:
effectiveness of the barangay conciliation
[G.R. No. 96914. July 23, 1992.] proceedings as a mode of dispute resolution, the
above-quoted provision is couched in mandatory Petitioner Cecilia U. Ledesma prays before this Court
CECILIA U. LEDESMA, Petitioner, v. THE HON. language. Moreover, pursuant to the familiar maxim for the reversal of the Decision of the respondent
COURT OF APPEALS, and JOSE T. DIZON, in statutory construction dictating that ‘expressio Court of Appeals of August 30, 1990 1 ordering the
Respondents. unius est exclusio alterius,’ the express exceptions dismissal of her ejectment complaint before the
made regarding minors and incompetents must be Manila Metropolitan Trial Court for lack of cause of
Edgar V. Mendoza and Epifania N. Mendoza for construed as exclusive of all others not mentioned. action due to non-compliance with Sections 6 and 9
Petitioner. Petitioner’s non-compliance with Secs. 6 and 9 of of P.D. 1508 (Katarungang Pambarangay Law) as
P.D. 1508 legally barred her from pursuing the well as the Resolution of January 7, 1991 2 denying
Gaudioso C. de Lunas for Private Respondent. ejectment case in the MTC of Manila. Having arrived petitioner’s Motion for Reconsideration of said
at this conclusion, there is no need for Us to discuss Decision.
the other issues involved.
SYLLABUS The facts of this case as summarized by the petitioner
2. ID.; ID.; IN CASE AT BAR, ISSUE OF in her Memorandum are as
NON-COMPLIANCE WITH SECTIONS 6 AND 9 follows:jgc:chanrobles.com.ph
1. REMEDIAL LAW; PRESIDENTIAL OF P.D. 1508 RAISED IN TRIAL COURT BY
DECREE NO. 1508; PERSONAL ALLEGATIONS IN THE ANSWER. — We do not "Petitioner is the owner-lessor of an apartment
CONFRONTATION BETWEEN PARTIES agree with petitioner that the issue of non-compliance building located at 800-802 Remedios Street, Malate,
MANDATED BY SECTION 9 THEREOF; with Sections 6 and 9 of P.D. 1508 was raised only Manila. Two (2) units of said apartment building
RATIONALE; EXCEPTIONS TO PERSONAL for the first time in the Court of Appeals. When were leased (now being unlawfully occupied) to
CONFRONTATION; CASE AT BAR. — As stated private respondent stated that he was never private respondent at monthly rates of P3,450.00 for
earlier, Section 9 of P.D 1508 mandates personal summoned or subpoenaed by the Barangay the unit/apartment located at 800 Remedios Street,
confrontation of the parties because: ". . . a personal Chairman, he, in effect, was stating that since he was Malate, Manila and P2,300.00 for the unit/apartment
confrontation between the parties without the never summoned, he could not appear in person for located at 802 Remedios Street, Malate, Manila,
intervention of a counsel or representative would the needed confrontation of the parties before the respectively, . . . .
generate spontaneity and a favorable disposition to Lupon Chairman for conciliation and/or amicable
amicable settlement on the part of the disputants. In settlement. Without the mandatory personal "Said lease was originally covered by written
other words, the said procedure is deemed conducive confrontation, no complaint could be filed with the contracts of lease both dated December 10, 1984 and
to the successful resolution of the dispute at the MTC. Private respondent’s allegation in paragraph 4 except for the rates and duration, the terms and
barangay level." Petitioner tries to show that her of his Answer that he was never summoned or conditions of said contracts were impliedly renewed
failure to personally appear before the Barangay subpoenaed by the Barangay Chairman; that plaintiff on a `month-to-month’ basis pursuant to Article 1670
Chairman was because of her recurring psychological has no cause of action against him as alleged in of the Civil Code.
