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Ecological Indicators 23 (2012) 66–75

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Ecological Indicators
journal homepage: www.elsevier.com/locate/ecolind

Benthic foraminifera provide a promising tool for ecological quality assessment


of marine waters
Vincent M.P. Bouchet a,∗ , Elisabeth Alve a , Brage Rygg b , Richard J. Telford c
a
Department of Geosciences, University of Oslo, P.O. Box 1047, Blindern 0316 Oslo, Norway
b
Norwegian Institute for Water Research (NIVA), Gaustadalèen 21, 0349 Oslo, Norway
c
Department of Biology, University of Bergen, Thormøhlensgate 53 A og B, 5006 Bergen, Norway

a r t i c l e i n f o a b s t r a c t

Article history: This study defines criteria for the use of benthic foraminifera (protists) as a quick and efficient bio-
Received 25 July 2011 monitoring tool to implement marine legislation. Various sampling and preparation procedures are
Received in revised form 7 March 2012 investigated in an attempt to find the optimal methodology for environmental monitoring using soft-
Accepted 14 March 2012
sediment foraminifera with the objective of assessing ecological quality status (EcoQS). Twenty-seven
sampling stations in silled basins along the Norwegian Skagerrak coast, NE North Sea, are investi-
Keywords:
gated for environmental parameters and living (stained, including soft-shelled forms) and dead benthic
Environmental monitoring
foraminifera. Diversity, expressed as the effective number of species (exp H bc ) and community compo-
Ecological quality status
Living benthic foraminifera
sition are used to evaluate EcoQS using living (stained) benthic foraminifera. Correlation studies show
Oxygen gradient that bottom-water dissolved oxygen concentration at the time of sampling ([O2 ]tos ) is the main envi-
Diversity index ronmental factor controlling variation in diversity. Variables such as grain size, C/N, TOC and TN are less
Methodological procedures important. Correlation between foraminiferal diversity and [O2 ]tos , as well as correlation between com-
munity data and [O2 ]tos , suggest that benthic foraminifera represent an efficient bio-monitoring tool to
evaluate EcoQS. A clear pattern from “bad” to “high” EcoQS is established using the strong link between
the benthic foraminiferal diversity and the bottom-water oxygen gradient. The study shows that EcoQS
can be evaluated quickly and accurately using the following method: sample the top 1 cm of sediment,
dry-pick about 250 living (stained) individuals of >125 ␮m-sized fossilisable (i.e. most of those remain-
ing subsequent to drying) foraminifera from each of three replicates. exp(H bc ) based on living benthic
foraminifera is a promising tool to assess EcoQS. For fossil assemblages, exp(H bc ) has potential for eval-
uating temporal changes in in situ PaleoEcoQS and for defining reference conditions from pre-impacted
times.
© 2012 Elsevier Ltd. All rights reserved.

1. Introduction of ground, continental, transitional, and coastal waters, emphasis-


ing the need to monitor and assess the ecological quality status
Since the end of the 19th century, human activities have greatly (EcoQS) of those ecosystems. According to the WFD, European
altered the ecological quality of many coastal areas. In response countries must restore the environment to a “good” EcoQS by
to concerns about environmental degradation, many nations have 2015. The MSFD aims to “achieve good environmental status of
enacted legislation such as, for instance, the Clean Water Act the EU’s marine waters by 2020 and to protect the resource base
(CWA) or Oceans Act in USA, Australia or Canada, the Water upon which marine-related economic and social activities depend”
Framework Directive (WFD, 2000/60/EC) and the Marine Strate- (www.ec.europa.eu/environment/water/marine.htm). The MSFD
gic Framework Directive (MSFD, 2008/56/EC) in Europe, to address highlights the need for the scientific community to increase the
anthropogenic pollution. The CWA established the goals of elim- scientific knowledge of the elements that define the state of the
inating releases of large amounts of toxic substances into water, marine environment. The implementation of these marine legis-
eliminating additional water pollution, and ensuring that sur- lations worldwide is generating a fruitful debate amongst marine
face waters would meet standards necessary for human sports scientists about how to define and implement efficient and reli-
and recreation. The WFD established a basis for the protection able bio-assessment tools. In coastal and transitional waters, many
biological elements have been considered as assessment tools,
including macroalgae, phytoplankton and sea-grasses (Ballesteros
∗ Corresponding author. Tel.: +47 22 85 49 08; fax: +47 22 85 42 15. et al., 2007), fish (Coates et al., 2007), and benthic macrofauna (see
E-mail address: vincent bouchet@hotmail.fr (V.M.P. Bouchet). review in Pinto et al., 2009). Monitoring programs in soft-bottom

1470-160X/$ – see front matter © 2012 Elsevier Ltd. All rights reserved.
doi:10.1016/j.ecolind.2012.03.011
V.M.P. Bouchet et al. / Ecological Indicators 23 (2012) 66–75 67

