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PERGAMON Computers and Structures 68 (1998) 461±472

The use of dynamic characteristics for the optimal design


of arches
A. Bensalem, A. Sibbald, C. A. Fair®eld
Department of Civil & Transportation Engineering, Napier University, 10 Colinton Road, Edinburgh, EH10 5DT, U.K.
Received 18 January 1997; accepted 6 February 1998

Abstract

The objective of this work was to develop a method enabling the optimal design of arch bridges based on their
modal characteristics. The relationship between the resonant frequencies, a function of mass and sti€ness, and the
load carrying capacity of the arches was investigated. Natural frequency and dynamic direct implicit time
integration analyses were performed to determine the resonant frequencies and analyse the responses to impact
loading. Their collapse loads, under di€erent loading regimes, were also investigated using elasto-plastic non-linear
®nite element analysis. The collapse loads were found to be related to the resonant frequencies and an optimal
design could therefore be achieved. Under vertical loading, arches with span to rise ratios between 4 and 5 had both
the highest resonant frequencies and collapse loads. The proposed method is simple and applicable to other
structures as a design optimization tool. # 1998 Elsevier Science Ltd. All rights reserved.

Keywords: Optimization; Arch bridges; Dynamic analysis; Finite element analysis

1. Introduction shapes of vibrating prismatic shells and folded plate


structures. A ®nite strip method was used to determine
In recent years there have been signi®cant advances in the resonant frequencies and mode shapes. The funda-
computer technology and there is a growing trend mental frequency was maximized by changing the
towards the use of computer-based modelling in struc- thickness and shape design variables de®ning the cross-
tural design and analysis procedures. Engineers are section, with the constraint that the total structure's
often confronted with the problem of choosing the cor- volume remained constant. Bhatt and Bensalem [3, 4]
rect structural dimensions consistent with a safe, cost- developed a method for optimising slab reinforcement
e€ective, aesthetically appealing balanced design. The details using non-elastic stress ®elds. They found, both
object of this investigation was to develop an optimiz- numerically and experimentally, that using high levels
ation method, based on modal analysis, that can help of plasticity stress distribution leads to a smoother lay-
engineers reach decisions on the geometry of the struc- out of steel and a more economical design. Bushnell
ture to be designed. The method was tested on steel and Bushnell [5] developed an approximate method for
arch rings, where the main design parameter was the the optimum design of ring and stringer sti€ened
span to rise ratio, s. cylindrical panels and shells. They investigated the
Many researchers have investigated various struc- likely buckling modes arising from three di€erent types
tural parameters for design optimisation. Hinton et of internal imperfections and fed these forward into a
al. [1] developed an optimisation method for variable minimum weight design.
thickness plates and shells. They investigated the opti- In the present work the problem of buckling was
mum thickness distribution as the geometric form of ignored: a full literature list appears in Kang et al. [6].
the structure changed from a plate to a deep shell. It was assumed that the structure would fail in bending
Hinton et al. [2] proposed a method for optimizing the and not through instability. This work aims to look at

0045-7949/98/$19.00 # 1998 Elsevier Science Ltd. All rights reserved.


PII: S 0 0 4 5 - 7 9 4 9 ( 9 8 ) 0 0 0 9 2 - 3
462 A. Bensalem et al. / Computers and Structures 68 (1998) 461±472

