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Aquatic-Based Therapy in Spinal Cord Injury Rehabilitation: Effective Yet


Underutilized

Article · July 2017


DOI: 10.1007/s40141-017-0158-5

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Curr Phys Med Rehabil Rep
DOI 10.1007/s40141-017-0158-5

SPINAL CORD INJURY REHABILITATION (CL SADOWSKY, SECTION EDITOR)

Aquatic-Based Therapy in Spinal Cord Injury


Rehabilitation: Effective Yet Underutilized
Albert C. Recio 1 & Steven A. Stiens 2,3 & Eva Kubrova 4

# Springer Science+Business Media, LLC 2017

Abstract Summary Although the use of aquatic therapy has been


Purpose of review The objective of this article is to review shown to improve function, more research is required to thor-
aquatic therapy, a historically effective yet highly oughly investigate it and to develop protocols and safety mea-
underutilized therapeutic modality, in order to demonstrate sures that increase the variety of patients with access to this
that it is a valuable therapeutic tool in patients with spinal cord therapy. Patients with spinal cord dysfunction should be given
injuries (SCIs) and that it is an intervention that provides an access to aquatic therapy in their local communities and reha-
environment of support and resistance which elicits motor bilitation centers so that the benefits of skilled aquatic-based
performance improvements for patients with SCI. therapies can be more widely achieved and integrated.
Recent findings Aquatic therapy has been shown to improve Accessible community pools provide a setting for recreation
mobility and quality of life and lessen spasticity and pain. It is and exercise with family and attendants, thus promoting im-
highly effective in promoting overall recovery from SCI. provement and maintenance of skills.
Recent research shows that more people with SCI, particularly
those who were perhaps previously excluded (colostomy Keywords Aquatic therapy . Hydrotherapy . Spinal cord
bags, incontinence, mechanical ventilators), can participate injury . Rehabilitation . Spasticity . Rehabilitative
in aquatic therapy interventions. intervention . Environment . Disablement . Disability .
Community . Reintegration

This article is part of the Topical Collection on Spinal Cord Injury


Rehabilitation Introduction: A Historically Effective
and Underutilized Therapeutic Modality
* Albert C. Recio
recio@kennedykrieger.org
Water is the main ingredient for life and the essential medium
Steven A. Stiens for growth, development, recovery, and reproduction of all
steven.stiens@uw.edu organisms on Earth. Medical hydrotherapy has been described
Eva Kubrova
and prescribed since the fourth century BC when Hippocrates
kubrovaeva@gmail.com wrote about water’s medicinal properties in his work On Airs,
Waters, and Places [1]. Later, during the Roman Empire,
1
The International Center for Spinal Cord Injury, Kennedy Krieger Andrea Bacci wrote of water’s thermal therapeutic properties
Institute, 801 N. Broadway, Room 560, Baltimore, MD 21205, USA in his treatise De Thermis [2]. In the late 1800s, Sebastian
2
Department of Rehabilitation Medicine, University of Washington Kneipp, the ‘father of hydrotherapy’, wrote extensively on
School of Medicine, Seattle, WA, USA the healing, therapeutic effects of water in My Water Cure,
3
Spinal Cord Injury Unit, VA Puget Sound Health Care System, the effects of which were immediately recognized by patients
Seattle, WA, USA and clinicians [3]. Water has been studied as an environment
4
2nd Faculty of Medicine, Charles University, that not only promotes health but enhances quality of life.
Prague, Czech Republic Rehabilitation clinicians have utilized environmental
Curr Phys Med Rehabil Rep

