BASICS OF SOIL
MECHANICS
Module 2 : Pile foundation: Jacket main piles, skirt piles, driven piles, drilled and
grouted piles, steel and concrete piles, axial capacity, point bearing and skin friction,
factor of safety, lateral load on piles, p-y, t-z and q-z curves, pile group effect, scour
around piles, seabed subsidence and design of piles against seabed movement,
negative skin friction, cyclic degradation, main pile to jacket connections, skirt pile to
jacket connections, API RP 2A provisions. (12 hrs.)
Module 3 : Pile Installation: Minimum pile wall thickness, pile handling stresses,
static and dynamic stresses, pile stickup, stresses during stick up, wave and current
loads, hammer selection, pile driving stresses, wave equation analysis, pile driving
fatigue, API RP 2A guidelines. (8 hrs.)
Module 4 : Pile Testing: Working load test, ultimate load test, pile monitoring during
driving, pile integrity testing, high strain dynamic testing, rebound method. (4 hrs.)
It can be
observed from
the figure that
the type of
foundation can
vary with type of
structure and the
sub-soil
conditions at the
site.
Jetty Structures
The name jetty is some times had its name from the concept of the structure jetting out
from the coastline. These structures are built distance away from the coastline where in
sufficient water depth is available for berthing ships and vessels.
Quay Walls
Quay walls are primarily a earth retaining structures near the coastline for allowing the
ships and berthing vessels to approach and berth. Historically, the ports and harbour
structures have been built in India and abroad using retaining wall concept from British
period.
Offshore Platforms
Offshore platforms are structures primarily steel structure although in some cases
concrete gravity structures are also used. These platforms are normally supported on
large diameter steel piles driven into seabed for sufficient depth.
Coastal structures are used for various man made activities in the
coastal region such as
Fishing harbours for berthing and station keeping the small crafts
Sea wall is a gravity structure built of concrete or stones to protect the coast from
sea waves. The action of sea waves may erode the coastline thus endangering the
livelihood of people living in the coastline.
A bar breakwater is built to protect the jetty facility from incoming wave from
a particular direction.
Bored concrete piles for marine structures are generally constructed with casing or
liners. These liners act as a shuttering and enclose the concrete. The construction
sequence is illustrated in the figure.
The liner is driven to depth until the soil is loose or collapsible in nature. The
liner is normally not used as part of the structure.
The soil inside the casing is removed either by chisel and grab. When the soil
is hard or rocky, auger boring may also be used.
When the boring reaches the liner end, betonies slurry may be used to
stabilize the soil below the liner depth.
Upon the depth of target penetration is reached, the reinforcement cage (pre-
fabricated) can be lowered in to the liner. The reinforcement cage may installed
in segments if one length cannot be installed in single piece due to weight
limitation or length limitation due to handling equipment
Concrete can be filled inside the liner from the bottom of the bore using tremie
method. During this process, the slurry flow out due to replacement.
Tremie is a pipe lowered in to the hole and the concrete is pumped from the
top.
NPTEL course 13 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
Diaphragm wall is a
vertical barrier
constructed near the
water front to prevent
the soil from sliding
and collapse.
The wall shall be designed against all possible loads arising from earth pressure,
hydrodynamic, hydrostatic, mooring, berthing and surcharge loads.
The construction of these walls is by dry excavation with or without bentonite slurry
and filling the hole with reinforcement cage and concrete.
NPTEL course 14 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
Anchored diaphragm
wall uses the similar
concept except that
the top end of the wall
is anchored into a
dead man anchor or
other types of
structures.
The position of the anchor point is very essential to the stability of the system. The
active pressure zone of anchor shall not overlap with the passive pressure zone of
the diaphragm wall.
The surcharge load beyond the diaphragm wall needs to be taken into consideration
if applicable in this case.
The construction of
the gravity wall using
the precast block
concepts with shear
lock between blocks.
Normally construction is done in dry condition by excavating a trench and
placement of blocks in order before dredging on the water side.
