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Journal of the Formosan Medical Association (2018) xx, 1e9

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Review Article

Fecal microbiota transplantation: Review


and update
Jiunn-Wei Wang a,b, Chao-Hung Kuo a,c,d, Fu-Chen Kuo e,
Yao-Kuang Wang d, Wen-Hung Hsu a,c, Fang-Jung Yu a,c,
Huang-Ming Hu b,c, Ping-I. Hsu f, Jaw-Yuan Wang g,
Deng-Chyang Wu a,c,*

a
Division of Gastroenterology, Department of Internal Medicine, Kaohsiung Medical University
Hospital, Kaohsiung, Taiwan
b
Department of Internal Medicine, Kaohsiung Municipal Ta-Tung Hospital, Kaohsiung, Taiwan
c
Department of Medicine, College of Medicine, Kaohsiung Medical University, Kaohsiung, Taiwan
d
Department of Internal Medicine, Kaohsiung Municipal Hsiao-Kang Hospital, Kaohsiung, Taiwan
e
School of Medicine, College of Medicine, E-Da Hospital, I-Shou University, Kaohsiung, Taiwan
f
Division of Gastroenterology, Kaohsiung Veterans General Hospital, National Yang-Ming University,
Kaohsiung, Taiwan
g
Division of Colorectal Surgery, Department of Surgery, Kaohsiung Medical University, Hospital,
Kaohsiung, Taiwan

Received 8 August 2018; accepted 9 August 2018

KEYWORDS Fecal microbiota transplantation (FMT) is a method to directly change the recipient’s gut mi-
Fecal microbiota crobiota to normalize the composition and gain a therapeutic benefit. The history of FMT has
transplantation; been traced back to the 4th century and has been highly regarded since 2013, when the United
Intestinal microbiota States Food and Drug Administration approved FMT for treating recurrent and refractory Clos-
tridium difficile infection. Since then, the range of FMT applications extended rapidly and
broadly not only in gastrointestinal disorders, but also in extra-gastrointestinal diseases. Donor
selection with questionnaire, interview, blood tests, and stool examinations should be strictly
performed before FMT to reduce and prevent occurrence of any adverse events. Step-by-step
cautious fecal and recipient preparation along with adequately choosing delivery methods
based on individual clinical situations are key points of the FMT process. Although current ev-
idence deems FMT as a generally safe therapeutic method with few adverse effects, the long-
term outcomes of FMT have not been completely elucidated. Therefore, establishing period-
icity and length of regular follow-up after FMT to monitor the clinical efficacy and long-
term adverse events are other essential issues. In the future, we will look forward to person-
alized FMT for different patients and conditions according to varied hosts and diseases.

* Corresponding author. Division of Gastroenterology, Department of Internal Medicine, Kaohsiung Medical University Hospital, Kaohsiung
Medical University, 100 Tz-You 1st Road, Kaohsiung 807, Taiwan. Fax: þ886 7 3135612.
E-mail address: dechwu@yahoo.com (D.-C. Wu).

https://doi.org/10.1016/j.jfma.2018.08.011
0929-6646/Copyright ª 2018, Formosan Medical Association. Published by Elsevier Taiwan LLC. This is an open access article under the CC
BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).

Please cite this article in press as: Wang J-W, et al., Fecal microbiota transplantation: Review and update, Journal of the Formosan
Medical Association (2018), https://doi.org/10.1016/j.jfma.2018.08.011
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Copyright ª 2018, Formosan Medical Association. Published by Elsevier Taiwan LLC. This is an
open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-
nc-nd/4.0/).

