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692 Acta Phys. -Chim. Sin. 2018, 34 (6), 692–698


 
[Article] doi: 10.3866/PKU.WHXB201801121 www.whxb.pku.edu.cn

Reactivity of Indoles through the Eyes of a Charge-Transfer Partitioning


Analysis

OROZCO-VALENCIA Ulises 1, GÁZQUEZ José L. 2, VELA Alberto 1,*


1 Departamento de Química, Centro de Investigación y de Estudios Avanzados, Av. Instituto Politécnico Nacional 2508, Colonia San
Pedro Zacatenco, Ciudad de México, 07360, México.
2 Departamento de Química, Universidad Autónoma Metropolitana-Iztapalapa, Av. San Rafael Atlixco 186, Ciudad de México, 09340,

México.

Abstract: A global and local charge transfer partitioning model, based on


the cornerstone theory developed by Robert G. Parr and Robert G. Pearson,
which introduces two charge transfer channels (one for accepting electrons
(electrophilic) and another for donating (nucleophilic)), is applied to the
reaction of a set of indoles with 4,6-dinitrobenzofuroxan. The global analysis
indicates that the prevalent electron transfer mechanism in the reaction is a
nucleophilic one on the indoles, i.e., the indoles under consideration transfer
electrons to 4,6-dinitrobenzofuroxan. Evaluating the reactivity descriptors
with exchange-correlation functionals including exact exchange (global hybrids) yields slightly better correlations than
those obtained with generalized gradient-approximated functionals; however, the trends are preserved. Comparing the
trend obtained with the number of electrons donated by the indoles, and predicted by the partitioning model, with that
observed experimentally based on the measured rate constants, we propose that the number of electrons transferred
through this channel can be used as a nucleophilicity scale to order the reactivity of indoles towards
4,6-dinitrobenzofuroxan. This approach to obtain reactivity scales has the advantage of depending on the intrinsic
properties of the two reacting species; therefore, it opens the possibility that the same group of molecules may show
different reactivity trends depending on the species with which they are reacting. The local model allows systematic
incorporation of the reactive atoms based on the their decreasing condensed Fukui functions, and the correlations
obtained by increasing the number of reactive atoms participating in the local analysis of the transferred nucleophilic
charge improve, reaching an optimal correlation, which in the present case indicates keeping three atoms from the indoles
and two from 4,6-dinitrobenzofuroxan. The atoms selected by this procedure provide valuable information about the local
reactivity of the indoles. We further show that this information about the most reactive atoms on each reactant, combined
with the spatial distribution of the nucleophilic and electrophilic Fukui functions of both reactants, allows one to propose
non-trivial candidates of starting geometries for the search of the transition state structures present in these reactions.

Key Words: Chemical reactivity; Conceptual DFT; Charge transfer; Nucleophilicity; Indoles, Transition state
prediction

1 Introduction energy of a chemical system is a smooth and differentiable


Chemical reactivity within density functional theory function of the number of electrons that can be represented as a
(CRDFT) is a very active field that studies chemical quadratic function of this variable, we call this procedure the
transformations 1–8. Aiming to justify the Hard-Soft Parr and Pearson model (PP) 10. This model is supported by the
Acids-Bases principle (HSAB) 9, Parr and Pearson developed a Taylor expansion of the energy as a function of the number of
simple approach to study chemical reactivity assuming that the electrons keeping constant the external potential, leading to the

 
Received: November 24, 2017; Revised: December 29, 2017; Accepted: January 5, 2018; Published online: January 12, 2018.
*
Corresponding author. Email: avela@cinvestav.mx.
UOV was supported in part by Conacyt through a doctoral fellowship. JLG thanks Conacyt for grant 237045, and AV thanks Conacyt for grant Fronteras 867.
© Editorial office of Acta Physico-Chimica Sinica
No. 6 doi: 10.3866/PKU.WHXB201801121 693 

