time of the foundation of the group. Her goal in
these publications was to use the Theoretical Biology Club/Biotheoretical Gathering as a lens through
which to draft a novel sociology of science. In this, her work continues to be very valuable. I am more
interested in the issue that motivated the members of the group: how to build the legacy of the organic
philosophy into an interdisciplinary scientific research program.
18 . The biology of Soviet agronomist Trofim Denisovich Lysenko (1898–1976), and the Lysenkoist
“school” that followed him, has been the subject of extensive debate in recent years. Lysenkoists opposed
the “hard” genetics espoused by Mendelians in the UK and United States in favor of something more open
to environmental influences. The story of Lysenko and Soviet biology in the 1930s through ’60s has
become a morality tale for scientists and funding agencies, a warning about the ill effects of government
interference in scientific research. See Roll-Hansen, “On the Philosophical Roots,” for a recent retelling of
this morality tale. The construction of this morality tale by geneticists, and the rhetorical force of this tale in
dampening support for epigenetics, is the subject of chapter 11 .
19 . This account fits more naturally in Hayden White’s category of tragedy rather than comedy or
romance, in other words.
20 . Gilbert and Sarkar, “Embracing Complexity.”
21 . See, for example, Pigliucci, “Do We Need an Extended Evolutionary Synthesis?” and Burggren
and Crews, “Epigenetics in Comparative Biology.” This list encompasses Scott F. Gilbert, Brian Goodwin,
Brian K. Hall, Gerd Müller, Susan Oyama, James A. Shapiro, and Mary-Jane West-Eberhard, to name only
a few. One of the most important recent essays reinforcing my claim here is Nicholson’s “Return of the
Organism.”
1 . Margaret Mead convinced Needham to keep a descriptive journal covering his first thirty-six hours
in China. He continued this ethnographic style of writing for some time afterward. Before he left for China,
Mead, Gregory Bateson, and Needham likely met in New York for the “Institute of Problems on the War”
meeting held at the Astor Hotel on Saturday, 28 November 1942. The editors of Science and Society , with
whom Mead had a cordial relationship, funded the meeting. Needham gave a talk there entitled “The
Utilization of Scientists,” which mirrored the proposals of Waddington, Solly Zuckerman, and others in
Science in War . Mead and Bateson were working on national morale and cultural analysis at their New
York–based Institute for Intercultural Studies. C.16 and C.17, JN-C.
2 . Needham, Time , 179. Needham quoted from W. H. Mallock, The New Republic; or, Culture, Faith,
and Philosophy in an English Country House (London: Chatto & Windus, 1877), 179.
3 . Needham, Time , 180.
4 . Whitehead, Science and the Modern World , 59.
5 . Needham, “Biologist’s View,” 197.
6 . Needham, “Biologist’s View,” 182–83. Here Needham was quoting Woodger but did not cite a
specific source. Likely this was an aphorism repeated at TBC meetings and in conversations between
Needham and Woodger.
7 . Winchester, Man Who Loved China , 100–101 and 160–61.
8 . MI5 file: “Needham, Joseph Terence Montgomery,” KV2/3055, NA-K.
9 . Winchester, Man Who Loved China , 166.
10 . Werskey, Visible College , 276–77.
11 . Needham, Biochemistry and Morphogenesis , xv–xvi and 119–24.
12 . Needham, Biochemistry and Morphogenesis , 115.
13 . Needham Research Institute, “Science and Civilisation in China Series,”
http://www.nri.org.uk/science.html .
14 . Saha, “Joseph Needham,” 19.
15 . These accusations have persisted but have never been proven definitively, according to Schafer
(“Bacteriological Warfare”). Winchester (Man Who Loved China , 212–15) claims that Needham was
“duped” by Soviet agents who had “created artificially” sites of infection and then tricked Chinese and
Korean bacteriologists into believing that these had been spread by UN and American troops during the
Korean War. These scientists reported their findings, without revealing the Soviet sources, to Needham and
other members of UNESCO. MI5 reported with some concern that Needham seemed to be scoring points
with the British public with arguments that, in spite of the attempts by the British press to refute them, came
across as plausible and backed by evidence. See “Needham, Joseph Terence Montgomery,” KV2/3055, NA-
K.
16 . “Germ War Doubters Routed,” The Daily Worker (27 Sept. 1952) clipping in MI5 file: “Needham,
Joseph Terence Montgomery,” KV2/3055, NA-K.
17 . Lyall, “Joseph Needham.”
18 . Needham, History of Scientific Thought , 281 (italics in the original).
19 . Needham, History of Scientific Thought , 291–93.
20 . Needham, History of Scientific Thought , 286.
21 . Even a year into the process, Waddington complained that he could not take on other
responsibilities because of procurement and personnel problems. Waddington to Edith Paterson
(Manchester University), 17 Sept. 1947, MS 3059.2, CHW-E.
22 . Robertson, “Conrad Hal Waddington,” 582.
23 . See notes for April 1948 and July 1949 meetings in J.245, JN-C. See also correspondence
regarding these and other TBC meetings in C1/M/22 and C1/2/“Karl Popper’s Letters,” JHW-L.