Introduction full and lasting clinical recovery after treatment.20 After the
clinical use of FMT shifted from infectious to non-
The human gastrointestinal (GI) tract is colonized by numerous communicable disorders, the range of FMT applications
bacterial species, which have the function of aiding digestion, extended rapidly. Moreover, new insights connecting gut
assisting in nutritional provision, facilitating maturation of the microbiota to the extraintestinal diseases would further
colonic epithelium, and protection from pathogens.1e3 broaden the clinical practice of FMT.
Human gut microbiome differs by individual and is relatively
stable and resilient over time; however, environmental fac- Indications and contraindications
tors, including diet, probiotics, prebiotics, viruses, and drugs,
particularly antibiotics, can alter the composition.4e7 Many
Most current clinical experience with FMT has originated
different groups of diseases are connected to the gut micro-
from treatment of recurrent or refractory CDI.21 Multiple
biota, including infectious conditions (infectious gastroen-
studies have demonstrated remarkable effectiveness of
teritis, Clostridium difficile infection (CDI)), autoimmune
FMT in cases of recurrent and refractory CDI, which may
diseases (allergic disease, diabetes, inflammatory bowel dis-
be attributed to sustained restoration of the normal
ease (IBD)), some general conditions (overweight, functional
microbiota after FMT.22,23 The cure rate is surprisingly up
GI disorders), and behavioral diseases.8 Currently, a wide va-
to approximately 90% in recurrent or refractory CDI, which
riety of medical therapeutic strategies are used to correct gut
is much superior to prolonged anti-microbial therapy with
dysbiosis, but a great majority of them do not present satis-
20e30% success rates.19,24,25 As a result, it is now already
factory clinical effects, except for fecal microbiota trans-
listed in several expert guidelines of standard practice for
plantation (FMT). FMT, namely stool transplantation, is a
treating recurrent and refractory CDI,10 and it is the only
method that places stool from a healthy donor into another
indication approved by the United States (US) Food and
patient’s GI tract to directly change the recipient’s gut
Drug Administration (FDA) since 2013.26 Apart from CDI,
microbiota to normalize the composition, gaining therapeutic
there is a high level of interest in FMT use as a potential
benefit.9,10 Currently, multiple studies have proven FMT as a
therapy targeting IBD. Promising case reports and
successful therapy for recurrent and refractory CDI, even in
increasing clinical trials demonstrated that FMT may play
patients who have comorbid conditions or are
a useful primary therapeutic role.27e30 However, response
immunosuppressed.11e13 Beyond the application in CDI, more
rates have not been as impressive as FMT for the indica-
extensive use of FMT has been seen in recent years.14
tion of CDI. Therefore, modified strategies of FMT use,
step-up or intensive-dosing multidonor FMT, were per-
History of fecal microbiota transplantation formed in IBD patients and indicated beneficial treatment
responses.30,31 Furthermore, current studies demon-
The first records of FMT has been traced back to the fourth strated FMT can be a cost-saving intervention in managing
century China, where human fecal material was called yellow recurrent and refractory compared to antibiotics use and
soup and was used in patients of severe diarrhea.15 Until China in moderate-to-severe IBD treatment.32,33 In addition,
Ming Dynasty in the sixteenth century, there were descriptions some clinical trials have applied FMT in functional bowel
of fresh or fermented fecal suspensions applied in patients disorders. Several meta-analysis and cohort studies have
with GI conditions, including diarrhea, constipation, and shown improved bowel movement in irritable bowel syn-
abdominal pain.15 Eiseman and his colleagues successfully drome patients after FMT.18,34e36 Beyond the gastroin-
treated patients with FMT for pseudomembranous colitis in testinal disorders, the applications of FMT rapidly
1958, the first report in the medical literature.16 Italian sur- expanded to multiple fields of extra-gastrointestinal dis-
geon Acquapendente created the term “transfaunation,” eases in recent years. Several studies have evaluated the
which means transference of gastrointestinal content from a prospect of altering the gut microbiome as a potential
healthy to a sick animal, and was applied extensively in the therapy for obesity and the metabolic syndrome.37e39
field of veterinary medicine.17,18 Els et al. carried out the first Vrieze and colleagues administered FMT in patients with
randomized controlled trial in 2013. The study showed that metabolic syndrome, and a significant increase in insulin
duodenal infusion of donor feces in patients with recurrent CDI sensitivity in these subjects was proven after treatment.40
had more significant efficacy in resolving symptoms than an- Several case reports and animal models have also revealed
tibiotics use alone.19 Since that time, increasing subsequent the probable therapeutic effects of FMT in patients with
case studies have proven high cure rates of recurrent and re- severe multiple sclerosis,41 autism,42 multidrug-resistant
fractory CDI with FMT. Additionally, the earliest record of FMT organisms (MDRO) infections,43 and multiple organ
applied in a non-infectious disease was published in 1989. dysfunction in critical patients.44 Furthermore, recent
Borody et al. performed “an exchange of bowel flora” on a 45- studies also demonstrated the positive effects of immu-
year old male with refractory ulcerative colitis (UC), showing notherapy on melanoma with FMT in an animal model and