arch behaviour at di€erent span to rise ratios under


‰‰KŠ ÿ l‰MŠŠ‰fŠ ˆ 0 …1†
di€erent load regimes. Correlation of the arches' col-
lapse load with its modal characteristics was achieved [K] and [M] are the arches' global sti€ness and mass
and used as the basis for design optimization. matrices respectively. The eigenvalues, li are the free
Three ®nite element analyses were carried out. vibration frequencies, o2i (in units of (radsÿ1)2). The
Firstly, natural frequency analysis was performed to matrix [f] is composed of the eigenvectors {fi} repre-
extract the arches' resonant frequencies and mode senting the mode shape vectors.
shapes. Secondly, the arches were subjected to transi-
ent impact loading to analyse their dynamic responses
3.2. Dynamic ®nite element analysis
in both time and frequency domains. Finally, the struc-
tures were loaded to failure to study their behaviour
To simulate the dynamic time domain response of
under concentrated and uniformly distributed loads,
the arches to transient impact loading, the formulation
using a non-linear ®nite element model. The data, hav-
given by Eq. (2) was used.
ing the bene®t of being that required for the condition
monitoring/non-destructive testing of arch bridges, is ‰MŠf _
u…t†g ‡ ‰CŠfu…t†g ‡ ‰KŠfu…t†g ˆ fF…t†g …2†
thus dual purpose.
In Eq. (2), {uÈ(t)}, {uÇ (t)} and {u(t)} are the nodal accel-
eration, velocity, and displacement vectors of the struc-
ture respectively. {F(t)}is the time dependent impact
2. The structural properties of the arches modelled
force vector applied to the structure. The matrix [C]
represents the damping coecient of the structure
A total of seven arches each with constant span, L
which was assumed to have no e€ect in the present
of 2 m; ring thickness, t of 0.1025 m; and width, B
analysis. Eq. (2) represents a di€erential equation
across the span of 1.114 m were analysed. The arches'
which was numerically integrated using direct implicit
span to depth ratios were varied so that 2 R sR 8. All
time integration. The Newmark scheme [7] was used
the arches were analysed as if they were of steel con-
for its solution.
struction having a uniaxial yield strength, sy of 480
Since the load applied was very small, the steel com-
Nmmÿ2 and modulus of elasticity, E of 195 kNmmÿ2.
prising the arch was considered to be perfectly elastic.
The post-yielding behaviour of the steel was assumed
The arches' responses were obtained in the time
to fellow the second `line' of the adopted bi-linear ma-
domain and subsequently transformed to the frequency
terial model. The arches had ®xed supports at each
domain using a fast Fourier transform technique [8].
springer in both the x and y-directions. The arches
The adopted numerical model has already provided
were of uniform cross-section along their spans.
good predictions of the behaviour of arcuate structures
made of brickwork [9, 10]. It should be emphasized
that the behaviour of steel arches is di€erent from
3. The ®nite element model adopted
those constructed with concrete or masonry materials.
The steel arches have higher resonant frequencies com-
In order to have con®dence in the accuracy of the
pared to those in concrete or masonry, however the
®nite element analysis a sensitivity study was carried
trend of changes in the resonant frequencies as well as
out with mesh size as the input variable. Mesh discreti-
the mode shapes are similar. The main di€erence is in
zations of 3  30 and 3  15 were found to be ade-
the arches' behaviour when loaded up to onset of non-
quate for the analysis of full and half span models
linearity; that is cracking (or crushing) for brickwork
respectively. The full span model was adopted for the
or concrete and yielding for steel arches. The arches
natural frequency analysis and for all asymmetric load
constructed of brickwork or concrete have very low
cases; for symmetrical load cases the half span model
tensile strength compared to those of steel. In this
was used to minimize CPU and post-processing time.
work the dynamic behaviour of the arches was only
An eight noded, isoparametric, 2-D element was
studied at low levels of loading insucient to cause
adopted throughout. Nine point, 3  3 Gaussian inte-
non-linearity.
gration was used over each element. The following sec-
tions describe the di€erent analyses undertaken.
3.3. Non-linear static ®nite element analysis for collapse
3.1. Natural frequency analysis load estimation

The usual modal analysis of an undamped ®nite el- For this analysis the steel comprising the arches was
ement system was carried out by performing the sol- assumed to be in a state of plane stress. It was mod-
ution of the classical eigenvalue problem presented in elled as an elasto-plastic continuum with yield being
Eq. (1). governed by the von Mises criterion [11] whilst obeying
A. Bensalem et al. / Computers and Structures 68 (1998) 461±472 463

the normality rule [12]. In terms of principal stresses, If no strain hardening is allowed, di€erentiating the
s1 and s2, the yield criterion can be represented in yield criterion gives Eq. (11) below.
dimensionless form by Eq. (3). @F @F @F
 2     2 dF ˆ dsx ‡ dsy ‡ dtxy ˆ 0 …11†
s1 s1 s2 s2 @sx @sy @txy
ÿ ‡ ˆ1 …3†
sy sy sy sy This may also be expressed in the form given by
If strain hardening is taken into account then the uni- Eq. (12).
axial yield stress, sy increases with plastic strain. aT ds ˆ 0 …12†