24 . R. Carnap to Woodger, 19 Aug. 1951, C1/C/5/“Carnaps,” JHW-L.
25 . Popper to Woodger, 26 Jan. 1949, C1/2/“Karl Popper’s Letters,” JHW-L.
26 . Popper, “Obituary: Joseph Henry Woodger,” 330.
27 . Medawar, Thinking Radish , 65.
28 . Medawar, Thinking Radish , 73. But in a seemingly contradictory passage, Medawar also boasted
of being made financially comfortable by way of the salary granted by the demyship in 1935: £350.
29 . Medawar, “Shape of the Human Being.”
30 . Medawar to Woodger [no date] Mar. 1943, C1/M/22, JHW-L.
31 . Medawar to J. Needham, 10 July 1942, M.57, JN-C.
32 . Gibson and Medawar, “Fate of Skin Homografts.”
33 . Medawar to Woodger, 7 Oct. 1945, C1/M/22, JHW-L.
34 . Medawar, Memoir of Thinking Radish , 89–90.
35 . Medawar, Memoir of Thinking Radish , plate 4 records a 1946 meeting of the TBC.
36 . Karl Popper, The Open Society and Its Enemies (London: Routledge, 1945).
37 . The Honorable N. Avrion Mitchison, personal email to author, 2 Dec. 2013.
38 . See their correspondence from Dec. 1945 to Jan. 1946, C1/M/22, JHW-L.
39 . Medawar to Woodger, 1 Oct. 1946, C1/M/22, JHW-L.
40 . Medawar to Woodger, [undated, probably 1949], C1/M/22, JHW-L.
41 . Medawar to Woodger, 20 Feb. 1950, and Medawar to Woodger, 8 Apr. 1950, C1/M/22, JHW-L.
Evolutionary biologist John Maynard-Smith recalled Medawar’s legendary ability to maintain a façade of
politeness even while curtly dismissing someone with whom he disagreed. Interview of John Maynard-
Smith by Richard Dawkins (Apr. 1997), “Peter Medawar: ‘He smiles and smiles and is a villain,’” Web of
Stories , http://www.webofstories.com/play/john.maynard.smith/22 .
42 . Medawar, Review of Biology and Language , 339.
43 . Woodger tentatively approached Medawar again in the mid-1960s and they seem to have come to
some understanding at that time. See correspondence in folder “J. H. Woodger 1964–65,” PP/PBM/A.30,
PBM-W.
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INDEX
Edman, Irwin, 32 , 33 , 35
eel migration, 36 –37
Einstein, Albert, 11 , 12 , 62 , 90 , 105 , 160 , 229 , 268n21 , 272n2
élan vital, 4 , 5 , 29 , 33 , 51 , 115 , 131 , 144 , 160
Elementary Morphology and Physiology for Medical Students: A Guide for the First Year and a Stepping-
Stone for the Second (Woodger), 57 –58 , 60
Elements of Experimental Embryology (Huxley and De Beer), unfavorable review of, 278n35
Elsasser, Walter, 246 , 249
embryology: attempt to develop research on at Cambridge University funded by Rockefeller Foundation,
117 –22 ; ban on using embryonic stem-cell lines, 251 ; and biochemistry, 119 , 141 , 184 , 202 ;
bridging gap between genetics and, 184 –85 , 209 ; Driesch’s experiments, 4 , 5 –6 ; experimental
embryology, 77 –78 , 94 , 116 , 121 –22 , 125 , 138 –39 , 172 , 200 , 204 , 232 , 278n35 ; manipulations
of causing changes in adult, 182 –83 ; mechanists on embryonic development, 42 ; Needham’s study of
chick development in egg, 47 ; patternedness occurring embryologically, 68 ; Waddington’s views on
division of genetics and embryology, 201
Embryology and Genetics (Morgan), 125 , 126
Emergent Evolution (Morgan), 26 , 90
emergentism and concept of emergence, 20 , 26 , 27 , 30 , 41 , 265n31
Emerson, Alfred, 194
empiricism, 33 , 53 , 62 , 239 ; logical empiricism, 112 , 290n4
Endeavor (journal), 134
Engels, Friedrich, 144
entelechy, 33 , 51 , 52 , 53 , 115 , 140 , 160 , 166 , 239
entropy, 91 , 144 , 161 , 162
Entwicklungsmechanik, 94 –95 , 103 , 111 , 118 , 155 , 170 , 172 , 281n2 (chap. 11)
environment, 172 , 178 , 233 , 245 ; and development, 133 –37 , 180 , 181 , 186 , 187 ; environmentalism
movement, 211 –12 , 232 ; environmental stress and pressures, 30 , 37 , 126 , 135 , 137 , 145 , 182 –83 ,
187 , 215 ; internal environment, 34 , 210 ; organism and environment, 63 , 68 , 77 , 123 , 192 , 204
Ephrussi, Boris, 184 , 255
“Epigenetic Control Systems” (Nanney), 255
