México.
Key Words: Chemical reactivity; Conceptual DFT; Charge transfer; Nucleophilicity; Indoles, Transition state
prediction
Received: November 24, 2017; Revised: December 29, 2017; Accepted: January 5, 2018; Published online: January 12, 2018.
*
Corresponding author. Email: avela@cinvestav.mx.
UOV was supported in part by Conacyt through a doctoral fellowship. JLG thanks Conacyt for grant 237045, and AV thanks Conacyt for grant Fronteras 867.
© Editorial office of Acta Physico-Chimica Sinica
No. 6 doi: 10.3866/PKU.WHXB201801121 693
depending on their CFF values and the first to be included are In this section we apply the global and local charge transfer
those with larger values of their CFFs. Minimizing Eq. (6) with partitioning model described above to the reaction between a
respect to ∆NA, using the constraint that the total number of set of indoles and 4,6-dinitrobenzofuroxan (DNBF). These
electrons is conserved leads to the following expression for the reactions have been thoroughly analyzed by Mayr and his
amount of charge transferred to reactant A when considering a group 18. The set of indoles, considered as reactants A, and
atoms of A and b atoms of reactant B: DNBF, as reactant B (the common substrate) are shown in Fig.
( B B f )( A A f ) 1. To determine which is the prevailing electron transfer
b a
1 ( AA A f ) (I B B f )
a
b
transferred goes parallel with the direction where the reactions
nuc (8)
N A,ab proceeds faster. Hence, from the data reported in Table 1 we
2 (B B f ) (A A f )
b a
conclude that the nucleophilic channel is the dominant electron
Proceeding analogously one can show that for the transfer mechanism in the reaction since the trend obtained
electrophilic channel,
1 ( I A A f ) ( AB B f )
a b
ele (9)
N A,
2 (B B f ) (A A f )
ab b a
Eqs. (8) and (9) are the working expressions that we will use
below to illustrate how they can be used to determine which are
the most important atomic sites of the reactants participating in
the reaction.
Fig. 1 a) Indoles with ―X (―NH2, ―OH, ―MeO,
―Me, ―H, ―Cl, ―CO2H, ―CN) substituents; b) DNBF.
3 Computational details Small letters label atoms of both molecules. For those indoles with
Unless otherwise stated, all calculations reported in this work substituents such as ―NH2, ―CN, ―OH, ―MeO, ―Cl, ―CO2H, label a
were made with Gaussian 09 (G09) 25 using the PBE functional 26,27 indicates the heavy atom different from carbon in the substituent group, i.e.,
and the 6-311G(d,p) basis set, and in gas phase. A frequency N, O, and Cl.
analysis was done on every molecule to confirm that the Table 1 Global reactivity indexes, vertical ionization potential (I),
stationary points located by the optimization procedure were
electron affinity (A), chemical potential (μ) and hardness (η); total
minima in the potential energy surface. The CFFs were
charge transfer (∆N), electrophilic (∆Nele) and nucleophilic
determined through the response-of-molecular-fragment
charge-transfer (∆Nnuc) channels obtained with the PBE
approach 24, with Yang and Mortier’s scheme 21 where f +k =
exchange-correlation functional and the experimental kinetic
qk(N) −qk(N + 1) is the electrophilic CFF and f −k = qk(N − 1) −
constants taken from Ref. 18.
qk(N) is the nucleophilic CFF, and qk is the charge of the k-atom
―X IA AA μA ηA ∆NA ∆Nele
A ∆Nnuc
A lnk
in the molecule having N, N 1 and N 1 electrons. The
―NH2 6.8 −1.5 −2.7 8.3 −0.218 0.141 −0.359 5.46
atomic charges were obtained with Hirshfeld’s Population
―OH 7.3 −1.4 −3.0 8.7 −0.195 0.153 −0.347 3.50
Analysis (HPA) 28. The Fukui functions were evaluated
―MeO 7.2 −1.4 −2.9 8.6 −0.200 0.150 −0.350 3.04
following their the definitions 1,19: f −(r) = ρN(r) − ρN−1(r) for the
―Me 7.4 −1.4 −3.0 8.8 −0.190 0.155 −0.345 2.37
nucleophilic function, and f+(r) = ρN+1(r) − ρN(r) for the
―H 7.5 −1.4 −3.1 8.9 −0.183 0.158 −0.342 0.83
electrophilic function, where ρk(r) is the electronic density of
―Cl 7.7 −1.0 −3.4 8.7 −0.167 0.166 −0.334 −1.61
molecule having k = N, N 1 and N 1 electrons, respectively.
