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CLINICAL RESEARCH STUDY

EMPA-REG OUTCOME: The Cardiologist’s Point


of View
Son V. Pham, MD, Robert Chilton, DO
The University of Texas Health Science Center, San Antonio, Tex.

ABSTRACT

Cardiologists could view empagliflozin as a cardiovascular drug that also has a beneficial effect on reducing
hyperglycemia in patients with type 2 diabetes mellitus (T2DM). The effects of empagliflozin in lowering
the risk of cardiovascular death and hospitalization for heart failure in T2DM patients with high cardio-
vascular risk during the recent Empagliflozin Cardiovascular Outcome Event Trial in Type 2 Diabetes
Mellitus PatientseRemoving Excess Glucose (EMPA-REG OUTCOME) trial may be explained principally
in terms of changes to cardiovascular physiology; namely, by the potential ability of empagliflozin to
reduce cardiac workload and myocardial oxygen consumption by lowering blood pressure, improving aortic
compliance, and improving ventricular arterial coupling. These concepts and hypotheses are discussed in
this report.
Ó 2017 The Authors. Published by Elsevier Inc. This is an open access article under the CC BY-NC-ND
license (http://creativecommons.org/licenses/by-nc-nd/4.0/).  The American Journal of Medicine (2017)
130, S57-S62

KEYWORDS: Cardiac workload; Cardiovascular outcomes; Empagliflozin; Myocardial oxygen consumption; Sodium
glucose cotransporter 2 inhibitors

The Steno-2 trial, which was launched in 1993 and ran- global risk reduction regarding vascular damage (mean
domized 160 patients with type 2 diabetes mellitus (T2DM) treatment duration 7.8 years),1,2 recently reported long-term
and microalbuminuria to receive either conventional multi- follow-up data.2 After a median observation period of
factorial treatment or intensified multifactorial treatment for approximately 21 years, patients in the intensive therapy
group (n ¼ 42) survived for a median of 7.9 years longer
Funding: This work was supported by Boehringer Ingelheim Phar- than those in the conventional therapy group (n ¼ 24).2
maceuticals, Inc. Writing support was provided by Debra Brocksmith, MB Nevertheless, there still was a high rate of deaths and car-
ChB, PhD, of Envision Scientific Solutions, which was contracted and diovascular (CV) events in the intensive treatment group
funded by Boehringer Ingelheim Pharmaceuticals Inc. The authors received (>30% events at 10 years).2 Thus, these data demonstrate
no direct compensation related to the development of the manuscript.
that the high CV event rate observed in T2DM patients
Conflict of Interest: SVP has no disclosures. RC has received
consulting fees from Boehringer Ingelheim and Lilly. continues unabated even with rigorous treatment. Recently,
Authorship: The authors meet criteria for authorship as recommended empagliflozin, “a new CV agent with antihyperglycemic
by the International Committee of Medical Journal Editors (ICMJE). The effects” was reported to significantly reduce CV death and
authors were fully responsible for all content and editorial decisions, were hospitalization for heart failure, and slow the progression of
involved at all stages of manuscript development, and approved the final
kidney disease in T2DM patients when compared with pla-
version that reflects the authors’ interpretation and conclusions. Boehringer
Ingelheim was given the opportunity to review the manuscript for medical cebo e the median duration of treatment was 2.6 years and
and scientific accuracy as well as intellectual property considerations. the median observation period was 3.1 years.3,4 Empagli-
This article is co-published in The American Journal of Medicine flozin is a sodium glucose cotransporter 2 (SGLT2) inhibitor.
(Vol. 130, Issue 6S, June 2017) and The American Journal of Cardiology
(Vol. 120, Issue 1S, July 1, 2017).
Requests for reprints should be addressed to Robert Chilton, DO, SUMMARY OF EMPA-REG OUTCOME RESULTS
Division of Cardiology, Department of Medicine, The University of Texas
Health Science Center at San Antonio, 7703 Floyd Curl Drive, San
During the Empagliflozin Cardiovascular Outcome Event
Antonio, TX 78229. Trial in Type 2 Diabetes Mellitus PatientseRemoving
E-mail address: chilton@uthscsa.edu Excess Glucose (EMPA-REG OUTCOME) trial, patients