Since the precast blocks are used, construction can also be done in wet condition
under water.
NPTEL course 18 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
Typical gravity wall with back fill
Offshore Platforms
Offshore platforms are structures installed in shallow/deep water for drilling and
production of hydro-carbons (soil and gas) from seabed.
The offshore platforms are normally pre-fabricated and installed on to seabed. These
structures are fixed to seabed by means of pile foundation.
Though other forms of offshore structures exist such as floating, or gravity types, fixed
platforms with piled foundations are very common in shallow water depths.
Spectrum of offshore structures concepts developed over the last century. These
concepts range from fixed and floating structures.
Fixed structures are those resting on seabed with pile foundations transferring all
gravity and environmental loads to seabed.
Floating structures are those floating on water with gravity loads supported by
buoyancy and the environmental loads transferred to seabed by mooring system
and anchor foundations.
NPTEL course 22 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
A fixed Offshore Platform with deep pile foundation
Turret Mooring system comprise of a swivel joint which makes the ship to rotate
about the bearing and mooring connected to the seabed.
The Mooring lines are connected to the seabed with anchor foundation.
The loads on foundations are same as that on the structure for most class of structures.
Exception being the earth retaining structures such as quay walls have predominant
lateral earth pressure.
The relative magnitude of lateral loads to gravity loads in case of onshore structures is
very small. However, for coastal and offshore structures, the lateral loads are very
large.
Hence design of foundations for the coastal and offshore structures, the lateral capacity
and its interaction with gravity loads needs to be carefully considered.
Displacement piles
Driven Precast concrete piles
Driven Steel tubular piles (open ended)
Piles (either concrete or steel) that are driven in to the ground using
hammer by displacing the soil around are called “displacement piles”.
Non-displacement piles
Bored cast in-situ concrete piles
Drilled and grouted steel piles
Piles (either concrete or steel) that are installed in to the ground after the
boring using drilling equipment and filled with cement grout are called
“non-displacement piles”.
The combined profile along the bore hole gives stratification of the soil.
medium sand
Dense sand
Pockets of clay
Rock
The design of foundation for offshore and coastal structures is similar to any onshore
structures except that the special emphasis should be given to design against the lateral
loads.
a. An assessment of soil stratification at the proposed location of the structure is carried out
using the drilled bore hole and following physical and geological parameters shall be
obtained.
• Geophysical parameters such as colour, density, grain size distribution etc.
• Geological information
• Shear strength characteristics
• Deformation characteristics
b. Spatial variation of soil strata at the site is assessed by conducting bore hole tests at
several locations at a specified spacing and depth. The spacing and depth of bore hole
depends on the size and magnitude of the structure and the load transmitted respectively.
c. A design soil profile is derived from the assessment including the soil bore hole data and
historical information at the site.
d. The foundation load carrying capacity and its load deformation characteristics are obtained
using basic soil mechanics principle.
e. A suitable factor of safety is applied on to the calculated load carrying capacity and is used
as the allowable strength of the foundations.
f. As installed load carrying capacity may be estimated if required based on information
gathered during the installation.
NPTEL course 38 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
CODE PROVISIONS
Some provisions of foundation design can also be noted from various codes of
practice for Port and Harbour structures.
The sea floor can be divided into following three major areas
- Continental margin
- Ocean floor
- Oceanic ridge
The major oil and gas activities are focused in the area of continental
margin which occupies almost 20% of the total ocean area. The
continental margin can be sub divided as
- Continental shelf
- Continental slope
- Continental ridge
a. Biological process
b. Mechanical process
c. Chemical process
- Lithogenous particles
- Biogenous particles
- Hydrogenous particles.
COHESIVE SOIL
Clay
Peat
Organic soil
ROCKY
Sedimentary
Granite
Sandstone
Limestone
Rounded Subrounded
Subangular Angular
Dispersed Flocculated
Natural
Book house Turbo stratic
Clay particles have predominantly sheet like shape with flattened face !.