ailments. But for the entire year of 1988 — paragraph 7 of the Answer; and that the certification
specifically September to December 6 -- there is no to file action was improperly issued in view of the "One of the terms and conditions of the said Contract
indication at all that petitioner went to see her foregoing allegations thereby resulting in non- of Lease, that of monthly rental payments, was
psychiatrist for consultation. The only conclusion is compliance with the mandatory requirements of P.D. violated by private respondent and that as of October
that 1988 was a lucid interval for petitioner. There No. 1508, as stated in paragraph 8 of the Answer are 31, 1988, said private respondent has incurred arrears
was, therefore, no excuse then for her non- in substantial compliance with the raising of said for both units in the total sum of P14,039.00 for
appearance at the Lupon Chairman’s office. issues and/or objections in the court below. which letters of demand were sent to, and received
Petitioner, not having shown that she is incompetent, by, private Respondent.
cannot be represented by counsel or even by
attorney-in-fact who is next of kin. As explained by DECISION "Upon failure of private respondent to honor the
the Minister of Justice with whom We agree: "To demand letters, petitioner referred the matter to the
ensure compliance with the requirement of personal Barangay for conciliation which eventually issued a
certification to file action. Petitioner was assisted by law, established jurisprudence, and evidence on
her son, Raymond U. Ledesma, (who is not a lawyer) record; while Section 9 states that:jgc:chanrobles.com.ph
during the barangay proceeding as she was suffering
from recurring psychological and emotional ailment 3. In giving undue weight and credence to the "SEC. 9. Appearance of parties in person. — In all
as can be seen from the receipts and prescriptions self-serving allegations of the private respondent that proceedings provided for herein, the parties must
issued by her psychiatrist copies of which are summons was not served him, contrary to law, appear in person without the assistance of
attached as Annexes `E-E10’ of the said Petition. established jurisprudence and evidence on record. counsel/representative, with the exception of minors
and incompetents who may be assisted by their next
"Due to the stubborn refusal of the private respondent 4. In disregarding the well-known principle of of kin who are not lawyers."cralaw virtua1aw library
to vacate the premises petitioner was constrained to law that barangay authorities are presumed to have
retain the services of counsel to initiate this ejectment performed their official duties and to have acted Petitioner submits that said issue, not having been
proceeding." 3 regularly in issuing the certificate to file action and raised by private respondent in the court below,
grossly and manifestly erred in making an opposite cannot be raised for the first time on appeal, specially
The Metropolitan Trial Court, Branch 10, Manila, conclusion to this effect, contrary to law, established in the Court of Appeals, citing Saludes v. Pajarillo. 7
rendered a decision on June 21, 1989 ordering private jurisprudence and evidence on record. Private respondent had waived said objection,
respondent to vacate the premises, to pay rentals following the line of reasoning in Royales v.
falling due after May 1989 and to pay attorney’s fees 5. In not holding that the settlement was Intermediate Appellate Court. 8
in the amount of P2,500.00. 4 The Regional Trial repudiated, contrary to law and evidence on record.
Court of Manila, Branch IX, on appeal, affirmed the Private respondent denies having waived the defenses
MTC ruling except for the award of attorney’s fees 6. In not affirming the judgment rendered by of non-compliance with Sections 6 and 9 of P.D.
which it reduced to P1,000.00. 5 the Metropolitan Trial Court and Regional Trial 1508. His Answer before the Metropolitan Trial
Court below. Court, specifically paragraphs 4, 7 & 8, substantially
Private respondent, however, found favor with the raised the fact of non-compliance by petitioner with
respondent Court of Appeals when he elevated the Petitioner assails private respondent for raising the Sections 6 and 9 of P.D. 1508 and consequently,
case in a Petition for Review, when it ruled, issue of non-compliance with Sections 6 and 9 of subjected petitioner’s complaint to dismissal for lack
thus:jgc:chanrobles.com.ph P.D. 1508 only in his petition for review with the of cause of action, to wit:chanrob1es virtual 1aw
appellate court and which mislead the court to library
"IN VIEW WHEREOF, the Decision dated October erroneously dismiss her complaint for ejectment.