―CO2H 7.8 −0.6 −3.6 8.4 −0.154 0.173 −0.327 −2.75
For the rendering of the FFs we used VMD, version 1.9.1 29.
―CN 8.1 −0.5 −3.8 8.5 −0.140 0.180 −0.320 −5.65
IB AB μB ηA
DNBF 9.3 2.6 −5.9 6.7
4 Reactions between indoles and All energies are in eV. The subindexes A and B refer to the
4,6-dinitrobenzofuroxan corresponding reactant.
No. 6 doi: 10.3866/PKU.WHXB201801121 695
with ∆׀NAnuc ׀is in general agreement with that observed in the between the nucleophilic charge transferred predicted by this
experimental kinetic constants. Therefore we can conclude that functional and the experimental kinetic constants. One can see
nucleophilicity of indoles toward DNBF is the main electronic that the trends are the same, independently of the exchange-
process in the initial stages of these reactions. Fig. 2 depicts the correlation functional, but the inclusion of exact exchange does
good correlation obtained between the nucleophilic charge improve the correlations. With GGA (PBE) we obtain a value
transfer channel and the experimental kinetic constants. This of R2 = 0.978 and with a global hybrid (M06-2X), R2 = 0.982.
provides graphical support to the previous conclusion: the The reason for the improvement comes from the fact that the
charge transfer mechanism prevailing in the reaction between vertical ionization potentials and electron affinities are better
substituted indoles and DNBF is a nucleophilic one on the predicted with global hybrids.
indoles, i.e., in all cases they are donating charge to DNBF We now use the local model to illustrate its utility to identify
through the nucleophilic channel. We can also suggest that the most reactive atoms on each reactant. In Table 3 we show
∆NAnuc can be used or considered as a nucleophilic scale for the nucleophilic CFFs for the indoles considered in this work
indoles when reacting with DNBF given that the ordering and the electrophilic CFFs of DNBF. The atoms of both
provided by this global descriptor is in agreement with the reactants are labeled as shown in Fig. 1. For reasons that are
scale presented by Mayr and collaborators 18. To illustrate the clarified below, we decided to select the seven larger values of
role played by exact exchange in the prediction of the charge each reactant.
transferred by our model, in Table 2 we report the global With the values of the CFFs shown in Table 3 and the
reactivity indexes obtained using M06-2X 30 and the ionization potentials and electron affinities reported in Table 1,
6-311G(d,p) basis set, and in Fig. 3 we depict the correlation the local nucleophilic channel for each indole was evaluated
according to Eq. (8) taking different combinations of reactive
atoms between indoles (a-atoms, first subindex) and DNBF
(b-atoms, second subindex). For each a and b combination of
atoms in the indoles and DNBF, respectively, we evaluated the
corresponding correlation coefficient (R2) between N A,ab
nuc
―Me 7.9 −1.6 −3.1 9.4 −0.190 0.155 −0.345 2.37 ―MeO a 0.094 c 0.094 e 0.086 g 0.082 b 0.069 i 0.068 f 0.059
―H 8.0 −1.6 −3.2 9.5 −0.185 0.158 −0.342 0.83 ―Me e 0.119 c 0.098 i 0.088 f 0.086 g 0.084 j 0.066 b 0.059
―Cl 8.2 −1.1 −3.6 9.3 −0.165 0.167 −0.333 −1.61 ―H e 0.123 f 0.099 c 0.097 i 0.091 j 0.085 g 0.079 b 0.066
―CO2H 8.3 −0.8 −3.7 9.1 −0.158 0.171 −0.329 −2.75 ―Cl a 0.161 e 0.112 c 0.094 g 0.085 i 0.080 f 0.074 b 0.056
―CN 8.6 −0.7 −4.0 9.2 −0.142 0.179 −0.321 −5.65 ―CO2 e 0.120 f 0.098 i 0.087 c 0.083 j 0.079 g 0.075 a 0.050
DNBF 9.8 2.7 −6.3 7.1 DNBF d 0.103 c 0.085 a 0.079 g 0.078 f 0.075 b 0.073 e 0.071
All energies are in eV. The subindexes A and B refer to the corresponding reactant. From left to right, the columns are ordered by decreasing values of the CFFs.