Slightly cemented Visual examination; pick removes soil in lumps which can be
abraded
Clays Very soft Exudes between the fingers when squeezed in the hand
Soft Moulded by light finger pressure
Stiff Cannot be moulded by the fingers; can be indented by the
thumb
Very stiff Can be indented by the thumbnail
Organic, peats Firm Fibers already compressed together
Spongy Very compressible and open structure
Plastic Can be moulded in the hand and smears the fingers
The finer the particles, the structure of the soil is sensitive to the
moisture content and thus highly influenced by the amount of moisture.
On the other hand, larger the particle size, the arrangement, inter
particle friction becomes the influential parameters.
1– 63 μm
2 – 212 μm
3 – 600 μm
4 – 2 mm
5 – 6.3 mm Sieve analysis
6 – 20 mm
7 – 62 mm
Percentage of soil by weight passing through each sieve is noted.
D60
CU =
D10
where D60 = diameter corresponding to 60% finer.
3. Coefficient of gradation (CC): This parameter is defined as
D302
CC =
D60 × D10
NPTEL course 58 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
Well, poorly and gap graded
Liquid Limit (LL) is the moisture content beyond which soil start
behaving as a fluid. This is the upper limit of the moisture content. Two
methods can be used to determine the liquid limit.
Counter
Cup
Cone
A B C D
Typical examples
Fine grained Silts and clays Inorganic silts, silty ML Use plasticity chart
(more than (liquid limit less or clayey fine sands,
50% smaller than 50) With slight plasticity
than 63 μm
BS) Inorganic clays, silty CL Use plasticity chart
clays, sandy clays
Highly organic Silts and clays of low plasticity
soils (liquid limit less
than 50) Organic silts and OL Use plasticity chart
organic silty clays
of low plasticity
Inorganic silts of high MH
Use plasticity chart
plasticity
In organic clays of CH
plasticity
Organic clays of high OH Use plasticity chart
plasticity
Peat and other highly Pt Use plasticity chart
organic soils
PI
%
NPTEL course 76 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
PHASE DIAGRAMS
Vw
Sr =
Vv
Sr = Degree of saturation
Vw = Volume of water
Vv = Total volume of void space
For marine soils, the saturation ratio will be 1.0 and is
called fully saturated soil.
W Mg
γ= =
V V
In which M is the mass of the soil, g is the gravitational acceleration
an V is the volume of the soil.
Gs (1 + w)
γ= γw
1+ e
Gs S r e
γ= γw
1+ e
Where a soil in-situ is fully saturated the solid soil particles (volume
γ
1 unit, weight Gs w) are subjected to upthrust ( γ w
Gs γ w Gs − 1
γ =
,
= γw
1+ e 1+ e
i.e. :
γ , = γ sat − γ w
S, G, e ( G + Se ) γ ω G, e Gγ ω G, n (1 − n )( G + n ) γ ω
1+ e 1+ e
w, G, S (1 + ω ) Gγ ω G, n G, ωsat 1 + ωsat
Gγ ω (1 − n ) Gγ ω
ωG 1 + ω sat G
1+
S
w, G, n G, w, S Gγ ω e, ωsat e 1 + ωsat
Gγ ω (1 − n )(1 + ω ) ωG
1+ γω
ωsat ωsat
S
eS γ ω 1 + ωsat
S, G, n Gγ ω (1 − n ) + nS γ ω e, w, S n, ωsat n γω
(1 + e ) ω ω sat
eγ ω e
γsat, e γ sat − γd, e γd + γω
1+ e 1+ e
γsat, n γ sat − nγ ω γd, n γ d + nγ ω
γsat, G γd, S 1
(γ sat − γ ω ) G 1 − γ d − γ ω
G
( G − 1)
γd, ωsat γ d (1 + ωsat )
NPTEL course 83 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
Void ratio, moisture content, and Dry Unit Weight for Some Typical
Soils in a Natural State
15 – 50 Loose
50 – 70 Medium
70 – 85 Dense
Dr =
(1 − nmin )( nmax − n )
( nmax − nmin )(1 − n )
By using the definition of Dry Unit Weight, we can express relative density in
terms of maximum possible dry units. Thus,
Where
γd(min) = dry unit weight in
1 1 the loosest condition
−
γ d (min) γ d γ d − γ d (min) γ d (max) (at a void ratio of emax)
Dr = = γd = in situ dry unit
1 1 γ d (max) − γ d (min) γ d weight (at a void ratio
− of e)
γ γ
d (min) d (max) γd(max) = dry unit weight in the
densest condition (at a
void ratio of emin)
NPTEL course 86 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
SOIL INVESTIGATION
For example, rocky formation require a drill system whereas for soft clay or sandy
material, wash boring system is sufficient.