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Fecal microbiota transplantation 3

clinical trial.45,46 The summary of current and potential or frozen fecal material was the better choice for FMT at
indications is shown in Table 1.41e44,47,48 In contrast, there the beginning of the FMT practice. Currently, several ran-
is no known absolute contraindication for FMT based on domized clinical trials and meta-analysis demonstrated
the current clinical evidence.11 that frozen FMT has the same efficacy as fresh FMT in
clinical improvement of recurrent or refractory CDI.57e59
Fresh fecal material should be processed within 6 h of
Donor selection donor production, and it can be stored at room tempera-
ture until further processing. Approximately 50 g (minimum
To reduce and prevent the occurrence of adverse events, amount of 30 g) of fecal material is mixed with approxi-
strict donor screening tests of FMT are recommended.47,49 mately 150 mL of sterile normal sodium chloride by
The guidelines in the United States and European consensus blender. The mixture is filtered with a filter or gauze to
conference both suggest to use a donor questionnaire to clear away large particulate matter, which may obstruct
meet the exclusion and inclusion criteria (Table 2).21,49e52 To the endoscope channel. Finally, the filtrate is infused into
evaluate any recent potentially harmful behaviors, screened 60-mL syringes (generally 4e5 tubes) and infused to the
donors should undergo an additional interview on the same recipient’s GI tract.49,52,56 In recent years, several stool
day of the donation.49 Furthermore, standard donor banks have been established worldwide in succession.
screening protocols should be set up to lower the risks of Collecting stool from a set of prescreened donors, prepar-
infection transmission from the donor to recipient, and a ing and dividing the donated fecal material, and freezing
suitable donor ought to receive both blood and stool exami- aliquots of screened fecal material are processed in a stool
nations within 4 weeks before donation (Table 3).49,51,52 A bank. Additionally, the final fecal material must be strictly
spouse or close relative was historically considered as an managed by clearly labeling, tracking, and storing at
ideal FMT donor. Fecal material from the spouse might 80  C. On the day of FMT, the fecal suspension is thawed
minimize the risk of infection transmission because shared in a warm (37  C) water bath, and the normal saline solu-
environmental risk factors. The similarity of microbial spe- tion is mixed to obtain an expected suspension volume. It is
cies is expected between the recipient and his/her close worth noting that repetitive thawing and freezing ought to
relative; therefore, adaptive immunity in the mucosal im- be avoided, and infusion should be performed within 6 h of
mune system might present more tolerance towards the thawing.49,52 Nevertheless, the appropriate volume of fecal
microbiota from the donor.50 Nevertheless, additional clin- infusion is difficult to define. Larger volumes of fecal ma-
ical evidence has proven no association between donor and terial have shown better FMT outcomes in CDI patients, as
FMT outcomes.53,54 Unrelated FMT volunteer donors may be demonstrated by a systemic review article, and up to a
more beneficial in cases where genetics play a contributing four-fold higher risk for failure was noted for infusion vol-
factor in the disease, like IBD.55 Certainly, the time between umes less than 50 g compared to the larger volume.24
screening and donation is another important issue. The FMT
French group recommend that the period must be as short as
possible without exceeding 21 days in order to reduce the risk Recipient preparation
of contamination.56 In sum, selection of an adequate donor is
a key point in FMT. Regardless of the source of fecal material or chosen route
of administration, patients undergoing FMT need support
and education prior to treatment.60 Recipient should not be
Fecal preparation administered with any form of antibiotics 12e48 h before
fecal infusion.49 Practical preparation for the FMT proced-
The optimal preparation of fecal material to manage re- ure is similar to that of any other endoscopic procedure,
mains to be determined. It had been debated whether fresh including a standard bowel preparation. The bowel should

Table 1 Current and potential indications of fecal microbiota transplantation.