epigenetics, 7 , 187 , 271n23 ; Aristotle as precursor of, 172 , 281n2 (chap. 11) ; changes in key terms used
in research, 257 –58 ; coming from research on “third way” of looking at life, 251 ; Crick on, 200 , 206
–9 ; current research transitioning from epigenetic-W, 256 –59 ; determining which processes are
genetic vs. epigenetic, 255 ; different meanings for, 254 , 256 –59 ; E. O. Wilson ignoring, 231 ;
epigenetic landscape, rendering of, 138 , 147 , 148 , 184 , 185 , 186 , 208 –10 , 223 ; epigenetic path
(sequence of changes), 125 ; epigenetics and organicism as counterbalances to neo-Darwinism, 159 ;
epigenetics-H, 254 –55 , 257 ; epigenetics-W, 254 , 255 , 256 –59 ; foundational work in, 138 ; as a
growing field, 251 –59 ; importance of epigenetics, 200 ; is modern epigenetics organic?, 252 –59 ; at
the IUBS meetings, 222 –23 ; molecular biology as epigenetics-H, 255 ; preformation vs. epigenesis, 63
, 68 , 73 , 75 , 281n2 (chap. 11) ; prehistory of, 281n2 (chap. 11) ; representations of an epigenetic
landscape, 138 , 147 , 148 , 184 , 185 , 186 , 208 –10 , 223 ; research affected by federal funding shifts,
256 –57 ; role of organicism in creation of, 8 , 261n10 ; Theoretical Biology Club on topic of, 13 , 20 ,
172 ; twenty-first century epigenetics seeing life as gene-centered, 259 ; use of term instead of
experimental embryology, 172 ; and Waddington, 172 –73 , 250 , 254 , 255 , 259 , 294n4 ; ways
scientists studied, 183 –84
“The Epigenotype” (Waddington), 138 , 172 –73 , 232
Ernst Mach Society, 61
Escherichia coli , 136
Esposito, Maurizio, 261n10 , 288n1
ethics, 131 , 195 , 198
eugenics, 177 –78 , 199
evocation principle, 111 , 122 , 156 ; masked evocator, 122 , 201 . See also organizer effect
evolution, 272n34 ; “beanbag genetics” and evolutionary theory of Mayr, 189 –93 , 194 , 195 , 200 , 283n1 ,
284n12 ; cosmic process of, 90 ; cultural evolution, 199 ; and development, 9 , 21 , 37 , 68 , 170 , 173 ,
181 , 213 , 218 , 221 –22 ; evo-devo as a subfield, 257 ; gradualistic evolution, 136 ; interactions with
molecular and evolutionary biologists, 159 ; Mayr’s definition of, 221 ; neo-Darwin interpretation of,
173 –74 ; and phenotypes, 221 , 294n4 ; “A-rate” evolution of body size, 283n5 ; synthetic evolutionary
theory, 190 –93 ; Waddington on, 131 –38 , 187 –88
Evolution and Ethics (T. H. Huxley), 131
“Evolutionary Adaptation” (Waddington), 195 –96 , 197 , 285n26 , 285n30
Evolution of an Evolutionist (Waddington), 232
Galen of Pergamon, 5
gappiness, concept of, 20
Gardener, Margaret Emilia, 114
“Geneticist’s Manifesto” (H. J. Muller and J. Huxley), 178
“General Systems Theory” (GST), 160 –63 , 165 , 218 –19 , 289n27 ; as anti-mechanistic, 160 , 162 –63
General Theory (Keynes), 234
genes: autocatalytic nature of, 184 ; and development, 118 , 123 , 133 , 137 , 173 , 184 , 186 –87 , 201 ,
261n12 , 276n40 , 287n11 , 292n5 ; and discrete traits, 133 ; every gene from a pre-existing gene,
261n12 ; Mendelian genes and inheritance, 68 , 190 , 196 ; Muller’s gene theory, 180 –81 ; one-
gene=one-enzyme, 184 ; and possibility of response, 135 ; “random walk” of genes and selection, 134
–35 ; role of, 125 –26 ; twenty-first century epigenetics seeing life as gene-centered, 259
“Genetic Assimilation of an Acquired Characteristic” (Waddington), 182
genetics: “beanbag genetics,” 174 , 189 –93 , 194 , 195 , 200 , 283n1 , 284n12 ; bridging gap between
genetics and embryology, 184 –85 , 209 ; determining which processes are genetic vs. epigenetic, 255 ;
genetic assimilation, 217 ; “Geneticists’ Manifesto” (H. J. Muller and J. Huxley), 178 ; population
genetics, 190 , 191 , 208 , 284n12 ; regulatory genetics, 122 ; Waddington’s views on division of
genetics and embryology, 201 ; working in potentialities, 137
Genetics (journal), 103
Genetics and the Origin of Species (Dobzhansky), 125
“Genetics and Twentieth-Century Darwinism” conference, 189 –93