3.3.1. Incremental stress±strain relationships Multiplying both sides of Eq. (8), the expression for
In the following section the salient equations dE, by aT D, gives Eq. (13).
involved in the adopted elasto±plastic constitutive aT DdE ˆ aT D‰DŠÿ1 ds ‡ aT D dl a …13†
model are summarised.
T
The total strain increment dE is the sum of dEe repre- Noting that, according to (12), a ds is equal to zero
senting the elastic component of the strain and dEp and that D[D]ÿ1=1, the following expression, Eq. (14)
representing the irreversible plastic component of the may be obtained for dl:
strain as shown in Eq. (4).
aT DdE
dl ˆ …14†
dE ˆ dEe ‡ dEp …4† aT Da
The elastic strain increment is calculated in the conven- Knowing the value of dl the incremental stress±strain
tional way as Eq. (5) below. relationship in the plastic region is given by Eq. (15).
 
dEe ˆ ‰DŠÿ1 ds …5† DaaT D
ds ˆ D ÿ T dE …15†
a Da
Here, ds is the incremental stress vector and D is the
elasticity matrix. In this formulation, it is assumed that A bi-linear stress±strain relationship was adopted and
the material is isotropic and the familiar equations in an incremental iterative procedure was used [12, 13]. A
terms of Young's modulus and Poison's ratio are used load factor of 0.5 of the applied load of 42 kN was
to calculate each element of the D matrix. Using the used at the ®rst increment of each analysis. This incre-
normality rule, a relationship between plastic strain mental load factor was applied for the other incre-
increment, dEp and the corresponding stress increment, ments and automatically reduced if convergence was
ds is obtained. Following on from this the incremental not reached at subsequent increments. This was
plastic strain dEp is normal to the yield surface at the achieved by using the previous incremental load factor
point considered, and is given by Eq. (6). and storing the current state of the arch, e.g. sti€ness
matrices, for the converged increment. A maximum of
dEp ˆ dla …6†
30 iterations at each increment were allowed in all ana-
We can also further de®ne the yield function as shown lyses. Using di€erent values for the tolerance of 5, 4, 3,
in Eq. (7). 2 and 1%, it was found that the results were similar. A
    tolerance of 2% was adopted. The element sti€ness
@F @F @F @F
ˆ aT ˆ ; ; …7† was computed at the ®rst iteration of the ®rst incre-
@s @sx @sy @txy ment and at each of the subsequent iterations if con-
The yield criterion function, F de®nes the yield surface vergence was not obtained in the ®rst iteration.
and dl is a positive constant of proportionality, as yet
unde®ned, known as the plastic multiplier. Using the
above equations, the total strain increment dEp can be 4. Results
written as shown in Eq. (8) with the total stress incre-
ment then calculated by Eq. (9). The following sections presents the results of the
three analyses carried out namely: natural frequency
dE ˆ ‰DŠÿ1 ds ‡ dl a …8† analysis, implicit dynamic analysis, and non-linear sta-
tic analysis for collapse load determination.
ds ˆ DdE ÿ dlD a …9†
The yield function can be expressed in terms of stress, 4.1. Natural frequency analysis
s and strain hardening parameter, h. This is shown by
Eq. (10). The mode shapes of the four lowest modes of vi-
bration are presented in Fig. 1 for arches having
F…s; h† ˆ f …s† ÿ k…h† ˆ 0 …10† s = 2, 4, and 8. The ®rst and second modes of
464 A. Bensalem et al. / Computers and Structures 68 (1998) 461±472

vibration were independent of span to rise ratio, s: form of vibration underwent mode conversion to
they are longitudinal and vertical single bending modes double vertical bending as s increased. Fig. 2 shows
respectively. The third mode of vibration for s = 2 the resonant frequencies of the arch rings in relation to
and s = 3 was a double longitudinal bending. This their span to rise ratios. This shows that the resonant

Fig. 1. Mode shapes for various arches.