1 differences: I = E(N – 1) − E(N) and A = E(N) − E(N + 1). This


emblematic PP expression E  N   ( N )2 for the
2 partitioning scheme has been successfully used to quantify the
change in the energy as a function of the change in the number amount of charge transferred by σ donation and π-back-
of electrons, ∆N, where μ and η are the electronic chemical donation in transition metal (TM) ligand interactions 17. The
potential and the global hardness. This simple model has global charge transfer partitioning just described was
explained many aspects of chemical reactivity that are well complemented with a local version that through the atomic
documented in the literature. The change in the energy involved condensed Fukui functions of the reactants allowed us to
in an association reaction such as A + B → AB can be establish which are the most relevant atoms of each reactant
approximated as EAB  EA  EB , where the change in the participating in the reaction 16. Therefore, in Ref.16 and Ref. 17
energy of each reactant is evaluated according to the expression it is shown that this global and local partitioning provides
mentioned above for the change of the energy in terms of the scales, through the amount of charge transferred that can serve
corresponding change in the number of electrons. Minimizing as alternative reactivity scales.
∆EAB with respect to the amount of charge transferred and The aim of the present work is to apply this global and local
using the constraint that the number of electrons is conserved, charge transfer partitioning model to explain the experimental
one obtains that kinetic constants for a set of indoles studied by Mayr 18, paying
B  A special attention to the conclusions provided by the analysis of
N A   N B (1)
B  A the most reactive atoms in these reactions.
Considering that the global hardnesses of both species are
positive, the direction of electron flow is determined by the 2 Local model: a summary
chemical potential difference. Thus, if μA > μB then ∆NA < 0, In this section we very briefly describe the procedure that
meaning that A is the nucleophile (species donating electrons) leads to the working equations of the local model including the
and B the electrophile (species accepting electrons) 1,10. partitioning that distinguishes charge transfer channels as
According to Pearson if the number of electrons transferred in electrophilic or nucleophilic, for each reactant and leads to
an association reaction is large, it is likely that it may have a determine which are the key atoms involved in the reaction. For
low activation barrier, and he used this amount of charge mathematical details we refer the reader to Ref. 16. The
transferred to rationalize the reactivity of several organic and derivation starts considering the functional Taylor expansion of
inorganic reactions, founding a good correlation between Eq. E[ρ(r)], truncated to second order, and assuming that the
(1) with kinetic and equilibrium constants 11,12. The applicability changes in the electron density ∆ρ(r) are only due to electron
of this ansatz stands on the fact that the molecular structure of transfer; then ∆ρ(r) = f(r)∆N, where f(r) is the Fukui function
the transition state is complied by the two fragments having (FF) 19,20. Introducing an atomic resolution for the FFs we
geometries very similar to those of the free reactants or, in obtain the following expression for the energy change of a
other words, that this reaction has an early transition state reactant
(ETS), in agreement with Hammond’s postulate 13. In fact, this 1
E  k  k  k fk [N  (N ) ]
2
is the scenario where one expects that CRDFT will have better (5)
2
predicting capabilities 14,15. where fk is the Condensed Fukui Function (CFF) of the k-th
Recently we presented a partitioning scheme for the number atom in the corresponding molecule 21–24.
of electrons exchanged in an association chemical reaction A key consideration in our local model is that we will not
considering that both species accept and donate charge, aiming
include all atoms of each reactant in the evaluation of the
to determine the charge-transfer mechanism, electrophilic or
change in its energy. Instead, we will include a atoms from
nucleophilic, prevailing in the reaction 16,17. We showed that the
reactant A and b atoms from reactant B. Therefore, the change
global change in the number of electrons of reactant (fragment)
in the energy due to the changes on each reactant is given by
A can be written as
 ab          
a b

N A  N Anuc  N Aele (2)