genomes, 125 , 137 , 183 , 254 ; epigenome, 172 , 173 ; Human Genome Project (HGP), 252 –53
genotypes: cells having same not always expressing same phenotype, 255 ; changes in, 137 ; developing
into phenotypes, 9 , 138 , 187 –88 , 261n12 , 292n5 ; epigenotype, 138 ; translating the, 183 ;
Waddington creating epigenetics to study, 255 , 259 ; Waddington not seeing an understood connection
with phenotypes, 294n4
Ghost in the Machine (Koestler), 220 , 289n29
Gieryn, Thomas F., 265n37
Gilbert, Scott F., 13 , 242 , 257 , 263n21
Glisson, Francis, 47
Gödel, Escher, Bach (Hofstadter), 234 –38
Gödel, Kurt, 105
Goldschmidt, Richard, 103
Goldstein, Kurt, 41
Goodfield [Toulmin], June, 200 , 201 –2 , 203 , 293n35 ; and Waddington, 200 –201 , 205 –6 , 248 , 287n14
Goodwin, Brian, 221 , 222 , 242 , 263n21
GOSPLAN, 129
Gould, Stephen Jay, 54 , 240 –41 ; influence of Waddington on, 240 , 292n12
Graaf, Regnier de, 281n2 (chap. 11)
Grammar of Science (Pearson), 63
Gray, James, 103 , 120 , 139 , 274n12 , 278n35
The Great Amphibium (Needham), 50
Gregg, John R., 275n29
Grene, Marjorie, 198 , 214 , 222 , 232 , 291n23
Grüneberg, Hans, 184
GST. See “General Systems Theory” (GST)
Nagel, Ernest, 159 –60 , 166 –67 , 220 ; dismissal of organicism, 163 –66 , 170 , 173 ; and Russell, 40 , 163
–64 , 165 –66 , 281nn6–7
Nanney, David, 255 , 256
National Institute for Medical Research, 157 , 203
National Science Foundation (NSF) (U.S.), 205 , 244
Nature (journal), 23 , 103 , 112 , 151 , 168 ; and Medawar’s article, 203 , 204 –5 ; Waddington published in,
131 , 134 , 205 , 206
Naven (Bateson), 132
Needham, Dorothy Moyle, 45 , 49 –50 , 54 , 109 , 128 , 137 ; biochemical research of, 116 ; in China, 145 ;
continuing in biochemistry after Joseph left field, 141 ; death of, 276n1 ; as a Fellow of the Royal
Society, 147 ; Needham dedicating Order and Life to TBC members, 114 –15 ; organizer experiments
of Waddington and Needhams, 55 , 93 –94 , 98 –99 , 103 , 112 , 117 , 119 , 143 , 147 , 156 , 159 , 200
–202 , 204 , 255 ; politics of, 111 , 274n8 ; and the Theoretical Biology Club, 104 , 151
Needham, John Turberville, 5
Needham, Joseph, 163 , 232 , 233 , 240 , 241 , 272n2 , 272n34 ; on allegations of U.S. engaging in
biochemical warfare, 149 , 279n15 ; attempt to develop a Rockefeller Foundation research project at
Cambridge, 117 –22 ; and Bernal, 83 –85 ; and biochemistry, 46 , 47 , 49 , 71 , 116 , 118 , 119 , 122 ,
124 , 146 –47 ; and Bukharin, 82 –83 , 129 ; in China, 128 , 141 , 145 , 154 , 278n1 ; on Chinese
science and technology, 124 , 145 , 147 –50 , 152 ; co-writing Science in War (anonymously published),
128 ; dedicating Order and Life to TBC members, 114 –15 ; dropping work in field of biology, 118 ,
124 ; and E. S. Russell, 281n6 ; as a Fellow of the Royal Society, 147 ; and Goodfield, 202 , 248 ,
293n35 ; and Gould, 292n12 ; and Henderson, 266n52 ; and the “holon” concept, 289n29 ; and Julian
Huxley, 119 –20 , 145 –46 ; on lack of recognition of work, 205 , 287n11 ; leaving field of
biochemistry, 141 ; letter to Nature on behalf of De Beer and Huxley, 278n35 ; marrying Lu Gwei-djen,
276n1 ; on mechanism, 42 –55 , 142 –44 , 160 , 245 ; and Medawar, 154 , 156 , 158 , 202 –3 , 204 –5 ,
287n11 ; and Morgan, 52 ; and organicism, 52 –53 , 81 , 88 , 144 –45 , 150 , 229 , 239 ; on organic
philosophy, 124 , 141 –42 , 143 –44 , 150 , 276n1 ; organizer experiments of Waddington and
Needhams, 55 , 93 –94 , 98 –99 , 103 , 112 , 117 , 119 , 143 , 147 , 156 , 159 , 200 –202 , 204 , 255 ;
and the philosophy of biology, 72 , 73 , 144 , 278n35 ; politics of, 111 , 119 , 124 , 146 , 149 , 214 ,
274n8 ; questioning Spemann’s holism, 273n17 ; and reductionism, 254 ; and Rignano, 43 , 44 –45 , 48
, 50 , 51 –52 , 70 ; and Smuts, 90 ; on theoretical biology, 51 , 124 ; and the Theoretical Biology Club,