A. Bensalem et al. / Computers and Structures 68 (1998) 461±472 465

Generalising the results require reference to the


authors' previous work [14, 15] where a parametric
study on shape and ring thickness was carried out.
Key results in partial di€erential form were;
@f @f
ˆ12:2 Hz; 10;
@s @width=span
@f
ˆ0:2 Hz=mm:
@thickness
All the studied arches were circular segmental archesÐ
future research to ®nd the e€ect of geometry upon
elliptical arches is recommended.
Interestingly, this implied that there was an increase
in global sti€ness a€ecting the modes of vibration.
Fig. 2. The relationship between resonant frequencies and This led to the idea of investigating any possible re-
span to rise ratio. lationship between this sti€ness increase and the
arches' load carrying capacities. This will be discussed
frequency of the arches' vertical bending mode in the following sections. Although simple static elastic
increased up to s = 5; for s>5 the resonant frequen- load±de¯ection calculations could give the same result
cies decreased. The total mass of each arch is plotted as these dynamic calculations at much less cost, they
against s in Fig. 3: in general, as s increased the total would convey to the analyst nothing of the system
mass decreased. This is logical: at s = 2 the curved behaviour under dynamic or vibrating load regimes. In
length of the arch is maximised as the pro®le is semi- bridge design the aim is often not merely pursuit of
the optimal static sti€ness, but its achievement concur-
circular, as s increases the arch tends to the straight
rent with a safe magnitude±frequency response.
line shortest distance between the springers as s 4 1.
The resonant frequencies, as presented in Eq. (1), are a
function of the arch's mass and sti€ness. It was 4.2. Dynamic time integration
expected that the resonant frequencies would decrease
when the mass increased, because, in general, the res- The dynamic analysis was carried out to study the
onant frequencies are inversely proportional to the arches' responses to transient impact loading. The
square root of the total mass of the structure [14, 15]. arches were subjected to a load of the same amplitude.
This was not found to be the case, especially for the A time step of 0.4 ms was adopted throughout the
vertical bending type mode of vibration. The resonant analysis. Fig. 4 shows the displacement±time responses
frequency of the vertical bending mode of vibration for the arches having s = 2 and s = 3, when subjected
for s = 2 was 198 Hz, s = 5 was 366 Hz and s = 8 to vertical impact loading at the crown. The amplitude
was 304 Hz. The semicircular arch (s = 2) has a total of the vibration of the arch with s = 3 is 30% lower
mass some 40% greater than the total mass of the than the amplitude of the s = 2 arch. This decrease is
desirable in practice because the ¯atter, shallower arch
s = 5 arch: in contrast the value of the resonant fre-
will de¯ect less under this form of load. This may limit
quencies decreased for s>5.
structural damage due to trac loading. As mentioned
previously, the total mass of the arch also decreased as
s increased. This leads to a more economical design in
terms of the amount of raw material consumed, re-
duced mass requiring to be transported (usually by
road) to the construction site, and greatly reduced heavy
lift and site handling requirements during erection.
The arches' time domain responses were transformed
to the frequency domain. Fig. 5(a) and (b) show the in-
stantaneous spectra of the response at the crown. As s
increased, up to s = 5, the position of the peak repre-
senting the resonant frequency of the vertical bending
mode gradually shifts towards higher frequencies. The
results con®rmed those obtained by natural frequency
Fig. 3. The relationship between total mass and span to rise analysis. The amplitude of the spectra, at resonance,
ratio. was also decreasing as s increases.
466 A. Bensalem et al. / Computers and Structures 68 (1998) 461±472

Fig. 4. Displacement±time plot for force and response at the crown.