interventions for centuries with good success, and healers Georgia in 1924, he found immediate improvement.
have demonstrated the physical properties of water and their Eventually he purchased a property and created the Warm
potency for medical intervention. The buoyant environment is Springs Foundation in 1927 [13].
so effective that simple independent activity in water produces The wide variety and physical properties of water,
multisystem exercise, massage, hydration, and health benefits buoyancy, hydrostatic pressure, and temperature make
and, as a result, the field of aquatic therapy has developed. aquatic therapy a particularly suitable intervention for
Spinal cord injury (SCI) in particular brings together a variety people with SCIs as water facilitates a variety of thera-
of impairments and potential complications that can benefit peutic techniques. Buoyancy provides gravity-eliminated
from hydrotherapy, but it is underutilized. Pools have been support, hydrostatic pressure compresses tissues and
installed widely in homes, rehabilitation facilities, churches, promotes lymphatic and venous return, the warm tem-
schools, and communities, yet the pool is seldom recognized perature reduces muscle spasm, and viscosity/turbulence
as an ideal environment for recovery and rehabilitation. We provides velocity-dependent resistance-building strength.
hope to unleash this great potential for patients with SCI while In addition, stance and gait improve in water. People
enhancing the work of therapists. with incomplete SCIs have reduced balance ability, are
There is a diverse collection of evidence indicating the prone to falling, and have difficulty advancing and bear-
efficacy of aquatic therapy as a medical and rehabilitative ing weight on their paraplegic limbs. The aquatic envi-
intervention for patients with SCI. The physical properties of ronment provides a less restrictive buoyant lift, viscous
water, including buoyancy, resistance, turbulence and hydro- resistance to movement (spasm and swing), and cutane-
static pressure, make it an ideal medium for increasing pa- ous dampening of sensations that may trigger spasms.
tients’ functional gains within a therapy program as it facili- Stevens et al. showed that underwater treadmill training in
tates a variety of therapeutic techniques, including passive patients with incomplete SCIs was an effective therapy for
range of motion (ROM), active range of motion (AROM), producing significant improvements in a variety of endpoints,
progressive resistive exercises (PRE’s), and goal-based activ- including lower-extremity strength, walking speed, 6-min
ity. All improve extremity strength, balance, walking perfor- walking distance, and daily step activity [5, 6••]. These gains
mance, and cardiovascular fitness in adults with incomplete translate into functional improvements in activities of daily
SCI, combating reduced levels of physical activity [4, 5, 6••, living, including transfers, toileting, feeding, dressing, and
7••]. The multiple therapeutic benefits of exercise facilitate bathing.
recovery and prevent complications. Although aquatic therapy Gait training in water for paralysis has also been very ef-
has been demonstrated to be an effective therapy in patients fective. Other investigators have also examined the effect of
with SCI, it remains an underused modality. This brief synop- aquatic interventions in patients with chronic conditions such
sis highlights the benefits of aquatic-based therapies for pa- as multiple sclerosis, chronic post-stroke paralysis,
tients with SCI and aims to develop understanding and pro- Parkinson’s disease, osteoarthritis, and chronic pain in elderly
vide options for its greater utilization [8]. patients or cerebral palsy in pediatric patients. Evidence with-
in these populations demonstrates widespread benefits in
strength, flexibility, function, self-efficacy, affect, and balance
Benefits of Aquatic Therapy: Multisystem and a decrease in pain [11, 12, 14••, 15–17].
Synergistic Effects Spasticity is one of the most disabling conditions in pa-
tients with SCIs and other central neurological lesions.
Approximately 300,000 people live with SCI in the USA Spasticity can lead to significantly decreased levels of func-
alone and there are 17,000 new injuries each year [9]. tional independence by maintaining contractures, limiting
Typical impairments associated with SCI include spasticity, movement, interrupting transfers, and triggering pain. Some
contractures, weakness, and pain resulting in loss of functional patients with SCIs present with increased spasticity, which
abilities. Skilled aquatic-based therapy is a known interven- causes a variety of further secondary consequences such as
tion for patients with SCI that has widespread positive effects. contortions that prevent seating, chronic pain, and pressure
The physical properties of water act as a medium to improve ulcers. Kesiktas et al. found improvements to spasticity and
the effectiveness of skilled therapies and increase patients’ functional activities in adult SCI patients receiving aquatic
functional gains. Pediatric and adult patients with neurological interventions for 20-min sessions three times per week. They
impairments have demonstrated improvements in strength, found decreased Ashworth scale scores, improved functional
ROM, balance, and coordination with aquatic therapy independence measures, and decreased spontaneous spasm
[10–12]. One of the most famous people to utilize hydrother- severity and baclofen intake [14••]. Maintenance of these
apy was none other than President Franklin Delano Roosevelt achievements could come from an aggressive program of
who was paralyzed from the waist down from polio in 1921. home care combined with community pool therapy with the
When visiting the therapeutic waters of Warm Springs, patient’s family. When persons with SCI are floated in a pool,
Curr Phys Med Rehabil Rep