12 , 104 , 107 , 108 , 109 , 114 –15 , 128 , 151 , 249 ; and Tots & Quots group, 127 ; use of Whitehead
philosophy, 93 , 100 , 117 , 142 –43 , 154 ; on vitalism, 142 –44 , 160 ; and Waddington, 81 , 117 –18 ,
121 , 125 , 137 , 172 , 200 ; and Woodger, 53 , 56 , 60 , 61 –62 , 69 –75 , 80 , 87 , 118 , 250
“Needham Question,” 45 –46
Needham Research Institute, 46 , 149 , 276n1
negentropy, 162
neo-Darwinism, 189 ; as an alternative to mechanism and vitalism, 240 ; anti-Darwinism as obstacle to,
289n20 ; “classical” neo-Darwinism, 272n34 ; and cultural anthropologists, 286n34 ; disregarding
genes in a population, 294n4 ; Dobzhansky and, 125 , 135 , 195 , 240 ; epigenetics and organicism as
counterbalances to, 159 ; as gene-centric, 214 , 232 ; Huxley’s synthesis model of neo-Darwinism, 7 ,
10 ; interpretation of evolution, 173 –74 ; Maynard-Smith defending, 222 ; and Mayr, 189 –93 ; and
Mendelism, 10 ; neo-Darwinism disregarding genes in a population, 294n4 ; neo-Darwinism synthesis,
6 , 8 , 134 –35 , 159 , 173 –74 , 180 , 183 , 193 , 214 , 217 , 222 , 233 , 240 ; organismal change due to
mutations, 183 , 187 , 240 ; oversimplification of, 285n30 ; “random walk” of evolution, 215 ;
Waddington and, 137 , 196 , 198 , 221 , 291n23 , 294n4 . See also Darwin Centenary at University of
Chicago; Darwinism
neo-Kantianism, 32
neo-Lamarckism, 134 , 136 , 215 , 216
neo-mechanism, 53 –54 , 70 , 71 –72 , 117 . See also methodological mechanism
neo-vitalism, 51 , 52 ; Bergson as a neo-vitalist, 51 , 52 ; Driesch as a neo-vitalist, 51 , 52
Neumann, John von, 288n14
“new realism” movement, 32 –33
Newth, David R., 232
New York Review of Books , 229 –30
Ney, Elisabet, 15 , 16
Nineteenth Century (journal), 29
Nixon, Richard, 256
Nobel laureates, 6
Noel, Conrad R., 48 –49 , 83 , 124
nonliving substances. See inorganic substances
non-overlapping magisteria (NOMA), 54
Not in Our Genes (Lewontin, Rose, and Kamin), 241
nuclear weapons radiation, 275n20
Nye, Bill, 242
pangenesis, 17
panspermia, 287n22
paradigms: Kuhn’s model of paradigm shifts, 10 , 41 , 247 , 259 , 262n14 , 289n26 ; new paradigm, 10 , 219
, 226 , 247 , 248 –49
Pasteur, Louis, 13
Pattee, Howard H., 223 –24
Patterns of Culture (Benedict), 132
Pauling, Linus, 124 , 167 , 212
Pearl, Raymond, 62 , 74 –75 , 241 –42 , 248
Pearson, Karl, 63
Peters, Rudolph, 154
phenomenalism, 63
The Phenomenon of Life (Jonas), 214
phenotypes: cells having same not always expressing same genotype, 255 ; constancy of, 136 ; Crick on
phenotypes and DNA, 255 ; epigenotype, 138 ; and evolution, 221 , 294n4 ; genotypes developing into,
9 , 138 , 187 –88 , 261n12 , 292n5 ; impact on an organism’s phenotype and mutations, 254 ;
“punctuations” in, 240 ; ranges of possible phenotypes, 183 ; Waddington creating epigenetics to study,
255 , 259 ; Waddington not seeing an understood connection with genotypes, 294n4
Philosophical Problems in Light of Vital Organization (Montgomery), 19
philosophy of biology, 10 , 27 , 163 , 175 , 221 , 242 , 244 ; and Joseph Needham, 72 , 73 , 144 , 278n35 ;
and Medawar, 155 –56 , 157 , 203 ; vs. theoretical biology, 290n35 ; and Woodger, 72 , 73 , 75 , 203
philosophy of organism. See organicism
philosophy of science, 13 , 23 , 50 –51 , 59 , 115 , 158 , 159 , 166 , 170 , 234 , 241 –42 , 243
phyletic change, 241
“The Physical Basis of Life” (Huxley), 23
physics, 243 ; impact of on biology, 167 ; physicists interested in biology, 246
Piper, John, 137 –38 , 147 , 184 , 185 , 223
Polanyi, Michael, 214 , 243 , 246
Popper, Karl, 7 , 60 , 118 , 123 , 155 , 262n15 , 273n26 , 293n31 ; criticisms of, 208 , 247 , 287n22 ;
Popperian conjecture-refutation model, 10 ; and the Theoretical Biology Clubs, 112 –14 , 152 , 156 ;
and Woodger, 152 –53 , 249
population genetics, 190 , 191 –92 , 208 , 283n5 , 284n12
Poverty of Historicism (Popper), 114 , 273n26
Pravda (newspaper), 82 , 174
