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Design methods for geosynthetic anchor trenches on the basis of true scale
experiments and discrete modelling
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Abstract: Analytical models are proposed for analysing the mechanisms whereby geosynthetic anchors fail. The cases
of run-out and L- or V-shaped anchor trenches are considered. An analytical expression is obtained for the tension that
may be mobilized in the anchor as a function of the geometry and mechanical properties of the materials. Two hypoth-
eses relating to the nature of the soil are taken into account, assuming failure either through relative slippage between
the soil and the inclusion (cohesive soil) or by deformation of the anchoring soil mass (frictional soil). The proposed
analytical formulations are compared with the numerical results of discrete-element simulations and with the experi-
mental results of full-scale pullout tests. The results obtained show the validity of the proposed analytical formulations
for designing anchors in trenches.
Key words: geosynthetics, anchorage, pullout, design, failure, discrete elements.
Résumé : Des modèles analytiques sont proposés pour analyser les mécanismes de rupture des ancrages géosynthéti-
ques. On traite le cas des ancrages simples par recouvrement, et des ancrages en tranchée en L ou en V. Une expres-
sion analytique de la tension mobilisable dans l’ancrage est obtenue, en fonction de la géométrie et des propriétés
mécaniques des matériaux. Deux hypothèses relatives à la nature du sol sont prises en considération en supposant soit
une rupture par glissement relatif sol–inclusion (sol cohésif), soit par déformation du massif d’ancrage (sol pulvéru-
lent). Les formulations analytiques proposées sont comparées aux résultats numériques de simulations par éléments
discrets, ainsi qu’à des résultats expérimentaux d’essais d’extraction en vraie grandeur. Les résultats obtenus démon-
trent la validité des formulations analytiques proposées pour le dimensionnement des ancrages en tranchée.
Fig. 1. Types of system studied: (a) typical geometry, (b) run-out The shear stresses τ that can be mobilized at the interface
anchor, (c) L-shaped anchor, (d) V-shaped anchor. are equal to the maximum stresses τmax corresponding to the
slip limit state (on one or both sides of the geosynthetic).
Friction is governed by a Mohr–Coulomb interface law:
τmax = σ n tan δ , where δ is the friction angle, and σ n is the
normal stress acting at the interface before pullout.
The contribution of the ith segment to the total anchorage
can be assimilated to a force Fi calculated by integrating the
shear stress of intensity τmax on either side of that portion of
the geosynthetic sheet.
Fig. 3. Hypotheses for normal stress state at the interface for an soil, and the normal stresses acting on the interfaces at fail-
L-shaped anchor: (a) Hulling and Sansone (1997), (b) Koerner ure can be very different from the initial stresses.
(1998), (c) Guide technique (2000).
Simple run-out anchors
The geometry of a simple run-out anchor is as shown in
Fig. 4. The tension T1 is mobilized by friction at the soil–
geosynthetic interfaces while the upper layer (block A) tends
to move at the same time as the sheet.
The static equilibrium of block A above the sheet (Fig. 5)
can be used to determine the maximum value of T1′ (eq. [4]).
P1 is the weight of the soil above the sheet; Rt is the tensile
force mobilized in the soil at the end of the anchor; and γ
and σt are the density and limit tensile stress in the soil, re-
spectively. The forces are expressed per unit width of the an-
chor. It should be noted that the strength of the upper layer
may be greater than P1 tan(δ). In this case, it is assumed that
the cover soil remains integral with the soil mass and the
force Rt that can be mobilized is equal to P1 tan(δ), in confor-
mity with eq. [5]:
[4] T1′ = P1 tan(δ) + Rt
[5] Rt = min[Hσt , P1 tan(δ)]
The tension T1 required to pull out the sheet (applied par-
allel to the slope) is obtained by considering the angle effect.
Two failure mechanisms are considered as outlined in the
next two subsections.
Fig. 4. Geometry of a run-out anchor. Fig. 7. Geometry of an L-shaped anchor. The bends in the an-
chor are labelled 1, 2, and 3.