   A f [ A N A  12 A ( N A ) ] 
a 2
where
(6)
AA  I B

b
f  [  B N B  B ( N B ) ]
1 2
N Anuc  (3)  B 2
2(A  B )
where we use the subindex ab in ∆ε to indicate that this energy
is the nucleophilic channel, and
change takes into consideration a atoms of reactant A and b
AB  I A from reactant B. It is worth noting that when a and b are equal
N Aele   (4)
2(A  B ) to the total number of atoms in the reactants, Eq. (6) reduces to
the electrophilic channel. In Eqs. (3) and (4), I and A are the the global model, as it should. The selection of atoms follows
vertical ionization potential and electron affinity, respectively, the criterion that large values of the FF correspond to more
of the corresponding species, that are determined by the energy reactive sites in a chemical species. Thus, the atoms are ranked
694 Acta Physico-Chimica Sinica Vol. 34 

depending on their CFF values and the first to be included are In this section we apply the global and local charge transfer
those with larger values of their CFFs. Minimizing Eq. (6) with partitioning model described above to the reaction between a
respect to ∆NA, using the constraint that the total number of set of indoles and 4,6-dinitrobenzofuroxan (DNBF). These
electrons is conserved leads to the following expression for the reactions have been thoroughly analyzed by Mayr and his
amount of charge transferred to reactant A when considering a group 18. The set of indoles, considered as reactants A, and
atoms of A and b atoms of reactant B: DNBF, as reactant B (the common substrate) are shown in Fig.
(  B   B f  )(  A   A f ) 1. To determine which is the prevailing electron transfer
b a

N A,ab  channel in the reaction, we analyze first the global charge


( B   B f  ) ( A   A f )
b a
(7) transfer. In Table 1 we present the global reactivity indexes for
  N B,ab the indoles considered here and for DNBF, in addition to the
By assuming that the association reactions is such that A is global charge transferred and the electrophilic and nucleophilic
the nucleophile and B the electrophile, one can use the partition charges evaluated by Eqs. (1), (3) and (4). Also shown
nucleophilic CFF for atom α in A, f −α, and the electrophilic CFF are the experimental kinetic constants taken from the work of
for atom β in B, f +β. Following the same partitioning procedure Mayr 18.
used in the global model leads one to the following working To determine which is the dominant charge transfer channel
equations to evaluate the nucleophilic charge transferred when in the reaction, in Ref. 16 we postulated that the prevailing
considering a atoms of A and b atoms B: charge transfer channel is that where the amount of electrons

1 ( AA   A f )  (I B   B f  )
a
 b
 transferred goes parallel with the direction where the reactions
nuc (8)
N A,ab  proceeds faster. Hence, from the data reported in Table 1 we
2 (B   B f  )  (A   A f )
b a
conclude that the nucleophilic channel is the dominant electron
Proceeding analogously one can show that for the transfer mechanism in the reaction since the trend obtained
electrophilic channel,
1 ( I A A f )  ( AB   B f  )
a  b