13, 1989 of the RTC of Manila, Br. IX in Civil Case x x x
No. 89-49672 is reversed and set aside and the Section 6 of P.D. 1508 states:jgc:chanrobles.com.ph
Complaint for Ejectment against petitioner is
dismissed for lack of cause of action. No costs." 6 "SEC. 6. Conciliation pre-condition to filing of "4. Answering defendant denies the allegations
complaint. — No complaint, petition, action or of paragraph 8, the truth of the matter being that he
Thus, this appeal, raising several assignments of proceeding involving any matter within the authority was not duly summoned nor subpoenaed by the
error, namely, that the Court of Appeals erred — of the Lupon as provided in Section 2 hereof shall be Barangay Chairman, who issued the alluded
filed or instituted in court or any other government certification, to appear for hearing." 9
1. In holding that private respondent raised the office for adjudication unless there has been a
issue of non-compliance with Sections 6 and 9 of confrontation of the parties before the Lupon x x x
P.D. 1508 in the lower court when in fact and in truth Chairman or the Pangkat and no conciliation or
his answer and position paper failed to do so, settlement has been reached as certified by the Lupon
contrary to evidence on record; Secretary or the Pangkat Secretary, attested by the "7. Plaintiff has no cause of action against
Lupon or Pangkat Chairman, or unless the settlement answering defendant.
2. In failing to consider that private respondent has been repudiated. . . .
had waived his right to question the lack of cause of "8. The certification to file action (annex D of
action of the complaint, if there is any, contrary to x x x the complaint) was improperly or irregularly issued
as the defendant was never summoned nor
subpoenaed by the Barangay Chairman to appear for issued by her psychiatrist copies of which are lucid interval for petitioner. There was, therefore, no
hearing in connection with the alleged complaint of attached herewith as Annexes ‘E-E10’."cralaw excuse then for her non-appearance at the Lupon
the plaintiff. In effect the mandatory provision of virtua1aw library Chairman’s office.
P.D. 1508 was not complied with warranting the
dismissal of the instant complaint."cralaw virtua1aw However, as found out by the respondent Petitioner, not having shown that she is incompetent,
library court:jgc:chanrobles.com.ph cannot be represented by counsel or even by
attorney-in-fact who is next of kin. 16
x x x 10 "We agree with the petitioner that private respondent
Cecile Ledesma failed to comply with section 6 of As explained by the Minister of Justice with whom
We do not agree with petitioner that the issue of non- P.D. 1508. The record of the case is barren showing We agree:jgc:chanrobles.com.ph
compliance with Sections 6 and 9 of P.D. 1508 was compliance by the private Respondent. Indeed, the
raised only for the first time in the Court of Appeals. documentary evidence of the private respondent "To ensure compliance with the requirement of
When private respondent stated that he was never herself attached to the complaint buttresses this personal confrontation between the parties, and
summoned or subpoenaed by the Barangay conclusion. They show that it is not the private thereby, the effectiveness of the barangay
Chairman, he, in effect, was stating that since he was respondent but her son, Raymund U. Ledesma, and conciliation proceedings as a mode of dispute
never summoned, he could not appear in person for her lawyer, Atty. Epifania Navarro who dealt with resolution, the above-quoted provision is couched in
the needed confrontation of the parties before the the petitioner regarding their dispute. Thus, the mandatory language. Moreover, pursuant to the
Lupon Chairman for conciliation and/or amicable demand letter dated October 18, 1988 sent to the familiar maxim in statutory construction dictating
settlement. Without the mandatory personal petitioner for payment of rentals in the sum of that `expressio unius est exclusio alterius’, the
confrontation, no complaint could be filed with the P14,039.00 was signed by Raymund Ledesma. On express exceptions made regarding minors and
MTC. Private respondent’s allegation in paragraph 4 the other hand, the demand letter dated November 14, incompetents must be construed as exclusive of all
of his Answer that he was never summoned or 1988 was signed by Atty. Epifania Navarro. More others not mentioned." 17
subpoenaed by the Barangay Chairman; that plaintiff telling is the Certification to File Action signed by
has no cause of action against him as alleged in Barangay Chairman, Alberto A. Solis where it Petitioner’s non-compliance with Secs. 6 and 9 of
paragraph 7 of the Answer; and that the certification appears that the complainant is Raymund U. P.D. 1508 legally barred her from pursuing the
to file action was improperly issued in view of the Ledesma and not the private Respondent." 13 ejectment case in the MTC of Manila. 18 Having
foregoing allegations thereby resulting in non- arrived at this conclusion, there is no need for Us to
compliance with the mandatory requirements of P.D. As stated earlier, Section 9 of P.D. 1508 mandates discuss the other issues involved.