coastal and transitional waters have highlighted the difficulty of comparisons between studies and proposals for using foraminifera
defining reference conditions (e.g. Bigot et al., 2008; Blanchet as a tool for stakeholders. However, currently, an expert group, the
et al., 2008; Elliott and Quintino, 2007; Nielsen et al., 2003). FOraminiferal BIo-MOnitoring (FOBIMO)-group (Schönfeld et al.,
According to the WFD, the reference conditions (also called “high” 2011), is working to get consensus on a standardised methodology.
status) are defined as “. . . the biological, chemical and morpho- The present study aims to address parts of these problems by
logical conditions associated with no or very low human pressure. focusing on aspects concerning species assemblages and diversity
These reference conditions are type-specific, so they are differ- indices which are commonly used for defining EcoQS in environ-
ent for different types of rivers, lakes or coastal waters so as mental monitoring studies. Internationally, there is an increasing
to take into account the broad diversity of ecological regions in demand for quicker and more cost-efficient methods (as compared
Europe. Assessment of quality is based on the extent of deviation to the traditional ones) to describe ecological status in marine
from these reference conditions, following the definitions in the waters. Consequently, an important objective is to optimise the
Directive” (www.ec.europa.eu/environment/water/marine.htm). It methods to find the best compromise between effort and accuracy.
means that a low-diversity assemblage which would be classified Key questions for defining the EcoQS using benthic foraminiferal
as reflecting “poor status” at one site may actually be the reference species diversity include the following. What thickness of sediment
condition (and should be classified as “high status”) at another site. should be analysed? Should the >63 ␮m-fraction be used or will the
A recurring problem is that, unfortunately, for most areas, there >125 ␮m-fraction provide a similar result? Is significant informa-
are no data available from pre-impact times to use as reference tion lost if only fossilisable species are considered? Do living and
conditions, and with which to compare the current EcoQS. Refer- dead assemblages reflect similar EcoQS? How many replicates are
ence conditions are therefore defined using expert judgment. Even required?
though expert judgment may have some advantages, a more objec- The study sites are silled basins along the Norwegian coast of the
tive approach is needed. Skagerrak (NE North Sea) with relatively stable salinity and temper-
A component of the meiofauna, benthic foraminifera (protists), ature conditions but otherwise different environmental properties
has been widely used as bio-indicators of several pollution sources (primarily bottom water dissolved oxygen concentration). To eval-
in coastal and transitional waters (e.g. Alve, 1995; Martínez-Colón uate the potential of benthic foraminifera as a bio-assessment
et al., 2009; Nigam et al., 2006; Scott et al., 2001) such as aquacul- tool, EcoQS of sampling sites are determined using living (stained)
ture (e.g. Bouchet et al., 2007), oil spills (e.g. Morvan et al., 2004), benthic foraminifera data compared with bottom water dissolved
heavy metals (e.g. Armynot du Châtelet et al., 2004), and urban oxygen concentration. Dissolved oxygen is chosen as it is one of
sewage (e.g. Burone et al., 2006). Benthic foraminifera occur in the most important environmental gradients in these systems and
almost all marine environments, and with much higher abundances because it is frequently impacted by human activity. The study
than macrofauna, which is traditionally used in environmental is part of a comprehensive project (PES) which includes both
monitoring. Foraminifera can provide quantitative data with a foraminifera and macrofauna collected at the same site at the same
small (a few cm3 ) volume of sediment. Considering their shorter time. Macrofauna results and comparisons between foraminifera
generation time, foraminifera have the potential to respond faster and macrofauna along the same environmental gradients will be
than macrofauna to changes in the environmental conditions. Stain- presented in forthcoming papers.
forthia fusiformis, one of the most abundant species in Northern
European fjordic systems, is, for instance, able to reproduce within
2. Material and methods
less than a month in response to food input (Gustafsson and
Nordberg, 2001). In the deep sea, benthic foraminifera react within
2.1. Study area and sampling sites
1–2 months to the deposition of phytodetritus with dramatic
changes in the assemblage composition (Gooday, 1988). Benthic
In August 2008, 27 stations in silled basins along the Norwegian
foraminiferal assemblages have also been able to recover their
Skagerrak coast, NE North Sea (Fig. 1), were sampled for biologi-
composition and abundance within a month after a short-term
cal and environmental analyses. Stations were selected to provide
hypoxic period in intertidal mudflats in S-Western France (Bouchet
an oxygen gradient with stable temperature (5–6 ◦ C; occasionally
et al., 2007). Benthic foraminifera leave an easily accessible and
8–9 ◦ C at shallow, 40–50 m, depth) and salinity (33–34) conditions
abundant fossil record, which allows reconstruction of the char-
(see details in Table 1) using information from previous studies
acteristics and timing of historical environmental variations (e.g.
(Buhl-Mortensen et al., 2009 and unpublished data from the Nor-
Alve, 1991a; Debenay and Fernandez, 2009; Hayward et al., 2004).
wegian Institute for Water Research (NIVA) and Institute of Marine
Consequently, it is possible to trace the record of human-induced
Research (IMR)). The study basins commonly experience deep-
disturbances over decades or centuries. Indeed, in a pilot study,
water renewals during winter.
Alve et al. (2009) suggested that in situ reference conditions can
be established using fossil benthic foraminiferal assemblages from
dated sediment cores and that they can be used, based on quan- 2.2. Field sampling
titative ecological considerations, to characterise local changes in
EcoQS from pre-impact to present times. For example, by com- At each station, sediment samples for biogeochemical, sedi-
paring the “background” fossil foraminiferal assemblages to the mentological, benthic foraminiferal, and macrofaunal analyses, and
modern living foraminiferal assemblages at the same site, it would bottom water samples for dissolved oxygen analyses, were col-
be possible to determine if a site is naturally anoxic or has become lected. Four sediment cores (8 cm diameter) were collected at each
anoxic with recent human influence. This kind of temporal, in situ of the 27 stations with a Gemini gravity corer (a modified version
monitoring is not possible with soft-bottom sediment macrofauna of the Niemistö corer (Niemistö, 1974); three replicate cores were
because they do not leave abundant or, for most species, any fos- used for benthic foraminifera and one for organic carbon and total
sil records. Benthic foraminifera may thus provide a powerful tool nitrogen analyses. Once on deck, the bottom water from just above
for defining habitat-specific, in situ reference conditions for soft- the sediment-water interface in two cores was immediately trans-
bottom coastal and transitional waters. At the moment, there is ferred to Winkler bottles, sealed, and kept dark and cold (∼7 ◦ C) for
no consensus as to which sampling and laboratory methodolo- subsequent dissolved oxygen analysis. All sediment cores were sec-
gies (e.g. sieving mesh size and use of dead or living assemblages) tioned on board and, for the present study, the top 0–1 and 1–2 cm
are optimal for environmental monitoring. This hampers both slices were analysed. Sediment samples for total organic carbon and
68 V.M.P. Bouchet et al. / Ecological Indicators 23 (2012) 66–75