ele (9)
N A, 
2 (B   B f  )  (A A f )
ab b a

Eqs. (8) and (9) are the working expressions that we will use
below to illustrate how they can be used to determine which are
the most important atomic sites of the reactants participating in
the reaction.
Fig. 1 a) Indoles with ―X (―NH2, ―OH, ―MeO,
―Me, ―H, ―Cl, ―CO2H, ―CN) substituents; b) DNBF.
3 Computational details Small letters label atoms of both molecules. For those indoles with
Unless otherwise stated, all calculations reported in this work substituents such as ―NH2, ―CN, ―OH, ―MeO, ―Cl, ―CO2H, label a
were made with Gaussian 09 (G09) 25 using the PBE functional 26,27 indicates the heavy atom different from carbon in the substituent group, i.e.,
and the 6-311G(d,p) basis set, and in gas phase. A frequency N, O, and Cl. 
analysis was done on every molecule to confirm that the Table 1 Global reactivity indexes, vertical ionization potential (I),
stationary points located by the optimization procedure were
electron affinity (A), chemical potential (μ) and hardness (η); total
minima in the potential energy surface. The CFFs were
charge transfer (∆N), electrophilic (∆Nele) and nucleophilic
determined through the response-of-molecular-fragment
charge-transfer (∆Nnuc) channels obtained with the PBE
approach 24, with Yang and Mortier’s scheme 21 where f +k =
exchange-correlation functional and the experimental kinetic
qk(N) −qk(N + 1) is the electrophilic CFF and f −k = qk(N − 1) −
constants taken from Ref. 18.
qk(N) is the nucleophilic CFF, and qk is the charge of the k-atom
―X IA AA μA ηA ∆NA ∆Nele
A ∆Nnuc
A lnk
in the molecule having N, N  1 and N  1 electrons. The
―NH2 6.8 −1.5 −2.7 8.3 −0.218 0.141 −0.359 5.46
atomic charges were obtained with Hirshfeld’s Population
―OH 7.3 −1.4 −3.0 8.7 −0.195 0.153 −0.347 3.50
Analysis (HPA) 28. The Fukui functions were evaluated
―MeO 7.2 −1.4 −2.9 8.6 −0.200 0.150 −0.350 3.04
following their the definitions 1,19: f −(r) = ρN(r) − ρN−1(r) for the
―Me 7.4 −1.4 −3.0 8.8 −0.190 0.155 −0.345 2.37
nucleophilic function, and f+(r) = ρN+1(r) − ρN(r) for the
―H 7.5 −1.4 −3.1 8.9 −0.183 0.158 −0.342 0.83
electrophilic function, where ρk(r) is the electronic density of
―Cl 7.7 −1.0 −3.4 8.7 −0.167 0.166 −0.334 −1.61
molecule having k = N, N  1 and N  1 electrons, respectively.
―CO2H 7.8 −0.6 −3.6 8.4 −0.154 0.173 −0.327 −2.75
For the rendering of the FFs we used VMD, version 1.9.1 29.
―CN 8.1 −0.5 −3.8 8.5 −0.140 0.180 −0.320 −5.65
IB AB μB ηA
DNBF 9.3 2.6 −5.9 6.7

4 Reactions between indoles and All energies are in eV. The subindexes A and B refer to the
4,6-dinitrobenzofuroxan corresponding reactant. 
No. 6 doi: 10.3866/PKU.WHXB201801121 695 

with ‫∆׀‬NAnuc‫ ׀‬is in general agreement with that observed in the between the nucleophilic charge transferred predicted by this
experimental kinetic constants. Therefore we can conclude that functional and the experimental kinetic constants. One can see
nucleophilicity of indoles toward DNBF is the main electronic that the trends are the same, independently of the exchange-
process in the initial stages of these reactions. Fig. 2 depicts the correlation functional, but the inclusion of exact exchange does
good correlation obtained between the nucleophilic charge improve the correlations. With GGA (PBE) we obtain a value
transfer channel and the experimental kinetic constants. This of R2 = 0.978 and with a global hybrid (M06-2X), R2 = 0.982.
provides graphical support to the previous conclusion: the The reason for the improvement comes from the fact that the
charge transfer mechanism prevailing in the reaction between vertical ionization potentials and electron affinities are better
substituted indoles and DNBF is a nucleophilic one on the predicted with global hybrids.
indoles, i.e., in all cases they are donating charge to DNBF We now use the local model to illustrate its utility to identify
through the nucleophilic channel. We can also suggest that the most reactive atoms on each reactant. In Table 3 we show
∆NAnuc can be used or considered as a nucleophilic scale for the nucleophilic CFFs for the indoles considered in this work
indoles when reacting with DNBF given that the ordering and the electrophilic CFFs of DNBF. The atoms of both
provided by this global descriptor is in agreement with the reactants are labeled as shown in Fig. 1. For reasons that are
scale presented by Mayr and collaborators 18. To illustrate the clarified below, we decided to select the seven larger values of
role played by exact exchange in the prediction of the charge each reactant.
transferred by our model, in Table 2 we report the global With the values of the CFFs shown in Table 3 and the
reactivity indexes obtained using M06-2X 30 and the ionization potentials and electron affinities reported in Table 1,
6-311G(d,p)  basis set, and in Fig. 3 we depict the correlation the local nucleophilic channel for each indole was evaluated
according to Eq. (8) taking different combinations of reactive
atoms between indoles (a-atoms, first subindex) and DNBF
(b-atoms, second subindex). For each a and b combination of
atoms in the indoles and DNBF, respectively, we evaluated the
corresponding correlation coefficient (R2) between N A,ab
nuc

Fig. 2 Correlation between the PBE nucleophilic channel and the


experimental kinetic constants.
Values are from Table 1. The linear fit equation and the R2 correlation coefficient are

displayed on top of the plot.