L-shaped anchors
Consider an L-shaped anchor in a rectangular trench as
shown in Fig. 7. The sum of the friction values on the upper
side of segment 1, RL, is a function of the geometry and
stress) forces applied to the block to be neglected in relation characteristics of the soil. Let H and P1 be the height and
to T1 and T1′. Then, considering the Mohr–Coulomb law of weight, respectively, of block A, then:
friction along the slip line, a limit equilibrium of the forces (1) If Hσt > P1 tan φ, the soil cover (block A) is sufficiently
in the sheared zone yields eqs. [7] and [8]: strong not to be dissociated from the rest of the soil
[7] T1 − T1′ cos(β) − R sin(α + φ) = 0 mass (block B). During pullout, it is assumed that
RL = P1 tan φ.
[8] − T1′ sin(β) + R cos(α + φ) = 0 (2) If Hσt < P1 tan φ, block A will be dissociated from the
rest of the soil mass after cracking at bend 2. Given the
where φ is the internal friction angle of the soil. By combin- fact that the anchor is mobilized progressively as the
ing, sheet pulled out, the failure of the upper block of soil
[9] T1 / T1′ = [cos(β) + sin(β) tan(α + φ)] will occur before that of the anchor. In this case, only
friction at the base of the soil layer will be considered in
The most critical angle α (the one that minimizes the ratio determining the anchoring capacity, and it is assumed
T1 / T1′) is zero, and the ratio T1 / T1′ corresponding to this that RL = 0.
mechanism is therefore given by eq. [7]. T1 / T1′ must in the- Two failure mechanisms are considered as outlined in the
ory be 1 or more. Certain pairs (β, φ) may, however, give val- following subsections.
ues of less than 1 in eq. [10]. In this case, it is assumed that
the soil is very unstable near the bend and does not provide Failure mechanism 1: assumption of a rigid soil mass
any additional resistance. A tension ratio of 1 is therefore as- In the case of a rigid soil mass, failure involves the rela-
sumed. tive displacement of the inclusion in relation to the mass,
[10] T1 / T1′ = [cos(β) + sin(β) tan(φ)] through slip at the interface. Thus the maximum forces that
can be mobilized correspond to the limit equilibrium state
The possibility of failure within the soil mass does not ex- at all points of the soil–geosynthetic interface (i.e.,
clude failure at the interface. The predominant mechanism is τ = σ n tan δ ). The value of the anchoring capacity is there-
that which leads to the lowest ratio. fore determined by considering the distribution of the nor-
To summarize, the weighting coefficient can be used to mal stress σ n on each segment of the interface.
take into account the effect of change of direction in the fol- Segment 3 — At the initial state it is assumed that the
lowing way: (i) for a rigid mass, weight P2 of block B of the soil mass rests entirely on the
Fig. 8. Notation of forces implied in static equilibrium of the Fig. 9. Subhorizontal failure in soil below the upper bend.
system.
⎧⎪ ⎡ 2K3B (H + D) ⎤
[22] T1 = K1 tan(δ) ⎨γ K2 ⎢ K0D (2H + D) + ⎥
⎩⎪ ⎣ 1 + 2K3 tan(δ) ⎦
last segment of the sheet. When the tension in the sheet in-
creases, the action of the geosynthetic at bend 3 results in an RL ⎫⎪
+ P1 + ⎬
uplift force on block B. The vertical component of this uplift tan(δ) ⎪
force is equal to T3 (Fig. 8) and opposes weight P2. It results ⎭
in a reduction in the normal stresses acting on segment 3 of
the anchor, and the final normal stress is equal to P2 – T3.
Hence, by using the notations in Fig. 8, T3′ is given in where K1 is the change-of-angle coefficient defined by K1 =
eq. [13], and the relation between T3 and T3′ at the limit slip exp(β tan δ).
state is defined in eq. [14]:
Failure mechanism 2: assumption of soil mass failure
[13] T3′ = 2(P2 − T3) tan(δ) With this anchoring geometry, no failure is envisaged
specifically near segment 3. It is estimated that the uplift
[14] T3 = K3T3′ mechanism described previously remains valid, allowing the
tension T2′ to be calculated (eq. [18]). In contrast, for the up-
where P2 is the weight of the soil above the sheet (P2 = per bend, the possibility of failure is envisaged by taking the
γB(H + D), and K3 is the change-of-angle coefficient defined subhorizontal failure line of Fig. 9 as a simplifying assump-
as in eq. [11] by K3 = exp(π / 2 tan δ). Therefore, tion. This failure scheme, which is similar to that adopted
[15] T3′ = 2P2 tan(δ)/[1 + 2K3 tan(δ)] for the failure of a soil bend but extended to a larger area,
was derived from the results of simulations (Chareyre 2003).