0002-9343/Ó 2017 The Authors. Published by Elsevier Inc. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/
licenses/by-nc-nd/4.0/).
http://dx.doi.org/10.1016/j.amjmed.2017.04.006
S58 The American Journal of Medicine, Vol 130, No 6S, June 2017

with T2DM and a high risk of CV events were randomized hemodynamic, metabolic, or hormonal effects (as discussed
to receive either empagliflozin (10 mg or 25 mg) or placebo by Staels7 in this issue). Here, we offer an explanation based
in addition to standard care.3 More than 99% of patients had on changes in CV physiology. Some background concepts
established CV disease. The trial was continued until an in CV function are first described for the reader to fully
adjudicated primary outcome event had occurred in at least appreciate the mechanisms proposed (Figure 1).
691 patients. The primary outcome was a composite of
death from CV causes, nonfatal myocardial infarction (MI;
excluding silent MI), or nonfatal stroke (ie, 3-point major MYOCARDIAL OXYGEN CONSUMPTION
adverse cardiovascular events [MACE]). The key secondary Myocardial oxygen supply is determined primarily by
outcome was a composite of the primary outcome plus blood flow and vascular resistance in the coronary vessels.
hospitalization for unstable angina (ie, 4-point MACE). A Myocardial oxygen consumption (MVO2) is governed by
total of 7020 patients were included in the primary analysis the frequency and strength of cardiac myocyte contraction,
(empagliflozin groups pooled, n ¼ 4687; placebo, and these are determined primarily by heart rate, left ven-
n ¼ 2333).3 The patient population with T2DM and high- tricular contractility, and left ventricular wall tension (ie,
risk CV disease in EMPA-REG OUTCOME had a yearly mechanical stress).8 Changes in stroke volume have only a
event rate of approximately 4.5%, which was similar to that modest influence on MVO2,8 as does basal myocardial
in the previously published sitagliptin CV outcome study, metabolism and activation of cardiac contraction. If cardiac
Trial Evaluating Cardiovascular Outcomes with Sitagliptin afterload increases (eg, in patients with hypertension),
(TECOS).5 There was a significant reduction in the primary meaning the pressure against which the heart pumps is
outcome (ie, 3-point MACE) for those receiving empagli- increased, cardiac myocytes must produce greater tension
flozin vs placebo (hazard ratio [HR] 0.86; 95.02% confi- to generate forward blood flow, thus increasing their oxy-
dence interval [CI], 0.74-0.99; P <.001 for noninferiority, gen consumption. The law of Laplace states that left ven-
P ¼ .04 for superiority).3 Moreover, significant reductions tricular wall tension is proportional to the product of
in the risk of CV death (HR 0.62; 95% CI, 0.49-0.77; P intraventricular pressure and ventricular radius, and
<.001) and all-cause mortality (HR 0.68; 95% CI, 0.57- inversely proportional to twice the ventricular wall thick-
0.82; P <.001) for empagliflozin vs placebo were reported.3 ness.9 The close relationship between MVO2 and left
Separation between the empagliflozin and placebo event ventricular wall tension has important consequences for the
curves for these endpoints occurred early in the trial,3 within diabetic heart.
6 to 12 weeks of treatment commencement. A significant As discussed by Lehrke and Marx in this Supplement,10
reduction in the risk of hospitalization for heart failure also heart failure is a common complication in patients with
occurred with empagliflozin vs placebo (HR 0.65; 95% CI, diabetes and a major contributor to CV morbidity and
0.50-0.85; P ¼ .002),3 with event curve separation occur- mortality.11 Furthermore, such myocardial dysfunction in
ring almost immediately (within 6 weeks). No significant diabetes may develop in the absence of risk factors such as
risk reductions with empagliflozin vs placebo were reported hypertension or coronary artery disease or valvular disease,
for the rate of nonfatal MI (excluding silent MI) (HR 0.87; and it is known as diabetic cardiomyopathy.12 In a diabetic
95% CI, 0.70-1.09; P ¼ .22) or the rate of nonfatal stroke patient with heart failure, various mechanisms attempt to
(HR 1.24; 95% CI, 0.92-1.67; P ¼ .16).3 compensate for the resulting decrease in cardiac output. Left
EMPA-REG OUTCOME also investigated renal outcomes ventricular wall tension may increase to overcome a higher
in T2DM patients with a high risk of CV events and an estimated cardiac afterload; thereafter, sustained elevation in intra-
glomerular filtration rate (eGFR) 30 mL/min/1.73 m2.4 ventricular pressure and left ventricular radius may stimulate
Compared with placebo, empagliflozin was associated with hypertrophy of ventricular myocytes. The resulting
reduced incident or worsening nephropathy (HR 0.61; 95% CI, increased mass of cardiac muscle fiber maintains contractile
0.53-0.70; P <.001), reduced risk of doubling of serum creati- force to counteract the increased left ventricular wall ten-
nine (accompanied by eGFR 45 mL/min/1.73 m2) (HR 0.56; sion; however, eventual dilatation of the left ventricle may
95% CI, 0.39-0.79; P <.001), and reduced risk of renal occur and lead to a decrease in the left ventricular ejection
replacement therapy initiation (HR 0.45; 95% CI, 0.21-0.97; fraction.13 The dilated heart has a greater MVO2, as more
P ¼ .04).4 Renal outcomes data and potential mechanisms of energy is required to maintain cardiac output than for a
renal protection associated with SGLT2 inhibitors are discussed normal-sized heart.13 Consequently, reducing left ventricu-
in detail by Wanner in this Supplement.6 lar wall tension is a common therapeutic target in the
treatment of heart failure.