Table 2 Global reactivity indexes, vertical ionization potential (I),


Fig. 3 Correlation between the M06-2X nucleophilic channel and the
electron affinity (A), chemical potential (μ) and hardness (η);
experimental kinetic constants.
total charge transfer (∆N), electrophilic (∆Nele) and nucleophilic
Values are from Table 2. The linear fit equation and the R2 correlation coefficient are
charge-transfer (∆Nnuc) channels obtained with the M06-2X
displayed on top of the plot.
exchange-correlation functional and the experimental kinetic
constants taken from Ref. 18. Table 3 The CFFs values for the indoles and DNBF according to the
―X IA AA μA ηA ∆NA ∆NAele ∆NAnuc Lnk atomic positions defined in Fig. 1.
―NH2 7.3 −1.6 −2.8 8.9 −0.214 0.143 −0.357 5.46 ―X 1 2 3 4 5 6 7
―OH 7.8 −1.5 −3.1 9.3 −0.191 0.154 −0.346 3.50 ―NH2 a 0.129 c 0.094 e 0.078 g 0.076 i 0.067 b 0.066 f 0.059
―MeO 7.7 −1.5 −3.1 9.2 −0.197 0.151 −0.349 3.04 ―OH a 0.105 c 0.104 e 0.099 g 0.087 i 0.076 b 0.073 f 0.065

―Me 7.9 −1.6 −3.1 9.4 −0.190 0.155 −0.345 2.37 ―MeO a 0.094 c 0.094 e 0.086 g 0.082 b 0.069 i 0.068 f 0.059

―H 8.0 −1.6 −3.2 9.5 −0.185 0.158 −0.342 0.83 ―Me e 0.119 c 0.098 i 0.088 f 0.086 g 0.084 j 0.066 b 0.059

―Cl 8.2 −1.1 −3.6 9.3 −0.165 0.167 −0.333 −1.61 ―H e 0.123 f 0.099 c 0.097 i 0.091 j 0.085 g 0.079 b 0.066

―CO2H 8.3 −0.8 −3.7 9.1 −0.158 0.171 −0.329 −2.75 ―Cl a 0.161 e 0.112 c 0.094 g 0.085 i 0.080 f 0.074 b 0.056

―CN 8.6 −0.7 −4.0 9.2 −0.142 0.179 −0.321 −5.65 ―CO2 e 0.120 f 0.098 i 0.087 c 0.083 j 0.079 g 0.075 a 0.050

IB AB μB ηB ―CN e 0.117 a 0.114 c 0.088 f 0.083 i 0.082 g 0.081 j 0.062

DNBF 9.8 2.7 −6.3 7.1 DNBF d 0.103 c 0.085 a 0.079 g 0.078 f 0.075 b 0.073 e 0.071

All energies are in eV. The subindexes A and B refer to the corresponding reactant.  From left to right, the columns are ordered by decreasing values of the CFFs.
696 Acta Physico-Chimica Sinica Vol. 34 

