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INTERNATIONAL STANDARD

SAI
SA8000®: 2001

SOCIAL ACCOUNTABILITY 8000

SA8000® is a registered trademark of Social Accountability International

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SA 8000:2001

ABOUT THE STANDARD


This is the second issue of SA8000, a uniform, auditable standard for a third party verification
system. Subject to periodic revision, SA8000 will continue to evolve as interested parties specify
improvements, corrections are identified and as conditions change.

Many interested parties have advised on this version. SAI welcomes your advice as well. To
comment on SA8000, the associated Guidance Document, or the framework for certification,
please send written remarks to SAI.

The SA8000 Guidance Document helps explain SA8000 and its implementation; provides
examples of methods for verifying compliance; and serves as a handbook for auditors and for
companies seeking certification against SA8000.

It is hoped that both the standard and its Guidance Document will continuously improve, with the
help of a very wide variety of people and organisations.

SAI
Social Accountability International

© SAI 2001
SA8000 may not be reproduced without prior written permission from SAI

SAI
220 East 23rd Street, Suite 605
New York, NY 10010
USA
+1-212-684-1414
+1-212-684-1515 (facsimile)
e-mail: info@sa-intl.org

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SA8000: 2001

CONTENTS Page

I. PURPOSE AND SCOPE..............................................................................4


II. NORMATIVE ELEMENTS AND THEIR INTERPRETATION.........................................4
III. DEFINITIONS.....................................................................................4
1. Definition of company.............................................................4
2. Definition of supplier/subcontractor........................................4
3. Definition of sub-supplier........................................................4
4. Definition of remedial action...................................................4
5. Definition of corrective action..................................................4
6. Definition of interested party...................................................4
7. Definition of child....................................................................4
8. Definition of young worker......................................................5
9. Definition of child labour.........................................................5
10. .......................................................Definition of forced labour.........5
11. ........................................Definition of remediation of children.........5
12. ........................................................Definition of home worker.........5
IV. SOCIAL ACCOUNTABILITY REQUIREMENTS.........................................5
1. Child Labour...........................................................................5
2. Forced Labour........................................................................5
3. Health and Safety...................................................................5
4. Freedom of Association & Right to Collective Bargaining......6
5. Discrimination.........................................................................6
6. Disciplinary Practices..............................................................6
7. Working Hours........................................................................6
8. Remuneration.........................................................................6
9. Management Systems............................................................7

SOCIAL ACCOUNTABILITY 8000


(SA8000)

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SA 8000:2001

I. PURPOSE AND SCOPE


III. DEFINITIONS
This standard specifies requirements for social
accountability to enable a company to: 1. Definition of company: The entirety of any
organization or business entity responsible for
a) develop, maintain, and enforce policies and implementing the requirements of this
procedures in order to manage those issues which standard, including all personnel (i.e.,
it can control or influence; directors, executives, management,
supervisors, and non-management staff,
b) demonstrate to interested parties that whether directly employed, contracted or
policies, procedures and practices are in otherwise representing the company).
conformity with the requirements of this standard.
2. Definition of supplier/subcontractor: A
The requirements of this standard shall apply business entity which provides the company
universally with regard to geographic location, with goods and/or services integral to, and
industry sector and company size. utilized in/for, the production of the company’s
goods and/or services.
Note: Readers are advised to consult the
SA8000 Guidance Document for interpretative 3. Definition of sub-supplier: A business entity
guidance with respect to this standard. in the supply chain which, directly or indirectly,
provides the supplier with goods and/or
II. NORMATIVE ELEMENTS AND THEIR services integral to, and utilized in/for, the
INTERPRETATION production of the supplier’s and/or company’s
goods and/or services.
The company shall comply with national and other
applicable law, other requirements to which the 4. Definition of remedial action: Action taken
company subscribes, and this standard. When to make amends to a worker or former
national and other applicable law, other employee for a previous violation of a worker’s
requirements to which the company subscribes, rights as covered by SA8000.
and this standard address the same issue, that
provision which is most stringent applies. 5. Definition of corrective action: The
implementation of a systemic change or
The company shall also respect the principles of solution to ensure an immediate and ongoing
the following international instruments: remedy to a non-conformance.