The ®rst mode of vibration was not seen in the re- the strip of 84 kN where yielded zones covered most
sponse signals. This was mainly because both the exci- of the arch. The onset of yield started at similar loads
tation force and measured response were in the vertical implying that sti€er arches having 4 R sR 5 behaved in
direction. To excite this mode the force and response a more ductile manner. This is desirable in practice as
must have a horizontal component. Purely vertical it leads to a safer design avoiding the inherent dangers
input excitation would do no work in an orthogonal of brittle failure.
direction and could not therefore excite any associated The particular correlation between sti€ness and load
modes of vibration. carrying capacity implicit in Fig. 6(a) is only applicable
for this geometry. Future research to develop design
4.3. Non-linear static ®nite element analysis for collapse charts covering a wider range of parameters;
load estimation span:thickness, span:width may be worthwhile. The
correlation discussed here would, in general terms
The arches' load carrying capacities were investi- apply universally but in details would change.
gated using a non-linear ®nite element model. The
arches were loaded with: a strip, or line load at the 4.3.2. Vertical strip, or line load at one 1/4-span point
crown, a strip, or line load at one 1/4-span point, or a A strip, or line load was applied vertically to one 1/
uniformly distributed vertical load. The results are pre- 4-span point. The results presented in Fig. 7 show that
sented in the following sections. the collapse loads were practically independent of span
with the exception of the semicircular (s = 2) case,
4.3.1. Vertical strip, or line load at the crown where the collapse load was higher than that for the
The arches were loaded by a strip load applied verti- remaining arches. This was expected because vertical
cally at the crown. Consideration of symmetry allowed load was better transmitted to the nearest support for
half the arch to be analysed. Fig. 6(a) shows the load± lower span to rise ratios. The di€erence between col-
de¯ection plots for the arches. As s increased to 5 the lapse loads over the range 2 < s < 8 was only 13%.
collapse load increased; for s>5 the collapse load As mentioned in Section 4.3.1 above, the relationships
decreased. This re¯ected the ®ndings obtained using implied by Fig. 7 depend, for their numerical values,
the natural frequency and dynamic time integration upon geometrical factors, e.g. the span : width and the
analyses. It should be noted that s = 4 and s = 5 ring thickness.
arches had very similar collapse loads. Their corre-
sponding resonant frequencies for the vertical bending 4.3.3. Horizontal strip, or line load at one 1/4-span
mode were almost equal. The collapse load increased point
by 30% when s increased from 2 to 5. Arches with A horizontal strip, or line load was applied at a 1/4-
4 R sR 5 had sti€er load±de¯ection plots. Fig. 6(b) span point. As shown in Fig. 8 there was a signi®cant
shows the load±strain curves for arches' intrados di€erence between the collapse loads of the arches as s
crown point; again it can be seen that the s = 5 arch increased from 2 to 8. The highest collapse load, under
was sti€er. The semicircular (s = 2) arch was the least this regime, was obtained for the s = 8 arch. The same
sti€ most notably above an applied total force along span to rise ratio had a higher resonant frequency for the
A. Bensalem et al. / Computers and Structures 68 (1998) 461±472 467

Fig. 5. Instantaneous spectra: responses measured at the crown (a) Ratio, s = 2 to s = 5; (b) Ratio, s = 6 to s = 8.

®rst mode of vibration which was horizontal bending. supports as s increased. In practice, such horizontal
Compared to the semicircular (s = 2) arch, the collapse forces can be generated on arch bridges by braking or
load of the s = 4 arch was almost doubled. For the cornering vehicles. Design charts, based on parametric
s = 5 arch the capacity tripled over that obtained for the studies involving load and di€erent arch geometries
s = 2 case as shown in Fig. 8. The resonant frequency of should, for future research, be derived from this analysis.
the horizontal bending mode for the s = 5 arch increased This could provide a 3D design surface version of Fig. 8
by 120% compared to that obtained for the s = 2 arch where sti€ness and capacity e€ects could be correlated
as was shown in Fig. 2. The increase in collapse load was over a wider range of variables than were possible within
due to the way the applied forces were transmitted to the this paper.
468 A. Bensalem et al. / Computers and Structures 68 (1998) 461±472

Fig. 6. (a) The e€ect of a vertical concentrated load at the crown. (b) Load±strain curves at the crown under vertical concentrated
crown load.

4.3.4. Uniformly distributed vertical load over the range 3 < s < 4: the collapse load for the
A uniformly distributed vertical load was applied to s = 3 arch was approximately 50% higher than that
the arches. Fig. 9 shows the load±de¯ection curves. The obtained for the semicircular (s = 2) arch. The arches'
lowest collapse loads were obtained for the s = 2 and load carrying capacities were all higher than those perti-
s = 8 arches. The highest collapse loads were obtained nent to vertical line, or strip loading at the crown only;
A. Bensalem et al. / Computers and Structures 68 (1998) 461±472 469

Fig. 7. Strip load at 1/4-span, vertical direction.

Fig. 8. Strip load at 1/4-span, horizontal direction.