Fig. 1. Sampling stations along the Norwegian Skagerrak coast.

total nitrogen analyses were frozen immediately after sectioning. 2.4. Data analysis
Foraminiferal samples were preserved in rose Bengal-stained 70%
ethanol (1 g L−1 ) to avoid protoplasm degradation and to distin- 2.4.1. Diversity indices
guish living (stained) from dead specimens (discussion in Murray The diversity indices Shannon-Wiener index (H , log2 ) (Shannon
and Bowser, 2000). At each station, one sub-sample of the top 1 cm and Weaver, 1963) and Hurlbert index (ES(100) ) (Hurlbert, 1971) are
from a Van Veen grab was collected for grain size analyses. used by the Norwegian Pollution Control Authority as metrics to
characterise EcoQS along the Norwegian coast. Since H and ES100
2.3. Laboratory analyses are highly correlated in our data (r2 = 0.97, p < 0.001), we concen-
trate on H .
Bottom-water dissolved oxygen concentrations were analysed H is biased when there are unobserved species in the commu-
using Winkler titration. Sediments were freeze-dried prior to sedi- nity, a common problem with under-sampling (Chao and Shen,
mentological and geochemical analyses. For grain size analyses, the 2003). Chao and Shen (2003) introduce a bias-corrected ver-
dried sediment was weighed, soaked in tap water, and washed on a sion of Shannon’s index (H bc ), which has little bias (Beck and
63 ␮m Endecote-sieve; the >63 ␮m fraction was dried and weighed Schwanghart, 2010), and which we use in this paper. Shannon’s
and the <63 ␮m-fraction was calculated based on the dry weights. index is an entropy rather than a diversity. The entropy gives the
Total organic carbon and total nitrogen were analysed using a CHN average uncertainty of the identity of an individual picked from
analyser (Carlo Erba Elemental Analyzer 1106). the community, not the number of species in the community (e.g.
Foraminiferal samples were washed through 500 and 63 ␮m Hayek and Buzas, 1997; Jost, 2006). It can be converted to true
mesh sieves, and the 63–500 ␮m fraction was split using a modified diversity, the effective number of species, with the exponential
Elmgren wet splitter (Elmgren, 1973). One eighth of each sample function (N1 = exp(H bc ), Hill, 1973). Exp(H bc ) gives the number
was re-sieved and all live (stained) foraminifera in the 63–125 and of species that would, if each were equally common, produce the
125–500 ␮m fractions were identified to species level and counted same H bc as the sample. Given a community sample of three
in the wet state. The number of individuals >500 ␮m relative to species represented by 100, 50, and 100 individuals, H bc = 1.05 and
smaller ones was trivial (<0.1%) so including them would not influ- exp (H bc ) = 2.87. Thus 2.87 species of equal abundance gives an H bc
ence the results. The samples were analysed wet rather than dry as of 1.05. To determine how many foraminifera need to be counted
this allows preservation of all species (including fragile organic- to get a stable estimate of diversity, we resampled each sample
walled and loosely cemented agglutinated foraminifera). It also 100 times, with replacement, to different sized subsamples and cal-
makes it easier to discriminate stained from unstained specimens. culated the coefficient of error of the effective number of species.
In this study, the wet-picked, >63 ␮m, living (stained) foraminifera Correlations between the bias-corrected exponent of Shannon of
in the surface 0–2 cm sediment, is called the “complete living different fractions of the foraminiferal community, as well as of
assemblage”. Dead assemblage data were obtained by merging the their microhabitat and the environmental variables, are calculated.
counted 0–1 and 1–2 cm sub-samples and re-washing them on a All data represent the pooled counts from three replicates per sta-
63-␮m sieve to remove surplus stain. They were then dried at 40 ◦ C tion (rather than the average).
and about 300 dead (unstained) tests were dry-picked, mounted on Benthic foraminiferal data are used to evaluate EcoQS at the
microslides, identified and counted. Distinctions between “fossil- sampling stations. As no criteria exist for determining EcoQS using
isable” and “non-fossilisable” foraminiferal species are based on benthic foraminifera, it has to be defined. In this study, we set
the species’ presence in dried sediment samples from >10 cm core the highest expected exp(H bc ) to 25 effective species (0–2 cm,
depth in one or more of 305 samples from the Norwegian Skagerrak >63 ␮m, wet-picked, living assemblages, Table 2), a value slightly
coast (Alve, 1991b, 1996, 2000; Alve et al., 2009). higher than the highest observed value of 22 effective species. Any
V.M.P. Bouchet et al. / Ecological Indicators 23 (2012) 66–75 69