preformation, 79 , 177 , 183 , 204 , 207 ; vs. epigenesis, 63 , 68 , 73 , 75 , 281n2 (chap. 11)
Prezent, Isaak, 175 , 176 , 177 , 178
Priestley, Joseph, 242
Principia Biologæ (Woodger’s efforts to create), 56 –80 , 156
Principia Mathematica (Whitehead and Russell), 79 –80 , 105 , 123 , 151 , 153
The Problem of Knowledge: Philosophy, Science, and History Since Hegel (Cassirer), 160 , 163
Problems of Life and Mind (Lewes), 265n31
Proceedings of the Royal Society , 154
Pröscholdt, Hilde. See Mangold, Hilde (Pröscholdt)
protoplasm, 67 , 90 , 281n2 (chap. 11)
Przibram, Hans, 61 , 70 , 105
psychism, 25
psychobiology, 65 , 66 , 281n6
psychohistory, 169
Pugh, John E., 256
Pulitzer Prize, 234 , 237
punctuated equilibrium, 240
Punnett, Reginald C., 100 , 271n25
tadpoles, 94
Tarski, Alfred, 118 , 123 , 152 , 153
Tavistock Institute of Medical Psychology, 58
Tax, Sol, 194 –98 , 285nn20–21 , 285n25 , 286n38
TBC. See Theoretical Biology Club
Thaxted movement, 49 , 83
theoretical biology, 9 , 11 , 127 , 128 , 152 , 159 , 212 , 290n35 ; IUBS looking at, 219 , 220 , 223 –24 , 241
, 243 , 287n16 ; Joseph Needham on, 51 , 124 ; Waddington on, 134 , 140 , 141 , 222 , 250 , 290n35 ;
Woodger on, 60 , 112 , 128
Theoretical Biology Club (Second) at Oxford, 152 , 155 –56 , 157
Theoretical Biology Club (TBC), 8 , 35 , 104 –16 , 153 , 188 , 221 , 278n36 , 285n17 ; break up of, 117 –18
, 120 , 123 , 127 ; convening of, 104 , 128 , 249 ; Medawar corresponding with, 154 ; meeting place,
108 , 113 , 114 , 276n1 ; members of, 12 –13 , 104 –5 (see also Tots & Quots group); naming of, 12 ,
104 , 262n17 ; Needham dedicating Order and Life to TBC members, 114 –15 ; organicism before
TBC, 19 ; and Popper, 112 –14 , 152 , 156 ; relaunched after World War II by Woodger, 123 ; and the
“third way,” 15 , 20 , 60 , 251 ; on topic of epigenetics, 13 , 20 , 172 ; on topic of monism, 24 ; on topic
of new language of biology, 224 ; on topic of organic philosophy, 111 , 118 , 123 , 141 , 241 , 262n17 ;
on topic of Spemann’s organizer, 93 , 111 –12 ; Waddington only member continuing to pursue
theoretical biology, 141 , 151
Theorie von der Generation (Wolff), 281n2 (chap. 11)
“Theory and Practice from the Standpoint of Dialectical Materialism” (Bukharin), 82
theory of types, 105 –6 , 110 , 163
“third way” of looking at life, 6 –7 , 8 , 9 , 11 –12 , 13 –14 , 35 , 226 –27 ; in the 1930s, 226 ; after
Waddington, 234 –50 ; as an alternative to mechanism and vitalism, 240 ; early scientists preparing way
for, 15 –41 ; epigenetics coming from, 251 ; finding a “third way” around the mechanism-vitalism
debate, 161 ; interpretation of in the 1960s, 211 –25 , 226 , 288n1 , 289n26 ; new language for “third
way” biology, 75 , 223 –24 ; Russell’s contribution to, 36 –37 ; and the Theoretical Biology Club, 15 ,
20 , 60 , 251 ; Waddington on, 133 , 151 , 226 –27 . See also emergentism; epigenetics; monism,
concept of; organicism
Thom, René, 221 , 222 , 223
Thomas, Dylan, 288n14
Thompson, D’Arcy W., 105 , 107 , 128 , 153 , 154
Thomson, J. J., 90
Thouless, Robert, 130
“Three Aspects of Monism” (Morgan), 24
“Three Man Paper” (3MP), 168
Through the Looking Glass (Carroll), 234 –35
Time (magazine), 234
Times , 151
Timofeev-Resovskii, Nikolai Vladimirovich, 168 , 177
Tinbergen, Niko, 132 ; winning Nobel prize, 277n19
Tisdale, W. E., 117 , 119 , 120 , 121 , 124
Toivonen, Sulo, 122
Tolkien, J. R. R., 155
Tools for Thought (Waddington), 227 , 289n26
topological models of embryological differentiation rates, 108 , 273n9
Tots & Quots group, 127 –30 , 139 , 140 , 179 , 242 ; members also belonging to TBC, 127 , 128 , 153 , 157
, 278n36 . See also Theoretical Biology Club
traffic jam in New York City, 3 –4 , 261n3
Transactions of the Pathological Society of London , 17
Trembley, Abraham, 96 , 97
Triturus cristatus and Triturus taeniatus , 96 –97
Trotter, Louisa, 28
Truman, Harry S, 146