Current indication
Recurrent and refractory Clostridium difficile infection
Indications in investigation and potential indications
Gastrointestinal diseases
- Inflammatory bowel disease (Ulcerative colitis, Crohn’s disease)
- Functional bowel disorders (Irritable bowel syndrome, Constipation)
Extra-gastrointestinal diseases
- Metabolic syndrome (Type 2 diabetes, Nonalcoholic steatohepatitis)
- Obesity
- Autoimmune disorders
- Parkinson’s disease
- Autism
- Multiple sclerosis
- Idiopathic thrombocytopenic purpura
- Multidrug-resistant organisms infections
- Multiple organ dysfunction in critical patients

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Table 2 Donor inclusion and exclusion criteria.


Inclusion criteria
Aged 18e65 year
No history or current symptoms of gastrointestinal disease
No other major active medical comorbidities
Minimal regular medications with no medications that may interfere with stool viability, including no antimicrobials
(antibiotics, antifungals, antivirals)/probiotics in the preceding 3 months
Exclusion criteria
Risk of infectious agent
 Known HIV, hepatitis B, or hepatitis C infection
 Known exposure to HIV or viral hepatitis within the previous 12 months
 High risk sexual behavior (e.g., sexual contact with anyone with HIV/AIDS or viral hepatitis, men who have sex with men,
sex for drugs or money)
 Use of illicit drugs
 Tattoo or body piercing within the preceding 6 months
 Known current communicable disease (e.g., upper respiratory tract infection)
 Risk factors for variant CreutzfeldteJakob disease
 Travel within last 6 months to areas of the world where diarrheal illnesses are endemic or risk of travelers’ diarrhea is high
Gastrointestinal comorbidities
 History of or current IBD
 History of or current irritable bowel syndrome, chronic constipation, chronic diarrhea, or other intrinsic gastrointestinal
illness/condition
 History of or current gastrointestinal malignancy or known polyposis or strong family history of colorectal cancer
 History of major gastrointestinal surgery (e.g., gastric bypass, partial colectomy)
Factors that can affect the composition of the intestinal microbiota
 Antimicrobials (antibiotics, antifungals, antivirals) or probiotics within the preceding 3 months
 Major immunosuppressive medications (e.g., calcineurin inhibitors, biological agents, exogenous glucocorticoids)
 Systemic antineoplastic agents
 Household members with active gastrointestinal infection
Other conditions
 Systemic autoimmunity (e.g., multiple sclerosis, connective tissue disease)
 Atopic disease (e.g., moderateesevere asthma, eczema, eosinophilic disorders of the gastrointestinal tract)
 Metabolic syndrome, obesity (BMI > 30), or moderate-to-severe undernutrition/malnutrition
 Chronic pain syndromes (e.g., chronic fatigue syndrome, fibromyalgia) or neurologic/neurodevelopmental disorders
 History of malignant illness or ongoing oncologic therapy
 Incarceration or long-term care facility residence
 Body piercing or tattoo in prior 6 months
Abbreviation: HIV: human immunodeficiency virus, AIDS: Acquired immune deficiency syndrome, IBD: Inflammatory bowel disease, BMI:
Body mass index.

be virtually free of contaminated fecal material prior to the with favorable bacteria, and bowel cleaning can probably
donor feces infusion to ensure a healthy graft.60 Some reduce the number of residual organisms and spores to
studies suggested loperamide use one hour before FMT in visualize the entire colon, but it is a relatively risky,
order to ensure that the transplanted feces stay at least 4 h expensive, and invasive procedure. FMT via retention
long in the intestines.61e63 enema is more affordable and less invasive than colonos-
copy, but the donor fecal material cannot be delivered to
the entire colon and is limited to the distal colon. Although
Delivery methods the efficacy of retention enema had been once doubted,
Orenstein and Dubberke et al. have proven it more efficient
The current administration of fecal material by means and safe than placebo in phase I and phase II recurrent CDI
include upper GI route (via esophagogastroduodenoscopy clinical trials.64,65 Oral capsule for FMT administration has
(EGD), nasogastric, nasojejunal, or nasoduodenal tube), the advantages of less invasion and high patient accept-
lower GI route (via colonoscopy or retention enema), and ability, but the expense and large capsule burden are its
oral capsule. In general, FMT via the upper GI route can be disadvantages.52,66 There have been a number of studies to
administered in patients with an inflamed colon; however, evaluate the various methods of FMT administration.
the discomfort sensation during tube placement, risks of Youngster et al. conducted a randomized pilot study
aspiration, and inability to evaluate the colon mucosa or to comparing upper and lower GI routes of FMT, and the report
collect mucosa tissue samples are weak points. FMT via found a non-significant difference in cure rate between the
colonoscopy has superiority in recolonizing the entire colon two different administration methods.67 However, another

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Table 3 Donor screening investigations.