Table 1
Characteristics of sampling stations (nd: no data): water depth (m), sill depth (m, Norwegian Hydrographic Service), bottom-water dissolved oxygen (minimum value over
the 2006–2008 period, Min[O2 ]2 years , mL O2 L−1 ), bottom-water dissolved O2 -concentration at the time of sampling ([O2 ]tos , mL O2 L−1 ), sediment grain size (%, >63 ␮m),
total organic carbon (TOC, %), total nitrogen (TN, %), C/N ratio, living and dead foraminiferal abundances (0–2 cm, >63 ␮m, ind. cm−3 ), diversity of living foraminiferal
assemblages (H , ES(100) and exp(H bc ) for complete living assemblages and exp(H bc ) for 0–1, >125 ␮m, living fossilisable assemblages) and EcoQS. Colours reflect EcoQS;
see Table 2 for location of areas, see Fig. 1.

assemblages with more than 25 effective species would be set to the WFD classification (Table 2). The top two, and the bottom
25. We use zero effective species to represent an azoic sample. three, classes can be combined to give the MSFD classes “good”
Within this range (0–25 effective species) we follow Rosenberg and “bad”. Accuracy of a less time-consuming method using diver-
et al. (2004) and divide this range into the five equal-sized sity derived from >125 ␮m, fossilisable, living assemblages in the
ecological status classes (unacceptable statuses: “bad”, “poor”, surface 0–1 cm of sediment has been tested. Criteria are presented
“moderate”, acceptable statuses: “good” and “high”) required by in Table 2.

Table 2
Criteria for determining EcoQS using living benthic foraminifera.

EcoQS and associated colour code Bad Poor Moderate Good High

EcoQS derived from 0-2 cm, >63 µm,


<5 5-10 10-15 15-20 >20
living wet-picked assemblages

EcoQS derived from 0-1 cm, >125 µm,


<2.5 2.5-5 5-7.5 7.5-10 >10
living dry-picked assemblages
70 V.M.P. Bouchet et al. / Ecological Indicators 23 (2012) 66–75

Standard Deviation of effective no. of species

40
4

Coefficient of error
30
3

20
2

10
0 1

0 100 200 300 400 500


5 10 15 20
Number individuals
Mean effective number of species
Fig. 3. Coefficient of error of the effective number of species against the number of
Fig. 2. Relationship between the standard deviation and mean of the effective num- individuals (complete living assemblages). Each line represents one sample, resam-
ber of living (stained) species (complete living assemblages) in the three replicates. pled, with replacement, to different sized subsamples. Values are the result of 100
trials.

To estimate the probability of assigning an assemblage to an 3.1. Living foraminiferal diversity and bottom-water dissolved
incorrect EcoQS class, and how this varies with the number of repli- oxygen
cates, we use the methods developed by Kelly et al. (2009). We find
the relationship between the standard deviation and mean of the The coefficient of error of exp(H bc ) is quite high if less than 50
effective number of species in the three replicates (Fig. 2). Using individuals are counted and identified (Fig. 3). There is a progressive
this relationship, we estimate the standard error expected for any decrease in the error until about 250 individuals have been counted,
value of the mean given one, three or six replicates, and there- after which the error is low and relatively stable.
fore the distribution of uncertainty for each mean with the given Bottom-water oxygen concentration at the time of sampling
number of replicates. We can then estimate the probability that ([O2 ]tos ) is a good predictor (Table 3) of the effective number
any sample will be misclassified. See Kelly et al. (2009) for further of species, exp(H bc ), whereas grain size, TOC, TN and C/N are
details. weaker. Following Diaz and Rosenberg’s (2008) definition for oxy-
gen conditions, anoxia (0.0–0.5 mL O2 L−1 ) characterizes stations
R180, R160, R140, R120 and 102, hypoxia (0.5–2.0 mL O2 L−1 ) sta-
2.4.2. Community analysis tions F90, R100, F70 and R80 ([O2 ]tos , Table 1). All the other
Redundancy analysis was used to find the proportion of stations have normoxic (>2.0 mL O2 L−1 ) conditions. There is a
the variance of the different fractions of the square-root strong correlation between exp(H bc ) between the complete living
transformed community data explained by the environmental vari- foraminiferal assemblages diversity (0–2 cm, >63 ␮m) and [O2 ]tos
ables. Procrustes analysis (Peres-Neto and Jackson, 2001) was (r = 0.79, Table 3). Additionally, [O2 ]tos explains a large proportion of
used to compare principal component analyses of the differ- the variance in the complete living foraminiferal community data.
ent fractions of the foraminiferal community. We report the
m2 statistics, which is analogous with the r2 of a correla- 3.2. Comparison of foraminiferal sampling and processing
tion. methods
All calculations were performed using the statistical language R
version 2.11.1 (R Development Core Team, 2010). Ordinations were The confidence with which samples can be assigned to each
run with the vegan library version 1.17-2 (Oksanen et al., 2010). status class can be represented as a bell-shaped curve with the
Bias-corrected Shannon Index was calculated with the Entropy maximum at the centre of the relevant status class (Fig. 4A). The
library version 1.1.5 (Hausser and Strimmer, 2010). tails of these curves overlap, so an observed diversity could poten-
tially belong to several EcoQS classes. As an example, if the diversity
was 17.5, the confidence of the condition of the station being “good
3. Results status” is about 65% (based on a single replicate), and there is an
approximately 18% chance that the “true” condition is “high” or
The absolute abundance of living (stained) benthic foraminifera “moderate”. If there are 3 replicates, then there is about 90% con-
(>63 ␮m; all taxa included) in the surface 0–2 cm of sediment fidence that the true condition is “good”, and the chance of the
ranged from 6 to 201 ind. cm−3 (wet sediment) (Table 1) with an true condition being “high” or “moderate” being approximately 7%
average of 58 ± 41 ind. cm−3 . Of these individuals, 76% occurred in (Fig. 4B). The risk of misclassification, i.e. of placing a site in any sta-
the top 0–1 cm. In total, 116 living (stained) benthic foraminiferal tus class other than the true one, decreases with distance from class
species were recorded of which 88 (or 76%) are potentially fossil- boundaries, wfith the lowest risk of misclassification occurring at
isable and these species account for 89% of the living foraminiferal the centre of a status class. At the class boundaries, it is equally
abundance (>63 ␮m, 0–1 cm). For the dead assemblages (0–2 cm, likely that the true EcoQS is in either the lower or the higher status
>63 ␮m), the absolute abundance ranged from 3 to 514 ind. cm−3 class. The risk of misclassification decreases as the number of repli-
(Table 1). cates increases (Fig. 4C). In the present example, there is a risk of
V.M.P. Bouchet et al. / Ecological Indicators 23 (2012) 66–75 71