ILO Conventions 29 and 105 (Forced & Bonded 6. Definition of interested party: Individual or
Labour) group concerned with or affected by the social
ILO Convention 87 (Freedom of Association) performance of the company.
ILO Convention 98 (Right to Collective Bargaining)
ILO Conventions 100 and 111 (Equal 7. Definition of child: Any person less than 15
remuneration for male and female workers for years of age, unless local minimum age law
work of equal value; Discrimination) stipulates a higher age for work or mandatory
ILO Convention 135 (Workers’ Representatives schooling, in which case the higher age would
Convention) apply. If, however, local minimum age law is
ILO Convention 138 & Recommendation 146 set at 14 years of age in accordance with
(Minimum Age and Recommendation) developing-country exceptions under ILO
ILO Convention 155 & Recommendation 164 Convention 138, the lower age will apply.
(Occupational Safety & Health)
ILO Convention 159 (Vocational Rehabilitation & 8. Definition of young worker: Any worker over
Employment/Disabled Persons) the age of a child as defined above and under
ILO Convention 177 (Home Work) the age of 18.
ILO Convention 182 (Worst Forms of Child
Labour) 9. Definition of child labour: Any work by a
Universal Declaration of Human Rights child younger than the age(s) specified in the
The United Nations Convention on the Rights of above definition of a child, except as provided
the Child for by ILO Recommendation 146.
The United Nations Convention to Eliminate All
Forms of Discrimination Against Women

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SA8000: 2001

10. Definition of forced labour: All work or the workplace that are hazardous, unsafe, or
service that is extracted from any person unhealthy.
under the menace of any penalty for which
said person has not offered him/herself 2. FORCED LABOUR
voluntarily or for which such work or service is
Criterion:
demanded as a means of repayment of debt.
2.1 The company shall not engage in or
support the use of forced labour, nor shall
11. Definition of remediation of children: All
personnel be required to lodge ‘deposits’ or
necessary support and actions to ensure the
identity papers upon commencing
safety, health, education, and development of
employment with the company.
children who have been subjected to child
labour, as defined above, and are dismissed.
3. HEALTH AND SAFETY
12. Definition of home worker: A person who Criteria:
carries out work for a company under direct 3.1 The company, bearing in mind the
or indirect contract, other than on a prevailing knowledge of the industry and of
company’s premises, for remuneration, which any specific hazards, shall provide a safe and
results in the provision of a product or service healthy working environment and shall take
as specified by the employer, irrespective of adequate steps to prevent accidents and injury
who supplies the equipment, materials or to health arising out of, associated with or
other inputs used. occurring in the course of work, by minimizing,
so far as is reasonably practicable, the causes
IV. SOCIAL ACCOUNTABILITY REQUIREMENTS of hazards inherent in the working
environment.
1. CHILD LABOUR
3.2 The company shall appoint a senior
Criteria: management representative responsible for
1.1 The company shall not engage in or the health and safety of all personnel, and
support the use of child labour as defined accountable for the implementation of the
above. Health and Safety elements of this standard.
1.2 The company shall establish, document, 3.3 The company shall ensure that all
maintain, and effectively communicate to personnel receive regular and recorded health
personnel and other interested parties and safety training, and that such training is
policies and procedures for remediation of repeated for new and reassigned personnel.
children found to be working in situations
which fit the definition of child labour above, 3.4 The company shall establish systems to
and shall provide adequate support to enable detect, avoid or respond to potential threats to
such children to attend and remain in school the health and safety of all personnel.
until no longer a child as defined above.
3.5 The company shall provide, for use by all
1.3 The company shall establish, document, personnel, clean bathrooms, access to potable
maintain, and effectively communicate to water, and, if appropriate, sanitary facilities for
personnel and other interested parties food storage.
policies and procedures for promotion of
education for children covered under ILO 3.6 The company shall ensure that, if
Recommendation 146 and young workers provided for personnel, dormitory facilities are
who are subject to local compulsory clean, safe, and meet the basic needs of the
education laws or are attending school, personnel.
including means to ensure that no such child
or young worker is employed during school 4. FREEDOM OF ASSOCIATION & RIGHT TO
hours and that combined hours of daily COLLECTIVE BARGAINING
transportation (to and from work and school),
school, and work time does not exceed 10 Criteria:
hours a day. 4.1 The company shall respect the right of all
personnel to form and join trade unions of their
1.4 The company shall not expose children choice and to bargain collectively.
or young workers to situations in or outside of