“Two Cultures” (sciences and humanties with divergent goals), 242 , 248
Two Cultures (Snow), 225
“Two Evolutionary Theories” (Grene), 214
Waddington, Conrad H. “Wad,” 99 –103 , 109 , 163 , 271n25 , 273n26 , 281n2 (chap. 11) ; at the
Agricultural Research Council, 139 , 140 ; and the Alpbach Symposium, 217 –20 , 226 , 289n23 ,
289nn25–27 ; assembling of his most definitive works as a legacy, 232 ; and Bateson, 100 –101 , 125 ,
132 , 133 , 233 , 271n23 , 276n40 ; on biochemistry, 99 , 122 ; bridging gap between genetics and
embryology, 184 –85 , 209 ; at Caltech, 139 , 182 , 201 ; and Cambridge University, 118 , 120 –21 , 127
; on canalization and acquired characteristics, 134 , 135 –38 , 162 , 181 –82 , 183 , 232 ; COWDUNG
concept applied to science, 228 –29 ; co-writing Science in War (anonymously published), 128 , 130 ,
139 , 140 , 278n1 ; and Crick, 200 , 206 –10 , 287n16 ; C.S. Lewis caricaturing, 277n14 ; at Darwin
Centenary at University of Chicago, 194 –95 , 285n26 , 285n30 , 286n34 ; death of, 193 ; on
development, 102 –3 , 108 , 123 , 125 , 133 , 136 –37 , 138 , 172 –73 , 182 , 185 –87 , 201 , 209 , 221
–22 , 231 , 275n20 , 276n11 , 292n5 ; on division of genetics and embryology, 201 ; and Dobzhansky,
182 , 193 , 292n12 ; and the epigenetic landscape, 138 , 147 , 148 , 184 , 185 , 186 , 208 –10 , 223 ; and
epigenetics, 172 –73 , 200 , 250 , 254 , 255 , 259 , 294n4 ; on evolution, 131 –38 , 187 –88 ;
experiments on Drosophila , 171 , 173 , 182 –83 , 226 , 294n4 ; and Goodfield, 200 –201 , 205 –6 , 248
, 287n14 , 293n35 ; and Gray, 120 , 274n12 ; health problems of, 224 , 230 ; on the importance of
human arts, 225 ; incorporating science, philosophy, and ethics, 130 –34 ; influence on Gould, 240 ,
292n12 ; interacting with molecular and evolutionary biologists, 159 ; isolation from other scientists
and colleagues, 229 ; and the IUBS, 219 –20 , 236 , 241 , 243 , 292n5 ; and J.B.S. Haldane, 103 ,
272n34 ; joining Tots & Quots group, 127 ; and Joseph Needham, 81 , 117 –18 , 121 , 125 , 137 , 172 ,
200 ; Joseph Needham dedicating Order and Life to TBC members, 114 –15 ; lack of recognition of
work of, 205 , 231 –32 , 287n11 ; Lysenkoism, Waddington agreeing with tenets of, 181 –82 , 189 ;
marriage to Margaret Justin Blanco White, 137 , 140 , 151 ; and Mayr, 189 , 192 –93 , 198 , 220 –22 ;
and Mead, 198 , 286n34 ; on mechanism, 245 ; and Medawar, 200 , 204 –5 ; on molecular biology, 138
, 183 , 201 –2 , 205 –6 , 218 , 225 , 228 ; and neo-Darwinism, 137 , 196 , 198 , 221 , 272n34 , 291n23 ,
294n4 ; on nuclear weapon radiation effects, 275n20 ; on organic philosophy, 151 , 174 , 184 , 229 , 232
; organizer experiments of Waddington and Needhams, 55 , 93 –94 , 98 –99 , 103 , 112 , 117 , 119 , 143
, 156 , 159 , 200 –202 , 204 , 255 ; on philosophy of language, 292n5 ; politics of, 111 ; questioning
Spemann’s vitalism, 273n17 ; on the “quick (scientific) buck,” 244 ; receiving honorary degree from
University of Geneva, 217 , 218 ; and reductionism, 254 ; reviews by in New York Review of Books ,
229 –30 , 231 , 291n14 ; and the Rockefeller Foundation, 117 , 120 , 274n15 , 275n21 ; and Simpson,
292n12 ; sociopolitical predicaments, study of, 227 ; on Spemann’s organizer, 112 , 119 ; and
Strangeways Laboratory, 121 , 274n15 , 275n20 ; and theoretical biology, 134 , 140 , 141 , 222 , 250 ,
290n35 ; and the Theoretical Biology Club, 12 –13 , 104 , 107 , 110 , 114 , 128 , 251 ; on the “third
way,” 133 , 151 , 226 –27 ; “third way” after Waddington, 234 –50 ; topological models of
embryological differentiation rates, 108 ; at the University of Edinburgh, 140 , 150 –52 , 173 , 182 ; use
of Whitehead philosophy, 24 , 60 , 101 –2 , 120 , 128 , 137 , 184 , 192 , 220 , 225 , 228 , 233 , 242 ,
290n6 , 291n14 ; on vitalism and mechanism, 245 ; wanting to reform mechanism, 245 ; work in 1938–
1939 in the U.S., 124 –26 ; work with the RAF, 139 , 140 , 157