Bad Poor Moderate Good High

1.0
A
Confidence of Class, n=1
0.8
0.6
0.4
0.2
1.0 0.0

B
Confidence of Class, n=3
0.8
0.6
0.4
0.2
0.0

C
0.5
Missclassification rate
0.4
0.3
0.2
0.1
0.0

5 10 15 20 25
exp(H′bc)

Fig. 4. Confidence of a correct ecological status class prediction for sampling stations using complete living assemblages, based on A: a single replicate (dash-dot: bad EcoQS,
solid: poor, dash: moderate, dot: good, dash-dot: high) B: 3 replicates (dash-dot: bad EcoQS, solid: poor, dash: moderate, dot: good, dash-dot: high). C: risk of face-value
misclassification for sampling stations based on different numbers of replicates (solid: 1 replicate, dash: 3 replicates and dot: 6 replicates).

misclassification of about 35% for a diversity of 17.5, taking a single assemblages (r = 0.86 and r = 0.64, respectively, Table 3). Commu-
replicate. The risk drops to approximately 10% with 3 replicates, nity data from the complete living assemblages and the dead
and is negligible with 6 replicates. assemblages, and the living fossilisable assemblages and the dead
The correlation between living, >63 ␮m foraminiferal exp H bc assemblages are also correlated (m2 = 0.59 and m2 = 0.60, respec-
in the 0–1 cm and [O2 ]tos is stronger (r = 0.77, Table 3) than for that tively, Table 3).
of the 1–2 cm assemblages (r = 0.67, Table 3). exp(H bc ) values of the
assemblages in the different size fractions are also correlated with 3.3. EcoQS based on foraminifera data
[O2 ]tos (r = 0.68 for the >125 ␮m and r = 0.68 for the 63–125 ␮m,
Table 3). Similar results are achieved using community composition Exp(H bc ) values vary from 1.2 at stations R180 and 6
instead of diversity. to 22.0 at station IH30 (complete living assemblage, 0–2 cm,
The relationship between exp(H bc ) and [O2 ]tos is stronger for >63 ␮m, Table 1). Ecological quality status of anoxic stations
the fossilisable assemblages than for the non-fossilisable ones is “bad” (Fig. 5). At hypoxic sites, stations are all ranked as
(r = 0.79 and r = 0.42, respectively, Table 3). Correlation between the “bad” EcoQS except station F70 which is “poor”. At normoxic
>125 ␮m fraction of live fossilisable assemblages in the 0–1 cm and stations, EcoQS vary from “bad” at stations 6, G60, G69 and G50 to
[O2 ]tos is slightly weaker than for the complete living assemblages high at stations 106 and IH30. Over the last 2 years, stations 6, G60,
(r = 0.69 and r = 0.79, respectively, Table 3). G69 and G50 experienced periods of severe hypoxia (Min[O2 ]2 years ,
Correlation between exp(H bc ) and [O2 ]tos is stronger for the Table 1).
complete living assemblages than for the dead assemblages (r = 0.79 In this study, EcoQS derived from the diversity of the complete
and r = 0.54, respectively, Table 3). The diversity in the complete living assemblages are “non acceptable” (bad-poor-moderate) at
living assemblages is better correlated to the diversity in the liv- 19 stations, and “acceptable” (good-high) at 8 stations (Table 1).
ing large fossilisable assemblages than to the diversity in the dead Using the diversity of the 0–1 cm, >125 ␮m, dry-picked, living
72 V.M.P. Bouchet et al. / Ecological Indicators 23 (2012) 66–75

Table 3
Correlation of diversity (exp(H bc )) against [O2 ]tos for different live fractions in different sediment layers and for dead foraminifera. Correlation of diversity of the different
subsets against diversity in the complete living assemblage. Proportion of the square rooted relative abundances explained by [O2 ]tos in an RDA. Procrustes rotation m2 of PCA
of complete assemblage against different fractions. Complete assemblage = all live (stained) foraminifera >63 ␮m in size. All correlations are significant at p < 0.05 (numbers
in brackets are correlation or m2 of dead foraminifera against fossilisable living foraminifera).