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SA 8000:2001

4.2 The company shall, in those situations in 7.2 Other than as permitted in Section 7.3
which the right to freedom of association and (below), overtime work shall be voluntary.
collective bargaining are restricted under law,
facilitate parallel means of independent and 7.3 Where the company is party to a
free association and bargaining for all such collective bargaining agreement freely
personnel. negotiated with worker organizations (as
defined by the ILO) representing a significant
4.3 The company shall ensure that portion of its workforce, it may require overtime
representatives of such personnel are not the work in accordance with such agreement to
subject of discrimination and that such meet short-term business demand. Any such
representatives have access to their agreement must comply with the requirements
members in the workplace. of Section 7.1 (above).

5. DISCRIMINATION
8. REMUNERATION
Criteria:
Criteria:
5.1 The company shall not engage in or
8.1 The company shall ensure that wages
support discrimination in hiring, remuneration,
paid for a standard working week shall always
access to training, promotion, termination or
meet at least legal or industry minimum
retirement based on race, caste, national
standards and shall be sufficient to meet basic
origin, religion, disability, gender, sexual
needs of personnel and to provide some
orientation, union membership, political
discretionary income.
affiliation, or age.
8.2 The company shall ensure that
5.2 The company shall not interfere with the
deductions from wages are not made for
exercise of the rights of personnel to observe
disciplinary purposes, and shall ensure that
tenets or practices, or to meet needs relating
wage and benefits composition are detailed
to race, caste, national origin, religion,
clearly and regularly for workers; the company
disability, gender, sexual orientation, union
shall also ensure that wages and benefits are
membership, or political affiliation.
rendered in full compliance with all applicable
laws and that remuneration is rendered either
5.3 The company shall not allow behaviour,
in cash or check form, in a manner convenient
including gestures, language and physical
to workers.
contact, that is sexually coercive, threatening,
abusive or exploitative.
8.3 The company shall ensure that
labour-only contracting arrangements and
false apprenticeship schemes are not
6. DISCIPLINARY PRACTICES
undertaken in an effort to avoid fulfilling its
Criterion: obligations to personnel under applicable laws
6.1 The company shall not engage in or pertaining to labour and social security
support the use of corporal punishment, legislation and regulations.
mental or physical coercion, and verbal
abuse.

9. MANAGEMENT SYSTEMS
7. WORKING HOURS
Criteria:
Criteria:
7.1 The company shall comply with applicable Policy
laws and industry standards on working hours.
The normal workweek shall be as defined by 9.1 Top management shall define the
law but shall not on a regular basis exceed 48 company’s policy for social accountability and
hours. Personnel shall be provided with at labour conditions to ensure that it:
least one day off in every seven-day period. a) Includes a commitment to conform to all
All overtime work shall be reimbursed at a requirements of this standard;
premium rate and under no circumstances b) Includes a commitment to comply
shall exceed 12 hours per employee per week. with national and other applicable law, other
requirements to which the company