No. 1508, as stated in paragraph 8 of the Answer are personal confrontation of the parties
in substantial compliance with the raising of said because:jgc:chanrobles.com.ph WHEREFORE, the questioned decision and
issues and/or objections in the court below. resolution of the respondent Court are affirmed in
". . . a personal confrontation between the parties toto with treble costs against petitioner.
Petitioner would like to make it appear to this Court without the intervention of a counsel or
that she appeared before the Lupon Chairman to representative would generate spontaneity and a SO ORDERED.
confront private Respondent. She stated in her favorable disposition to amicable settlement on the
Petition 11 and her Memorandum 12 part of the disputants. In other words, the said
that:jgc:chanrobles.com.ph procedure is deemed conducive to the successful
resolution of the dispute at the barangay level." 14
"Upon failure of private respondent to honor the
demand letters, petitioner referred the matter to the Petitioner tries to show that her failure to personally
barangay for conciliation which eventually issued a appear before the Barangay Chairman was because of
certification to file action. Petitioner was assisted by her recurring psychological ailments. But for the
her son, Raymond U. Ledesma, (who is not a lawyer) entire year of 1988 15 — specifically September to
during the barangay proceeding as she was suffering December 6 — there is no indication at all that
from recurring psychological and emotional ailment petitioner went to see her psychiatrist for
as can be seen from the receipt and prescriptions consultation. The only conclusion is that 1988 was a
Republic of the Philippines there was no need for such referral because Domingo court as for indirect contempt of court upon
SUPREME COURT had clearly indicated, by his refusal to appear before application filed therewith by the Lupon Chairman,
Manila the Punong Barangay, that no extrajudicial settlement the Pangkat Chairman, or by any of the parties.
was possible between him and his brother. 6 Manuel Further, such refusal or willful failure to appear shall
FIRST DIVISION is now before us to question this decision. be reflected in the records of the Lupon Secretary or
in the minutes of the Pangkat Secretary and shall bar
G.R. No. L-85475 June 30, 1989 We hold for the petitioner. the complainant from seeking judicial recourse for
the same cause of action, and the respondent, from
MANUEL A. RAMOS, petitioner, The applicable provisions of P.D. No. 1508 filing any counterclaim arising out of or necessarily
vs. (Emphasis supplied) are as follows: connected therewith.
THE HONORABLE COURT OF APPEALS and
DOMINGO RAMOS, respondents. SEC. 4. Procedure for amicable settlement. — xxx
a) Who may initiate proceedings. — Any individual SEC. 6. Conciliation, pre-condition to filing of
who has a cause of action against another individual complaint. — No complaint, petition, action or
CRUZ, J.: involving any matter within the authority of the proceeding involving any matter within the authority
Lupon as provided in Section 2 may complain orally of the Lupon as provided in Section 2 hereof shall be
Domingo Ramos authorized his brother Manuel or in writing, to the Barangay Captain of the filed or instituted in court or any other government
Ramos to sell his share of certain lands owned by barangay referred to in Section 3 hereof. office for adjudication unless there has been a
them in common with their other brothers and sisters. confrontation of the parties before the Lupon
Manuel did. Later, Domingo revoked the power of b) Mediation by Barangay Captain. — Upon receipt Chairman or the Pangkat and no conciliation or
attorney and demanded an accounting from Manuel. of the complaint, the Barangay Captain shall within settlement has been reached as certified by the Lupon
Manuel refused. Domingo then filed a complaint with the next working day summon the respondent/s, with Secretary or the Pangkat Secretary, attested by the
the Punong Barangay of Pampanga, Buhangin notice to the complainant's for them and their Lupon or Pangkat Chairman, or unless the settlement
District, City of Davao, which was docketed as Case witnesses to appear before him for a mediation of has been repudiated.