there are many advantages of the therapeutic environment. and efficacy of aquatic therapy for persons with SCI requiring
The therapeutic pool is a rehabilitation intervention that spans mechanical ventilation. Felten-Barentsz et al. [18] and Taylor
the patient’s immediate and intermediate environments and [19] have successfully demonstrated aquatic therapy as a
complements other modalities within the same environmental proof of principle in mechanically ventilated patients. These
such as bracing and robotics (Fig. 1). Patients are able to float pioneering trials showed that critically ill patients in intensive
on their backs, wearing flotation devices for safety, and im- care units could tolerate hydrotherapy (60-min sessions) with
mediately propel themselves if they have any limb movement. no adverse response or discomfort noted. Additional research
With a center of gravity just anterior to the sacral two verte- is warranted to establish the safety and efficacy of aquatic
brae, the pelvis sinks to leave the head and neck above the therapy in patients requiring mechanical ventilation.
surface, arms floating, and with gravity eliminated the patient Unfortunately, aquatic therapy has not been consistently
treads water against velocity-dependent turbulent resistance. available to all patients with SCI due to neurogenic bowel
In addition to functional improvements, patients receiving dysfunction and co-morbidities that could potentially compli-
aquatic therapy demonstrate changes to ventilatory function. cate and produce barriers to their participation such as colos-
Hydrostatic pressure covering the submerged patient provides tomies with adherent collection bags. Commonly, patients
resistance for the chest to expand against with inspiration. with SCIs are challenged with neurogenic bowel, a complica-
This leads to an increase in the strength of primary and acces- tion that often provokes functionally unpredictable involun-
sory muscles of inspiration. Ventilatory capacity has been tary incontinence [20]. In a 1996 study of outpatients with a
demonstrated by improvements in performance of vital capac- chronic SCI, Glickman and Kamm found that 95% of sur-
ity, forced expiratory flow rate, forced expiratory volume at veyed patients required at least one therapeutic method to
1 s, and forced expiratory volume at 1 s/forced vital capacity initiate defecation, while half of the patients required attendant
following 8 weeks of aquatic therapy [12, 17]. The pressure of assistance for toileting [21]. In the same survey, patients rated
the water during buoyancy also surrounds the patient and their loss of mobility using the Hospital Anxiety and
compresses like an abdominal binder, supporting the contents Depression Scale (HADS) as a mean of 6.8 and their bowel
of the abdominal organs as they are pushed up under the management as a mean of 5.1, where 0 is no perceived prob-
relaxing dome of the diaphragm to complete exhalation [17]. lem and a score of 10 is the maximum perceived problem.
Despite its documented benefits on ventilatory function, Thus, neurogenic bowel is both a common and distressful
very limited research exists to date to determine the safety disorder in patients with SCIs. Placement of a colostomy has

Fig. 1 Environmental adaptations: aquatic access for spinal cord possible by advances in technology and allows safe access. The
dysfunction. The person with spinal cord injury is at the center of the community environment includes communal spaces outside the home
sectors of the environment: the immediate environment, the water in the that are adapted as societal laws specify for universal access. The
therapeutic pool, is in contact with the person and moves with them. The natural environment is unaltered by man and is as accessible as trails
intermediate environment is the space in which they live and work and is and water access permit [26]
specifically adapted for them; a customized aquatic environment is made
Curr Phys Med Rehabil Rep

been demonstrated to be efficacious in both the treatment of in psychological adaptation, social role function, and commu-
neurogenic bowel disease and recurrent pressure ulcers in pa- nity reintegration. Further research is needed to encourage
tients with SCIs [21–24]. Recio and Cabahug recently dem- aquatic-based therapies and to develop protocols and safety
onstrated the safety and efficacy of aquatic-based restorative measures that can be duplicated throughout the aquatic com-
therapies in spinal cord patients with colostomy bags who had munity to allow patients within this population to be given
their ostomy bag picture-frame taped to clean, dry skin with a access to aquatic therapy in their areas. The benefits of skilled
waterproof dressing before each pool session. A series of ses- aquatic-based therapies in SCI rehabilitation must be further
sions, over a period of years, were chart-reviewed, and only studied.
one reported incident of stool leak occurred that required the
pool to be shock-treated with appropriate chemicals. No other Acknowledgments The authors thank Amy Kakitis-Fawley and
medical complications were noted with the patient [25]. Gerald M. Koller for their invaluable input and support. The authors also
thank the Hugo W. Moser Research Institute at Kennedy Krieger,
Inclusion of patients with neurologic bowel in therapeutic Kennedy Krieger Institute Aquatics Program, the Virginia and Lee
and community pools will come from the establishment of Muhlhofer Fund, the VA Puget Sound Healthcare System Library,
evidence-based criteria, advances in containment technolo- the VA Puget Sound Healthcare System Medical Media Library, and
gies, and recovery protocols. [26] the SCI Therapy Department.
In addition to neurogenic bowel, up to 85% of patients with
Compliance with Ethical Standards
SCI develop pressure sores and a significant proportion re-
quire hospitalization for treatment. Recio and Cabahug also Conflict of Interest Albert C. Recio, Steven A. Stiens, and Eva
reported on the safety and efficacy of aquatic-based restorative Kubrova have no disclosures to declare.
therapy for spinal cord-injured patients who had pressure ul-
cers, tracheostomy tubes, and supra-pubic and Foley indwell- Human and Animal Rights and Informed Consent This article does
ing urinary catheters [25]. Not only was the therapy effective not contain any studies with human or animal subjects performed by any
of the authors.
in producing significant improvements in a variety of end-
points including upper- and lower-extremity strength, the
Modified Ashworth Scale, 6-min walking distance, and func-
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