[16] T3 = 2P2K3 tan(δ)/[1 + 2K3 tan(δ)] The stability of block C situated between the geosynthetic
and the failure line is then considered. It is assumed that the
Segment 2 — The horizontal forces exerted by the soil on thickness of block C is such that the total mass of the mov-
the vertical portion of the sheet are denoted Fh and obtained ing soil is close to that of the cover soil (block A). By writ-
from eq. [17]. The friction force (proportional to Fh) that can ing the limit equilibrium of the system, an expression for the
be mobilized on each vertical side is added to T3 to give the corresponding tension T1′* is obtained (eq. [23]). For a given
tension T2′ (given by eq. [18]). The assumption of a limit configuration, T1′* must be compared with the tension T1′ in
slip state at the second bend gives eq. [19]: eq. [24] to determine the most critical failure mode. The
value to be adopted in calculating the anchoring capacity is
[17] Fh = γ K0D (H + D/ 2) the lower of the two values T1′ and T1′*. Lastly, the tension
T1 that can be mobilized at the head of the system is ob-
[18] T2′ = T3 + 2 Fh tan(δ)
tained by applying the coefficient K1*, taking into account
[19] T2 = K2T2′ the change in sheet angle near the side slope (eq. [25]):
[25] T1 = K1* min(T1′ ; T1′ *) Fig. 10. Geometry of a V-shaped anchor. The bends in the an-
chor are labelled 1, 2, and 3.
V-shaped anchors
In this geometry, the soil cover is split into two blocks, A
and B (Fig. 10). During pullout, block A is dissociated from
block B and moves in conjunction with the underlying
geosynthetic sheet. Depending on the inclination ψ of the
anchor trench bottom and the friction angle at the interface
δ, block B may move along (mechanism 1: ψ ≤ δ) or remain
in position (mechanism 2: ψ ≥ δ). The calculation of T2′ and
then T1 is conducted regarding these two possible mecha-
nisms. Fig. 11. Static equilibrium of block B (mechanism 1).
Fig. 13. Simulated load (T1) – displacement (U0) curves (three different initial states) and mean curve.
where K2 and K1 are the change-of-angle coefficients equal Table 1. Characteristics of soils 1 and 2
to exp[ψ tan(δ)] and exp[β tan(δ)], respectively. The expres- (Briançon 2001).
sion for T1 based on the geometric characteristics is thus
φ (°) c (kPa) γ (kN/m3)
[41] T1 = K1{P1 tan(δ) + γ K2B (H + D/ 2) Soil 1 34 11.7* 16.7*
× [cos(ψ) tan(δ) + sin(ψ)]} Soil 2 41 0 16.7
Note: c, cohesion intercept.
if ψ ≤ δ and *Corrected value.
Fig. 16. Comparison between the tests and the simulations for an L-shaped anchor and both types of soil.
soil (failure of the soil mass). The analytical formulations Fig. 17. Simulated evolution of an L-shaped anchor: (a) initial
are compared with the numerical and experimental results state, (b) with soil 1, (c) with soil 2.
with the assumption of either a nondeformable soil mass or
failure of the soil mass depending on the nature of the an-
choring soil.
Fig. 18. Experimental and simulated load–displacement curves and analytical prediction of the pullout strength (with two values of in-
terface friction angle δ): (a) soil 1, (b) soil 2.
Fig. 19. Tensile force mobilized in inclusion: simulated and analytical results with soil 1. The bends in the anchor are labelled 1, 2,
and 3.
Fig. 20. Tensile force mobilized in inclusion: simulated and analytical results with soil 2. The bends in the anchor are labelled 1, 2,
and 3.
pullout). A trend curve is obtained (Fig. 13) by calculating Fig. 21. Simulated evolution of a V-shaped anchor: (a) initial
the mean tension for a given displacement. Only the mean state, (b) with soil 1, (c) with soil 2.
curves are represented hereafter.