Correlation Correlation diversity complete Proportion community Procrustes m2 against


diversity vs [O2 ]tos living assemblage vs diversity variance explained by [O2 ]tos complete living assemblage
of subsets

Complete living assemblage 0.79 1.00 0.28 1.00


(specimens > 63 ␮m, 0–2 cm)
Small living 0.68 0.91 0.21 0.81
(63 ␮m < Specimens < 125 ␮m,
0–2 cm)
Large living 0.68 0.87 0.27 0.97
(specimens > 125 ␮m, 0–2 cm)
Shallow living 0.77 0.96 0.31 0.98
(specimens > 63 ␮m, 0–1 cm)
Deep living 0.67 0.85 0.19 0.76
(specimens > 63 ␮m, 1–2 cm)
Fossilisable living 0.79 0.98 0.28 0.99
(specimens > 63 ␮m, 0–2 cm)
Not fossilisable living 0.42 0.60 0.11 0.45
(specimens > 63 ␮m, 0–2 cm)
Large fossilisable living 0.69 0.86 0.29 0.96
(specimens > 125 ␮m, 0–1 cm)
Dead (specimens > 63 ␮m, 0.54 0.64 (0.69) 0.14 0.59 (0.60)
0–2 cm))

25 Anoxic Hypoxic Normoxic studies (see points to consider in Murray, 2006). In scientific stud-
High
ies, the choice of methods depends on the nature of the study area
IH30
20 106 and the ecological questions in focus. However, to promote ben-

71 thic foraminifera as an efficient environmental monitoring tool to
IH45 Good
F50 G40 assess EcoQS, there is a need to test and identify methodologies
exp (H'bc)

15 50
Moderate
which are optimal both from a scientific and a practical point of
R60 F30
200 view. Key issues addressed in the present study include:
10 IH60

F70 Poor
- Replication.
5
R140
102 R100
G50
- Thickness of sediment layer analysed.
R80 Bad
R160 R120 G69 - Choice of size fraction.
R180 F90 6 G60
0
0 1 2 3 4 5 - Analyses of wet (i.e. complete live (stained) assemblage) vs dry
Bottom-water dissolved oxygen ([O2]tos, mL O2.L-1) samples (i.e. fossilisable species).
- Analyses of live or dead assemblages.
Fig. 5. exp(H bc ), of complete living (stained) assemblage (0–2 cm, >63 ␮m, pooled
replicates) and corresponding EcoQ, against [O2 ]tos . Threshold between anoxic, 4.1.1. Replication
hypoxic and normoxic bottom-water conditions are from Diaz and Rosenberg
Patchiness in distribution patterns of benthic foraminifera may
(2008).
occur both on 10-cm and 1-m sample spacing (e.g. Boltovskoy and
Lena, 1969; Buzas et al., 2002). It is thus an issue to be considered
assemblages, EcoQS are “non acceptable” at 15 stations, and in environmental studies. Replicate sampling aims to minimize this
“acceptable at 12 stations. Disagreements between the 2 methods problem. However, for historical reasons, the use of replicates has
occur at stations 200, F70, R60 and KDR. not been common practice in benthic foraminiferal studies and in
most of those which have included replicates, abundance patterns
4. Discussion rather than diversity have been considered.
In this study, the risk of misclassification of the EcoQS is high if
By applying the criteria for EcoQS set by the Norwegian Pol- data are based on only one sample per station (Fig. 4). The degree
lution Control Authority to micropaleontological and geochemical of confidence is higher if three replicates per station are taken. Risk
data from near-shore sediment cores, Alve et al. (2009) showed of misclassification if six replicates are considered is lower, but the
the potential of using fossil (dead) benthic foraminifera to evalu- improvement observed from three replicates is not as large as the
ate temporal changes in EcoQS from “reference” (background) to improvement from one to three replicates. Results presented here
present-day conditions. Correlation between bottom-water oxy- provide a basis for sampling methods using benthic foraminifera
gen concentration and faunal diversity in the present study takes in environmental monitoring, and suggest that three replicates are
this a substantial step further. To our knowledge, this is the first sufficient to determine a reliable EcoQS.
work using benthic foraminifera to show quantitative relationships
between environmental variables and diversity in coastal areas, and 4.1.2. Thickness of sediment layer analysed
to evaluate EcoQS. Benthic foraminifera may live several decimeters below the
sediment-water interface (see review in Bouchet et al., 2009); how
4.1. Methodological considerations deep they live depends on local geochemical conditions and food
availability (e.g. Corliss and Emerson, 1990; Gross, 2000; Jorissen
In the literature, there is an obvious lack of standardisation of et al., 1995; Linke and Lutze, 1993). To obtain the most represen-
both sampling and processing methods in foraminiferal ecological tative view of the live (stained) benthic foraminiferal diversity at
V.M.P. Bouchet et al. / Ecological Indicators 23 (2012) 66–75 73