BACKGROUND CONCEPTS IN CARDIOVASCULAR


PHYSIOLOGY VENTRICULAR ARTERIAL COUPLING
The mechanism of action of empagliflozin in reducing the The left ventricle pumps the stroke volume of blood into the
risk of adverse CV outcomes in the EMPA-REG aorta and systemic arterial system. The interaction between
OUTCOME trial is currently unknown, and various the left ventricle and systemic arterial system, called ven-
potential explanations have been suggested, including tricular arterial coupling, is a significant determinant of CV
Pham and Chilton EMPA-REG OUTCOME: Cardiology S59

Systolic ejection
(End-systole)
120

Impaired cardiac relaxation

Impaired cardiac cellular


Pressure (mm Hg)

function in diabetes
in diabetes, BP
Isovolumetric Isovolumetric
relaxation contraction

T2DM with High pressure Metabolic effects


filling of diabetes:
diastolic dysfunction Poor relaxation tolic
Dias (End-diastole) Hyperglycemia
Normal LVEDP 6 Glucotoxicity
Structural Other metabolic
50 125 components of abnormalities

Volume (mL) diabetes:


Hypertrophy
Fibrosis
Fat

Figure 1 Cardiometabolic relationships in diabetes. The loop shows pressure-volume changes during a
single cardiac cycle. Diastolic dysfunction, a common occurrence in patients with T2DM, is manifest by
elevated LVEDP, and results in the clinical manifestation of heart failure with a normal ejection fraction.
Metabolic effects of diabetes adversely affect cardiac cellular function, as do diabetes-related structural ab-
normalities, via effects on diastolic filling. BP ¼ blood pressure; LVEDP ¼ left ventricular end-diastolic
pressure; T2DM ¼ type 2 diabetes mellitus.