Blood testing
Cytomegalovirus
EpsteineBarr virus
Hepatitis A, B, C, E
Syphilis
HIV-1 and HIV-2
Entamoeba histolytica
Complete blood cell count with differential
C-reactive protein and erythrocyte sedimentation rate
Albumin
Urea, creatinine, and electrolytes
Aminotransferases, bilirubin, gamma-glutamyltransferase, alkaline phosphatase
Human T-lymphotropic virus types I and II antibodies
Stool testing
Clostridium difficile toxin polymerase chain reaction
Fecal microscopy/culture/sensitivity with routine bacterial culture for enteric pathogens
Fecal Giardia antigen
Fecal Cryptosporidium antigen
Fecal ova/cysts/parasites (including B. hominis and D. fragilis)
Norovirus/Rotavirus enzyme immunoassay
Calprotectin
Fecal occult blood testing
Abbreviation: HIV: human immunodeficiency virus.

systemic review and meta-analysis study showed that the permeability, resulting in a flare.74 Some experts are con-
lower GI route had higher clinical resolution rates than the cerned that there may be a greater risk for infection
upper GI route in CDI patients.25 Moreover, Kao et al. following FMT in immunocompromised patients. A multi-
demonstrated that FMT via oral capsules had comparable center, retrospective study examined FMT in 80 immuno-
outcomes to delivery by colonoscopy in prevention of compromised patients of CDI. There were not only absent
recurrent CDI.68 Another key point to remember, FMT may infection events related to FMT occurring, but also high
occur as a one-time therapy or with multiple intensive cure rates of 78% following a single FMT.11 Between the
doses, and it is based on the condition of the patient, different FMT delivery methods, there were no observed
including the patient’s response to the treatment and the differences in the proportion of adverse events.57,58,68
efficacy of the therapy.69 In short, no current strong evi- However, long-term immunologic effects of FMT is
dence of the optimal FMT delivery method has been proven another concern, but very little relevant information is
in clinical practice, and the decision of the appropriate available. Several case reports have indicated that there
method should depend on the individual clinical situation. might be some undetermined link between FMT and certain
The schematic diagram of FMT process is shown as Fig. 1. conditions, including peripheral neuropathy, idiopathic
thrombocytopenic purpura, Sjögren’s syndrome, and rheu-
matoid arthritis.17 Currently, the definite periodicity and
Patients monitoring and safety issues length of follow-up after FMT for monitoring of long-term
adverse events are not established. The European
Until now, the long-term outcomes of FMT have not been consensus proposed that the follow-up period after FMT in
completely comprehended. Based on current evidence, CDI patients should be at least 8 weeks, and the contents of
FMT is viewed as a generally safe therapeutic method with follow-up must include clinical and analytical data.49
few adverse effects. Even so, every recipient of FMT needs
to be informed about the potential risks before the pro-
cedure. Most clinical trials and systemic reviews presented Regulation
that some minor adverse events, such as abdominal
discomfort, diarrhea, constipation, and low-grade fever, Regulation of FMT is an increasingly urgent requirement due
were transiently noted after FMT, and uncommon severe to the rapidly generating remarkable interest in this field.
side effects were often associated with the possible com- There are vastly different regulations for FMT worldwide.
plications of endoscopy and sedation.17,19,66,70,71 The most US FDA has approved that FMT is composed of a biological
common adverse events are described in Table 4.47,52 product and a drug applied to diagnose, ease, treat, or
Moreover, some case reports and cohort studies showed prevent disease or influence the structure or function of
that small populations of patients experienced IBD flares the body.26 Health Canada regards FMT as a “New Biologic
after FMT.72e74 The definite mechanism of IBD flare after Drug” and declares that all clinical studies must pass the
FMT is still unclear, although Quera et al. suggested that process of a clinical trial application to ensure it meets
transient bacteremia may result in altered intestinal quality and safety standards.75 In the United Kingdom, FMT