Wang, Yinglai, 124
Warren, Howard C., 31 , 32
Washington Anthropological Society, 198
Waterbabies (Kingsley), 25
Watson, James “Jim,” 207 , 249 , 281n12 ; winning Nobel prize, 173 ; work with Crick, 112 , 124 , 167 ,
168 , 173 , 183 , 184
Weaver, Warren, 110 , 119 , 121 , 122 , 129 , 274n2 , 274n8 ; co-author of The Mathematical Theory of
Communication , 161
Weinberg, Robert A., 257
Weismann, August, 77 –78 , 222
Weiss, Paul, 206 , 217 , 248
Weldon, T. D. “Harry,” 153
Wells, H. G., 129
West-Eberhard, Mary-Jane, 242 , 263n21
WFSW. See World Federation of Scientific Workers (WFSW)
What Is Life? (Schrödinger), 167
What Mad Pursuit (Crick), 227
“Where Are We?” (Mayr), 190 –93
Whewell, William, 242 , 244
White, Hayden, 13 , 263n19
White, Margaret Justin Blanco, 137 , 140 , 151
White, R. G., 140
Whitehead, Alfred North, 12 , 24 , 60 , 81 , 100 , 105 , 161 , 166 , 188 , 229 ; co-author of Principia
Mathematica , 79 , 80 , 123 , 153 ; concept of canalization, 137 , 181 –82 ; impact of on Koestler, 217 ,
220 ; Needham’s use of Whitehead philosophy, 93 , 117 , 142 –43 , 154 ; process philosophy of, 151 ;
on replicability, 246 ; stating that physics was organic, 165 ; Waddington’s use of Whitehead
philosophy, 24 , 60 , 101 –2 , 120 , 137 , 192 , 220 , 228 , 233 , 242 , 290n6 , 291n14 ; Woodger’s use of
Whitehead philosophy, 62 , 72 , 87 , 123 , 153 , 249
Whitman, Charles Otis, 19 , 20 –22 , 28 , 41 , 52
Whyte, Lancelot L. “Lana,” 85 , 105 , 116 , 249 –50 , 272n2 ; joining Tots & Quots, 127 ; and the
Theoretical Biology Club, 105 , 123 , 249 –50
Wiesner, B. P. (Needham dedicating Order and Life to TBC members), 114 –15
Wilkins, Maurice, 124
William Marsh Rice Institute, 176
Wilson, E. B. (Edmund Beecher), 34 , 64 –65 , 231
Wilson, E. O. (Edward Osborne), 229 –30 , 235 –37 , 238 , 242 , 243 , 291n14
Winant, John Gilbert, 129
Winchester, Simon, 46
Winge, Øjvind, 271n25
Wittgenstein, Ludwig, 72 –73 , 130 –31 , 156 , 233 , 269n40 , 292n5
Wolff, Caspar Friedrich, 281n2 (chap. 11)
Woodger, Joseph Henry “Socrates,” 55 , 56 –80 , 99 , 156 , 163 , 233 , 269n50 , 272n2 ; after TBC working
more with philosophy, 118 , 123 , 152 , 153 ; on anti-mechanism, 61 –62 , 63 , 64 –66 , 86 , 160 ,
268n22 ; biologists opinions on work of, 123 , 275n29 ; and cell lineage studies, 209 ; on development,
60 , 67 –68 , 78 –79 ; and E. S. Russell, 281n6 ; impact of World War I on, 127 ; introducing Bauplan
notion, 128 ; and logical language for expressing classifications, 106 ; on mechanism, 64 –66 ; and
Medawar, 153 , 154 , 155 –56 , 157 , 159 , 170 , 203 , 280n43 ; and Needham, 53 , 56 , 60 –62 , 69 –74
, 75 , 80 , 87 , 118 , 250 ; Needham dedicating Order and Life to TBC members, 114 –15 ; and
organicism, 229 ; on organic philosophy, 61 , 87 , 151 , 250 ; and Pearl, 241 –42 ; politics of, 111 ;
Popper writing obituary for, 152 –53 ; and reductionism, 254 ; and second iteration of Theoretical
Biology Club, 155 –56 ; at SICHST, 85 –87 ; and Suttie, 57 –59 , 62 , 63 , 68 , 75 , 157 , 224 , 249 ; and
the Theoretical Biology Club, 13 , 104 –5 , 107 , 108 , 109 , 114 , 151 , 186 , 249 –50 ; on theoretical
sloppiness, 246 ; use of Whitehead philosophy, 62 , 87 , 100 , 123 , 153 , 249 ; on vitalism, 65 –66
“Woodgery.” See Theoretical Biology Club
Woods Hole Oceanographic Institution (Marine Biological Laboratory), 20 , 21 , 124
The World, the Flesh, and the Devil (Bernal), 85
World Federation of Scientific Workers (WFSW), 146
World War I. See First World War
World War II. See Second World War
Wright, Sewall G., 6 , 135 , 285n21 ; as a population geneticist, 190 , 191 , 192 , 284n12
Wrinch, Dorothy Maud “Dot,” 12 , 105 –6 , 111 , 116 , 123 , 128 , 167 ; and Franklin, 275n30 ; moving to
the U.S., 118 , 124 , 152 ; Needham dedicating Order and Life to TBC members, 114 –15 ; and the
Theoretical Biology Club, 108 , 109 , 112 , 186 , 221 , 249 –50
Wrinch, John, 105