function,14 and contributes to the body’s capacity to increase elevated carotid-femoral pulse wave velocity, and this was
cardiac output, regulate systemic blood pressure (BP), and associated with increased CV disease risk.19 It is also
respond to increases in heart rate and cardiac preload (ie, important to note that arterial stiffness may be driven by
ventricular filling pressure, which is affected by central matrix and mineralization events in the absence of atheroma,
venous pressure and venous return).14,15 In a healthy heart particularly in dysmetabolic states such as diabetes,20,21 and
in which ventricular and arterial stiffness (ie, elastance) are the subsequent impairment of normal vessel functioning
low, the compliance (ie, increase in volume with increased (called Windkessel physiology) is an important contributor
pressure) in the heart and arteries prevents wide changes in to CV risk.22,23
pressure that could lead to vascular or end-organ damage;
thus, optimal ventricular arterial coupling enables maximal
cardiac work and efficiency.16 Ventricular and arterial EMPAGLIFLOZIN: CARDIAC CONSIDERATIONS
stiffness increase with age, and with comorbid conditions AND HEMODYNAMIC HYPOTHESES
such as diabetes, hypertension, and kidney disease.17 This Although heart rate is one of the most important factors
stiffening affects various markers of cardiac performance, relating to MVO2, most SGLT2 inhibitor trials, including
including CV reserve, BP lability, ventricular systolic and those investigating empagliflozin, have demonstrated no
diastolic function, coronary and peripheral flow regulation, significant changes in heart rate.18,24 However, changes in
and endothelial function.15,16 These parameters increase the other factors that influence MVO2 have been observed with
hydraulic work required to maintain cardiac output and, in SGLT2 inhibitor therapy. A post hoc analysis of data pooled
turn, increase MVO2.16 The adverse interaction between a from 5 Phase III trials of empagliflozin in T2DM patients
stiff heart and arteries has been described as a form of (N ¼ 3300; treatment duration 12-24 weeks) reported that
“coupling disease” that limits the ability of the CV system to markers of arterial stiffness (pulse pressure and ambulatory
respond to stress.16,17 The “gold standard” noninvasive arterial stiffness index) and vascular resistance (mean arte-
method of assessing arterial stiffness is via aortic pulse wave rial pressure) were significantly improved with empagli-
velocity, but pulse pressure (systolic BP minus diastolic BP) flozin.18 In addition, empagliflozin had a beneficial effect on
may be used as a surrogate marker.18 A recent analysis from MVO2, assessed indirectly via heart rate, BP, and the double
the Framingham Heart Study reported that a substantial product (also known as the rate pressure product [heart rate
proportion of patients treated for hypertension (60% of multiplied by systolic BP], an indirect measure of MVO2,
controlled treated patients and 90% of uncontrolled treated and thus, of cardiac workload).18 Arterial stiffness measured
patients) had increased arterial stiffness, measured as via aortic pulse wave velocity was also shown to be reduced
S60 The American Journal of Medicine, Vol 130, No 6S, June 2017

in patients with type 1 diabetes mellitus after shorter-term 5/2 mm Hg was observed during the EMPA-REG
treatment (8 weeks) with empagliflozin.25 New data from OUTCOME study.28 Clinical trials of SGLT2 inhibitors in
EMPA-REG OUTCOME about the effects of empagliflozin T2DM patients with hypertension, in which BP was assessed
and its impact on MVO2 (presented at the 2016 American via 24-hour ambulatory monitoring, recorded significant
Heart Association Scientific Sessions) revealed reduced reductions in mean systolic and diastolic BP vs placebo by
markers of arterial stiffness, vascular resistance, and cardiac week 12.29-31 Previous analyses have reported beneficial
workload for T2DM patients treated with empagliflozin vs effects of even small reductions in BP (3 mm Hg) in
placebo.26 Further analyses are needed to determine the decreasing CV events, such as coronary heart disease and
potential contribution of these changes to risk reduction for heart failure.32,33 Reduced BP increases the compliance of
CV outcomes, all-cause mortality, and heart failure hospi- the aorta, lowers cardiac afterload, and decreases ventricular
talization observed with empagliflozin.26 filling pressure; this “unloads” the ventricle, reducing ven-
The ability of SGLT2 inhibitors to lower BP is also an tricular wall tension and making the ventricle smaller, which
important contributor in reducing cardiac workload. Modest in turn reduces MVO2 and decreases the power needed to
reductions in systolic (3-5 mm Hg) and diastolic (2-3 mm Hg) pump the stroke volume. Unloading the ventricle also lowers
BP without increases in heart rate have been reported with the pressure on the intracardial surface and helps to decrease
canagliflozin, dapagliflozin, and empagliflozin,27 and a microcellular ischemia. Thus, ventricular arterial coupling is
decrease in systolic and diastolic BP of approximately improved and the heart functions with greater efficiency,

A. Coronary volumetric B. Coronary flow C. Myocardial contractile


flow velocity reserve
20
121.7 80 5.0
120 71.8 18
4.5
70
16 15.1
98.7a 4.0 3.8
100
60 14
55.5
3.5
80 50 3.0 12
3.0
2.6 b 2.7b
10 9.3
40 2.5
60
8
2.0
30 27.0b
40 37.6 6
32.2 1.5
20
14.9 4
1.0
20
10 2
0.5