and the experimental kinetic constants. These correlations indoles and DNBF that could drive the system to the transition
coefficients are reported in Table 4. state. In Fig. 4 we present isosurface plots of the electrophilic
Table 4 shows two clear tendencies. First, when increasing and nucleophilic FFs of one indole (X  ―H) and DNBF.
the number of reactive atoms in the indoles (index a), According to Fig. 4a the initial intermolecular binding between
independently of the number of reactive atoms considered in indoles and DNBF happens on the molecular plane since this
DNBF, the correlation coefficients increase monotonically, i.e., orientation seems to maximize the overlap between the FFs;
they have better correlations. Secondly, and in contrast with the note that the nucleophilic FF of the indole covers the zone of
previous observation, the situation is completely opposite with C(e) atom and, moreover, the electrophilic FF of DNBF also
respect to DNBF where, in all cases, the correlations decrease covers the C(c) and C(d) atoms. Second, in Fig. 4b we show the
monotonically as more reactive atoms in DNBF are considered. isovalue plots of the electrophilic FF of the indole and the
The global picture indicates that for these reactions the best nucleophilic one of DNBF. These plots can provide further
correlation would correspond to that obtained with the global support to propose a molecular orientation in the binding
partitioning or, in other words, to include all atoms in the between the indole and DNBF. In this case, the isosurface plots
evaluation of the N A,ab . In our previous applications of
nuc
suggest that the overlap between the oxygen atom (position d)
the model we found that there was an optimum number of in DNBF and the carbon atom of the indole in position f are the
atoms on each reactant providing the maximum correlation and, most likely interacting sites. It is important to comment that
consequently, going beyond this number of atoms worsened the this oxygen atom in DNBF has also a large negative charge in
correlations. Thus, in the present case, considering that the addition to a large nucleophilic CFF value, and that the carbon
global correlation is very good and that the main intention with atom of indole in position f also has a low negative charge and
the local partitioning is to identify the most reactive atoms in a large electrophilic CFF value. This interaction by alienation
the reactants, we decided to limit the number of atoms in the of nucleophilic/electrophilic zones of DNBF and indole is
indoles to seven. In fact, to provide a more concrete selection feasible due to the proximity between C(e) and C(f) atoms in
of reactive sites one could limit the number of relevant atom to the indole. Moreover, note that the intermolecular binding
4 considering that Table 4 shows that the improvement in the suggested by our analysis and the alienation of nucleophilic/
correlations is marginal when the number of atoms in the electrophilic zones between indole and DNBF produces a
indoles goes beyond a = 3. Then, using the combination ab = six-member ring that can stabilize this structure and makes it a
32, i.e., taking the first three atoms in the indoles and the 2 good candidate to start searching for the TS of the reaction.
atoms in DNBF that have the larger values of the CFFs, and Therefore, these isosurface plots of the FFs of indole and
from the data reported in Table 3, we find that the atoms DNBF together with the knowledge about the most reactive
playing the most important roles in the reaction are: in the atoms we can propose that the attack of the indole on DNBF
indoles atoms a, c, e, f, and i; in DNBF, atoms c and d. may occur as shown in Fig. 5. Similar findings were obtained
Considering the most frequent appearance of the atoms in the for the other indoles.
eight indoles we can say that atoms c and e are the most likely It is important to note that this analysis about the initial
atoms to participate in the reaction. It should be noted that for stages of the reaction mechanism between indoles and DNBF is
indoles with electron donating substituents the atom different
from carbon in the group is, according to their CFFs values, the
most likely atom to suffer the attack.
We now use the information obtained above regarding the
most reactive atoms together with spatial distribution of the FFs
to propose a plausible starting geometry orientation between

Table 4 Correlations coefficients (R2) between the local nucleophilic


channel of indoles and the experimental kinetic constants, for different
combinations of reactive atoms in the indole (a) and in DNBF (b).
a
b
1 2 3 4 5 6 7
1 0.60 0.88 0.94 0.96 0.97 0.97 0.97

2 0.49 0.81 0.90 0.94 0.96 0.97 0.97


Fig. 4 Isosurface plots of the Fukui Function (nucleophilic in red and
3 0.45 0.76 0.86 0.91 0.94 0.96 0.96
electrophilic in blue), using an isovalue of 0.007, for the indole with
4 0.42 0.73 0.83 0.89 0.92 0.95 0.95
X  ―H and DNBF.
5 0.40 0.71 0.81 0.87 0.91 0.93 0.94
a) Orientation suggested by the nucleophilic FF of the indole and the electrophilic FF of
6 0.39 0.70 0.79 0.85 0.89 0.92 0.93
DNBF, and b) orientation suggested by the electrophilic FF of the indole and the
7 0.38 0.68 0.78 0.84 0.88 0.91 0.92
nucleophilic FF of DNBF. The most reactive atoms are also labeled in both plots.
No. 6 doi: 10.3866/PKU.WHXB201801121 697 

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