a site, each sample should ideally include the entire sediment col- 4.1.5. Analyses of living or dead assemblages
umn inhabited by the foraminifera. Obviously, this is impractical In the present study, it is not surprising that the dead
and most studies base diversity calculations on assemblages occur- foraminiferal assemblages do not correlate as well as the living
ring in the surface 0–1 or 0–2 cm of sediment. In this study, we ones with the bottom water [O2 ]tos . Dead assemblages repre-
have shown that a substantial proportion of the individuals live sent the mixing of tests from a succession of previously living
in the sub-surface 1–2 cm of sediment. Still, although the diver- assemblages modified by taphonomic processes (Murray, 2000),
sity (>63 ␮m, all living taxa) of both the 0–1 cm and 1–2 cm are i.e. reflecting time-integrated environmental conditions commonly
significantly correlated with bottom water [O2 ]tos , the correlation spanning several years. The time-period represented depends on
is better for the surface 0–1 cm. This should not be surprising as the sedimentation accumulation rate. On the other hand, liv-
samples deeper than 1 cm reflect [O2 ] in the sediment pore water ing assemblages reflect the environmental conditions which have
rather than bottom water [O2 ]. For the present investigation areas operated at a site during the life-span of the organisms present,
it follows that using living benthic foraminiferal diversity indices, i.e. the EcoQS at the time of sampling. Unpublished dating-results
simply representing the 0–1 cm of sediment gives an accurate eval- of sediment cores from 5 of the investigated sites, show that the
uation of the ecological quality of a study site. However, it also dead assemblages in the surface 0–2 cm represent tests (shells)
indicates that using the 0–2 cm sediment level gives comparable accumulated during time periods of 2 to >10 years. Consequently,
results if this is preferred for other reasons. the living and dead assemblages reflect two principally differ-
ent processes and, thereby, different aspects of the environmental
conditions at a site. This is why the use of total (live + dead)
4.1.3. Choice of size fraction
assemblages, as still recommended by some authors, is difficult
The choice of size fraction (e.g. >63, >125, >150 ␮m) in
to interpret meaningfully and should be avoided (see also dis-
foraminiferal ecological studies has generated a number of pub-
cussion in Murray, 2000). Optimal environmental information is
lications. For example, Schröder et al. (1987), in their study of total
gained by analysing and treating the two separately. As illus-
assemblages (living + dead), showed that focusing on the coarser
trated by the better correlation with the bottom water [O2 ]tos ,
(>125 ␮m) rather than the finer (>63 ␮m) fraction may lead to a
the living foraminiferal assemblages give a more accurate eval-
loss of indicator species and differences in species abundances.
uation of EcoQS at the time of sampling whereas the dead ones
The impact of the choice of size fraction on diversity indices is
reflect the longer time trends in EcoQS. Additionally, in the present
poorly known. In our study, the diversity and assemblage compo-
study areas, picking living assemblages is not more time consum-
sition of the >63 ␮m and the >125 ␮m fraction assemblages are
ing as their abundance, relative to dead individuals is quite high
significantly correlated, and the diversity of both fractions are cor-
(Table 1).
related to bottom water [O2 ]tos , with the >63 ␮m fraction giving
a slightly better correlation. However, analysing just the coarse
4.2. Evaluate EcoQS using living benthic foraminifera
fraction is less time consuming, and requires less taxonomic skill
than analysing the complete assemblage or the fine fraction. For
This is the first study defining criteria to determine EcoQS using
many species, accurate identification of juveniles to species level
living benthic foraminifera for environmental monitoring. At our
may be difficult. This is important, as in addition to its accuracy,
study sites, [O2 ]tos reflects a disturbance gradient. Living ben-
a bio-indicator should ideally be fast and easy to apply if it is
thic foraminiferal assemblages diversity (the effective number of
to be widely adopted. Since the information lost by just using
species of complete living assemblages) is significantly correlated
the coarse (>125 ␮m) fraction is small, this is an adequate choice
with [O2 ]tos (Table 3). Improved EcoQS as reflected by foraminiferal
for calculation of diversity and assemblage indices for monitoring
diversity is observed along with increasing oxygen concentra-
EcoQS.
tions. Disturbed stations, i.e. here exposed to anoxic conditions,
are classified as reflecting “bad” EcoQS based on foraminiferal
4.1.4. Analyses of wet vs dry samples diversity (Fig. 5). On the other hand, well-oxygenated stations are
To obtain the most complete picture possible of the ranked from “moderate” to “high” EcoQS using the diversity index
foraminiferal assemblages (i.e. including soft- as well as hard- exp(H bc ). We obtained a clear pattern from bad to high EcoQS
shelled forms) in the study areas, all living foraminiferal samples using living benthic foraminifera, and this is in accordance with the
were wet-counted. However, we did not obtain a substantially bet- bottom-water oxygen gradient ([O2 ]tos ). Indeed, different studies
ter correlation with bottom water [O2 ]tos by including the fragile reported drops in benthic foraminiferal diversity in response to a
forms in the computation of the diversity indices. The fact that the gradient of disturbance (Alve et al., 2009; Elshanawany et al., 2011;
fossilisable fraction of the living assemblages correlates better with Mojtahid et al., 2008). Exceptions are reported at stations in Top-
the bottom water [O2 ]tos than the fragile, non-fossilisable compo- dalfjord (6) and Groosefjord (G50, G60 and G69) with normoxic
nent (Table 3) has important implications for the use of benthic conditions at the time of sampling but low diversity, and therefore
foraminifera as palaeoecological status (PalaeoEcoQS) indicators. “bad” EcoQS. Stations 6, G50, G60 and G69 had experienced peri-
It implies that, in the present study, the signal contained in the ods of severe hypoxia over the past 2 years. The minimum value
fossilisable assemblage diversity provides an accurate picture of during the recent past at each site captures the extreme condi-
the present-day environmental conditions. This means that even tions which the foraminifera have experienced. They have higher
if most of the fragile living forms will not be preserved in the fos- TOC concentrations than stations with similar bottom-water oxy-
sil assemblages, the signal given by fossil assemblages would give gen concentration at the time of sampling. Buhl-Mortensen et al.
a good picture of the palaeoenvironmental conditions. This shows (2009) reported that fjords in Southern Norway with low histori-
that in the present study areas, using the dry-picking method is cal oxygen level also had in general a high carbon content in the
adequate for reliably defining EcoQS based on benthic foraminiferal surface sediment. This may indicate that although bottom-water
diversity. Dry-picking is advantageous because it is quicker. On the [O2 ]tos is a good predictor of the foraminiferal diversity (and bet-
other hand, analysing the assemblages in the wet state makes it ter than TOC), [O2 ]tos in the near-bottom water is not the variable
easier to distinguish between stained and unstained specimens, that the infaunal foraminifera are actually responding to. Sediment
particularly for some agglutinated and opaque miliolid forms. To pore-water conditions are more direct drivers of foraminiferal com-
some extent, this can be compensated for by wetting or crushing munity composition, but will in fjord systems, usually be correlated
the tests. with the properties of the bottom water.
74 V.M.P. Bouchet et al. / Ecological Indicators 23 (2012) 66–75