Fig. 22. Experimental and simulated load–displacement curves and analytical prediction of the pullout strength (with two values of the
interface friction angle): (a) soil 1, (b) soil 2.
It is particularly noted that these nonlinearities are also the hypotheses proposed accurately represent the mecha-
found expressed in the analytical models. In the first case, nisms highlighted by the simulations.
the nonlinearity is attributed to the terms that are exponen-
tially dependent on the friction, and in the second case to the
term dependent on the soil friction angle. V-shaped anchors
Figures 19 and 20 compare the distribution of tension in As this anchor configuration has not been tested at full
the anchor (in a state such that T1 ≈ Tmax) with the values scale, only numerical and analytical comparisons are carried
T3′, T3, …, T1 taken from the analytical models. In the simu- out. The geometry of the V-shaped anchors studied here is
lations with soil 1 (clayey silt), the change in tension at the defined by L = 0.8 m, D = 0.25 m, B = 0.8 m, H = 0.25 m,
bends displays a comparable increase to that predicted by and β = 22°. The initial state of the model and the final state
the analogy with wire friction (i.e., multiplication by after pullout are presented in Fig. 21 for each soil. As be-
exp(π / 2 tan δ) at bends 2 and 3 and by exp(β tan δ) at bend fore, there is very little deformation with soil 1 and severe
1). In the case of soil 2 (sand), the increase in tension at deformation with soil 2.
bend 1 is correctly taken into account by the coefficient K1* The numerical and analytical results are compared in
(eq. [12]). It may also be noted that the effect of bend 2 is in Fig. 22, with two different angles of friction at the interface
conformity with the failure mechanism described in Fig. 9. (δ = 34° and δ = 18.6°), covering failure mechanisms 1 and
This good correspondence between all results suggests that 2, respectively. It can be noted that the two analytical meth-
© 2004 NRC Canada
1204 Can. Geotech. J. Vol. 41, 2004
Fig. 23. Tensile force mobilized in inclusion: simulated and analytical results with soil 1. The bends in the anchor are labelled 1, 2,
and 3.
Fig. 24. Tensile force mobilized in inclusion: simulated and analytical results with soil 2. The bends in the anchor are labelled 1, 2,
and 3.
ods provide good approximations of the maximum tensions account for the analyses: (1) instability at the soil–
obtained in the simulations. geosynthetic interface, and (2) instability in the anchoring
The evolution in tension along the anchor corresponds soil mass. The experimental and numerical results show that
relatively well to the predicted values (Figs. 23, 24). In mechanism 1 governs the failure when the soil has cohesion,
particular, the proposed analytical model reproduces the so the assumption of a rigid soil mass is suitable to estimate
nontrivial trend consisting of an increase in T3′ when the in- the anchoring capacity. In contrast, in the absence of cohe-
terface friction decreases to β = 18.6°. sion, it is necessary to consider 1 and 2 as two possible fail-
ure mechanisms, the anchoring capacity being obtained from
the most critical mechanism.
Discussion
In practice, however, it is difficult to quantify cohesion of
Two concurrent failure mechanisms have been taken into soil, and the most appropriate failure hypothesis will depend
© 2004 NRC Canada
Villard and Chareyre 1205
on the design criterion chosen. When anchoring a geo- the basic mechanisms involved in failure of the anchorage
membrane for impermeability purposes, the role of the de- systems.
sign is to prevent the anchoring capacity from exceeding the
tensile strength of the geomembrane. Considering a cohesive References
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it gives the highest estimation of the anchoring capacity. In ques — caractérisation du frottement aux interface et applica-
contrast, when a geotextile is to be anchored for reinforce- tions. Ph.D. thesis, Université Bordeaux I, Talence, France.
ment purposes (e.g., multilayered liners), the anchorage is Briançon, L., Girard, H., Poulain, D., and Mazeau, N. 2000. De-
sign of anchoring at the top of slopes for geomembrane lining
designed in accordance with the minimum strength to be
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tion aux ancrages en tranchées en tête de talus (Discrete element
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on the results of true-scale pullout tests and numerical DEM Chareyre, B., and Villard, P. 2002. Discrete element modelling of
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