696 Acta Physico-Chimica Sinica Vol. 34
and the experimental kinetic constants. These correlations indoles and DNBF that could drive the system to the transition
coefficients are reported in Table 4. state. In Fig. 4 we present isosurface plots of the electrophilic
Table 4 shows two clear tendencies. First, when increasing and nucleophilic FFs of one indole (X ―H) and DNBF.
the number of reactive atoms in the indoles (index a), According to Fig. 4a the initial intermolecular binding between
independently of the number of reactive atoms considered in indoles and DNBF happens on the molecular plane since this
DNBF, the correlation coefficients increase monotonically, i.e., orientation seems to maximize the overlap between the FFs;
they have better correlations. Secondly, and in contrast with the note that the nucleophilic FF of the indole covers the zone of
previous observation, the situation is completely opposite with C(e) atom and, moreover, the electrophilic FF of DNBF also
respect to DNBF where, in all cases, the correlations decrease covers the C(c) and C(d) atoms. Second, in Fig. 4b we show the
monotonically as more reactive atoms in DNBF are considered. isovalue plots of the electrophilic FF of the indole and the
The global picture indicates that for these reactions the best nucleophilic one of DNBF. These plots can provide further
correlation would correspond to that obtained with the global support to propose a molecular orientation in the binding
partitioning or, in other words, to include all atoms in the between the indole and DNBF. In this case, the isosurface plots
evaluation of the N A,ab . In our previous applications of
nuc
suggest that the overlap between the oxygen atom (position d)
the model we found that there was an optimum number of in DNBF and the carbon atom of the indole in position f are the
atoms on each reactant providing the maximum correlation and, most likely interacting sites. It is important to comment that
consequently, going beyond this number of atoms worsened the this oxygen atom in DNBF has also a large negative charge in
correlations. Thus, in the present case, considering that the addition to a large nucleophilic CFF value, and that the carbon
global correlation is very good and that the main intention with atom of indole in position f also has a low negative charge and
the local partitioning is to identify the most reactive atoms in a large electrophilic CFF value. This interaction by alienation
the reactants, we decided to limit the number of atoms in the of nucleophilic/electrophilic zones of DNBF and indole is
indoles to seven. In fact, to provide a more concrete selection feasible due to the proximity between C(e) and C(f) atoms in
of reactive sites one could limit the number of relevant atom to the indole. Moreover, note that the intermolecular binding
4 considering that Table 4 shows that the improvement in the suggested by our analysis and the alienation of nucleophilic/
correlations is marginal when the number of atoms in the electrophilic zones between indole and DNBF produces a
indoles goes beyond a = 3. Then, using the combination ab = six-member ring that can stabilize this structure and makes it a
32, i.e., taking the first three atoms in the indoles and the 2 good candidate to start searching for the TS of the reaction.
atoms in DNBF that have the larger values of the CFFs, and Therefore, these isosurface plots of the FFs of indole and
from the data reported in Table 3, we find that the atoms DNBF together with the knowledge about the most reactive
playing the most important roles in the reaction are: in the atoms we can propose that the attack of the indole on DNBF
indoles atoms a, c, e, f, and i; in DNBF, atoms c and d. may occur as shown in Fig. 5. Similar findings were obtained
Considering the most frequent appearance of the atoms in the for the other indoles.
eight indoles we can say that atoms c and e are the most likely It is important to note that this analysis about the initial
atoms to participate in the reaction. It should be noted that for stages of the reaction mechanism between indoles and DNBF is
indoles with electron donating substituents the atom different
from carbon in the group is, according to their CFFs values, the
most likely atom to suffer the attack.
We now use the information obtained above regarding the
most reactive atoms together with spatial distribution of the FFs
to propose a plausible starting geometry orientation between
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