In this study, we are suggesting that using the 0–1 cm, >125 ␮m, “type-specific” (Krause-Jensen et al., 2005) to decrease the risk
living dry-picked assemblages would give an accurate evaluation of misinterpreting EcoQS. Criteria established in this study would
of the EcoQS. Using this suggested method means recording fewer then need to be adjusted at each site for a more accurate use of
species of the living assemblages, criteria has thus been adjusted benthic foraminifera diversity as a bio-monitoring tool.
(Table 2), as diversity values cannot be as high as for the complete
living assemblages. We manage to highlight the gradient of dis- 5. Conclusion
turbance using this method. Comparing EcoQS derived from the
complete living assemblages and from this less-time consuming In this study, we show that consistent evaluation of ecological
method, we obtain almost a full agreement in the classification quality status (EcoQS) using the effective number of species derived
(unacceptable or acceptable), with disagreements at only 4 stations from living (stained) benthic foraminifera can be obtained by sam-
(Table 1). pling the 0–1 cm of sediment, pick about 250 living individuals
Consequently, diversity-based indices derived from benthic liv- of fossilisable species (i.e. dry-picked) from the >125 ␮m-fraction
ing foraminifera seem to be an adequate method to highlight of each of three replicates per station. Sampling and process-
a gradient of disturbances, and to determine EcoQS. However, ing benthic foraminiferal samples using this method provide a
it needs to be adjusted and further tested against natural or quick and efficient method to evaluate EcoQS. Correlation between
human-induced disturbances other than oxygen and in different living foraminiferal diversity and [O2 ]tos , as well as correlation
environments. between complete community data (here surface 0–2 cm, >63 ␮m,
living (stained) foraminifera) and [O2 ]tos , suggest that benthic
4.3. Determine reference conditions using fossil benthic foraminifera can be an efficient bio-monitoring tool to evaluate
foraminifera EcoQS. At the moment, researchers are having problems finding and
corroborating “true” reference conditions in present-day ecosys-
Since the assessment of ecological quality is based on the tems. Since foraminifera are preserved in the fossil record, it would
extent of deviation from reference conditions (WFD, 2000/60/EC), be possible to use this biological element to evaluate PalaeoE-
it is crucial to know the “true” reference conditions to obtain a coQS and estimate “true” reference conditions. The use of benthic
valid classification. Currently, environmental monitoring studies foraminifera as a bio-monitoring tool would be a benefit for envi-
use samples from similar and supposedly non-impacted environ- ronmental monitoring programs worldwide. It nevertheless needs
ments as reference conditions or use expert judgment to define to be further assessed and tested in other ecosystems and against
it (e.g. Bigot et al., 2008; Borja and Tunberg, 2011; Borja et al., different types of pollution pressures.
2012; Bouchet and Sauriau, 2008; Muxika et al., 2007). Use of
historical data, as suggested by the WFD, would provide an objec-
Acknowledgements
tive way of defining reference conditions but such data are rarely
available. Alternatively, Alve et al. (2009) suggested that benthic
We are grateful to the crew of the R/V Trygve Braarud; S. Holm,
foraminifera have a good potential to be used to determine refer-
J. Sundøy and T.E. Baade. Thanks are also due to M. Hollerbach,
ence conditions using the fossil record, provided possible impacts
E. Oug and J. Håvardstun for assistance during fieldwork, and Y.
of taphonomic processes are considered. To what extent the sig-
Descatoire for graphics. We thank Dr. B. Hayward and an anony-
nal contained in the living assemblages is preserved in the dead
mous reviewer for constructive comments. We also want to thank
ones remains uncertain. In this study, diversity of living fossilisable
J. Magnusson and J. Aure for providing Min[O2 ]2 years data, and S.
and dead assemblages are correlated. This indicates that in areas
Hess, N. Reuss, C. Duffield and J.W. Murray for useful discussions
with minimal tidal influence (minimal transport of tests) and sed-
and constructive comments on the manuscript. This study was sup-
iment accumulation rates of one or a few mm year−1 (common in
ported by the Norwegian Research Council-funded project PES (no.
S Norwegian fjords), the diversity of dead assemblages can be used
184870) “Paleoecological reconstructions of marine soft-bottom
as a proxy for the diversity of past (late summer) living commu-
Ecologic Status and in situ reference conditions: calibrating benthic
nities. This correlation suggests that the environmental signal in
foraminifera with macrofauna and hydrographic data”. V.M.P.B. is
the living foraminifera is well preserved in the fossil record. Hence,
supported through the PES project by a post-doctoral fellowship.
analyses of fossil benthic foraminifera allow for reconstruction of
PalaeoEcoQS back to pre-impacted times (i.e. reference conditions).
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