No. 008-87. 1 The Punong Barangay scheduled a their conflicting interests. If he fails in his effort
hearing on March 14, 1987. 2 Manuel appeared but within fifteen (15) days from the first meeting of the It is clear from the above rules that the dispute should
Domingo did not. He was represented, however, by parties before him, he shall forthwith set a date for not have ended with the mediation proceedings
his wife who said her husband wanted to avoid a the constitution of the Pangkat in accordance with the before the Punong Barangay because of his failure to
direct confrontation with his brother. 3 She requested provisions of Section 1 of this Decree. effect a settlement between the brothers. One purpose
that the Punong Barangay issue a certification that no of P.D. 1508 is precisely to effect a confrontation
settlement had been reached so a complaint could be c) Hearing before the Pangkat. — The Pangkat shall between the parties in the hope that they can resolve
filed in court. The Punong Barangay complied. 4 convene not later than three (3) days from its their differences without resort to the courts of
Thereupon, Domingo sued Manuel in the Regional constitution, on the day and hour set by the Barangay justice. Obviously, this purpose would be nullified if
Trial Court of Davao City, also for accounting, in Captain, to hear both parties and their witnesses, the matter were to be considered closed simply
Civil Case No. 18560-87. simplify issues, and explore all possibilities for because either of the parties refuses to confront the
amicable settlement. For this purpose, the Pangkat other.
Manuel moved to dismiss the complaint on the may issue summons for the personal appearance of
ground of non-compliance with the requirements of parties and witnesses before it. It was not for the Punong Barangay to say that
P.D. No. 1508. Specifically, he cited the failure of the referral to the Pangkat was no longer necessary
Punong Barangay to refer the dispute to the Pangkat xxx merely because he himself had failed to work out an
ng Tagapagkasundo after the unsuccessful mediation agreement between the petitioner and the private
proceedings convened by him. The motion was d) Sanctions. — Refusal or willfull failure of any respondent. Indeed, it is possible that the Pangkat
denied. 5 Manuel then filed with this Court a petition party or witness to appear in compliance with the could have exerted more efforts and succeeded
for certiorari which we referred to the Court of summons issued pursuant to the preceding two (2) (where he had not) in resolving the dispute. The
Appeals. That court denied the petition. It held that paragraphs may be punished by the city or municipal Punong Barangay could in fact have even issued
summons to compel the attendance of Domingo justifiable. Mere refusal to appear at the
Ramos, who was the complainant himself in the confrontation as required by the law, when the party
mediation hearing. It seems the Punong Barangay invoking P.D. 1508 is the one who disregarded it, is
had not tried hard enough. In any event, the not a justifiable reason.
certification he issued was certainly premature and
did not authorize immediate recourse to judicial It remains to add that the other purpose of the
action. Katarungang Pambarangay Law is to relieve the trial
courts of cases among neighbors that hopefully can
The case of Alinsugay v. Cagampang, 7 which was be settled through the mediation of their peers in
applied by respondent court, is not on all fours with peaceful and even friendly confrontations. This
the petition at bar. There the parties claiming non- purpose could be defeated if such cases were allowed
compliance with P.D. 1508 were the very parties who immediate access to the already clogged judicial
did not appear at the mediation proceedings before dockets simply because one of the parties is
the Punong Barangay. The defendants in the case unwilling to submit to justice at the barangay level.
were the respondents who had earlier disregarded the
Katarungang Pambarangay Law and were later WHEREFORE, the petition is GRANTED and the
inconsistently invoking its provisions. appealed decision is REVERSED. The respondent
judge is ordered to DISMISS Civil Case No. 18560-
In the case before us, it is Manuel Ramos, the 87. Costs against the private respondent.
respondent in the barangay proceedings, who actually
appeared therein and is now invoking the non- S0 ORDERED.
appearance of Domingo Ramos, the complainant
himself. Domingo, the herein private respondent, is
the party who did not appear to support his own
complaint before the Punong Barangay. He invoked
the Punong Barangay's jurisdiction and then
disregarded it. Under Section 4(d), he is now barred,
as complainant in the barangay proceedings, "from
seeking judicial recourse for the same cause of
action."