https://doi.org/10.1245/s10434-018-6608-1
Lucy M. De La Cruz, MD1, Michael O. Harhay, PhD2, Paul Zhang, MD, PhD3, and Stacy Ugras, MD1
1
Department of Surgery, Division of Endocrine and Oncologic Surgery, University of Pennsylvania Health System,
Philadelphia, PA; 2Department of Biostatistics, Epidemiology and Informatics, University of Pennsylvania, Philadelphia,
PA; 3Department of Pathology, Hospital of the University of Pennsylvania, Philadelphia, PA
compared with those that remained HR ?/HER2 - . breast conservation for locally advanced tumors that would
Patients with tumors that converted from TN to HR ?/ have required mastectomy before chemotherapy. Given our
HER2 - had improved survival outcomes. Patients in studies’ findings, another advantage of nCT could be to
whom tumors remained TN had the worst outcome.15 improve outcome by allowing clinicians to tailor adjuvant
As the use of nCT is increasing in frequency, the impact therapy based on changes in receptor status after nCT.18,19
of a change in tumor subtype becomes more important to Despite generating relevant clinical findings, we
identify, because it may alter adjuvant endocrine and anti- acknowledge that this study has some limitations. First, it
HER2 therapy. In our study, we found that breast tumors was retrospective in nature. Our patient population was
did actually undergo subtype conversion after nCT in a heterogeneous and small in size. Therefore, it was not
small group of patients. The rate of change in HR status possible to control for the type of nCT or adjuvant treat-
noted in our study was 10% in patients with residual tumor ment that the patients received or to exclude selection bias
present (3 of 30 patients), which is in range with other with regards to type of therapy given. In our cohort, 77% of
reported studies.16,17 In contrast, our study demonstrated a cases were treated with mastectomy after nCT, which is
lower rate of HER2 status change compared with prior high given nCT should increase breast conservation
studies; 6.7% in patients with residual tumor present (2 of rates.18,19 There was some inconsistency in the use of IHC
30 patients).16,17 and FISH for HER2, as noted by the one tumor for which
In their systematic review, Kroep et al. found 32 studies IHC was not used pre-nCT and the other tumor that was
comparing HR and HER2 status after nCT with or without tested for FISH post-nCT but not pre-nCT. As such, one of
trastuzumab. A change in HR status was reported in 8–33% our five tumors with subtype change may have been due to
of the patients, with approximately half of the studies the fact that HER2 FISH testing was performed after nCT
noting a change of 2.5–17% in ER status and 5.9–51.7% in but was not performed on the pre-nCT specimen. Fur-
PR status. A change from positive to negative HER2 status thermore, in our institution we do not routinely test for Ki-
was seen in up to 43% of the patients. These patients 67, which some studies suggest may decrease with nCT
underwent nCT combined with trastuzumab.7 Hirata and also be used to predict pCR.20
et al.17 reported ER, PR, and HER2 status changes in 14.9,
29.1, and 9.5% of their group of patients, respectively. HR CONCLUSIONS
status conversion occurred in 16.0% of their patients.
Whereas in these and our study, a change in ER, PR, and Our study demonstrates that patients with breast cancer
HER2 status occurred in the minority of cases, these may experience change in their tumor subtype after nCT.
changes significantly impact the clinical management of This implies that HR and HER2 status should be evaluated
these patients. According to our results, changes in the not only in the biopsy specimens obtained before the ini-
tumor subtype after nCT altered adjuvant therapy in 100% tiation of nCT but also in specimens obtained during post-
of patients. We expect that addition of endocrine or anti- nCT surgery; the pre- and post-nCT biomarker status can
HER2 therapy in cases with conversion to positive HR and guide adjuvant therapy in these patients. At our institution,
HER2 status will improve outcome. On the other hand, we this led to a change in adjuvant treatment in 100% of such
expect that the discontinuation of potentially unnecessary patients. Also, in the era of genetic profiling and HER2-
endocrine or anti-HER2 therapy may improve patients’
quality of life. Currently, the use of nCT increases rates of
3540 L. M. De La Cruz et al.
targeted therapy, long-term outcomes of patients with HR/ response to neoadjuvant anthracycline chemotherapy for operable
HER2 status conversions may differ significantly, and breast cancer. Br J Cancer. 2005;92:147–55.
10. Shet T, Agrawal A, Chinoy R, Havaldar R, Parmar V, Badwe R.
further studies may shed light on this patient population. Changes in the tumor grade and biological markers in locally
advanced breast cancer after chemotherapy—implications for a
pathologist. Breast J. 2007;13:457–64.
AUTHORS’ CONTRIBUTION SU conception, design, and edit- 11. Balko JM, Giltnane JM, Wang K, Schwarz LJ, Young CD, Cook
ing/revision of manuscript. LC and SU performed data acquisition. RS. Molecular profiling of the residual disease of triple-negative
LC drafted the initial manuscript. MH performed the statistical breast cancers after neoadjuvant chemotherapy identifies action-
analyses. PJZ reviewed slides. LC, MH, SU, and PJZ assisted in able therapeutic targets. Cancer Discov. 2014;4(2):232–45. h
critical revision of the manuscript. All authors reviewed, revised, and ttps://doi.org/10.1158/2159-8290.cd-13-0286. Epub 2013 Dec 19.
approved the final manuscript as submitted and agree to be 12. Gerlinger M, Rowan AJ, Horswell S, Math M, Larkin J, Endes-
accountable for all aspects of the work. felder D, Gronroos E, Martinez P. Intratumor heterogeneity and
branched evolution revealed by multiregion sequencing. N Engl J
DISCLOSURES The authors have no financial relationships or Med. 2012;366(10):883–92.
conflicts of interest relevant to this article to disclose. 13. Almendro V, Cheng YK, Randles A, Itzkovitz S, Marusyk A,
Ametller E. Inference of tumor evolution during chemotherapy
by computational modeling and in situ analysis of genetic and
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