Similarly, split spoon barrel is good for extracting a undisturbed soil sample clay
layers while extraction of undisturbed sample may not be feasible in sandy layers.
Sampling the soil at each layer shall be pre-planned so that the drilling can be
stopped and the bore hole cleaned before taking samples. Similarly, the in-situ
testing along the depth of the boring shall be carried out.
NPTEL course 89 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
Bore hole Location and numbers
Bore hole location shall be as near as possible to the proposed foundation location
to avoid variation of soil properties.
For example, for a fixed jacket type of structure consisting of pile foundations at four
corners, at-least one bore hole shall be drilled at the center of the jacket.
Typical jacket base width in shallow water (depth less than 200m), is around 50 to
100m. Hence if a bore hole is drilled at the geometric center of the jacket, the
distance to the piles from the bore hole will be less than 50m.
Though, one bore hole each the foundation location may be appropriate but
expensive. In some cases, two bore holes one each opposite corner may indicate
the profile of the soil t the site which may prove to be useful.
Hence the number bore holes and their location shall be evaluated carefully with
regards to the risk of soil variation at the site.
Proposed Pile
Platform 1 locations
Platform
3
For very deep water, the drill system shall be positioned by Directional Positioning
System (DPS) using thrusters. No mooring system will be deployed.
Soil type such as sand, clay, silt or rock (or combination of the types)
Visible information such as colour, fissures, etc
In-situ testing results such as SPT, vane shear data, cone penetration data
Some times, the bore log may also be updated with information from initial testing of
soil samples including the following parameters.
Density
Grain size distribution
Shear strength
Angle of internal friction
Sleeve friction
(MPa)
65 Kg Hammer is dropped
from a height of 760mm
T = Touter + 2Tend
d πd 2 2 d
T = (π d )hC u + 2 C u
2 4 3
d 2h d 3
T = πCu +
2 6
T = Torque at failure
Cu can be found once
d = overall vane width the torque is measured
h = vane length
Cu = Undrained shear strength
τ f = σ tan φ
τ f
φ = tan
−1
σ
The value of (f) thus obtained is called angle of internal friction of soil.
NPTEL course 106 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
ADVANTAGES AND DISADVANTAGES
τ f = Ca + σ tan δ
NPTEL course 107 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
DETAILS OF TRIAXIAL TEST APPARATUS
σc σc σc σc
σc
σc+ q
Stage 1
Stage 2- shearing
Is the drainage valve Is the drainage valve
open? open?
Yes No Yes No
Yes No Yes No
CD UU
CU
σ1 = σ3 + (Δσ=q)
σ3
φ
Mohr – Coulomb
Shear stress, τ
failure envelope
Cu
σ3a σ3b σ3c σ1a σ1b σ1c σ
EMPIRICAL
CORRELATIONS
N η H η Bη Sη R
N 60 =
60
Where
N60 = Standard Penetration number corrected to field conditions with
60% energy as the base
N = SPT ‘N’ value obtained from field test.