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SA8000: 2001

subscribes and to respect the international Control of Suppliers/Subcontractors and


instruments and their interpretation (as listed Sub-Suppliers
in Section II);
c) Includes a commitment to 9.6 The company shall establish and
continual improvement; maintain appropriate procedures to evaluate
d) Is effectively documented, implemented, and select suppliers/subcontractors (and,
maintained, communicated and is accessible where appropriate, sub-suppliers) based on
in a comprehensible form to all personnel, their ability to meet the requirements of this
including, directors, executives, management, standard.
supervisors, and staff, whether directly
employed, contracted or otherwise 9.7 The company shall maintain appropriate
representing the company; records of suppliers/subcontractors (and,
e) Is publicly available. where appropriate, sub-suppliers’)
commitments to social accountability,
Management Review including, but not limited to, the written
commitment of those organizations to:
9.2 Top management shall periodically
review the adequacy, suitability, and
a) conform to all requirements of this standard
continuing effectiveness of the company’s
(including this clause);
policy, procedures and performance results
b) participate in the company’s monitoring
vis-a-vis the requirements of this standard
activities as requested;
and other requirements to which the company
c) promptly implement remedial and
subscribes. System amendments and
corrective action to address any non-
improvements shall be implemented where
conformance identified against the
appropriate.
requirements of this standard;
d) promptly and completely inform the
Company Representatives
company of any and all relevant business
9.3 The company shall appoint a senior relationship(s) with other
management representative who, irrespective suppliers/subcontractors and sub-suppliers.
of other responsibilities, shall ensure that the
requirements of this standard are met. 9.8 The company shall maintain reasonable
evidence that the requirements of this
9.4 The company shall provide for standard are being met by suppliers and
non-management personnel to choose a subcontractors.
representative from their own group to
facilitate communication with senior 9.9 In addition to the requirements of
management on matters related to this Sections 9.6 and 9.7 above, where the
standard. company receives, handles or promotes
goods and/or services from
Planning and Implementation suppliers/subcontractors or sub-suppliers who
are classified as home workers, the company
9.5 The company shall ensure that the
shall take special steps to ensure that such
requirements of this standard are understood
home workers are afforded a similar level of
and implemented at all levels of the
protection as would be afforded to directly
organisation; methods shall include, but are
employed personnel under the requirements
not limited to:
of this standard. Such special steps shall
include but not be limited to:
a) Clear definition of roles, responsibilities,
(a) Establishing legally binding, written
and authority;
purchasing contracts requiring conformance to
b) Training of new and/or temporary
minimum criteria (in accordance with the
employees upon hiring;
requirements of this standard);
c) Periodic training and awareness programs
(b) Ensuring that the requirements of the
for existing employees;
written purchasing contract are understood
d) Continuous monitoring of activities and
and implemented by home workers and all
results to demonstrate the effectiveness of
other parties involved in the purchasing
systems implemented to meet the company’s
contract;
policy and the requirements of this standard.
(c) Maintaining, on the company premises,
comprehensive records detailing the identities

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SA 8000:2001

of home workers; the quantities of goods Outside Communication


produced/services provided and/or hours
9.12 The company shall establish and
worked by each home worker;
maintain procedures to communicate regularly
(d) Frequent announced and unannounced
to all interested parties data and other
monitoring activities to verify compliance with
information regarding performance against the
the terms of the written purchasing contract.
requirements of this document, including, but
not limited to, the results of management
Addressing Concerns and
reviews and monitoring activities.
Taking Corrective Action
9.10 The company shall investigate, address,
Access for Verification
and respond to the concerns of employees
and other interested parties with regard to 9.13 Where required by contract, the
conformance/non-conformance with the company shall provide reasonable information
company’s policy and/or the requirements of and access to interested parties seeking to
this standard; the company shall refrain from verify conformance to the requirements of this
disciplining, dismissing or otherwise standard; where further required by contract,
discriminating against any employee for similar information and access shall also be
providing information concerning observance afforded by the company's suppliers and
of the standard. subcontractors through the incorporation of
such a requirement in the company's
9.11 The company shall implement remedial purchasing contracts.
and corrective action and allocate adequate
resources appropriate to the nature and Records
severity of any non-conformance identified
9.14 The company shall maintain appropriate
against the company’s policy and/or the
records to demonstrate conformance to the
requirements of the standard.
requirements of this standard.

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