470 A. Bensalem et al. / Computers and Structures 68 (1998) 461±472

Fig. 9. Vertical uniformly distributed load.

this was shown in Fig. 6. This was due to the con®ne- soil back®lling on the system's behaviour under both
ment of the thrustline within the arch under the in¯u- dynamic and static load. This study could be extended
ence of the uniformly distributed load. In the absence of to other materials such as reinforced concrete and
this uniformly distributed load the eccentricity of the brickwork, blockwork, or stonework masonry which
thrustline has more scope to deviate from the arch's neu- are extensively for arch bridges, tunnels, culverts, and
tral axis precipitating earlier onset of the eventual col- vaulted structures.
lapse mechanism. It should be emphasized that although the ®ndings
From the analyses conducted, arches with span to of this paper were obtained solely from steel arches,
rise ratios between 4 and 5 can be adopted, as they the analysis can be extended to arches made with other
provided the highest load carrying capacities, lower materials as long as the loading levels stay within the
de¯ections, and less mass of material used in their con- serviceability limit. An extensive experimental testing
struction. Large cost savings on raw material alone programme is under way at Napier University to study
could be made by adopting the right choice of span to the method's applicability to arches constructed with
rise ratio for accurate construction. This optimization brickwork and concrete materials, both experimentally
method proved useful in reaching such design de- and numerically.
cisions. The method was simple and required only pre- Currently available data enables valuable compari-
liminary natural frequency analysis which was very sons to be drawn with the theoretical results presented
cheap in terms of computer processing time. For refer- here. Small scale tests to collapse on timber arches
ence, the natural frequency analysis occupied approxi- over 0.75 m span were carried out by Fair®eld and
mately 5 and 7% of the total CPU time used for the Ponniah [16]. Semicircular (s = 2) pro®les had collapse
200 time steps required for the dynamic, and non-lin- loads of only 75% of those pertaining to a ¯atter
ear static analyses, respectively. s = 4 arch for load points above one springer. For 1/
4-span loading the s = 2 arch had only between 20
and 45% of the load carrying capacity of an s = 4
5. Comparisons with Currently Available Data arch under identical load. For each pro®le tested mini-
mum collapse loads were found for loading at points
An experimental programme will be necessary to slightly closer to the crown than one 1/4-span point.
verify the ®ndings. It will also be of interest to study This was in accordance with the ®ndings presented
the e€ects of spandrel walls, and possible compacted from the ®nite element analysis on bare steel arches.
A. Bensalem et al. / Computers and Structures 68 (1998) 461±472 471

Arch model tests to collapse, at various scales, have capacities of such arches. A span to rise ratio between 4
been carried out by Hendry and a wide range of co- and 5 resulted in higher collapse loads under concen-
workers [17]. The failure loads are not directly compar- trated vertical loads as would be the case in practice. It
able as consistency of dimensions in¯uencing both fail- is not yet clear whether this increase was due to better
ure mechanism and collapse load were not achieved transmission of load to the supports or an increase in
between test sets. Di€erent arch ring thicknesses or ®ll overall sti€ness and hence, capacity. An experimental
depths were used for each span to rise ratio making study is needed to verify the theoretical ®ndings. In this
normalization of the data for comparative purposes way, an optimum design can be achieved by balancing
extremely dicult. However, changing the ring thick- the total weights of the arches, which depend on their
nesses of Hendry's arches to render them consistent shapes, and the desired sti€ness. This optimization
for the three s values tested (s = 6.4, 3.4, and 2) and method is simple and requires only natural frequency
running the data through a typical mechanism package analysis of the structure. The method can be generalized
(ARCHIE) [18] allow better comparison of the collapse and extended to other types of structures such as: tun-
loads. The following are based on line loading across nels, curved beams, truss structures, culverts, or brick-
the span at one 1/3-span point. At s = 6.4, collapse work sewers, to assist engineers making preliminary
loads in the range 1.75 kN to 2.00 kN were recorded design decisions.
for the 0.038 m thick bare arch ring. This is an actual
experimental value [17] and no attempt at normaliza-
tion has been made. At s = 3.4 the collapse load was
between 2.6 kN and 2.7 kN for the same ring thick-
ness. At s = 2 the collapse load was between 1.1 kN References
and 1.2 kN for the same ring thickness. Data for
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