0 0 0 0
Baseline flow Maximal Baseline flow Maximal Coronary Coronary Change in
(mL/min) hyperemic velocity hyperemia diameter flow reserve LVEF
flow (mL/min) (cm/s) (mm) (mm)

T2DM group (n=20)


Control group (n=15)

Figure 2 Mean coronary volumetric flow (A) and coronary flow velocity (B) data in patients with T2DM vs controls.38 The
diameter of the proximal left anterior descending coronary artery was significantly smaller in patients with T2DM than in control
subjects (2.6  0.1 vs 3.0  0.1 mm; P <.05). The baseline coronary flow velocity in T2DM patients showed a significant
increase as compared with that in controls (27.0  3.2 vs 14.9  1.7 cm/s; P <.005), however, baseline coronary volumetric
flow was similar. Although there was no significant difference in maximal hyperemic coronary flow velocity in the 2 groups,
coronary volumetric flow during maximal hyperemia was significantly less in T2DM patients (98.7  7.8 vs 121.7  6.7 mL/
min; P <.05). Consequently, coronary flow reserve was significantly lower in the patients with T2DM than in control subjects
(2.7  0.1 vs 3.8  0.2; P ¼ .0001). Percentage change in LVEF during dobutamine infusion (DLVEF) (C) was calculated and
served as an index of myocardial contractile reserve; DLVEF was significantly lower in T2DM patients than in control subjects
(9.3  2.0 vs 15.1  1.5; P <.01).38 aP <.05 vs controls; bP <.005 vs controls. LVEF ¼ left ventricular ejection fraction;
T2DM ¼ type 2 diabetes mellitus.
Pham and Chilton EMPA-REG OUTCOME: Cardiology S61

using less energy each time it pumps. The early reductions in In addition to these benefits in CV function, metabolic
the risks of adverse CV events described with empagliflozin improvements in patients with T2DM that lead to reduced
during EMPA-REG OUTCOME suggest that this agent acts MVO2 (such as the use of ketones as a cardiac fuel source,
promptly to reduce cardiac workload. The aforementioned and reduced glucose toxicity effects7) have the potential to
reports of significant BP reductions occurring within play a key role in the reduction of CV death and reduced
12 weeks of commencing SGLT2 inhibitor treatment add hospitalization for heart failure in the high-CV-risk patient
further support to this role for empagliflozin. population in EMPA-REG OUTCOME. Other effects of
Hemodynamic factors to consider regarding the possible empagliflozin (also observed with other SGLT2 inhibitors),
CV effects of empagliflozin in EMPA-REG OUTCOME such as modest diuretic and natriuretic activity, and asso-
primarily include changes in preload (ie, venous return) ciated body weight reduction, would also be expected to
and afterload. As no significant changes in heart rate were contribute to reducing cardiac workload.
noted during the study, it is likely that the changes in
preload and afterload were balanced. For example, nitro-
glycerin, a drug used commonly to treat angina symptoms, CONCLUSION
is primarily a preload reducing agent and is noted to pro- From the cardiologist’s perspective, empagliflozin could be
duce a mild increase in heart rate via changes in barore- viewed as a CV drug that also has a beneficial effect on
ceptor stimulation. The precise mechanism for this is not reducing hyperglycemia in patients with T2DM. The effects
yet determined, but it has been suggested that there is an of empagliflozin in reducing the risk of CV death and
unmasking of underlying sympathetic modulation by a hospitalization for heart failure during the EMPA-REG
decrease in vagal tone, resulting in a greater relative OUTCOME study may be explained principally by its
sympathetic influence.34 A simultaneous reduction in apparent ability to alter cardiac physiology; specifically, to
afterload would potentially balance this effect, and thus reduce cardiac workload and MVO2 by lowering BP,
there would be no change in heart rate, as observed with improving aortic compliance, and improving ventricular
“balanced” vasodilator agents such as angiotensin- arterial coupling. Clinical trials to investigate the effect of
converting enzyme inhibitors or dihydropyridine calcium SGLT2 inhibitors on unloading the ventricle in patients with
channel blockers. A recent study using a rodent model of heart failure but without diabetes are commencing, and will
diabetes reported a significant reduction in both cardiac provide valuable information on the role of these agents as
preload (defined as diastolic relaxation) and myocardial CV drugs.
fibrosis in animals treated with empagliflozin vs untreated
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