ηH = Hammer efficiency (%)
ηB = Correction for bore hole diameter
ηS = Sampler correction
ηR = Correction for rod length
( N1 )60 = C F N 60
Where
(N1)60= corrected N60 value to standard overburden pressure = 95.6 kN/m2
Method 1 Method 2
1.92 ' 2
P0
(
CF = 0.777 log10 ' P0 in MN/m2
) CF =
1 + 0.01 P0'
( P0' in kN/m2 )
CF shall be less than 2.0. As the depth increases, the overburden pressure
increases and the CF value decreases.
NPTEL course 119 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
Young
Soft squeezing
clay
NC
Medium 6–9
Stiff 10 – 16 Hard to deform by hand
squeezing
cemented
Increasing
Very stiff 17 – 30 Very hard to deform by
Aged /
OCR
hand
Hard >30 Nearly impossible to
deform by hand
Cu = 3.5 to 6.5 N 60 in kN / m 2
≈ 4.4 N 60
Where
N60 = SPT number obtained from field.
Use values as guide and for comparison when using approximate equations
MOHR-COULOMB
FAILURE THEORY
τ f = c + σ f tan φ
τ f = Shear Strength
σ f = Normal Stress
c, σ = Shear Strength Parameters
φ' ad
∠bad = 90 + θ o '
θ = 45 + = sin φ '
2 fa
σ 1' + σ 3'
fa = fo + oa = c cot φ +
' '
2
σ 1' − σ 3'
ad =
2
σ 1' − σ 3'
sin φ ' = 2
σ 1' + σ 3'
c ' cot φ ' +
2
NPTEL course 132 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
Rearranging the terms, we get
1 + sin φ ' ' cos φ '
σ =σ
1
' '
3 + 2c '
1 − sin φ '
1 − sin φ
Substituting the following trigonometric identities
2 2
NPTEL course 133 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
LATERAL EARTH
PRESSURE THEORY
Po' = γ ' z Po = γ ω z
k o = 1 − sin φ ' for sand ko = 1
PI %
k o = 0.44 + 0.42 for clay
100
NPTEL course 136 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
ACTIVE EARTH PRESSURE
Active earth pressure on a soil mass may occur due to movement of
wall away from the soil mass causing the horizontal earth pressure to
reduce when compared to the horizontal pressure at rest
CD CD
sin φ ' = =
AC AO + OC
σ v' − σ a'
CD =
2
σ v' + σ a'
OC =
2
σ v' − σ a'
sin φ ' = 2
σ v' + σ a'
c ' cot φ ' +
2
NPTEL course 137 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
Rankine’s active earth pressure distribution
φ' φ'
σ a' = γ ' z tan 2 45 − − 2 '
c tan 45 −
2 2
φ'
and σ = σ tan 45 −
' ' 2
For cohesion less soils, c’=0 a v
2
The ratio of σ′a to σ′v is called the coefficient of Rankine’s active earth
pressure, Ka,
σ a' 2 φ'
K a = ' = tan 45 −
σv 2
σ 'p − σ v'
CD =
2
σ 'p + σ v'
OC =
2
σ 'p − σ v'
sin φ ' = 2
σ 'p + σ v'
c ' cot φ ' +
2
NPTEL course 141 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
and
cos φ ' φ '
= tan 45 +
1 − sin φ ' 2
NPTEL course 142 Prof. S. Nallayarasu
Department of Ocean Engineering
Indian Institute of Technology Madras-36
Basic Soil Mechanics
Passive Earth Pressure coefficient
φ' φ'
σ 'p = σ v' tan 2 45 + + 2 c ' tan 45 +
2 2
φ' φ'
= γ z tan 2 45 + + 2 c ' tan 45 +
2 2
φ'
For cohesion less soils, c’=0 and σ = σ tan 45 +
'
p
'
v
2
2
The ratio of σ′p to σ′v is called the coefficient of Rankine’s passive earth
pressure, Kp,
σ 'p 2 φ'
= K p = tan 45 +
σv '
2