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Fig. 1 The schematic diagram of fecal microbiota transplantation process.

is also approved for treating CDI, and it is considered safe between the donor and recipient, patients’ acceptance,
and effective.14 From a clinical and research perspective, undesirable outcomes, and the uncertain impacts on the
any FMT application beyond treating CDI is deemed “off- recipient’s immune system. Aside from standardization of
label”; therefore, the benefits and risks of clinical practice donor screening and clear protocols for adverse events
must be carefully considered.52 In addition to the legal monitoring, a FMT registry should be set up to collect long-
regulation, another essential focus is to clearly explain term data and follow-up outcomes and complications.
benefits, risks, process, and follow-up, and informed con- Furthermore, we have gained much knowledge about the
sent for FMT should be provided to all patients before the bacterial population in the human intestine over the last
procedure.52,76 few years; however, little is known about the viral or fungal
composition in the gut and even the function of intestinal
bacteria. Additionally, another uncertainty of FMT is the
Challenges and future considerations highly dynamic composition of live microbiota, which is
sensitive to external factors such as diet and drugs.6
In spite of the clinically evident effectiveness and safety of Accordingly, future research should focus on identifying
FMT, clinician and researchers are compelled to find sub- the gut microbiota, defining their function, and further
stitutes for FMT owing to the risk of disease transmission manipulating the gut microbiota more precisely. In the

Table 4 Adverse events of fecal microbiota transplantation.


Minor
Abdominal discomfort
Bloating
Flatulence
Diarrhea/Constipation
Borborygmus
Nausea/Vomiting (particularly with oral FMT route)
Transient fever
Serious
Complications of endoscopy (perforation, bleeding)
Adverse effects related to sedation (aspiration)
Transmission of enteric pathogens
Peritonitis in a patient undergoing peritoneal dialysis
Pneumonia
IBD flares
Infection and/or sepsis (infection may be a long-term sequelae)
Post-infectious irritable bowel syndrome
Potential
Transmission of unrecognized infectious agents that cause illness years later (e.g., hepatitis C, HIV)
Induction of chronic diseases based on alterations in the gut microbiota (e.g., obesity, diabetes, atherosclerosis, IBD, colon
cancer, nonalcoholic fatty liver disease, IBS, asthma, autism)
Abbreviations: FMT: fecal material transplantation, HIV: human immunodeficiency virus, IBD: Inflammatory bowel disease.

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Fecal microbiota transplantation 7

years to come, we will look forward to personalized FMT for Clostridium difficile infection. Clin Gastroenterol Hepatol
different patients and conditions according to varied host 2016;14:1433e8.
and disease genotypes/phenotypes. 14. Smith MB, Kelly C, Alm EJ. Policy: how to regulate faecal
transplants. Nature 2014;506:290e1.
15. Zhang F, Luo W, Shi Y, Fan Z, Ji G. Should we standardize the
Conflicts of interest 1,700-year-old fecal microbiota transplantation? Am J Gas-
troenterol 2012;107:1755. author reply p -6.
16. Eiseman B, Silen W, Bascom GS, Kauvar AJ. Fecal enema as an
None. adjunct in the treatment of pseudomembranous enterocolitis.
Surgery 1958;44:854e9.
17. Brandt LJ, Aroniadis OC, Mellow M, Kanatzar A, Kelly C, Park T,
Acknowledgments et al. Long-term follow-up of colonoscopic fecal microbiota
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This work was supported by grants from the Kaohsiung Gastroenterol 2012;107:1079e87.
18. Borody TJ, Warren EF, Leis SM, Surace R, Ashman O, Siarakas S.
Municipal Ta-Tung Hospital, Taiwan (KMTTH-106-028),
Bacteriotherapy using fecal flora: toying with human motions.
Kaohsiung Medical University Hospital, Taiwan (KMUH106-
J Clin Gastroenterol 2004;38:475e83.
6R02), and Ministry of Health and Welfare, Taiwan 19. van Nood E, Vrieze A, Nieuwdorp M, Fuentes S, Zoetendal EG,
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